FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-05669
Fifth Third Funds
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(Exact name of registrant as specified in charter)
3435 Stelzer Road, Columbus OH 43219
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(Address of principal executive offices)
David Bunstine, 3435 Stelzer Road, Columbus OH 43219
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(Name and address of agent for service)
Registrant's telephone number, including area code: 614-470-8000
Date of Fiscal year-end: 7/31/2003
Reporting Period: 07/01/2003 - 06/30/2004
========================== FIFTH THIRD BALANCED FUND ===========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
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AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
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ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
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ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director Lawrence L. Gellerstedt, For For Management
III
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
3 Ammend EEO - Sexual Orientation Against For Shareholder
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 53015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
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BIOMET, INC.
Ticker: BMET Security ID: 90613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
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CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Boles, Jr. For For Management
1.2 Elect Director W. Bruce Hanks For For Management
1.3 Elect Director C.G. Melville, Jr. For For Management
1.4 Elect Director Glen F. Post, III For For Management
2 Ratify Auditors For For Management
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CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For For Management
DIRECTORS): (NOTE: DIRECTORS ARE ELECTED
AS A GROUP, NOT INDIVIDUALLY): GIL SHWED,
MARIUS NACHT, DAVID RUBNER, TAL SHAVIT.
2 TO RATIFY THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2003.
3 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS.
4 TO APPROVE AMENDMENT TO DIRECTORS For Against Management
COMPENSATION.
5 TO APPROVE EXECUTIVE OFFICERS For Against Management
COMPENSATION.
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
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DOVER CORP.
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Benson For For Management
1.2 Elect Director Jean-Pierre M. Ergas For For Management
1.3 Elect Director Kristiane C. Graham For For Management
1.4 Elect Director Ronald L. Hoffman For For Management
1.5 Elect Director James L. Koley For For Management
1.6 Elect Director Richard K. Lochridge For For Management
1.7 Elect Director Thomas L. Reece For For Management
1.8 Elect Director Bernard G. Rethore For For Management
1.9 Elect Director Gary L. Roubos For Withhold Management
1.10 Elect Director Michael B. Stubbs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Other Business For Against Management
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ECOLAB, INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director William L. Jews For For Management
1.3 Elect Director Joel W. Johnson For For Management
1.4 Elect Director Ulrich Lehner For For Management
1.5 Elect Director Beth M. Pritchard For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
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EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
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FASTENAL CO.
Ticker: FAST Security ID: 311900104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Kierlin For Withhold Management
1.2 Elect Director Stephen M. Slaggie For Withhold Management
1.3 Elect Director Michael M. Gostomski For For Management
1.4 Elect Director John D. Remick For For Management
1.5 Elect Director Henry K. McConnon For For Management
1.6 Elect Director Robert A. Hansen For For Management
1.7 Elect Director Willard D. Oberton For Withhold Management
1.8 Elect Director Michael J. Dolan For For Management
1.9 Elect Director Reyne K. Wisecup For Withhold Management
2 Ratify Auditors For For Management
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FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Jesse Arnelle For For Management
1.2 Elect Director Sherry S. Barrat For For Management
1.3 Elect Director Robert M. Beall, Ii For For Management
1.4 Elect Director J. Hyatt Brown For For Management
1.5 Elect Director James L. Camaren For For Management
1.6 Elect Director Lewis Hay III For For Management
1.7 Elect Director Frederic V. Malek For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Paul R. Tregurtha For For Management
1.10 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Increase Authorized Common Stock For For Management
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GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
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GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For Withhold Management
1.2 Elect Director Wilbur H. Gantz For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Jorge Paulo Lemann For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Expense Stock Options Against For Shareholder
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GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
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INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
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JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
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LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
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LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
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MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
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MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Snow, Jr. For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Brian L. Strom, Md, Mph For For Management
2 Ratify Auditors For For Management
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MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
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MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
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NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane L. Burnham For For Management
1.2 Elect Director Dolores E. Cross For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Robert S. Hamada For For Management
1.5 Elect Director Robert A. Helman For Withhold Management
1.6 Elect Director Dipak C. Jain For For Management
1.7 Elect Director Arthur L. Kelly For For Management
1.8 Elect Director Robert C. Mccormack For For Management
1.9 Elect Director Edward J. Mooney For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director John W. Rowe For For Management
1.12 Elect Director Harold B. Smith For For Management
1.13 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane E. Collins For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Allan L. Rayfield For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For Withhold Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For Withhold Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For Withhold Management
1.8 Elect Director Joseph M. Tucci For Withhold Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For For Management
Agreement
- --------------------------------------------------------------------------------
QUESTAR CORP.
Ticker: STR Security ID: 748356102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa Beck For For Management
1.2 Elect Director R.D. Cash For For Management
1.3 Elect Director Robert E. McKee III For Withhold Management
1.4 Elect Director Gary G. Michael For For Management
1.5 Elect Director Charles B. Stanley For For Management
2 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For Withhold Management
1.2 Elect Director David R. Andelman For Withhold Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For Withhold Management
1.6 Elect Director Alan C. Greenberg For Withhold Management
1.7 Elect Director Mel Karmazin For Withhold Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For Withhold Management
1.11 Elect Director Sumner M. Redstone For Withhold Management
1.12 Elect Director Frederic V. Salerno For Withhold Management
1.13 Elect Director William Schwartz For Withhold Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against For Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC.
Ticker: WEN Security ID: 950590109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Hill For For Management
1.2 Elect Director Paul D. House For For Management
1.3 Elect Director John R. Thompson For For Management
1.4 Elect Director J. Randolph Lewis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
============================ FIFTH THIRD BOND FUND =============================
================= FIFTH THIRD DISCIPLINED LARGE CAP VALUE FUND =================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director Lawrence L. Gellerstedt, For For Management
III
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
3 Ammend EEO - Sexual Orientation Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For Did Not Management
Vote
1.2 Elect Director James L. Bryan For Did Not Management
Vote
1.3 Elect Director James T. Hackett For Did Not Management
Vote
2 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
4 Report on Greenhouse Gas Emissions Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For Withhold Management
1.3 Elect Director Jan Kalff For Withhold Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 96761101
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Corbin For For Management
1.2 Elect Director Stewart K. Owens For For Management
1.3 Elect Director Robert E.H. Rabold For Withhold Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC
Ticker: CSG Security ID: 127209302
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DECLARATION OF FINAL DIVIDEND 2003 For For Management
3 DIRECTORS REMUNERATION REPORT For For Management
4.1 Elect Director John Sunderland For For Management
4.2 Elect Director Ken Hanna For For Management
4.3 Elect Director Rick Braddock For For Management
4.4 Elect Director Roger Carr For For Management
4.5 Elect Director David Thompson For For Management
5 Ratify Auditors For For Management
6 REMUNERATION OF AUDITORS For For Management
7 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
8 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS For For Management
9 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
10 AMEND RULES OF THE SHARE OPTION PLAN 1994 For For Management
11 AMEND RULES OF THE 1997 LONG TERM For For Management
INCENTIVE PLAN
12 APPROVAL OF THE BONUS SHARE RETENTION For For Management
PLAN 2004
13 AMEND RULES OF EIGHT NAMED SHARE For For Management
SCHEMES/PLANS
14 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR For For Management
PLANS
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William A. Farlinger For For Management
1.4 Elect Director William M. Freeman For For Management
1.5 Elect Director Hon. Thomas H. Kean For For Management
1.6 Elect Director Edward J. Kelly, III For For Management
1.7 Elect Director Marianne Miller Parrs For For Management
1.8 Elect Director Jeffrey M. Peek For For Management
1.9 Elect Director John R. Ryan For For Management
1.10 Elect Director Peter J. Tobin For For Management
1.11 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terry R. Lautenbach For For Management
1.7 Elect Director Terrence Murray For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Thomas M. Ryan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dobrowski For For Management
1.2 Elect Director William M. Goodyear For For Management
1.3 Elect Director James D. Harper, Jr. For For Management
1.4 Elect Director Richard D. Kincaid For For Management
1.5 Elect Director David K. Mckown For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director Edwin N. Sidman For For Management
1.8 Elect Director J. H.W.R. Van Der Vlist For For Management
1.9 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Jesse Arnelle For For Management
1.2 Elect Director Sherry S. Barrat For For Management
1.3 Elect Director Robert M. Beall, Ii For For Management
1.4 Elect Director J. Hyatt Brown For For Management
1.5 Elect Director James L. Camaren For For Management
1.6 Elect Director Lewis Hay III For For Management
1.7 Elect Director Frederic V. Malek For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Paul R. Tregurtha For For Management
1.10 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Johnson For Did Not Management
Vote
1.2 Elect Director Douglas H. McCorkindale For Did Not Management
Vote
1.3 Elect Director Stephen P. Munn For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Douville For For Management
1.2 Elect Director Michael M.E. Johns, M.D. For For Management
1.3 Elect Director J. Hicks Lanier For For Management
1.4 Elect Director Wendy B. Needham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Company-Specific -- Shareholder Against Against Shareholder
Miscellaneous
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMC Security ID: 438128308
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROPOSAL FOR APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 80TH FISCAL
YEAR.
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION.
3.1 Elect Director T. Fukui For For Management
3.2 Elect Director K. Amemiya For For Management
3.3 Elect Director M. Hagino For For Management
3.4 Elect Director M. Harada For For Management
3.5 Elect Director M. Shiraishi For For Management
3.6 Elect Director S. Aoki For For Management
3.7 Elect Director A. Hyogo For For Management
3.8 Elect Director S. Dobashi For For Management
3.9 Elect Director S. Toshida For For Management
3.10 Elect Director K. Hirashima For For Management
3.11 Elect Director K. Kondo For For Management
3.12 Elect Director Y. Ikenoya For For Management
3.13 Elect Director T. Onda For For Management
3.14 Elect Director A. Takano For For Management
3.15 Elect Director T. Ito For For Management
3.16 Elect Director S. Kishi For For Management
3.17 Elect Director H. Yoshino For For Management
3.18 Elect Director M. Yoshimi For For Management
3.19 Elect Director M. Kato For For Management
3.20 Elect Director S. Takagi For For Management
3.21 Elect Director H. Kuroda For For Management
3.22 Elect Director A. Hamada For For Management
3.23 Elect Director T. Kowashi For For Management
3.24 Elect Director T. Iwamura For For Management
3.25 Elect Director T. Yamamoto For For Management
3.26 Elect Director M. Takabayashi For For Management
3.27 Elect Director T. Oyamo For For Management
3.28 Elect Director S. Kanazawa For For Management
3.29 Elect Director M. Nishimae For For Management
3.30 Elect Director F. Ike For For Management
3.31 Elect Director M. Yamashita For For Management
3.32 Elect Director H. Kobayashi For For Management
3.33 Elect Director K. Sagawa* For For Management
3.34 Elect Director K. Iiyama* For For Management
3.35 Elect Director H. Oshima* For For Management
3.36 Elect Director S. Minekawa* For For Management
4 ELECTION AS CORPORATE AUDITOR: KOJI For For Management
MIYAJIMA
5 ELECTION AS CORPORATE AUDITOR: HIROSHI For For Management
OKUBO
6 ELECTION AS CORPORATE AUDITOR: FUMIHIKO For For Management
SAITO
7 REVISION OF AMOUNT OF REMUNERATION For For Management
PAYABLE TO DIRECTORS.
8 PAYMENT OF BONUS TO DIRECTORS AND For For Management
CORPORATE AUDITORS FOR THE 80TH FISCAL
YEAR.
9 PRESENTATION OF RETIREMENT ALLOWANCE TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITORS
FOR THEIR RESPECTIVE SERVICES.
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For Withhold Management
1.2 Elect Director Bruce Karatz For Withhold Management
1.3 Elect Director Russell E. Palmer For Withhold Management
1.4 Elect Director Ivan G. Seidenberg For Withhold Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Cutler For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Eduardo R. Menasce For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Peter G. Ten Eyck, II For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earnest W. Deavenport, Jr. For For Management
as Class II Director
1.2 Elect Director Elizabeth M. Greetham as For For Management
Class II Director
1.3 Elect Director James R. Lattanzi as Class For For Management
III Director
1.4 Elect Director Philip M. Pfeffer as Class For For Management
II Director
1.5 Elect Director Ted G. Wood as Class I For For Management
Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Dennis H. Reilley For For Management
1.4 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Dennis E. Foster For For Management
1.3 Elect Director Richard L. Thompson For For Management
1.4 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane E. Collins For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Allan L. Rayfield For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management
DECEMBER 31, 2003, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2003.
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Against Management
RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Against Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management
MANAGING DIRECTOR OF THE COMPANY.*
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management
MEMBER OF THE SUPERVISORY BOARD.*
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management
A MEMBER OF THE SUPERVISORY BOARD OWING
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management
WITH A VIEW TO CANCELLA- TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 10, 2003 Meeting Type: Annual
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director James A. Karman For For Management
1.3 Elect Director Donald K. Miller For For Management
1.4 Elect Director Joseph P. Viviano For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Boland For For Management
1.2 Elect Director John G. Breen For For Management
1.3 Elect Director Duane E. Collins For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director Daniel E. Evans For For Management
1.6 Elect Director Susan J. Kropf For Withhold Management
1.7 Elect Director Robert W. Mahoney For For Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director A. Malachi Mixon, III For For Management
1.10 Elect Director Curtis E. Moll For Withhold Management
1.11 Elect Director Joseph M. Scaminace For For Management
1.12 Elect Director Richard K. Smucker For For Management
2 Amend Bylaws For Against Management
3 Amend Bylaws For For Management
4 Amend Nomination Procedures for the Board For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hicks Lanier For For Management
1.2 Elect Director Larry L. Prince For For Management
1.3 Elect Director Frank S. Royal, M.D. For For Management
1.4 Elect Director Robert M. Beall, II For For Management
1.5 Elect Director Jeffrey C. Crowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Glenn Biggs For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Bob Marbut For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against For Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
======================== FIFTH THIRD EQUITY INDEX FUND =========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Duperreault For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Peter Menikoff For For Management
1.4 Elect Director Robert Ripp For For Management
1.5 Elect Director Dermot F. Smurfit For For Management
2 PROPOSAL TO APPROVE THE ACE LIMITED 2004 For For Management
LONG-TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- --------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC.
Ticker: ADCT Security ID: 000886101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Annunziata For For Management
1.2 Elect Director John J. Boyle III For For Management
1.3 Elect Director Larry W. Wangberg For For Management
1.4 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against For Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. J. Sanders III For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director W. Michael Barnes For For Management
1.4 Elect Director Charles M. Blalack For For Management
1.5 Elect Director R. Gene Brown For For Management
1.6 Elect Director Bruce Claflin For For Management
1.7 Elect Director H. Paulett Eberhart For For Management
1.8 Elect Director Robert B. Palmer For For Management
1.9 Elect Director Leonard M. Silverman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AES CORP., THE
Ticker: AES Security ID: 00130H105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Darman For For Management
1.2 Elect Director Alice F. Emerson For For Management
1.3 Elect Director Paul T. Hanrahan For For Management
1.4 Elect Director Kristina M. Johnson For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director John H. McArthur For For Management
1.8 Elect Director Sandra O. Moose For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
1.12 Elect Director Roger W. Sant For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Jack D. Kuehler For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director John W. Rowe, M.D. For For Management
1.13 Elect Director Ronald A. Williams For For Management
1.14 Elect Director R. David Yost For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For Withhold Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Douglas Ford For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Paula G. Rosput For For Management
1.4 Elect Director Lawrason D. Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALBERTO-CULVER CO.
Ticker: ACV Security ID: 013068101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. G. Atwater, Jr. For For Management
1.2 Elect Director Sam J. Susser For For Management
1.3 Elect Director William W. Wirtz For For Management
1.4 Elect Director John A. Miller For For Management
1.5 Elect Director James G. Brocksmith, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Articles For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ALBERTSON'S INC.
Ticker: ABS Security ID: 013104104
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Teresa Beck For Withhold Management
1.3 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
7 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Pay Disparity Against Against Shareholder
4 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 017361106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director Cyrus F. Freidheim, Jr. For For Management
1.3 Elect Director Ted J. Kleisner For For Management
2 Eliminate Cumulative Voting For Against Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Amend Vote Requirements to Amend For For Shareholder
Articles/Bylaws/Charter
7 Submit Shareholder Rights Plan (Poison For For Shareholder
Pill) to Shareholder Vote
8 Declassify the Board of Directors For For Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Expense Stock Options Against For Shareholder
11 Adopt a Policy that will Commit Executive Against For Shareholder
& Directors to Hold at Least 50% of their
Shares
12 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
13 Restore Preemptive Rights of Shareholders Against Against Shareholder
14 Reincorporate in Another State from Against For Shareholder
Maryland to Delaware
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 17361106
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date: SEP 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Julia L. Johnson For For Management
1.3 Elect Director Gunnar E. Sarsten For Withhold Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
4 Performance- Based/Indexed Options Against Against Shareholder
5 Performance- Based/Indexed Options Against Against Shareholder
6 Expense Stock Options Against For Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Adopt Simple Majority Vote Requirement Against For Shareholder
9 Declassify the Board of Directors Against For Shareholder
10 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
11 Reincorporate in Another State from Against For Shareholder
Maryland to Delaware
- --------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES, INC.
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Hassey For For Management
1.2 Elect Director H. Kent Bowen For For Management
1.3 Elect Director John D. Turner For For Management
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Handel E. Evans For For Management
1.2 Elect Director Michael R. Gallagher For For Management
1.3 Elect Director Gavin S. Herbert For Withhold Management
1.4 Elect Director Stephen J. Ryan For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
- --------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Van Weelden For For Management
1.2 Elect Director Robert M. Agate For For Management
1.3 Elect Director Leon D. Black For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Michael S. Gross For For Management
1.6 Elect Director Dennis R. Hendrix For For Management
1.7 Elect Director J. Tomilson Hill For For Management
1.8 Elect Director Lawrence V. Jackson For For Management
1.9 Elect Director Nolan Lehmann For For Management
1.10 Elect Director Howard A. Lipson For For Management
1.11 Elect Director Antony P. Ressler For For Management
1.12 Elect Director Warren B. Rudman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Report on Privatization Against Against Shareholder
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director Lawrence L. Gellerstedt, For For Management
III
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
3 Ammend EEO - Sexual Orientation Against For Shareholder
- --------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Daane For For Management
1.2 Elect Director Robert W. Reed For For Management
1.3 Elect Director Charles M. Clough For For Management
1.4 Elect Director Robert J. Finocchio Jr For For Management
1.5 Elect Director Kevin Mcgarity For For Management
1.6 Elect Director Paul Newhagen For For Management
1.7 Elect Director William E. Terry For For Management
1.8 Elect Director Susan Wang For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Approve Option Expensing Against For Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Renso L. Caporali For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Richard Dulude For For Management
1.6 Elect Director Robert J. Genader For For Management
1.7 Elect Director W. Grant Gregory For For Management
1.8 Elect Director Laura S. Unger For For Management
1.9 Elect Director Henry D. G. Wallace For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERADA HESS CORP.
Ticker: AHC Security ID: 023551104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas F. Brady For Withhold Management
1.2 Elect Director J. Barclay Collins II For For Management
1.3 Elect Director Thomas H. Kean For For Management
1.4 Elect Director Frank A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan S. Elliott For For Management
1.2 Elect Director Clifford L. Greenwalt For For Management
1.3 Elect Director Thomas A. Hays For For Management
1.4 Elect Director Richard A. Liddy For For Management
1.5 Elect Director Gordon R. Lohman For For Management
1.6 Elect Director Richard A. Lumpkin For For Management
1.7 Elect Director John Peters MacCarthy For For Management
1.8 Elect Director Paul L. Miller, Jr. For For Management
1.9 Elect Director Charles W. Mueller For For Management
1.10 Elect Director Douglas R. Oberhelman For For Management
1.11 Elect Director Gary L. Rainwater For For Management
1.12 Elect Director Harvey Saligman For For Management
2 Ratify Auditors For For Management
3 Report on Risks of Nuclear Waste Storage Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN GREETINGS CORP.
Ticker: AM Security ID: 026375105
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Harriet Mouchly-Weiss For For Management
1.3 Elect Director Charles A. Ratner For Withhold Management
1.4 Elect Director Zev Weiss For For Management
1.5 Elect Director Joseph Hardin For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN STANDARD COMPANIES, INC.
Ticker: ASD Security ID: 029712106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Anderson For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Ruth Ann Marshall For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Hagenlocker For For Management
1.2 Elect Director Kurt J. Hilzinger For For Management
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
AMSOUTH BANCORPORATION
Ticker: ASO Security ID: 032165102
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude B. Nielsen For For Management
1.2 Elect Director Cleophus Thomas, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 34425108
Meeting Date: JUL 15, 2003 Meeting Type: Special
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Authorize New Class of Preferred Stock For For Management
3 Approve Increase in Size of Board For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For Withhold Management
1.3 Elect Director Jan Kalff For Withhold Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
APARTMENT INVESTMENT & MANAGEMENT CO.
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Peter K. Kompaniez For For Management
1.3 Elect Director James N. Bailey For For Management
1.4 Elect Director Richard S. Ellwood For For Management
1.5 Elect Director J. Landis Martin For For Management
1.6 Elect Director Thomas L. Rhodes For For Management
2 Ratify Auditors For For Management
3 Approve Sale of Company Assets For For Management
4 Limit Executive Compensation Against For Shareholder
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
APPLERA CORP
Ticker: ABI Security ID: 38020103
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For Withhold Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORP.
Ticker: AMCC Security ID: 03822W109
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Rickey For For Management
1.2 Elect Director Roger A. Smullen, Sr. For For Management
1.3 Elect Director Cesar Cesaratto For For Management
1.4 Elect Director Franklin P. Johnson, Jr. For For Management
1.5 Elect Director Kevin N. Kalkhoven For Withhold Management
1.6 Elect Director L. Wayne Price For For Management
1.7 Elect Director Douglas C. Spreng For For Management
1.8 Elect Director Arthur B. Stabenow For For Management
1.9 Elect Director Harvey P. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 39483102
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Allen Andreas For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Roger S. Joslin For For Management
1.4 Elect Director D.J. Mimran For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director M. Brian Mulroney For For Management
1.7 Elect Director J. K. Vanier For For Management
1.8 Elect Director O. G. Webb For For Management
1.9 Elect Director Kelvin R. Westbrook For For Management
- --------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044204105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest H. Drew For For Management
1.2 Elect Director Mannie L. Jackson For For Management
1.3 Elect Director Theodore M. Solso For For Management
1.4 Elect Director Michael J. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AT&T CORP.
Ticker: T Security ID: 001957505
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors William F. Aldinger For For Management
1.2 Elect Directors Kenneth T. Derr For For Management
1.3 Elect Directors David W. Dorman For For Management
1.4 Elect Directors M. Kathryn Eickhoff For For Management
1.5 Elect Directors Herbet L. Henkel For For Management
1.6 Elect Directors Frank C. Herringer For For Management
1.7 Elect Directors Shirley Ann Jackson For For Management
1.8 Elect Directors Jon C. Madonna For For Management
1.9 Elect Directors Donald F. McHenry For For Management
1.10 Elect Directors Tony L. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC.
Ticker: AWE Security ID: 00209A106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Nobuharu Ono For For Management
2.2 Elect Director Carolyn M. Ticknor For For Management
2.3 Elect Director John D. Zeglis For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Mark A. Bertelsen For For Management
1.3 Elect Director Crawford W. Beveridge For For Management
1.4 Elect Director J. Hallam Dawson For For Management
1.5 Elect Director Michael J. Fister For For Management
1.6 Elect Director Per-Kristian Halvorsen For For Management
1.7 Elect Director Steven Scheid For For Management
1.8 Elect Director Mary Alice Taylor For For Management
1.9 Elect Director Larry W. Wangberg For For Management
2 Ratify Auditors For For Management
3 Adopt Policy Regarding Equity-Based Against For Shareholder
Compensation for Executives
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 53015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Robert J. Brown For For Management
1.3 Elect Director J.P. Bryan For For Management
1.4 Elect Director Rick L. Burdick For Withhold Management
1.5 Elect Director William C. Crowley For For Management
1.6 Elect Director Alan S. Dawes For For Management
1.7 Elect Director Edward S. Lampert For For Management
1.8 Elect Director Irene B. Rosenfeld For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Donald K. Peterson For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Approve Omnibus Stock Plan For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
AVERY DENNISON CORP.
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Philip M. Neal For For Management
1.2 Elect Directors Frank V. Cahouet For For Management
1.3 Elect Directors Peter W. Mullin For For Management
1.4 Elect Directors Bruce E. Karatz For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Djerejian For Withhold Management
1.2 Elect Director H. John Riley, Jr. For Withhold Management
1.3 Elect Director Charles L. Watson For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BALL CORP.
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanno C. Fiedler For For Management
1.2 Elect Director John F. Lehman For For Management
1.3 Elect Director George A. Sissel For For Management
1.4 Elect Director Erik H. van der Kaay For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against Against Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAUSCH & LOMB INC.
Ticker: BOL Security ID: 071707103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Kenneth L. Wolfe For For Management
1.4 Elect Director Ronald L. Zarrella For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Forsyth For For Management
1.2 Elect Director Gail D. Fosler For For Management
1.3 Elect Director Carole J. Uhrich For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Bylaws For Against Management
3.1 Elect Director John A. Allison Iv For For Management
3.2 Elect Director Ronald E. Deal For Withhold Management
3.3 Elect Director Tom D. Efird For For Management
3.4 Elect Director Albert O. Mccauley For For Management
3.5 Elect Director Barry J. Fitzpatrick For For Management
3.6 Elect Director J. Holmes Morrison For For Management
3.7 Elect Director Jennifer S. Banner For For Management
3.8 Elect Director Albert F. Zettlemoyer For Withhold Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Review Executive Compensation Policy Against For Shareholder
- --------------------------------------------------------------------------------
BEAR STEARNS COMPANIES INC., THE
Ticker: BSC Security ID: 073902108
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cayne For For Management
1.2 Elect Director Carl D. Glickman For For Management
1.3 Elect Director Alan C. Greenberg For For Management
1.4 Elect Director Donald J. Harrington For For Management
1.5 Elect Director William L. Mack For For Management
1.6 Elect Director Frank T. Nickell For For Management
1.7 Elect Director Paul A. Novelly For For Management
1.8 Elect Director Frederic V. Salerno For For Management
1.9 Elect Director Alan D. Schwartz For For Management
1.10 Elect Director Warren J. Spector For For Management
1.11 Elect Director Vincent Tese For For Management
2 Amend the Capital Accumulation Plan for For Against Management
Senior Managing Directors
3 Amend Stock Option Plan For Against Management
4 Approve Restricted Stock Plan For Against Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. DeGraan For For Management
1.3 Elect Director James F. Orr For For Management
1.4 Elect Director Margaretha af Ugglas For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy P. Mcdonald For For Management
1.2 Elect Director Jeffrey H. Curler For For Management
1.3 Elect Director Roger D. O'Shaughnessy For For Management
1.4 Elect Director David S. Haffner For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BIG LOTS INC.
Ticker: BLI Security ID: 089302103
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert J. Bell For For Management
1.2 Elect Director Sheldon M. Berman For For Management
1.3 Elect Director David T. Kollat For For Management
1.4 Elect Director Brenda J. Lauderback For For Management
1.5 Elect Director Philip E. Mallott For For Management
1.6 Elect Director Ned Mansour For For Management
1.7 Elect Director Michael J. Potter For For Management
1.8 Elect Director Russell Solt For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Belzer For For Management
1.2 Elect Director Mary L. Good For For Management
1.3 Elect Director James C. Mullen For For Management
1.4 Elect Director Bruce R. Ross For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN, INC.
Ticker: BGEN Security ID: 90597105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 90613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Foreign Operations Risk Against Against Shareholder
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 55921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For Withhold Management
1.2 Elect Director John E. Bryson For Withhold Management
1.3 Elect Director Linda Z. Cook For For Management
1.4 Elect Director Rozanne L. Ridgway For Withhold Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Adopt Amended Workplace Code of Conduct Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Adopt a Policy that will Commit Executive Against For Shareholder
& Directors to Hold at least 75% of their
Shares
10 Provide Employees Choice of Pension Plans Against Against Shareholder
at Retirement or Termination
- --------------------------------------------------------------------------------
BOISE CASCADE CORP.
Ticker: BCC Security ID: 097383103
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire S. Farley For For Management
1.2 Elect Director Rakesh Gangwal For For Management
1.3 Elect Director Gary G. Michael For For Management
1.4 Elect Director A. William Reynolds For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
BOISE CASCADE CORP.
Ticker: BCC Security ID: 097383103
Meeting Date: DEC 9, 2003 Meeting Type: Special
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROWN-FORMAN CORP.
Ticker: BF.B Security ID: 115637209
Meeting Date: JAN 8, 2004 Meeting Type: Written Consent
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For Withhold Management
1.3 Elect Director Marc F. Racicot For Withhold Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For Withhold Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For Withhold Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For For Management
1.2 Elect Director Tony L. White For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CALPINE CORP.
Ticker: CPN Security ID: 131347106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann B. Curtis For Withhold Management
1.2 Elect Director Kenneth T. Derr For Withhold Management
1.3 Elect Director Gerald Greenwald For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Implement Indigenous Peoples Right Against Against Shareholder
Policy/ Cease Medicine Lake Development
6 Limit Awards to Executives Against Against Shareholder
7 Include Voting Recommendations of Against Against Shareholder
Institutional Holders in Proxy Statement
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMPBELL SOUP CO.
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Paul R. Charron For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Kent B. Foster For For Management
1.6 Elect Director Harvey Golub For For Management
1.7 Elect Director Randall W. Larrimore For For Management
1.8 Elect Director Philip E. Lippincott For For Management
1.9 Elect Director Mary Alice D. Malone For For Management
1.10 Elect Director David C. Patterson For For Management
1.11 Elect Director Charles R. Perrin For For Management
1.12 Elect Director George M. Sherman For For Management
1.13 Elect Director Donald M. Stewart For For Management
1.14 Elect Director George Strawbridge, Jr. For For Management
1.15 Elect Director Les C. Vinney For For Management
1.16 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CENTERPOINT ENERGY INC
Ticker: CNP Security ID: 15189T107
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. O'Connell For For Management
1.2 Elect Director Milton Carroll For For Management
1.3 Elect Director John T. Cater For For Management
1.4 Elect Director Michael E. Shannon For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Declassify the Board of Directors Against For Shareholder
5 Other Business For Against Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: FEB 25, 2004 Meeting Type: Special
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Merger Agreement For For Management
3 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan W. Cook III For For Management
1.2 Elect Director Thomas J. Falk For For Management
1.3 Elect Director Laurence E. Hirsch For For Management
1.4 Elect Director Thomas M. Schoewe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Boles, Jr. For For Management
1.2 Elect Director W. Bruce Hanks For For Management
1.3 Elect Director C.G. Melville, Jr. For For Management
1.4 Elect Director Glen F. Post, III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP., THE
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Fisher For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David B. Yoffie For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC.
Ticker: CF Security ID: 160903100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Agnew For For Management
1.2 Elect Director Denise Marie Fugo For For Management
1.3 Elect Director Charles John Koch For For Management
1.4 Elect Director Ronald F. Poe For For Management
1.5 Elect Director Jerome L. Schostak For For Management
1.6 Elect Director Mark Shaevsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CHIRON CORP.
Ticker: CHIR Security ID: 170040109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vaughn D. Bryson For For Management
1.2 Elect Director Pierre E. Douaze For For Management
1.3 Elect Director Edward E. Penhoet For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director James M. Cornelius For For Management
1.6 Elect Director John D. Finnegan For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director Klaus J. Mangold For For Management
1.9 Elect Director Sir David G. Scholey, CBE For For Management
1.10 Elect Director Raymond G. H. Seitz For For Management
1.11 Elect Director Lawrence M. Small For For Management
1.12 Elect Director Daniel E. Somers For For Management
1.13 Elect Director Karen Hastie Williams For For Management
1.14 Elect Director James M. Zimmerman For For Management
1.15 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779101
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick H. Nettles For For Management
1.2 Elect Director John R. Dillon For For Management
1.3 Elect Director Lawton W. Fitt For For Management
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORP.
Ticker: CINF Security ID: 172062101
Meeting Date: APR 24, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Brown For For Management
1.2 Elect Director Dirk J. Debbink For For Management
1.3 Elect Director Robert C. Schiff For For Management
1.4 Elect Director John M. Shepherd For For Management
1.5 Elect Director Douglas S. Skidmore For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINERGY CORP.
Ticker: CIN Security ID: 172474108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director George C. Juilfs For For Management
1.3 Elect Director Dudley S. Taft For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINTAS CORP.
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Richard T. Farmer For For Management
2.2 Elect Director Robert J. Kohlhepp For For Management
2.3 Elect Director Scott D. Farmer For For Management
2.4 Elect Director Paul R. Carter For For Management
2.5 Elect Director Gerald V. Dirvin For For Management
2.6 Elect Director Robert J. Herbold For For Management
2.7 Elect Director Roger L. Howe For For Management
2.8 Elect Director David C. Phillips For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Expense Stock Options Against Against Shareholder
5 Establish a Nominating Committee of Against For Shareholder
Independent Directors
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Report on Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC.
Ticker: CC Security ID: 172737108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.V. Goings For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Allen B. King For For Management
1.4 Elect Director J. Patrick Spainhour For For Management
1.5 Elect Director Carolyn Y. Woo For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS CO.
Ticker: CZN Security ID: 17453B101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aaron I. Fleischman For For Management
1.2 Elect Director Rudy J. Graf For For Management
1.3 Elect Director Stanley Harfenist For For Management
1.4 Elect Director Andrew N. Heine For For Management
1.5 Elect Director William M. Kraus For For Management
1.6 Elect Director Scott N. Schneider For For Management
1.7 Elect Director John L. Schroeder For For Management
1.8 Elect Director Robert A. Stanger For For Management
1.9 Elect Director Edwin Tornberg For For Management
1.10 Elect Director Claire L. Tow For For Management
1.11 Elect Director Leonard Tow For For Management
1.12 Elect Director David H. Ward For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark B. Templeton For For Management
1.2 Elect Director Kevin R. Compton For For Management
1.3 Elect Director Stephen M. Dow For For Management
2 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For Withhold Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CMS ENERGY CORP.
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merribel S. Ayres For For Management
1.2 Elect Director Earl D. Holton For For Management
1.3 Elect Director David W. Joos For For Management
1.4 Elect Director Michael T. Monahan For For Management
1.5 Elect Director Joseph F. Paquette, Jr. For Withhold Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Percy A. Pierre For For Management
1.8 Elect Director S. Kinnie Smith, Jr. For For Management
1.9 Elect Director Kenneth L. Way For For Management
1.10 Elect Director Kenneth Whipple For For Management
1.11 Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Bundled Compensation Plans For For Management
5 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against For Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director J. Trevor Eyton For For Management
1.3 Elect Director Gary P. Fayard For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Paula G. Rosput For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Deferred Compensation Plan For For Management
5 Approve Employee Stock Purchase Plan For For Management
6 Approve Employee Stock Purchase Plan For For Management
7 Ratify Auditors For For Management
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Report on Recycling Policy Against Against Shareholder
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Carlos M. Gutierrez For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Elizabeth A. Monrad For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against Against Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director James F. Cordes For For Management
1.3 Elect Director Peter D. Cummings For For Management
1.4 Elect Director Todd W. Herrick For For Management
1.5 Elect Director William P. Vititoe For For Management
1.6 Elect Director Kenneth L. Way For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL, INC.
Ticker: CA Security ID: 204912109
Meeting Date: AUG 27, 2003 Meeting Type: Annual
Record Date: JUL 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell M. Artzt For For Management
1.2 Elect Director Kenneth Cron For For Management
1.3 Elect Director Alfonse M. D'Amato For For Management
1.4 Elect Director Gary J. Fernandes For For Management
1.5 Elect Director Sanjay Kumar For For Management
1.6 Elect Director Robert E. La Blanc For For Management
1.7 Elect Director Jay W. Lorsch For For Management
1.8 Elect Director Lewis S. Ranieri For For Management
1.9 Elect Director Walter P. Schuetze For For Management
1.10 Elect Director Alex Serge Vieux For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director Stephen L. Baum For For Management
1.3 Elect Director Rodney F. Chase For For Management
1.4 Elect Director Van B. Honeycutt For For Management
1.5 Elect Director William R. Hoover For For Management
1.6 Elect Director Leon J. Level For For Management
1.7 Elect Director Thomas A. McDonnell For For Management
1.8 Elect Director F. Warren McFarlan For For Management
1.9 Elect Director James R. Mellor For For Management
1.10 Elect Director William P. Rutledge For For Management
- --------------------------------------------------------------------------------
COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Elizabeth A. Chappell For For Management
1.4 Elect Director Elaine K. Didier For For Management
1.5 Elect Director William O. Grabe For For Management
1.6 Elect Director William R. Halling For For Management
1.7 Elect Director Peter Karmanos, Jr. For For Management
1.8 Elect Director Faye Alexander Nelson For For Management
1.9 Elect Director Glenda D. Price For For Management
1.10 Elect Director W. James Prowse For Withhold Management
1.11 Elect Director G. Scott Romney For For Management
1.12 Elect Director Lowell P. Weicker, Jr. For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONCORD EFS, INC.
Ticker: CE Security ID: 206197105
Meeting Date: FEB 26, 2004 Meeting Type: Special
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CONCORD EFS, INC.
Ticker: CE Security ID: 206197105
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent A. Calarco For For Management
1.2 Elect Director George Campbell, Jr. For For Management
1.3 Elect Director Gordon J. Davis For For Management
1.4 Elect Director Michael J. Del Giudice For For Management
1.5 Elect Director Joan S. Freilich For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Sally Hernandez-Pinero For For Management
1.8 Elect Director Peter W. Likins For For Management
1.9 Elect Director Eugene R. McGrath For For Management
1.10 Elect Director Frederic V. Salerno For For Management
1.11 Elect Director Stephen R. Volk For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Brady For For Management
1.2 Elect Director James R. Curtiss For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Robert J. Lawless For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONVERGYS CORP.
Ticker: CVG Security ID: 212485106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Roger L. Howe For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director James M. Zimmerman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker: CBE Security ID: G24182100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.G. Butler For For Management
1.2 Elect Director D.F. Smith For For Management
1.3 Elect Director G.B. Smith For For Management
2 Ratify Auditors For For Management
3 APPROVE THE AMENDED AND RESTATED STOCK For For Management
INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL RELATING TO SOCIAL Against For Shareholder
AND ENVIRONMENTAL ISSUES RELATED TO
SUSTAINABILITY.
5 SHAREHOLDER PROPOSAL RELATING TO Against Against Shareholder
EXECUTIVE EQUITY COMPENSATION PLANS.
- --------------------------------------------------------------------------------
COOPER TIRE & RUBBER CO.
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur H. Aronson For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Byron O. Pond For For Management
2 Ratify Auditors Against For Shareholder
- --------------------------------------------------------------------------------
COORS (ADOLPH) COMPANY
Ticker: RKY Security ID: 217016104
Meeting Date: OCT 3, 2003 Meeting Type: Special
Record Date: AUG 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation from For For Management
Colorado to Delaware
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr., For For Management
M.D. as Class II Director
1.2 Elect Director Hamilton E. James as Class For For Management
II Director
1.3 Elect Director Jill S. Ruckelshaus as For For Management
Class II Director
1.4 Elect Director William H. Gates, II as For For Management
Class II Director
1.5 Elect Director Daniel J. Evans as Class I For For Management
Director
2 Declassify the Board of Directors Against For Shareholder
3 Develop Land Procurement Policy Against Against Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen E. Dykstra For For Management
1.2 Elect Director Richard S. Forte For For Management
1.3 Elect Director William E. Lipner For For Management
1.4 Elect Director James L. L. Tullis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Implement MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director John M. Deutch For For Management
1.3 Elect Director Alexis M. Herman For For Management
1.4 Elect Director William I. Miller For For Management
1.5 Elect Director William D. Ruckelshaus For For Management
1.6 Elect Director Theodore M. Solso For For Management
1.7 Elect Director J. Lawrence Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: SEP 16, 2003 Meeting Type: Annual
Record Date: AUG 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director John M. Deutch For For Management
1.3 Elect Director Walter Y. Elisha For For Management
1.4 Elect Director Alexis M. Herman For For Management
1.5 Elect Director William I. Miller For For Management
1.6 Elect Director William D. Ruckelshaus For For Management
1.7 Elect Director Theodore M. Solso For For Management
1.8 Elect Director Franklin A. Thomas For For Management
1.9 Elect Director J. Lawrence Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terry R. Lautenbach For For Management
1.7 Elect Director Terrence Murray For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Thomas M. Ryan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DANA CORP.
Ticker: DCN Security ID: 235811106
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin F. Bailar For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director David E. Berges For For Management
1.4 Elect Director Michael J. Burns For For Management
1.5 Elect Director Edmund M. Carpenter For For Management
1.6 Elect Director Samir G. Gibara For For Management
1.7 Elect Director Cheyl W. Grise For For Management
1.8 Elect Director Glen H. Hiner For For Management
1.9 Elect Director James P. Kelly For For Management
1.10 Elect Director Marilyn R. Marks For For Management
1.11 Elect Director Richard B. Priory For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DANAHER CORP.
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Rales For For Management
1.2 Elect Director John T. Schwieters For For Management
1.3 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Develop Charter Language on Board Against Against Shareholder
Diversity
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Odie C. Donald For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director Joe R. Lee For For Management
1.5 Elect Director Senator Connie Mack, III For For Management
1.6 Elect Director Richard E. Rivera For For Management
1.7 Elect Director Michael D. Rose For For Management
1.8 Elect Director Maria A. Sastre For For Management
1.9 Elect Director Jack A. Smith For For Management
1.10 Elect Director Blaine Sweatt, III For For Management
1.11 Elect Director Rita P. Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Lane For For Management
1.2 Elect Director Antonio Madero B. For For Management
1.3 Elect Director Aulana L. Peters For For Management
1.4 Elect Director John R. Walter For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DELPHI CORP.
Ticker: DPH Security ID: 247126105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oscar de Paula Bernardes For Withhold Management
Neto
1.2 Elect Director Dr. Bernd Gottschalk For Withhold Management
1.3 Elect Director John D. Opie For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Declassify the Board of Directors Against For Shareholder
7 Amend Workplace Code of Conduct Against For Shareholder
- --------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Budd For For Management
1.2 Elect Director George M.C. Fisher For For Management
1.3 Elect Director David R. Goode For For Management
1.4 Elect Director Gerald Grinstein For For Management
1.5 Elect Director John F. Smith, Jr. For For Management
1.6 Elect Director Joan E. Spero For For Management
1.7 Elect Director Larry D. Thompson For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
5 Submit Executive Pension Benefit To Vote Against For Shareholder
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DELUXE CORP.
Ticker: DLX Security ID: 248019101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Eilers For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William A. Hawkins, III For For Management
1.4 Elect Director Cheryl M. McKissack For For Management
1.5 Elect Director Lawrence J. Mosner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Robert C. Salipante For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 15, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Connor For For Management
1.2 Elect Director Will D. Davis For For Management
1.3 Elect Director John Paul Hammerschmidt For For Management
1.4 Elect Director Peter R. Johnson For For Management
2 Ratify Auditors For For Management
3 Implement ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
DOLLAR GENERAL CORP.
Ticker: DG Security ID: 256669102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bere For For Management
1.2 Elect Director Dennis C. Bottorff For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director James L. Clayton For For Management
1.5 Elect Director Reginald D. Dickson For For Management
1.6 Elect Director E. Gordon Gee For For Management
1.7 Elect Director Barbara M. Knuckles For For Management
1.8 Elect Director David A. Perdue For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director James D. Robbins For For Management
1.11 Elect Director David M. Wilds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Allen For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Ronald J. Calise For For Management
1.4 Elect Director Thos. E. Capps For For Management
1.5 Elect Director George A. Davidson, Jr. For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Richard L. Leatherwood For For Management
1.10 Elect Director Margaret A. McKenna For For Management
1.11 Elect Director Kenneth A. Randall For For Management
1.12 Elect Director Frank S. Royal For For Management
1.13 Elect Director S. Dallas Simmons For For Management
1.14 Elect Director Robert H. Spilman For For Management
1.15 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
DOVER CORP.
Ticker: DOV Security ID: 260003108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Benson For For Management
1.2 Elect Director Jean-Pierre M. Ergas For For Management
1.3 Elect Director Kristiane C. Graham For For Management
1.4 Elect Director Ronald L. Hoffman For For Management
1.5 Elect Director James L. Koley For For Management
1.6 Elect Director Richard K. Lochridge For For Management
1.7 Elect Director Thomas L. Reece For For Management
1.8 Elect Director Bernard G. Rethore For For Management
1.9 Elect Director Gary L. Roubos For Withhold Management
1.10 Elect Director Michael B. Stubbs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
DOW JONES & CO., INC.
Ticker: DJ Security ID: 260561105
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irvine O. Hockaday, Jr. For For Management
1.2 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.3 Elect Director Lewis B. Campbell For For Management
1.4 Elect Director Dieter von Holtzbrinck For Withhold Management
1.5 Elect Director Elizabeth Steele For For Management
2 Ratify Auditors For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
DTE ENERGY CO.
Ticker: DTE Security ID: 233331107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Earley, Jr. For For Management
1.2 Elect Director Allan D. Gilmour For For Management
1.3 Elect Director Frank M. Hennessey For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Josue Robles, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Anderson For For Management
1.2 Elect Director Ann M. Gray For For Management
1.3 Elect Director Michael E.J. Phelps For Withhold Management
1.4 Elect Director James T. Rhodes For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
DYNEGY, INC.
Ticker: DYN Security ID: 26816Q101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bayless For For Management
1.2 Elect Director David W. Biegler For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Thomas D. Clark, Jr. For For Management
1.5 Elect Director Barry J. Galt For For Management
1.6 Elect Director Patricia A. Hammick For For Management
1.7 Elect Director George L. Mazanec For For Management
1.8 Elect Director Robert C. Oelkers For For Management
1.9 Elect Director Joe J. Stewart For For Management
1.10 Elect Director William L. Trubeck For For Management
1.11 Elect Director Bruce A. Williamson For For Management
2 Amend Conversion of Securities For For Management
3 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights
4 Ratify Auditors For For Management
5 Submit Executive Compensation to Vote Against For Shareholder
6 Develop Equity Compensation Plans and Against Against Shareholder
Utilize Time-Based & Restricted Share
Programs in Lieu of Stock Options
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Louisa C. Duemling For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Deborah C. Hopkins For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Masahisa Naitoh For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director H. Rodney Sharp, III For For Management
1.12 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Adopt and Report on a Code of Corporate Against Against Shareholder
Conduct
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL CO.
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Renee J. Hornbaker For For Management
1.2 Elect Director Thomas H. McLain For For Management
1.3 Elect Director Peter M. Wood For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EASTMAN KODAK CO.
Ticker: EK Security ID: 277461109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Hernandez For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Chemical Policy Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EATON CORP.
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Critelli For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director Kiran M. Patel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Bourguignon For For Management
1.2 Elect Director Thomas J. Tierney For For Management
1.3 Elect Director Margaret C. Whitman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Increase Authorized Common Stock For Against Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ECOLAB, INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director William L. Jews For For Management
1.3 Elect Director Joel W. Johnson For For Management
1.4 Elect Director Ulrich Lehner For For Management
1.5 Elect Director Beth M. Pritchard For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director France A. Cordova For For Management
1.3 Elect Director Bradford M. Freeman For For Management
1.4 Elect Director Bruce Karatz For For Management
1.5 Elect Director Luis G. Nogales For For Management
1.6 Elect Director Ronald L. Olson For For Management
1.7 Elect Director James M. Rosser For For Management
1.8 Elect Director Richard T. Schlosberg, For For Management
III
1.9 Elect Director Robert H. Smith For For Management
1.10 Elect Director Thomas C. Sutton For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Enrico For For Management
1.2 Elect Director Ellen M. Hancock For For Management
1.3 Elect Director C. Robert Kidder For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENGELHARD CORP.
Ticker: EC Security ID: 292845104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Burner For For Management
1.2 Elect Director James V. Napier For For Management
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Simon D. deBree For For Management
1.4 Elect Director Claiborne P. Deming For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Donald C. Hintz For For Management
1.7 Elect Director J. Wayne Leonard For For Management
1.8 Elect Director Robert v.d. Luft For For Management
1.9 Elect Director Kathleen A. Murphy For For Management
1.10 Elect Director Paul W. Murrill For For Management
1.11 Elect Director James R. Nichols For For Management
1.12 Elect Director William A. Percy, II For For Management
1.13 Elect Director Dennis H. Reilley For For Management
1.14 Elect Director Wm. Clifford Smith For For Management
1.15 Elect Director Bismark A. Steinhagen For For Management
1.16 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director Mark G. Papa For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
1.5 Elect Director Donald F. Textor For For Management
1.6 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Copeland, Jr For For Management
1.2 Elect Director Lee A. Ault III For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director A. William Dahlberg For For Management
1.5 Elect Director L. Phillip Humann For For Management
- --------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST
Ticker: EOP Security ID: 294741103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dobrowski For For Management
1.2 Elect Director William M. Goodyear For For Management
1.3 Elect Director James D. Harper, Jr. For For Management
1.4 Elect Director Richard D. Kincaid For For Management
1.5 Elect Director David K. Mckown For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director Edwin N. Sidman For For Management
1.8 Elect Director J. H.W.R. Van Der Vlist For For Management
1.9 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Bruce W. Duncan For For Management
1.4 Elect Director Stephen O. Evans For For Management
1.5 Elect Director James D. Harper, Jr. For For Management
1.6 Elect Director Boone A. Knox For For Management
1.7 Elect Director Desiree G. Rogers For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Amend Articles/Bylaws/Charter to Remove For For Management
Antitakeover Provision(s)
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Frank J. Borelli For For Management
1.3 Elect Director Nicholas J. LaHowchic For For Management
1.4 Elect Director Thomas P. Mac Mahon For Withhold Management
1.5 Elect Director John O. Parker, Jr. For For Management
1.6 Elect Director George Paz For For Management
1.7 Elect Director Samuel K. Skinner For For Management
1.8 Elect Director Seymour Sternberg For For Management
1.9 Elect Director Barrett A. Toan For For Management
1.10 Elect Director Howard L. Waltman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard R. Levine For For Management
1.2 Elect Director George R. Mahoney, Jr. For For Management
1.3 Elect Director Mark R. Bernstein For For Management
1.4 Elect Director Sharon Allred Decker For For Management
1.5 Elect Director Edward C. Dolby For For Management
1.6 Elect Director Glenn A. Eisenberg For For Management
1.7 Elect Director James G. Martin For For Management
2 Approve Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For For Management
1.2 Elect Director Kenneth M. Duberstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Timothy Howard For For Management
1.5 Elect Director Ann Korologos For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Donald B. Marron For For Management
1.8 Elect Director Daniel H. Mudd For For Management
1.9 Elect Director Anne M. Mulcahy For For Management
1.10 Elect Director Joe K. Pickett For For Management
1.11 Elect Director Leslie Rahl For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For Withhold Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Allen M. Hill For For Management
1.3 Elect Director Dr Mitchel D Livingston For For Management
1.4 Elect Director Hendrik G. Meijer For For Management
1.5 Elect Director James E. Rogers For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Adopt Sexual Orientation None For Shareholder
Non-Discrimination Policy
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Charles T. Fote For For Management
1.3 Elect Director Richard P. Kiphart For For Management
1.4 Elect Director Joan E. Spero For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRSTENERGY CORPORATION
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Ernest J. Novak, Jr. For For Management
1.3 Elect Director John M. Pietruski For For Management
1.4 Elect Director Catherine A. Rein For For Management
1.5 Elect Director Robert C. Savage For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Deferred Compensation Plan For For Management
6 Approve Deferred Compensation Plan For For Management
7 Expense Stock Options Against For Shareholder
8 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
9 Report on Political Against Against Shareholder
Contributions/Activities
10 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.R. Jensen For For Management
1.2 Elect Director K.M. Robak For For Management
1.3 Elect Director T.C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
FLUOR CORP.
Ticker: FLR Security ID: 343412102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For Withhold Management
1.2 Elect Director Kent Kresa For For Management
1.3 Elect Director Robin W. Renwick For Withhold Management
1.4 Elect Director Martha R. Seger For Withhold Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. H. Bond For Withhold Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Kimberly A. Casiano For For Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford For For Management
1.6 Elect Director William Clay Ford, Jr. For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Marie-Josee Kravis For For Management
1.9 Elect Director Richard A. Manoogian For For Management
1.10 Elect Director Ellen R. Marram For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Jorma Ollila For For Management
1.13 Elect Director Carl E. Reichardt For For Management
1.14 Elect Director Robert E. Rubin For Withhold Management
1.15 Elect Director Nicholas V. Scheele For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Establish Other Board Committee Against For Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Amend By Laws Relating to Board Against Against Shareholder
Independence
7 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Withhold Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For Withhold Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne M. Tatlock For Withhold Management
1.2 Elect Director Norman H. Wesley For Withhold Management
1.3 Elect Director Peter M. Wilson For Withhold Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Jesse Arnelle For For Management
1.2 Elect Director Sherry S. Barrat For For Management
1.3 Elect Director Robert M. Beall, Ii For For Management
1.4 Elect Director J. Hyatt Brown For For Management
1.5 Elect Director James L. Camaren For For Management
1.6 Elect Director Lewis Hay III For For Management
1.7 Elect Director Frederic V. Malek For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Paul R. Tregurtha For For Management
1.10 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harmon E. Burns For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Robert D. Joffe For For Management
1.4 Elect Director Charles B. Johnson For For Management
1.5 Elect Director Rupert H. Johnson, Jr. For For Management
1.6 Elect Director Thomas H. Kean For For Management
1.7 Elect Director James A. McCarthy For For Management
1.8 Elect Director Chutta Ratnathicam For For Management
1.9 Elect Director Peter M. Sacerdote For For Management
1.10 Elect Director Anne M. Tatlock For For Management
1.11 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan E. Donoghue For For Management
1.2 Elect Director Michelle Engler For For Management
1.3 Elect Director Richard Karl Goeltz For For Management
1.4 Elect Director George D. Gould For For Management
1.5 Elect Director Henry Kaufman For For Management
1.6 Elect Director John B. Mccoy For For Management
1.7 Elect Director Shaun F. O'Malley For For Management
1.8 Elect Director Ronald F. Poe For For Management
1.9 Elect Director Stephen A. Ross For For Management
1.10 Elect Director Donald J. Schuenke For For Management
1.11 Elect Director Christina Seix For For Management
1.12 Elect Director Richard F. Syron For For Management
1.13 Elect Director William J. Turner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director R. Leigh Clifford For Withhold Management
1.3 Elect Director James R. Moffett For For Management
1.4 Elect Director B. M. Rankin, Jr. For For Management
1.5 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Halt Payments to Indonesian Military Against Against Shareholder
- --------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Johnson For For Management
1.2 Elect Director Douglas H. McCorkindale For For Management
1.3 Elect Director Stephen P. Munn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Behar For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Donald G. Fisher For For Management
1.4 Elect Director Doris F. Fisher For For Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Glenda A. Hatchett For For Management
1.7 Elect Director Penelope L. Hughes For For Management
1.8 Elect Director Bob L. Martin For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Paul S. Pressler For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Mayo A. Shattuck III For For Management
1.13 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GATEWAY INC
Ticker: GTW Security ID: 367626108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas L. Lacey For For Management
1.2 Elect Director Wayne R. Inouye For Withhold Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Board Diversity Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Douville For For Management
1.2 Elect Director Michael M.E. Johns, M.D. For For Management
1.3 Elect Director J. Hicks Lanier For For Management
1.4 Elect Director Wendy B. Needham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Company-Specific -- Shareholder Against Against Shareholder
Miscellaneous
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Henry E. Blair For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Increase Authorized Preferred Stock For Against Management
6 Ratify Auditors For For Management
7 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORP.
Ticker: GP Security ID: 373298108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara L. Bowles For Withhold Management
1.2 Elect Director Donald V. Fites For Withhold Management
1.3 Elect Director David R. Goode For Withhold Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director William R. Johnson For For Management
1.6 Elect Director James B. Williams For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For Withhold Management
1.2 Elect Director Wilbur H. Gantz For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Jorge Paulo Lemann For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID: 381317106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia A. King For For Management
1.2 Elect Director Marion O. Sandler For For Management
1.3 Elect Director Leslie Tang Schilling For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James J. Glasser For For Management
1.5 Elect Director James W. Griffith For For Management
1.6 Elect Director William R. Holland For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Douglas E. Olesen For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
1.10 Elect Director James R. Wilson For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOODYEAR TIRE & RUBBER CO., THE
Ticker: GT Security ID: 382550101
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Keegan For For Management
1.2 Elect Director Rodney O'Neal For For Management
1.3 Elect Director Shirley D. Peterson For For Management
1.4 Elect Director John G. Breen For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
GREAT LAKES CHEMICAL CORP.
Ticker: GLK Security ID: 390568103
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Crownover For For Management
1.2 Elect Director Louis E. Lataif For For Management
1.3 Elect Director Mack G. Nichols For For Management
2 Seek Sale of Company/Assets Against Against Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 93671105
Meeting Date: SEP 10, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kenneth Baum For For Management
1.2 Elect Director Henry F. Frigon For For Management
1.3 Elect Director Roger W. Hale For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Johnson For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Peter H. Coors For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Candace Kendle For For Management
1.8 Elect Director Dean R. O'Hare For For Management
1.9 Elect Director Lynn C. Swann For For Management
1.10 Elect Director Thomas J. Usher For For Management
1.11 Elect Director James M. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Crandall For For Management
1.2 Elect Director Kenneth T. Derr For For Management
1.3 Elect Director Charles J. DiBona For For Management
1.4 Elect Director W. R. Howell For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
1.11 Elect Director C. J. Silas For For Management
2 Increase Authorized Common Stock For For Management
3 Review/Report on Operations in Iran Against Against Shareholder
4 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HDI Security ID: 412822108
Meeting Date: APR 24, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Richard I. Beattie For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC.
Ticker: HET Security ID: 413619107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Horn For For Management
1.2 Elect Director Gary W. Loveman For For Management
1.3 Elect Director Philip G. Satre For For Management
1.4 Elect Director Boake A. Sells For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ronald E. Ferguson For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr. For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Robert W. Selander For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Gordon I. Ulmer For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director John M. Connors, Jr. For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Alan G. Hassenfeld For For Management
1.6 Elect Director Claudine B. Malone For For Management
1.7 Elect Director Edward M. Philip For For Management
1.8 Elect Director Paula Stern For For Management
1.9 Elect Director Alfred J. Verrecchia For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: HMA Security ID: 421933102
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Schoen For For Management
1.2 Elect Director Joseph V. Vumbacco For For Management
1.3 Elect Director Kent P. Dauten For For Management
1.4 Elect Director Donald E. Kiernan For For Management
1.5 Elect Director Robert A. Knox For For Management
1.6 Elect Director William E. Mayberry, M.D. For For Management
1.7 Elect Director William C. Steere, Jr. For For Management
1.8 Elect Director Randolph W. Westerfield, For For Management
Ph.D.
- --------------------------------------------------------------------------------
HERCULES INC.
Ticker: HPC Security ID: 427056106
Meeting Date: JUL 25, 2003 Meeting Type: Proxy Contest
Record Date: JUN 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry Fields For Do Not Management
Vote
1.2 Elect Director Anthony Kronman For Do Not Management
Vote
1.3 Elect Director Vincent Tese For Do Not Management
Vote
1.4 Elect Director Gerald Tsai, Jr. For Do Not Management
Vote
2 Ratify Auditors None Do Not Management
Vote
3 Approve Non-Employee Director Omnibus Against Do Not Management
Stock Plan Vote
4 Redemption of the company's Rights For Do Not Shareholder
Agreement Vote
5 Amend Articles to reinstate the rights of For Do Not Shareholder
the shareholders -- Call Special Meetings Vote
and Act by Written Consent
1.1 Elect Director Patrick Duff For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director John K. Wulff For For Management
1.4 Elect Director Joe B. Wyatt For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Redemption of the company's Rights Against For Shareholder
Agreement
5 Amend Articles to reinstate the rights of Against For Shareholder
the shareholders -- Call Special Meetings
and Act by Written Consent
- --------------------------------------------------------------------------------
HERCULES INC.
Ticker: HPC Security ID: 427056106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Rogerson For For Management
1.2 Elect Director John C. Hunter, III For For Management
1.3 Elect Director Robert D. Kennedy For For Management
2 Amend Articles to Elect Directors by For For Management
Plurality Vote
3 Ratify Auditors For For Management
4 Amend Articles to Provide Shareholders For For Management
with Right to Act by Written Consent and
Call Special Meetings
- --------------------------------------------------------------------------------
HERSHEY FOODS CORP.
Ticker: HSY Security ID: 427866108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Boscia For For Management
1.2 Elect Director R.H. Campbell For For Management
1.3 Elect Director R.F. Cavanaugh For For Management
1.4 Elect Director G.P. Coughlan For For Management
1.5 Elect Director H. Edelman For For Management
1.6 Elect Director B.G. Hill For For Management
1.7 Elect Director R.H. Lenny For For Management
1.8 Elect Director M.J. Mcdonald For For Management
1.9 Elect Director M.J. Toulantis For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HILTON HOTELS CORP.
Ticker: HLT Security ID: 432848109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Steven Crown For For Management
1.2 Elect Director David Michels For For Management
1.3 Elect Director John H. Myers For For Management
1.4 Elect Director Donna F. Tuttle For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Incentive Bonus Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
6 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For Withhold Management
1.2 Elect Director Bruce Karatz For Withhold Management
1.3 Elect Director Russell E. Palmer For Withhold Management
1.4 Elect Director Ivan G. Seidenberg For Withhold Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones For For Management
1.2 Elect Director David A. Jones, Jr. For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael E. Gellert For For Management
1.5 Elect Director John R. Hall For For Management
1.6 Elect Director Kurt J. Hilzinger For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management
- --------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INC.
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen A. Holbrook For For Management
1.2 Elect Director David P. Lauer For For Management
1.3 Elect Director Kathleen H. Ransier For For Management
1.4 Elect Director David L. Porteous For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IMS HEALTH INC.
Ticker: RX Security ID: 449934108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Edwards For For Management
1.2 Elect Director David M. Thomas For For Management
1.3 Elect Director William C. Van Faasen For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Gunter Blobel For For Management
1.3 Elect Director J. Michael Cook For For Management
1.4 Elect Director Peter A. Georgescu For For Management
1.5 Elect Director Richard A. Goldstein For For Management
1.6 Elect Director Alexandra A. Herzan For For Management
1.7 Elect Director Arthur C. Martinez For For Management
1.8 Elect Director Burton M. Tansky For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Thomas Baker For For Management
1.2 Elect Director Neil Barsky For For Management
1.3 Elect Director Robert A. Bittman For For Management
1.4 Elect Director Richard R. Burt For For Management
1.5 Elect Director Leslie S. Heisz For For Management
1.6 Elect Director Robert A. Mathewson For For Management
1.7 Elect Director Thomas J. Matthews For For Management
1.8 Elect Director Robert Miller For Withhold Management
1.9 Elect Director Frederick B. Rentschler For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha F. Brooks For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director Robert D. Kennedy For For Management
1.4 Elect Director W. Craig McClelland For Withhold Management
1.5 Elect Director Robert M. Amen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Bell For For Management
1.2 Elect Director Frank J. Borell For For Management
1.3 Elect Director Reginald K. Brack For For Management
1.4 Elect Director Jill M. Considine For For Management
1.5 Elect Director Christopher J. Coughlin For For Management
1.6 Elect Director John J. Donner, Jr. For For Management
1.7 Elect Director Richard A. Goldstein For For Management
1.8 Elect Director H. John Greenlaus For For Management
1.9 Elect Director Michael I. Roth For For Management
1.10 Elect Director J. Phillip Samper For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
5 MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT INDUSTRIES, INC.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
2.1 Elect Director Louis J. Giuliano For For Management
2.2 Elect Director Curtis J. Crawford For For Management
2.3 Elect Director Christina A. Gold For For Management
2.4 Elect Director Ralph F. Hake For For Management
2.5 Elect Director John J. Hamre For For Management
2.6 Elect Director Raymond W. LeBoeuf For For Management
2.7 Elect Director Frank T. MacInnis For For Management
2.8 Elect Director Linda S. Sanford For For Management
2.9 Elect Director Markos I. Tambakeras For For Management
- --------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO)
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen C. Barrett For For Management
1.2 Elect Director M.Anthony Burns For Withhold Management
1.3 Elect Director Maxine K. Clark For For Management
1.4 Elect Director Allen Questrom For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Morean For For Management
1.2 Elect Director Thomas A. Sansone For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Mel S. Lavitt For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Frank A. Newman For For Management
1.8 Elect Director Laurence S. Grafstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrew Cox For For Management
1.2 Elect Director James P. Craig, III For For Management
1.3 Elect Director Deborah R. Gatzek For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JDS UNIPHASE CORP.
Ticker: JDSU Security ID: 46612J101
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Enos For For Management
1.2 Elect Director Peter A. Guglielmi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
Ticker: JHF Security ID: 41014S106
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Barnett For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jeffrey A. Joerres For For Management
1.4 Elect Director Richard F. Teerlink For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
JONES APPAREL GROUP, INC.
Ticker: JNY Security ID: 480074103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Boneparth For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Geraldine Stutz For For Management
1.4 Elect Director Howard Gittis For For Management
1.5 Elect Director Anthony F. Scarpa For For Management
1.6 Elect Director Matthew H. Kamens For For Management
1.7 Elect Director Michael L. Tarnopol For For Management
1.8 Elect Director J. Robert Kerrey For For Management
1.9 Elect Director Ann N. Reese For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director Ray R. Irani For For Management
1.3 Elect Director Leslie Moonves For For Management
1.4 Elect Director Luis G. Nogales For For Management
1.5 Elect Director Melissa Lora For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KERR-MCGEE CORP.
Ticker: KMG Security ID: 492386107
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
KERR-MCGEE CORP.
Ticker: KMG Security ID: 492386107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bradford For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director David C Genever-Watling For For Management
1.4 Elect Director Farah M. Walters For For Management
2 Ratify Auditors For For Management
3 Establishment of an Office of the Board Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Cutler For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Eduardo R. Menasce For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Peter G. Ten Eyck, II For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEYSPAN CORPORATION
Ticker: KSE Security ID: 49337W100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Catell For For Management
1.2 Elect Director Andrea S. Christensen For For Management
1.3 Elect Director Alan H. Fishman For For Management
1.4 Elect Director J. Atwood Ives For For Management
1.5 Elect Director James R. Jones For For Management
1.6 Elect Director James L. Larocca For For Management
1.7 Elect Director Gloria C. Larson For For Management
1.8 Elect Director Stephen W. Mckessy For For Management
1.9 Elect Director Edward D. Miller For For Management
1.10 Elect Director Vikki L. Pryor For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For Withhold Management
1.2 Elect Director Claudio X. Gonzalez For Withhold Management
1.3 Elect Director Linda Johnson Rice For Withhold Management
1.4 Elect Director Marc J. Shapiro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49455P101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Battey For Withhold Management
1.2 Elect Director H. A. True, III For For Management
1.3 Elect Director Fayez Sarofim For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Prepare a Sustainability Report Against For Shareholder
5 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earnest W. Deavenport, Jr. For For Management
as Class II Director
1.2 Elect Director Elizabeth M. Greetham as For For Management
Class II Director
1.3 Elect Director James R. Lattanzi as Class For For Management
III Director
1.4 Elect Director Philip M. Pfeffer as Class For For Management
II Director
1.5 Elect Director Ted G. Wood as Class I For For Management
Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director H. Raymond Bingham For For Management
1.b Elect Director Robert T. Bond For For Management
1.c Elect Director Richard J. Elkus, Jr. For For Management
1.d Elect Director Michael E. Marks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KNIGHT-RIDDER, INC.
Ticker: KRI Security ID: 499040103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Ernst For For Management
1.2 Elect Director K. Foley Feldstein For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Gonzalo F. Valdes-Fauli For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Embry For For Management
1.2 Elect Director John F. Herma For Withhold Management
1.3 Elect Director R. Lawrence Montgomery For Withhold Management
1.4 Elect Director Frank V. Sica For For Management
2 Ratify Auditors For For Management
3 Performance-Based Stock/Indexed Options Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Clendenin For For Management
1.2 Elect Director David B. Dillon For For Management
1.3 Elect Director David B. Lewis For For Management
1.4 Elect Director Don W. McGeorge For For Management
1.5 Elect Director W. Rodney McMullen For For Management
1.6 Elect Director Susan M. Phillips For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
LEGGETT & PLATT, INC.
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond F. Bentele For For Management
1.2 Elect Director Ralph W. Clark For For Management
1.3 Elect Director Harry M. Cornell, Jr. For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Richard T. Fisher For For Management
1.6 Elect Director Karl G. Glassman For For Management
1.7 Elect Director David S. Haffner For For Management
1.8 Elect Director Judy C. Odom For For Management
1.9 Elect Director Maurice E. Purnell, Jr. For For Management
1.10 Elect Director Felix E. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIMITED BRANDS
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene M. Freedman For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director David T. Kollat For For Management
1.4 Elect Director Leslie H. Wexner For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director Jon A. Boscia For For Management
1.3 Elect Director Eric G. Johnson For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For Withhold Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIZ CLAIBORNE, INC.
Ticker: LIZ Security ID: 539320101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul J. Fernandez For For Management
1.2 Elect Director Mary Kay Haben For For Management
1.3 Elect Director Kenneth P. Kopelman For For Management
1.4 Elect Director Arthur C. Martinez For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Norman R. Augustine For Withhold Management
1.4 Elect Director Marcus C. Bennett For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Gwendolyn S. King For For Management
1.7 Elect Director Douglas H. McCorkindale For For Management
1.8 Elect Director Eugene F. Murphy For For Management
1.9 Elect Director Joseph W. Ralston For Withhold Management
1.10 Elect Director Frank Savage For For Management
1.11 Elect Director Anne Stevens For For Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
1.14 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Report on Executive Ties to Government Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against For Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORP
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dustan E. McCoy For For Management
1.2 Elect Director Lee C. Simpson For Withhold Management
1.3 Elect Director Colin D. Watson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
7 Separate Chairman and CEO Positions Against For Shareholder
8 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilfred J. Corrigan For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Malcolm R. Currie For For Management
1.4 Elect Director T.Z. Chu For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Matthew J. O'Rourke For For Management
1.7 Elect Director Gregorio Reyes For For Management
1.8 Elect Director Larry W. Sonsini For For Management
2 Amend Employee Stock Purchase Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MANOR CARE, INC.
Ticker: HCR Security ID: 564055101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For Withhold Management
1.2 Elect Director William H. Longfield For For Management
1.3 Elect Director Paul A. Ormond For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For Against Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Dennis H. Reilley For For Management
1.4 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC. (NEW)
Ticker: MAR Security ID: 571903202
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence W. Kellner For For Management
1.2 Elect Director John W. Marriott III For For Management
1.3 Elect Director Harry J. Pearce For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Bernard For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Zachary W. Carter For For Management
1.4 Elect Director Robert F. Erburu For For Management
1.5 Elect Director Oscar Fanjul For For Management
1.6 Elect Director Ray J. Groves For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Chait For For Management
1.2 Elect Director Bruce E. Jacobs For For Management
1.3 Elect Director Dennis J. Kuester For For Management
1.4 Elect Director Edward L. Meyer, Jr. For For Management
1.5 Elect Director San W. Orr, Jr. For For Management
1.6 Elect Director Debra S. Waller For For Management
1.7 Elect Director George E. Wardeberg For For Management
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene P. Beard For For Management
1.2 Elect Director Michael J. Dolan For For Management
1.3 Elect Director Robert A. Eckert For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Ronald M. Loeb For For Management
1.6 Elect Director Andrea L. Rich For For Management
1.7 Elect Director Ronald L. Sargent For For Management
1.8 Elect Director Christopher A. Sinclair For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director John L. Vogelstein For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MAYTAG CORP.
Ticker: MYG Security ID: 578592107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayland R. Hicks For Withhold Management
1.2 Elect Director James A. McCaslin For For Management
1.3 Elect Director W. Ann Reynolds For Withhold Management
1.4 Elect Director Fred G. Steingraber For Withhold Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Articles For For Management
5 Declassify the Board of Directors Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Brown For For Management
1.2 Elect Director C. Edward Chaplin For For Management
1.3 Elect Director David C. Clapp For For Management
1.4 Elect Director Gary C. Dunton For For Management
1.5 Elect Director Claire L. Gaudiani For For Management
1.6 Elect Director Freda S. Johnson For For Management
1.7 Elect Director Daniel P. Kearney For For Management
1.8 Elect Director James A. Lebenthal For For Management
1.9 Elect Director Debra J. Perry For For Management
1.10 Elect Director John A. Rolls For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For Withhold Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For Withhold Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: MHP Security ID: 580645109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Robert P. McGraw For For Management
1.3 Elect Director Hilda Ochoa-Brillembourg For For Management
1.4 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MCKESSON CORP.
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton F. Irby III For For Management
1.2 Elect Director James V. Napier For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker: MWV Security ID: 583334107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hoglund For For Management
1.2 Elect Director Douglas S. Luke For For Management
1.3 Elect Director Robert C. McCormack For For Management
1.4 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS INC
Ticker: MHS Security ID: 58405U102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Snow, Jr. For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Brian L. Strom, Md, Mph For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDIMMUNE, INC.
Ticker: MEDI Security ID: 584699102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne T. Hockmeyer For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director David Baltimore For For Management
1.4 Elect Director M. James Barrett For For Management
1.5 Elect Director Melvin D. Booth For For Management
1.6 Elect Director James H. Cavanaugh For For Management
1.7 Elect Director Barbara Hackman Franklin For For Management
1.8 Elect Director Gordon S. Macklin For For Management
1.9 Elect Director Elizabeth H. S. Wyatt For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: DEC 10, 2003 Meeting Type: Special
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amnon Landan For For Management
1.2 Elect Director Igal Kohavi For For Management
1.3 Elect Director Clyde Ostler For For Management
1.4 Elect Director Yair Shamir For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Anthony Zingale For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEREDITH CORP.
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 10, 2003 Meeting Type: Annual
Record Date: SEP 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert M. Baum For For Management
1.2 Elect Director Frederick B. Henry For Withhold Management
1.3 Elect Director William T. Kerr For For Management
1.4 Elect Director Nicholas L. Reding For For Management
2 Amend Director & Officer For For Management
Indemnification/Liability Provisions
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis H. Barnette For For Management
1.2 Elect Director John C. Danforth For Withhold Management
1.3 Elect Director Burton A. Dole, Jr. For For Management
1.4 Elect Director Harry P. Kamen For Withhold Management
1.5 Elect Director Charles M. Leighton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Auditors For For Management
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG Security ID: 552848103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Abbott For For Management
1.2 Elect Director Thomas M. Hagerty For For Management
1.3 Elect Director Michael E. Lehman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Appleton For For Management
1.2 Elect Director James W. Bagley For For Management
1.3 Elect Director Robert A. Lothrop For For Management
1.4 Elect Director Thomas T. Nicholson For For Management
1.5 Elect Director Gordon C. Smith For For Management
1.6 Elect Director William P. Weber For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MILLIPORE CORP.
Ticker: MIL Security ID: 601073109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Bellus For For Management
1.2 Elect Director Robert C. Bishop For For Management
1.3 Elect Director Edward M. Scolnick For For Management
- --------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred L. Krehbiel For For Management
1.2 Elect Director Douglas K. Carnahan For For Management
1.3 Elect Director J. Joseph King For For Management
1.4 Elect Director Joe W. Laymon For For Management
1.5 Elect Director Michelle L. Collins For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Impact of Genetically Against Against Shareholder
Engineered Seed
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MNST Security ID: 611742107
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Mckelvey For For Management
1.2 Elect Director George R. Eisele For For Management
1.3 Elect Director John Gaulding For For Management
1.4 Elect Director Ronald J. Kramer For For Management
1.5 Elect Director Michael Kaufman For For Management
1.6 Elect Director John Swann For For Management
1.7 Elect Director David A. Stein For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Raymond W Mcdaniel Jr. For For Management
1.3 Elect Director John Rutherfurd, Jr. For For Management
1.4 Elect Director John K. Wulff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Performance- Based Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Payne For For Management
1.2 Elect Director Hans W. Schmidt For For Management
2 Ratify Auditors For For Management
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against Against Management
JURISDICTION OF INCORPORATION FROM
BERMUDA TO DELAWARE.
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Barfield For For Management
1.2 Elect Director James S. Broadhurst For For Management
1.3 Elect Director John W. Brown For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director David A. Daberko For For Management
1.6 Elect Director Joseph T. Gorman For For Management
1.7 Elect Director Bernadine P. Healy For For Management
1.8 Elect Director Paul A. Ormond For For Management
1.9 Elect Director Robert A. Paul For For Management
1.10 Elect Director Gerald L. Shaheen For For Management
1.11 Elect Director Jerry Sue Thornton For For Management
1.12 Elect Director Morry Weiss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP.
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 26, 2003 Meeting Type: Annual
Record Date: AUG 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For Withhold Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director Robert J. Frankenberg For For Management
1.6 Elect Director E. Floyd Kvamme For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. Mccracken For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORP.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Hammes For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Southwood J. Morcott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Boykin For For Management
1.2 Elect Director Linda Fayne Levinson For For Management
1.3 Elect Director Victor L. Lund For For Management
1.4 Elect Director James M. Ringler For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Michael R. Hallman For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director Dr. Sachio Semmoto For For Management
1.8 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
NEW YORK TIMES CO., THE
Ticker: NYT Security ID: 650111107
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul E. Cesan For For Management
1.2 Elect Director William E. Kennard For For Management
1.3 Elect Director Thomas Middelhoff For For Management
1.4 Elect Director Henry B. Schacht For For Management
1.5 Elect Director Donald M. Stewart For For Management
2 Approve A Non-Employee Director Stock For Against Management
Incentive Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NICOR INC.
Ticker: GAS Security ID: 654086107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beavers, Jr. For For Management
1.2 Elect Director Bruce P. Bickner For For Management
1.3 Elect Director John H. Birdsall, III For Withhold Management
1.4 Elect Director Thomas A. Donahoe For For Management
1.5 Elect Director Thomas L. Fisher For For Management
1.6 Elect Director John E. Jones For For Management
1.7 Elect Director Dennis J. Keller For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John Rau For For Management
1.10 Elect Director John F. Riordan For For Management
1.11 Elect Director Russ M. Strobel For For Management
1.12 Elect Director Patricia A. Wier For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke as Class For For Management
A Director
1.2 Elect Director Ralph D. DeNunzio as Class For For Management
A Director
1.3 Elect Director Richard K. Donahue as For Withhold Management
Class A Director
1.4 Elect Director Delbert J. Hayes as Class For For Management
A Director
1.5 Elect Director Douglas G. Houser as Class For For Management
A Director
1.6 Elect Director Jeanne P. Jackson as Class For For Management
A Director
1.7 Elect Director Philip H. Knight as Class For For Management
A Director
1.8 Elect Director Charles W. Robinson as For For Management
Class A Director
1.9 Elect Director John R. Thompson, Jr. as For Withhold Management
Class A Director
1.10 Elect Director Jill K. Conway as Class B For For Management
Director
1.11 Elect Director Alan B. Graf, Jr. as Class For For Management
B Director
1.12 Elect Director John E. Jaqua as Class B For For Management
Director
1.13 Elect Director A. Michael Spence as Class For For Management
B Director
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Dennis E. Foster For For Management
1.3 Elect Director Richard L. Thompson For For Management
1.4 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOBLE CORP
Ticker: NE Security ID: G65422100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Cawley For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director Jack E. Little For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Wayne Gittinger For For Management
1.2 Elect Director Enrique Hernandez, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
1.4 Elect Director Bruce A. Nordstrom For For Management
1.5 Elect Director John N. Nordstrom For For Management
1.6 Elect Director Alfred E. Osborne, Jr., For For Management
Ph.D.
1.7 Elect Director William D. Ruckelshaus For For Management
1.8 Elect Director Alison A. Winter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Landon Hilliard For For Management
1.3 Elect Director Burton M. Joyce For For Management
1.4 Elect Director Jane Margaret O'Brien For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC.
Ticker: NFB Security ID: 659424105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Reeve For For Management
1.2 Elect Director George H. Rowsom For For Management
1.3 Elect Director Dr. Kurt R. Schmeller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane L. Burnham For For Management
1.2 Elect Director Dolores E. Cross For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Robert S. Hamada For For Management
1.5 Elect Director Robert A. Helman For Withhold Management
1.6 Elect Director Dipak C. Jain For For Management
1.7 Elect Director Arthur L. Kelly For For Management
1.8 Elect Director Robert C. Mccormack For For Management
1.9 Elect Director Edward J. Mooney For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director John W. Rowe For For Management
1.12 Elect Director Harold B. Smith For For Management
1.13 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Coleman For For Management
1.2 Elect Director J. Michael Cook For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director Aulana L. Peters For For Management
1.5 Elect Director Kevin W. Sharer For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Aiello For For Management
1.2 Elect Director Fred Corrado For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Wayne Mackie For For Management
1.5 Elect Director Claudia B. Malone For For Management
1.6 Elect Director Jack L. Messman For For Management
1.7 Elect Director Richard L. Nolan For For Management
1.8 Elect Director Thomas G. Plaskett For For Management
1.9 Elect Director John W. Poduska, Sr. For For Management
1.10 Elect Director James D. Robinson, III For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Expense Stock Options Against For Shareholder
3 Performance-Based/Indexed Options Against For Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Ratify Auditors For For Management
3 Provision of Non-Audit Services by Against Against Shareholder
Independent Auditors
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
NUCOR CORP.
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Dimicco For For Management
1.2 Elect Director James D. Hlavacek For For Management
1.3 Elect Director Raymond J. Milchovich For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUL 10, 2003 Meeting Type: Annual
Record Date: MAY 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tench Coxe For For Management
1.2 Elect Director Mark A. Stevens For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Burkle For For Management
1.2 Elect Director John S. Chalsty For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director R. Chad Dreier For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Ray R. Irani For For Management
1.7 Elect Director Dale R. Laurance For For Management
1.8 Elect Director Irvin W. Maloney For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee A. Ault III For Withhold Management
1.2 Elect Director Neil R. Austrian For Withhold Management
1.3 Elect Director David W. Bernauer For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director David I. Fuente For Withhold Management
1.6 Elect Director Brenda J. Gaines For Withhold Management
1.7 Elect Director Myra M. Hart For For Management
1.8 Elect Director W. Scott Hedrick For Withhold Management
1.9 Elect Director James L. Heskett For Withhold Management
1.10 Elect Director Patricia H. McKay For For Management
1.11 Elect Director Michael J. Myers For Withhold Management
1.12 Elect Director Bruce Nelson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PACTIV CORP.
Ticker: PTV Security ID: 695257105
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director K. Dane Brooksher For For Management
1.3 Elect Director Robert J. Darnall For For Management
1.4 Elect Director Mary R. (Nina) Henderson For For Management
1.5 Elect Director Roger B. Porter For For Management
1.6 Elect Director Richard L. Wambold For For Management
1.7 Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Carroll, Jr. For For Management
1.2 Elect Director Eric Krasnoff For For Management
1.3 Elect Director Dr. Edward L. Snyder For For Management
1.4 Elect Director Dr. James D. Watson For For Management
1.5 Elect Director Marcus Wilson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORP.
Ticker: PMTC Security ID: 699173100
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Porter For For Management
1.2 Elect Director Noel G. Posternak For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane E. Collins For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Allan L. Rayfield For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For Withhold Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For Withhold Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For Withhold Management
1.8 Elect Director Joseph M. Tucci For Withhold Management
- --------------------------------------------------------------------------------
PEOPLES ENERGY CORP.
Ticker: PGL Security ID: 711030106
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.R. Boris For For Management
1.2 Elect Director W.J. Brodsky For For Management
1.3 Elect Director P. Cafferty For For Management
1.4 Elect Director J.W. Higgins For For Management
1.5 Elect Director D.C. Jain For For Management
1.6 Elect Director M.E. Lavin For For Management
1.7 Elect Director H.J. Livingston, Jr. For For Management
1.8 Elect Director T.M. Patrick For For Management
1.9 Elect Director R.P. Toft For For Management
1.10 Elect Director A.R. Valasquez For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PEOPLESOFT, INC.
Ticker: PSFT Security ID: 712713106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Craig A. Conway For For Management
1.3 Elect Director Frank J. Fanzilli, Jr. For For Management
1.4 Elect Director Cyril J. Yansouni For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE
Ticker: PBG Security ID: 713409100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Barry H. Beracha For For Management
1.3 Elect Director John T. Cahill For For Management
1.4 Elect Director Ira D. Hall For For Management
1.5 Elect Director Thomas H. Kean For For Management
1.6 Elect Director Susan D. Kronick For For Management
1.7 Elect Director Blythe J. McGarvie For For Management
1.8 Elect Director Margaret D. Moore For For Management
1.9 Elect Director Rogelio Rebolledo For For Management
1.10 Elect Director Clay G. Small For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PERKINELMER INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamara J. Erickson For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Dr. Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Andrews For For Management
1.2 Elect Director Leslie S. Biller For For Management
1.3 Elect Director David A. Coulter For For Management
1.4 Elect Director C. Lee Cox For For Management
1.5 Elect Director Robert D. Glynn, Jr. For For Management
1.6 Elect Director David M. Lawrence, MD For For Management
1.7 Elect Director Mary S. Metz For For Management
1.8 Elect Director Barry Lawson Williams For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Require Directors be a Link-Free Against Against Shareholder
Directors
6 Adopt Radioactive Waste Policy Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORP.
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy A. Herberger, Jr. For For Management
1.2 Elect Director Humberto S. Lopez For For Management
1.3 Elect Director Kathryn L. Munro For For Management
1.4 Elect Director William L. Stewart For For Management
2 Ratify Auditors For For Management
3 Report on Nuclear Fuel Storage Risks Against Against Shareholder
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director John S. McFarlane For For Management
1.4 Elect Director Eduardo R. Menasce For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick R. Holley For For Management
1.2 Elect Director Ian B. Davidson For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director David D. Leland For Withhold Management
1.5 Elect Director John G. McDonald For For Management
1.6 Elect Director Hamid R. Moghadam For For Management
1.7 Elect Director John H. Scully For For Management
1.8 Elect Director Stephen C. Tobias For For Management
1.9 Elect Director Carl B. Webb For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Endorse CERES Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bailey For For Management
1.2 Elect Director Alexandre Balkanski For For Management
1.3 Elect Director Richard Belluzzo For For Management
1.4 Elect Director James Diller For Withhold Management
1.5 Elect Director Jonathan Judge For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Frank Marshall For For Management
1.8 Elect Director Lewis Wilks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For Withhold Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
POWER-ONE, INC.
Ticker: PWER Security ID: 739308104
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Goldman For For Management
1.2 Elect Director Jay Walters For For Management
1.3 Elect Director Jon E.M. Jacoby For For Management
1.4 Elect Director Mark Melliar-Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director W. Keith Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For For Management
Agreement
- --------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Drury For For Management
1.2 Elect Director C. Daniel Gelatt For For Management
1.3 Elect Director Sandra L. Helton For For Management
1.4 Elect Director Federico F. Pena For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Coker For For Management
1.2 Elect Director Robert McGehee For For Management
1.3 Elect Director E. Marie McKee For For Management
1.4 Elect Director Peter Rummell For For Management
1.5 Elect Director Jean Wittner For For Management
2 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Lewis For For Management
1.2 Elect Director Glenn M. Renwick For For Management
1.3 Elect Director Donald B. Shackelford For For Management
2 Amend Articles to Issue Shares without For For Management
Issuing Physical Certificates
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Feinberg For For Management
1.2 Elect Director Donald P. Jacobs For For Management
1.3 Elect Director D. Michael Steuert For For Management
1.4 Elect Director J. Andre Teixeira For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROVIDIAN FINANCIAL CORP.
Ticker: PVN Security ID: 74406A102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Douglas For For Management
1.2 Elect Director J. David Grissom For For Management
1.3 Elect Director Robert J. Higgins For For Management
1.4 Elect Director Francesca Ruiz de For For Management
Luzuriaga
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Ernest H. Drew For For Management
1.3 Elect Director William V. Hickey For For Management
1.4 Elect Director Richard J. Swift For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Require Two Candidates for Each Board Against Against Shareholder
Seat
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.K. Desai For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Balakrishnan S. Iyer For For Management
1.5 Elect Director Carol L. Miltner For For Management
1.6 Elect Director George D. Wells For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For Withhold Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
QUEST DIAGNOSTICS, INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Grant For For Management
1.2 Elect Director Surya N. Mohapatra For For Management
1.3 Elect Director John C. Baldwin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUINTILES TRANSNATIONAL CORP.
Ticker: QTRN Security ID: 748767100
Meeting Date: SEP 25, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip F. Anschutz For Withhold Management
1.2 Elect Director Richard C. Notebaert For For Management
1.3 Elect Director Frank F. Popoff For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Exclude Pension Credits from Net Income For For Shareholder
When Determining Executive Compensation
4 Declassify the Board of Directors For For Shareholder
5 Submit Severance Agreement For For Shareholder
(Change-in-Control) to Shareholder Vote
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Performance- Based/Indexed Options Against Against Shareholder
8 Performance- Based/Indexed Options Against For Shareholder
9 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Donohue For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Vinod Khosla For For Management
1.4 Elect Director K. Dane Brooksher For For Management
2 Declassify the Board of Directors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Submit Executive Pension Benefit to Vote Against For Shareholder
5 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Angelson For For Management
1.2 Elect Director Robert F. Cummings, Jr. For For Management
1.3 Elect Director Alfred C. Eckert III For For Management
1.4 Elect Director Oliver R. Sockwell For For Management
1.5 Elect Director Stephen M. Wolf For For Management
2 Sale of Company Assets Against Against Shareholder
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: FEB 23, 2004 Meeting Type: Special
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RADIOSHACK CORP.
Ticker: RSH Security ID: 750438103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Belatti For For Management
1.2 Elect Director Ronald E. Elmquist For For Management
1.3 Elect Director Robert S. Falcone For For Management
1.4 Elect Director Daniel R. Feehan For For Management
1.5 Elect Director Richard J. Hernandez For For Management
1.6 Elect Director Lawrence V. Jackson For Withhold Management
1.7 Elect Director Robert J. Kamerschen For For Management
1.8 Elect Director H. Eugene Lockhart For For Management
1.9 Elect Director Jack L. Messman For For Management
1.10 Elect Director William G. Morton, Jr. For For Management
1.11 Elect Director Thomas G. Plaskett For For Management
1.12 Elect Director Leonard H. Roberts For For Management
1.13 Elect Director Edwina D. Woodbury For For Management
2 Approve Deferred Compensation Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
RAYTHEON CO.
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Deutch For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director William R. Spivey For For Management
1.4 Elect Director William H. Swanson For For Management
1.5 Elect Director Linda G. Stuntz For For Management
2 Ratify Auditors For For Management
3 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Declassify the Board of Directors Against For Shareholder
6 Implement MacBride Principles Against Against Shareholder
7 Expense Stock Options Against For Shareholder
8 Submit Executive Pension Benefit to Vote Against For Shareholder
9 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
REEBOK INTERNATIONAL LTD.
Ticker: RBK Security ID: 758110100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman Axelrod For For Management
1.2 Elect Director Paul R. Duncan For For Management
1.3 Elect Director Richard G. Lesser For For Management
1.4 Elect Director Deval L. Patrick For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGIONS FINANCIAL CORP.
Ticker: RF Security ID: 758940100
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Margaret H. Greene For Withhold Management
2.2 Elect Director Carl E. Jones, Jr. For For Management
2.3 Elect Director Susan W. Matlock For For Management
2.4 Elect Director John H. Watson For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Thomas J. Ryan For For Management
1.6 Elect Director J. Stephen Schaub For For Management
1.7 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Beall For For Management
1.2 Elect Director Richard J. Ferris For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROHM AND HAAS CO.
Ticker: ROH Security ID: 775371107
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director J. Michael Fitzpatrick For For Management
1.3 Elect Director Earl G. Graves, Sr. For For Management
1.4 Elect Director Raj L. Gupta For For Management
1.5 Elect Director David W. Haas For For Management
1.6 Elect Director Thomas W. Haas For For Management
1.7 Elect Director James A. Henderson For For Management
1.8 Elect Director Richard L. Keyser For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Sandra O. Moose For For Management
1.11 Elect Director Gilbert S. Omenn For For Management
1.12 Elect Director Gary L. Rogers For For Management
1.13 Elect Director Ronaldo H. Schmitz For For Management
1.14 Elect Director Marna C. Whittington For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Other Business For Against Management
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Fox III For For Management
1.2 Elect Director Sir Graham Hearne For For Management
1.3 Elect Director H. E. Lentz For For Management
1.4 Elect Director P. Dexter Peacock For For Management
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Berra For For Management
1.2 Elect Director David I. Fuente For For Management
1.3 Elect Director Eugene A. Renna For For Management
1.4 Elect Director Abbie J. Smith For For Management
1.5 Elect Director Christine A. Varney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION
Ticker: TSG Security ID: 785905100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Royce S. Caldwell For For Management
1.2 Elect Director Paul C. Ely, Jr. For For Management
1.3 Elect Director Glenn W. Marschel, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
SAFECO CORP.
Ticker: SAFC Security ID: 786429100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Cline For For Management
1.2 Elect Director G. Thompson Hutton For For Management
1.3 Elect Director William W. Krippaehne, For For Management
Jr.
1.4 Elect Director Michael S. McGavick For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For Withhold Management
1.2 Elect Director Robert I. MacDonnell For Withhold Management
1.3 Elect Director William Y. Tauscher For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Repricing of Options For For Management
5 Amend Bylaws to Require Independent Against For Shareholder
Director as Chairman of the Board
6 Provide for Cumulative Voting Against For Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Prepare Sustainability Report Against For Shareholder
9 Report on Political Contributions Against Against Shareholder
10 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion H. Antonini For For Management
1.2 Elect Director David J. McLaughlin For For Management
1.3 Elect Director James V. Napier For Withhold Management
1.4 Elect Director Sam Nunn For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SEALED AIR CORP.
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hank Brown For For Management
1.2 Elect Director Michael Chu For For Management
1.3 Elect Director Lawrence R. Codey For For Management
1.4 Elect Director T.J. Dermot Dunphy For For Management
1.5 Elect Director Charles F. Farrell, Jr. For For Management
1.6 Elect Director William V. Hickey For For Management
1.7 Elect Director Kenneth P. Manning For For Management
1.8 Elect Director William J. Marino For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEARS, ROEBUCK & CO.
Ticker: S Security ID: 812387108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bax For For Management
1.2 Elect Director Donald J. Carty For Withhold Management
1.3 Elect Director Alan J. Lacy For Withhold Management
1.4 Elect Director Hugh B. Price For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Baum For For Management
1.2 Elect Director Wilford D. Godbold, Jr. For For Management
1.3 Elect Director Richard G. Newman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
7 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Boland For For Management
1.2 Elect Director John G. Breen For For Management
1.3 Elect Director Duane E. Collins For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director Daniel E. Evans For For Management
1.6 Elect Director Susan J. Kropf For Withhold Management
1.7 Elect Director Robert W. Mahoney For For Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director A. Malachi Mixon, III For For Management
1.10 Elect Director Curtis E. Moll For Withhold Management
1.11 Elect Director Joseph M. Scaminace For For Management
1.12 Elect Director Richard K. Smucker For For Management
2 Amend Bylaws For Against Management
3 Amend Bylaws For For Management
4 Amend Nomination Procedures for the Board For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Hartz For For Management
1.2 Elect Director Charles R. Schwab For For Management
1.3 Elect Director George T. Shaheen For For Management
1.4 Elect Director John W. White For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Abstain For Shareholder
- --------------------------------------------------------------------------------
SIGMA-ALDRICH CORP.
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nina V. Fedoroff For For Management
1.2 Elect Director David R. Harvey For For Management
1.3 Elect Director W. Lee McCollum For For Management
1.4 Elect Director William C. O'Neil, Jr. For For Management
1.5 Elect Director J. Pedro Reinhard For For Management
1.6 Elect Director Jerome W. Sandweiss For For Management
1.7 Elect Director D. Dean Spatz For For Management
1.8 Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Birch Bayh For For Management
1.2 Elect Director Melvyn E. Bergstein For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director G. William Miller For For Management
1.6 Elect Director J. Albert Smith, Jr. For For Management
1.7 Elect Director Pieter S. van den Berg For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Fiedler For For Management
1.2 Elect Director W. Dudley Lehman For For Management
1.3 Elect Director Frank S. Ptak For For Management
1.4 Elect Director Edward H. Rensi For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOLECTRON CORP.
Ticker: SLR Security ID: 834182107
Meeting Date: JAN 7, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Michael R. Cannon For For Management
1.3 Elect Director Richard A. D'Amore For For Management
1.4 Elect Director Heinz Fridrich For For Management
1.5 Elect Director William R. Graber For For Management
1.6 Elect Director Dr. Paul R. Low For For Management
1.7 Elect Director C. Wesley M. Scott For For Management
1.8 Elect Director Osamu Yamada For For Management
1.9 Elect Director Cyril Yansouni For For Management
2 Approve Option Exchange Program For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director Dorrit J. Bern For For Management
1.3 Elect Director Francis S. Blake For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H. Allen Franklin For For Management
1.6 Elect Director Bruce S. Gordon For For Management
1.7 Elect Director Donald M. James For For Management
1.8 Elect Director Zack T. Pate For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director David M. Ratcliffe For For Management
1.11 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Approve Outside Director Stock in Lieu of For For Management
Cash
- --------------------------------------------------------------------------------
SOUTHTRUST CORP.
Ticker: SOTR Security ID: 844730101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director John M. Bradford For For Management
1.3 Elect Director William C. Hulsey For For Management
1.4 Elect Director Wallace D. Malone, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert D. Kelleher For Withhold Management
1.2 Elect Director Rollin W. King For For Management
1.3 Elect Director June M. Morris For Withhold Management
1.4 Elect Director C. Webb Crockett For Withhold Management
1.5 Elect Director William P. Hobby For For Management
1.6 Elect Director Travis C. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director David A. Thompson For For Management
1.3 Elect Director Stefan K. Widensohler For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ST. PAUL TRAVELERS COMPANIES, INC., THE
Ticker: STA Security ID: 792860108
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with a Merger For For Management
Agreement
2 Amend Bylaws For For Management
3 Amend Articles For For Management
4 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
STANLEY WORKS, THE
Ticker: SWK Security ID: 854616109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Breen For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director John F. Lundgren For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur M. Blank For For Management
1.2 Elect Director Gary L. Crittenden For For Management
1.3 Elect Director Martin Trust For For Management
1.4 Elect Director Paul F. Walsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
8 Limit Executive Compensation Against Against Shareholder
9 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. (Bill) Bradley For For Management
1.2 Elect Director Gregory B. Maffei For For Management
1.3 Elect Director Orin C. Smith For For Management
1.4 Elect Director Olden Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Hippeau For For Management
1.2 Elect Director Daniel Yih For For Management
1.3 Elect Director Kneeland Youngblood For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID: 863667101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Howard E. Cox, Jr. For For Management
1.3 Elect Director Donald M. Engelman, Ph.D. For Withhold Management
1.4 Elect Director Jerome H. Grossman, M.D. For For Management
1.5 Elect Director John S. Lillard For For Management
1.6 Elect Director William U. Parfet For For Management
1.7 Elect Director Ronda E. Stryker For Withhold Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director John G. Drosdick For For Management
1.3 Elect Director Ursula F. Fairbairn For For Management
1.4 Elect Director Thomas P. Gerrity For For Management
1.5 Elect Director Rosemarie B. Greco For For Management
1.6 Elect Director James G. Kaiser For For Management
1.7 Elect Director Robert D. Kennedy For For Management
1.8 Elect Director Richard H. Lenny For For Management
1.9 Elect Director Norman S. Matthews For For Management
1.10 Elect Director R. Anderson Pew For For Management
1.11 Elect Director G. Jackson Ratcliffe For For Management
1.12 Elect Director John W. Rowe For For Management
1.13 Elect Director John K. Wulff For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hicks Lanier For For Management
1.2 Elect Director Larry L. Prince For For Management
1.3 Elect Director Frank S. Royal, M.D. For For Management
1.4 Elect Director Robert M. Beall, II For For Management
1.5 Elect Director Jeffrey C. Crowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC.
Ticker: SBL Security ID: 871508107
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Nuti For For Management
1.2 Elect Director Robert J. Chrenc For For Management
1.3 Elect Director Salvatore Iannuzzi For For Management
1.4 Elect Director Edward Kozel For For Management
1.5 Elect Director George Samenuk For For Management
1.6 Elect Director Melvin A. Yellin For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director C. Edward Floyd For For Management
1.3 Elect Director Gardiner W. Garrard Jr For For Management
1.4 Elect Director V. Nathaniel Hansford For For Management
1.5 Elect Director Alfred W. Jones III For For Management
1.6 Elect Director H. Lynn Page For For Management
1.7 Elect Director James D. Yancey For For Management
1.8 Elect Director Frank W. Brumley For For Management
1.9 Elect Director Elizabeth W. Camp For For Management
1.10 Elect Director T. Michael Goodrich For For Management
1.11 Elect Director J. Neal Purcell For For Management
1.12 Elect Director William B. Turner, Jr For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michele J. Hooper For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
1.4 Elect Director Stephen W. Sanger For For Management
1.5 Elect Director Warren R. Staley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom L. Rankin For For Management
1.2 Elect Director William D. Rockford For For Management
1.3 Elect Director J. Thomas Touchton For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TEKTRONIX, INC.
Ticker: TEK Security ID: 879131100
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerry B. Cameron For For Management
1.2 Elect Director Cyril J. Yansouni For For Management
2 Refrain from Doing Business in China Against Against Shareholder
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Frederick A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEMPLE-INLAND INC.
Ticker: TIN Security ID: 879868107
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Carlton For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Jeffrey M. Heller For For Management
1.4 Elect Director Kenneth M. Jastrow, II For For Management
1.5 Elect Director James A. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: JUL 23, 2003 Meeting Type: Annual
Record Date: JUN 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Biondi, S.J. For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director Edward A. Kangas For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Require Majority of Independent Directors Against Against Shareholder
on Board
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Fetter For For Management
1.2 Elect Director Van B. Honeycutt For For Management
1.3 Elect Director John C. Kane For For Management
1.4 Elect Director Edward A. Kangas For For Management
1.5 Elect Director J. Robert Kerrey For For Management
1.6 Elect Director Richard R. Pettingill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Mulroney For For Management
1.2 Elect Director Patricia S. Wolpert For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Bader For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Ivor J. Evans For For Management
1.4 Elect Director Lord Powell of Bayswater For For Management
KCMG
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Foreign Weapons Sales Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Tully M. Friedman For For Management
1.3 Elect Director Christoph Henkel For For Management
1.4 Elect Director William R. Johnson For For Management
1.5 Elect Director Gerald E. Johnston For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Klaus Morwind For For Management
1.9 Elect Director Jan L. Murley For For Management
1.10 Elect Director Lary R. Scott For For Management
1.11 Elect Director Michael E. Shannon For For Management
1.12 Elect Director G. Craig Sullivan For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
THERMO ELECTRON CORP.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn E. Dekkers For For Management
1.2 Elect Director Robert A. McCabe For For Management
1.3 Elect Director Robert W. O'Leary For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TORCHMARK CORP.
Ticker: TMK Security ID: 891027104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Joseph M. Farley For For Management
1.3 Elect Director C. B. Hudson For For Management
1.4 Elect Director Joseph L. Lanier, Jr. For For Management
1.5 Elect Director R. K. Richey For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Divest Investments in Tobacco Companies Against Against Shareholder
- --------------------------------------------------------------------------------
TOYS 'R' US, INC.
Ticker: TOY Security ID: 892335100
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director RoAnn Costin For For Management
1.2 Elect Director John H. Eyler, Jr. For For Management
1.3 Elect Director Roger N. Farah For For Management
1.4 Elect Director Peter A. Georgescu For For Management
1.5 Elect Director Cinda A. Hallman For For Management
1.6 Elect Director Calvin Hill For For Management
1.7 Elect Director Nancy Karch For For Management
1.8 Elect Director Norman S. Matthews For For Management
1.9 Elect Director Arthur B. Newman For For Management
1.10 Elect Director Frank R. Noonan For For Management
2 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G406
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TRIBUNE CO.
Ticker: TRB Security ID: 896047107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Chandler For For Management
1.2 Elect Director William A. Osborn For For Management
1.3 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
TUPPERWARE CORP.
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Bornstein For For Management
1.2 Elect Director E.V. Goings For For Management
1.3 Elect Director Robert J. Murray For For Management
1.4 Elect Director Joyce M. Roche For For Management
1.5 Elect Director M. Anne Szostak For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For For Management
1.2 Elect Director Edward D. Breen For For Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Brian Duperreault For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director John A. Krol For For Management
1.7 Elect Director Mackey J. Mcdonald For For Management
1.8 Elect Director H. Carl Mccall For For Management
1.9 Elect Director Brendan R. O'Neill For For Management
1.10 Elect Director Sandra S. Wijnberg For For Management
1.11 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 ADOPTION OF THE AMENDED AND RESTATED For For Management
BYE-LAWS.
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For For Management
PLAN.
5 SHAREHOLDER PROPOSAL REGARDING For For Shareholder
ENVIRONMENTAL REPORTING.
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Against Shareholder
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Against Shareholder
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For Withhold Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For Withhold Management
1.3 Elect Director Jerry W. Levin For Withhold Management
1.4 Elect Director Thomas E. Petry For Withhold Management
1.5 Elect Director Richard G. Reiten For Withhold Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against For Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
UNION PLANTERS CORP.
Ticker: UPC Security ID: 908068109
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Albert M. Austin For For Management
2.2 Elect Director George W. Bryan For For Management
2.3 Elect Director Robert R. Waller, M.D. For For Management
2.4 Elect Director Spence L. Wilson For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Lawrence A. Weinbach For For Management
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director James P. Kelly For For Management
1.4 Elect Director Ann M. Livermore For For Management
1.5 Elect Director Gary E. MacDougal For For Management
1.6 Elect Director Victor A. Pelson For For Management
1.7 Elect Director Lea N. Soupata For For Management
1.8 Elect Director Robert M. Teeter For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Darnall For For Management
1.2 Elect Director Roy G. Dorrance For For Management
1.3 Elect Director Charles R. Lee For For Management
1.4 Elect Director John G. Drosdick For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Jerrold Perenchio For Withhold Management
1.2 Elect Director Fernando Aguirre For For Management
1.3 Elect Director Harold Gaba For For Management
1.4 Elect Director Alan F. Horn For For Management
1.5 Elect Director John G. Perenchio For Withhold Management
1.6 Elect Director Ray Rodriguez For Withhold Management
1.7 Elect Director McHenry T. Tichenor, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
UNOCAL CORP.
Ticker: UCL Security ID: 915289102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. McCormick For For Management
1.2 Elect Director Marina v.N. Whitman For For Management
1.3 Elect Director Charles R. Williamson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Deferred Compensation Plan For For Management
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Awards to Executives Against Against Shareholder
7 Establish Other Board Committee Against For Shareholder
8 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Goldsberry For For Management
1.2 Elect Director Hugh O. Maclellan, Jr. For For Management
1.3 Elect Director C. William Pollard For For Management
1.4 Elect Director John W. Rowe For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
6 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
UST INC.
Ticker: UST Security ID: 902911106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Clancey For For Management
1.2 Elect Director Vincent A. Gierer, Jr. For For Management
1.3 Elect Director Joseph E. Heid For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison None For Shareholder
Pill) to Shareholder Vote
4 Reduce Nitrosamines in Oral Snuff Against Against Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Crutchfield For Withhold Management
1.2 Elect Director George Fellows For Withhold Management
1.3 Elect Director Daniel R. Hesse For Withhold Management
1.4 Elect Director Clarence Otis, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA Security ID: 925524308
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For Withhold Management
1.2 Elect Director David R. Andelman For Withhold Management
1.3 Elect Director Joseph A. Califano, Jr. For For Management
1.4 Elect Director William S. Cohen For For Management
1.5 Elect Director Philippe P. Dauman For Withhold Management
1.6 Elect Director Alan C. Greenberg For Withhold Management
1.7 Elect Director Mel Karmazin For Withhold Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director David T. McLaughlin For For Management
1.10 Elect Director Shari Redstone For Withhold Management
1.11 Elect Director Sumner M. Redstone For Withhold Management
1.12 Elect Director Frederic V. Salerno For Withhold Management
1.13 Elect Director William Schwartz For Withhold Management
1.14 Elect Director Patty Stonesifer For For Management
1.15 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven K. Hamp For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Karl J. Krapek For For Management
1.4 Elect Director Robert M. Teeter For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
6 Amend and Report on an International Code Against Against Shareholder
of Conduct
7 Permit Voting Leverage for Shareowners Against Against Shareholder
- --------------------------------------------------------------------------------
VULCAN MATERIALS CO.
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin R. Smith For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Donald B. Rice For For Management
1.4 Elect Director Vincent J. Trosino For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wesley M. Clark For For Management
1.3 Elect Director Wilbur H. Gantz For For Management
1.4 Elect Director David W. Grainger For For Management
1.5 Elect Director Richard L. Keyser For For Management
1.6 Elect Director Frederick A. Krehbiel For For Management
1.7 Elect Director John W. McCarter, Jr. For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director James D. Slavik For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director Janiece S. Webb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John T. Casteen, III For For Management
1.3 Elect Director Joseph Neubauer For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Dona Davis Young For For Management
2 Ratify Auditors For For Management
3 Require Two Candidates for Each Board Against Against Shareholder
Seat
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against For Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2004 Meeting Type: Annual
Record Date: NOV 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director James J. Howard For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Cordell Reed For For Management
1.6 Elect Director Jeffrey A. Rein For For Management
1.7 Elect Director David Y. Schwartz For For Management
1.8 Elect Director John B. Schwemm For For Management
1.9 Elect Director Marilou M. von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against For Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For For Management
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Robert S. Miller For For Management
1.4 Elect Director A. Maurice Myers For For Management
1.5 Elect Director John C. Pope For For Management
1.6 Elect Director W. Robert Reum For For Management
1.7 Elect Director Steven G. Rothmeier For For Management
1.8 Elect Director David P. Steiner For For Management
1.9 Elect Director Carl W. Vogt For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director M.J. Berendt, Ph.D. For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Philip Caldwell For For Management
1.5 Elect Director Edward Conard For Withhold Management
1.6 Elect Director L.H. Glimcher, M.D. For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Thomas P. Salice For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen Chao, Ph.D. For For Management
1.2 Elect Director Michel J. Feldman For For Management
1.3 Elect Director Fred G. Weiss For For Management
2 Ratify Auditors For For Management
3 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WELLPOINT HEALTH NETWORKS INC.
Ticker: WLP Security ID: 94973H108
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC.
Ticker: WEN Security ID: 950590109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Hill For For Management
1.2 Elect Director Paul D. House For For Management
1.3 Elect Director John R. Thompson For For Management
1.4 Elect Director J. Randolph Lewis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against For Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan D. Gilmour For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Janice D. Stoney For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director William G. Lowrie For For Management
1.3 Elect Director Joseph H. Williams For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WINN-DIXIE STORES, INC.
Ticker: WIN Security ID: 974280109
Meeting Date: OCT 8, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillie K. Fowler as Class For For Management
II Director
1.2 Elect Director Frank Lazaran as Class II For For Management
Director
1.3 Elect Director Edward W. Mehrer, Jr. as For For Management
Class II Director
1.4 Elect Director Ronald Townsend as Class For For Management
II Director
1.5 Elect Director John E. Anderson as Class For For Management
III Director
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WM. WRIGLEY JR. CO.
Ticker: WWY Security ID: 982526105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Knowlton For For Management
1.2 Elect Director Steven B. Sample For For Management
1.3 Elect Director Alex Shumate For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Blystone For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director William S. Dietrich, II For For Management
1.4 Elect Director Sidney A. Ribeau For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Approve Stock Option Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David A. Christensen For For Management
2.2 Elect Director Margaret R. Preska For For Management
2.3 Elect Director W. Thomas Stephens For For Management
2.4 Elect Director Richard H. Anderson For For Management
2.5 Elect Director Richard C. Kelly For For Management
2.6 Elect Director Ralph R. Peterson For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XEROX CORP.
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Richard J. Harrington For For Management
1.3 Elect Director William Curt Hunter For For Management
1.4 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.5 Elect Director Hilmar Kopper For For Management
1.6 Elect Director Ralph S. Larsen For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director N.J. Nicholas, Jr. For For Management
1.9 Elect Director John E. Pepper For For Management
1.10 Elect Director Ann N. Reese For For Management
1.11 Elect Director Stephen Robert For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Loudon For For Management
1.2 Elect Director Robert S. Parker For For Management
1.3 Elect Director Alan Z. Senter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry S. Semel For Withhold Management
1.2 Elect Director Jerry Yang For Withhold Management
1.3 Elect Director Roy J. Bostock For Withhold Management
1.4 Elect Director Ronald W. Burkle For Withhold Management
1.5 Elect Director Eric Hippeau For Withhold Management
1.6 Elect Director Arthur H. Kern For Withhold Management
1.7 Elect Director Robert A. Kotick For Withhold Management
1.8 Elect Director Edward R. Kozel For Withhold Management
1.9 Elect Director Gary L. Wilson For Withhold Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Holland, Jr. For For Management
1.2 Elect Director David C. Novak For For Management
1.3 Elect Director Jackie Trujillo For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Adopt Smoke-Free Restaurant Policy Against Against Shareholder
5 Prepare a Sustainability Report Against For Shareholder
6 Adopt MacBride Principles Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Report on Animal Welfare Standards Against Against Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For Withhold Management
1.2 Elect Director John L. McGoldrick For Withhold Management
2 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against For Shareholder
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L. E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
=================== FIFTH THIRD GOVERNMENT MONEY MARKET FUND ===================
============ FIFTH THIRD INSTITUTIONAL GOVERNMENT MONEY MARKET FUND ============
================= FIFTH THIRD INSTITUTIONAL MONEY MARKET FUND ==================
====================== FIFTH THIRD INTERMEDIATE BOND FUND ======================
================= FIFTH THIRD INTERMEDIATE MUNICIPAL BOND FUND =================
TAX-FREE INVESTMENTS CO.
Ticker: Security ID: 876935404
Meeting Date: OCT 21, 2003 Meeting Type: Special
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Conversion to Series of Delaware For For Management
Statutory Trust
==================FIFTH THIRD INTERNATIONAL EQUITY FUND=================
- -------------------------------------------------------------------------------------------------------
AXA, PARIS Agenda: 700494999
CUSIP: 054536107 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: US0545361075
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a settlement
date prior to Meeting Date + 1
E.12 Authorize the Management Board to Mgmt No Action *
issue equity in the event of a public
offer to purchase or exchange
securities of the Company
E.13 Approve the statutory modifications Mgmt No Action *
related to the appointment of a
Supervisory Board Member representing
employee shareholders
E.14 Elect an Employee Representative to Mgmt No Action *
the Supervisory Board
E.15 Authorize the Management Board to Mgmt No Action *
cancel the shares and reduce the
capital
E.16 Authorize to comply with all formal Mgmt No Action *
requirements in connection with this
meeting
O.1 Approve the Company s 2003 financial Mgmt No Action *
statements
O.10 Appoint Mr. Jacques Toborout to the Mgmt No Action *
Supervisory Board for four year term
O.11 Authorize the Management Board to Mgmt No Action *
trade in the Company s shares:
maximum purchase price EUR 35;
minimum sale price EUR 12
O.2 Approve the consolidated financial Mgmt No Action *
statements for 2003
O.3 Approve the earnings and declare the Mgmt No Action *
dividend of EUR 0.38
O.4 Approve the agreement mentioned in Mgmt No Action *
the Auditor s special report
O.5 Re-elect Mr. Claude Bebear to the Mgmt No Action *
Supervisory Board for four year term
O.6 Re-elect Mazars and Guerard as the Mgmt No Action *
Statutory Auditors for six year term
O.7 Appoint Mr. Jean-Louis Simon as a Mgmt No Action *
Alternate Auditor for six year term
O.8 Appoint Mr. Willy Avereyn to the Mgmt No Action *
Supervisory Board for four year term
O.9 Appoint Mr. Cees de Jong to the Mgmt No Action *
Supervisory Board for four year term
- -------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK Agenda: 700443031
NICKEL JSC, TAIMIRSKY REGION
CUSIP: 46626D108 Meeting Type: EGM
Ticker: Meeting Date: 12/29/2003 ISIN: US46626D1081
For/Against
Proposal Type Vote Management
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1. Approve the payment of dividends on Mgmt No Action *
the Company shares for 9 months of
2003, in the amount RUR 42.1 per
ordinary share and to pay the
dividends before 28 FEB 2004
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KIRIN BREWERY CO LTD Agenda: 700468867
CUSIP: 497350108 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3258000003
For/Against
Proposal Type Vote Management
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1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 6, Final JY 6, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases
At Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
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NIKON CORP (FORMERLY NIPPON KOGAKU KK) Agenda: 700540241
CUSIP: 654111103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3657400002
For/Against
Proposal Type Vote Management
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1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 4, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
6 Approve Executive Stock Option Plan Mgmt No Action *
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NOKIA OYJ Agenda: 700455492
CUSIP: 654902204 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: US6549022043
For/Against
Proposal Type Vote Management
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IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters pertaining to Mgmt No Action *
Article 12 of the Articles of
Association and payment of dividend
of EUR 0.30 per share
2. Approve to reduce the share capital Mgmt No Action *
of the Company by a minimum of EUR
5,668,710 and a maximum of EUR
8,760,000 through the cancellation of
a minimum of 94,478,500 and a maximum
of 146,000,000 shares held by the
Company prior to the AGM by the
transfer of the aggregate par value of
the shares to be cancelled from the
share capital to the share premium
capital, the resulting reduction not
affecting the shareholders equity of
the Company
3. Authorize the Board of Directors Mgmt No Action *
Board to increase the share capital of
the Company up to EUR 55,500,000 by
issuing new shares, stock options or
convertible bonds in one or more
issues, resulting in the creation of
an aggregate maximum of 925,000,000
new shares, each with a par value of 6
cents on the prescribed terms and
conditions of which up to EUR
3,000,000 may result from incentive
plans; authorize the Board to disapply
the shareholders pre-emptive rights
conditional upon the existence of
important financial grounds such as
financing or carrying out of an
acquisition or another arrangement, or
granting incentives to selected
members of the personnel, the share
subscription being in cash or in kind;
Authority is valid from 28 MAR 2004 to
25 MAR 2005
4. Authorize the Board to repurchase a Mgmt No Action *
maximum of 230,000,000 shares with a
par value of 6 cents, by using funds
available for distribution of profits,
either by: a) a tender offer made to
all the shareholders on equal terms
and for an equal price; or b) through
public trading in which case the
shares be repurchased in another
proportion than that of holdings of
the current shareholders, after which
the Company may enter into derivative,
share lending or other arrangements
within the applicable regulatory
limits, the repurchase price being
based on the market price of the share
in public trading, in order to develop
the capital structure of the Company,
to finance or carry out acquisitions
or other arrangements, to grant
incentives to selected members of the
personnel or in connection with these,
to be transferred in other ways, or to
be cancelled resulting in a reduction
in the Company s distributable profit;
Authority is valid from 28 MAR 2004 to
25 MAR 2005
5. Authorize the Board to dispose a Mgmt No Action *
maximum of 230,000,000 shares with a
par value of 6 cents as they may deem
fit and to dispose the shares in
another proportion than that of the
shareholders pre-emptive rights,
conditional upon the existence of
important financial grounds such as
financing or carrying out of an
acquisition or another arrangement, or
granting incentives to selected
members of the personnel or through
public trading on the exchanges the
rules of which allow Companies to
trade in their own shares; Authority
is valid from 28 MAR 2004 to 25 MAR
2005
6. Approve to increase the capital of Mgmt No Action *
The Foundation of Nokia Corporation
by EUR 5,000,000 to be used to
support the scientific development of
information and telecommunications
technologies and to promote education
in the sector
7. Approve a dividend for the fiscal Mgmt No Action *
year 2003 of EUR 0.30 per share, such
dividend will be paid to shareholders
registered in the
Register of Shareholders held by
Finnish Central Securities Depository
Ltd on the record date 30 MAR 2004, be
paid on or about 16 APR 2004
8. Approve that the number of Board Mgmt No Action *
members be set at nine and that the
present Board members: Mr. Paul J.
Collins, Mr. Georg Ehrnrooth, Mr.
Bengt Holmstrom, Mr. Per Karlsson, Ms.
Jorma Ollila, Ms. Marjorie Scardino,
Ms. Vesa Vainio and Mr. Arne Wessberg
be re-elected until the closing of the
following AGM; moreover, the Committee
proposes that Mr. John L.Thornton be
elected as a new member of the Board
for the same one-year term
9. Re-elect PricewaterhouseCoopers Oy Mgmt No Action *
for the fiscal year 2004
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VIMPEL COMMUNICATIONS OJSC, MOSCOW Agenda: 700420792
CUSIP: 68370R109 Meeting Type: EGM
Ticker: Meeting Date: 10/24/2003 ISIN: US68370R1095
For/Against
Proposal Type Vote Management
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1. Approve the acquisition Mgmt No Action *
2. Approve the acquisition Mgmt No Action *
3. Approve to issue shares Mgmt No Action *
4. Approve the conversion Mgmt No Action *
5. Approve the conversion Mgmt No Action *
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VIMPEL COMMUNICATIONS OJSC, MOSCOW Agenda: 700473907
CUSIP: 68370R109 Meeting Type: EGM
Ticker: Meeting Date: 4/16/2004 ISIN: US68370R1095
For/Against
Proposal Type Vote Management
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1. Approve the amendments to the Charter Mgmt No Action *
of the Company
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ROYAL DUTCH PETROLEUM CO, DEN HAAG Agenda: 700533412
CUSIP: 780257804 Meeting Type: AGM
Ticker: Meeting Date: 6/28/2004 ISIN: US7802578044
For/Against
Proposal Type Vote Management
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PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 21 JUN 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Approve the annual report 2003 Mgmt No Action *
2.A Approve: a) the finalization of the Mgmt No Action *
balance sheet as at 31 DEC 2003, the
profit and loss account for the year
2003 and acknowledge the balance sheet
and the profit and loss account; b) to
declare total dividend the interim
dividend of EUR 0.74 made payable in
SEP 2003 and the second interim
dividend for 2003 of EUR 1.02 made
payable in MAY 2004 for the year 2003;
c) to grant discharge to the Managing
Directors of their responsibility in
respect of their management for the
year 2003; and d) to grant discharge
to the Supervisory Board of their
responsibility in respect of their
management for the year 2003
2.B Approve to declare total dividend Mgmt No Action *
the interim dividend of EUR 0.74 made
payable in SEP 2003 and the second
interim dividend for 2003 of EUR 1.02
made payable in MAY 2004 for the
year 2003;
2.C Approve to grant discharge to the Mgmt No Action *
Managing Directors of their
responsibility in respect of their
management for the year 2003
2.D Approve to grant discharge to the Mgmt No Action *
Supervisory Board of their
responsibility in respect of their
management for the year 2003
3. Appoint Ms. L.Z. Cook as a Managing Mgmt No Action *
Director of the Company for 4 years
with effect from 01 AUG 2004
4. Appoint Mrs. Ch. Morin-Postel as a Mgmt No Action *
Member of the Supervisory Board of the
Company with effect from 01 JUL
5. Re-appoint Mr. M.A. Van Den Bergh, Mgmt No Action *
pursuant to Article 26, paragraph 1
of the Articles of Association, as a
Member of the Supervisory Board of
the Company with effect form 01 JUL
2004, who is scheduled to retire by
rotation on 30 JUN 2004
6. Approve to reduce the issued share Mgmt No Action *
capital of the Company by cancellation
of the shares repurchased under the
programme between the general meeting
of 23 APR 2003 and the general meeting
of 28 JUN 2004; the share buyback and
the cancellation of the shares
repurchased will result in a reduction
of the issued share capital; this is
in line with the policy of increasing
the flow of funds to shareholder, in
the form of dividends and share
buybacks
7. Authorize the Board of Management, Mgmt No Action *
pursuant to Article 98 Book 2 of the
Netherlands Civil Code, as the
competent body to acquire shares up to
10% of the issued share capital of the
Company on the stock exchange or
otherwise at a price between an amount
equal to the par value of the shares
and an amount equal to 110% of the
opening price quoted for shares of the
Company at Euronext Amsterdam on the
day of the acquisition or, in the
absence of such price, the last
previous price quoted there, with
effect form 01 JUL 2004 and for a
period of 18 months
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SHELL TRANSPORT & TRADING CO PLC Agenda: 700533866
CUSIP: 822703104 Meeting Type: AGM
Ticker: Meeting Date: 6/28/2004 ISIN: GB0008034141
For/Against
Proposal Type Vote Management
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1. Receive the report of the Directors Mgmt No Action *
and the accounts of the Company for
the YE 31 DEC 2003
2. Approve the remuneration report for Mgmt No Action *
the YE 31 DEC 2003, accounts 2003 and
the summarized in the summary annual
report and the accounts 2003
3. Elect Mr. Malcolm Brinded as a Mgmt No Action *
Director
4. Re-elect Dr. Eileen Buttle as a Mgmt No Action *
Director
5. Re-elect Mr. Luis Giusti as a Mgmt No Action *
6. Re-elect Miss. Mary (Nina) Henderson Mgmt No Action *
as a Director
7. Re-elect Mr. Lord Oxbourgh as a Mgmt No Action *
Director
8. Reappoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company
9. Authorize the Board to settle the Mgmt No Action *
remuneration of the Auditors for 2004
S.10 Authorize the Company to make market Mgmt No Action *
purchases Section 163 of up to
483,000,000 ordinary shares of 25p
each in the capital of the Company, at
a minimum price of 25p per share and
up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the next
AGM 2005 of the Company or 31 JUL 2005
; the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
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VIVENDI UNIVERSAL Agenda: 700503041
CUSIP: 92851S204 Meeting Type: OGM
Ticker: Meeting Date: 5/6/2004 ISIN: US92851S2041
For/Against
Proposal Type Vote Management
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A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as
Registered Intermediary, please
contact ADP. Trades/Vote Instructions:
Since France maintains a Verification
Period, for vote instructions
submitted that have a trade transacted
(sell) for either the full security
position or a partial amount after the
vote instruction has been submitted to
ADP and the Global Custodian advises
ADP of the position change via the
account position collection process,
ADP has a process in effect which will
advise the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a settlement
date prior to Meeting Date + 1
1. Receive the Board of Directors and Mgmt No Action *
the General Auditor s report, and
approve the accounts and the balance
sheet for the FYE 2003
2. Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
3. Approve the Special Auditor s report, Mgmt No Action *
in accordance with the provisions of
Article L.225-38 of the Commercial
Law
4. Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the
FY: EUR 4,839,852,581.33; legal
reserve: EUR 241,992,629.07; balance
carried forward: EUR
4,597,859,952.26 in accordance with
the provisions of the law
5. Approve to renew the term of office Mgmt No Action *
of Mr. Jean-Rene Fourtou as a
Director for 4 years
6. Approve to renew the term of office Mgmt No Action *
of Mr. Claude Bebear as a Director
for 4 years
7. Approve to renew the term of office Mgmt No Action *
of Mr. Gerard Bremond as a Director
for 4 years
8. Approve to renew the term of office Mgmt No Action *
of Mr. Bertrand Collomb as a Director
for 4 years
9. Approve to renew the term of office Mgmt No Action *
of Mr. Paul Fribourg as a Director
for 4 years
10. Approve to renew the term of office Mgmt No Action *
of Mr. Gerard Kleisterlee as a
Director for 4 years
11. Approve to renew the term of office Mgmt No Action *
of Mr. Henri Lachmann as a Director
for 4 years
12. Appoint Mr. Karel Van Miert as a Mgmt No Action *
Director for 4 years
13. Appoint Mr. Pierre Rodocanachi as a Mgmt No Action *
Director for 4 years
14. Ratify the cooptation of Mr. Gabriel Mgmt No Action *
Hawawini as a Director for 3 years
15. Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority of the
CGM on 24 APR 2002, to proceed, in
France or abroad, with the issue of
bonds or assimilated securities for a
maximum nominal amount of EUR
7,000,000,000.00; Authority expires at
the end of 18 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
16. Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority of the
CGM on 29 APR 2003, to trade the
Company s shares on the stock
exchange, notably in view of adjusting
their price as per the following
conditions: maximum purchase price:
EUR 40.00; minimum selling price: EUR
20.00; maximum number of shares to be
traded: 5 %; Authority expires at the
end of 18 months; and authorize the
Board of Directors to take all
necessary measures and accomplish all
necessary formalities
17. Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by Law
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VOLVO AB Agenda: 700472905
CUSIP: 928856202 Meeting Type: OGM
Ticker: Meeting Date: 4/16/2004 ISIN: SE0000115420
For/Against
Proposal Type Vote Management
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IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
A. Adopt the income statement and Mgmt No Action *
balance sheet and the consolidated
income statement and consolidated
balance sheet
B. Approve the disposition of the Mgmt No Action *
Company s profit as follows: a
dividend of SEK 8.00 per share shall
be paid in cash; in addition
27,060,958 shares in the subsidiary
Ainax AB shall be distributed to the
shareholders for record date 01 JUN
2004 for the dividend and the Ainax
shares; payment of the cash dividend
is expected to occur through VPC AB
(Swedish Securities Register Center)
in mid June, 2004
C. Grant discharge to the Board of Mgmt No Action *
Directors and the President from
liability
D. Approve to determine the number of Mgmt No Action *
Board Members be set at nine with no
Deputy Members
E. Approve the remuneration to the Board Mgmt No Action *
of Directors at SEK 4,800,000 for
distribution among Members in
accordance with the decision of the
Board
F.1 Re-elect Mr. Per-Olof Eriksson as a Mgmt No Action *
Director
F.2 Re-elect Mr. Patrick Faure as a Mgmt No Action *
Director
F.3 Re-elect Mr. Haruko Fukuda as a Mgmt No Action *
Director
F.4 Re-elect Mr. Tom Hedelius as a Mgmt No Action *
F.5 Re-elect Mr. Leif Johansson as a Mgmt No Action *
Director
F.6 Re-elect Mr. Finn Johnsson as a Mgmt No Action *
Director
F.7 Re-elect Mr. Neelie Kroes as a Mgmt No Action *
F.8 Re-elect Ms. Louis Schweitzer as a Mgmt No Action *
Director
F.9 Elect Mr. Ken Whipple as a Director Mgmt No Action *
G. Authorize the Board Chairman to Mgmt No Action *
appoint three Members from among the
representatives of the Company s three
principal owners, in terms of voting
rights, and who are not Members of the
Company s Board of Directors, plus one
Member representing the minor
shareholders in the Company, all of
whom jointly with the Chairman shall
constitute the Nomination Committee
for the period up to the next AGM; the
composition of the Committee shall be
announced in advance of the election
of the Members of the Board in 2005
and in conjunction with the
publication of the Company s report on
operations for the third quarter of
2004; and approve that no fees shall
be paid to the Nomination Committee
H. Authorize the Board of Directors to Mgmt No Action *
decide on the purchase and transfer of
own shares and acquire a maximum of
10% of the total number of shares
through trading on a stock exchange or
another regulated market in which the
Company s shares are listed; for the
purpose of financing Company
acquisitions, transfer of shares held
by the Company may occur through an
offering directed to all shareholders;
payment for transferred shares shall
be made in cash
I. Approve that the Company s holding of Mgmt No Action *
repurchased shares (treasury stock)
may be used by the Company to fulfill
its commitments undertaken in the
Company s Employee Stock Option
Program for 2002 Program; provided
that a maximum of 1,240,000 Series B
shares may be transferred;
preferential rights to acquire the
shares shall accrue to those persons
option-holders who are entitled to
acquire shares in accordance with the
Program, with rights for each
option-holder to acquire the maximum
number of shares as specified in the
terms and conditions of the program;
the preferential rights of the
option-holders to acquire shares must
be exercised during the period that
the option-holder has rights to
acquire shares in accordance with the
Program, that is, during the period 02
MAY 2006 01 MAY 2008; option-holders
shall pay for the shares in the manner
and within the time stated in the
terms and conditions for the Program;
option- holders shall pay SEK 163 per
share; transfer of shares may occur on
one or more occasions; the number of
shares and the price may be subject to
adjustment in accordance with the
terms and conditions for the Program
as a result of a bonus issue,
consolidation or split of shares,
preferential issue, reduction of share
capital and similar measures
J. Approve the implementation of a new Mgmt No Action *
share-based incentive program in the
second quarter of 2004 the Program for
Senior Executives in the Volvo Group,
including Members of the Group
Executive Committee and other
Executives that the Board selects
Participants; approve that a total
maximum 110,000 Series B shares may be
allotted to a maximum of 165 Senior
Executives during the second quarter
of 2005; the number of shares that may
be allotted shall be related to the
degree of fulfillment of certain
financial goals for the 2004 financial
year as determined by the Board;
preferential rights to acquire shares
will accrue to the Participants; the
President Mr. Leif Johansson may
receive a maximum of 4,000 shares
while the other participants may
receive a maximum of 500-2,000 shares;
approve that Participants who are not
residing in Sweden at the time of
allotment shall, instead of shares,
receive an amount in cash that
corresponds to the market value of the
shares at the time of allotment;
Participants shall not make any
payments for their rights in
accordance with the Program; shares
that shall be allotted under the
Program shall be existing shares; the
Company shall be able to fulfill its
commitments to transfer shares under
the Program either through a third
party, who acquires and transfers the
shares in its own name, or assuming
that the meeting so decides, in
accordance with Resolution K through
transfer of treasury stock held by the
Company; Participant s right to
receive shares or cash shall, with
certain exceptions, depend on the
Participant being employed within the
Volvo Group at the time of allotment;
shares may be transferred on one or
more occasions; the Board may
determine additional terms and
conditions for the Program;
conditional upon the maximum number of
shares (110,000) being allotted and
that the Company transfers shares
through a third party, the costs for
the Program will amount to about SEK
35 m, including social fees, based on
on allotment price of SEK 243
K. Approve that the Company may transfer Mgmt No Action *
treasury stock held by the Company to
the Participants Senior Executives in
the Volvo Group, including Members of
the Group Executive Committee and
other Executives that the Board
selects to fulfill the Company s
undertaking in accordance with the
Program new share-based incentive
program and approve that a total of a
maximum of 110,000 Series B shares can
be transferred; preferential rights to
acquire shares shall accrue to the
Participants who are entitled to
acquire shares in accordance with the
terms and conditions of the Program;
the Participants preferential right to
acquire shares shall be exercised
during the second quarter of 2005; the
Participants shall not make any
payment for the shares acquired under
the Program; the transfer of shares
may occur on one or more occasions
L. Approve to change the Articles of Mgmt No Action *
Association so that holders of Series
A shares are permitted to convert
Series A shares to Series B shares on
a one-for-one basis
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VOLVO AB Agenda: 700472664
CUSIP: 928856301 Meeting Type: AGM
Ticker: Meeting Date: 4/16/2004 ISIN: SE0000115446
For/Against
Proposal Type Vote Management
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IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
YOU.
A. Adopt the income statement and Mgmt No Action *
balance sheet and the consolidated
income statement and consolidated
balance sheet
B. Approve the disposition of the Mgmt No Action *
Company s profit as follows: a
dividend of SEK 8.00 per share shall
be paid in cash; in addition
27,060,958 shares in the subsidiary
Ainax AB shall be distributed to the
shareholders for record date 01 JUN
2004 for the dividend and the Ainax
shares; payment of the cash dividend
is expected to occur through VPC AB
(Swedish Securities Register Center)
in mid June, 2004
C. Grant discharge to the Board of Mgmt No Action *
Directors and the President from
liability
D. Approve to determine the number of Mgmt No Action *
Board Members be set at nine with no
Deputy Members
E. Approve the remuneration to the Board Mgmt No Action *
of Directors at SEK 4,800,000 for
distribution among Members in
accordance with the decision of the
Board
F.1 Re-elect Mr. Per-Olof Eriksson as a Mgmt No Action *
Director
F.2 Re-elect Mr. Patrick Faure as a Mgmt No Action *
Director
F.3 Re-elect Mr. Haruko Fukuda as a Mgmt No Action *
Director
F.4 Re-elect Mr. Tom Hedelius as a Mgmt No Action *
F.5 Re-elect Mr. Leif Johansson as a Mgmt No Action *
Director
F.6 Re-elect Mr. Finn Johnsson as a Mgmt No Action *
Director
F.7 Re-elect Mr. Neelie Kroes as a Mgmt No Action *
F.8 Re-elect Ms. Louis Schweitzer as a Mgmt No Action *
Director
F.9 Elect Mr. Ken Whipple as a Director Mgmt No Action *
G. Authorize the Board Chairman to Mgmt No Action *
appoint three Members from among the
representatives of the Company s three
principal owners, in terms of voting
rights, and who are not Members of the
Company s Board of Directors, plus one
Member representing the minor
shareholders in the Company, all of
whom jointly with the Chairman shall
constitute the Nomination Committee
for the period up to the next AGM; the
composition of the Committee shall be
announced in advance of the election
of the Members of the Board in 2005
and in conjunction with the
publication of the Company s report on
operations for the third quarter of
2004; and approve that no fees shall
be paid to the Nomination Committee
H. Authorize the Board of Directors to Mgmt No Action *
decide on the purchase and transfer
of own shares and acquire a maximum
of 10% of the total number of shares
through trading on a stock exchange
or another regulated market in which
the Company s shares are listed; for
the purpose of financing Company
acquisitions, transfer of shares held
by the Company may occur through an
offering directed to all
shareholders; payment for transferred
shares shall be made in cash
I. Approve that the Company s holding of Mgmt No Action *
repurchased shares (treasury stock)
may be used by the Company to fulfill
its commitments undertaken in the
Company s Employee Stock Option
Program for 2002 Program; provided
that a maximum of 1,240,000 Series B
shares may be transferred;
preferential rights to acquire the
shares shall accrue to those persons
option-holders who are entitled to
acquire shares in accordance with the
Program, with rights for each
option-holder to acquire the maximum
number of shares as specified in the
terms and conditions of the program;
the preferential rights of the
option-holders to acquire shares must
be exercised during the period that
the option-holder has rights to
acquire shares in accordance with the
Program, that is, during the period 02
MAY 2006 01 MAY 2008;
option-holders shall pay for the
shares in the manner and within the
time stated in the terms and
conditions for the Program; option-
holders shall pay SEK 163 per share;
transfer of shares may occur on one or
more occasions; the number of shares
and the price may be subject to
adjustment in accordance with the
terms and conditions for the Program
as a result of a bonus issue,
consolidation or split of shares,
preferential issue, reduction of share
capital and similar measures
J. Approve the implementation of a new Mgmt No Action *
share-based incentive program in the
second quarter of 2004 the Program for
Senior Executives in the Volvo Group,
including Members of the Group
Executive Committee and other
Executives that the Board selects
Participants; approve that a total
maximum 110,000 Series B shares may be
allotted to a maximum of 165 Senior
Executives during the second quarter
of 2005; the number of shares that may
be allotted shall be related to the
degree of fulfillment of certain
financial goals for the 2004 financial
year as determined by the Board;
preferential rights to acquire shares
will accrue to the Participants; the
President Mr. Leif Johansson may
receive a maximum of 4,000 shares
while the other participants may
receive a maximum of 500 2,000 shares;
approve that Participants who are not
residing in Sweden at the time of
allotment shall, instead of shares,
receive an amount in cash that
corresponds to the market value of the
shares at the time of allotment;
Participants shall not make any
payments for their rights in
accordance with the Program; shares
that shall be allotted under the
Program shall be existing shares; the
Company shall be able to fulfill its
commitments to transfer shares under
the Program either through a third
party, who acquires and transfers the
shares in its own name, or assuming
that the meeting so decides, in
accordance with Resolution K through
transfer of treasury stock held by the
Company; Participant s right to
receive shares or cash shall, with
certain exceptions, depend on the
Participant being employed within the
Volvo Group at the time of allotment;
shares may be transferred on one or
more occasions; the Board may
determine additional terms and
conditions for the Program;
conditional upon the maximum number of
shares (110,000) being allotted and
that the Company transfers shares
through a third party, the costs for
the Program will amount to about SEK
35 m, including social fees, based on
an allotment price of SEK 243
K. Approve that the Company may transfer Mgmt No Action *
treasury stock held by the Company to
the Participants Senior Executives in
the Volvo Group, including Members of
the Group Executive Committee and
other Executives that the Board
selects to fulfill the Company s
undertaking in accordance with the
Program new share-based incentive
program and approve that a total of a
maximum of 110,000 Series B shares can
be transferred; preferential rights to
acquire shares shall accrue to the
Participants who are entitled to
acquire shares in accordance with the
terms and conditions of the Program;
the Participants preferential right to
acquire shares shall be exercised
during the second quarter of 2005; the
Participants shall not make any
payment for the shares acquired under
the Program; the transfer of shares
L. Approve to change the Articles of Mgmt No Action *
Association so that holders of Series
A shares are permitted to convert
Series A shares to Series B shares on
a one-for-one basis
- -------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda: 700468691
CUSIP: 980228100 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: AU000000WPL2
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
report of the Company and the reports
of the Directors and the Auditor for
the YE 31 DEC 2003
2.a Re-elect Mr. Rory Edward Stanley Mgmt No Action *
Argyle as a Director, in accordance
with Rule 75(b) of the Company s
Constitution
2.b Re-elect Mr. Charles Barrington Goode Mgmt No Action *
A.C. as a Director, in accordance
with Rule 75(b) of the Company s
Constitution
2.c Re-elect Mr. Peter Maas Van Rossum as Mgmt No Action *
a Director, in accordance with Rule
75(c) of the Company s Constitution
3. Approve that: a) the accrual of the Mgmt No Action *
Non-Executive Directors retirement
benefits will cease with effect from
30 APR 2004; b) all the Non-Executive
Directors other than those nominated
by Shell will have their accrued
entitlements to benefits Accrued
Entitlements; c) all the Non-
Executive Directors with accrued
entitlements will be entitled to
receive on retirement either payment
of the accrued entitlement or a number
of Woodside shares; and d) the maximum
aggregate amount of remuneration to be
paid to all the Non-Executive
Directors in any FY is increased by
AUD 0.65 million, from AUD 1.65
million to AUD 2.3 million
4. Approve that the Company enters into Mgmt No Action *
the Directors Deeds with the current
and the future Directors
S.5 Adopt the Company s Constitution in Mgmt No Action *
substitution for both the existing
Constitution and the replaceable
rules set out in the Corporations Act
- -------------------------------------------------------------------------------------------------------
BANK AUSTRIA CREDITANSTALT AG Agenda: 700502621
CUSIP: A07933129 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: AT0000995006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report, report of Mgmt No Action *
the Management Board and the
Supervisory Board for the FY 2003
2. Approve the resolution on the Mgmt No Action *
financial results for the FY 2003
3. Approve the actions of the Board of Mgmt No Action *
Directors and the Supervisory Board
for the FY 2003
4. Approve to purchase own shares to Mgmt No Action *
trade according to Section 65 of the
Companies Act
5. Elect the Auditor for 2004 Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BOEHLER-UDDEHOLM AG, WIEN Agenda: 700488984
CUSIP: A1071G105 Meeting Type: AGM
Ticker: Meeting Date: 5/3/2004 ISIN: AT0000903851
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report as at 31 Mgmt No Action *
DEC 2003, the report of the Managing
Board and the Supervisory Board on
the FY 2003
2. Approve to allocate the net income of Mgmt No Action *
the FY 2003
3. Approve the actions of the Managing Mgmt No Action *
Board and the Supervisory Board for
the 2003 FY
4. Approve the statuary allowance of the Mgmt No Action *
Supervisory Board for 2003
5. Elect the Auditors for 2004 Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN Agenda: 700491361
AG, WIEN
CUSIP: A19494102 Meeting Type: AGM
Ticker: Meeting Date: 5/4/2004 ISIN: AT0000652011
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Audited and approved Mgmt No Action *
report of the Management and
Supervisory Board for the FY 2003
10. Amend the existing authorized capital Mgmt No Action *
with regard to above points 8 and 9
11. Approve the purchase of EB own shares Mgmt No Action *
for SEC trading
12. Approve the purchase of EB shares for Mgmt No Action *
no designated purpose
13.A Amend the Articles 4.1,4.2,4.4,4,4.3 Mgmt No Action *
of the Articles of Association
13.B Amend the Article 2.2 of the Articles Mgmt No Action *
of Association
2. Approve the allocation of the Mgmt No Action *
distributed profit
3. Grant discharge to the Management and Mgmt No Action *
Supervisory Board with regard to the
year 2003
4. Approve the remuneration of the Mgmt No Action *
Supervisory Board
5. Appoint the Supervisory Board Mgmt No Action *
6. Appoint of an Additional Auditor for Mgmt No Action *
the year 2005
7. Approve to spin-off the branches Mgmt No Action *
KITZB, KUFSTEIN, KORNEUBURG and KREMS
into the wholly owned Subsidiary FINAG
holding AG
8. Approve to increase the capital from Mgmt No Action *
EUR 435,628,641,82 to EUR
479,550,464,00
9. Approve of stock split with ratio 1:4 Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
FLUGHAFEN WIEN AG, WIEN Agenda: 700481942
CUSIP: A2048U102 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: AT0000911805
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Acknowledge the annual report and Mgmt No Action *
receive the reports of the Management
Board and Supervisory Board on the FY
2003
2. Approve the allocation of the net Mgmt No Action *
income of the FY 2003
3. Approve the actions of the Board of Mgmt No Action *
Directors and the Supervisory Board
during the FY 2003
4. Approve the statuary allowance of the Mgmt No Action *
Supervisory Board for 2003
5. Elect the Supervisory Board Mgmt No Action *
6. Elect the Auditors for 2004 Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MAYR-MELNHOF KARTON AG, WIEN Agenda: 700503471
CUSIP: A42818103 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: AT0000938204
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of Mgmt No Action *
accounts, report by the Board of
Directors and the Supervisory Board
2. Approve the appropriation of net Mgmt No Action *
profits
3. Approve the activities undertaken by Mgmt No Action *
the Board of Directors in 2003
4. Approve the activities undertaken by Mgmt No Action *
the Supervisory Board in 2003
5. Approve the remuneration of the Mgmt No Action *
Supervisory Board
6. Elect a balance sheet Auditor Mgmt No Action *
7. Authorize the extension to purchase Mgmt No Action *
own shares by 18 months
- -------------------------------------------------------------------------------------------------------
OMV AG, WIEN Agenda: 700507188
CUSIP: A51460110 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: AT0000743059
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and approve Mgmt No Action *
the reporting of the Supervisory Board
for the 2003 business year
10. Approve to raise initial capital up Mgmt No Action *
to EUR 58,160.000 with new issued
11. Approve the change of the Article in Mgmt No Action *
the Clause 3
12. Approve the insurance of the Mgmt No Action *
Supervisory Board
13. Elect the Supervisory Board Mgmt No Action *
2. Approve the allocation of net income Mgmt No Action *
3. Approve the actions of the Managing Mgmt No Action *
Board and the Supervisory Board for
the FY 2003
4. Approve the statuary allowance of the Mgmt No Action *
Supervisory Board
5. Elect the Auditors for the statement Mgmt No Action *
of accounts and the Group statement of
accounts for 2004
6. Approve the Stock Options Plan 2004 Mgmt No Action *
and grant authority to repurchase own
shares
7. Approve the restructuring of the OMV Mgmt No Action *
AG into a Management Holding Company:
a) to spin off its refining and
marketing business; b) to spin off its
exploration and production Austria
business; c) to spin off its
exploration production international
business
8. Approve to issue convertible bonds Mgmt No Action *
9. Approve the claused raise of initial Mgmt No Action *
capital up to EUR 21,810.00 with
bearer stocks
- -------------------------------------------------------------------------------------------------------
RHI AG, WIEN Agenda: 700514424
CUSIP: A65231101 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: AT0000676903
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of Mgmt No Action *
accounts with the report by the
Supervisory Board
2. Approve the appropriation of profits Mgmt No Action *
3. Approve the activities undertaken by Mgmt No Action *
the Board of Directors and the
Supervisory Board in 2003
4. Approve the remuneration of the Mgmt No Action *
Supervisory Board
5. Elect the Supervisory Board Mgmt No Action *
6. Elect the balance sheet Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG, WIEN Agenda: 700514121
CUSIP: A8502A102 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: AT0000720008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of the Mgmt No Action *
accounts with the report by the
Supervisory Board
10. Authorize the Board of Directors to Mgmt No Action *
purchase own shares within 18 months,
and to decrease the share capital by
up to EUR 109,050,000, and by
collecting own shares to use the
shares for stock option plan, to use
the shares for convertible bonds, to
use the shares for buying companies,
and to distribute the own shares
within 5 years
2. Approve the appropriation of the net Mgmt No Action *
profits
3. Approve the activities undertaken by Mgmt No Action *
the Board of Directors and the
Supervisory Board in 2003
4. Approve the remuneration for the Mgmt No Action *
Supervisory Board
5. Elect a balance sheet Auditor Mgmt No Action *
6. Approve the alteration of statutes Mgmt No Action *
Paragraph 5
7. Approve the conditional capital Mgmt No Action *
increase by issue of up to 50,000,000
new shares for the creditors of
convertible bonds and the alteration
of statutes Paragraph 4/8
8. Authorize the Board of Directors to Mgmt No Action *
issue convertible bonds which entitles
to purchase 90,000,000
9. Approve the report by the Board of Mgmt No Action *
Directors about the buy-back and
holding of own shares
- -------------------------------------------------------------------------------------------------------
VA TECHNOLOGIE AG, LINZ Agenda: 700489291
CUSIP: A8868F109 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: AT0000937453
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of Mgmt No Action *
accounts and the report of the
Supervisory Board
10. Authorize the Company to buy up to Mgmt No Action *
780.000 own shares
2. Approve the activities undertaken by Mgmt No Action *
the Board of Directors in 2003
3. Approve the activities undertaken by Mgmt No Action *
the Supervisory Board in 2003
4. Approve the remuneration of the Mgmt No Action *
Supervisory Board
5. Elect the Balance Sheet Auditor Mgmt No Action *
6. Elect the Supervisory Board Mgmt No Action *
7. Authorize the Board of Directors to Mgmt No Action *
increase the share capital by issue
of new shares and authorize the
Supervisory Board to change the
Statutes changes in the statutes
8. Authorize the Board of Directors to Mgmt No Action *
increase the share capital by using
the authorized capital mentioned in
Resolution 7 and authorize the
Supervisory Board to change the
Statutes changes in the statutes
9. Amend Paragraph 19 in the Statutes Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
VOESTALPINE AG Agenda: 700357785
CUSIP: A9101Y103 Meeting Type: AGM
Ticker: Meeting Date: 7/1/2003 ISIN: AT0000937503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of Mgmt No Action *
accounts with the report by the
Supervisory Board
2. Approve the appropriation of profits Mgmt No Action *
3. Approve the activities undertaken by Mgmt No Action *
the Board of Directors in 2002/2003
4. Approve the activities undertaken by Mgmt No Action *
the Supervisory Board in 2002/2003
5. Approve the remuneration for the Mgmt No Action *
Supervisory Board
6. Elect a Balance Sheet Auditor Mgmt No Action *
7. Grant authority to buy back up to 10% Mgmt No Action *
of own shares for s stock option
- -------------------------------------------------------------------------------------------------------
WIENERBERGER AG Agenda: 700500083
CUSIP: A95384110 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: AT0000831706
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Annual report, Management Mgmt No Action *
and Supervisory reports for the year
2003
2. Approve the allocation of the net Mgmt No Action *
income for the year 2003
3. Approve the actions of the Board of Mgmt No Action *
Directors and the Supervisory Board
for the year 2003
4. Elect the Auditors for the FY 2004 Mgmt No Action *
5. Elect the Supervisory Board Mgmt No Action *
6. Approve the resolution on the Mgmt No Action *
exclusion of a reduction according to
Paragraph 26 and an amendment of an
Article VII Paragraph 28-equality of
all shareholders in case of a
mandatory offer
7. Authorize the Board to purchase own Mgmt No Action *
shares and prolongation of the
resolution of 15 MAY 2003
8. Authorize the Board to issue young Mgmt No Action *
shares to enable to admit the stock
options to the Management
9. Authorize the Board to raise capital Mgmt No Action *
stock up to 31,639,486 Euro within 5
years
- -------------------------------------------------------------------------------------------------------
KELDA GROUP PLC Agenda: 700392107
CUSIP: ADPV01594 Meeting Type: AGM
Ticker: Meeting Date: 7/31/2003 ISIN: GB0009877944
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THE REVISED NUMBERING OF Non- No Action *
THE AGENDA AND THE CUT-OFF DATE. Voting
THANK YOU.
1. Receive the Directors report and the Mgmt No Action *
Company s annual accounts for the FYE
31 MAR 2003
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 MAR 2003
3. Declare a final dividend for the YE Mgmt No Action *
31 MAR 2003
4. Re-elect Mr. D.F. Roberts as a Mgmt No Action *
Directors of the Company
5. Re-elect Mr. R.K. Schmidt as a Mgmt No Action *
Director of the Company
6. Elect Mr. G. Towers as a Director of Mgmt No Action *
the Company
7. Re-appoint Ernst and Young LLP, as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to determine
their remuneration
O.9 Approve the Rules of the Kelda Group Mgmt No Action *
Long Term Incentive Plan 2003 LTIP;
and authorize the Directors to do all
such acts and things as they consider
necessary or expedient for the purpose
of implementing and giving effect to
this resolution and to establish such
schedules to the LTIP and/or any such
other plans based on the LTIP as they
consider necessary, but modified to
take account of local tax, exchange
control or securities laws outside UK,
provided that any shares made
available under such schedules or
plans must be treated as counting
against relevant individual or over
S.8 Authorize the Company to make market Mgmt No Action *
purchase Section 163(3) of the
Companies Act 1985, of up to
39,298,331 ordinary shares of 15 5/9p
each in the capital of the Company, at
a minimum price of 15 5/9p and up to
5% above the average of the middle
market quotations for such shares
taken from the London Stock Exchange
Daily Official List for the 5
business; Authority expires earlier of
at the conclusion at the next AGM of
the Company or 30 OCT 2004; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
10. Elect Mr. C.C. Fisher Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
AGFA-GEVAERT NV, MORTSEL Agenda: 700477272
CUSIP: B0302M104 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: BE0003755692
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the Annual Report of the Non- No Action *
Board of Directors and report of the Voting
Statutory Auditor
2. Approve the financial statements of Mgmt No Action *
the FYE on 31 DEC 2003, as prepared
by the Board of Directors
3. Approve to allocate the profit of the Mgmt No Action *
past financial year as follows: -
compensation of capital: 94.5 Mio
Euro, or 75 cents gross per share
(coupon no. 5), payable as of 28 APR
2004; - transfers of 3,426,274.84 Euro
to other reserves and 139,826,162.59
Euro to profits to be
4. Receive the Consolidated accounts of Non- No Action *
the FYE on 31 DEC 2003 and Voting
consolidated reports of the Board of
Directors and the Statutory Auditor
5. Discharge the Directors and the Mgmt No Action *
Statutory Auditor from all liability
deriving from the performance of
their mandates during the past FY
6. Re-appoint KPMG, Spoorweglaan 3, 2610 Mgmt No Action *
Antwerp, represented by Messrs T.
Erauw and E. Helsen, as statutory
auditor of the company for another 3
year period, to terminate immediately
after the annual meeting that will
consider the approval of the FYE on 31
DEC 2006 also fix the remuneration of
the statutory Auditor, for the entire
period of the appointment, at 358,300
EURO
7. Appoint Mr. Bamelis, Mr. Buttrick, Mgmt No Action *
Mr. Cornu, Mr. Haymon, Mr.
Oosterlinck, Mr. Van Miert and Mr. Von
Kyaw, as independent Directors taking
into consideration the transitional
provision as described in Article 53
of the Corporate Governance Law, meet
all criteria of independence as laid
down in Article 524 4 of the Code of
Companies and in article 15 last of
the Articles of
8. Approve the change-in-control clause, Mgmt No Action *
as described in Article 23.10 of the
multicurrency loan agreement, signed
in NOV 2003 between Agfa-Gevaert N.V.
and Aginter N.V. on the one hand and
Fortis Bank N.V. and KBC Bank N.V. on
the other
9. Miscellaneous Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
AGFA-GEVAERT NV, MORTSEL Agenda: 700511644
CUSIP: B0302M104 Meeting Type: EGM
Ticker: Meeting Date: 5/25/2004 ISIN: BE0003755692
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
1. Receive the special report of the Non- No Action *
Board of Directors as set forth in Voting
article 604, 2 of the Company Code
regarding the authorization to the
Board of Directors to raise the share
capital
2. Authorize the Board of Directors to Mgmt No Action *
increase the share capital by notarial
deed in one or more times by an amount
equivalent to EUR 35,000,000;
Authorization expires after 5 years
following publication in the
appendices to the Belgian State
Gazette (Staatsblad) of the amendment
to the articles of association decided
by the OGM of 25 MAY 2004; approve to
renew the power according to the
prevailing legal
3. Authorize the Board of Directors to Mgmt No Action *
increase the capital of the Company by
application of the authorized capital
within a period of three years from
the general meeting of 25 May 2004 in
the event of receipt by the Company of
a notification by the Banking and
Finance Commission of a public
take-over bid on the assets of the
Company provided: a) the shares issued
on the basis of the capital increase
have been fully paid up from their
issue; b) the issue price of such
shares is not less than the price of
the bid; c) the number of shares
issued on the basis of the capital
increase does not exceed 10% of the
shares issued before the capital
increase
4. Approve to cancel 11,200,000 shares Mgmt No Action *
of the treasury stock currently held
by the Company in accordance with
article 14 of the articles of
association; authorize the Board of
Directors to further execute this
decision by satisfying itself that
the shares have effectively been
cancelled and amend the article 6 of
the Articles of Association
5. Authorize the Board of Directors in Mgmt No Action *
accordance with the conditions set by
the law and taking into account the
shares which the Company might have
acquired earlier and which it holds in
portfolio or those acquired by a
daughter Company in the meaning of
Article 627 of the Companies code as
well as those acquired by a person who
acts in his own name but for the
account of the Company or for the
account of any such daughter Company
with liquid assets for a period of 18
months from 25 May 2004 to purchase on
the stock exchange a maximum of 10% of
the shares of the Company at a price
per share that is equal to the average
price of the share over the 30
calendar days preceding the date of
the purchase less 20% minimum payment
or 10% maximum payment; authorize the
Board of Directors in accordance with
the conditions set by the law for a
period of 10 years from 25 May 2004 to
sell a maximum of 10% of the shares of
the Company; authorize the Board of
Directors to acquire or transfer
through the stock exchange shares of
the Company through purchase, sale or
exchange within the intervention
limits regarding price and quantity
with regard to purchase and sale of
own shares;
6. Grant power to two members of the Mgmt No Action *
Board of Directors with the right of
substitution for the co-ordination of
the Articles of Association as well
as the formalities required for the
Crossroads Bank for Enterprises
(Kruispunt Bank) and VAT
- -------------------------------------------------------------------------------------------------------
NV BEKAERT SA, ZWEVEGEM Agenda: 700499038
CUSIP: B09800135 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: BE0003780948
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the annual report of the Mgmt No Action *
Board of Directors on the fiscal 2003
10. Miscellaneous Other No Action *
2. Approve the report of the Statutory Mgmt No Action *
Auditor on the fiscal 2003
3. Approve the annual accounts for the Mgmt No Action *
fiscal 2003 and the appropriation of
the results
4. Grant discharge to the Directors and Mgmt No Action *
the Statutory Auditor
5. Approve to determine the number of Mgmt No Action *
Directors
6. Re-appoint the Directors Mgmt No Action *
7. Re-appoint the Statutory Auditor Mgmt No Action *
8. Approve the remuneration of the Mgmt No Action *
Director and Statutory Auditor
9. Approve the communication of Mgmt No Action *
consolidated annual accounts
- -------------------------------------------------------------------------------------------------------
NV BEKAERT SA, ZWEVEGEM Agenda: 700480659
CUSIP: B09800135 Meeting Type: EGM
Ticker: Meeting Date: 4/14/2004 ISIN: BE0003780948
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the special report of the Mgmt No Action *
Board of Directors
2. Authorize the Board of Directors to Mgmt No Action *
purchase shares of the Company
3. Approve to the Advisory Committee of Mgmt No Action *
the Board of Directors to insert a
new Articles of Association
4. Approve extension of the provisions Mgmt No Action *
relating to the authorized capital
5. Amend the Article of Association Mgmt No Action *
6. Approve to replace the existing Mgmt No Action *
interim provisions at the end of the
Article of Association
- -------------------------------------------------------------------------------------------------------
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION Agenda: 700489152
- GROUPE DELHAIZE SA, BRUXELLES
CUSIP: B33432129 Meeting Type: EGM
Ticker: Meeting Date: 4/30/2004 ISIN: BE0003562700
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the confirmation of the Mgmt No Action *
Administratuer mandate of Dr. William
L. Roper
2. Authorize the Directors to acquire or Mgmt No Action *
take in pawn or to sell a maximum of
10% of issued shares at a minimum
price of EUR 1 for a period of 18
months
3. Grant all executive power to the Mgmt No Action *
Board of Directors
- -------------------------------------------------------------------------------------------------------
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION Agenda: 700518268
- GROUPE DELHAIZE SA, BRUXELLES
CUSIP: B33432129 Meeting Type: OGM
Ticker: Meeting Date: 5/27/2004 ISIN: BE0003562700
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the report of the Managing Non- No Action *
Board on FY 2003 Voting
10. Approve all resolutions giving the Mgmt No Action *
right to holders of options on shares
and convertible bonds to exercise them
before maturation in case of take over
on the Company
2. Receive the report of the Auditors Non- No Action *
Voting
3. Receive the consolidated accounts and Non- No Action *
the report of the Board of Directors Voting
inclusive of report for the group
4. Approve the year 2003 annual report, Mgmt No Action *
the accounts and the consolidated
accounts of the Company
5. Grant discharge to the Board of Mgmt No Action *
Directors for the completion of its
assignment for the current year
6. Approve the yearly remuneration for Mgmt No Action *
the Members of the Supervisory Board
as: Members: EUR 70.000 per year;
Vice Chairman: EUR 70.000 plus 10.000
per year; Chairman: EUR 140.000
7. Grant discharge to the Auditor Mgmt No Action *
8.1 Approve the renewal the term of the Mgmt No Action *
office of the Baron Gui De Vaucleroy
as a Administrator for a period of 1
year
8.2 Approve the renewal the term of the Mgmt No Action *
office of the Count Goblet d Alviella
as a Administrator for a period of 3
years
8.3 Approve the renewal of the term of Mgmt No Action *
the office of Mr. Robert J. Murray as
a Administrator for a period of 3
8.4 Appoint Dr. William L. Roper as a Mgmt No Action *
Administrator for a period of 3 years
8.5 Appoint Mr. Edward Neville as a Mgmt No Action *
Administrator for a period of 3 years
9.1 Appoint Baron de Cooman d Herlinckove Mgmt No Action *
as a Administrator
9.10 Appoint Mr. Edward Neville Isdell as Mgmt No Action *
a Administrator
9.11 Appoint Dr. William L. Roper as a Mgmt No Action *
Administrator
9.2 Appoint Count de Pret Roose de Mgmt No Action *
Calesberg as a Administrator
9.3 Appoint Baron Georges Jacobs as a Mgmt No Action *
Administrator
9.4 Appoint Mr. Didier Smits as a Mgmt No Action *
Administrator
9.5 Appoint Mr. Philippe Stroobant as a Mgmt No Action *
Administrator
9.6 Appoint Mr. Frans Vreys as a Mgmt No Action *
Administrator
9.7 Appoint Baron Gui De Vauceleroy as a Mgmt No Action *
Administrator
9.8 Appoint Count Goblet d Alviella as a Mgmt No Action *
Administrator
9.9 Appoint Mr. Robert J. Murray as a Mgmt No Action *
Administrator
- -------------------------------------------------------------------------------------------------------
DEXIA SA, BRUXELLES Agenda: 700502188
CUSIP: B3357R218 Meeting Type: EGM
Ticker: Meeting Date: 5/12/2004 ISIN: BE0003796134
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Authorize the acquisition of own Mgmt No Action *
2. Approve to renew for a period of Mgmt No Action *
three years and authorize to buy and
sell in order to prevent the Company
from suffering serious and imminent
3. Approve to cancel 39,281 million Mgmt No Action *
shares without capital decrease
4. Authorize the Board of Directors to Mgmt No Action *
buy and sell Company shares on
certain terms and conditions and to
increase the capital
5. Approve to issue 2 million warrants Mgmt No Action *
in favor of personnel and increase of
the capital
6. Approve to confer powers on the Board Mgmt No Action *
of Directors
- -------------------------------------------------------------------------------------------------------
ELECTRABEL SA, BRUXELLES Agenda: 700338432
CUSIP: B3458H101 Meeting Type: EGM
Ticker: Meeting Date: 7/4/2003 ISIN: BE0003637486
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE EGM HELD ON 20 Non- No Action *
JUN 2003 HAS BEEN POSTPONED DUE TO Voting
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 4 JUL
2003 AT 10:30. PLEASE ALSO NOTE THE
NEW CUTOFF DATE. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
1. Approve the project to split the Mgmt No Action *
Company CPTE between the Company and
SPE
2. Approve the report from the Board of Mgmt No Action *
Directors
3. Approve the Auditor report from KPMG Mgmt No Action *
4. Approve the details of Resolution 1 Mgmt No Action *
5. Approve to increase share capital Mgmt No Action *
6. Approve the details of the transfer Mgmt No Action *
of capital following the split
7. Amend article 5 to include the change Mgmt No Action *
of the share capital
- -------------------------------------------------------------------------------------------------------
FORTIS SA/NV, BRUXELLES Agenda: 700508938
CUSIP: B4399L102 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: BE0003801181
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
2.a Approve the annual report, the annual Mgmt No Action *
accounts and the profit
2.b Approve the dividend policy and the Mgmt No Action *
proposal to establish gross amount of
the dividend
2.c Grant discharge of the Board of Mgmt No Action *
Management
3. Approve the Corporate Governance Mgmt No Action *
4.a Re-appoint the Members of the Board Mgmt No Action *
of Management
4.b Appoint Members of the Board of Mgmt No Action *
Management
5. Authorize the Board of Management to Mgmt No Action *
acquire Fortis Units
6. Amend the Articles of Association Mgmt No Action *
7. Closure Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA, BRUXELLES Agenda: 700483314
CUSIP: B4746J115 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: BE0003797140
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the Management report of the Non- No Action *
Board of Directors and reports of the Voting
Statutory Auditor on the FY 2003
2. Approve the financial statements for Mgmt No Action *
the YE 31 DEC 2003, including
appropriation of profit
3. Grant discharge to the Directors for Mgmt No Action *
duties performed during the YE 31 DEC
2003
4. Grant discharge to the Statutory Mgmt No Action *
Auditor for duties performed during
the YE 31 DEC 2003
5. Approve the Statutory appointments Mgmt No Action *
6. Miscellaneous Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
INTERBREW SA, BRUXELLES Agenda: 700487413
CUSIP: B5096U121 Meeting Type: MIX
Ticker: Meeting Date: 4/27/2004 ISIN: BE0003793107
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
I. Approve to renew for a term of 18 Mgmt No Action *
months and to authorize the Board of
Directors to purchase the Company s
own shares for a price which will
comply with the legal provisions, at
a price not below the 20% of the
closing price and not more than 20%
above the highest closing price in
the 20 days preceding the transaction
II. Authorize the Secretary General of Mgmt No Action *
the Company, with a power of sub
delegation, the authority to co-
ordinate the text of the By-laws
III.1 Receive the Board of Directors report Non- No Action *
on the issuance of 5,000,000 Voting
subscription rights
III.2 Receive the Board of Directors report Non- No Action *
on the cancellation of the pre- Voting
emption rights
III.3 Approve to cancel the pre-emptive Mgmt No Action *
right with regard to the issuance of
subscription rights in favor of
certain senior management employees
of the Company and of its
subsidiaries, to be determined by the
Human Resources & Nominating
Committee, and accessorily, in favor
of all current Directors of the
III.4 Approve to issue 5,000,000 Mgmt No Action *
subscription rights at a price equal
to the average price of the Interbrew
SA share over the 30 days before the
offering of the rights by the EGM and
to determine issuance and exercise
conditions in accordance with the
issuance and exercise conditions set
forth in the special report of the
Board of Directors
III.5 Approve to increase the capital of Mgmt No Action *
the Company, under the condition and
to the extent of the exercise of the
subscription rights, for a maximum
amount equal to the number of
subscription rights issued multiplied
by the exercise price of the
subscription rights and allocation of
the share premium to an account not
available for distribution
IV.1 Authorize the Human Resources & Mgmt No Action *
Nominating Committee the power to
determine the identity of the
recipients and the number of
subscription rights which they are
offered
IV.2 Authorize 2 Directors acting jointly Mgmt No Action *
to have establish a deed the exercise
of the subscription rights and the
corresponding increase of the capital
and of the number of new shares
issued, the alteration of the By-laws
as a consequence thereof, the share
premiums and the allocation of these
premiums to an account not available
for distribution, as well as to Co-
ordinate the text of the By-laws and
to deposit them at the clerk s office
- -------------------------------------------------------------------------------------------------------
SOLVAY SA, BRUXELLES Agenda: 700513597
CUSIP: B82095116 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: BE0003470755
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the Management reports and Mgmt No Action *
the External Auditor s report
2. Approve the annual accounts, the Mgmt No Action *
allocation of profits and dividend
distribution
3. Grant discharge to the Directors and Mgmt No Action *
the External Auditor
4. Appoint four Directors and approve Mgmt No Action *
the confirmation of the appointment
of Mr. Jean Van Zeebroeck as an
Independent Directors
5. Approve the nomination of the Mgmt No Action *
External Auditor and the setting of
the annual remuneration of the
External Auditor and appoint a
substitute External Auditor
6. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
UCB SA, BRUXELLES Agenda: 700520364
CUSIP: B93562120 Meeting Type: OGM
Ticker: Meeting Date: 6/8/2004 ISIN: BE0003739530
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the Management report of the Non- No Action *
Board of Directors Voting
2. Receive the report of the College of Non- No Action *
Commissaires Voting
3. Approve the consolidated accounts of Mgmt No Action *
the UCB Group and approve the annual
accounts of UCB S.A. as at the 31 DEC
2003 and the distribution of profits
shown therein
4. Grant discharge to the Directors Mgmt No Action *
5. Grant discharge to the Commissaires Mgmt No Action *
6.1 Re-appoint Mr. Mark Eyskens as an Mgmt No Action *
Independent Director for a period of
1 year, who retires by rotation
6.2 Re-appoint Mr. H.R.H. Prince Lorenz Mgmt No Action *
Eyskens as an Independent Director
for the statutory period, who retires
by rotation
6.3 Appoint Mr. Frederic Roch Doliveux as Mgmt No Action *
the new Director for the statutory
period
6.4 Approve to renew the appointment of Mgmt No Action *
Mr. Daniel Goossens as the
Commissaire for the statutory period
6.5 Approve the fees of the College at Mgmt No Action *
EUR 129,000 for the UCB Group, of
which EUR 60,000 for UCB S.A.
- -------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda: 700473731
CUSIP: B95505119 Meeting Type: MIX
Ticker: Meeting Date: 4/14/2004 ISIN: BE0003626372
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the reports of the Board of Non- No Action *
Directors, in accordance with the Voting
provisions of Articles L225-177 to
L225-186 of the French Commercial
Code Article 163bis I o the CGI,
with respect to the options of
Umicore stock granted in 2003 to the
staff of Umicore s French
subsidiaries,
2. Approve the Director s report on the Non- No Action *
FY 2003 Voting
3. Approve the Auditor s report on the Non- No Action *
FY 2003 Voting
4.1 Approve the annual accounts as at 31 Mgmt No Action *
DEC 2003 showing a loss for the FY in
the amount of EUR 105,516,010.43
4.2 Acknowledge the profit of EUR Mgmt No Action *
217,759,921.60 brought forward from
the previous FY and the amount
deducted from the unavailable reserve
for own shares following the 2003
sales for an amount of EUR
47,478,666.55 and that the profit to
be appropriated stands at EUR
159,722,577.72 and approve the
appropriation of the profit by: a)
paying a gross dividend per shares of
EUR 1.60 and at a total amount
determined by the authorized persons
designated by the Board of Directors,
taking into account the number of
own shares held by Umicore on this
date
5.1 Grant discharge to the Members of the Mgmt No Action *
Board of Directors in respect of
their mandates in 2003
5.2 Grant discharge to the Auditor in Mgmt No Action *
respect to his auditing assignments
in 2003
6..1 Approve, considering that Mr. Jean- Mgmt No Action *
Pierre Standaert tendered his
resignation as a Director as at 31
DEC 2003, that his mandate be left
6.2 Elect the new Director Mgmt No Action *
6.3 Approve the Board s remuneration for Mgmt No Action *
the FY 2004 at EUR 330,000
7. Authorize the Company of the Company s Mgmt No Action *
subsidiaries to acquire on the
stock market, until the 2005 ordinary
general meeting, a number of Company s
own shares corresponding to a
maximum of 10% of the subscribed
capital, at a unit price comprised
between a minimum equal to the lowest
20 trading sessions preceding the
date of acquisition less 10% and a
maximum price per share of EUR 90.00
8. Miscellaneous Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
ADIDAS-SALOMON AG, HERZOGENAURACH Agenda: 700476220
CUSIP: D0066B102 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: DE0005003404
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
577,202,907.64 as follows: payment of
a dividend of EUR 1 per entitled
share, EUR 500,000,000 shall be
allocated to the revenue reserves, EUR
31,749,157.64 shall be carried forward
ex-dividend and payable date is 14 APR
2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Elect the Supervisory Board Mgmt No Action *
6. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
Share capital by up to EUR 11,600,000
through the issue of new shares
against cash payment within the next 5
years; the new shares may be offered
to shareholders by way of indirect
subscription rights, which may be
excluded for residual amounts and for
the issue of shares at a price not
materially below their
7. Approve the revocation of the Mgmt No Action *
contingent capital of EUR 23,040,000
due to the previous revocation of the
related authorization to issue
warrant or convertible bonds and the
corresponding amendment to the
Articles of Association
8. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to issue bearer
bonds of up to EUR 500,000,000, having
a term of up to 30 years and
conferring a conversion or option
right for new shares of the Company,
on or before 12 MAY 2009; the
shareholders shall be granted
subscription rights, except for
residual amounts and insofar as
subscription rights are granted to
holders of previously issued option or
conversion rights or are issued at a
price not materially below their
theoretical market value; the share
capital shall be increased accordingly
by up to EUR 9,100,000 through the
issue of up to 3,554,687 new no-par
shares, insofar as conversion or
option rights are exercised; and
approve the corresponding amendment to
the
9. Approve to extend the term of the Mgmt No Action *
Companys stock options and the
corresponding amendment to the
Articles of Association
10. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital, at prices not deviating more
than 15% from the market price of the
shares on or before 12 NOV 2005;
authorize the Company to sell the
shares at a price not materially below
their market price, to use the
shares for acquisition purposes or for
the satisfaction of option or
convertible rights, to use the shares
as partial remuneration for Members of
the Board of Managing Directors and to
retire the shares
11. Appoint KPMG, Frankfurt, as the Mgmt No Action *
Auditors for the FY 2004
- -------------------------------------------------------------------------------------------------------
ALLIANZ AG, MUENCHEN Agenda: 700478286
CUSIP: D03080112 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: DE0008404005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that ALLIANZ AG Non- No Action *
shares are issued in registered form Voting
and as such do not require share
blocking in order to entitle you to
vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
580,000,000 as follows: payment of a
dividend of EUR 1.50 per no-par
shares; EUR 29,390,439.50;shall be
allocated to the revenue reserves;
and ex-dividend and payable date: 06
MAY 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Authorize the Board of Managing Mgmt No Action *
Directors, in revocation of the
authorized capital 2003/I and 2003/II
with the consent of the Supervisory
Board to increase the share capital by
up to EUR 650,000,000 through the
issue of new regarding no-par shares
against contributions in cash and/or
kind, on or before 04 MAY
2009;shareholders shall be granted
subscription rights for a capital
increase against cash payment; and
except for residual amounts, against
contributions in kind, and in order to
grant such rights to holders of
convertible or option rights and
correspondingly amend the Articles of
Association
6. Authorize the Board of Managing Mgmt No Action *
Directors, in revocation of the
authorized capital 2001/II with the
consent of the Supervisory Board to
increase the share capital by up to
EUR 10,000,000 through the issue of
new regarding no-par shares against
contributions in cash, on or before
04 MAY 2009; shareholders
subscription rights may be excluded
for the issue of the employee shares
and for residual amounts
7. Authorize the Board of Managing Mgmt No Action *
Directors with the consent of the
Supervisory Board, to issue the
convertible and/or warrant bonds of up
to EUR 10,000,000,000 and conferring
convertible and/or option rights for
the shares of the Company once or more
than once on or before 04 MAY 2009;
and the shareholders shall be granted
subscription rights except for
residual amounts, in order to grant
such rights to the holders of
previously issued bonds for the issue
of bonds conferring convertible option
rights for shares of the company of up
to 10% the of share capital at a price
not materially below their theoretical
market value, and for the issue of the
bonds against contributions in kind;
the Company s share capital shall be
increased accordingly up to EUR
250,000,000 through the issue of up to
97, 656,250 new regarding no-par
shares insofar
8. Authorize the Company to acquire and Mgmt No Action *
sell own shares, for the purpose
Securities Trading Financial
Institutions at a price not deviating
more than 10% from their market price,
on or before 04 NOV 2005; the trading
portfolio of shares to be acquired for
such purpose shall not exceed 5% of
the share capital at the end of any
given day
9. Authorize the Company to acquire own Mgmt No Action *
shares for the purposes other than
Securities Trading up to 10% of its
share capital, through the Stock
exchange at a price not differing
more than 15% from the market price
of the shares or by the way of a
repurchase offer at a price not
differing more than 20% from the
market price, on or before 04 NOV
2005; and authorize the Board of
Managing Directors to dispose of the
shares in a manner other than the
stock exchange or an offer to the
shareholders if the shares are sold
at a price not materially below their
market price, to use the shares for
the acquisition purposes to float the
shares on the foreign stock
exchanges, to use the shares for the
fulfillment of the convertible or
option rights to offer the shares to
the employees of the Company
10. Approve the control and the profit Mgmt No Action *
transfer agreement with Jota-
Verroegensverwaltungsgesell-schaft
mbH a wholly owned subsidiary of the
Company, effective retroactively from
01 JAN 2004 until 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
ALTANA AG Agenda: 700477816
CUSIP: D03304108 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: DE0007600801
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s annual and Mgmt No Action *
consolidated earnings as well as the
report of the Supervisory Board for
the business year 2003
2. Approve the appropriation of profits Mgmt No Action *
and a possible dividend payment of
EUR 0.83 per share
3. Ratify the acts of the Managing Board Mgmt No Action *
for 2003
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Elect Mr. Justus Mische as a Mgmt No Action *
Supervisory Board
6. Approve the election of Auditors, Mgmt No Action *
they suggest PWC Deutsche revision
AG, Frankfurt AM Main
7. Approve the resolution on the Mgmt No Action *
approved capital and change of
8. Grant authority to purchase own Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BASF AG, LUDWIGSHAFEN/RHEIN Agenda: 700471941
CUSIP: D06216101 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: DE0005151005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
779,300,744 as the payment of a
dividend of EUR 1.40 per share and
EUR 896,000 shall be carried forward
as ex-dividend and payable on 30 APR
3. Ratify the acts of the Supervisory Mgmt No Action *
Board
4. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
5. Appoint Deloitte + Touche GmbH, Mgmt No Action *
Frankfurt as the Auditors for the FY
2004
6. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital, at a price not more than 25%
from the market price of the shares,
on or before 28 OCT 2005 and
authorize the Board of Managing
Directors to retire the shares and to
use the shares for the Company s
stock option plans or for acquisition
7. Authorize the Company, using Mgmt No Action *
derivative financial instruments
within the scope of Resolution 6, to
put and call options for the
repurchase of own shares at a price
not more than their theoretical
market value; the price paid for own
shares correspond to the strike price
agreed upon in the financial
8. Authorize the Board of Managing Mgmt No Action *
Directors with the consent of the
Supervisory Board, to increase the
Company s share capital by excluding
the shareholders subscription rights
for the issue of up to 15,000,000
employee shares, up to EUR
500,000,000 10% of the share capital
through the issue of new shares
against payment in cash or kind, on or
before 01 MAY 2009 at a price not
materially below the market price of
identical shares; and for the granting
of such rights to bondholders or
holders of stock options, for residual
amounts
9. Approve the control and profit Mgmt No Action *
transfer agreement with the Company s
wholly owned subsidiary BASF Plant
Science Holding GmbH, with effect from
01 JAN 2004 to 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda: 700472587
CUSIP: D07112119 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: DE0005752000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and the group annual report and
approve the appropriation of the
distributable profit of EUR
365,170,960 as follows: Payment of a
dividend of EUR 0.50 per no-par
share, ex-dividend and payable date
2. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
3. Ratify the acts of the Supervisory Mgmt No Action *
Board
4. Authorize the Board of Managing Mgmt No Action *
Directors with the consent of the
Supervisory Board, to issue bearer
bonds of up to EUR 4,000,000,000,
having a term of up to 30 years and
conferring convertible and/or option
rights for new shares of the company,
on or before 29 APR 2009, shareholders
shall be granted subscription rights
except for residual amounts, for the
issue of bonds at a price not
materially below their theoretical
market value, and in order to grant
such rights to holders of previously
issued bonds and approve to increase
the Companys share capital up to EUR
186,880,000 through the issue of up to
73,000,000 new bearer no-par shares,
insofar as convertible and/or option
rights are exercised; and amend the
Article of
5. Authorize the Board of Managing Mgmt No Action *
Directors to acquire shares of the
company of up to 10% of the share
capital, at a price not differing
more than 10% from the market price
of the shares, on or before 29 OCT
2005 and authorize the Board of
Managing Directors to dispose of the
shares in a manner other than the
stock exchange or a rights offering
if the shares are sold at a price not
materially below their market price,
to use the shares for acquisition
purposes or within the scope of the
companys stock option plans, and to
6. Approve the restructuring measures, Mgmt No Action *
including the partial transfer of the
Company s chemical and the polymer
activities to Lanxess
7. Approve the companys profit transfer Mgmt No Action *
agreements with its wholly-owned
subsidiaries Dritte BV GmbH, Vierte
BV GmbH, GeWoGE Gesell-schaft fuer
Wohnen und Gebaeudemanagement mbH,
and Bayer Gesellschaft fuer
Beteiligungen mbH, effective
retroactively from 01 JAN 2004, until
8. Amend the Articles of Association in Mgmt No Action *
respect of each member of the
Supervisory Board receiving an annual
remuneration of EUR 40,000 plus EUR
2,000 for every EUR 50,000,000 or part
thereof by which the gross cash flow
of the past FY exceeds EUR
3,100,000,000
9. Appoint PwC, Essen as the Auditors Mgmt No Action *
for the FY 2004
- -------------------------------------------------------------------------------------------------------
BAYERISCHE HYPO- UND VEREINSBANK AG, MUENCHEN Agenda: 700472575
CUSIP: D08064103 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: DE0008022005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual statement of Mgmt No Action *
accounts and the annual Group
statement of accounts for 2003; and
the management report for the Company
and the Group report of the SB for
10. Approve the Control Agreements and Mgmt No Action *
the Profit Transfer Agreements
11. Approve the Profit Transfer Mgmt No Action *
12. Elect the balance sheet Auditor for Mgmt No Action *
2004
2. Approve the activities undertaken by Mgmt No Action *
the Board of Directors
3. Approve the activities undertaken by Mgmt No Action *
the SB in 2003
4. Elect the SB Mgmt No Action *
5. Approve to cancel the approved Mgmt No Action *
capital on Paragraph 5/2 and approve
a new capital
6. Approve the cancellation of the Mgmt No Action *
authorization of issue bonus shares
and approve to issue new bonus shares
7. Authorize to purchase own shares as Mgmt No Action *
per Paragraph 71/1 no.7
8. Authorize to purchase own shares as Mgmt No Action *
per Paragraph 71/1 no.8
9. Amend the Articles of Incorporation, Mgmt No Action *
Paragraph 13/1, and paragraph 15 to
- -------------------------------------------------------------------------------------------------------
BEIERSDORF AG, HAMBURG Agenda: 700494204
CUSIP: D08792109 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: DE0005200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the 2003 FY
with the report of the Supervisory
Board the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
166,133,812.72 as follows: Payment of
a dividend of EUR 1.60 per no-par
share EUR 45,163,687.92 shall be
allocated to the other revenue
reserves, Ex-dividend and payable
date: 04 JUN 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint BDO Deutsche Warentreuhand Mgmt No Action *
AG, Hamburg as the Auditors for the
6. Elect the Supervisory Board Mgmt No Action *
7. Approve that, each Supervisory Board Mgmt No Action *
member shall receive a fixed annual
remuneration of EUR 25,000 plus a
variable remuneration of EUR 400 for
each EUR 0.01 of the dividend paid
per share in excess of EUR 0.40, and
the Chairman shall receive two and
half times, and the Deputy Chairmen
one and half times, these amounts;
and Amend the Articles of Association
8. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital at the prices not differing
more than 20% from the market price
of the shares, on or before 02 DEC
2005; and authorize the Board of
Managing Directors to dispose of the
shares in a manner other than the
stock exchange or a rights offering
if the shares are sold at a price not
materially below their market price,
to use the shares for acquisition
purposes
- -------------------------------------------------------------------------------------------------------
CELESIO AG Agenda: 700474529
CUSIP: D1497R104 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: DE0005858005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the financial statements and Mgmt No Action *
the annual report for FY 2003 with
the report of the Supervisory Board,
the Group financial statements and
Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
80,102,960.03 as follows: payment of
a dividend of EUR 0.90 per no-par
share; EUR 3,557,930.03 shall be
carried forward; and ex-dividend and
payable date: 30 APR 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of Supervisory Board Mgmt No Action *
5. Appoint Pwc Deutche Revision AG, Mgmt No Action *
Stuttgart, as the Auditors for FY
- -------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT Agenda: 700485887
CUSIP: D15642107 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: DE0008032004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non- No Action *
DUE TO THE REVISED WORDING IN Voting
RESOLUTION NO.4. PLEASE ALSO NOTE
THE NEW CUTOFF DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
3. Ratify the acts of the Supervisory Mgmt No Action *
Board
4. Appoint PricewaterhouseCoopers Mgmt No Action *
Deutsche Revision AG as the Auditors
for the FY 2003
5. Authorize the Company, in Mgmt No Action *
substitution of the authority given
on 30 MAY 2003, to acquire and sell
own shares, at prices not deviating
more than 10% from their average
market price; the trading portfolio
of shares acquired for this purpose
shall not exceed 5% of the share
capital at the end of any given day;
Authority expires on 31 OCT 31 2005
6. Authorize the Company, in Mgmt No Action *
substitution of the authority given on
30 MAY 2003, to acquire own shares of
up to 10 % of its share capital, at
prices not deviating more than 10%
from their average market price; the
shares may be disposed of in a manner
other than the stock exchange or a
rights offering if they are sold at a
price not materially below their
market price, or if they are used for
acquisition purposes or as employee
shares; and authorize the Board of
Managing Directors to retire the
shares; Authority expires on 31 OCT
2005
7. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 225,000,000
through the issue of new no-par shares
against cash payment, on or before 30
APR 2009; and the shareholders shall
be granted subscription rights, except
insofar as such rights are granted to
holders of convertible or option
rights and for residual amounts and
approve the corresponding amendment
8. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR
225,000,000 through the issue of new
no-par shares against payment in cash
or kind, on or before 30 APR 2009;
and the shareholders shall be granted
subscription rights, except insofar
as such rights are granted to holders
of convertible or option rights, for
residual amounts, and for the issue
of shares for acquisition purposes
and approve the corresponding
amendment
9. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 150,000,000
through the issue of new no-par shares
against cash payment, on or before 30
APR 2009; the shareholders
subscription rights may be excluded if
the shares are issued at a price not
materially below the market price of
the listed shares
10. Approve the profit transfer Mgmt No Action *
agreements with the Company s
subsidiaries Commerz Asset Management
Holding GmbH, Commerzbank
Auslandsbanken Holding AG and
Commerzbank Inlandsbanken Holding AG,
effective retroactively from 01 JAN
- -------------------------------------------------------------------------------------------------------
CONTINENTAL AG, HANNOVER Agenda: 700489265
CUSIP: D16212140 Meeting Type: AGM
Ticker: Meeting Date: 5/14/2004 ISIN: DE0005439004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
statements and the annual report for
the FY 2003, along with the report of
the Supervisory Board, the Group
financial statements and the Group
annual report
2. Approve the distribution of profit of Mgmt No Action *
EUR 70,982,983.26 as follows: payment
of a dividend of EUR 0.52 per entitled
share EUR 563,357.62 shall be carried
forward ex-dividend; payable date 17
MAY 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint KPMG, Hanover, as the Mgmt No Action *
Auditors for the FY 2004
6. Authorize the Company to acquire own Mgmt No Action *
shares of up to EUR 34,668,121.60, at
prices not deviating more than 20%
from their market price, on or before
13 NOV 2005; and authorize the Board
of Managing Directors to dispose the
shares in a manner other than the
stock exchange or a rights offering,
especially to sell the shares at a
price not materially below their
market price, to use the shares for
acquisition purposes or within the
scope of the 1999 Stock Option Plan,
to float the shares on foreign stock
exchanges, and to retire the shares
7. Elect the Supervisory Board Mgmt No Action *
8. Authorize the Company to grant stock Mgmt No Action *
options for up to 3,936,000 shares of
the Company to the Executives and the
top Managers, on or before 13 MAY 2009
2004 Stock Option Plan; approve to
increase the share capital by up to
EUR 3,800,000, insofar as stock
options are exercised; and authorize
the Company to use the previously
created contingent capital, as well as
acquired own shares, for the
fulfillment of the stock options; and
amend the corresponding Articles of
Association
- -------------------------------------------------------------------------------------------------------
DAIMLERCHRYSLER AG, STUTTGART Agenda: 700457624
CUSIP: D1668R123 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: DE0007100000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE DISREGARD THE PREVIOUSLY SENT Non- No Action *
NOTE ON POWER OF ATTORNEY Voting
REQUIREMENTS. THANK YOU NS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003,
with the report of the Supervisory
Board, the Group financial
statements and the Group annual
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
1,519,236,286.50 as follows: payment
of a dividend of EUR 1.50 per no-par
share and ex-dividend payable date:
08 APR 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint KPMG AG, Frankfurt and Mgmt No Action *
Berlin, as the Auditors for the FY
6. Authorize the Company to acquire own Mgmt No Action *
shares of up to EUR 263,000,000, at a
price not more than 5% from the market
price of the shares if they are
acquired through the stock exchange,
not more than 20% if they are acquired
by way of a repurchase offer, on or
before 07 OCT 2005; the shares may be
floated on foreign stock exchanges,
used for acquisition purposes or
within the scope of the Company s
stock option plan, offered to
employees of the company and its
affiliates, and retired
7. Elect the Supervisory Board Mgmt No Action *
8. Approve the modification of the Mgmt No Action *
Supervisory Board remuneration; each
Member of the Supervisory Board will
receive a fixed annual remuneration
of EUR 55,000 plus a performance
based remuneration in the form of
phantom shares of up to EUR 20,000;
and the Chairman receive three times,
and the Deputy Chairman twice, these
amounts; and amend to the
corresponding Articles of Association
- -------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda: 700487829
CUSIP: D18190898 Meeting Type: AGM
Ticker: Meeting Date: 6/2/2004 ISIN: DE0005140008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
NOTE 1: Please be advised that Non- No Action *
DEUTSCHE BANK AG shares are issued Voting
in registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Presentation of the established Mgmt No Action *
Annual Financial Statements and the
Management; Report for the 2003
financial year, with the Report of
the Supervisory Board, presentation
of the Consolidated Financial
Statements and the Group management
report (according to U.S. GAAP) for
the 2003 financial year
2. Appropriation of distributable Mgmt No Action *
profit; The Board of Managing
Directors and the Supervisory Board
propose the following resolution: The
distributable profit of EUR
872,781,369.00 will be used for
payment of a dividend of EUR 1.50 per
no par value share eligible for
payment of a dividend. The remaining
amount, which is attributable to own
shares, will be carried forward to new
account.
3. Ratification of the acts of Mgmt No Action *
management of the Board of Managing
Directors for the 2003 financial
year; The Board of Managing Directors
and the Supervisory Board propose
4. Ratification of the acts of Mgmt No Action *
management of the Supervisory Board
for the 2003 financial year; The
Board of Managing Directors and the
Supervisory Board propose that the
acts of management be ratified.
5. Election of the auditor for the 2004 Mgmt No Action *
financial year; The Supervisory Board
proposes that KPMG Deutsche
Treuhand-Gesellschaft
Aktiengesellschaft
Wirtschaftsprufungsgesellschaft,
Frankfurt am Main, be appointed
6. Authorization to acquire own shares Mgmt No Action *
for trading purposes (Section 71 (1)
No. 7 Stock Corporation Act); The
Board of Managing Directors and the
Supervisory Board propose the
following resolution: The company is
authorized to buy and sell, for the
purpose of securities trading, own
shares on or before November 30, 2005
at prices which do not exceed or fall
short of the average share price on
the respective three preceding stock
exchange trading days (closing auction
price of the Deutsche Bank share in
Xetra trading and/or a comparable
successor system replacing the Xetra
system on the Frankfurt Stock
Exchange) by more than 10 %. In this
context, the shares acquired for this
purpose may not, at the end of any
day, exceed 5% of the share capital of
Deutsche Bank AG.
7. Authorization to acquire own shares Mgmt No Action *
pursuant to Section 71 (1) No. 8 Stock
Corporation Act; The Board of Managing
Directors and the Supervisory Board
propose the following resolution: The
company is authorized to buy its own
shares representing up to 10 % of the
present share capital on or before
November 30, 2005. Together with the
own shares acquired for trading
purposes and/or for other reasons, and
which are from time to time in the
company s possession or are
attributable to the company pursuant
to sub-Section 71a ff Stock
Corporation Act, the own shares
purchased under this authorization may
not at any time exceed 10 % of the
company s share capital. Purchase may
be effected through the stock exchange
or on the basis of a public purchase
offer to all shareholders. When
effecting purchases through the stock
exchange, the company may also avail
itself of third parties and employ
derivatives, provided these third
parties observe the following
restrictions. The countervalue for
purchase of the shares through the
stock exchange may not exceed the
average share price (closing auction
price of the Deutsche Bank share in
Xetra trading and/or a comparable
successor system replacing the Xetra
system on the Frankfurt Stock
Exchange) on the last three stock
exchange trading days preceding the
obligation to purchase by more than 10
% nor fall short of it by more than 20
%. In case of a public purchase offer,
it may not fall short of by more than
10 % or exceed by more than 15 % the
average share price (closing auction
price of the Deutsche Bank share in
Xetra trading and/or a comparable
successor system replacing the Xetra
system on the Frankfurt Stock
Exchange) on the last three stock
exchange trading days preceding the
day of publication of the offer. If
the volume of shares offered in a
public purchase offer exceeds the
planned buyback volume, acceptance
must be in proportion to the number of
shares offered in each case. The
preferred acceptance of small
quantities of up to 50 of the company s
shares offered for sale per
shareholder may be foreseen. The Board
of Managing Directors is authorized,
with the consent of the Supervisory
Board, to dispose of the purchased
shares, and any other shares purchased
pursuant to Section 71 (1) No. 8 Stock
Corporation Act on the basis of
earlier authorizations, in a way other
than through the stock exchange or by
offer to all shareholders, provided it
does so against contribution in kind
and excluding shareholders pre-emptive
rights for the purpose of acquiring
enterprises or holdings in
enterprises. In addition to this, the
Board of Managing Directors is
authorized, in case it disposes of
purchased own shares by offer to all
shareholders, to grant the holders of
the warrants, convertible bonds and
convertible participatory rights
issued by the bank, pre-emptive rights
to the extent that they would be
entitled to such rights after exercise
of the option or conversion rights.
Shareholders pre-emptive rights are
excluded in these cases and to this
extent. The Board of Managing
Directors is also authorized to
exclude shareholders pre-emptive
rights insofar as the shares are to be
used for the issue of staff shares
to employees and pensioners of the
company and its related companies or
insofar as they are to be used to
service option rights on and/or rights
or duties to purchase shares of the
company granted to employees of the
company and its related companies. The
Board of Managing Directors is also
authorized to sell the shares to third
parties against cash payment,
excluding shareholders pre-emptive
rights, provided the purchase price of
the shares is not substantially lower
than the quoted price of the shares at
the time of sale. This authorization
may only be utilized if it has been
established that the number of shares
sold on the basis of this
authorization, together with the
shares issued from authorized capital,
excluding shareholders pre-emptive
rights, pursuant to Section 186 (3)
sentence 4 Stock Corporation Act, does
not exceed 10 % of the company s share
capital available at the time of the
issue or sale of shares. Furthermore,
the Board of Managing Directors is
authorized to call in shares purchased
on the basis of this authorization
without any further resolution of the
General Meeting being required with
respect to this calling-in process.
The existing authorization to purchase
own shares given by the General
Meeting on June 10, 2003, and valid
until September
8. Creation of new authorized capital Mgmt No Action *
and amendment to the Articles of
Association; The Board of Managing
Directors and the Supervisory Board
propose the following resolution: a)
The Board of Managing Directors is
authorized to increase the share
capital on or before April 30, 2009,
with the consent of the Supervisory
Board, once or more than once, by up
to a total of EUR 150,000,000 through
the issue of new shares against cash
payment. Shareholders are to be
granted pre-emptive rights, but the
Board of Managing Directors is
authorized to except broken amounts
from shareholders pre-emptive rights
and to exclude pre-emptive rights
insofar as it is necessary to grant to
the holders of warrants,
convertible bonds and convertible
participatory rights issued by
Deutsche Bank AG and its subsidiaries
pre-emptive rights to new shares to
the extent that they would be entitled
to such rights after exercising their
option or conversion rights. The new
shares may also be taken up by banks
specified by the Board of Managing
Directors with the obligation to offer
them to shareholders (indirect
pre-emptive right). b) In Section 4 of
the Articles of Association the
present sub-paragraphs (4) and (5) are
deleted, as the period for the use of
the authorized capital regulated there
has expired without being used; in
addition, the present sub- paragraph
(6) is deleted, as no conversion
rights or option rights, for which the
conditional capital could have been
used, were issued up to expiry of the
authorization on April 30, 2004. The
present sub- paragraphs (7) to (13)
are re- numbered sub-paragraphs (4) to
(10) in unchanged sequence and the
following new sub-paragraph (11) is
added: (11) The Board of Managing
Directors is authorized to increase
the share capital on or before April
30, 2009, with the consent of the
Supervisory Board, once or more than
once, by up to a total of EUR
150,000,000 through the issue of new
shares against cash payment.
Shareholders are to be granted pre-
emptive rights, but the Board of
Managing Directors is authorized to
except broken amounts from
shareholders pre-emptive rights and to
exclude pre-emptive rights insofar as
it is necessary to grant to the
holders of warrants, convertible bonds
and convertible participatory rights
issued by Deutsche Bank AG and its
subsidiaries pre-emptive rights to new
shares to the extent that they would
be entitled to such rights after
exercising their option or conversion
rights. The new shares may also be
taken up by banks specified by the
Board of Managing Directors with the
obligation to offer them to
shareholders (indirect pre-emptive)
9. Creation of new authorized capital Mgmt No Action *
(with the possibility of excluding
pre-emptive rights pursuant to Section
186 (3) sentence 4 Stock Corporation
Act) and amendment to the Articles of
Association; The Board of Managing
Directors and the Supervisory Board
propose the following resolution: a)
The Board of Managing Directors is
authorized to increase the share
capital on or before April 30, 2009,
with the consent of the Supervisory
Board, once or more than once, by up
to a total of EUR 48,000,000 through
the issue of new shares against cash
payment. Shareholders are to be
granted pre-emptive rights, but the
Board of Managing Directors is
authorized to except broken amounts
from shareholders pre-emptive rights
and to exclude pre-emptive rights
insofar as it is necessary to grant
to the holders of warrants,
convertible bonds and convertible
participatory rights issued by
Deutsche Bank AG and its subsidiaries
pre-emptive rights to new shares to
the extent that they would be entitled
to such rights after exercising their
option or conversion rights. The Board
of Managing Directors is also
authorized to exclude, with the
consent of the Supervisory Board, the
pre-emptive rights in full if the
issue price of the new shares is not
significantly lower than the quoted
price of shares already listed at the
time of the final determination of the
issue price. b) In Section 4 of the
Articles of Association the following
new sub-paragraph (12) is added: (12)
The Board of Managing Directors is
authorized to increase the share
capital on or before April 30, 2009,
with the consent of the Supervisory
Board, once or more than once, by up
to a total of EUR 48,000,000 through
the issue of new shares against cash
payment. Shareholders are to be
granted pre-emptive rights, but the
Board of Managing Directors is
authorized to except broken amounts
from shareholders pre-emptive rights
and to exclude pre-emptive rights
insofar as it is necessary to grant
to the holders of warrants,
convertible bonds and convertible
participatory rights issued by
Deutsche Bank AG and its subsidiaries
pre-emptive rights to new shares to
the extent that they would be entitled
to such rights after exercising their
option or conversion rights. The Board
of Managing Directors is also
authorized to exclude, with the
consent of the Supervisory Board, the
pre-emptive rights if the issue price
of the new shares is not significantly
lower than the quoted price of shares
10. Authorization to issue participatory Mgmt No Action *
notes with warrants and/or convertible
participatory notes, bonds with
warrants and convertible bonds,
creation of conditional capital and
amendment to the Articles of
Association The Board of Managing
Directors and the Supervisory Board
propose the following resolution: a)
The Board of Managing Directors is
authorized to issue, once or more than
once, bearer or registered
participatory notes on or before April
30, 2009. The participatory notes must
meet the requirements of the German
Banking Act, which call for capital
paid up to grant participatory rights
to be attributable to the company s
liable capital. Bearer warrants may be
attached to the participatory notes,
or they may be linked to a conversion
right for the bearer. Subject to the
conditions of participatory notes with
warrants and/or convertible
participatory notes, the option and/or
conversion rights entitle the holder
to subscribe to shares of Deutsche
Bank AG. The Board of Managing
Directors is further authorized to
issue bonds with warrants and/or
convertible bonds with a maturity of
20 years at the most, instead of or
besides participatory notes, once or
more than once, on or before April 30,
2009 and to grant holders of bonds
with warrants and holders of
convertible bonds option rights and
conversion rights, respectively, to
new shares of Deutsche Bank AG subject
to the conditions of bonds
with warrants and convertible bonds.
The total nominal value of all
participatory notes, bonds with
warrants and convertible bonds to be
issued under this authorization may
not exceed a total value of EUR 6
billion. Option and/or conversion
rights may only be issued in respect
to shares of the company in a
proportionate amount of share capital
of up to a nominal EUR 150,000,000.
The participatory notes, bonds with
warrants and convertible bonds (bonds
with warrants and convertible bonds
are also referred to below as Bonds
and together with participatory notes
as Rights) may be issued either in
Euro or in the official currency of an
OECD member country, as long as the
corresponding Euro countervalue is not
exceeded. Bonds with warrants and
convertible bonds may also be issued
by companies in which Deutsche Bank AG
has a direct or indirect majority
holding; in this case the Board of
Managing Directors is authorized to
assume a guarantee for the repayment
of the bonds and to ensure that option
and/or conversion rights are granted.
When issuing participatory notes with
warrants and/or bonds with warrants,
one or more warrants are attached to
each participatory note and/or each
bond, which entitle the bearer to
subscribe to new shares of Deutsche
Bank AG subject to the conditions of
options determined by the Board of
Managing Directors. The proportionate
amount of share capital for shares to
be subscribed for each Right shall not
exceed the nominal amount of the
participatory notes with warrants or
of the bonds with warrants,
respectively. The maturity of the
option right may not exceed 20 years.
When issuing bearer convertible
participatory notes and/or convertible
bonds the holders of participatory
notes and/or bonds have the right to
exchange their participatory notes or
convertible bonds for new shares of
Deutsche Bank AG subject to the
conditions of participatory rights and
bonds. The exchange ratio is obtained
by dividing the nominal amount of a
Right by the conversion price
established for a new share of
Deutsche Bank AG. The exchange ratio
can also be obtained by dividing the
issue price of a Right, which is below
the nominal amount, by the conversion
price established for a new share of
Deutsche Bank AG. A variable exchange
ratio and/or conversion price may also
be established in the conditions of
exchange by allowing the conversion
price to fluctuate within a certain
fixed band until maturity, depending
on the development of the share price.
The proportionate amount of share
capital represented by the shares to
be issued on conversion shall not
exceed the nominal amount of the
convertible participatory note or the
convertible bond. The conditions of
conversion may also call for an
obligation to convert at maturity or
at some other point in time. The
conditions of participatory notes or
bonds may also stipulate whether to
round and how a round exchange ratio
can be arrived at, whether an
additional cash payment or cash
compensation is to be paid for broken
amounts and whether a certain date can
be established by which the
conversion/option rights may or must
be exercised. Each option or
conversion price to be established for
a no par value share must - also in
case of a variable exchange ratio or
conversion price - amount to either a
minimum of 80 % of the average value
of the share price of a Deutsche Bank
share in the Xetra closing auctions
(or a corresponding price established
in any follow-up system replacing
Xetra trading) on the ten trading days
preceding the day the resolution was
taken by the Board of Managing
Directors on the issue of
participatory notes, bonds with
warrants or convertible bonds or at
least 80 % of the share price of a
Deutsche Bank share in the Xetra
closing auction (or a corresponding
price established in any follow-up
system replacing Xetra trading) on the
third trading day preceding the end of
rights trading. The option or
conversion price is reduced, without
prejudice to Section 9 (1) Stock
Corporation Act, on the basis of a
dilution protection clause, subject to
the conditions of options and/or
participatory notes or bonds, by
payment of a corresponding cash amount
on exercise of the conversion right or
by reducing the additional payment
amount if Deutsche Bank AG raises its
share capital during the option or
conversion period and grants its
shareholders pre-emptive rights,
issues further participatory notes,
bonds with warrants or convertible
bonds or other option rights and
holders of option or conversion rights
are not granted pre-emptive rights to
the same extent as they would be
entitled to on exercise of the option
or conversion rights. Instead of a
cash payment or a reduction of the
additional payment the exchange ratio
may also be adjusted - as far as
possible - by dividing it by the
reduced conversion price. In case of a
capital reduction the conditions may
also call for an adjustment of the
option and/or conversion rights. The
conditions of participatory notes and
bonds may each stipulate that in case
of an exercise of option or conversion
rights, own shares of the company may
also be granted. In addition there is
the further possibility that the
company pays the cash countervalue on
exercise of the option or conversion
rights, subject to the conditions of
participatory rights or bonds, that
corresponds to the average price of
the Deutsche Bank share in the closing
auction in Xetra trading (or a
corresponding price established in any
follow-up system replacing Xetra
trading) on at least two successive
trading days during a period of up to
ten trading
- -------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda: 700486598
CUSIP: D1882G119 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: DE0005810055
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE Non- No Action *
BOERSE AG shares are issued in Voting
registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the 2003 FY
with the report of the Supervisory
Board, the Group financial statements
and group annual report, and the
proposal on the appropriation of the
distributable profit
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
135,000,000 as follows: Payment of a
dividend of EUR 0.55 per no-par share
EUR 73,508,416 shall allocated to
the other revenue reserves Ex-
dividend and payable date: 21 MAY
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Elect the Supervisory Board Mgmt No Action *
6. Authorize the Board of Managing Mgmt No Action *
Director to acquire shares of the
company of up to 10% of the share
capital through the stock exchange at
a price not differing more than 10%
from the market price of the shares,
or by way of a repurchase offer at a
price neither more than 10% below nor
more than 15 % above, the market price
on or before 31 OCT 2005 and the
shares may be used for acquisition
purposes for satisfying existing
option and convertible rights for the
issue of employee shares or within the
scope of the Companys 2003 Stock
Option Plan sold at a price not
materially below their market price,
or retired
7. Approve the profit transfer agreement Mgmt No Action *
with the Companys wholly-owned
subsidiary Deutsche Boerse IT Holding
GmbH
8. Appoint the Auditors for the 2004 FY Mgmt No Action *
KPMG, Berlin and Frankfurt
- -------------------------------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG, KOELN Agenda: 700494634
CUSIP: D1908N106 Meeting Type: AGM
Ticker: Meeting Date: 6/16/2004 ISIN: DE0008232125
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE Non- No Action *
LUFTHANSA AG shares are issued in Voting
registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
3. Ratify the acts of the Supervisory Mgmt No Action *
Board
4. Amend the Article of Association in Mgmt No Action *
respect of the shareholder meeting
having the power to approve stock
dividends
5. Authorize: the Company to acquire Mgmt No Action *
shares own shares up to 10% of the
share capital, at a price not
deviating more than 10% from their
market price of the shares, on or
before 15 DEC 2005; and the Board of
Managing Directors to dispose of the
shares in a manner other than the
stock exchange or an offer to all
shareholders if the shares are sold at
a price not materially below their
market price, to use the shares for
acquisition purposes or for the
fulfillment of convertible or option
rights, to offer the shares to
employees of the Company and its
affiliates and to retire the shares
6. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 25,000,000
through the issue of new registered
no-par shares to employees against
cash payment, on or before 15 JUN
2009; and approve the creation of
authorized capital B in connection
with the issue of employee shares that
the shareholders not be granted
subscription rights and amend the
corresponding Article of Association
7. Appoint Dusseldorf, PwC, as the Mgmt No Action *
Auditors for the FY 2004
- -------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda: 700483578
CUSIP: D19225107 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: DE0005552004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE POST Non- No Action *
AG shares are issued in registered Voting
form and as such do not require share
blocking in order to entitle you to
vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the 2003 FY
with the report of the Supervisory
Board, the Group financial statements
and Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
1,349,309,570.93 as follows: and the
payment of a dividend of EUR 0.44 per
no-par share; EUR 859,677,570.93 be
allotted to the other revenue
reserves; ex-dividend and payable
date: 07 MAY 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of Supervisory Board Mgmt No Action *
5. Appoint PricewaterhouseCoopers Mgmt No Action *
Deutsche revision AG, Duesseldorf, as
the Auditors for the 2004 FY
6. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital, at prices neither more than
20% above, nor 10% below, the market
price of the shares, on or before 31
OCT 2005; and authorize the Board of
Managing Directors to retire the
shares, to use the shares for
acquisition purposes or within the
scope of the Company s 2000 and 2003
Stock Option Plans, and to sell the
shares at a price not materially
below their market price
7. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to issue bonds of
up to EUR 1,000,000,000, having a term
of up to 20 years and conferring
convertible and/or option rights of
new shares of the Company, on or
before 05 MAY 2007; approve that the
shareholders be granted subscription
rights, except for residual amounts,
for the granting of such rights to
holders of previously issued bonds,
and for the issue of bonds conferring
convertible and/or option rights for
shares of up to EUR 56,000,000 of the
share capital if such bonds are issued
at a price not materially below their
theoretical market value; approve that
the share capital be increased
accordingly by up to EUR 56,000,000
through the issue of up to 56,000,000
new registered no par shares, insofar
as convertible and/or option rights
are exercised
8. Approve to revise the remuneration of Mgmt No Action *
the Supervisory Board so that each
Member shall receive a fixed annual
remuneration of EUR 20,000 and a
variable remuneration of EUR 300 for
each EUR 0.03 of the consolidated
earnings per share during a given FY,
in excess of those during the previous
FY, the variable remuneration may not
exceed the fixed annual remuneration,
with the Chairman receiving twice and
the Deputy Chairman receiving 1.5
times of these amounts and the
corresponding amendments to the
- -------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda: 700491397
CUSIP: D2035M136 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: DE0005557508
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that DEUTSCHE Non- No Action *
TELEKOM AG shares are issued in Voting
registered form and as such do not
require share blocking in order to
entitle you to vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and the group annual report
2. Approve the resolution on the Mgmt No Action *
appropriation of the disrtibutable
profit of EUR 2,035,084,823.20 as
follows: EUR 2,035,084,823.20 shall
be allocated to other revenue
3. Ratify the acts of the Board of the Mgmt No Action *
Managing Directors
4. Ratify the acts of the Board of the Mgmt No Action *
Supervisory Board
5. Appoint PWC Deutsche Revision AG, Mgmt No Action *
Frankfurt, and Ernst & Young AG,
Stuttgart, as the Auditors for the FY
2004
6. Authorize the Board of Managing Mgmt No Action *
Directors to acquire up to
419,775,242 shares of the Company at
prices not differing more than 26%
from the market price of the shares
on or before 17 NOV 2005; authorize
the Board of Managing Directors to
sell the shares on the Stock
Exchange, to float the shares on
foreign stock exchanges, to use the
shares for acquisition purposes, to
retire the shares, to offer the
shares to shareholders by way of
rights offering and to dispose of the
shares in another manner if they are
sold at a price not materially below
their market price
7. Approve to the revocation of the Mgmt No Action *
Company s 2001 Stock Option Plan in
respect of its unused portion;
approve that the capital shall be
reduced accordingly to EUR 33,280,000
contingent capital II
8. Approve the revocation of existing Mgmt No Action *
authorized capital 2000; authorize
Board of Managing Directors with the
consent of Supervisory Board to
increase the share capital by up to
EUR 2,560,000,000 through the issue
of up to 1,000,000,000 regarding no-
par shares against payment in kind on
or before 17 MAY 2009; approve the
shareholder s subscription rights may
exclude for a capital increase
against payment in kind
9. Approve the profit transfer agreement Mgmt No Action *
with the Company s subsidiary T- Funkt
Vertriebegesellschaft mbH effective
from 01 JAN 2004 until at least 31 DEC
2008
10. Approve the profit transfer agreement Mgmt No Action *
with the Company s subsidiary Travaita
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
11. Approve the profit transfer agreement Mgmt No Action *
with the Company s subsidiary Norma
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
12. Approve the profit transfer agreement Mgmt No Action *
with the Company s subsidiary Carmen
Telekommunikationsdienste GmbH
effective from 01 JAN 2004 until at
least 31 DEC 2008
13. Amend the Sec 13 of the Articles of Mgmt No Action *
the Association regarding the
Supervisory Board remuneration where
each member of the Supervisory Board
shall receive a fixed annual
remuneration of EUR 20,000 plus
variable remuneration of EUR 300 for
every EUR 0.01 of the group net
profit per share in excess of EUR
0.50 and EUR 300 for every 4% of the
group net profit per share of the FY
following the reference year in
excess of the group net profit per
share of the FY preceding the
14. Amend the Sec 14 of the Articles of Mgmt No Action *
Association
- -------------------------------------------------------------------------------------------------------
DOUGLAS HOLDING AG Agenda: 700453246
CUSIP: D2290M102 Meeting Type: AGM
Ticker: Meeting Date: 3/24/2004 ISIN: DE0006099005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY from 01
JAN to 30 SEP 2003, with the report
of the Supervisory Board, the Group
financial statements and the Group
annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
30,000,000 as follows: payment of a
dividend of EUR 0.75 per no-par
share; EUR 695,581.50 be carried
forward; Ex-dividend; and payable
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Authorize the Board of Managing Mgmt No Action *
Directors to acquire shares of the
Company of up to 10% of its share
capital, at price not more than 10%
from the market price of the shares,
on or before 23 SEP 2005 and to
retire the shares, to dispose of the
shares in a manner other than the
stock exchange or a rights offering
if they are sold at a price not
materially below their market price,
and to use the shares for acquisition
6. Appoint Susat & Partner, Hamburg as Mgmt No Action *
the Auditors for the FY 2003/2004
- -------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda: 700475470
CUSIP: D24909109 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: DE0007614406
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
1,312,052,802 as follows: payment of
a dividend of EUR 2 per no-par share;
ex-dividend and payable date: 29 APR
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Amend the Articles of Association Mgmt No Action *
regarding the shareholder meeting
having the power to approve stock
dividends
6. Approve the control and profit Mgmt No Action *
transfer agreement with the Companys
wholly-owned E. ON Nordic Holding
GmbH, with effect from 01 JAN 2004
until at least 31 DEC 2008
7. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital, at prices not differing more
than 20% from their market price, on
or before 28 JAN 2005; authorize the
Board of Managing Directors to dispose
of the shares in a manner other than
the stock exchange or a rights
offering if the shares are sold at a
price not materially below
their market price, used for
acquisition purposes or for satisfying
existing option and conversion rights,
or issued to the Companys and its
affiliates employees; the shares may
also be
8. Appoint PricewaterhouseCoopers, Mgmt No Action *
Deutsche Revision AG, Dusseldorf, as
the Auditors for the FY 2004
- -------------------------------------------------------------------------------------------------------
EPCOS AG, MUENCHEN Agenda: 700446556
CUSIP: D2491H100 Meeting Type: AGM
Ticker: Meeting Date: 2/11/2004 ISIN: DE0005128003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that EPCOS AG Non- No Action *
shares are issued in registered form Voting
and as such do not require share
blocking in order to entitle you to
vote. Thank you
1. Receive the financial statements and Mgmt No Action *
the annual report for the 2002/2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR 6,234,000
as follows: EUR 6,234,000 shall be
carried forward
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint KPMG, Berlin and Frankfurt, Mgmt No Action *
as the Auditors for the 2003/2004 FY
6. Amend the Articles of Association as Mgmt No Action *
follows: Section 14, regarding the use
of electronic means of communication
for the registration to attend the
shareholders meeting; Section 15,
regarding the audio- visual
transmission of the shareholders
meetings and Section 16, regarding the
use of electronic means of
communication for the issue of proxy
voting instructions
7. Authorize the Board of Managing Mgmt No Action *
Directors to issue bearer and/or
registered bonds of up to EUR
500,000,000 having a term of up to 15
years and conferring option and/or
convertible rights for shares of the
Company on or before 10 FEB 2009;
shareholders shall be granted
subscription rights except for the
issue of bonds conferring convertible
and/or option rights for shares of the
Company of up to 10% of the share
capital at a price not materially
below their theoretical market value,
for residual amounts and for the issue
of bonds to holders of convertible
and/or option rights; the Company s
share capital shall be increased
accordingly by up to EUR 6,500,000
through the issue of up to 6,500,000
new registered no par shares, insofar
as convertible and/or option rights
are exercised (contingent capital 2004
I); and amend the corresponding
Articles of
8. Authorize the Board of Managing Mgmt No Action *
Directors, in revokation of the
existing authorized capital, to
increase the share capital by up to
EUR 3,020,000 through the issue of
new registered no par shares against
contributions in cash and/or kind, on
or before 10 FEB 2009; shareholders
shall be granted subscription rights
except for residual amounts, in order
to grant such rights to holders of
previously issued convertible or
option rights, for a capital increase
of up to 10% of the share capital if
the shares are issued at a price not
materially below their market price
and for the issue of shares against
contributions in kind; and amend the
corresponding Articles of Association
9. Approve to increase the Company s Mgmt No Action *
share capital by up to EUR 2,480,000
through the issue of up to 2,480,000
new registered no-par shares, in so
far as stock options granted within
the scope of the 2004 Stock Option
Plan are exercised (contingent capital
2004 II); authorize the Company to
grant stock options to its own and its
affiliates Executives and employees,
on or before 10 FEB 2007 EPCOS Stock
Option Plan 2004; the existing EPCOS
Stock Option Plan 1999 shall be
revoked; and amend the corresponding
Articles of Association
- -------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG, BAD HOMBURG Agenda: 700498923
CUSIP: D2734Z107 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: DE0005785802
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THE REVISED WORDING OF Non- No Action *
RESOLUTION 4. THANK YOU Voting
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
781,782,493.26 as follows: payment of
a dividend of EUR 1.02 per ordinary
share; payment of a dividend of EUR
1.08 per preference share; EUR
682,071,395.94 shall be carried
forward; and ex-dividend and payable
date: 28 MAY 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint KPMG, Frankfurt, as the Mgmt No Action *
Auditors for the FY 2004
6. Elect the Supervisory Board Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
HEIDELBERGER DRUCKMASCHINEN AG, HEIDELBERG Agenda: 700393591
CUSIP: D3166C103 Meeting Type: AGM
Ticker: Meeting Date: 9/12/2003 ISIN: DE0007314007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY
2002/2003, along with the report of
the Supervisory Board, the Group
financial statements and the Group
annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
30,335,199.40 as follows: EUR
30,000,000 be allocated to the revenue
reserves EUR 335,199.40 be carried
forward
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint PricewaterhouseCoopers Mgmt No Action *
Deutsche Revision AG, Essen, as the
Auditors for the FY 2003/2004
6. Elect the Supervisory Board Mgmt No Action *
7. Amend the Articles of Association as Mgmt No Action *
follows: Sections 5(1) and 17(3),
regarding announcements of the
Company being published in the
Federal Gazette online; Section 16,
regarding the Supervisory Board
Members receiving an annual
remuneration of EUR 18,000 plus EUR
750 per EUR 0.05 of the dividend in
excess of EUR 0.45 per share, the
Supervisory Board Chairman receiving
twice, the Deputy Supervisory Board
Chairman and Committee Chairmen one
and a half times, and ordinary
Committee Members one and a quarter
8. Authorize the Board of Managing Mgmt No Action *
Directors to acquire shares of the
Company of up to 10% of its share
capital, at a price not deviating
more than 10% from the market price
of the shares, on or before 28 FEB
2005; and authorize the Board of
Managing Directors to dispose of the
shares in a manner other than the
stock exchange or a rights offering
if the shares are sold at a price not
materially below their market price,
- -------------------------------------------------------------------------------------------------------
HENKEL LTD PARTNERSHIP Agenda: 700459298
CUSIP: D32051142 Meeting Type: AGM
Ticker: Meeting Date: 4/19/2004 ISIN: DE0006048408
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report and
approve the 2003 financial statements
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
166,992,742.50 as follows: payment of
a dividend of EUR 1.14 per ordinary
share; payment of a dividend of EUR
1.20 per preference share; and ex-
dividend and payable date: 20 APR
3. Ratify the acts of the General Mgmt No Action *
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Ratify the acts of the Shareholders Mgmt No Action *
Committee
6. Appoint KPMG, Berlin and Frankfurt, Mgmt No Action *
as the Auditors for the FY 2004
7. Elect the Shareholders Committee Mgmt No Action *
8. Authorize the General Partners to Mgmt No Action *
acquire up to 10% of own ordinary and
preference shares, at a price not
deviating more than 5% from their
market price, on or before 18 OCT
2005; and authorize the General
Partners to use the shares within the
scope of the Company s Stock Incentive
Plan or for acquisition purposes, to
sell the shares to third parties at a
price not materially below their
market price and to
9. Amend the Articles of Association in Mgmt No Action *
accordance with the German Corporate
Governance Code
10. Approve the Company s Control and Mgmt No Action *
Profit Transfer Agreement with its
wholly-owned subsidiary Henkel Dorus
Gmbh, effective from 01 JAN 2004,
until at least 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG, MUENCHEN Agenda: 700441657
CUSIP: D35415104 Meeting Type: OGM
Ticker: Meeting Date: 1/20/2004 ISIN: DE0006231004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AGM. Non- No Action *
THANK YOU. Voting
1. Receive the financial statements and Mgmt No Action *
annual report for the FY 2002/2003
with the report of the Supervisory
Board, the Group financial statements
and Group annual report
2. Ratify of the acts of the Board of Mgmt No Action *
Managing Directors
3. Ratify of the acts of the Supervisory Mgmt No Action *
Board
4. Appoint KPMG, Berlin and Frankfurt as Mgmt No Action *
the Auditors for the FY 2003/2004
5. Approve to increase authorized Mgmt No Action *
capital I/2002 by EUR 55,000,000, in
order to secure future acquisitions
and amended as follows: the Board of
Managing Directors shall be authorized
to increase the share capital by up to
EUR 350,000,000 through the issue of
registered no- par shares against
payment in cash or
kind, on or before 21 JAN 2007;
shareholders shall be granted
subscription rights if shares are
issued against cash payment, except
for residual amounts, for the granting
of such rights to holders of warrants
or convertible bonds, and for the
issue of shares after 040120, at a
price not materially below their
market price; and shareholders
subscription rights shall be excluded
for the issue of shares against
payment in kind
6. Authorize Board of Managing Directors Mgmt No Action *
to increase the share capital by up to
EUR 30,000,000 through the issue of
new employee shares against cash
payment, on or before 19 JAN 2009
authorized capital II/2004; approve
that the shareholders subscription
rights shall be excluded and amend the
Articles of Association
7. Approve that the contingent capital Mgmt No Action *
II/2002 may also be used to satisfy
convertible and/or option rights for
shares of the Company of up to EUR
144,000,000, arising from the issue of
bonds against payment in kind and for
convertible rights arising from the
bonds issued by Infineon Technologies
Holding B.V. in FEB 2002; approve that
the authorization to exclude
shareholders subscription rights for
the bonds if they are issued at a
price not materially below their
theoretical market value shall be
renewed and amend the Articles of
Association
- -------------------------------------------------------------------------------------------------------
KARSTADT QUELLE AG, ESSEN Agenda: 700477804
CUSIP: D38435109 Meeting Type: AGM
Ticker: Meeting Date: 5/4/2004 ISIN: DE0006275001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s annual and the Mgmt No Action *
consolidated earnings and the report
of the Supervisory Board for 2003
2. Approve the usage of net profits for Mgmt No Action *
2003 with a dividend payment of EUR
0,71 per ordinary share
3. Ratify the acts of the Managing Board Mgmt No Action *
for 2003
4. Ratify the acts of the Supervisory Mgmt No Action *
Board for 2003
5. Elect BDO AG, Duesseldorf as the Mgmt No Action *
Auditors for 2004
6. Elect Dr. Thomas Middelhoff and Mr. Mgmt No Action *
Hans Reischl as the Members of
Supervisory Board and Mr. Juergen
Than and Mr. Jochen Apell as the
Substitute Members
7. Grant authority to use own shares Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
LINDE AG Agenda: 700483136
CUSIP: D50348107 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: DE0006483001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Acknowledge the Company s annual and Mgmt No Action *
consolidated earnings and the report
of the Supervisory Board for 2003
2. Approve the usage of the year s net Mgmt No Action *
profit with a possible dividend
payment of EUR 1.13 per ordinary
3. Ratify the acts of the Managing Board Mgmt No Action *
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Elect KPMG Ag, in Berlin and Mgmt No Action *
Frankfurt, as the auditors
6. Grant authority to purchase own Mgmt No Action *
7. Amend the Articles to adjust to the Mgmt No Action *
law modification
- -------------------------------------------------------------------------------------------------------
MAN AG, MUENCHEN Agenda: 700497793
CUSIP: D51716104 Meeting Type: AGM
Ticker: Meeting Date: 6/9/2004 ISIN: DE0005937007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
110,280,000 as follows: payment of a
dividend of EUR 0.75 per ordinary
share; payment of a dividend of EUR
0.75 per preference share; and ex-
dividend and payable date: 10 JUN
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Authorize the Board of Managing Mgmt No Action *
Directors to acquire up to 14,704,000
ordinary and/or preference shares, at
prices not deviating more than 20%
from their market price, on or before
08 DEC 2005; and to sell the shares at
a price not materially below their
market price, to use the shares for
acquisition purposes, to float the
shares on foreign stock exchanges and
to retire the shares
6. Approve to increase the basic Mgmt No Action *
remuneration of the Members of the
Supervisory Board from EUR 2,500 to
EUR 10,000 and amend the Articles of
Association correspondingly
7. Approve the Company s Contro and Mgmt No Action *
Profit Transfer Agreement with its
wholly-owned subsidiary MAN
Altersversorgung GmbH, effective
retroactively from 01 JAN 2004, until
at least 31 DEC 2008
8. Appoint BDO Deutsche Warentreuhand Mgmt No Action *
AG, Muni, as the Auditors for the FY
- -------------------------------------------------------------------------------------------------------
MERCK KGAA, DARMSTADT Agenda: 700457042
CUSIP: D5357W103 Meeting Type: AGM
Ticker: Meeting Date: 3/26/2004 ISIN: DE0006599905
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003,
along with the report of the
Supervisory Board, the Group
financial statements and the Group
2. Approve the financial statements for Mgmt No Action *
the FY 2003
3. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
40,201,879.19 as follows: payment of
a dividend of EUR 0.80 per no-par
share EUR 601,879.99 shall be carried
forward; ex-dividend and payable
date: 29 MAR 2004
4. Ratify the acts of the Company s Mgmt No Action *
Management
5. Ratify the acts of the Supervisory Mgmt No Action *
Board
6. Appoint KPMG, Mannheim as the Mgmt No Action *
Auditors for the FY 2004
7. Elect the Supervisory Board Mgmt No Action *
8. Authorize the Management with the Mgmt No Action *
consent of the Supervisory Board, to
increase the share capital by up to
EUR 64,349,997.40 through the issue of
new shares against payment in cash or
kind, on or before 31 MAR 2009;
shareholders shall be granted
subscription rights except for a
capital increase against cash payment
of up to 10% of the share capital if
the new shares are issued at a price
not materially below the market price
of identical shares; and amend the
corresponding Articles of
- -------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda: 700500235
CUSIP: D53968125 Meeting Type: AGM
Ticker: Meeting Date: 6/4/2004 ISIN: DE0007257503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
10. Approve that each Member of the Mgmt No Action *
Supervisory Board shall receive a
fixed annual remuneration of EUR
35,000 plus a variable remuneration of
EUR 600 for every EUR 25,000,000 of
the EBT in excess of an average EBT of
EUR 100,000,000 during the last three
years; the Chairman shall receive
three times, the Deputy Chairman and
Chairmen of Supervisory Board
Committees twice, Committee Members
one and halftimes, these amounts; and
correspondingly amend the Articles of
Association
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
345,261,366.62 as follows: payment of
a dividend of EUR 1.020 per ordinary
share; payment of a dividend of EUR
1.122 per preference share; EUR
11,664,934.51 shall be carried
forward; and ex-dividend and payable
date: 07 JUN 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint Fasselt + Partner, Duisburg, Mgmt No Action *
as the Auditors for the FY 2004
6. Authorize the Company, to acquire own Mgmt No Action *
ordinary and/or pref. shares of up to
10% of its share capital, at prices
not differing more than 20%. from the
market price of the shares, on or
before 04 DEC 2005; to float the
shares on foreign stock exchanges, to
offer the shares to third parties in
connection with mergers and
acquisitions, to retire the shares, to
dispose of the shares in another
manner if they are sold at a price not
materially below their market price,
and to use the shares for satisfying
existing conv. or option rights or
within the scope of the Company s
Stock Option Plan
7. Authorize the Board of Directors with Mgmt No Action *
the consent of the Supervisory Board,
to increase the share capital by up to
EUR 100,000,000 through through the
issue of new shares against cash
payment, on or before 03 JUN 2009;
shareholders shall be granted
subscription rights except for the
bondholders, and for a capital
increase of up to 10% of the share
capital if the new shares are issued
at a price not materially below the
market price of identical shares; and
correspondingly amend the Articles of
Association of up to EUR 85,000,000
against contributions in kind, and in
order to grant such rights to holders
of convertible or option rights and
correspondingly amend the Articles of
Association
8. Authorize the Board of Directors with Mgmt No Action *
the consent of the Supervisory Board,
to increase the share capital by up to
to EUR 125,000,000 through through the
issue of new ordinary shares against
payment in kind, on or before 03 JUN
2009; shareholders subscription rights
may be excluded; and correspondingly
amend the Articles of Association
9. Authorize the Board of MDs shall be Mgmt No Action *
authorized, with the consent of the
Supervisory Board, to issue bonds of
up to EUR 1,000,000,000, having a term
of up to15 years and conferring option
and/or conv.rights for new shares of
the Company, on or before 03 JUN 2009;
shareholders shall be granted
subscription rights, except
for residual amounts, for the granting
of such rights to other bondholders,
and for the issue of bonds at a price
not materially below their theoretical
market value; the share capital shall
be increased accordingly by up to EUR
127,825,000 through the issue of up to
50,000,000 new ordinary shares,
insofar as option and/or conv. rights
are exercised; and correspondingly
amend
- -------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT Agenda: 700503306
AKTIENGESELLSCHAFT IN MUENCHEN, MUENC
CUSIP: D55535104 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: DE0008430026
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that MUENCHENER Non- No Action *
RUECKVERSICHERUNGS-GESELLSCHAFT AG Voting
shares are issued in registered form
and as such do not require share
blocking in order to entitle you to
vote. Thank you
1. Receive the financial statements and Mgmt No Action *
annual report for the FY 2003 with
the report of the Supervisory Board
and the Group financial statements
and Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
286,975,291.25 as follows: payment of
a dividend of EUR 1.25 per entitled
share; EUR 721,342.50 shall be
carried forward; Ex-dividend and
payable date: 27 MAY 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Elect the Supervisory Board Mgmt No Action *
6. Authorize the Company to acquire own Mgmt No Action *
shares of up to 10% of its share
capital, at prices not deviating more
than 20% from the market price of the
shares, on or before 25 NOV 2005;
authorize the Board of Managing
Directors to float the shares on
foreign stock exchanges, to use the
shares for acquisition purposes, to
sell the shares to third parties
against cash payment, to use the
shares for the fulfillment of
conversation or option rights or as
employee shares, and to retire the
shares
7. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 280,000,000
through the issue of new registered
shares against payment in cash or
kind, on or before 25 MAY 2009 (2004
authorize capital); approve that the
shareholders shall be granted
subscription rights for the issue of
shares against cash payment, except
for residual amounts, for the granting
of subscription rights to holders of
option or conversation rights, and for
the issue of shares at a price not
materially below their market price;
and that the shareholders shall not be
granted subscription rights for
- -------------------------------------------------------------------------------------------------------
PUMA AG RUDOLF DASSLER SPORT Agenda: 700467156
CUSIP: D62318148 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: DE0006969603
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and the Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
78,074,055.37 as follows: payment of
a dividend of EUR 0.70 per no-par
share; EUR 66,832,955.57 shall be
carried forward; ex-dividend and
payable date: 21 APR 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint PricewaterhouseCoopers GmbH, Mgmt No Action *
Frankfurt, as the Auditors for the FY
2004
6. Authorize the Company to acquire own Mgmt No Action *
shares up to 10% of its share capital,
at a price not deviating more than 10%
from their market price if they are
acquired through the stock exchange
and not more than 20% if they are
acquired by way of a repurchase offer;
on or before 01 OCT 2005;
and authorize the Board of Managing
Directors to use the shares for
acquisition and capital management
purposes, and to retire
7. Amend the Articles of Association in Mgmt No Action *
respect of the size of the
Supervisory Board being reduced from
- -------------------------------------------------------------------------------------------------------
SAP AG SYSTEME ANWENDUNGEN PRODUKTE IN DER Agenda: 700481308
DATENVERARBEITUNG, WALLDORF/BADEN
CUSIP: D66992104 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: DE0007164600
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Acknowledge the financial statements Mgmt No Action *
and the annual report for the FY 2003
with the report of the Supervisory
Board, the group financial statements
and group annual report
2. Approve the appropriation of the Mgmt No Action *
distributive profit of: EUR
949,879,281.43; payment of a dividend:
EUR 0.80 per entitled share, the
remainder shall be carried forward
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint the KPMG, Frankfurt and Mgmt No Action *
Berlin, as the Auditors for the FY
6. Amend the Articles of Association to Mgmt No Action *
reflect the increase of the share
capital to EUR 315,413,553 through
the exercise of conversion and option
rights, and the correspondent
reduction of the contingent capital
7. Approve to renew the authorization to Mgmt No Action *
acquire and dispose of own shares;
authorize the Board of Managing
Directors to acquire up to 30,000,000
shares of the Company, at a price not
deviating more than 20% from their
market price, on or before 31 OCT 2005
and to sell the shares on the Stock
Exchange and to offer them to the
shareholders for subscription; and
authorize the Board to dispose of the
shares in another manner if they are
sold at a price not materially below
their market price, to use the shares
for acquisition purposes or within the
scope of the Company Stock Option and
Long Term Incentive Plans, and to
retire the
8. Authorize the Board of Managing Mgmt No Action *
Directors to use call and put options
for the purpose of the acquisition of
own shares as per Resolution 7
- -------------------------------------------------------------------------------------------------------
SCHERING AG Agenda: 700467423
CUSIP: D67334108 Meeting Type: AGM
Ticker: Meeting Date: 4/16/2004 ISIN: DE0007172009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the presentation of the Mgmt No Action *
Financial Statements and Annual
Report for the 2003 FY with the
report of the Supervisory Board, the
group Financial Statements and group
2. Receive resolution, on the Mgmt No Action *
appropriation of the distributions
profit of EUR 223,420,000 as follows:
Payment of a dividend of EUR.93 per
no-par share EUR 43,000,000 shall be
allocated to the revenue reserves
Ex-dividend and payable date:19 APR
3. Ratify the acts of the Board of MDs Mgmt No Action *
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint the Auditors for the 2004 FY Mgmt No Action *
BDO Deutsche Warentreuhand AG, Berlin
6. Receive resolution, on the creation Mgmt No Action *
of the authorized capital, and the
correspondence amendment to the
Article of Association. The Board of
MDs shall authorized, wit the consent
of the Supervisory Board, to increase
the shares capital by up to EUR
97,000,000 through the issue of new
shares against contributions in cash
or kind, on or before 15 APR 2009.
Shareholders subscription rights may
be excluded for a capital increase of
up to 10% of the share capital against
contribution in cash if the shares are
issued at a price not materially below
their market price, for the issue of
shares against contributions in kind,
for resid-ual amounts to
7. Receive resolution, on the Mgmt No Action *
authorization to issue convertible
and/or warrant bonds, the creation of
contingent capital, and the
correspondence amendment to the
Article of Association. The Board of
MDs shall authorized, wit the consent
of the Supervisory Board, to issue
bonds of up to EUR 600,000,000, having
a term of up to 15 years and
conferring convertible and/or option
rights for shares of the Company, once
or more than once on or before 15 APR
2009. Shareholders shall be granted
subscription rights except for the
issue of bonds conferring convertible
and.or option rights for shares of the
Company up to 10% of the share capital
at a price not materially below ther
theoretical market value, for residual
amounts, and for the issue of bonds to
holders of previously issued
convertible or option rights. The
Compay s share captial shall increase
accordingly by up to EUR 10,000,000
through the issue of up to 10,000,000
new shares,
8. Receive resolution, ont he Mgmt No Action *
remuneration for the Supervisory
Board, and the correspondence
amendment to the Article of
Association. Each member of the
Supervisory Board shall receive a
fixed annual remuneration of EUR
50,000, a profit related remuneration
fo EUR 250 for every EUR 0.01 of the
earnings per share in excess of EUR
0.60, and a performance-related
remuneration of at least EUR 60,000.
The Chairman one and a half times
these amounts. Furthermore, the
Supervisory Board shall receive EUR
470,000 as remuneration for committee
members
9. Amend the Article of Association Mgmt No Action *
10. Authorize to acquire own shares. The Mgmt No Action *
Board of MDs shall be authorized to
acquire shares of the Company of up to
EUR 19,400,000, through the stock
exchange at a price neither more than
10% above, nor more than 20% below the
market price of the sahres, or by way
of a repurchase offer at a price not
differing more than 20% from the
market price of the shares, on or
before 30 SEP 2005. The Board of MDs
shall be authorized to retire the
shares, to use the shares for
acquisition purposes, to offer the
shares to bondholders or to employees
of the Company or its affiliates, and
to use the shares within the scope of
the Companys stock option
11. Elect the Supervisory Board Mgmt No Action *
12. Approve the profit transfer Mgmt No Action *
agreements with the Companys wholly-
owned subsidiaries Schering
Deutschland Holding AG, Schering
Finnland Holding GmbH, Pharma-
Verlags-buchhandlung GmbH, Schering
Versicherungs-Vermittlung GmbH, and
Berlax 01 GmbH, effective until at
13. Approve the control and profit Mgmt No Action *
transfer agreement with the Companys
wholly-owned subsidiary Schering
International Holding GmbH, effective
until at least 31 DEC 2008
- -------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda: 700442344
CUSIP: D8398Q119 Meeting Type: AGM
Ticker: Meeting Date: 1/23/2004 ISIN: DE0007500001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
annual report for the FY 2002/2003
with the report of the Supervisory
Board, the Group financial statements
and Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
257,244,522 as follows: payment of a
dividend of EUR 0.50 per no-par
share; EUR 8,460,621.50 shall be
carried forward; and ex-dividend and
payable date: 26 JAN 2004
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Appoint KPMG, Berlin and Frankfurt as Mgmt No Action *
the Auditors for the FY 2003/2004
6. Amend the Articles of Association in Mgmt No Action *
respect of the shareholders meeting
having the power to approve stock
dividends
7. Authorize the company to acquire own Mgmt No Action *
shares pursuant to sec. 71(1)8 of the
German Stock Corporation Act of up to
10% of the current share capital, at a
price deviating neither more than 10%
from the market price of the shares if
they are acquired through the stock
exchange, nor more than 20%
if they acquired by way of a
repurchase offer, on or before 22 JUL
2005; and authorize the Board of
Managing Directors to retire the
shares, to dispose of the shares in a
manner other than the stock exchange
or an offer to all shareholders if the
shares are sold at a price not
materially below their market price,
and to use the shares in connection
with mergers and acquisitions or to
satisfy convertible rights for shares
of the Company
8. Authorize the Board of Managing Mgmt No Action *
Directors to dispose of own shares
acquired pursuant to Section 71(1)1 of
the German Stock Corporation Act the
16,921,243 own shares acquired by the
Company in MAY of 2003, as well as to
dispose of the shares in a manner
other than the stock exchange or a
rights offering if they are sold at a
price not materially below their
market price, to use the shares for
acquisition purposes or for the
satisfaction of convertible rights,
and to offer the shares to employees;
Authority expires on 22 JAN 2009
9. Authorize the Board of Managing Mgmt No Action *
Directors, with the consent of the
Supervisory Board, to issue bonds of
up to EUR 500,000,000, having a term
of up to 20 years and conferring
convertible rights for shares of the
company, on or before 22 JAN 2009;
approve that the shareholders be
granted subscription rights, except
for residual amounts, for the issue
of bonds at a price not materially
below their theoretical market value,
and in order to grant such rights to
holders of convertible bonds
- -------------------------------------------------------------------------------------------------------
TUI AG, HANNOVER Agenda: 700494850
CUSIP: D8484K109 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: DE0006952005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s Annual and Mgmt No Action *
consolidated earnings and the report
of the Supervisory Board for 2003
2. Approve the use of the net profit for Mgmt No Action *
the year with a possible dividend
payment of EUR 0.77 per ordinary
3. Grant discharge to the Managing Board Mgmt No Action *
4. Grant discharge to the Supervisory Mgmt No Action *
Board
5. Elect PWC AG, Hannover, as the Mgmt No Action *
Auditors for 2004
6. Approve the agreement according to Mgmt No Action *
Stock Corporation Law on the issue of
49.9% of the shares belonging to
HAPAG-LLOYD AG in the Boerse
7. Approve the change in the Corporate Mgmt No Action *
purpose
8. Approve to repeal the existing Mgmt No Action *
authorized capital and authorize the
Managers to raise the nominal capital
with the possibility of an exclusion
of subscription rights and a change
of Articles accordingly
9. Approve to repeal the authorized Mgmt No Action *
capital according to Article 6 of TUI
AG and Authorize the Managers to raise
the nominal capital with the possible
exclusion of subscription rights
through the use of non cash
contributions
10. Approve to repeal the authorized Mgmt No Action *
capital accordingly to Article 7 of
TUI AG and authorize the Managers to
raise the nominal capital with the
possible exclusion of subscription
rights according to the Stock
Corporation Law
11. Authorize the Managers to issue Mgmt No Action *
warrant and convertible bonds with
possible exclusion of subscription
rights according to the Stock
Corporation Law and the creation of a
new conditional capital
12. Grant authority to purchase own Mgmt No Action *
13. Approve the inter Company Agreement Mgmt No Action *
between TUI AG and HAPAG-LLOYD AG
- -------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda: 700467144
CUSIP: D94523145 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: DE0007664005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the annual report for the FY 2003
with the report of the Supervisory
Board, the Group financial statements
and Group annual report
2. Approve the appropriation of the Mgmt No Action *
distributable profit of EUR
412,907,846.55 as follows: payment of
a dividend of EUR 1.05 per ordinary
shares; payment of a dividend of EUR
1.11 per preference share; the
reminder shall be carried forward ex-
dividend and payable date: 23 APR
3. Ratify the acts of the Board of Mgmt No Action *
Managing Directors
4. Ratify the acts of the Supervisory Mgmt No Action *
Board
5. Authorize the Board of Managing Mgmt No Action *
Directors with the consent of the
Supervisory Board, to increase the
share capital by up to EUR 400,000
through the issue of new bearer
ordinary and/or preference shares
against in cash payment on or before
21 SEP 2004; shareholders shall be
granted subscription rights except for
residual amounts, for the issue of
shares of up to EUR 100,000 if the new
shares are issued at a price not
materially below the market price of
identical shares and for granting of
such rights to bondholders, holders of
one class of shares may not subscribe
to the other class of shares and
correspondingly amend the Articles of
Association
6. Authorize the Board of Managing Mgmt No Action *
Directors to issue bearer bonds of up
to EUR 5,000,000,000, having a term of
up to 20 years and conferring option
and convertible rights for new bearer
ordinary and/or preference shares of
the Company on or before 21 SEP 2004,
and the shareholders subscription
rights may be excluded for issue of
bonds conferring option and/or
convertible rights for new shares of
the Company of up to EUR 100,000 of
the share capital at a price not
materially below their theoretical
market value for residual amounts, for
granting of such rights to other
bondholders, and the Company s share
capital shall be increased accordingly
by up to EUR 100,000,000 through the
issue of new bearer ordinary and/or
preference shares, insofar as option
and convertible rights are exercised;
7. Approve the ordinary treasury shares Mgmt No Action *
may be sold except for the purposes of
securities trading, floated on foreign
stock exchanges, used for acquisition
purposes or for satisfying option
and/or convertible rights, and
retired; and authorize the Board of
Managing Directors to acquire ordinary
and/or preference shares of the
Company of up to 10% of the share
capital at a price differing neither
more than 5% from the market price of
the shares if the shares are acquired
through the stock exchange, nor more
than 20% if the shares are acquired by
way of a re-purchase offer; Authority
will be effective from 25 OCT 04 until
22
8. Approve the Company s Profit Transfer Mgmt No Action *
Agreement with its wholly-owned
subsidiary Volkswagen Coaching GmbH,
effective from 01 JAN 2004
9. Appoint PricewaterhouseCoopers Mgmt No Action *
Deutsche Revision AG, Hanover as the
Auditors for the FY 2004
- -------------------------------------------------------------------------------------------------------
ABERTIS INFRAESTRUCTURAS SA, BARCELONA Agenda: 700483287
CUSIP: E0003D111 Meeting Type: AGM
Ticker: Meeting Date: 4/26/2004 ISIN: ES0111845014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 20 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Approve the individual and Mgmt No Action *
consolidated annual and their
corresponding Management reports for
the FY 2003, as well as that of the
Board of Directors
2. Approve the capital increase through Mgmt No Action *
the incorporation of reserves, and the
consequent amendment of Article 5 of
the Company Statutes and application
for admission to negotiate in the
official markets and other organised
markets and authorize the Board of
Directors and/or the Managing Director
to determine the conditions of the
increase which are not contemplated
3. Ratify the Directors Mgmt No Action *
4. Approve the nomination of accounts Mgmt No Action *
Auditors for the Company and its
consolidated Group
5. Authorize the Board of Directors of a Mgmt No Action *
derivative acquisition of shares and
their transfer
6. Authorize the Board of Directors, Mgmt No Action *
Executive Committee and Managing
Director, to agree the issue of
bonds, obligations or similar stocks,
not convertible into shares, to the
amount and timescale decided by the
assembly, leaving the unavailable
part under the previous delegation
7. Approve the regulations of the Mgmt No Action *
general assembly, amend Article 12 of
the Company Statutes and approve the
regulations of the Board of
8. Approve the consolidated balance Mgmt No Action *
sheet, the merger project and the
merger of Abertisinfraestructuras,
S.A. and Ibericade Autopistas, S.A.,
inclusion of the merger in the special
tax category for mergers, takeovers
and split-offs provided under
Corporate Tax Law 43/1995
9. Grant authority for the formalization Mgmt No Action *
and execution of all agreements
adopted by the assembly, undertakingas
many meetings as necessary until
registration can be made in the
Companies register
- -------------------------------------------------------------------------------------------------------
ABERTIS INFRAESTRUCTURAS SA, BARCELONA Agenda: 700406906
CUSIP: E0003D111 Meeting Type: EGM
Ticker: Meeting Date: 9/15/2003 ISIN: ES0111845014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE A Voting
SECOND CALL ON 16 SEP 2003.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS
1. Approve the accounting on 31 MAY Mgmt No Action *
2003, to the effects of the foreseen
in Article 157 of the Law of the
Corporations
2. Approve, the capital increase against Mgmt No Action *
reserves and the corresponding
modifications to the 5th Article of
the Corporation By-law; and the
request of admission to negotiation on
the stock exchange
3. Approve the delegation of all the Mgmt No Action *
faculties for the formalization and
execution of all the agreements
adopted in the meeting, carrying out
all acts until they are recorded in
the Mercantile Register
- -------------------------------------------------------------------------------------------------------
ACCIONA SA, MADRID Agenda: 700480926
CUSIP: E0008Z109 Meeting Type: OGM
Ticker: Meeting Date: 4/25/2004 ISIN: ES0125220311
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT IN THE EVENT THE Non- No Action *
QUORUM IS NOT REACHED, THERE WILL BE Voting
A SECOND CALL ON 26 APR 2004 AT 1200
1. Approve the annual accounts of Mgmt No Action *
Acciona S.A and its consolidated
Group, all the aforementioned related
to the FY 2003
10. Approve the delegation of faculties Mgmt No Action *
of the Board of Directors to develop,
interpret, rectify and execute the
agreements adopted by the shareholders
general meeting
2. Approve to review the management Mgmt No Action *
reports of both Acciona S.A and its
consolidated Group and if appropriate
of the Corporate Deeds, all the
aforementioned related to the FY 2003
3. Approve the income distribution for Mgmt No Action *
FY 2003
4. Amend Articles 7,8,11,13,16 and 18 of Mgmt No Action *
the Corporate Statutes and add new
Articles 14 BIS, 18 BIS, 22 BIS, 28
BIS and 47 and renumber Articles in
general
5. Approve to delegate in favour of the Mgmt No Action *
Board of Directors for a maximum
period of 5 years, to increase the
capital stock in one or more items
with in the Legal requirements and
limits
6. Approve to delegate in favour of the Mgmt No Action *
Board of Directors for a period of 5
years, to issue convertible or
exchangeable bonds, other fixed
income securities, warrants,
promissory notes and preferred
securities within the legal
7. Approve the rules of shareholders Mgmt No Action *
general meeting
8. Authorize Acciona, S,A to acquire its Mgmt No Action *
treasury stock and cancel the
authority granted to shareholders
general meeting 2003
9. Re-elect or re-appoint the Auditors Mgmt No Action *
of both, Acciona S.A. and its Group
if necessary
- -------------------------------------------------------------------------------------------------------
ACERINOX SA, MADRID Agenda: 700523194
CUSIP: E0060D103 Meeting Type: OGM
Ticker: Meeting Date: 6/9/2004 ISIN: ES0132105331
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE A Voting
SECOND CALL ON 10 JUN 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
1. Approve and review, if appropriate, Mgmt No Action *
the annual accounts balance sheet,
profit and loss
2. Approve, if appropriate, the Mgmt No Action *
performance of the Board of Directors
related to the FY 2003, and the two
interim dividend payments paid on 05
JAN 2004 and 15 APR 2004
3. Appoint the Accounts Auditors of Mgmt No Action *
Acerinox, S.A. and its consolidated
Group
4. Approve the cancellation of the Mgmt No Action *
authority granted to the Board to
acquire its treasury stock and new
authorization to the Board of
Directors to the acquisition of its
own portfolio directly or through its
subsidiaries within the legal
requirements and limits
5. Approve the nominal value decrease Mgmt No Action *
from 1 EURO to 0.25 EURO per share,
and stock split with ratio of 4 new
shares per every 1 old share without
changes in the share capital amount;
and amend the Article 5 of the
Corporate Bylaws
6. Amend the Article 14 and 15 of the Mgmt No Action *
Corporate Bylaws
7. Approve the returning of the issuance Mgmt No Action *
premium to the shareholders
8. Amend the Article 5 and 6 of the Mgmt No Action *
Corporate Bylaws
9. Appoint and reelect, if appropriate, Mgmt No Action *
the Directors
10. Approve the delegation of faculties Mgmt No Action *
to the Board to execute and formalize
the agreements adopted by the
11. Appoint the Inspectors to approve the Mgmt No Action *
minutes of the meeting
- -------------------------------------------------------------------------------------------------------
ALTADIS SA Agenda: 700522003
CUSIP: E0432C106 Meeting Type: AGM
Ticker: Meeting Date: 6/15/2004 ISIN: ES0177040013
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
In accordance with current legal Non- No Action *
regulations and the Company By-laws, Voting
at its meeting on 11 May 2004, and
with the required presence of its
Legal Representative, the Board of
Directors of Altadis, S.A.,
unanimously resolved to call an
Ordinary General Meeting of
Shareholders, to be held at second
call in Madrid, at the IFEMA,
Auditorium (2nd Floor), Parque Ferial
Juan Carlos I, Campo de las
Naciones, at 16:00, on June 15th 2004
(in the event that the meeting is
not held at first notice, likewise
called at the same place and time the
previous day, June 14th 2003) to
discuss and decide upon the following
items (Please also be advised that
additional information concerning
Altadis, S.A. can also be viewed on
the Company s website:
1. Examination and approval, if Mgmt No Action *
applicable, of the Annual Accounts
(Balance Sheet, Profit and Loss
Account and Report) and the Management
Report, as well as the Management of
the Board of Directors, for the year
2003, of ALTADIS, S.A. and its
Consolidated Group and the proposed
application of results and
distribution of dividends. It is
proposed to approve the Annual
Accounts (Balance Sheet, Profit and
Loss Account and Report), and the
Management Report for the year ended
31 December 2003 of the Company and
its Consolidated Group, and to approve
the corporate management and decide on
the application of the results which
consists of paying, from the profits
of the year (Euro 291,353 thousand), a
dividend of Euro 0.80 per share. The
remainder shall be destined to
increase the balance of the voluntary
reserves of Altadis, S.A.
Consequently, the resolution of the
Board to pay a dividend of Euro 0.35
per share is ratified and it is
proposed to pay a supplementary
dividend in the amount of Euro 0.45
per share, on 22 June 2004, which
would bring the total dividend of the
year to Euro 0.80 per share
2. Ratification of Board Members. In Mgmt No Action *
accordance with Article 34 of the By-
laws, it is proposed to ratify the
appointment as Members of the Board
of Directors of those Directors
appointed by co-optation to occupy
such posts during the time-period
from the Ordinary General
Shareholders Meeting of 10 June 2003
up to the date of the present General
3. Appointment or re-election of Mgmt No Action *
Auditors of ALTADIS, S.A. and its
Consolidated Group for 2004. It is
proposed to re-elect as Auditors of
the Company and its Consolidated
Group, the Company Deloitte & Touche
Espana, S.L., which will carry out
the audit for 2004, empowering the
Board of Directors, which may delegate
to this end the Audit and Control
Committee, to enter into the
corresponding service agreement, based
on the remuneration for the previous
year, with the clauses and
conditions it may deem convenient,
having also the powers to carry out
any modifications as may be pertinent
in accordance with the legislation
4. Reduction of share capital by way of Mgmt No Action *
amortisation of own shares, giving
rise to revised text of By-laws
article on share capital. The
resolution put forward for the
approval of the General Shareholders
Meeting by the Board of Directors in
relation with this matter is
transcribed below: Reduce the share
capital of the Company in the amount
of Euro 4.350.000, by way of
amortisation of 7.250.000 own shares
currently in treasury stock, which
have been previously acquired under
authorisation from the General
Shareholders Meeting, within the scope
of Articles 75 and onwards and under
additional provision 1, section 2, of
the Companies Act. Consequently,
Article 5 of the By- laws is modified
concerning the figure for the share
capital, and shall read as follows:
Article 5 - Share Capital The share
capital is ONE HUNDRED AND SIXTY-NINE
MILLION, NINE HUNDRED AND THIRTY-TWO
THOUSAND, EIGHT HUNDRED AND FIFTY-FIVE
EURO AND SIXTY CENT (Euro
169,932,855.60), represented by TWO
HUNDRED AND EIGHTY-THREE MILLION, TWO
HUNDRED AND TWENTY-ONE THOUSAND, FOUR
HUNDRED AND TWENTY-SIX shares
(283,221,426 shares) of 0.60 nominal
Euro each, all of the same type,
numbered from 1 to 283,221,426
inclusive, fully subscribed and paid
up. The reduction should be carried
out in a maximum time period of six
months, from the date of the present
resolution. The reduction of capital
is charged to reserves, cancelling the
unavailable reserve referred to in
Article 79.3 of the Companies Act. The
reduction does not bring about any
return of contributions given that the
Company itself is the owner of the
amortised shares. Therefore, the
purpose of the reduction shall be to
amortise own shares. It is proposed to
delegate to the Board of Directors the
carrying out of any procedures which
may be necessary under Law in order to
complete or
rectify, as the case may be, that
which is adopted here and, in
particular, in order that the Board of
Directors may: request that the
amortised shares are not quoted, as
established under applicable
legislation; draft and publish, where
necessary, the announcements referred
to in Article 165 of the Companies
Act; should the right to oppose be
exercised by any of the holders of the
same, where applicable, comply with
the requirements established in
Article 166, section 3, of the Act;
and, in general, adopt any resolutions
and carry out any acts which may be
necessary in order to reduce the
capital and amortise the shares, with
express powers to rectify or
complement previous resolutions
depending on the verbal or written
qualification given by the Mercantile
Registrar, granting the corresponding
public deed(s), and designating the
person(s) who may intervene in the
formalisation of the same. It is also
proposed to delegate,
indiscriminately, to the Chairman of
the Board of Directors and the
Secretary of the Board, the powers
necessary in order to formalise the
present resolution, being able, to
this effect, to grant any type of
public or private document, including
to complement or rectify the
resolution, and in order to proceed
with the registration of the same in
the corresponding
5. Authorisation to the Board of Mgmt No Action *
Directors to acquire own shares,
directly or through Group entities,
within the limits and in accordance
with the legal requirements, for a
maximum period of eighteen months,
rendering null and void that part not
used of the authorisation granted by
the General Shareholders Meeting of 10
June 2003, and authorisation for the
sale and/or application of these
shares to the remuneration systems
envisaged in Article 75 of the
Companies Act. It is proposed to
expressly authorise the Board of
Directors, in accordance with Article
75 of the revised text in force of the
Companies Act, to acquire shares
of ALTADIS, S.A., either directly by
the Company itself or indirectly
through entities of its Group, up to a
maximum amount of shares representing
5% of the share capital and at a price
or value which may not be less than
the nominal value of the shares or
greater than their quoted price on the
Stock Exchange. The acquisition for
which authorisation is requested may
be effected by way of purchase,
exchange, donation, attribution, or
granting of payment and, in general,
by any other method of acquisition by
payment of shares in circulation and
fully paid up, including the use of
financial instruments, in particular
all those options operations (puts and
calls), and for a maximum period of
eighteen months to run from the
adoption of this resolution. These
shares which are acquired shall not
enjoy any public right, not even the
voting right, the economic rights
which correspond to them being
attributed proportionally to the rest
of the shares in accordance with
Article 79 of the Act. The Board of
Directors is authorised to create at
the time of acquisition of the shares,
a special unavailable reserve on the
debit side of its balance sheet which
shall be charged to freely available
reserves in an amount equivalent to
the acquisition value of the said
shares. This authorisation renders
null and void that agreed by the
General Shareholders Meeting on 10
June 2003. Similarly, and in
accordance with paragraph 2 of point 1
of Article 75 of the Companies Act,
express authorisation is granted for
the acquisition of the shares of the
Company by any of the Group companies
under the terms contained herein. It
is expressly stated that the shares
which are acquired as a result of this
authorisation may be allocated either
for sale or for application to the
remuneration systems outlined in the
third paragraph of section 1 of
Article 75 of the Companies Act. The
Board of Directors shall, when
applicable, decide upon the sale,
maintenance or amortisation of the
6. Authorisation to the Board of Mgmt No Action *
Directors to issue on one or various
occasions non-convertible debentures,
bonds or any other values, shares and
effects as may be used to create or
recognise a debt, under the terms,
time limits and conditions legally
established, rendering null and void
the previous authorisation, not used,
conceded for this purpose by the
General Shareholders Meeting. It is
proposed to authorise the Board of
Directors, in the widest scope
permitted by law, to issue, in
accordance with the requirements
indicated by legislation in force,
non-convertible debentures or bonds of
any type, promissory notes, stock
options or other similar values with
or without option and, in general, any
other value or financial instrument,
represented by shares or accounting
entries, in Euro or any other
currency, as well as to approve plans
or programmes for the issue of bonds,
debentures, promissory notes or
warrants. The above may be issued, at
the discretion of the Board, either on
one occasion or on as many occasions
as the Board itself may deem fit, and
the Board, in turn, may delegate the
power invested in it, in accordance
with the law, to other Board Members,
to the Secretary of the Board and to
the CFO of the Group in cases of
approval of programmes or plans for
issue of bonds, debentures, promissory
notes or warrants, in order that they
may specify the conditions of issue in
line with the basis of the plan or
programme of issue approved by the
Board of Directors. This delegation of
powers includes the power to designate
the Intervening body and to set terms
and conditions in accordance with
applicable legislation. This
authorisation is granted for the
maximum time permitted by the
legislation in force and renders null
and void the former authorisation
granted by the General
7. Modification of Article 22 of the By- Mgmt No Action *
laws (eliminates the need to hold at
least 50 shares to be entitled to
attend the General Shareholders
Meeting), Article 23 (includes
conferring representation by way of
remote communication), Article 25
(eliminates the requirement for
qualified quorums and majorities for
the adoption of certain resolutions
and includes the exercise or
delegation of voting right via e-mail
or any other means of remote
communication) and Article 28
(broadens the scope of shareholders
right to information). It is proposed
to modify the By-laws, as proposed by
the Board of Directors, and consisting
of the modification of Article 22 of
the By-laws (eliminates the need to
hold at least 50 shares to be entitled
to attend the General Shareholders
Meeting), Article 23 (includes
conferring representation by way of
remote communication), Article 25
(eliminates the requirement for
qualified quorums and majorities for
the adoption of certain resolutions
and includes the exercise or
delegation of voting right via e-mail
or any other means of remote
communication) and Article 28
(broadens the scope of shareholders
right to information), with the
following text: ARTICLE 22.- RIGHT TO
ATTEND 1.- All of the Company
shareholders shall be entitled to
attend the General Shareholders
Meeting, provided their shares are
duly registered in the Accounting
Register of the authorised entity five
days prior to the date on which the
Shareholders Meeting is to be held,
and provided they retain ownership of
these shares on that date. 2.- The
members of the Board of Directors must
attend the Shareholders Meeting. If
the Chairman considers it necessary,
the Shareholders Meeting may be
attended by the General Managers and
all other executives or technical
experts of the Company as well as any
other persons whose attendance is
conducive to the effective progress of
the Meeting. ARTICLE 23.-
REPRESENTATION AT THE GENERAL
SHAREHOLDERS MEETING
1.- All shareholders may be
represented at the General
Shareholders Meeting by any other
shareholder entitled to attend in
his/her own right, without prejudice
to the provisions of Article 108 of
the Companies Act. 2.- In the same way
legal entities and minors or disabled
persons shall attend the General
Shareholders Meeting through their
authorised representatives who may,
likewise, delegate such representation
to another shareholder. 3.- Such
representation shall be conferred
either in writing or by any other
means of remote communication which
complies with the requirements
established by Law, and shall be
specific for each Shareholders
Meeting. 4.- Representation may be
rejected where this is conferred to
the trustee or ostensible partner.
ARTICLE 25.- QUORUM AND MAJORITIES
1.- Both Ordinary and Extraordinary
Shareholders Meetings shall be deemed
to be validly convened where, at first
or second call, the portion of the
share capital stipulated in this
respect as the minimum by current
legislation in each case is present or
represented. 2.- Resolutions must be
adopted by one half plus one of the
votes attached to the shares present
or represented, except where the Law
requires a greater majority. 3.- The
right to vote on proposals regarding
the matters on the Agenda at any type
of General Shareholders Meeting may be
delegated or exercised by the
shareholders by post, electronic mail
or any other means of remote
communication, provided that the
identity of the party exercising
his/her right to vote is duly
established. ARTICLE 28.- SHAREHOLDERS
RIGHT TO INFORMATION 1.- Up to the
seventh day prior to the planned date
of the General Shareholders Meeting,
shareholders may request that the
Board of Directors provides
information or clarifications with
respect to the matters on the Agenda,
and may present the questions they
deem appropriate in writing. Likewise,
shareholders may request information
or clarifications or may formulate
questions in writing regarding the
information available to the public
which the Company has communicated to
the National Securities Commission
since the last General Shareholders
Meeting. The Members of the Board
shall be obliged to provide the
information requested in accordance
with the preceding paragraph, in
writing, up to the date on which the
General Shareholders Meeting is held.
2.- During the course of the General
Shareholders Meeting, shareholders may
verbally request the information or
clarifications they deem appropriate
regarding the matters on the Agenda.
Should it not be possible to respond
to such a request at the time, the
Members of the Board shall be obliged
to provide the requested information
in writing, within the seven days
following the conclusion of the
General Shareholders Meeting. 3.- The
Members of the Board shall be obliged
to provide the information requested
in accordance with the provisions
established herein, save where the
Chairman judges that the disclosure of
such information may be detrimental to
the Company s interests, as set out in
the Regulations of the General
Shareholders Meeting. 4.- The request
for information may not be
8. Examination and approval, as the case Mgmt No Action *
may be, of the Regulations of the
General Shareholders Meeting of
Altadis, S.A. It is proposed to
approve the Draft Regulations of the
General Shareholders Meeting of
Altadis, S.A., as presented to the
Meeting by the Board of Directors of
the Company, the complete text of
which is attached hereto
9. Delegation of powers to formalise, Mgmt No Action *
interpret, rectify, register and
execute the resolutions adopted by the
General Shareholders Meeting. It is
proposed to delegate to the Board of
Directors, in the widest scope
possible, including the power to
delegate totally or partially the
powers received in the Executive
Committee, as many powers as may be
necessary in order to supplement,
develop, execute and rectify any of
the resolutions adopted by the General
Shareholders Meeting. The power to
rectify shall encompass the power to
make as many modifications, amendments
and additions as may be necessary or
convenient as a consequence of
reservations or observations raised by
the regulating bodies of the stock
market, the stock exchanges, the
Mercantile Registry and any other
public authority with competence in
relation to the resolutions adopted.
In the same way, it is proposed to
delegate, indiscriminately, to the
Chairman of the Board of Directors and
the Secretary of the Board the powers
necessary to formalise the resolutions
adopted by the General Shareholders
Meeting, and to register those which
may be subject to this requirement,
totally or partially, being able to
this effect to grant any type of
document, either public or private
- -------------------------------------------------------------------------------------------------------
AMADEUS GLOBAL TRAVEL DISTRIBUTION SA Agenda: 700529689
CUSIP: E0463L199 Meeting Type: OGM
Ticker: Meeting Date: 6/14/2004 ISIN: ES0109169013
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual accounts balance Mgmt No Action *
sheet, profit and loss account and
annual report and the Management
report of the Company, all the
aforementioned related to the FY 2003
2. Approve the consolidated annual Mgmt No Action *
accounts balance sheet, profit and
loss account and annual report and
the Management report of the Company
and its consolidated Group, all the
aforementioned related to the FY 2003
3. Approve the income distribution Mgmt No Action *
proposal related to the FY 2003
4. Approve the performance of the Board Mgmt No Action *
of Directors related to the FY 2003
5. Approve the resignation of the Mgmt No Action *
Directors, ratification, appointment
and reelection of the Directors
6. Approve to renew the appointment of Mgmt No Action *
the Accounts Auditors of the Company
and its Consolidated Group
7. Approve the capital decrease with Mgmt No Action *
return of disbursement by the
redemption of 48,539,400 shares of
class B; and amend Article 5 of the
Corporate Bylaws
8. Amend Articles 12, 14, 17, 20, 22, Mgmt No Action *
23, 27, 30, 32 and 33, and addition
of the Articles 17 BIS and 21 BIS
9. Approve the regulation of the Mgmt No Action *
shareholders meeting
10. Approve the modification of the stock Mgmt No Action *
options
11. Authorize the Board to acquire, at Mgmt No Action *
one or several times, directly or
through a holding Company, its
treasury stock, within the legal
requirements and limits
12. Adopt the delegation of faculties to Mgmt No Action *
formalize, raise to public deed and
execute the agreements
- -------------------------------------------------------------------------------------------------------
ANTENA 3 DE TELEVISION SA, MADRID Agenda: 700505398
CUSIP: E05009142 Meeting Type: OGM
Ticker: Meeting Date: 5/12/2004 ISIN: ES0109427635
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual statements Mgmt No Action *
balance sheet, loss and profit account
and annual report, performing report
of Antena 3 DE Television, SA and its
consolidated Group and management
report, all relating FY 2003 and the
allocation
2. Approve to take the necessary actions Mgmt No Action *
to maintain the stability of the
holding Company Uniprex, Sau
3. Ratify the Directors appointed by the Mgmt No Action *
Board of Directors in the last
shareholders general meeting
4. Approve to determine the maximum Mgmt No Action *
aggregated amount per year to be paid
to the Directors of the Company
5. Approve the triannual plan of Mgmt No Action *
floating emoluments and fidelization
of executives of Grupo Antena 3
6. Grant authority to acquire its Mgmt No Action *
treasury stock, directly or through
its consolidated Group, and grant
authority, if pertinent, to apply the
own portfolio to satisfy the
emoluments resulting from the
triannual plan and the fidelization
of the aforementioned item
7. Appoint the Accounts Auditors of Mgmt No Action *
Antena 3 De Television, SA and its
consolidated Group
8. Grant authority to formalize, Mgmt No Action *
interpret, correct and implement the
resolutions adopted on the
shareholder meeting, canceling the
powers granted to the Board of
Directors on the meeting, and to
raise the agreements to public deed
- -------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA BBVA, Agenda: 700453119
CUSIP: E11805103 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: ES0113211835
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual accounts balance Mgmt No Action *
sheet, profit and loss account and
annual report and the management
report of the Banco Bilbao Vizcaya
Argentaria, S.A. and its consolidated
financial Group, the application of
earnings, dividend distribution and
the Corporate management
10. Approve to transfer freely available Mgmt No Action *
reserves to a special fund for
covering the costs of possible
extraordinary plans for early
retirements, to the amount and under
the terms and conditions that the
Bank of Spain may authorize
11. Authorize the Board of Directors, Mgmt No Action *
with express right for its
substitution, to formalize, correct,
interpret and implement resolutions
adopted by this shareholders meeting
2. Approve to cancel the resolution Mgmt No Action *
adopted by the ordinary general
shareholders meeting held on 09 MAR
2002 under item three of the agenda,
partially executed by the Board of
Directors, and to delegate to the
Board of Directors the power to set an
increase, fully or in part, of the 50%
of the share capital issued at the
authorization date, with a deadline of
five years, and for an amount to be
decided by the Board of Directors, by
increasing the nominal value of the
existing shares or issuing new
ordinary, privileged or other legally
permitted shares, with our without
voting rights, with or without the
right of preferential subscription, in
accordance with the provisions of
article 161.1 of the Spanish Company
Law ley de sociedades anonimas and
also to empower the Board to reword
Article 5 of the Corporate By-law
regarding
3. Approve to cancel the resolutions Mgmt No Action *
adopted by the Company s general
shareholder s meeting of 09 MAR 2002,
under item four of the agenda, and
to authorize to the Board of
Directors to issue bonds, convertible
and/or exchangeable with the bank
shares, for a maximum face amount of
EUR 71,750,000,000
4. Amend the following Articles of the Mgmt No Action *
Corporate Bye-laws: Article 24,
Article 29, Article 31, Article 34,
Article 35, Article 37, Article 38 and
Article 45
5. Approve the general meeting code of Mgmt No Action *
conduct, when appropriate; and
acknowledge the Board of Directors
code of conduct to the general
6. Approve to delegate the powers for Mgmt No Action *
requesting the admission and
exclusion of quotation on the foreign
stock exchange markets of the Banco
Bilbao Vizcaya Argentaria, S.A.
7. Authorize the Company to acquire its Mgmt No Action *
treasury stock, directly or through
its Group Companies, in accordance
with Article 75 of the Spanish Company
Law ley de sociedades anonimas,
establishing the limits or
requirements for these acquisitions,
and with the express power of reducing
the share capital to amortize treasury
stock, to delegate to the Board of
Directors the powers necessary to
implement the resolutions of the
general meeting in this respect,
canceling the authorization granted by
the general shareholders meeting held
on 01 MAR
8. Re-elect the Auditors for 2004 Mgmt No Action *
9. Ratify and re-elect, when Mgmt No Action *
appropriate, of Members of the Board
- -------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID Agenda: 700534034
CUSIP: E19550156 Meeting Type: OGM
Ticker: Meeting Date: 6/23/2004 ISIN: ES0113790234
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual accounts and Mgmt No Action *
Management Report of Banco Popular
Espanol S.A. and its Consolidated
Group and distribute results and
performance of the Board, all the
aforementioned related to FY 2003
2. Re-elect and ratify the Directors Mgmt No Action *
3. Re-elect the Auditors Mgmt No Action *
4. Approve to modify the Articles Mgmt No Action *
14,15,16,18 and 21 of the Corporate
By-laws
5. Approve the regulation of the Mgmt No Action *
meeting, and the information about
the rules of the Board of Directors
6. Authorize the Board to acquire its Mgmt No Action *
own treasury stock, within the legal
requirements and limits, to redemp
them and reduce the share capital in
a maximum amount of 5%
7. Approve to transfer the disposable Mgmt No Action *
reserves to ANS Special Fond to cover
the Early Retirements Plans, in
accordance to rules established by
Banco De Espana
8. Authorize the Board to formalize, Mgmt No Action *
interpret, rectify and execute the
agreements adopted
- -------------------------------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO, S.A., Agenda: 700524487
SANTANDER
CUSIP: E19790109 Meeting Type: OGM
Ticker: Meeting Date: 6/19/2004 ISIN: ES0113900J37
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE INFORMED THAT ADDITIONAL Non- No Action *
INFORMATION CONCERNING THE GENERAL Voting
MEETING OF BANCO SANTANDER CENTRAL
HISPANO SA CAN ALSO BE VIEWED IN THE
URL LINKS PROVIDED IN THIS
NOTIFICATION. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE. THANK YOU.
1. Review and approval, where Mgmt No Action *
appropriate, of the annual accounts
Balance Sheet, Income Statement and
Annual Report and of the management
of Banco Santander Central Hispano,
S.A., and its consolidated Group,
relating to 2003.
10. Empowering of the Board to interpret, Mgmt No Action *
correct, complement, execute and
develop the agreements adopted by the
Meeting, as well as to substitute the
powers received from the Meeting, and
grant the Board powers to publicly
register such agreements.
11. Inform the meeting of the Regulations Mgmt No Action *
of the Board, in accordance with
Article 115 of Law 24/1988, of 28 JUL,
of the securities market.
2. Distribution of the 2003 earnings. Mgmt No Action *
3. Board of Directors: Re-election and Mgmt No Action *
ratification of Directors.
4. Re-election of the auditing firm for Mgmt No Action *
2004.
5. Authorization for the Bank and its Mgmt No Action *
subsidiaries to acquire the Bank s
shares under the terms of Article 75
and the first additional regulation of
the Law of Limited Companies, leaving
without effect the unused part of the
authorization granted by the AGM on 21
JUN 2003.
6. Amendment of the Corporate By-Laws: Mgmt No Action *
Article 8 Iberclear, new name,
Article 15 elimination of the
requirement to own 100 shares in order
to attend a shareholders meeting,
Article 16 delegation via a distance
means of communication, Article 22
modification reference to Article32,
Article 23 list of those attending,
introduction of new Article 24 vote
via a distance means communication and
subsequent renumbering of all Articles
between 24, which will be re-numbered
25, and 46 which will re-numbered 47;
current 25 and new 26 right of
information, current 31 and new 32
duties of Directors, current 35 and
new 36 meeting and adoption of Board s
agreements, current 36 and new 37
modification reference to Article 35,
and current 45 and new 46 electronic
and distance means communications
between the Bank and
7. Substitution of the present Mgmt No Action *
Regulation of Shareholders Meetings
by a new Regulation.
8. Empowering of the Board to execute Mgmt No Action *
the agreement to be adopted by the
Meeting to increase the capital, in
accordance with Article 153.1a) of
the Law of Limited Companies, leaving
without effect the eighth agreement
of the AGM on 21 JUN 2003.
9. Empowering of the Board to issue Mgmt No Action *
bonds that are not convertible into
- -------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID Agenda: 700460049
CUSIP: E41222113 Meeting Type: OGM
Ticker: Meeting Date: 4/2/2004 ISIN: ES0130670112
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE MEETING HELD ON Non- No Action *
01 APR 2004 HAS BEEN POSTPONED DUE TO Voting
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 02 APR
2004.
IF YOU HAVE ALREADY SENT YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS.
1. Examine and, if appropriate, approval Mgmt No Action *
of the financial statements and
Management report of the Company and
of its Consolidated Group for the year
ended December 31, 2003, as well as
the conduct of the Company s business
in that fiscal year.
2. Appropriation of income for the year Mgmt No Action *
and distribution of dividend.
3. Amend the Corporate Bylaws. a) New Mgmt No Action *
wording for the following Articles of
the current corporate Bylaws: Article
16 (Issue of debentures) and Article
33 (Right to information). b)
Insertion of one new Article into the
current corporate Bylaws, namely,
Article 30 bis (Voting and
representation by remote means of
communication).
4. Amend the Stockholders meeting Mgmt No Action *
Regulations. a) New wording for the
following Articles of the current
Stockholders Meeting Regulations:
Article 9 (Right to information),
Article 12 (Public proxy solicitation)
and Article 18 (Speeches). b)
Insertion of one new Article into the
current Stockholders Meeting
Regulations, namely Article 20 bis
(Voting and representation by remote
means of communication).
5. Appointment, assignment, ratification Mgmt No Action *
and renewal per the Bylaws of
Directors.f Directors
6. Appointment of auditors for the Mgmt No Action *
Company and its Consolidated Group.
7. Authority for the Company and its Mgmt No Action *
subsidiaries to acquire treasury
stock under the provisions of Article
75 and Additional Provision 1 of the
Corporations Law.
8. Authority for the Board of Directors Mgmt No Action *
to carry out, implement and, if
appropriate, rectify any resolutions
adopted by the Stockholders Meeting
and to delegate any powers received
by it from the Stockholders Meeting,
and granting of powers to have those
resolutions recorded in a public
9. Information for the Stockholders Mgmt No Action *
meeting concerning the Board
Regulations
- -------------------------------------------------------------------------------------------------------
FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA FCC, Agenda: 700525388
BARCELONA
CUSIP: E52236143 Meeting Type: OGM
Ticker: Meeting Date: 6/23/2004 ISIN: ES0122060314
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and examine, where Mgmt No Action *
appropriate, the annual accounts
(balance sheet, income statement and
annual report) and the Management of
the Fomento De Construcciones Y
Contratas S.A. and its Consolidated
Group, relating to 2003
2. Approve the distribution of 2003 Mgmt No Action *
earnings
3. Amend the Articles 12, 19, 23, 24, Mgmt No Action *
33 and 34 of the Corporate By Laws
4. Approve the regulations of the Mgmt No Action *
shareholders meetings
5. Ratify, appoint and renew the Mgmt No Action *
6. Grant authority for the derivative Mgmt No Action *
acquisition of its own capital shares
directly or through its subsidiaries
within the legal requirements and
limits
7. Approve the renewal of the Auditors Mgmt No Action *
account for the Company and its
Consolidated Group
8. Authorize the Board to interpret, Mgmt No Action *
correct, complement, execute and
develop the agreements adopted by the
meeting
9. Approve the minutes of the meeting Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
GAS NATURAL SDG SA, BARCELONA Agenda: 700481271
CUSIP: E5499B123 Meeting Type: OGM
Ticker: Meeting Date: 4/14/2004 ISIN: ES0116870314
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 08 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Approve the annual accounts, Mgmt No Action *
Management report of both Gas Natural
SDG, S.A and its consolidated Group,
income distribution and deeds of the
Board related to the FY 2003
2. Approve to transfer from the optional Mgmt No Action *
redemption s account to the voluntary
reserves account as per the royal
decree of 30 APR 1985
3. Approve to transfer from several Mgmt No Action *
reserves account to the voluntary
reserves account
4. Re-elect the Members of the Board Mgmt No Action *
5. Approve the rules of the share Mgmt No Action *
holders general meeting, and receive
the rules of the Board of Directors
6. Authorize the Board of Gas Natural Mgmt No Action *
SDG, S.A to transfer the activity of
Gas regulated distribution to Gas
Natural Distribution SDG, S.A, which
is a Company of Gas Natural SDG Group
7. Authorize the Board to acquire its Mgmt No Action *
treasury stock, directly or
indirectly, within the legal
requirements and limits, canceling
the authorization granted to the
Board by the shareholders General
Meeting on 23 JUN 2003
8. Approve the extension of the term of Mgmt No Action *
PricewaterhouseCoopers Auditors, S.L,
as Auditors of the Gas Natural SDG
and its consolidated Group for the FY
9. Approve to delegate the faculties to Mgmt No Action *
complement, develop execute, rectify
and formalize the agreements adopted
by the share holders General Meeting
10. Questions Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SOCIEDAD GENERAL DE AGUAS DE BARCELONA SA, Agenda: 700487007
BARCELONA
CUSIP: E55282318 Meeting Type: OGM
Ticker: Meeting Date: 5/21/2004 ISIN: ES0141330C19
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM THERE WILL BE A Voting
SECOND CALL ON 22 MAY 2004
1. Receive and approve the annual Mgmt No Action *
accounts the balance sheet, the
profit and loss account and the
annual report and the management
reports of Aguas De Barcelona S.A and
its consolidated Group, both reports
verified by the Auditors and approve
the deeds of the Board of the
Chairmanship and of the Directors,
all the aforementioned related to FY
2. Receive and approve the income Mgmt No Action *
distribution and the dividend payment
related to FY 2003
3. Approve to cease and re-elect the Mgmt No Action *
Directors and fix the number of
4. Re-elect the Auditors for Aguas De Mgmt No Action *
Barcelona S.A and its consolidated
Group accounts
5. Amend Articles 15 and 17 of the Mgmt No Action *
Corporate Statutes, in accordance
with Spanish Laws
6. Approve the rules of the shareholders Mgmt No Action *
general meeting
7. Approve the information about the Mgmt No Action *
rules of the Board of Directors
8. Authorize the Board to acquire its Mgmt No Action *
treasury stock directly or indirectly
within the legal requirements and
limits canceling the previous
authorization granted to the Board
9. Approve to decrease the capital for a Mgmt No Action *
total amount of EUR 300.000, for the
redemption of 300,000 shares class B
of its own portfolio, as surplus
from the Stock Option Plan of MAY
2001 and amend Articles 5 and 6 of
the Corporate Statutes
10. Approve the delegation to the Board Mgmt No Action *
of the Faculties to execute, rectify
and complement the agreements adopted
- -------------------------------------------------------------------------------------------------------
GRUPO FERROVIAL SA Agenda: 700463463
CUSIP: E5701R106 Meeting Type: OGM
Ticker: Meeting Date: 3/26/2004 ISIN: ES0162601019
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the information about the Mgmt No Action *
regulation of the Board of Ferrovial
Group S.A.
2. Approve the 2003 financial statements Mgmt No Action *
and the Management report of the
Company as on 31 DEC 2003
3. Approve the 2003 financial statements Mgmt No Action *
and the Management report of the
consolidated Group as on 31 DEC 2003
4. Approve the income distribution Mgmt No Action *
5. Approve the 2003 management executed Mgmt No Action *
by the Board of Directors
6. Amend Articles 11, 14, 15, and 20 Mgmt No Action *
from the Corporate Statutes related
to the shareholders meeting
7. Approve the Ferrovial Group S.A. Mgmt No Action *
shareholders meeting procedure
8. Approve the compensation system tied Mgmt No Action *
to the distribution of rights on
stock options in favor of High
Directors and Members of the Board
9. Authorize the Company, in Mgmt No Action *
substitution for the authority
granted at the OGM of 21 MAR 2003, in
accordance with Article 75 of the
Corporate Bylaws, to make
acquisitions of its own portfolio
10. Authorize the Board to issue fixed Mgmt No Action *
income securities convertible into
and/or exchangeable for, shares of
the Company, as well as warrants or
other similar securities directly or
indirectly granting the right to
subscribe for or acquire shares of
the Company and to increase the
capital by the necessary amount
11. Authorize the Board of Directors to Mgmt No Action *
implement, execute, rectify and carry
out the resolutions of the
shareholders meeting
- -------------------------------------------------------------------------------------------------------
SACYR VALLEHERMOSO SA Agenda: 700540924
CUSIP: E6038H118 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: ES0182870214
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN ORDINARY Non- No Action *
GENERAL MEETING. THANK YOU Voting
1. Approve the annual financial Mgmt No Action *
statements balance sheet, statement
of income and annual report and the
Corporate management of Sacyr
Vallehermoso S.A. and its
consolidated Group, to the business
YE as of 31 DEC 2003
10. Authorization for the Board of Mgmt No Action *
Directors to increase capital stock,
in compliance with Article 153.1.b) of
the Corporation Act and with the power
to exclude the preferential
subscription right, as is established
in Article 159.2 of the same Act,
leaving without effect the unused part
of the authorization conferred at the
general meeting held on 10 May
11. Authorize the Board of Directors to Mgmt No Action *
issue fixed income securities, both
simple and exchangeable for the
Company s shares in circulation and/or
convertible into newly issued Company
shares, together with debentures,
preference shares and warrants; in the
case of convertible and/or
exchangeable securities or warrants,
the establishment of the criteria for
determining the bases and methods of
conversion and/or exchange and
attributing to the Board of Directors
the powers to increase capital by the
amount required, and to exclude the
preferential subscription right of the
shareholders and holders of
convertible bonds or warrants over
newly issued share; authorize the
Company to guarantee issues of fixed
income securities and preference
shares that may be conducted by its
12. Authorization the Board of Directors Mgmt No Action *
to interpret, correct, complement,
execute and develop the agreements
adopted by the meeting, and to
delegate the powers it receives from
the meeting, and to grant powers to
raise these agreements to a public
document
13. Approve the information on the Mgmt No Action *
regulations for the Board of
Directors, in compliance with Article
115.1 of Act 24/1988, of 28 July, on
the Equity Market
2. Approve: a) the distribution of the Mgmt No Action *
income obtained by Sacyr Vallehermoso
S.A. in business year 2003, amounting
to EUR 114,836,418.51, and to
distribute it in the following manner:
EUR 11,483,641.85 to increasing the
legal reserve; EUR 475,180.78 to
increasing the voluntary reserve; EUR
102,877,595.88 to the payment of
dividends, of which a total of Euros
81,458,382.33 was already paid prior
to the date of the OGM, while the
remaining amount will go to the final
dividend; EUR 114,836,418.51 in total
; the final dividend will be paid on
29 JUN 2004 through the entities
belonging to Sociedad de Gestion de
los Sistemas de Registro, Compensacion
y Liquidacion de Valores, S.A; b) to
put the entire balance of the merger
reserve from restatement Act 76/1980,
which totals EUR 12,900,845.02, to
3.A.1 Appoint Mr. Diogo Alves Diniz Vaz Mgmt No Action *
Guedes as a Company Director for 5
years contemplated in the By-laws
3.A.2 Appoint Mr. Jose Seixas de Queiroz Mgmt No Action *
Vaz Guedes as a Company Director for
5 years contemplated in the By-laws
3.B.1 Ratify the appointment of Nueva Mgmt No Action *
Compania de Inversiones, S.A., as a
Company Director for 5 years
contemplated in the By-laws
3.B.2 Ratify the appointment of Mr. Vicente Mgmt No Action *
Benedito Frances, as a Company
Director for 5 years contemplated in
the By-laws
3.B.3 Ratify the appointment of Torreal, Mgmt No Action *
S.A, as a Company Director for 5
years contemplated in the By-laws
3.B.4 Ratify the appointment of Mgmt No Action *
Participaciones Agrupadas, S.L., as a
Company Director for 5 years
contemplated in the By-laws
3.B.5 Ratify the appointment of Cymofag, Mgmt No Action *
S.L., as a Company Director for 5
years contemplated in the By-laws
3.B.6 Ratify the appointment of Corporacion Mgmt No Action *
Caixa Galicia, S.A., as a Company
Director for 5 years contemplated in
the By-laws
3.C Re-elect Mr. Pedro Gamero del Mgmt No Action *
Castillo y Bayo as Company Director
3.D Approve to establish the number of Mgmt No Action *
Company Directors at sixteen, within
the minimum and maximum limits
foreseen in the By-laws
4. Authorize the Company and its Mgmt No Action *
subsidiaries to acquire shares
representing the capital stock of
Sacyr Vallehermoso S.A. in accordance
with what is established in Article 75
of the Corporation Act and in the
first additional clause of the same
Act, in the said conditions; the
authorization also includes the
acquisition of shares which, in the
event, are to be directly delivered to
the Company s employees and Directors,
either directly or as a result of the
exercise of option rights held by
employees or Directors
5. Approve the new Company By-laws, with Mgmt No Action *
derogation of the By-laws currently in
force
6. Approve the regulations for the Mgmt No Action *
Company s general meeting
7. Approve to establish EUR 1,950,000 as Mgmt No Action *
the amount of the Directors
remuneration, both as a fixed amount
and for per diem, which the Company
may pay annually to the whole Group of
its Directors in accordance with
Article 43.1 of the Company By-laws
8. Authorize the Board of Directors to Mgmt No Action *
increase in capital stock of EUR
13,850,948, through the issue of
13,850,948 shares, each with a par
value of EUR 1, of the same type and
series as those already in
circulation, with an issue premium of
EUR 10.50 per share through non-
monetary contributions and with the
elimination of the preferential
subscription right; Application of the
special tax regime for the exchange of
shares; consequent modification of
Article 5 of the Company By-laws;
application for the listing of all the
new shares on the Madrid, Bilbao and
Valencia Stock Exchanges as well as
permission to trade on the
computer-assisted
9. Authorize the Board of Directors to Mgmt No Action *
increase in capital stock of EUR
6,491,544 through the issue of
6,491,544 shares, each with a par
value of EUR 1, of the same type and
series as those already in
circulation, charged to unrestricted
voluntary reserves and the consequent
change in Article 5 of the By-laws;
application for the listing of all the
new shares on the Madrid, Barcelona,
Bilbao and Valencia Stock Exchanges
and permission to trade on the
computer-assisted trading system
- -------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO Agenda: 700463273
CUSIP: E6164R104 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: ES0144580018
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Examine and approve, the annual Mgmt No Action *
accounts, balance sheet, profit and
loss account and notes to the
accounts, and Directors report of the
Company and its consolidated group for
the YE 31 DEC 2003, and the management
of corporate affairs during that year
and the application of profits and
distribution of
10. Authorize the creation and funding of Mgmt No Action *
foundations in accordance to the
Foundations Act 50 2002, prevailing
regional laws and other applicable
legislation, authorizing the Board to
execute the corresponding
11. Re-elect the Auditors of the Company Mgmt No Action *
and the Companies in its Consolidated
Group for 2004
12. Ratify the appointment of Directors Mgmt No Action *
13. Authorize the Board to develop and Mgmt No Action *
execute the foregoing resolutions,
including the power to interpret,
correct, complete and to raise them
to public deed, and to substitute the
powers granted by the general
2. Examine and approve Company Bylaws Mgmt No Action *
3. Examine and approve, the regulation Mgmt No Action *
of the meeting and information to
shareholders about the Board of
Directors regulations
4. Examine and approve, the merger Mgmt No Action *
balance sheet of Iberdrola, S.A., the
merger prospectus and the merger
transaction entailing the takeover by
Iberdrola, S.A., of its single member
subsidiaries Iberdrola Gas, S.A. and
Star 21 Networks Espana S.A. with the
winding up without liquidation of the
subsidiaries taken over and block
transfer under universal title of all
its assets and liabilities to
Iberdrola,S.A., adjusting to the
merger prospectus in the terms
established in S. 233 Et Seq and S.
250 of the Corporations
5. Empower the Board during 5 years, to Mgmt No Action *
issue corporate bonds or convertible
bonds into Company shares, and
warrants over new issuance shares or
ordinary shares, for a maximum of EUR
1,000 million, with the options to
exclude the preferential subscription
right of shareholders
6. Empower the Board during 5 years, to Mgmt No Action *
issue corporate bonds or convertible
bonds into Company shares, and
warrants over new issuance shares or
ordinary shares, for a maximum of EUR
1,000 millions without the options
to exclude the preferential
subscription right of shareholders
7. Empower the Board during 5 years, to Mgmt No Action *
issue corporate bonds, debentures,
promissory notes or whichever fixed
income, as well as preferrent equity
stake, for a maximum of EUR 1,200
million, except for the issuance of
promissory notes limited to a maximum
of EUR 1,500 million
8. Authorize the Board of Directors to Mgmt No Action *
acquire own shares by the Company or
its subsidiaries on the terms
established in the Spanish Law,
reduction of the capital and
consequent alteration of Article 5 of
the Company Bylaws
9. Empower the Board of Directors for Mgmt No Action *
requesting the admission or exclusion
of quotation on the Spanish or foreign
stock exchange markets of Company
shares, bonds or other issuances, as
well as to implement the necessary
resolutions to keep the shares, bonds
or whichever issue
- -------------------------------------------------------------------------------------------------------
INDRA SISTEMAS SA, MADRID Agenda: 700523409
CUSIP: E6271Z155 Meeting Type: OGM
Ticker: IDR Meeting Date: 6/25/2004 ISIN: ES0118594417
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit and loss account, Mgmt No Action *
the annual and management report of
the Company and income distribution
for the FY 2003
10. Appoint the Auditors for the FY 2004 Mgmt No Action *
11. Authorize the Board to acquire Mgmt No Action *
treasury stock
12. Motions and questions Other No Action *
13. Approve the minutes and authorize for Mgmt No Action *
conversion in to a public deed
2. Approve the balance, the profit and Mgmt No Action *
loss account, the annual and the
management report of the consolidated
group of the Company for the FY 2003
3. Approve the performance of the Board Mgmt No Action *
of Directors
4. Approve the merger of Sistemas Mgmt No Action *
Integrales Indraseg, S.L. as the
target Company and Indra Sistemas,
S.A as the acquiring Company;
approve the submission of the merger
to the tax neutrality system
5. Amend Article 14 and add new article Mgmt No Action *
14 (BIS) in the By-Laws in order to
include regulations on the use of
electronic and remote communication
means for attendance, representation
and the exercise of the voting rights
6. Amend the regulations for the General Mgmt No Action *
Shareholders Meeting
7. Amend the regulations for the Board Mgmt No Action *
of Directors
8. Approve the number of Directors and Mgmt No Action *
their termination, appointment or re-
election
9. Approve the remuneration of the Board Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda: 700387017
CUSIP: E6282J109 Meeting Type: AGM
Ticker: Meeting Date: 7/18/2003 ISIN: ES0148396015
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT IN THE EVENT THE Non- No Action *
MEETING DOES NOT REACH THE QUORUM, Voting
THERE WILL BE A 2ND CALL ON 19 JUL
2003. THANK YOU.
1. Approve the annual report, accounts Mgmt No Action *
balance sheet, loss and profit
account and annual report of the
Company and its consolidated Group,
as well as the Management report,
referring FY 2002 ended on 31 JAN
2. Approve the allocation of results and Mgmt No Action *
the dividend distribution
3. Appoint a Director Mgmt No Action *
4. Amend the Corporate Statutes: 15th, Mgmt No Action *
18, 20, 24, 25, 27 and the inclusion
of Article 30 related to the
Committee of Audit
5. Approve the rules for the Mgmt No Action *
shareholders meeting
6. Authorize the Board for the Mgmt No Action *
derivative acquisition of its own
7. Approve to delegate faculties to Mgmt No Action *
execute the agreements adopted
- -------------------------------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS Agenda: 700412721
CUSIP: E7813W106 Meeting Type: EGM
Ticker: Meeting Date: 10/13/2003 ISIN: ES0167050311
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the consolidated balance Mgmt No Action *
sheet of the society, closed to 30
APR 2003 and verified by the Auditor
of accounts of the society
2. Approve that the Aprobacion de la Mgmt No Action *
Fusion de ACS S.A. and Group Dragados
to S.A. Mediante the absorption of
second by first with dissolution
without liquidation of the absorbed
society and crossing in block, to I
title universal, of all its patrimony
to the absorbent society, adjusting to
the deposited project of fusion, with
approval of this project; and approve
to determine the type of exchange of
the actions of society absorbed in
relation with those of the absorbent
society
3. Approve to increase the share capital Mgmt No Action *
as a result of the fusion and
consequence modification of I
Articulate 6 of the social Statutes;
and amend I Articulate 13 of the
social Statutes
4. Appoint the Administrators Mgmt No Action *
5. Approve to delegate the faculties for Mgmt No Action *
the execution and formalization in
agreements
6. Acknowledge and approve, in its case, Mgmt No Action *
of the act of the meeting
- -------------------------------------------------------------------------------------------------------
REPSOL YPF SA Agenda: 700468110
CUSIP: E8471S130 Meeting Type: OGM
Ticker: Meeting Date: 3/30/2004 ISIN: ES0173516115
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT AN ATTENDANCE Non- No Action *
PREMIUM OF EUR 0.02 PER SHARE (GROSS Voting
AMOUNT) WILL BE PAID. THANK YOU.
1. Approve the annual financial Mgmt No Action *
statements and the consolidated
annual financial statements of the
Company and its subsidiaries for the
FYE 31 DEC 2003, of the Management by
the Board of Directors during the
year and the application of the
2. Approve the statutory renewal of the Mgmt No Action *
Directors
3. Re-elect the Auditor of the financial Mgmt No Action *
statements of the Company and its
consolidated Group
4. Authorize the Board of Directors for Mgmt No Action *
the derivative acquisition of shares
of the Company directly or through
controlled companies, within the
period of 18 months from the
resolution of the shareholders
5. Amend, pursuant to Article 144.1, Mgmt No Action *
Articles 1 denomination, 15
shareholders meeting, 23 right of
attendance 24 representation, 30
composition of the Board, 33
liability of the Corporate By-Laws
to make them consistent with
provisions of Law 26/2003 of 17th
July, as well as Article 13
debentures to make it consistent
with Law 62/2003 of the 30th December
6. Amend Articles 6, 7, and 8 of the Mgmt No Action *
regulations of the general
shareholders meeting, to make them
consistent with the requirements of
Law 26/2003 of 17th July in regard to
remote voting and shareholder
information rights
7. Authorize the Board of Directors to Mgmt No Action *
develop, execute and formalize the
aforesaid agreements
- -------------------------------------------------------------------------------------------------------
TELEFONICA SA Agenda: 700483201
CUSIP: E90183182 Meeting Type: OGM
Ticker: Meeting Date: 4/30/2004 ISIN: ES0178430E18
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non- No Action *
DUE TO THE REVISED WORDING OF THE Voting
RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
I. Examination and approval, if Mgmt No Action *
applicable, of the annual accounts and
Management Report of Telefonica, S.A.
and its Consolidated Group of
Companies, as well as the proposal for
the application of the results of
Telefonica S.A. and that of the
management of the Company s Board of
Directors, all for the 2003 financial
year
II. Shareholder remuneration, Mgmt No Action *
distribution of dividends from 2003
net income and from the Additional
Paid-in capital reserve
III. Designation of the Accounts Auditor Mgmt No Action *
for the 2004 fiscal year
IV. Authorization for the acquisition of Mgmt No Action *
treasury stock, directly or through
Group Companies
V. Approval, if appropriate, of the Mgmt No Action *
Regulations of the General Meeting of
shareholders of Telefonica S.A.
VI. Delegation of powers to formalize, Mgmt No Action *
construe, correct and execute the
resolutions adopted by the Annual
General Shareholder s Meeting
- -------------------------------------------------------------------------------------------------------
UNION FENOSA SA, MADRID Agenda: 700489568
CUSIP: E93171119 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: ES0181380017
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A REVISION Non- No Action *
DUE TO THE REVISED WORDING OF THE Voting
RESOLUTIONS. PLEASE ALSO NOTE THE NEW
CUTOFF DATE. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1. Examination and approval, where Mgmt No Action *
appropriate, of the conduct of
business by the Board of Directors,
the Financial Statements (Balance
Sheet, Statement of Income and Notes
to the Financial Statements) and the
Management Report of the Company and
its consolidated Group for 2003
10. Authorization for the Board of Mgmt No Action *
Directors to request admission to and
exclusion from trading, on any
organized Secondary Market, of shares,
debentures, commercial paper,
preference shares, notes, bonds,
warrants, or any other similar
securities or certificates, issued or
to be issued by the Company or the
Group companies, and to adopt the
resolutions that are necessary so that
shares, debentures, commercial paper,
notes, bonds, preference shares,
warrants or any other similar
outstanding securities or certificates
of the Company or Group companies
remain listed
11. Authorization for the Board of Mgmt No Action *
Directors to interpret, correct,
complement, execute and expand upon
any resolutions adopted by the
Shareholders Meeting, to delegate
the powers granted to it by the
Shareholders Meeting, and to empower
it to express those resolutions in a
public instrument and to execute
12. Approval, where applicable, of the Mgmt No Action *
Minutes of the Shareholders Meeting,
or, in their absence, the designation
of nominees for that
2. Proposed allocation of 2003 earnings Mgmt No Action *
3. Appointment, election or re-election, Mgmt No Action *
as appropriate, of the Auditors of
UNION FENOSA, S.A. and its
consolidated Group
4. Bylaw amendments: amendments to Mgmt No Action *
Articles 22 and 57 (to adapt them to
Article 127 bis of the Spanish
Corporations Law-Ley de Sociedades
Anonimas); Article 29 (to anticipate
conflicts of interest in the event
that proxies are not given voting
instructions); Article 33 (to adapt to
the new system governing shareholders
right to information); Article 35 (to
introduce a reference to electronic
and distance voting); Articles 43 and
44 and the introduction of a new
Additional Provision One (to introduce
certain amendments to the remuneration
and pension system for Directors);
Article 49 and the Single Transitory
Provision (to change the name of the
Audit and Control Committee to Audit
and Compliance Committee, to adapt
them to the content of Additional
Provision Eighteen of the Securities
Market Law-Ley del Mercado de Valores,
and to rename the Single Transitory
Provision as Transitory Provision One);
replace the name Audit and Control
Committee with Audit and Compliance
Committee in
5. Amendments to the Shareholders Mgmt No Action *
Meeting Regulation: amend Article 7
(to incorporate certain matters
relating to the shareholders right to
information); Article 8 (to
incorporate certain matters regarding
representation by proxies and distance
voting); Article 14 (to include the
reference to electronic voting and
other forms of voting); Article 16 (to
incorporate the planned amendments to
the bylaws regarding shareholder
information and to change the name of
the Audit and Control Committee to
Audit and Compliance Committee); and
Article 19 (to specify certain matters
relating to distance voting); replace
Audit and Control Committee with Audit
and Compliance Committee in any other
Article in the Shareholders
6. Appointment, ratification, Mgmt No Action *
termination and re-election of
7. Authorization for the acquisition on Mgmt No Action *
the market of own shares, directly or
through entities in its Group of
companies, in accordance with the
provisions of Article 75 of the
Spanish Corporations Law (Ley de
Sociedades Anonimas) and other legal
provisions, as well as the disposal of
own shares
8. Amendment of the resolution approved Mgmt No Action *
in Item Eight of the Agenda at Union
Fenosa, S.A. s General Shareholders
Meeting on 17 June 2003: amend the
maximum amount approved by the
General Shareholders Meeting in
delegating to the Board of Directors
to issue debentures, bonds,
commercial paper, preference shares
and other fixed-income securities of
a similar nature, be they non-
convertible, exchangeable for shares
of the Company or any other company
regardless of whether or not it
belongs to the Group, and/or
convertible into Company shares, as
well as warrants on newly-issued or
outstanding shares of the Company;
and amend the resolution relating to
the maximum amount delegated in the
Board of Directors to guarantee the
obligations that may arise for
subsidiaries from their issuing
securities, whether debentures,
bonds, commercial paper, preference
9. Report to the General Shareholders Mgmt No Action *
Meeting regarding the Board of
Directors Regulation
- -------------------------------------------------------------------------------------------------------
ACCOR SA Agenda: 700473995
CUSIP: F00189120 Meeting Type: MIX
Ticker: Meeting Date: 5/4/2004 ISIN: FR0000120404
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE MEETING HELD ON Non- No Action *
26 APR 2004 HAS BEEN POSTPONED DUE TO Voting
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 04 MAY
2004. PLEASE ALSO NOTE THE NEW CUTOFF
DATE AND MEETING TIME. IF YOU HAVE
ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. Approve the accounts and the balance Mgmt No Action *
sheet for 2003 as presented to it and
the operations effected by the
Executive Committee during said FY
10. Authorize the Executive Committee to Mgmt No Action *
issue shares and securities without
preferential subscription right for a
maximum nominal amount of EUR
100,000,000.00 1,000,000,000.00 for
debt securities; the Executive
Committee may decide to give a
priority to the existing shareholders
or remunerate securities brought to
the Company in a public exchange
offer, as stipulated in Article
L.225-148 of the French Trade Law;
subject to the approval of Supervisory
Board, authority expires at the end of
26 months; I supersedes Resolution 11
of general meeting of 20 MAY 2003, for
its
11. Authorize the Executive Board to Mgmt No Action *
increase the Company share capital by
incorporation of reserves by a maximum
nominal amount of EUR 200,000,000.00;
subject to the agreement of the
Supervisory Board Authority expires at
the end of 26
12. Approve that the total share capital Mgmt No Action *
increases resulting from Resolutions
9, 10 and 11 above shall not exceed
EUR 300,000,000.00
13. Authorize the Executive Committee to Mgmt No Action *
issue securities giving access to the
share capital reserved to the
employees of the Group who subscribed
to one of the Group Savings Plans; to
total shares issued under these
conditions or resulting from any prior
resolution of the same category shall
not exceed 2% of the share capital;
subject to the agreement of the
Supervisory Board Authority expires at
the end of 26 months and supersedes
Resolution 14 of combined meeting of
20 MAY 2003 for its unused part
14. Grant all powers to the bearer of a Mgmt No Action *
copy, or an extract of the minutes of
the present to accomplish all deposits
and publications prescribed
2. Approve the consolidated accounts for Mgmt No Action *
the FY 2003 as presented to it
3. Approve the special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article L.225-86 of the commercial
law and the execution of the
conventions approved previously
4. Approve to appropriate the profits as Mgmt No Action *
below: profits for the FY: EUR
178,461,773.22; prior retained
earnings: EUR 608,180,748.45; dividend
of self-detained shares for the FY
2002: EUR 1,605,167.55; amount
available for distribution EUR
788,247,689.22; global dividend: EUR
209,222,527.50; withhold tax EUR
59,000,000.00; balance carry forward:
EUR 520,025,161.72; net dividend per
share: EUR 1.05 with EUR 0.525 tax
credit to be paid on 17 MAY 2004
5. Ratify the co-optation of Mr. Mgmt No Action *
Gabriele Galateri Di Genola as a
member of the Supervisory Board, in
replacement of Mr. Ifil, for
uneffected part of its term
6. Appoint Mr. Francis Mayer as a member Mgmt No Action *
of the Supervisory Board for 6 years
7. Authorize the Executive Committee to Mgmt No Action *
trade the Company shares on the stock
exchange as per the following
conditions: maximum purchase price:
EUR 50.00; minimum selling price: EUR
30.00; and maximum number of shares to
be acquired: 18,000,000
EUR900,000,000.00 such trading may be
used in relation to the enterprise
Savings Plan, employees holding,
granting stock options, untie cross
holding; Authority expires at the end
of 18 months
8. Authorize the Executive Committee to Mgmt No Action *
cancel shares acquired per Resolution
7 above, not exceeding 10% over a 24
months period and to modify the
Articles of Association; Authority
expires at the end of 18 months, with
the agreement of the Supervisory Board
; it supersedes Resolution 16 of
combined meeting of 20 MAY 2003
9. Authorize the Executive Committee to Mgmt No Action *
issue shares and securities with
preferential subscription right for a
maximum nominal amount of EUR
200,000,000.00 2,000,000,000.00 for
debt securities; subject to the
agreement of the Supervisory Board
authority expires at the end of 26
months and supersedes any similar
delegation previously issued
- -------------------------------------------------------------------------------------------------------
LAIR LIQUIDE SA Agenda: 700474303
CUSIP: F01764103 Meeting Type: MIX
Ticker: Meeting Date: 5/12/2004 ISIN: FR0000120073
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
O.1 Receive the Executive Board and the Mgmt No Action *
Supervisory Board reports and approve
the accounts and the balance sheet
for the FY 2003 and acknowledge the
net profits at EUR 412,316,945.00
O.10 Appoint Patrick de Cambourg as the Mgmt No Action *
Deputy Auditor till the end of the
meeting called to deliberate on the
2009 accounts
O.11 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L 225-86 and l 225-88 of the
French Commercial Code
O.12 Authorize the Executive Board, in Mgmt No Action *
substitution for the authority given
in the ordinary meeting of 4 MAY 2000,
to issue in one or several stages a
fixed rate loan stock for a maximum
nominal amount of EUR
4,000,000,000.00; Authority is valid
for 5 years
O.13 Authorize the Board Executive, in Mgmt No Action *
substitution for the authority given
in the EGM of 15 MAY 2004, to cancel
shares acquired as per Resolution 4
of meeting of 12 MAY 2004, not
exceeding 10% of the share capital
over 24 months and reduce the share
capital accordingly; Authority is
valid for 24 months
O.14 Authorize the Executive Board, Mgmt No Action *
subject to the agreement of the
Supervisory Board, to increase the
share capital by a maximum amount of
EUR 2,000,000,000.00 by incorporating
reserves and issuing new shares with
or without premium, to be paid-up in
cash and such shares be granted
preferably to owners of old shares;
Authority is valid for a period of 5
years
O.15 Authorize the Executive Board, Mgmt No Action *
subject to the agreement of the
Supervisory Board, to issue, in one
or several stages, a loan stock for a
total nominal amount of EUR
1,500,000,000.00; Authority is valid
for a period of 5 years
O.16 Authorize the Executive Board, in Mgmt No Action *
substitution for the authority given
in Resolution 10 of EGM on 30 APR 2002
and subject to the agreement of the
Supervisory Board, to issue stock
options giving access to new shares to
be issued or shares repurchased as per
Resolution 4, not exceeding 3% of the
share capital and such options be
reserved to the employees of the
Group, namely the Members of the
Executive Board; Authority is valid
for a period of 38 months; and
approve that the options be valid 10
years
O.17 Authorize the Executive Board, in Mgmt No Action *
substitution for the authority given
in Resolution 11 of EGM on 30 APR 2002
and with the agreement of the
Supervisory Board, to increase the
share capital by a maximum nominal
amount of EUR 150,000,000.00 by
issuing a maximum of 1,000,000 shares
to be subscribed by the employees
having at least 3 months seniority and
who subscribed to an Enterprise
Savings Plan and if the shares issued
are not all subscribed, another share
capital increase may be
O.18 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the consolidated accounts Mgmt No Action *
O.3 Approve the amount of dividend EUR Mgmt No Action *
3.20 per share with EUR 1.60 tax
credit such dividend and tax credit
will be paid on 18 MAY 2004,
increased by 10% for shares which
remained bearer shares between 31 DEC
2001 and dividend payment date; and
authorize the Executive Board to
deduct from balance carry forward the
necessary amounts to remunerate
shares resulting from options
exercised before above payment date
O.4 Authorize the Executive Board, in Mgmt No Action *
substitution for the authority given
in the ordinary meeting of 15 MAY
2003 and subject to the approval by
Supervisory Board, to repurchase the
Company shares per the following
conditions: maximum purchase price
EUR 200.00; minimum selling price:
EUR 130.00; maximum number of shares
to be purchased: 10% of the share
capital; Authority is valid for 18
O.5 Approve to renew the term of office Mgmt No Action *
of Mr. Rolf Krebs as a Member of the
Supervisory Board till the end of the
general meeting called to deliberate
on the 2007 accounts
O.6 Approve to renew the term of office Mgmt No Action *
of Mr. Edouard De Royere as a Member
of the Supervisory Board till the end
of the general meeting called to
deliberate on the 2007 accounts
O.7 Approve to renew the term of office Mgmt No Action *
of Ernst & Young Audit as the
Statutory Auditors till the end of
the meeting called to deliberate on
the 2009 accounts
O.8 Appoint Mazars Et Guerard as the Mgmt No Action *
Statutory Auditors till the end of
the meeting called to deliberate on
the 2009 accounts
O.9 Appoint Valerie Quint as the Deputy Mgmt No Action *
Auditor till the end of the general
meeting called to deliberate on the
2009 accounts
- -------------------------------------------------------------------------------------------------------
ALCATEL SA Agenda: 700501869
CUSIP: F0191J101 Meeting Type: MIX
Ticker: Meeting Date: 6/4/2004 ISIN: FR0000130007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
1. Approve the accounts, the non- Mgmt No Action *
deductible charges and the balance
sheet for the FY 2003 as presented to
it, showing losses amounting to EUR
3,255,425,911.04
10. Authorize the Board to: (A) cancel Mgmt No Action *
Resolution 12 for 17 APR 2003; and
(B) increase the share capital by
issuing various securities without
preferential subscription right,
except preferred shares and
investment certificates; such
securities may be used in a public
exchange offer conform to Article
L225-148 of the French Trade Code,;
the share capital increase shall not
exceed: EUR 750,000,000.00 for shares
and similar securities or reserves,
EUR 6,000,000,000.00 for debt
securities; Authority is valid for
11. Approve that the global amount of the Mgmt No Action *
share capital increases resulting from
Resolutions 9 and 10 above shall not
exceed: (A) EUR 750,000,000.00 for
shares and similar securities, not
including reserves; (B) EUR
6,000,000,000.00 for debt securities
12. Authorize the Board to (A) cancel Mgmt No Action *
Resolution 12 of 18 APR 2002, for its
unused part, and (B) to issue new
shares to be paid-up in cash reserved
to the Members of a Group Savings
Plan; these shares shall not exceed 3%
of the share capital and their issue
depend on the implementation of
Resolutions 9 and 10 above; Authority
is valid for 26 months
13. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Approve the consolidated accounts for Mgmt No Action *
the FY 2003, as presented to it
3. Approve the following allocation of Mgmt No Action *
results: losses for the FY
3,255,425,911.04 increased by
negative prior retained earnings EUR
11,066,369,514.06; total to
appropriate: EUR 14,321,795,425.10;
EUR 165,120,200.99 to other reserves,
bringing its balance to zero
4. Approve the regulated agreements Mgmt No Action *
executed during the FY, in accordance
with Article L 225-38 of the French
Trade Code
5. Approve to renew the term of office Mgmt No Action *
of Mr. Jozef Cornu as a Director for
4 years
6. Authorize the Board to: (A) cancel Mgmt No Action *
Resolution 6 of general meeting of 18
APR 2002, for its unused part; (B)
issue various types of debt securities
for a maximum nominal amount of EUR
10,000,000,000.00; Authority is valid
for 26 months
7. Authorize the Board, with the Mgmt No Action *
agreement of the French Market
Authority AMF, to trade Company
shares on the stock exchange as per
the following conditions: maximum
purchase price: EUR 40.00; minimum
selling price: EUR 2.00; maximum
number of shares to be traded: 10% of
the share capital at 31 DEC 2003;
Authority is given for 18 months and
supersedes Resolution 10 of combined
meeting of 17 APR 2003
8. Grant all powers to the Board to Mgmt No Action *
decrease the share capital by
canceling repurchased shares, not
exceeding 10% of the share capital in
24 months; Authority is valid for
18 months
9. Authorize the Board to: (A) cancel Mgmt No Action *
Resolution 9 for 18 APR 2002 for its
unused part, and (B) increase the
share capital by issuing various
securities with preferential
subscription right, except preferred
shares and investment certificates,
and incorporation of reserves; the
share capital increase shall not
exceed: EUR 750,000,000.00 for shares
and similar securities or reserves,
EUR 6,000,000,000.00 for debt
securities or reserves; Authority is
valid for 26 months
- -------------------------------------------------------------------------------------------------------
ALSTOM Agenda: 700424930
CUSIP: F02594103 Meeting Type: MIX
Ticker: Meeting Date: 11/18/2003 ISIN: FR0000120198
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.3 Authorize the Board of Directors, Mgmt No Action *
subject to the passing of resolutions
2,4,5,6 and 7 and for a period of one
year from the date of this General
Meeting, the necessary powers to
proceed with the issuance and
allocation of warrants, free of
charge, to shareholders giving the
right to purchase, at the price of EUR
1.25 per share, shares which would be
issued pursuant to the fourth
resolution described below and
subscribed by the financial
institutions identified in that
resolution (collectively referred to
as the Banks), the said Banks having
undertaken that the shares thus
subscribed may be purchased at the
price of EUR 1.25 per share, by the
holders of warrants who exercise the
said warrants
E.4 Authorize the Board of Directors, Mgmt No Action *
subject to the passing of resolutions
2,3,5,6 and 7 and for a period of one
year from the date of this General
Meeting, the necessary powers to
proceed with the issuance of shares of
the Company, with a waiver of the
shareholders preferential subscription
rights, up to an aggregate maximum
nominal amount of EUR 300 million,
i.e. a maximum of 240 million shares
with a nominal value of EUR 1.25 each,
representing approximately 85% of your
Company s share capital as of 22 SEP
2003 (excluding adjustments necessary
to maintain the rights of holders of
securities giving future access to a
portion of the share capital)
E.5 Authorize the Board of Directors, Mgmt No Action *
subject to the passing of resolutions
2,3,4,6 and 7 and for a period of one
year from the date of this General
Meeting, to issue, with the
maintenance of preferential
subscription rights of shareholders,
bonds mandatorily reimbursable with
new shares of the Company (ORA) up to
an aggregate nominal amount of EUR 1
billion
E.6 Authorize the Board of Directors, Mgmt No Action *
subject to the adoption by this
Meeting of the second, third, fourth,
fifth and seventh resolutions and for
a period of one year from the date of
this meeting, to proceed, in one or
more times and whenever it thinks
appropriate, with the issuance of the
subordinated bonds reimbursable with
shares (TSDD RA), having the following
characteristics: a) the total nominal
amount of issues of TSDD RAs will not
exceed EUR 300,000,000, b) the TSDD
RAs may, where appropriate, be paid up
by set off against certain, payable
and due debts of the Company, c) the
unit issue price of the TSDD RA to be
issued pursuant to the issuances
referred to above will be EUR 1.25, d)
the TSDD RAs will be automatically
reimbursed in shares of the Company,
each TSDD RA giving the right to
reimbursement with one Company share
conferring the same rights as existing
shares except the date at which they
give right to a dividend, subject to
obtaining a decision from the European
Commission declaring that the
subscription by the French Republic to
TSDD RAs issued by the Company and
their reimbursement in shares
constitutes aid compatible with the
common market or does not constitute
State aid, the detailed terms of this
reimbursement to be determined by the
Board of Directors, with the right of
sub-delegation in accordance with the
provision of the law, e) the TSDD RAs
will be reimbursed in cash, in the
circumstances and according to the
terms which will be determined by the
Board of Directors with the right of
sub-delegation in accordance with the
provisions of the law, f) the TSDD RAs
will have a duration of twenty years
as from their subscription date, g)
the TSDD RAs will bear interest at a
rate of 2% per annum until the
European Commission s decision;
however, in case of a decision by the
European Commission refusing the
reimbursement in shares, the
applicable rate will become, without
retroactivity, a EURIBOR rate
increased by a 5% margin
per annum, of which 1.5% annually
capitalized and payable in fine, h)
the aggregate nominal amount of the
increase in capital, which may result
from the reimbursement in shares of
all the TSDD RAs shall not exceed EUR
300,000,000, to which will be added,
where appropriate, the nominal amount
of shares to be issued to maintain the
rights of the holders of TSDD Ras;
approve to waive for all of the TSDD
RAs which may be issued, the
shareholders preferential subscription
right for the benefit of the French
Republic; acknowledge that this
authorization automatically implies,
for the benefit of the holders of TSDD
RAs, the waiver by the shareholders of
their preferential right to subscribe
the shares which will be issued in
reimbursement of the TSDD RAs; approve
that the Board of Directors will have
all powers, with the right to
sub-delegate in accordance with the
provisions of the law, and within the
limits described above, to implement
this authorization and in particular
to: (1) set the dates, and other
characteristics and conditions of
issuance, as well as the payment terms
of the TSDD RAs, and in particular:
(aa) set the detailed conditions of
the reimbursement in shares of the
TSDD RAs, (bb) set the circumstances
and conditions for the payment in cash
of the TSDD RAs at maturity or
earlier, (cc) set the other terms and
conditions for the payment and
redemption of TSDD RAs in accordance
with market conditions and, where
appropriate, the conditions for their
repurchase or exchange, (dd) set the
date (even retroactive) at which the
shares issued for the reimbursement of
the TSDD RAs will give right to a
dividend, (ee) set the conditions
under which the rights of the TSDD RA
holders will be maintained, (2)
suspend, where appropriate, and for a
maximum period of three months, the
exercise of the rights attached to the
TSDD RAs, (3) take generally all
useful measures and conclude all
agreements necessary for the
contemplated issuances, (4) where
applicable, take all measures related
to the listing on the Premier March of
Euronext Paris (and, where
appropriate, on any other regulated
market) of the shares to be issued in
reimbursement of the TSDD RAs issued
pursuant to the present delegation,
(5) record the completion of
increase(s) in capital, amend the
Articles of Association accordingly
E.7 Cancel the general delegation granted Mgmt No Action *
by the Ordinary and Extraordinary
General Meeting of Shareholders on 2
JUL 2003 in its thirteenth resolution,
subject to the adoption by this
Meeting of each of the second, third,
fourth, fifth and sixth resolutions;
such cancellation would allow the
Company to implement such resolutions;
In the event that any of the second,
third, fourth, fifth and sixth
resolutions which are submitted for
your vote are not approved, these
resolutions would become void and the
thirteenth resolution approved at the
Ordinary and Extraordinary General
Meeting of Shareholders on 2 JUL 2003
would remain valid; the general
delegation granted by the Ordinary and
Extraordinary General Meeting of
Shareholders on 2 JUL 2003 in its
E.8 Authorize the Board of Directors, for Mgmt No Action *
a period of twenty-six months from the
date of this meeting, to increase the
share capital, in one or more times,
by an aggregate nominal amount of EUR
35,200,000, through the issuances, in
euros, of new shares and/or other
securities giving access to the
Company s share capital, reserved for
the members of a savings plan of the
Company and/or of its affiliated
French or foreign companies and
economic interest groups (related to
it within the meaning of Article
L.233-16 and L.225-180 of the French
Code de Commerce); this decision will
result in the express waiver by the
shareholders of their preferential
subscription rights in favor of the
beneficiaries to whom the issue is
reserved; approve that the issue price
of the new shares issued pursuant to
this authorization shall not be lower
by more than 20% of the average of the
first Company share prices during the
twenty trading days preceding the
decision determining the date of the
beginning of the subscription period,
or higher than such average price; the
characteristics of the other
securities giving access to the
Company s share capital shall be
determined by the Board of Directors
in the conditions fixed by the rules
and regulations; approve that the
Board of Directors may provide for the
free allocation of shares or other
securities giving access to the
Company s share capital, within the
limits of the provisions of Article L.
443-5 of the French Code du Travail;
approve that the Board of Directors
will have full powers, with the right
to sub delegate such powers within the
limits of the law, to implement this
authorization within the limits and
under the conditions mentioned above,
and in particular to: a) determine the
companies whose employees and
Executive Officers, as the case may
be, may participate in the issues; b)
fix all the conditions that must be
met by the beneficiaries; c) fix the
terms and conditions of each issue
and in particular the amount and the
terms of the securities to be issued,
the issue price, the date (which may
be retroactive) from which the shares
will bear dividends, the method and
schedule of payment of the issue
price, the subscription period, d)
record the completion of the share
capital increases in accordance with
the amount of shares which are
actually subscribed and amend the
Articles of Association accordingly;
e) enter into any agreements, carry
out, directly or by proxy, any
operations and formalities; f) offset
expenses against the amount of the
premiums if the need arises g) take
any measures for the completion of the
issuances, carry out all the
formalities following the capital
increases and generally do whatever is
necessary; and approve that this
authorization cancels the
authorization granted to the Board of
Directors by the Ordinary and
Extraordinary Shareholders Meeting of
2 JUL 2003 in its fourteenth
resolutionentail the express waiver by
the
E.9 Grant full power to the holder of an Mgmt No Action *
original, a copy or an extract of the
minutes of this meeting for the
purposes of accomplishing all legal
or administrative formalities and to
proceed with all required filings and
publications
O.1 Appoint a new Director, Mr. James Mgmt No Action *
William Leng, for a duration of four
years, i.e. until the end of the OGM
of shareholders called to approve the
accounts for the fiscal year ending
31 MAR 2007
O.2 Authorize the Board of Directors, Mgmt No Action *
subject to the passing of resolutions
1,3,4,5,6 and 7 and for a period of
one year from the date of this
General Meeting, the necessary powers
to proceed with the issues of
subordinated bonds (TSDD), within the
limit of an aggregate nominal amount
of EUR 200 million, such issues of
TSDDs would be reserved in their
entirety for the French Republic or
for any other entity controlled or
guaranteed by it
- -------------------------------------------------------------------------------------------------------
ALSTOM Agenda: 700333569
CUSIP: F02594103 Meeting Type: MIX
Ticker: Meeting Date: 7/2/2003 ISIN: FR0000120198
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please be advised that, according to Non- No Action *
the legislation contained in the New Voting
Economic Regulations Act of May 15
2001, and the implementing decree
dated May 3, 2002, the Verification
Period, during which shareholders
identities and their vote entitlements
are confirmed, no longer prevents sale
of all or part of the shares after the
issuance of your voting instructions.
However, shareholders selling all or
part of their share position, once
they have submitted voting
instructions, are obligated to submit
revised (change in share amount due to
partial sale) or cancellation (if
entire amount of shares are sold)
instructions for votes that are
associated with trades that have a
settlement date between the inclusive
dates of Meeting Date - 5 and Meeting
Date -1 (i.e. the Verification
Period). The Registered Intermediary
(Global Custodian) is obligated to
sign and submit a new proxy card with
the revised share amount and is also
obligated to inform the local market
of a cancellation of vote instruction
in order to insure that the company
register of holders on meeting date
matches the shareholders who have
submitted votes. If an amended or
cancelled vote is not received in the
market prior to the meeting date, then
trades with settlement dates between
Meeting Date -5 and Meeting Date -1
will continue to fail until Meeting
Date + 1. In order to avoid the
occurrence of failing trades,
shareholders are strongly encouraged
to submit revised/cancellation votes
as soon as the trade has been
transacted for a settlement date
during this period The local
custodians will not release voted
shares for settlement unless a
revised/cancellation vote instruction
has been received in the marketplace.
The latest that vote changes can be
received into the market is Meeting
Date -1 at 3PM Paris Time, otherwise
settlement of trades, which partly or
wholly consist of shares previously
voted,
1. Receive the report of the Board of Mgmt No Action *
Directors and the General Auditors
report and approve the accounts and
the balance sheet for the FY closed
on 31 MAR 2003; the amount of non
deductible charges and the operations
effected during said fiscal period
10. Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority given
in Resolution 7 of the combined
general meeting on 03 JUL 2002, to
buy the Company s shares as per the
following conditions: maximum
purchase price: EUR 20.00; minimum
selling price: EUR 1.25; and maximum
number of shares to be acquired: 10%
of the share capital or 28,166,052
share for a total amount of EUR
563,321,040.00; Authority is valid
till the general meeting called to
deliberate on the FY commencing 01
11. Acknowledge that the shareholders Mgmt No Action *
equity has become inferior to half
the share capital during the fiscal
period closing on 31 MAR 2003; and
approve, inaccordance with the
adoption of Resolution 1, not to
declare an anticipated dissolution of
12. Acknowledge that after the Mgmt No Action *
appropriation of the losses, the
balance carry forward account still
shows a negative balance of EUR
1,341,964,283.10; approve to reduce
the share capital by EUR
1,337,887,484.25, with a view to
discharge part of this amount; approve
to effect the share capital reduction
by decreasing the share nominal value
from EUR 6.00 to EUR 1.25; and
consequently amend Article 6 as
follows: the share capital is set at
EUR 352,075,653.75 divided in
281,660.523 shares of EUR 1.25 nominal
value of the same category and fully
paid up
13. Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority of
Resolutions 8, 9, and 10 of the
combined general meeting on 03 JUL
2002,
to increase the share capital by
issuing, with preferential
subscription right, shares and
securities giving access to the share
capital within the limits below: EUR
600,000,000.00 for shares; and EUR
1,500,000,000.00 for debt securities;
Authority expire at the end of 26
14. Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority given
in Resolution 11 of the combined
general meeting on 03 JUL 2002, to
increase the share capital by issuing
shares and securities, giving access
to the share capital reserved to the
Members of one of the Company
savings plans, not exceeding EUR
35,200,000.00; Authority expires at
the end of 26 months
15. Authorize the Board of Directors to Mgmt No Action *
reduce the share capital by canceling
all or part of the repurchased shares,
not exceeding 10% of the share
capital; Authority expires at the end
of 24 months
16. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
2. Receive the report of the Board of Mgmt No Action *
Directors and the General Auditors
report and approve the consolidated
accounts for the FY closed on 31 MAR
2003
3. Approve the appropriation of the Mgmt No Action *
losses as detailed below: losses for
the FY EUR 7,474,080,874.35 are
appropriated to; balance carry forward
for EUR 233,579,181.57; legal reserve
for EUR 130,312,446.09; unavailable
reserve for EUR 20,934,042.90;
contribution premium for EUR
5,180,724,289.09; issue premium
account for EUR 566,566,631.60;
bringing their respective balances
down to nil; EUR 1,341,964,283.10 are
appropriated to balance carry forward;
bringing down the balance of this
account from nil to a negative
balance; and no dividend will be
distributed
4. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article L. 225-38 of the Commercial
Law and approve such conventions
5. Ratify the appointment of Mr. Gerard Mgmt No Action *
Hauser as a Director in replacement
Mr. Pierre Bilger, for the uneffected
part of his term
6. Approve to renew the term of office Mgmt No Action *
of Barbier, Frinault and Autres as
the Statutory Auditor for 6 years
7. Appoint Mr. Pascal Macioce as the Mgmt No Action *
Deputy Auditor for Barbier, Frinault
and Autres for 6 years
8. Approve to renew the term of office Mgmt No Action *
of Deloitte Touche Tohmatsu as the
Statutory Auditor for 6 years
9. Appoint Beas as the Deputy Auditor Mgmt No Action *
for Deloitte Touche Tohmatsu for 6
- -------------------------------------------------------------------------------------------------------
ALSTOM Agenda: 700407770
CUSIP: F02594103 Meeting Type: MIX
Ticker: Meeting Date: 9/24/2003 ISIN: FR0000120198
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.2 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with the
issue of shares with preferential
subscription right for a maximum
nominal amount of EUR 300,000,000.00;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital increase which has been
E.3 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of equity warrants with
preferential subscription right for a
maximum nominal amount of EUR
300,000,000.00; Authority expires at
the end of 26 months
E.4 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with the
issue of redeemable bonds with
preferential subscription right for a
maximum nominal amount of EUR
1,000,000,000.00; Authority expires at
the end of 26 months and authorize the
Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out the
capital increase
E.5 Approve to cancel the global Mgmt No Action *
delegation granted by the CGM of 02
JUL 2003 under the terms of its 13th
resolution
E.6 Authorize the Board of Directors, to Mgmt No Action *
proceed, in France or abroad, with
the issue of shares without
preferential subscription right for a
maximum nominal amount of EUR
300,000,000.00; Authority expires at
the end of 26 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
the capital increase which has been
E.7 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority given
in resolution no.14 of the CGM on 02
JUL 2003, to proceed, in France or
abroad, with the issue of shares
reserved for the employees
beneficiaries of the Enterprise
Savings Plan for a maximum nominal
amount of EUR 35,200,000.00; Authority
expires at the end of 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all formalities necessary
to carry out the capital increase
which has been
O.1 Appoint Mr. James William Leng as a Mgmt No Action *
Director for 4 years
O.8 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
- -------------------------------------------------------------------------------------------------------
SAGEM SA, PARIS Agenda: 700475975
CUSIP: F03381138 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: FR0000073272
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.16 Authorize the Executive Committee to Mgmt No Action *
increase the Company share capital on
its sole decision by a maximum nominal
amount of: EUR 15,000,000.00, by way
of incorporating reserves, profits,
premiums and the issue of new shares
and or increase of the nominal of each
share; the authority granted to the
Executive Committee gives it the
possibility to decide inside the
here-above ceiling, a capital increase
reserved to the members of an
Enterprise Savings Plan Article L.
443-5, 2nd paragraph: French Labour
Law; and authorize the Executive
Committee to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital increase which has been
E.19 Authorize the Executive Committee to Mgmt No Action *
grant, in 1 or several stages, to the
beneficiaries chosen by it among the
employees or certain of them, stock
options granting the right to
subscribe to the Company s ordinary
shares to be issued in order to
increase its capital, not exceeding
the limits of the ceiling authorized
by the law; the shareholders
preferential right of subscription is
cancelled in favour of the
beneficiaries of the stock options
granting the right to subscribe to the
Company s shares; the present
delegation is given for a length
ending on the day of the next AGM; and
authorize the Executive Committee to
take all necessary measures and
accomplish all formalities
E.20 Authorize the Executive Committee to Mgmt No Action *
grant to the benefit of members to be
chosen by it employees or certain of
them among the Company or Companies
linked to the Company, stock options
granting the right to purchase the
Company s shares within a limit of 10%
of the share capital Article L.
225-208: French Commercial Law;
authority is given for a length ending
on the day of the next AGM; and
authorize the Executive Committee to
take all necessary measures and
accomplish all
O.1 Receive the Executive Committee and Mgmt No Action *
the Auditor s report and approve the
accounts and the balance sheet for
the FY closed on 31 DEC 2003; and
grant permanent discharge to the
Executive Committee and the
Supervisory Board for the completion
of their assignment for the current
O.10 Appoint Mr. M. Georges Chodron De Mgmt No Action *
Courcel as a member of the
Supervisory Board for a period of 6
O.11 Appoint Mr. M. Patrick Sevian as a Mgmt No Action *
member of the Supervisory Board for a
period of 6 years
O.12 Grant to the Supervisory Board fees Mgmt No Action *
in remuneration for their services
for an amount of EUR 300,000.00 to
EUR 400,000.00; the Supervisory Board
shall bear the right to distribute
this amount as it sees fit among its
Members
O.13 Authorize the Supervisory Board to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum purchase
price: EUR 135.00, minimum selling
price: EUR 75.00, maximum number of
shares to be trade: 10% of the Company
share capital; a sum equivalent to the
price of the shares will be allocated
to the account reserves for self
detained shares EUR 111,840,022.39;
authority is valid for a length ending
on the day of the next AGM; authorize
the Executive Committee to take all
necessary measures and accomplish all
O.14 Authorize the Executive Committee to Mgmt No Action *
decrease the share capital by
canceling the shares held by the
Company in connection with a stock
repurchase plan, within a limit of
10% of the share capital for a length
ending on the day of the next
general meeting; authorize the
executive committee to take all
necessary measures and accomplish all
necessary formalities
O.15 Authorize the Executive Committee to Mgmt No Action *
proceed, in France or abroad, with the
issue of bonds for a maximum nominal
amount of EUR 800,000,000.00;
authority is given for a length ending
on the day of the next annual general
meeting; and authorize the Executive
Committee to take all necessary
measures and accomplish all necessary
formalities
O.17 Authorize the Executive Committee to Mgmt No Action *
proceed, in France or abroad, with the
issue of securities for a maximum
nominal amount of EUR 15,000,000.00
capital increase, EUR 800,000,000.00
debt securities, the shareholders
preferential right of subscription is
maintained; the present delegation is
given for a length ending on the day
of the next AGM; authorize the
Executive Committee to take all
necessary measures and accomplish all
formalities necessary to carry out the
capital; the present delegation
granted to the Executive Committee
gives it the possibility to decide
inside the here-above ceiling, a
capital increase reserved to the
members of an Enterprise Savings Plan
Article L. 443-5, 2nd paragraph:
O.18 Authorize the Executive Committee to Mgmt No Action *
proceed, in France or abroad, with the
issue of any kind of securities giving
access to the share capital for a
maximum nominal amount of EUR
15,000,000.00 capital increase, EUR
800,000,000.00 debt securities, the
shareholders preferential right of
subscription is cancelled; the present
delegation is given for a length
ending on the day of the next AGM; the
present delegation granted to the
Executive Committee gives it the
possibility to decide inside the
here-above ceiling, a capital increase
reserved to the members of an
Enterprise Savings Plan Article L.
443-5, 2nd paragraph: French Labour
Law; authorize the Executive
Committee to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital
O.2 Approve the allocation of sums to be Mgmt No Action *
assigned and amounting to EUR
198,590,991.75 as follows: FY net
profit: EUR 154,322,998.69; prior
retained earnings: EUR 39,530.98;
dividend concerning the self detained
shares owned by SAGEM on the day of
the payment of the dividend: EUR
1,104,326.10, dividend concerning the
1,462,448 shares cancelled by the
executive committee s decision of 23
APR 2003: EUR 1,316,203.20, dividends
and profits linked to the retroactive
effect of the mergers approved on 18
DEC 2003: EUR 12,898,035.78, amount
resulting from changes of calculation
method for non taxable provisions: EUR
28,909,897.00, i.e., an amount of EUR
198,590,991.75 which will be allocated
as follows: optional reserve: EUR
164,000,000.00, statutory dividend:
EUR 1,820,261.45, additional dividend
: EUR 2,400,653.81, balance carried
forward: EUR 370,076.49; the
shareholders will receive a net
dividend of EUR 0.94 with a
corresponding tax credit of EUR 0.47,
it will be paid on 25 MAY 2004. the
merger premium of COFICEM by SAGEM S.
A. amounting to EUR 31,000,000.00 is
O.21 Approve to set to EUR 100,000,000.00, Mgmt No Action *
the ceiling for the capital increase
to which the Executive Committee
will be allowed to proceed up on the
basis of the previous resolutions;
each capital increase realized as per
1 of these resolutions will be set
out in this ceiling
O.22 Approve to set to EUR Mgmt No Action *
1,000,000,000.00 the ceiling of the
Company securities to which the
Executive Committee will be allowed
to proceed up on the basis of the
previous resolutions; each issue
realized as per 1 of these
O.23 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.3 Acknowledge the consolidated accounts Mgmt No Action *
concerning the FY 2003, accordingly
to the disposals of the Articles L.
233-16 and following French
O.4 Approves the Auditors special Mgmt No Action *
report, in accordance with the
provisions of Articles L. 225-86 and
following French Commercial Law
O.5 Appoint Constantin Associes as the Mgmt No Action *
Statutory Auditor for a period of 6
years
O.6 Appoint Mr. M. Jean-Francois Serval Mgmt No Action *
as the Deputy Auditor for a period of
6 years
O.7 Appoint Deloitte Touche Tohmatsu Mgmt No Action *
Audit as the Statutory Auditor for a
period of 6 years
O.8 Approve to renew the term of office Mgmt No Action *
of BEAS as the Deputy Auditor for a
period of 6 years
O.9 Appoint Mr. M. Yves Guena as a member Mgmt No Action *
of the Supervisory Board for a
period of 6 years
- -------------------------------------------------------------------------------------------------------
SAGEM SA, PARIS Agenda: 700436163
CUSIP: F03381138 Meeting Type: EGM
Ticker: Meeting Date: 12/18/2003 ISIN: FR0000073272
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please
E.15 Amend, pursuant to the approve of Mgmt No Action *
above resolutions, Article 6 of the
Articles of Association
E.4 Authorize the Executive committee to Mgmt No Action *
proceed, in France or abroad, with the
issue of 500,000 new shares, reserved
to the employees of the Company for a
maximum nominal amount of EUR
500,000.00; Authority is valid for a
period of 5 years; and grant all
powers to the Executive Committee to
take all necessary measures and
accomplish all formalities necessary
to carry out
E.6 Approve, in remuneration rights of Mgmt No Action *
the shareholders of the Company
Coficem, to increase its share
capital of EUR 15,616,240.00 to carry
it of EUR 38,850,000.00 to EUR
54,466,240.00 by the creation of
15,616,240 new shares of EUR 1.00 of
O.1 Approve to increase the share capital Mgmt No Action *
amounting to EUR 33,300,000.00
divided into 33,300,000 shares of EUR
1.00 each, a sum of EUR 5,550,000.00
and carry it to EUR 38,850,000.00
O.10 Approves the realization of the Mgmt No Action *
merger highlighting a net assets
transmitted by EUR 312,427,059.04
O.11 Approve the merger and acknowledge Mgmt No Action *
that the capital increase be
definitely realized and that
consequently the Amalgamation-Merger
of Sagem International be final and
that said Company be dissolved
without liquidation at the closing of
the present meeting
O.12 Acknowledge that because the Mgmt No Action *
realization of the Amalgamation-
Merger of Sagem International by
Sagem SA the existence of a Boni of
merger of an amount of EUR
O.13 Approve that the balance of the Boni Mgmt No Action *
of Mergerof EUR 115,655,81666 be
registered in an account premium of
merger of the Company
O.14 Approve to decrease the capital of Mgmt No Action *
the Company of EUR 1,139,40000
corresponding to a nominal amount, so
returning the capital of EUR
37,544,629.00 to EUR 36,405,229.00
O.16 Approve to decrease in EUR Mgmt No Action *
148,529.30, the amount of the legal
reserve to carry it to 10% of the
amount of the new capital
O.17 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve to create 5,550,000 new Mgmt No Action *
shares of EUR 1.00 each, allocated
free of Titular shareholders of
shares of 1 new share for 6 old
O.3 Amend the Article of Associations No. Mgmt No Action *
32
O.5 Approve the Amalgamation-Merger Mgmt No Action *
Project of The Coficem Company by The
Sagem S.A. Company dated 30 OCT 2003,
under which it is stated that the
Company shall contribute the total of
its assets, with the corresponding
taking-over of all its
O.7 Approve the merger and acknowledge Mgmt No Action *
that the capital increase be
definitely realized, and that
consequently, the Amalgamation-Merger
of Coficem be final and that said
Company be dissolved without
liquidation at the closing of the
present meeting
O.8 Approve a premium of merger: EUR Mgmt No Action *
101799,042.22 allocations on the
premium of merger of a sum of EUR
75,537,753.55
O.9 Approve to cancel the shares by Mgmt No Action *
decrease of the capital of the
Company of an amount of EUR
16,921,611.00 corresponding to
nominal, to carry it back the capital
of EUR 54,466,240.00 to EUR
- -------------------------------------------------------------------------------------------------------
AVENTIS Agenda: 700499456
CUSIP: F0590R100 Meeting Type: MIX
Ticker: Meeting Date: 5/19/2004 ISIN: FR0000130460
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
1. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003; net profits for
the FY EUR 847,051,268.13
10. Approve to no shareholder can have Mgmt No Action *
more than 15% voting rights directly
or indirectly and amend Article 16.5
of Articles of Association
11. Authorize the Executive Board to Mgmt No Action *
issue 857,192,062 stand alone warrants
to the shareholders free of charge in
the proportion of 1 warrant per share
held by the shareholder; the number of
shares owned per shareholder will be
determined by the number shares tied
up on the second banking day before
the closing of the Sanofi Synthelabo
offer dated 26 JAN 2004 or any further
public offering effected by Sanofi
Synthelabo not agreed by Aventi s
Supervisory Board and the warrants
will be distributed on the last
banking day before the closing date of
the offer; each stand alone warrant
will give right to subscribe to 1
share of EUR 3.82 nominal value, to be
paid up in cash or by compensation of
a liquid recoverable and mature debt;
exercise of said warrants is linked to
the agreement by the French Market
Authority of above offer(s) and to the
possible sale of Plavix or its
possible licensing before 31 DEC 2007;
anticipated exercise accepted in case
of public offering not accepted by
French Market; Authority AMF,
increase of share nominal value,
merger into a Company with a superior
share nominal value,
12. Approve to renew the term of office Mgmt No Action *
of Mr. Jean-Marc Bruel as a Member of
the Supervisory Board for 3 years
13. Approve to renew the term of office Mgmt No Action *
of Mr. Martin Fruhauf as a Member of
the Supervisory Board for 3 years
14. Approve to renew the term of office Mgmt No Action *
of Mr. Serge Kampf as a Member of the
Supervisory Board for 3 years
15. Approve to renew the term of office Mgmt No Action *
of Mr. Hubert Markl as a Member of
the Supervisory Board for 3 years
16. Approve to renew the term of office Mgmt No Action *
of Mr. Gunter Metz as a Member of the
Supervisory Board for 3 years
17. Approve to renew the term of office Mgmt No Action *
of Mr. Didier Pineau-Valancienne as a
Member of the Supervisory Board for 3
years
18. Approve to renew the term of office Mgmt No Action *
of Mr. Mme Seham Razzouqi as a Member
of the Supervisory Board for 3 years
19. Approve to renew the term of office Mgmt No Action *
of Mr. Michel Renault as a Member of
the Supervisory Board for 3 years
2. Approve the consolidated accounts for Mgmt No Action *
the FY 2003; net consolidated profits
EUR 1,901,270,000.00
20. Approve to renew the term of office Mgmt No Action *
of Mr. Hans Jurgen Schinzler as a
Member of the Supervisory Board for 3
21. Approve to renew the term of office Mgmt No Action *
of Mr. Marc Vienot as a Member of the
Supervisory Board for 3 years
22. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
3. Approve the appropriation profits as Mgmt No Action *
follows: profits for the FY EUR
847,051,268.13; legal reserve EUR
28,215,607.03; regulated reserves EUR
10,000.00; balance amount EUR
818,825,661.10 plus prior retained
earnings EUR 1,449,676,409.16 total to
appropriate EUR 2,268,502,070.26;
global dividend EUR 657,880,101.74;
balance carry forward EUR
1,610,621,968.52; net dividend per
share EUR 0.82 with EUR 0.41 tax
credit, to be paid on 25 JUN 2004
4. Approve the regulated agreements Mgmt No Action *
mentioned in the Special auditors
report
5. Authorize the Executive Board, in Mgmt No Action *
substitution for the authority on 17
APR 2003, to trade Company shares on
the stock exchange, in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 100.00; minimum
selling price: EUR 50.00; maximum
number of shares to be acquired
80,229,280 shares for EUR
8,022,928,000.00; Authority expires
at the end of 18 months
6. Appoint Mr. Yves Nicolas as deputy Mgmt No Action *
Auditor in replacement of
PricewaterhouseCoopers Audit, for the
un effected part of its term
7. Approve to fix threshold trespassing Mgmt No Action *
notification at 5 banking days after
threshold trespassing date and to
amend Article 7 of Articles of
Association accordingly
8. Appoint the Members of the Executive Mgmt No Action *
board for 3 years and amend Article
11 of Articles of Association
9. Appoint the Members of the Mgmt No Action *
Supervisory Board for 3 years and
amend Article 13 of Articles of
Association accordingly
- -------------------------------------------------------------------------------------------------------
AVENTIS Agenda: 700521796
CUSIP: F0590R100 Meeting Type: MIX
Ticker: Meeting Date: 6/11/2004 ISIN: FR0000130460
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the
local custodian is instructed to amend
the vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.7 Approve to comply with the new Mgmt No Action *
provisions of Article L.233-7 of the
French Commercial Code to amend
Paragraphs 1.a, 1.b and 3 of Article
7 of the Company s Articles of
Association, pertaining to the notice
period for declaring the crossing of
thresholds in the Company s share
capital and that this period be
reduced to 5 trading days as from the
date on which the threshold has been
crossed from 15 days
E.8 Amend Paragraph 2 of Article 11 of Mgmt No Action *
the Company s Articles of Association
to change the term of appointment of
Members of the Management Board to 3
years from 5 years
E.9 Amend Paragraph 2 of Article 13 of Mgmt No Action *
the Company s Articles of Association
to change the term of appointment of
new Supervisory Board Members to 3
years from 5 years
O.1 Approve the Company s financial Mgmt No Action *
statements the Parent-Company
financial statements for the YE 31
DEC 2003 showing a net profit of EUR
847,051,268.13
O.10 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Jean-Marc Bruel as
a Member of Supervisory Board for a
period of 3 years
O.11 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Martin Fruhauf as
a Member of the Supervisory Board for
a period of 3 years
O.12 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Serge Kampf as a
Member of the Supervisory Board for a
period of 3 years
O.13 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Hubert Markl as a
Member of the Supervisory Board for a
period of 3 years
O.14 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Gunter Metz as a
Member of the Supervisory Board for a
period of 3 years
O.15 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Didier Pineau-
Valencienne as a Member of the
Supervisory Board for a period of 3
years
O.16 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Seham Razzouqi as
a Member of the Supervisory Board for
a period of 3 years
O.17 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Michel Renault as
a Member of the Supervisory Board for
a period of 3 years
O.18 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Hans-Jurgen
Schinzler as a Member of the
Supervisory Board for a period of 3
years
O.19 Approve the renewal of the term of Mgmt No Action *
appointment of Mr. Marc Vienot as a
Member of the Supervisory Board for a
period of 3 years
O.2 Approve the consolidated financial Mgmt No Action *
statements for the YE 31 DEC 2003
showing a consolidated net profit of
EUR 1,901,270,000
O.20 Grant full powers to the bearer of a Mgmt No Action *
copy or extract of the minutes of
this meeting to undertake any
formalities for public notice or
O.3 Approve the appropriation of earnings Mgmt No Action *
and a net dividend of EUR 0.82
associated with a tax credit of EUR
0.41 for a gross dividend of EUR 1.23
and that the coupon be detached on
15 JUN 2004 and the dividend be
payable in Euros as of 15 JUL 2004
O.4 Approve the agreements mentioned in Mgmt No Action *
the Auditors special report
regulated agreements
O.5 Authorize the management Board to Mgmt No Action *
acquire up to a maximum of 80,229,280
of the Company s own shares, or less
than 10% of the number of shares
outstanding for the following
purposes: a) stabilize the trading
price of the Company s stock; b) buy
and to sell the Company s shares in
consideration of market conditions; c)
grant shares to employees or Directors
and Officers of the Company; d) hold
such shares and transfer them by any
means, including by means of option
transactions, in particular via their
sale on the stock market or over the
counter, the
sale of blocks of shares in connection
with public purchase, exchange or sale
offerings, and the purchase or the
sale of buy or sell options; e) use
such shares in any other appropriate
manner to optimize the management of
the stockholders equity of the Company
and to effect transactions to further
the external growth of the Company; f)
cancel the acquired shares; maximum
purchase price shall not exceed EUR
100 and the minimum sale price shall
not be less than EUR 50; Authorization
is
O.6 Appoint Mr. Yves Nicolas as a Mgmt No Action *
Substitute Auditor until the close of
the general meeting convened to vote
on the accounts for 2005
- -------------------------------------------------------------------------------------------------------
ATOS ORIGIN Agenda: 700516656
CUSIP: F06116101 Meeting Type: MIX
Ticker: Meeting Date: 6/4/2004 ISIN: FR0000051732
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have a
trade transacted (sell) for either the
full security position or a partial
amount after the vote instruction has
been submitted to ADP and the Global
Custodian advises ADP of the position
change via the account position
collection process, ADP has a process
in effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of
the sale transaction. This procedure
pertains to sale transactions with a
1. Receive the Executive Committee, Mgmt No Action *
Supervisory Board Chairman reports,
the Group Company and consolidated
accounts and the Auditors General
report, and approve the consolidated
accounts for the FY 31 DEC 2003; and
grant permanent discharge to the
Executive Committee for its
assignment for the current year
2. Approve the amount of the fiscal year Mgmt No Action *
profit: EUR 22,459,056.64; legal
reserve: EUR 381,395.90, which is so
brought to EUR 4,786,963.30; i.e. a
total of EUR 22,077,660.74 allocated
to the balance carried forward, which
is so brought to EUR 126,532,932.59
3. Approve the Special Auditor s report, Mgmt No Action *
in accordance with the provisions of
Article L.225-86 and followings of
the French Commercial Law
4. Authorize the Executive Committee, in Mgmt No Action *
substitution for the authority of the
general meeting of 27 MAY 2003, to
trade the Company shares on the stock
exchange in view of adjusting their
price as per the following conditions:
maximum purchase price: EUR 80.00;
and, maximum number of shares to be
traded: 10% of the share capital, and
the maximum amount of the purchases
will not exceed EUR 534,957,040.00;
Authority expires at the end of 18
months; and authorize the Executive
Committee to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital increase
5. Appoint Mr. Michel Soublin as a Mgmt No Action *
Member of the Supervisory Board for
the remaining period of its
6. Authorize the Executive Committee to Mgmt No Action *
purchase 8,500,000 new shares of the
Company or existing ones the
beneficiaries will be chosen by the
Executive Committee among the Company
employees and the Managers, the
shareholders preferential right of
subscription is cancelled in favour
of the said Beneficiaries; Authority
is valid for 38 months; and
authorize the Executive Committee to
take all necessary measures and
accomplish all necessary formalities
7. Approve that, as per the Article Mgmt No Action *
l.225-129 vii of the French Commercial
Law, and granted by the EGM of 31 OCT
2000 in its Resolutions 7 and 8,
capital increases reserved to the
members of an enterprise savings plan,
have not been utilized not to give an
additional authorization to realise a
capital increase reserved to the
members of
8. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
- -------------------------------------------------------------------------------------------------------
STE BIC S.A. Agenda: 700513826
CUSIP: F10080103 Meeting Type: MIX
Ticker: Meeting Date: 6/3/2004 ISIN: FR0000120966
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity
as Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.10 Grant all powers to the Board of Mgmt No Action *
Directors to decrease the share
capital by canceling the shares held
by the Company in connection with a
stock repurchase plan, within a limit
of 10% over a 24-month period;
Authority is given up to the general
meeting called to rule on annual
accounts for the FY 2004; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.11 Authorize the Board of Directors to Mgmt No Action *
proceed with the pre-emptive right of
subscription, in one or in several
stages, in France or abroad, with the
issue of new shares, securities,
equity warrants, to incorporate the
reserves, profits, existing issue
premiums, merger surplus or share
premiums, to be carried out by the
distribution of free shares or the
increase of the par value of the
existing shares; the capital increase
shall not exceed a nominal amount of
EUR 50,000,000.00; Authority is given
for a period of 26 months; and
authorize the Board of Directors, with
the possibility of sub- delegation to
his Chairman, to take
all necessary measures and accomplish
all necessary formalities
E.12 Approve that the issue of securities Mgmt No Action *
can be proceeded without the pre-
emptive right of subscription; the
capital increase in accordance with
this delegation shall not exceed a
nominal amount of EUR 50,000,000.00;
Authority is given for a period of
26 months
E.14 Authorize the Board of Directors to Mgmt No Action *
increase the share capital in one or
in several stages by issuing shares to
the benefit of the Company s or linked
Company s employees within a limit of
3% of the existing capital; Authority
is valid for 5 years; Authorize the
Board of Directors to take all
necessary measures and accomplish all
necessary formalities
O.1 Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003, as presented
to it; grant permanent discharge to
the Board of Directors for the
completion of its assignment for the
O.13 Approve that the various delegations Mgmt No Action *
given to the Board in Resolutions 11
and 12 at the present meeting shall
be used in whole or in part within
the regulations in force in a period
of take-over bid or exchange bid on
the Company s shares up to the
general meeting called to rule on
annual accounts for the FY 2004
starting from the date of the present
O.15 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.3 Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the
FY: EUR 127,097,242.00; prior
retained earnings: EUR
122,189,011.27; global dividend: EUR
42,906,380.80; balance carried
O.4 Approve the Auditors special report, Mgmt No Action *
in accordance with the provisions of
Articles L.225-38 and following of
the French Commercial Law
O.5 Approve to set an amount of EUR Mgmt No Action *
124,000.00 to be allocated to the
Board of Directors as attendance fees
O.6 Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 45.00; minimum
selling price: EUR 20.00; maximum
number of shares to be traded: 10% of
the share capital; Authority is
given up to the general meeting
called to rule on annual accounts for
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. Bruno Bich as Director for a
period of 3 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. Mario Guevara as Director for
a period of 3 years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Gilles Pelisson as a Director
for a period of 3 years
- -------------------------------------------------------------------------------------------------------
BNP PARIBAS Agenda: 700488225
CUSIP: F1058Q238 Meeting Type: MIX
Ticker: Meeting Date: 5/28/2004 ISIN: FR0000131104
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE MEETING WILL BE Non- No Action *
HELD ON THE SECOND CALL ON 28 MAY Voting
2004 (AND NOT ON 13 MAY 2004). PLEASE
ALSO NOTE THAT YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID. THANK
YOU. YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU.
E.11 Approve to delegate all powers to the Mgmt No Action *
Board of Directors, in replacement of
any existing authority, to proceed, in
France or Abroad, with the issue of
the Company shares and of securities
of any kind (the preferential right is
maintained) for a maximum nominal
amount of EUR 1,000,000,000.00
(capital increases), EUR
10,000,000,000.00 (debt securities);
Authority is given for 26 months; and
approve to delegate all powers to the
Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out the
capital increase
E.12 Approve to delegate all powers to the Mgmt No Action *
Board of Directors, in replacement of
any existing authority, to proceed, in
France or Abroad, with the issue of
the Company shares and of securities
of any kind (preferential subscription
right: cancelled), for a maximum
nominal amount of: EUR 340,000,000.00
(capital increase), EUR
8,000,000,000.00 (debt securities);
Authority is given for 26 months; and
approve to delegate all powers to the
Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
E.13 Approve to delegate to the Board of Mgmt No Action *
Directors all powers, in replacement
of any existing authority, in order to
increase the Company share capital on
its sole decision by a maximum nominal
amount of EUR 1,000,000,000.00, by way
of incorporating all or part of the
reserves, profits, existing share
premiums, to be carried out by the
distribution of free shares or the
increase of the par value of the
existing shares; Authority is valid
for 26 months; and approve to
delegate all powers to the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out
E.14 Approve that the delegations granted Mgmt No Action *
to the Board of Directors to realize
increases of the Company s share
capital, are not maintained in a
period of take-over or exchange bid on
the Company s shares (except for the
transactions the principal decision of
which was approved by the Board of
Directors); Authority is valid till
the Company general meeting which will
have to deliberate upon the accounts
of the 2004 FY
E.15 Approve to delegate all powers to the Mgmt No Action *
Board of Directors to proceed, in
France or Abroad, with the issue of
shares reserved to members of the
Enterprise Savings Plan for a maximum
nominal amount of EUR 20,000,000.00
starting the present meeting (instead
of EUR 60,000,000.00 as previously set
by the Combined General Meeting
of 14 MAY 2003, Resolution No.16);
Authority is given for a period of 26
months
E.16 Approve to grant all powers to the Mgmt No Action *
Board of Directors, in replacement of
any existing authority, to decrease
the share capital by canceling the
shares held by the Company in
connection with a Stock Repurchase
Plan, within a limit of 10% of the
share capital over a 18 months period
E.17 Amend Articles 9, 10, 12, 13 and 15 Mgmt No Action *
of the Articles of Association
E.18 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.1 Receive the Board of Directors and of Mgmt No Action *
the Auditors reports for the FY
closed on 31 DEC 2003 and approve the
consolidated accounts for the FY
O.10 Approve to grant all powers to the Mgmt No Action *
bearer of a copy or an extract of the
minutes of the present in order to
accomplish all deposits and
publications which are prescribed by
law
O.2 Receive the Board of Directors and of Mgmt No Action *
the Auditors reports and approve
the the accounts and the balance
sheet for the FY 2003 and the net
profit after tax amounts to EUR
O.3 Approve that the total (formed by the Mgmt No Action *
FY net profit of EUR
2,358,756,301.88 and the credit prior
retained earnings of EUR
6,110,425,156.15), i. e. a sum of EUR
8,469,181,458.03 will be allocated
as follows: to the legal reserve: EUR
856,423.20, to the special reserve
on long-term capital gains: EUR
102,919,700.80, to the investment
special reserve: EUR 36,193,223.00,
to the global dividend: EUR
1,310,242,625.80, to the balance
carried forward: EUR 7,018,969,485.23
and the shareholders will receive a
net dividend of EUR 1.45 with a
corresponding tax credit of EUR
O.4 Approve the Auditors special report, Mgmt No Action *
in accordance with the provisions of
Article L.225-38 (French Commercial
Law)
O.5 Approve to delegate all powers to the Mgmt No Action *
Board of Directors, in replacement of
any existing authority, to proceed, in
France or Abroad, with the issue of
debt securities (bonds, similar
securities) for a maximum nominal
amount of EUR 30,000,000,000.00;
Authority is given for 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all
O.6 Authorize the Board of Directors, in Mgmt No Action *
replacement of any existing
authority, to trade the Company s
shares on the stock exchange, notably
in view of adjusting their price as
per the following conditions: maximum
purchase price: EUR 75.00, minimum
selling price: EUR 35.00, maximum
number of shares to be traded: 10% of
the share capital; Authority is
given for 18 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. M. Louis Schweitzer as a
Director for 3 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. M. Lindsay Owen-Jones as a
Director for 3 years
O.9 Acknowledge that Mr. M. Davide Peake Mgmt No Action *
does not ask the renewal of its term
of association as Director and
decides not to appoint a new Director
- -------------------------------------------------------------------------------------------------------
BOUYGUES, GUYANCOURT Agenda: 700487932
CUSIP: F11487125 Meeting Type: MIX
Ticker: Meeting Date: 4/22/2004 ISIN: FR0000120503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.15 Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 25
APR 2002, to increase the share
capital by issuing shares and
securities, giving access to the
share capital with preferential
subscription right and by
incorporation of reserves, not more
than EUR 150,000,000.00 EUR
4,000,000,000.00 for debit securities,
they shall be granted preferably
to the owners of shares and
investment certificates who can
subscribe as of right; Authority
E.16 Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 25 APR
2002, to issue shares and securities
capital by issuing shares and
securities, giving access to the share
capital with preferential subscription
right and by incorporation of
reserves, not more than EUR
150,000,000.00 EUR 4,000,000,000.00
for debit securities, these limits
shall be included in the limits set
for Resolution 15 above, such
securities may remunerate securities
brought to the Company in a public
exchange offer initiated in accordance
with Article L.225-148 of the French
Commercial Law; Authority expires at
the end of 26
E.17 Approve that Resolution 15 and 16 Mgmt No Action *
above shall be used in a period of
take-over bid or exchange the amount
of EUR 150,000,000,000.00; the
authority is valid till the meeting
called to deliberate on the 2004
accounts and approve the subscribers
to the 1.70% 1999-2006 Bouygues loan
on 16 APR 2004;
E.18 Authorize the Board to issue shares Mgmt No Action *
to be paid-up in cash, not exceeding
10% of the share capital, this share
issue be reserved to the employees of
the Group who subscribed to 1 of the
Group Saving Plans, such capital
increase shall not exceed 10% of the
total capital increase resulting from
Resolutions 15 and 16 above; and; the
Board shall deliberate on the
advisability of this capital increase;
Authority expire at the end of 26
months
E.19 Grant all power to the Board to Mgmt No Action *
decrease the share capital, by
canceling repurchased shares, not
exceeding 10% of the share capital in
24 months; reduce the share capital
and modify the Articles accordingly;
Authority expires at the end of 18
months;
E.20 Authorize the Board to issue options Mgmt No Action *
to subscribe or to buy shares, in
accordance with Article L.225-182 of
the French Decree of 23 MAR 1967,
these options shall be exercised not
later than 7 years after they are
granted and are reserved to some
categories of employees and social
representatives; Authority expires at
the end of 28 months;
E.21 Modify the By-laws Articles 13 in Mgmt No Action *
accordance with financial security
E.22 Modify the By-laws Articles 15 in Mgmt No Action *
accordance with financial security
E.23 Delegate all powers for the Board of Mgmt No Action *
Directors to grant stock options
O.1 Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003, of net profits
EUR 216,422,001.36 and grant
permanent discharge to the Directors
on completion of their assignments
for the FY 2003
O.10 Appoint Mr. Alain Pouyat as a Mgmt No Action *
Director for 6 years
O.11 Approve to renew the term of office Mgmt No Action *
of Mazars Et Guerard as the Auditor
for 6 years
O.12 Approve to renew the term of office Mgmt No Action *
of Thierry Colin as the Deputy
Auditor for 6 years
O.13 Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 25
May 2000, to issue debt securities
for a maximum amount of EUR
4,000,000,000.00, securities with
interest rate and/or premium should
be included in this amount;
Authority expires at the end of 5
O.14 Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 24
APR 2003, to repurchase the Company
shares at a maximum price of
1,000,000,000.00; not exceeding 10%
of the share capital; to trade the
Company s shares on the stock
exchange in view of adjusting their
price as per the following
conditions: at a maximum price of EUR
50.00; minimum price of EUR 20.00;
Authority expires at the end of 18
O.2 Approve the consolidated accounts at Mgmt No Action *
31 DEC 2003, of net profits Group
shares EUR 450,000,000.00
O.3 Approve the appropriation of profits Mgmt No Action *
as follows: profits for the FY: EUR
219,302,777.88; special reserve on
long term capital gain: EUR
5,437,937.00; global dividend: EUR
16,659,988.45; additional dividend:
149,939,986.05; balance carried
forward: EUR 47,264,856.38; and, the
shareholders will receive a net
dividend of EUR 0.50, with a
corresponding tax credit of EUR 0.25;
this dividend will be paid on 29 APR
2004
O.4 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L.225-40 and l.225-38 of the
French Commercial Law
O.5 Appoint Mr. Charles De Croisset as a Mgmt No Action *
Director replacing Mr. Alain Pouyat,
for the uneffected part of his term
O.6 Appoint Mr. Thierry Jourdaine as a Mgmt No Action *
Director replacing Mr. Daniel
Devillebichot, for the uneffected
part of his term
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. Charles De Croisset as a
Director for 6 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. Yves Gabriel as a Director for
6 years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Financiere Pinault as a
Director for 6 years
- -------------------------------------------------------------------------------------------------------
GROUPE DANONE Agenda: 700458854
CUSIP: F12033134 Meeting Type: MIX
Ticker: Meeting Date: 4/15/2004 ISIN: FR0000120644
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE MEETING WILL BE Non- No Action *
HELD ON 15 APR 2004. YOUR VOTING Voting
INSTRUCTIONS WILL REMAIN VALID AND
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET. THANK YOU OUR SHARES
WILL BE BLOCKED UNTIL THE QUORUM IS
MET OR THE MEETING IS CANCELLED. THANK
YOU
E.13 Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with
the issue of transferable securities
with the preferential subscription
right for a maximum nominal amount of
EUR 2,000,000,000.00; Authority
expires at the end of 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
E.14 Authorize the Board of Directors to Mgmt No Action *
proceed with the issue of
transferable securities without the
preferential subscription right and
with the option of granting a
E.15 Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with
the issue of new shares reserved of
the employees of the Company Groupe
Danone for a maximum nominal amount
of EUR 2,000,000.00; Authority
expires at the end of 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all formalities necessary
to carry out the capital increase
E.16 Approve, after deliberating on the Mgmt No Action *
Board of Directors report, to
overhaul the Articles of Association
in order to harmonize them with the
legal provisions in force and
modifies the Articles numbers 2, 11
E.17 Approve to proceed to divided of the Mgmt No Action *
par value of the shares of the
Company 2 new shares against of EUR
O.1 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article L.225-38 of the Commercial
O.10 Appoint Patrick De Cambourg as the Mgmt No Action *
Deputy Auditor for a period of 6
O.11 Appoints Anne Monteil as a Deputy Mgmt No Action *
Auditor for a period of 6 years
O.12 Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum purchase
price: EUR 200.00; minimum selling
price: EUR 120.00; and maximum number
of shares to be traded: 10; Authority
is valid for a period of 18 months;
and approve that the present
delegation cancels and replaces, for
the period unused, the delegation
given by the MIX
O.18 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.2 Receive the Board of Directors report Mgmt No Action *
and the General Auditors report and
approve the consolidated accounts and
the balance sheet for the FY 2003,
as presented to it
O.3 Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the
FY: EUR 191,383,293.40; prior
retained earnings: EUR
1,391,592,951.81; distributable
profits: EUR 1,582,976,245.21; global
dividend: EUR 327,504,957.85;
balance carried forward: EUR
1,255,471,287.36; and the
shareholders will receive a net
dividend of EUR 2.45, with a
corresponding tax credit of EUR
1.225; this dividend will be paid on
O.4 Approve to ratify the decision of the Mgmt No Action *
Board of Directors to transfer the
head office of the Company to, 17
Boulevard Haussmann, 75009 Paris
O.5 Approve to renew the term of office Mgmt No Action *
of Mr. Franck Riboud as a Director
for a period of 3 years
O.6 Approve to renew the term of office Mgmt No Action *
of Mr. Emmanuel Faber as a Director
for a period of 3 Years
O.7 Approve to maintain Mr. Jerome Mgmt No Action *
Seydoux as a Director for a period of
O.8 Approve to renew the term of office Mgmt No Action *
of Cabinet Mazars and Guerard as
Statutory Auditor for a period of 6
years
O.9 Approve to renew the term of office Mgmt No Action *
of Cabinet PricewaterhouseCoopers
Audit as Statutory Auditor for a
period of 6 years
- -------------------------------------------------------------------------------------------------------
BUSINESS OBJECTS SA, LEVALLOIS-PERRET Agenda: 700430262
CUSIP: F12338103 Meeting Type: EGM
Ticker: Meeting Date: 12/11/2003 ISIN: FR0004026250
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING 114932 DUE TO CHANGE IN Voting
THE MEETING DATE. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
E.1 Approve the acquisition of Crystal Mgmt No Action *
Decisions evaluated for USD
E.2 Approve the amount of the capital Mgmt No Action *
increase by contributions of the
number of shares to be issued in
payment for the contributions
E.3 Authorize the Board of Directors to Mgmt No Action *
proceed with the issue of equity
warrants of 15,000 new shares of par
value of EUR 0.10 each, reserved for
Mr. David J. Roux, for a maximum
nominal amount of EUR 1,500.00;
Authority expires at the end of 1
year; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out
E.4 Authorize the Board of Directors to Mgmt No Action *
proceed with the issue of 250,000
shares of a parvalue of EUR 0.10
each, the subscription of which is
reserved for business objects S.A
Employee Benefits Trust; Authority
expires at the end of 2 years; and
authorize the Board of Directors to
take all necessary measures and
accomplish all formalities necessary
to carry out the capital increase
E.5 Authorize the Board of Directors to Mgmt No Action *
proceed with the issue of 50,000
shares of a parvalue of EUR 0.10
each, the subscription of which is
reserved for employees beneficiaries
of the Enterprise Savings Plan;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out
E.6 Authorize the Board of Directors, in Mgmt No Action *
substitution to the authority of 05
JUN 2002, to proceed, in France or
abroad, with the issue of transferable
securities, with the preferential
subscription right for a maximum
nominal amount of EUR 1,300,000.00;
Authority expires at the end of 26
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital increase
E.7 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority of the
general meeting of 05 JUN 2002, to
proceed, in France or abroad, with the
issue of transferable securities,
without the preferential subscription
right for a maximum nominal amount of
EUR 1,300,000.00; Authority expires at
the end of 26 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out
E.8 Authorize the Board of Directors to Mgmt No Action *
grant to the benefit of members to be
chosen by it, stock options granting
the right to purchase the Company s
shares within a limit of 5% shares of
a par value of EUR 0.10 each, and to
set the price of the said shares in
accordance with the provisions of
Articles 208-1 and 208-3 of the Law
of JUL 24, 1966 French Company Act;
Authority expires at the end of 38
months
O.10 Approve to set an amount of EUR Mgmt No Action *
350,000.00 to be allocated to the
Directors as attendance fees
O.11 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.9 Appoint Mr. David J. Roux as a Mgmt No Action *
Directors for a period of 3 years
- -------------------------------------------------------------------------------------------------------
BUSINESS OBJECTS SA, LEVALLOIS-PERRET Agenda: 700515490
CUSIP: F12338103 Meeting Type: MIX
Ticker: Meeting Date: 6/10/2004 ISIN: FR0004026250
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.11 Authorize the Board, to decrease the Mgmt No Action *
share capital by canceling self-
detained shares, not exceeding 10% of
the share capital in 24 months;
Authority is valid for 18 months and
supersedes Resolution 13 of the
combined general meeting of 15 MAY
E.12 Authorize the Board, to increase the Mgmt No Action *
share capital EUR 4,500.00, by
issuing warrants giving access to
45,000 new shares of EUR 0.10 nominal
value each, and grant free of charge
to Mr. Arnold Silverman, to be
exercised not later than 5 years
after they are granted; and authorize
the Board to mention the beneficiary
s name in Article of Association 6;
Authority is given for 1 year
E.13 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 4,500.00 by
issuing subscription warrants giving
access to 45,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. Albert
Eisenstat, to be exercised not later
than 5 years after they are granted;
and authorize the Board to mention
the beneficiary s name in Article of
Association 6; Authority is given
for 1 year
E.14 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 4,500.00 by
issuing subscription warrants giving
access to 45,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. Bernard
Charles, to be exercised not later
than 5 years after they are granted;
and the Board shall mention the
beneficiary s name in Article of
Association 6; Authority is given
E.15 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 4,500.00 by
issuing subscription warrants giving
access to 45,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. Kurtlauk, to be
exercised not later than 5 years
after they are granted; and authorize
the Board to mention the beneficiary
s name in Article of Association 6;
Authority is given for 1 year
E.16 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 3,000.00 by
issuing subscription warrants giving
access to 30,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. Gerald Held, to
be exercised not later than 5 years
after they are granted; and authorize
the Board to mention the beneficiary
s name in Article of Association 6;
Authority is given for 1 year
E.17 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 3,000.00 by
issuing subscription warrants giving
access to 30,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. Jean-Francois
Heitz, to be exercised not later than
5 years after they are granted; and
authorize the Board to mention the
beneficiary s name in Article of
Association 6; Authority is given for
1 year
E.18 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 3,000.00 by
issuing subscription warrants giving
access to 30,000 new shares of EUR
0.10 nominal value each, and grant
free of charge to Mr. David
Peterschmidt, to be exercised not
later than 5 years after they are
granted; and authorize the Board to
mention the beneficiary s name in
Article of Association 6; Authority
is given for 1 year
E.19 Authorize the Board, to increase the Mgmt No Action *
share capital by EUR 3,000.00 by
issuing subscription warrants giving
access to 30,000 new shares of EUR
0.10 nominal value each, and grant
free od charge to Mr. David Roux, to
be exercised not later than 5 years
after they are granted; and authorize
the Board to mention the beneficiary
s name in Article of Association 6;
Authority is given for 1 year
E.20 Authorize the Board, to increase the Mgmt No Action *
share capital by issuing a maximum
number of 100,000 shares of EUR 0.10
nominal value reserved to the
employees who subscribe to the group
savings plan; Authority is valid
till the end of the meeting called to
deliberate on the 2005 accounts
E.21 Approve to maintain the issue Mgmt No Action *
conditions of the shares reserved to
the members of the 1995 International
Employee Stock Purchase Plan, as
determined by Resolution 19 of the EGM
of 15 MAY 2003 and Resolution 4 of the
EGM of 11 DEC 2003
E.22 Authorize the Board to increase the Mgmt No Action *
share capital by issuing a maximum
number of 352,000 shares of EUR 0.10
nominal value, to be subscribed by
Business Objects S.A. Employee
Benefit Trust, in relation to the
1995 International Employee Stock
Purchase Plan; Authority is valid
E.23 Authorize the Board to: 1) create an Mgmt No Action *
international stock purchase plan
reserved to the employees of the Group
named 2004 International Employee
Stock Purchase Plan and 2) increase
the share capital by issuing a maximum
number of 475,000 shares of EUR 0.10
nominal value, to be subscribed by
said purchase plan; Authority is valid
for 2 years
E.24 Authorize the Board to increase the Mgmt No Action *
share capital by issuing shares and
securities with preferential
subscription right, with the limits
below: EUR 1,300,000.00 for shares
and similar securities; EUR
300,000,000.00 for debt securities;
Authority is valid for 26 months and
supersedes Resolution 6 of EGM of 11
E.25 Authorize the Board to increase the Mgmt No Action *
share capital by issuing shares and
securities without preferential
subscription right, except preferred
shares or investment certificates
where the total shares and similar
securities issued shall be included
in the corresponding limit fixed in
Resolution E.24 and the debt
securities issued shall not exceed
EUR 300,000,000.00; Authority is
valid for 26 months and supersedes
Resolution 7 of EGM of 11 DEC 2003;
and approve that this authority is
used to remunerate securities brought
to the Company in a public exchange
offer launched by the Company, in
accordance with the law
E.26 Authorize the Board to increase the Mgmt No Action *
share capital by a maximum nominal
amount of EUR 1,300,000.00, by
incorporation of reserves where such
maximum shall be included in the
limits set for Resolution E.24;
Authority is given for 26 months and
supersedes all prior delegations of
the same sort, namely Resolution 14
of combined meeting of 05 JUN 2002
E.27 Authorize the Board to increase the Mgmt No Action *
share capital by a maximum nominal
amount of EUR 1,300,000.00, by issuing
various types of securities reserved
to some beneficiaries and that this
securities issue be included in the
limits set for Resolution 24 above and
authorize the Board to choose the
beneficiaries among the special
beneficiaries mentioned above, where
the debt securities issued shall not
exceed EUR 300,000,000.00; Authority
is
E.28 Approve to amend Articles 7, 11, 12 Mgmt No Action *
and 15 of the Articles of Association
with the French Financial Security
Law of 1 August
E.29 Approve to delete paragraph 19 in the Mgmt No Action *
Article of Association 6 concerning
cancellation of subscription warrants
E.30 Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.1 Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003 as presented to
it, especially the non-deductible
charges EUR 168,903.81, and
corresponding tax amount EUR 59843.00;
and no expenses recorded with regard
to Article 39-5 of the French tax code
during the FY
O.10 Authorize the Board, in substitution Mgmt No Action *
for Resolution 12 of the combined
general meeting of 15 MAY 2003, to
trade the Company shares on the stock
exchange, to remunerate external
growth operations, to grant shares to
employees, compensate dilution
effects, adjust the shares price and
make use of extra cash available, as
per the following conditions: maximum
purchase price: EUR 35.00; minimum
selling price: EUR 4.00; and, maximum
number of shares to be acquired:
8,400,000 or 10% of the share
capital; maximum amount to be used
250,000,000,.00 Authority expires at
the end of 18 months
O.2 Acknowledge that the consolidated Mgmt No Action *
accounts for the 2003 FY as presented
to it
O.3 Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the
FY: EUR 56,696,885.95; legal reserve:
EUR 314,404.63; bringing it to EUR
949,036.97; balance carried forward:
EUR 56,382,481.32; bringing it to EUR
171,050,617.97, and no dividends
distribution for the past 3 fiscal
years
O.4 Approve to renew the term of office Mgmt No Action *
of Mr. Arnold Silverman as a Director
for 3 years
O.5 Approve to renew the term of office Mgmt No Action *
of Mr. Albert Eisenstat as a Director
for 3 years
O.6 Approve to renew the term of office Mgmt No Action *
of Mr. Bernard Charles as a Director
for 3 years
O.7 Appoint Mr. Kurt Lauk as a Director Mgmt No Action *
for 3 years
O.8 Ratify the regulated agreement Mgmt No Action *
mentioned in the special auditors
report, not previously accepted by
the Board of Directors
O.9 Approve the Special Auditor s report, Mgmt No Action *
in accordance with the provisions of
Article L 225-38 and following of
the French trade code
- -------------------------------------------------------------------------------------------------------
CAP GEMINI SA, PARIS Agenda: 700426681
CUSIP: F13587120 Meeting Type: EGM
Ticker: Meeting Date: 12/18/2003 ISIN: FR0000125338
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE QUORUM WILL Non- No Action *
PROBABLY NOT BE REACHED ON THE FIRST Voting
CALL ON 03 DEC 2003 AND THE SECOND
CALL OF THE MEETING WILL BE HELD ON
18 DEC 2003. THANK YOU
1. Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with the
issue of 6,276,554 shares, without
preferential subscription right for a
maximum nominal amount of EUR
50,212,432.00; Authority is given for
a period of 1 year; authorize the
Board of Directors to take all
necessary measures and accomplish all
formalities necessary to carry out the
capital increase
2. Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with the
issue of 18,829,662 of equity warrants
for a maximum nominal amount of EUR
9,414,824.00; Authority is given for a
period of 1 year; authorize the Board
of Directors to take all necessary
measures and accomplish all
formalities necessary to carry out the
capital increase
3. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
- -------------------------------------------------------------------------------------------------------
CAP GEMINI SA, PARIS Agenda: 700467740
CUSIP: F13587120 Meeting Type: MIX
Ticker: Meeting Date: 4/29/2004 ISIN: FR0000125338
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
1. Receive the accounts and the balance Mgmt No Action *
sheet for the FY 2002 and approve the
amount of losses EUR 41,551,723.70
10. Authorize the Board to decide upon a Mgmt No Action *
share capital increase combined with
the creation of a Group Savings Plan,
such capital increase shall not exceed
3,500,000 new shares of EUR 8.00
nominal value each; Authority expires
at the end of 3 years
11. Authorize the Board to increase the Mgmt No Action *
share capital by a maximum nominal
amount of EUR 400,000,000.00 by
issuing subscription warrants with
preferential subscription right, to
be granted preferably to owners of
old shares; Authority expires at the
end of 1 year; and the
corresponding shares shall be issued
12. Authorize the Board to issue Mgmt No Action *
subscription warrants without
preferential subscription right and
approve the share capital increases
resulting from the issued shares shall
not exceed EUR 400,000,000.00; the
Board may grant a priority to the
present shareholders, but the
unsubscribed warrants shall be offered
to the public; Authority expires at
the end of 1 year; and the related
shares shall be issued
13. Authorize the Board to issue compound Mgmt No Action *
securities with preferential
subscription right, giving access to
the existing shares or shares to be
issued, to be subscribed in priority
by the owners of old shares; the total
share capital increase shall not
exceed EUR 400,000,000.00 EUR
3,000,000,000.00 for debt securities;
Authority is valid as stipulated by
law
14. Authorize the Board to issue compound Mgmt No Action *
securities without preferential
subscription right, giving access to
the existing shares or shares to be
issued, not exceeding EUR
400,000,000.00 EUR 3,000,000,000.00
for debt securities and the like; it
may give a priority to subscribe to
the existing shareholders; Authority
is valid as long as it is permitted by
law
15. Approve that the Board may use Mgmt No Action *
Resolutions 9, 12 and 14 or
Extraordinary Resolutions 15 and 17 of
the general meeting of 07 MAY 2003, to
remunerate securities brought by
shareholders in the frame of an
exchange bid launched by Cap Gemini on
their Company; the price of such
shares shall be fixed as stipulated by
law and not as stipulated in said
resolutions; the issue period shall
correspond to the periods set in said
resolutions; this resolution does not
cancel Resolutions 1 and 2 of the
general
16. Approve that the global amount of the Mgmt No Action *
share capital increase resulting from
Resolutions 9, 11, 12, 13, 14 and 15
or Extraordinary Resolutions 14, 15,
16 and 17 of the CGM of 07 MAY 2003
shall be included in the limit set for
Resolution 8, bringing the share
capital to a maximum amount of EUR
1,600,000,000.00; Resolutions 11, 12,
13 and 14 supersede Extraordinary
Resolutions 18, 19, 20 and 21 of the
CGM of 07 MAY 2003
17. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Receive the consolidated accounts FY Mgmt No Action *
2003
3. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article L. 225-38 of the French Trade
Law
4. Approve the appropriation of losses Mgmt No Action *
for the FY to balance carry forward
and not to distribute the dividends
5. Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 07
MAY 2003, to repurchase Company
shares per the following conditions:
maximum purchase price: EUR 50.00
minimum seeling price: EUR 20.00;
such prices shall be adjusted in case
of incorporation of reserves, split-
up or amalgamation of shares; maximum
number of shares to be acquired: 10%
of the share capital EUR
655,826,700.00; Authority expires
at the end of 18 months
6. Appoint Mr. Yann Delabribre as the Mgmt No Action *
Director till the general meeting
called to deliberate on the 2005
accounts
7. Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 07
MAY 2003, to cancel self detained
shares, not exceeding 10% of the
share capital over a 24 months period
and approve to reduce the share
capital and amend the Articles
accordingly; Authority expires at
8. Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 16
MAY 2001, to increase the share
capital by issuing shares with
preferential subscription right, to
be paid up in cash or by debt
compensation and or by incorporation
of reserves; a priority shall be
given to the owners of old shares,
such capital increase shall not
exceed EUR 1,500,000,000.00;
9. Authorize the Board, in substitution Mgmt No Action *
for the authority of the CGM on 16
MAY 2001, to increase the share
capital by issuing shares to be paid
up in cash without preferential
subscription right within the limit
and as specified in Resolution 8; a
priority may be granted to the
present shareholders, but the
unsubscribed shares will be offered
to the public; Authority expires at
- -------------------------------------------------------------------------------------------------------
CARREFOUR SA Agenda: 700483263
CUSIP: F13923119 Meeting Type: MIX
Ticker: Meeting Date: 4/27/2004 ISIN: FR0000120172
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that the meeting date is Non- No Action *
revised from 19 APR 2004 (First call) Voting
to 27 APR 2004 at 9. 30 am. (Second
call). Please also note the new
cutoff date. if you have already sent
your votes, please do not return
this proxy form unless you decide to
amend your original instructions.
thank you. Thank you
1. Receive the Board of Directors Mgmt No Action *
report, and the General Auditors
report and approve the accounts and
the balance sheet for the FY 2003 and
grant permanent discharge to the
Board of Directors for the completion
of its assignment for the current
10. Approve to renews the term of office Mgmt No Action *
of Mr. Francois Henrot as a Director
for a period of 4 years
11. Approve to renew the term of office Mgmt No Action *
of Mr. Christian Blanc as a Director
for a period of 4 years
12. Appoint Mr. Jose-Luis Leal-Maldonado Mgmt No Action *
as a Director for a period of 4 years
13. Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
Stock Exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 75.00; minimum
selling price: EUR 25.00; maximum
number of shares to be traded:
71,614,230; Authority is given for a
period of 18 months; present
delegation cancels and replaces, for
the period unused, the delegation
given by the ordinary general meeting
14. Authorize the Board of Directors to Mgmt No Action *
decrease the share capital by
canceling the shares held by the
Company in connection with a Stock
Repurchase Plan, within a limit of
10% over a 24-month period and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
15. Authorize the Board of Directors to Mgmt No Action *
grant to the benefit of Members be
chosen by it, stock options granting
the right to purchase the Company s
shares at the cost price of the
shares fixed by the Board of
Directors when the option will be
granted, cannot be lower than the
nominal value fixed by the current
legislation; Authority is given for
a period of 38 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
16. Amend the Article of Associations No. Mgmt No Action *
17-ii, No. 20-ii and No. 25-ii and
2. Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
3. Acknowledge the Amalgamation-Merger Mgmt No Action *
Project of The Labruyere Eberle
Financial Company by the Carrefour
Company dated 11 MAR 2004, under
which it is stated that the Company
shall contribute the total of its
assets, with the corresponding
taking-over of all its liabilities
and approve to increase the share
capital by EUR 16,138,420.00 that
result by the creation with a global
premium of merger of EUR
283,938,682.59Of 6,455,368 new fully
paid-up shares of a par value of EUR
2.50 to be distributed among the
shareholders of the acquired Company,
other than the ones of the acquiring
Company and authorize the Board of
Directors to take all necessary
measures and accomplish all necessary
4. Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the
FY: EUR 2,073,415,918.80 reduced by
the contribution to the legal reserve:
EUR 59,041,836.88 increased of the
prior retained earnings: EUR
55,228,432.84; available total:
2,069,602,514.76; appropriation:
Global dividend: EUR.529,945,363.42;
balance carried forward: EUR
1,539,657,151.34; appropriated total:
2,069,602,514.76; shareholders will
receive a net dividend of EUR 0.74
with a corresponding tax credit of 10%
OU 50% to be paid on 30 APR 2004
5. Approve to reduce the duration of the Mgmt No Action *
mandate of the Directors from 6 years
to 4 years and amend the Article of
Associations No. 15-i
6. Approve the co-optation of Mr. Luc Mgmt No Action *
Vandevelde as Director for a period
of 1 year
7. Approve to renew the term of office Mgmt No Action *
of Mr. Daniel Bernard as a Director
for a period of 4 ans
8. Approve to renew the term of office Mgmt No Action *
of Mr. Carlos March as a Director for
a period of 4 years
9. Approve to renew the term of office Mgmt No Action *
of Mr. Jacques Badin as a Director
for a period of 4 years
- -------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON Agenda: 700515541
CUSIP: F14133106 Meeting Type: MIX
Ticker: Meeting Date: 5/27/2004 ISIN: FR0000125585
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.13 Approve the owners of preferred Mgmt No Action *
shares, and the Board be authorized to
increase the share capital by a
maximum nominal amount of EUR
200,000,000.00 by issuing shares to be
paid up in cash or debt compensation;
authority expires at the end of 3
years and shall be included in the
global limits set by
E.14 Authorize the Board to increase the Mgmt No Action *
share capital by a maximum nominal
amount of EUR 200,000,000.00 by
issuing stand alone warrants giving
access to shares without preferential
subscription right, within the limits
set in Resolution 18; these warrants
can be used in a public exchange offer
initiated by the Company; authority
expires at the end of 1 year and the
warrants shall be exercised not later
than 5 years
E.15 Authorize the Board to issue bonds Mgmt No Action *
redeemable in shares without
preferential subscription right, for a
maximum nominal amount of EUR
800,000,000.00 the final capital
increase shall not exceed EUR
200,000,00.00; authority expires at
the end 2 years and shall comply with
the general limits set in Resolution
18; these bonds may be used in a
public exchange offer initiated by the
Company
E.16 Authorize the Board to issue bonds Mgmt No Action *
with warrants giving access to shares
without preferential subscription
right for a maximum nominal amount of
EUR 800,000,000.00 the final capital
increase shall not exceed EUR
200,000,00.00; authority expires at
the end of 2 years and shall comply
with the general limits set in
Resolution 18; these bonds may be used
in a public exchange offer initiated
by the company
E.17 Authorize the Board to securities or Mgmt No Action *
compound securities giving access to
shares without preferential
subscription right for a maximum
nominal amount of EUR 200,000,000.00
EUR 800,000,00.00 for debt securities;
the final share capital increase
shall not exceed EUR 200,000,000.00;
authority expires at the end of 2
years and shall comply with the
general limits set in Resolution 18;
these securities may be used in a
public exchange offer initiated by the
Company
E.18 Approve that the total nominal amount Mgmt No Action *
of securities issued per Resolutions
14 to 17 and Resolutions 24 to 28 of
EGM of 27 MAY 2003 shall not exceed
EUR 800,000,000.00 the share capital
increases resulting from Resolutions
13 to 17 of this meeting and
Resolutions 23 to 28 of EGM of 27 MAY
2003 shall not exceed EUR
200,000,000.00 this resolution does
not apply to Resolution 22; the board
has all powers to issue such
securities and to decide upon the
necessary measures
E.19 Authorize the Board to grant options Mgmt No Action *
to buy ordinary or preferred shares
previously repurchased by the Company
to some employees and key personnel,
not exceeding 10% of each category and
10% of the share capital; these
options shall be exercised within 7
years; authority expires at the end of
38 months
E.20 Approve with the agreement of the Mgmt No Action *
owners of preferred shares, the Board
be authorized to grant options to
subscribe to ordinary or preferred
shares previously repurchased by the
Company to some employees and key
personnel, not exceeding 5% of each
category and 5% of the share capital
E.21 Authorize the Board to issue shares Mgmt No Action *
with the agreement of owners of
preferred shares, to remunerate other
securities brought in a public
exchange offer initiated by CASINO,
not exceeding EUR 200,000,000.00 EUR
800,000,000.00 for debt securities;
this delegation is valid for 1 year
E.22 Authorises the board to issue Mgmt No Action *
ordinary shares with the agreement of
owners of preferred shares reserved to
the employees who subscribed to one of
the Group savings plans and issue of
share will not exceed 5% of the
existing shares and this delegation is
valid for 3 years and replaces the
delegation given by extraordinary
meeting of 31 May 2001, for its unused
part
E.23 Approve the merger project signed on Mgmt No Action *
19 April 2004 stating that Dechrist
holding contributes its assets to
Casino and it already owns all the
shares of the absorbed company, it
will not issue new shares as
remuneration of this contribution and
the share capital will not be
increased and the merger will be
effective on 27 May 2004 and will
generate a mali of merger amounting to
EUR 386,107.66
E.24 Approve the threshold trespassing set Mgmt No Action *
at 1% of voting rights or any multiple
of this figure and must be notified to
the company not later than 15 days
after trespassing date and amend the
Article 11 of the Article of
association
E.25 Approve that the nationality of the Mgmt No Action *
shareholder is no longer a compulsory
information regarding double voting
right and amend the Article 28 of the
Article of Association
O.1 Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003, namely profits
for the fiscal year EUR
329,547,307.68appropriation to balance
carry forward of EUR 15,786,453.20
corresponding to 2002 dividends of
ordinary shares, 2003 dividends of
self detained shares and dividends of
cancelled shares
O.10 Appoint Didier Kling Et Associes as Mgmt No Action *
the Statutory Auditors for 6 years
O.11 Appoint Mr. Philippe Duchene as a Mgmt No Action *
Deputy Auditor for Ernst and Young
Audit for 6 years
O.12 Appoint Mr. Christophe Bonte as a Mgmt No Action *
Deputy Auditor for Didier Kling Et
Associes for 6 years
O.2 Approve the following appropriations: Mgmt No Action *
profits for the FY EUR 329,547,307.68
prior retained earnings EUR
402,843,102.39 total to appropriate
EUR 732,390,410.27 dividend of
preferred shares without voting right
EUR 1,736,001.80 dividend of ordinary
shares EUR 7,150,814.63 complementary
dividend of preferred shares EUR
28,823,681.32 complementary dividend
of ordinary shares EUR 177,929,093.35
balance carry forward EUR
516,750,819.17 net dividend: EUR 1.98
ordinary shares or EUR 2.02 preferred
shares with EUR 0.99 ordinary shares
or EUR 1.01 preferred shares tax
credit, to be paid on 10 JUN 2004
O.3 Approve the Special Auditors report Mgmt No Action *
on the regulated agreements, per
Article L.225-38 of the French Trade
O.4 Approve the consolidated accounts of Mgmt No Action *
the FY 2003; net consolidated results
Group share EUR 492,327,000.00
O.5 Authorize the Board to repurchase Mgmt No Action *
Company shares, not exceeding 10% for
each category, per the following
conditions: ordinary shares: maximum
purchase price EUR 120.00 minimum
selling price EUR 50.00 preferred
shares: maximum purchase price EUR
85.00 minimum selling price EUR
45.00; authority expires at the end
of 18 months and the repurchase
programme has been agreed by the
French Financial Market Authority
AMF, in accordance with the law
O.6 Ratify the appointment of Mr. Henri Mgmt No Action *
Proglio as a Director till the
general meeting called to deliberate
on the FY 2005
O.7 Ratify the appointment of Mr. Henri Mgmt No Action *
Giscard D Estaing as a Control Agent
O.8 Ratify the appointment of Mr. Henri Mgmt No Action *
Giscard D Estaing as a Director till
the date of the general meeting
called to deliberate on the FY 2005
O.9 Appoint Ernst and Young Audit as the Mgmt No Action *
Statutory Auditors for 6 years
- -------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON Agenda: 700399579
CUSIP: F14133106 Meeting Type: MIX
Ticker: Meeting Date: 9/4/2003 ISIN: FR0000125585
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please
E.2 Approve, after deliberating on the Mgmt No Action *
Executive Committee report to
overhaul the Articles of Association
in order to harmonize them with the
legal provisions in force
E.4 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by Law
O.1 Approve that the Company be ruled by Mgmt No Action *
a Board of Directors
O.10 Appoint Mr. Yves Guichard as a Mgmt No Action *
Director for a period of three years
O.11 Appoint Mr. Philippe Houze as a Mgmt No Action *
Director for a period of three years
O.12 Appoint Mr. Marc Ladreit De Mgmt No Action *
Lacharriere as a Director for a
period of three years
O.13 Appoint Mr. Francis Mayer as a Mgmt No Action *
Director for a period of three years
O.14 Appoint Mr. Jean-Charles Naouri as a Mgmt No Action *
Director for a period of three years
O.15 Appoint Mr. Gilles Pinoncely as a Mgmt No Action *
Director for a period of three years
O.16 Appoint Mr. David De Rothschild as a Mgmt No Action *
Director for a period of three years
O.17 Appoint The Company Euris as a Mgmt No Action *
Director for a period of three years
O.18 Appoint The Company Finatis as a Shr No Action *
Director for a period of three years
O.19 Appoint The Company Fonciere Euris as Mgmt No Action *
a Director for a period of three
O.20 Appoint The Company Group Euris as a Mgmt No Action *
Director for a period of three years
O.21 Appoint The Company Omnium De Mgmt No Action *
Commerce Et De Participations Sas as
a Director for a period of three
O.22 Appoint The Company Parcade Sas as a Mgmt No Action *
Director for a period of three years
O.23 Appoint Mr. Jacques Getten as a Mgmt No Action *
Control Agent for a period of two
O.24 Appoint Mr. Gerard Mestrallet as a Mgmt No Action *
Control Agent for a period of three
years
O.25 Approve to reiterate for the benefit Mgmt No Action *
of the Board of Directors the
authorization granted to the
Executive Committee by the OGM of 27
O.26 Approve, following the proposal made Mgmt No Action *
by the Board of Directors, to set an
amount of EUR 610,000.00 to be
allocated to the Board of Directors
as attendance fees
O.27 Approve to fix the global amount of Mgmt No Action *
the payment allocated to the Control
Agent to EUR 50,000.00 for each of
the fiscal years 2003 on
O.28 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by Law
O.3 Approve to reiterate for the benefit Mgmt No Action *
of the Board of Directors the
authorizations granted to the
Executive Committee by the EGM of 31
MAY 2001, 30 MAY 2002 and 27 MAY 2003
O.5 Appoint Mr. Pierre Bouchut as a Mgmt No Action *
Director for a period of three years
O.6 Appoint Mr. Christian Couvreux as a Mgmt No Action *
Director for a period of three years
O.7 Appoint Mr. David Dautresme as a Mgmt No Action *
Director for a period of three years
O.8 Appoint Mr. Abilio Dos Santos Diniz Mgmt No Action *
as a Director for a period of three
O.9 Appoint Mr. Antoine Guichard as a Mgmt No Action *
Director for a period of three years
- -------------------------------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE NV Agenda: 700493238
CUSIP: F17114103 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: NL0000235190
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 27 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Approve the report of the Board of Mgmt No Action *
Directors, as submitted to the AGM,
including the chapter on Corporate
Governance, policy on dividends and
remuneration policy including
arrangements for the grant of stock
options and rights to subscribe for
shares for the Members of the Board
of Directors
2. Adopt the audited annual accounts for Mgmt No Action *
the accounting period from 01 JAN 2003
to 31 DEC 2003, as submitted to the
AGM by the Board of Directors
3. Approve to add the net profit of NLG Mgmt No Action *
152 million, as shown in the audited
profit and loss statement for the FY
2003, to retained earnings and a
payment of a gross amount of NLG 0.40
per share shall be made to the
shareholders from distributable
reserves on 04 JUN 2004
4. Grant release to the Members of the Mgmt No Action *
Board of Directors from the liability
for the performance of their duties
during and with respect to the FY
2003, to the extent that their
activity has been reflected in the
audited annual accounts for the FY
2003 or in the report of the Board of
Directors
5. Appoint Ernst & Young Accountants as Mgmt No Action *
the Company s Auditors for the
accounting period being the FY 2004
6. Appoint Mr. Rudiger Grube as a Member Mgmt No Action *
of the Board of Directors
7. Appoint Mr. Francois David as a Mgmt No Action *
Member of the Board of Directors
8. Approve to cancel the shares in the Mgmt No Action *
Company held by the Company, up to a
maximum of 5,727,515 shares and
authorize the Board of Directors and
the Chief Executive Officers, with
powers of substitution, to implement
this Resolution in accordance with
Dutch law
9. Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority of 06
MAY 2003, to repurchase shares of the
Company, by any means, including
derivative products, on any stock
exchange or otherwise, as long as,
upon such repurchase, the Company will
not hold more than 5% of the Company s
issued share capital and at a price
not less than the nominal value and
not more than 110% of the price at
which the Company s shares were quoted
at close of business on any stock
exchange on the trading day before
such repurchase; Authority expires
after 18 months from the date of this
AGM
- -------------------------------------------------------------------------------------------------------
CNP ASSURANCES Agenda: 700501174
CUSIP: F1876N318 Meeting Type: MIX
Ticker: Meeting Date: 6/8/2004 ISIN: FR0000120222
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the
Global Custodian will sign the Proxy
Card and forward to the local
custodian. If you are unsure whether
your Global Custodian acts as
Registered Intermediary, please
contact ADP. Trades/Vote Instructions:
Since France maintains a Verification
Period, for vote instructions
submitted that have a trade transacted
(sell) for either the full security
position or a partial amount after the
vote instruction has been submitted to
ADP and the Global Custodian advises
ADP of the position change via the
account position collection process,
ADP has a process in effect which will
advise the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
1. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003, namely: profits
for the FY EUR 505,345,066.26;
deduction of EUR 403,987.41 from net
worth deduction of EUR 716,723,665.22
from optional reserve, to appropriate
to a security fund in accordance with
the French
10. Appoint Mr. Philippe Baumlin as the Mgmt No Action *
Member of the Supervisory Board for 5
years
11. Acknowledge the resignation of Mr. Mgmt No Action *
Jean Lecointre as Control Agent as of
30 JUN 2003 and that this position is
still vacant
12. Approve to renew for 6 years the Mgmt No Action *
terms of office of Mazars Et Guerard
as the Statutory Auditors, Mr. Franck
Boyer as Deputy Auditors, KPMG S.A.
as the Statutory Auditors and SCP
Jean-Claude Andre as the Deputy
13. Authorize the Executive Board to Mgmt No Action *
trade the Company shares on the Stock
Exchange per the following conditions:
maximum purchase price: EUR 70.00;
minimum selling price: EUR 18.00 these
limits be adjusted in relation to
possible movements of the share
capital; maximum number of shares to
be acquired: 10% of the
share capital 13,785,406 shares;
Authority is given for 18 months; and
this authority be used to implement
Resolution 16 of EGM of 03 JUN 2003
and it supersedes Resolution 15 of
combined meeting of 03 JUN 2003 for
its unused part
14. Approve to harmonize the Article of Mgmt No Action *
Association 30 with regard to the
French Law of 01 AUG 2003 and the
update text of the Article states
that any regulated convention shall
be first accepted by the Supervisory
15. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Approve the consolidated accounts of Mgmt No Action *
the FY 2003, the net result group
share EUR 582,582,400.00
3. Approve the following appropriations: Mgmt No Action *
net profits EUR 505,345,066.26 plus
balance carry forward EUR
4,945,647.09; distributable amount EUR
510,290,713.35; special reserve on
long-term capital gains EUR
79,988,107.00 optional reserve EUR
219,000,000.00 global dividend EUR
210,916,717.92; balance carry forward
EUR 385,888.43; net dividend per share
EUR 1.53 with EUR 0.765 tax credit, to
be paid on 11 JUN 2004
4. Ratify the agreements mentioned in Mgmt No Action *
the special report of the Auditors
signed in accordance with Article
L.225-86 of the French Trade Code
5. Ratify the co-optation as Member of Mgmt No Action *
the Supervisory Board of M. Etienne
Bertier
6. Ratify the co-optation as Member of Mgmt No Action *
the Supervisory Board of Mr. Anthony
Orsatelli
7. Ratify the co-optation as Member of Mgmt No Action *
the Supervisory Board of Mr. Nicolas
Merindol
8. Ratify the co-optation as Member of Mgmt No Action *
the Supervisory Board of Mr. Jerome
Gallot
9. Ratify the co-optation as Member of Mgmt No Action *
the Supervisory Board of Mr.
Dominique Marcel
- -------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA, PARIS Agenda: 700488047
CUSIP: F22797108 Meeting Type: MIX
Ticker: Meeting Date: 5/19/2004 ISIN: FR0000045072
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.16 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority
conferred by the EGM of 21 MAY 2003,
to proceed, in France or abroad, with
the issue of securities for a maximum
nominal amount of EUR
1,000,000,000.00; Authority expires in
26 months; and authorize the Board of
Directors to take all necessary
measures and accomplish all necessary
formalities
E.17 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority
conferred by the EGM of 21 MAY 2003,
to proceed without the preferential
right, in France or abroad, with the
issue of securities for a maximum
nominal amount of EUR
1,000,000,000.00; Authority expires in
26 months; and authorize the Board of
Directors to take all necessary
measures and accomplish all necessary
formalities
E.18 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority
conferred by the Combined General
Meeting of the on 21 MAY 2003, to
increase the Company share capital on
its sole decision by a maximum nominal
amount of EUR 3,000,000,000.00;
Authority expires in 26 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all
E.19 Authorize the Board of Directors to Mgmt No Action *
grant, in one or several stages, to
the groupe credit agricole wage
earners who are members of an
enterprise saving plan, stock options
granting the right to subscribe to
the Company s shares
O.1 Receive the Board of Directors report Mgmt No Action *
and the General Auditors report;
approve the accounts and the balance
sheet for the FY 2003; and approve the
non deductible expenses of EUR
37,229.87 and grant discharge to the
Directors for the completion of its
assignment for the current year
O.10 Approve to renew the term of office Mgmt No Action *
of Mr. Pierre Kerfriden as a Director
for 3 years
O.11 Approve to renew the term of office Mgmt No Action *
of Mr. Jean Le Brun as a Director for
3 years
O.12 Approve the resignation of Mr. Alain Mgmt No Action *
Lain as Statutory Auditor and Mr.
Mazars Gu Rard as Deputy Auditor
O.13 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority by
Resolution number 11 of the general
meeting of 23 MAY 2003, to proceed, in
France or abroad, with the issue of
bonds and assimilated debt securities,
up to a nominal amount of EUR
20,000,000,000.00; Authority expires
in 5 years; and authorize the Board
of Directors to take all necessary
measures and accomplish all necessary
formalities
O.14 Approve to allocate the amount of EUR Mgmt No Action *
670,000.00 as Attendance Fees to the
Directors
O.15 Authorize the Board, in substitution Mgmt No Action *
for the authority of the OGM on 21
MAY 2003, to trade the Company s
shares on the stock exchange in view
of adjusting their price as per the
following conditions: maximum
purchase price: EUR 30.00; minimum
selling price: EUR 3.00; maximum
number of shares to be traded: 10%;
and, the total amount dedicated to
the purchase of its shares being EUR
2,000,000,000.00; Authority expires
at the end of 18 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.2 Receive the consolidated accounts and Mgmt No Action *
the Board of Directors report for
the group is included in the Board of
Directors report
O.3 Approve the appropriation of profits Mgmt No Action *
as follows: profits for the FY: EUR
611,124,134.64; prior retained
earnings: EUR 152,675,986.00;
distributable profits: EUR
763,800,120.64; legal reserve: EUR
30,556,206.73; the balance: EUR
810,437,340.35 is increased by the
amount of EUR 77,193,426, charged to
the optional reserve; and, the
shareholders will receive a net
dividend of EUR 0.55, with a
corresponding tax credit of EUR 0.275;
this dividend will be paid on 28 MAY
2004;
O.4 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
the Article L.225-38 and following
of the Commercial Law
O.5 Appoint Mr. Alain Dieval, as a Mgmt No Action *
Director of the Company; Authority
expire on 31 DEC 2004
O.6 Appoint Mr. Daniel Lebegue, as a Mgmt No Action *
Director of the Company; Authority
expire on 31 DEC 2004
O.7 Appoint Mr. Michaut, as a Director of Mgmt No Action *
the Company; Authority expire on 31
DEC 2004
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. Pierre Bru as a Director for 3
years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Yves Couturier as a Director
for 3 years
- -------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SA Agenda: 700518321
CUSIP: F2457H100 Meeting Type: MIX
Ticker: Meeting Date: 6/2/2004 ISIN: FR0000130650
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.10 Amend the Articles of Association Mgmt No Action *
number 13-4, 13-5, 13-6, 16-2, 19,
23, 24 and 27-2 in order to harmonize
them with the new provisions of the
Financial Security Law of 01 AUG 2003
E.11 Authorize the Board of Directors to Mgmt No Action *
decrease the share capital by
canceling the shares held by the
Company in connection with a Stock
Repurchase Plan, within a limit of 10
percent over a 24-month period; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities;
authority is given up to the annual
OGM called to rule on annual accounts
for the FY 2004
E.12 Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority granted
at the CGM of 28 MAY 2002, to
proceed with the pre-emptive right of
subscription, in one or in several
stages, in France or abroad, with the
issue of shares and securities; the
maximum nominal amount of the share
capital increase shall not exceed EUR
25,000,000.00; the maximum nominal
amount of securities shall not exceed
EUR 1,000,000,000.00; Authority
expires at the end of 26 months; and
authorize the Board of Directors
with the possibility of sub-
delegation to his Chairman, to take
all necessary measures and accomplish
all necessary formalities
E.13 Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority granted
at the CGM of 28 MAY 2002, to proceed
without the pre-emptive right of
subscription, in one or in several
stages, in France or abroad, with the
issue of shares and
securities; the maximum nominal amount
of the share capital increases shall
not exceed EUR 25,000,000.00; the
maximum nominal amount of securities
shall not exceed EUR 1,000,000,000.00;
Authority expires at the end of 26
months; and authorize the Board of
Directors with the possibility of
sub-delegation to his Chairman, to
take all necessary measures and
accomplish all necessary
E.14 Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority granted
at the CGM of 28 MAY 2002, to increase
the Company share capital in one or in
several stages by a maximum nominal
amount of EUR 25,000,000.00, by way of
incorporating reserves, profits or
premiums, to be carried out by the
distribution of free shares or the
increase of the par value of the
existing shares; and authorize the
Board of Directors to take all
necessary measures and accomplish all
necessary formalities; Authority
E.15 Receive the Board of Directors Mgmt No Action *
report, approve that the various
delegations given to it from the
Resolutions 12 to 14 in order to
increase the share capital shall be
used within the regulations in force
in a period of take-over bid or
exchange bid on the company s shares
up to the general meeting called to
rule on annual accounts for the FY
E.16 Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority granted
at the CGM of 28 MAY 2002, to increase
the Company capital on its sole
decision in one or in several stages,
in France or abroad, for a maximum
nominal amount of EUR 10,000,000.00
with the issue of new shares or other
securities, granted to the Members of
the Company s Enterprise Savings
Plans; and authorize the Board of
Directors, with the possibility of
delegation or sub-delegation to his
Chairman, to take all necessary
measures and accomplish all necessary
formalities; Authority expires at the
end of 26
E.17 Authorize the Board of Directors to Mgmt No Action *
increase the share capital in one or
in several stages for a maximum
nominal amount of EUR 15,000,000.00
with the issue of new shares,
securities and equity warrants,
granted to a category of
beneficiaries; the maximum nominal
amount of securities shall not exceed
EUR 600,000,000.00; and authorize the
Board of Directors, with the
possibility of sub-delegation, to take
all necessary measures and accomplish
all necessary formalities; Authority
expires at the end of 2
E.18 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.1 Approve the Auditors special report, Mgmt No Action *
in accordance with the provisions of
the Articles L. 225-38 and following
of the French Commercial Law
O.2 Receive the Board of Directors Mgmt No Action *
report, the general Auditors report
and the additional explanations;
approve the accounts and the balance
sheet for the FY 2003, as presented to
it and the non deductible expenses of
EUR 295,533.00 with a corresponding
tax credit of EUR 104,707.00; and
grant permanent discharge to the
Directors for the completion of their
assignment for
O.3 Acknowledge that the consolidated Mgmt No Action *
accounts were presented and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.4 Approve the appropriation of the: Mgmt No Action *
profits for the FY of EUR
104,978,708.31; increased by the prior
retained earnings of EUR
593,848,427.09, which represents the
distributable profits of EUR
698,827,135.40, as follows: to the
global dividend: EUR 38,435,037.18; to
the balance carried forward: EUR
660,392,098.22; the shareholders will
receive a net dividend of EUR 0.34
with a corresponding tax credit of
EUR 0.17; this dividend will be paid on
22 JUN 2004
O.5 Authorize the Board of Directors, in Mgmt No Action *
substitution of the authority granted
at the CGM on 28 MAY 2003, to trade
the Company s shares on the stock
exchange, notably in view of adjusting
their price as per the following
conditions: maximum purchase price:
EUR 60.00; maximum number of shares to
be traded: 10% of the Company s
capital; this authority is given up to
the annual OGM ruling on the accounts
for the FY 2004, starting from the
present general meeting and shall be
used within the regulations in force
in a period of take-over bid or
exchange bid; and authorize the Board
of Directors, with the possibility of
delegation to his Chairman or anyone
else chosen by it, to take all
necessary measures and accomplish all
O.6 Approve to set an amount of EUR Mgmt No Action *
140,000.00 to be allocated to the
Directors as attendance fees
O.7 Approve to renew the term of office Mgmt No Action *
of Ernst & Young Audit Company as the
Statutory Auditor up to the general
meeting called to rule on annual
accounts for the FY 2009
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. Francois Carrega as the Deputy
Auditor for a period of 6 years
O.9 Authorize the Board of Directors to Mgmt No Action *
proceed in one or in several stages,
in France or abroad, with the issue
of bonds and assimilated securities
for a maximum nominal amount of EUR
1,000,000,000.00; Authority expires
at the end of 5 years; and authorize
the Board of Directors, with the
possibility of sub-delegation, to
take all necessary measures and
accomplish all necessary formalities
- -------------------------------------------------------------------------------------------------------
CIE GENERALE DOPTIQUE ESSILOR INTERNATIONAL Agenda: 700476179
CUSIP: F31668100 Meeting Type: OGM
Ticker: Meeting Date: 5/14/2004 ISIN: FR0000121667
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE MEETING WILL BE Non- No Action *
HELD ON THE SECOND CALL ON 14 MAY Voting
2004 05 MAY 2004. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU. THANK YOU
1. Receive the Board of Directors report Mgmt No Action *
and the General Auditors report;
approve the accounts and the balance
sheet for the FY 2003; Receive and
approve the consolidated accounts and
the Board of Directors report for the
group is included in the board of
Directors report; and grant discharge
to the Directors for the completion of
its assignment for the
10. Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
2. Approve the appropriation of the Mgmt No Action *
profits and a dividend of EUR 0.56
with a corresponding tax credit of
EUR 0.28, payable date 18 may 2004 in
accordance with the provisions of
the law
3. Approve the Special Auditors report Mgmt No Action *
in accordance with the provisions of
Article L.225-38 of the Commercial
4. Approve to renew the term of office Mgmt No Action *
of Mr. Xavier Fontanet as a Director
for a period of 3 years
5. Appoint Mr. Louis Lesperance as a Mgmt No Action *
Director in replacement of Mr. Robert
Colucci for a period of 3 years
6. Appoint Mr. Jean-Pierre Martin as a Mgmt No Action *
Director in replacement of Mr. Alain-
Claude Mathieu for a period of 1 year
7. Appoint Mr. Yves Chevillotte as a Mgmt No Action *
Director in replacement of Mr. Rene
Thomas for a period of 3 years
8. Approve to set an amount of EUR Mgmt No Action *
165,000.00 to be allocated to the
Board of directors as attendance fees
9. Authorizes the Board of Directors to Mgmt No Action *
trade the company s shares of 10% on
the stock exchange at a maximum
purchase price of EUR 70.00 and at a
minimum selling price of EUR 30.00;
Authority expires at the end of 18
months; and authorize the Board of
Directors to take all necessary
measures and accomplish all necessary
formalities
- -------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA Agenda: 700411868
CUSIP: F4113C103 Meeting Type: MIX
Ticker: Meeting Date: 10/6/2003 ISIN: FR0000133308
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which
will advise the Global Custodian of
the new account position available for
voting. This will ensure that the
local custodian is instructed to amend
the vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.2 Approve to delegate all powers to the Mgmt No Action *
Board of Directors to proceed, with
the issue of shares reserved for
shareholders of the Company Orange
within the stock options or purchase,
for a maximum nominal amount of EUR
400,000,000.00 by issue of 100,000,000
new shares of par value of EUR 4.00
each; Authority expires after a period
of 2 years
E.3 Authorize the Board of Directors to Mgmt No Action *
increase the Company share capital on
its sole decision by a maximum nominal
amount to EUR 1,000,000,000.00
reserved for the employees
beneficiaries of the Enterprise
Savings Plan of the Company France
Telecom, by way of incorporating all
or part of the reserves, profits,
existing share premiums, to be carried
out by the distribution of free shares
or the increase of the par value of
the existing shares; Authority is
valid
O.1 Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 100.00; minimum
selling price: EUR 14.50; maximum
number of shares to be traded: 10%;
Authority is valid for a period of 18
O.4 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
- -------------------------------------------------------------------------------------------------------
FRANCE TELECOM SA Agenda: 700470468
CUSIP: F4113C103 Meeting Type: MIX
Ticker: Meeting Date: 4/9/2004 ISIN: FR0000133308
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
1. Approve the annual accounts for the Mgmt No Action *
FYE 31 DEC 2003
10. Amend the By-Laws to bring them into Mgmt No Action *
conformity with the provisions of the
Article 55 of Decree No. 67-236 of 23
MAR 1967
11. Authorize the Board of Directors to Mgmt No Action *
issue shares reserved for Wanadoo s
shareholders, subscribed within the
framework of the stock option plans
adopted in the Wanadoo Group,
benefiting from a mechanism intended
to ensure liquidity with France
12. Authorize the Board of Directors to Mgmt No Action *
increase the capital for the benefit
of members of a France Group Company
Savings Plan
13. Powers Mgmt No Action *
2. Approve the consolidated accounts for Mgmt No Action *
the FYE 31 DEC 2003
3. Approve the allocation of the results Mgmt No Action *
for the YE 31 DEC 2003 as shown in the
annual accounts and distribution
4. Approve the agreements referred to in Mgmt No Action *
Article 225-38 of the Commercial
5. Delegate the Board of Directors to Mgmt No Action *
buy, keep or transfer France Telecom
shares
6. Approve fixing the issue price of Mgmt No Action *
securities which do not confer on
their holders the same rights as
ordinary shares, and which may be
issued without pre-emption rights
based on the general delegation of
authority granted to the Board of
Directors by the Mixed General
Meeting of 25 FEB 2003
7. Amend the Articles 1, 2 and 7 of the Mgmt No Action *
By-Laws to bring them into conformity
with French Law No. 90-568 of 02 JUL
1990 as amended by French Law No.
2003-1365 of 31 DEC 2003
8. Amend the Article 13 of the By-Laws Mgmt No Action *
relating to the Board of Directors
9. Amend the Article 14, 15, 17, 18 and Mgmt No Action *
19 of the By-Laws relating to the
Chairman s powers and to the general
management of the Company
- -------------------------------------------------------------------------------------------------------
SOCIETE GENERALE PARIS Agenda: 700488299
CUSIP: F43638141 Meeting Type: MIX
Ticker: Meeting Date: 4/20/2004 ISIN: FR0000130809
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE A Voting
SECOND CALL ON 29 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
1. Receive the Board of Directors Mgmt No Action *
reports and the General Auditors
report and approve the accounts and
the balance sheet for the fiscal year
ending on 31 DEC 2003; and the
profits for the FY: EUR
10. Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 103.00; minimum
selling price: EUR 41.00; maximum
number of shares to be traded: 10%
11. Amend Articles 8 and 9 of the Mgmt No Action *
Articles of Association
12. Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with
the issue of any kind of securities
including stand alone warrants
ceiling set to EUR 900,000,000.00;
Authority is given for 26 months
13. Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with
the issue of any kind of securities
including stand alone warrants for a
maximum nominal amount of EUR
300,000,000.00 for the capital
increase of EUR 6,000,000,000.00 for
the debit securities; Authority is
given for 26 months
14. Approve that the various delegations Mgmt No Action *
given to it at the present meeting
shall not be allowed to use in whole
or in part within the regulations in
force in a period of takeover bid or
exchange bid on the Company s shares
(till the next meeting which will
have to deliberate upon the accounts
of the last financial year)
15. Authorize the Board of Directors to Mgmt No Action *
proceed, in France or abroad, with
the issue of shares or other
securities giving acess to the
capital of the Societe Generale,
reserved to the members
2. Approve to withdraw upon the net Mgmt No Action *
profit of the FY 2003 amounting to
EUR 1,384,434,978.87; the
shareholders will receive a net
dividend of EUR 2.50 with a
corresponding tax credit of EUR 1.25
3. Acknowledge the consolidated accounts Mgmt No Action *
for the FYE 31 DEC 2003 as presented
and that the report for the Group is
included in the Board of Directors
report
4. Approve the Special Auditor report, Mgmt No Action *
in accordance with the provisions of
Article L. 225.38 of the Commercial
5. Ratify the cooptation of Mr. M. Jean Mgmt No Action *
Azema as Director
6. Approve to renew the term of office Mgmt No Action *
of Mr. Philippe Citerne as a Director
for 4 years
7. Approve to renew the term of office Mgmt No Action *
of Mr. M. Antoine Jeancourt Galignani
as a Director for 4 years
8. Approve to renew the term of office Mgmt No Action *
of Mr. M. Suan Baird as a Director
for 4 years
9. Appoint Mr. M. Michael Cicurel as a Mgmt No Action *
Director for a period of 4 years
- -------------------------------------------------------------------------------------------------------
IMERYS Agenda: 700488489
CUSIP: F49644101 Meeting Type: MIX
Ticker: Meeting Date: 5/3/2004 ISIN: FR0000120859
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on
ADP Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.14 Authorize the Executive Committee to Mgmt No Action *
proceed with the subscription
preferential right, in France or
abroad, with the issue of the Company
s shares and securities, granting the
right to subscribe to the Company s
shares with the same rights as the
parent shares maximum nominal amount
of debt securities: EUR
2,000,000,000.00 maximum nominal
amount of capital increase: EUR
60,000,000.00; authority expires at
the end of 26 months and replaces any
previous delegation relative to the
issue of the Company s shares with the
subscription preferential right; and
the Executive Committee be authorized
to take all necessary measures and
accomplish all necessary
E.15 Authorize the Executive Committee to Mgmt No Action *
proceed without the subscription
preferential right, in France or
abroad, with the issue of the Company
s shares and securities, granting the
right to subscribe to the Company s
shares with the same rights as the
parent shares maximum nominal amount
of debt securities: EUR
2,000,000,000.00 maximum nominal
amount of capital increase: EUR
60,000,000.00; authority expires at
the end of 26 months and replaces any
previous delegation relative to the
issue of the Company s shares without
the subscription preferential right;
and the Executive Committee be
authorized to take all necessary
measures and accomplish all necessary
formalities
E.16 Authorize the Executive Committee in Mgmt No Action *
order to increase the Company share
capital on its sole decision by a
maximum nominal amount of EUR
60,000,000.00
O.1 Receive the Executive Committee s, Mgmt No Action *
Supervisory Board s reports, and the
General Auditors report, and approve
the accounts and the balance sheet
for the FY 2003
O.10 Approve to renew the terms of office Mgmt No Action *
up to the year 2010 of the Firms
Ernst and Young Audit, Deloitte
Touche Tohmatsu as the Company s
Statutory Auditors Mr. Jean-Marc
Montserrat and the Firm Beas as the
Company s Deputy Auditors
O.11 Approve the Imerys Actionnariat Mgmt No Action *
Salarie 2003 Plan, applicable in the
United States, relative to the
Company s shares offer of sale; and
authorize the Executive Committee to
take all necessary measures and
accomplish all necessary formalities
O.12 Authorize the Executive Committee to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum purchase
price: EUR 260.00 minimum selling
price: EUR 100.00 maximum number of
shares to be traded: 10% if the
Resolution 13 below, relative to the
splitting of the Imerys share nominal
by 4, is adopted, the conditions will
be the following: maximum purchase
price: EUR 65.00 minimum selling
price: EUR 25.00 maximum number of
shares to be traded: 10%; authority
expires at end of 18 months and
replaces any previous delegation given
to the Executive Committee relative to
the repurchase by the Company of its
own shares; and the Executive
Committee
be authorized to take all necessary
measures and accomplish all necessary
O.13 Approve to divide the nominal value Mgmt No Action *
of the Imerys share by 4;
consequently, its nominal value is of
EUR 2.00; the shares of a nominal
value of EUR 8.00 on 01 JAN 2004, will
be exchanged with a ratio of 4 new
Imerys shares for 1 parent Imerys
share in accordance with the Article
20 of Associations, the number of
shares owned by each of the Members of
the Supervisory Board was: 20 Imerys
shares of a par value of EUR 8.00,
fixed from now on to 80 Imerys shares
of a par value of EUR 2.00; modify the
Article of Associations No. 6 share
capital and 20 Company s shares owned
by the Members of the Supervisory
Board; and the Executive Committee be
authorized to take all necessary
measures and
O.2 Acknowledge the consolidated accounts Mgmt No Action *
were presented, and that the
Executive Committee s and the
Supervisory s reports for the Group
is included in these reports
O.3 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L.225-86 to L.225-90 of the
French Commercial Law
O.4 Approve the appropriation of the Mgmt No Action *
profits: profits for the FY: EUR
151,302,401.63 prior retained
earnings: EUR 165,604,400.56
distributable profits: EUR
316,906,802.19, as follows: the
shareholders will receive a net
dividend of EUR 5.00 with a
corresponding tax credit of EUR 2.50,
representing a global dividend of
EUR 79,353,725.00; this dividend will
be paid on 18 MAY 2004; balance
carried forward: EUR 237,553,077.19
in accordance with the provisions of
the law
O.5 Approve to renew the term of office Mgmt No Action *
of Mr. Paul Desmarais, Jr. as a
Member of the Supervisory Board for a
period of 3 years
O.6 Approve to renew the term of office Mgmt No Action *
of Mr. Jocelyn Lefebvre as a Member
of the Supervisory Board for a period
of 3 years
O.7 Approve to renews the term of office Mgmt No Action *
of Mr. Eric Le Moyne De Serigny as a
Member of the Supervisory Board for a
period of 3 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. Yves-Rene Nanot as a Member of
the Supervisory Board for a period
of 3 years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Edouard De Rothschild as a
Member of the Supervisory Board for a
period of 3 years
- -------------------------------------------------------------------------------------------------------
LAFARGE SA Agenda: 700477575
CUSIP: F54432111 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: FR0000120537
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THE MEETING WILL BE HELD Non- No Action *
ON THE SECOND CALL 25 MAY 2004. Voting
PLEASE ALSO NOTE THE NEW CUTOFF DATE
AND MEETING TIME. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1. Receive the Board of Directors Mgmt No Action *
report, the Chairman s report on
internal control procedures and the
General Auditor s report, and approve
the accounts and the balance sheet
for the FYE 2003
2. Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report; net profit Group
share: EUR 728,000,000.00
3. Approve the appropriation of profits Mgmt No Action *
as follows: global dividend non-
received dividends relative to the
auto-detained shares: EUR
1,939,486.50; increase of the dividend
relative to registered shares: EUR
237,499.47; prior retained earnings:
EUR 212,584,829.29; profits for the
FY: EUR 402,026,531.23; legal reserve:
EUR 13,734,952.00; distributable
profits: EUR 600,876,412.52and, the
shareholders will receive a net
dividend of EUR 2.30 and an increased
dividend of EUR 2.53, with a
corresponding tax credit of EUR 1.15
for the normal dividend and of EUR:
1.265 for the increase dividend,
balance carried forward: EUR
218,068,604.10; this dividend will
4. Approve the Special Auditor s report, Mgmt No Action *
in accordance with the provisions of
Article L.225-38 and following of
the Commercial Law
5. Ratify the cooptation of Mr. Juan Mgmt No Action *
Gallardo, who replaces Mr. Richard
Haythornthwaite as a Director
6. Approve to renew the terms of office Mgmt No Action *
of Mr. Jean Keller as Director for 4
years
7. Authorize the Board to trade the Mgmt No Action *
Company shares on the stock exchange
in view of adjusting their price as
per the following conditions: maximum
purchase price: EUR 120.00; minimum
selling price: EUR 50.00; and,
maximum number of shares to be
traded: 10%; Authority expires at
the end of 18 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
8. Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by Law
- -------------------------------------------------------------------------------------------------------
LAGARDERE SCA Agenda: 700496171
CUSIP: F5485U100 Meeting Type: MIX
Ticker: Meeting Date: 5/11/2004 ISIN: FR0000130213
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE LAGARDERE SCA Non- No Action *
SHARE IS IN REGISTERED FORM. Voting
BLOCKING CONDITIONS DO NOT APPLY FOR
VOTING. THANK YOU.
1. Approval of consolidated financial Mgmt No Action *
statements for fiscal year 2003: The
General Meeting, acting as an Ordinary
General Meeting, after hearing the
reports of the managing partners and
the Supervisory Board and the
statutory auditors report on the audit
of the accounts, approves all parts of
the aforementioned reports and the
non-consolidated financial statements
for the financial year ended 31 DEC
2003, as drawn up and presented;
Consequently, it approves all the acts
carried out
by the managing partners as presented
in the said reports and statements,
and gives the managers discharge for
their management during the said
financial year
10. Re-election of Mr Felix G. ROHATYN as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to elect, as
member of the supervisory board, Mr
Felix G. ROHATYN for a four-year
period that will expire in 2008
following the Annual General Meeting
that will be convened to receive the
financial statements of the previous
financial year
11. Re-election of GROUPAMA S.A. as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board,
GROUPAMA S.A. for a four-year period
that will expire in 2008 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
year
12. Re-election of Mr Manfred BISCHOFF as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board, Mr
Manfred BISCHOFF for a two-year period
that will expire in 2006 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
13. Re-election of Mr Georges CHODRON de Mgmt No Action *
COURCEL as member of the supervisory
board: The General Meeting, acting as
an Ordinary General Meeting, resolves
to re-elect, as member of the
supervisory board, of Mr Georges
CHODRON de COURCEL for a two-year
period that will expire in 2006
following the Annual General Meeting
that will be convened to receive the
financial statements of the previous
financial year
14. Re-election of Mr Christian MARBACH Mgmt No Action *
as member of the supervisory board:
The General Meeting, acting as an
Ordinary General Meeting, resolves to
re-elect, as member of the
supervisory board, Mr Christian
MARBACH for a two-year period that
will expire in 2006 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
15. Re-election of Mr Bernard MIRAT as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board, Mr
Bernard MIRAT for a two-year period
that will expire in 2006 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
year
16. Election of Mr Bernard ARNAULT as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting and taking note of the
death of Mr Jacques NIVARD and that
LAGARDERE CAPITAL & MANAGEMENT has not
being re-elected, resolves to elect as
member of the supervisory board, Mr
Bernard ARNAULT for a six-year period
hat will expire in 2010 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
year
17. Election of Dr Hubert BURDA as member Mgmt No Action *
of the supervisory board: The General
Meeting, acting as an Ordinary General
Meeting, resolves to re-elect, as
member of the supervisory board, Dr
Hubert BURDA for a six-year period
that will expire in 2010 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
year
18. Election of Mr Ren CARRON Mgmt No Action *
as member of the supervisory
board: The General Meeting, acting as
an Ordinary General Meeting, resolves
to re- elect, as member of the
supervisory board, Mr Rene CARRON for
a six-year period that will expire in
2010 following the Annual General
Meeting that will be convened to
receive the financial statements of
the previous financial year
19. Election of Mr Henri PROGLIO as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board,
Mr Henri PROGLIO for a six-year period
that will expire in 2010 following the
Annual General Meeting that will be
convened to receive the financial
statements of the previous financial
year
2. Approval of consolidated financial Mgmt No Action *
statements: The General Meeting,
acting as an Ordinary General Meeting,
after hearing the reports of the
managing partners and the Supervisory
Board and the statutory auditors
report on the audit of the
consolidated statements for the
financial year ended 31 DEC 2003,
approves the said accounts as drawn up
and presented to it
20. Election of Mr Francois ROUSSELY as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board, Mr
Francois ROUSSELY for a six-year
period that will expire in 2010
following the Annual General Meeting
that will be convened to receive the
financial statements of the previous
financial
21. Election of Mr Bernard ESAMBERTas Mgmt No Action *
advisor: The General Meeting, acting
as an Ordinary General Meeting, takes
note that the advisor Mr Yves Sabouret
has not been re-elected and resolves
to appoint Mr Bernard ESAMBERT for a
two-year period that will expire in
2006 following the Annual General
Meeting that will be convened to
receive the financial statements of
the previous financial
22. Setting the amount of directors fees Mgmt No Action *
for the supervisory board: The General
Meeting, acting as an Ordinary General
Meeting, after taking note of the
supervisory board s report, resolves
to fix at EUR 600,000 the total
maximum amount to be paid to the
supervisory board as director s fees,
until resolved
23. Authorization to be granted to the Mgmt No Action *
managing partners to issue on one or
several occasions, for a period of
five years, bonds and/or securities,
giving immediate or future access to
securities representing debts on the
issuing company and/or a share of the
capital of companies other than the
issuing company, up to EUR 3 billion
for consequent loans: The General
Meeting, acting as an Ordinary General
Meeting, after taking note of the
reports of the managing partners and
the supervisory board: a) grants the
managing partners the necessary powers
to issue, on one or several occasions,
in proportions and at times that it
shall deem necessary, in France,
outside France or on international
markets, bonds and all other
securities that will and/or may lead,
through conversion, exchange,
reimbursement, presentation of a bond
or through any other means, to the
attribution of securities representing
debts on the issuing company and/or a
share of the capital of companies
other than the issuing company; b)
resolves that the nominal value of
debt securities that could be issued
under the aforementioned authorization
may not exceed EUR 3 billion or the
equivalent value of this amount in the
event of the issue in foreign currency
or in units of account that are fixed
in reference to several currencies; c)
resolves that the managing partners
shall have all the powers required to
implement this authorization, and in
particular: i) set issue prices and
conditions, the sums to be issued, the
dates and conditions of issue, the
form and characteristics of the
securities to be issued and the stocks
that are entitled or that can be
entitled by these, in particular their
nature, their date of entitlement even
retrospective, the conditions in which
they are exercised, their mode of
payment, conditions and terms of their
reimbursement or their redemption
call; ii) if necessary, make
provisions for the conditions of their
repurchase on the Stock Exchange, the
possibility of
suspending any related allotment
rights for a period not exceeding
three months; iii) set, where
necessary, the measures to be taken to
preserve the rights of the holders of
these securities; iv) carry out any
formalities that may be required for
listing these securities on the Stock
Exchange; v) and generally, enter into
an agreement, make any undertakings
and do all that is useful or necessary
to successfully carry out the
projected issues; d) in the event of
the issue of debt securities, resolves
that the managing partners shall have
all powers to decide in particular,
whether or not they are subordinated,
set their interest rate, their
duration, their redemption price,
whether fixed or variable, with and/or
without premium, their mode of
redemption, in cash and/or in kind,
arrangements for their amortization
depending on market conditions, and
the conditions that are granted, or
may be granted by these securities, to
the attribution of securities
representing debts on the issuing
company and/or a share of the capital
of companies other than the issuing
company; This authorization granted to
the managing partners is valid from
this meeting for a period of five
years. It cancels and supersedes
24. Authorization to be granted to the Mgmt No Action *
managing partners, for a period of
twenty-six months, for the purpose of
issuing securities, on one or more
occasions, with pre-emptive rights,
giving immediate or future access to
company shares, up to EUR 300 million
(excluding premiums) for equity issues
and EUR 2.5 billion for bond issues:
The General Meeting, acting as an
Extraordinary General Meeting, after
hearing the reports of the managing
partners and the supervisory board and
the special report of the statutory
auditors and in accordance with the
provisions of paragraph 3 of Article L
225-129 of the French Commercial Code:
a) hereby delegates to the managing
partners the necessary powers for
issuing, on one or more occasions, in
the proportion and at periods it deems
fit, in
France and abroad, the Company s
shares as well as all securities of
any kind which give or can give
immediate or future access to the
Company s shares; b) resolves that the
nominal amount of equity issues that
could be carried out immediately
and/or ultimately by virtue of the
above-mentioned authorization, may not
exceed EUR 300 million. This amount
may be increased, if necessary, by the
nominal value of additional shares to
be issued to preserve the rights of
holders of securities that give right
to shares, in accordance with
applicable laws; the above-mentioned
limit of EUR 300 million will also
apply to issues of investment or
priority share certificates; c)
resolves also that the nominal amount
of debt securities that could be
issued in application of the
above-mentioned authorization may not
exceed EUR 2.5 billion or the
equivalent value of this amount in the
event of the issue in foreign currency
or in units of account that are fixed
in reference to several currencies; d)
resolves that the shareholders may
exercise, under conditions defined by
law, their pre- emptive right.
Further, the managing partners will
have the option of granting
shareholders the right to subscribe
for securities in excess of the number
they are entitled to as of right,
proportionally to their subscription
rights and, in any case, within the
limit of their request. If the
subscriptions as of right, and where
applicable, subscriptions for excess
shares, do not completely absorb an
issue of shares and securities, as
defined above, the managing partners
may, as they deem fit, use one and/or
other of the options below: i)
restrict the issue to the amount of
subscriptions on condition that the
latter reaches, at least, three
fourths of the decided issue; ii)
freely distribute all or part of the
unsubscribed securities; iii) offer
the public all or part of the
unsubscribed securities; e) resolves
that any issue of the Company s stock
warrants that could be carried out in
accordance with
Article L 228-95 of the French
Commercial Code, may take place either
by offering subscriptions under the
conditions defined above, or by bonus
shares to the holders of existing
shares; f) has ascertained that, if
necessary, the foregoing authorization
automatically prevails to the
advantage of holders of securities
giving future access to the Company s
shares likely to be issued, waiving
the shareholders pre-emptive rights to
shares to which these securities
entitles them; resolves to waive the
pre-emptive rights of shareholders to
shares that would be issued by bond
conversion or by exercising of
warrants; g) resolves that the amount
due to or supposed to be due to the
Company for each of the shares issued
in the context of the foregoing, will
be at least equal to the par value of
the shares; h) resolves that the
managing partners will have full
powers, under applicable legal
conditions, to implement this
authorization, primarily for the
purpose of determining the dates and
terms of issues as well as the form
and the characteristics of the
securities to be created, set the
price and define the terms of issues,
define the amounts to be issued, fix
the effective date, even retroactive,
of the securities to be issued, define
the mode of redemption of shares or
other securities issued, and where
applicable, their terms of redemption,
suspend if necessary, the Company s
exercise of stock dividend rights
attached to securities to be issued
for a period that may not exceed three
months, define the terms according to
which the rights of holders of
securities which ultimately give
access to shares may be preserved in
compliance with legal provisions and
regulations. Furthermore, the managing
partners may proceed, if necessary to
deduct from the share premium or
premiums, and in particular, charges
incurred by issues, and generally take
all the steps and conclude all
agreements required for properly
completing the issues planned and,
note the capital
increases resulting from any issue
carried out by the use of this
authorization and amend the articles
of association accordingly; in the
event of the issue of debt securities,
the managing partners will be fully
empowered to decide whether or not
they are subordinated, fix the
interest rate, their term, the fixed
or floating redemption price, with or
without premium, the terms of
amortization depending on market
conditions and the conditions under
which these securities will entitle
them to the Company s shares; The
authorization thus granted to the
managing partners is valid as from
this meeting for a period set out in
the third paragraph of Article L
225-129-III of the above-mentioned
25. Authorisation to be granted to the Mgmt No Action *
managing partners, for a period of
twenty-six months, for the purpose of
issuing securities, on one or more
occasions, without pre-emptive rights,
giving immediate or future access to
company shares, within a limit of EUR
300 million (excluding premiums) for
equity issues and EUR 2.5 billion for
bond issues: The General Meeting,
acting as an Extraordinary General
Meeting, after having been notified of
the reports of the managing partners,
the supervisory board and the special
report of the statutory auditors and
in accordance with the provisions of
paragraph 3 of Article L 225-129 of
the French Commercial Code: a) hereby
delegates to the managing partners the
necessary powers for proceeding by
means of a public issue in one or
several operations, in the proportion
and at the periods that it shall deem
fit, both in France and abroad, to the
issue of shares, share rights as well
as securities of all kinds that will
or can grant holders immediate and/or
future access to the Group s shares,
including if these securities are
issued pursuant to Article L 228-93 of
the above- mentioned Commercial Code;
b) resolves that the nominal amount of
equity issues that could be carried
out immediately and/or ultimately by
virtue of the above-mentioned
authorization, may not exceed EUR 300
million. This amount may be increased,
if necessary, by the nominal value of
additional shares to be issued to
preserve the rights of holders of
securities that give right to shares,
in accordance with applicable laws;
the abovementioned limit of EUR 300
million will also apply to issues of
investment or priority share
certificates; c) resolves also that
the nominal amount of debt securities
that could be issued in application of
the above- mentioned authorization may
not exceed EUR 2.5 billion or the
equivalent value of this amount in the
event of the issue in foreign currency
or in units of account that are fixed
in reference to several currencies; d)
resolves to waive the shareholders
pre-emptive rights to the securities
to be issued, on the understanding
that the managing partners may grant
shareholders a share priority option
to all or part of the issue, during
the period and under the terms that it
will decide. This share priority will
not result in the creation of
negotiable rights, but may, if the
managing partners deem fit, be
exercised both as subscriptions as of
right and subscriptions for excess
shares; e) resolves that if
subscriptions of shareholders and the
public do not completely absorb an
issue of shares and securities, as
defined above, the managing partners
may, as they deem fit, use one and/or
other of the options below: i)
restrict, if necessary, the issue to
the amount of subscriptions on
condition that the latter reaches, at
least, three fourths of the decided
issue; ii) freely distribute all or
part of the unsubscribed securities;
f) has ascertained that if necessary,
the foregoing authorization
automatically prevails to the
advantage of holders of securities
giving future access to the Company s
shares likely to be issued, waiving
the shareholders pre-emptive rights to
shares to which these securities
entitles them; g) resolves to waive
the pre-emptive rights of shareholders
to shares
issued by bond conversion or by
exercising of warrants; resolves that
the issue price of the above-
mentioned securities will be
calculated so that the amount received
immediately after their issue, plus if
applicable, sums received from the
exercise of all the rights attached to
the securities thus issued, will give
an average issue price for each share
issued and/or to be issued as part of
the issue under consideration, at
least equal to the average opening
market price of the Company s shares
during 10 consecutive trading days
chosen out of the 20 trading days
immediately prior to the issue after,
if applicable, adjusting this average
to reflect the effective date; h)
resolves that the managing partners
will have full powers, under
applicable legal conditions, to
implement this authorization,
primarily for the purpose of
determining the dates and terms of
issues as well as the form and the
characteristics of the securities to
be created, set the price and define
the terms of issues, define the
amounts to be issued, fix the
effective date, even retroactive, of
the securities to be issued, define
the mode of redemption of shares or
other securities issued, and where
applicable, their terms of redemption,
suspend if necessary, the Company s
exercise of stock dividend rights
attached to securities to be issued
for a period that may not exceed three
months, define the terms according to
which, the rights of holders of
securities which ultimately give
access to shares may be preserved in
compliance with legal provisions and
regulations. Furthermore, the managing
partners may proceed, if necessary to
deduct from the share premium or
premiums, and in particular, charges
incurred by issues, and generally take
all the steps and conclude all
agreements required for properly
completing the issues planned and,
note the capital increases resulting
from any issue carried out by the use
of this authorization; and amend the
articles
of association accordingly; in the
event of the issue of debt securities,
the managing partners will be fully
empowered to decide whether or not
they are subordinated, fix the
interest rate, their term, the fixed
or floating redemption price, with or
without premium, the terms of
amortization depending on market
conditions and the conditions under
which these securities will entitle
them to the Company s shares; The
authorization thus granted the
managing partners is valid as from
this meeting for a period set out in
26. Authorization to be granted to the Mgmt No Action *
managing partners, for a period of
twenty-six months, to issue on one or
several occasions, new shares and/or
securities of all kinds to pay for the
securities contributed to an exchange
bid up to EUR 300 million (excluding
premiums) for equity issues and EUR
2.5 billion for bond issues: The
General Meeting, acting as an
Extraordinary General Meeting, after
having read the reports of the
managing partners, the supervisory
board and the special report of the
statutory auditors and in accordance
with the provisions of Article L 225-
148 of the French Commercial Code,
authorizes the managing partners to
increase the Company s capital by a
maximum nominal amount of EUR 300
million by issuing successively or
simultaneously, on one or more
occasions, new corporate shares to pay
for the securities contributed to and
exchange bid or mixed offer for the
shares of another company on the
official list or on the Second Marche
of the Paris Bourse or on the official
list of a state that is part of the
Agreement on the European Economic
Area other than France or the Stock
Exchange of a member state of the
Organisation for Economic Co-
operation and Development. This issue
of new shares to pay for the
securities contributed to an exchange
bid may, in accordance with the
provisions of Article L 225-129 of the
above-mentioned code, be the result of
the issue of securities of all kinds
that give immediate or future access
to a share of the
Company s capital. The shareholders
will waive their future pre-emptive
rights to the above-mentioned
securities and, as applicable, to the
shares to which the above-mentioned
securities may entitle them eventually
by exercising a right of any kind. The
nominal amount of debt securities
issued, if applicable, under this
authorization, has been limited to EUR
2.5 billion or the equivalent value of
this amount in the event of the issue
in another currency or in units of
account that are fixed in reference to
several currencies. The nominal amount
of debt securities issued, if
applicable, under this authorization,
has been limited to EUR 2.5 billion or
the equivalent value of this amount in
the event of the issue in another
currency or in units of account that
are fixed in reference to several
currencies. The General Meeting
resolves that the managing partners
will have full powers, under the
conditions set by law, to implement
this authorization primarily for: a)
fixing the foreign exchange ratio and,
if necessary, the amount of the
equalization payment in cash to be
paid; b) recognizing the number of
securities contributed to the
exchange; c) determine the dates,
terms of issues, in particular the
price and effective date of new shares
or, if necessary, securities that give
immediate or future access to a share
of the Company s capital; d) post to
the liability section of a premium
account, the difference between the
issue price of new shares and their
par value; deduct if necessary, from
said premium, all expenses and fees
resulting from the authorized
operation; e) generally take all
necessary steps and conclude all
agreements required for properly
completing the issues planned and
ascertain any resulting equity issues
and amend the articles of association
accordingly. The authorization granted
to the managing partners is valid as
from this meeting for a period set out
in the third paragraph of Article L
225-129 of the above-mentioned Code.
It
27. Authorization to be granted to the Mgmt No Action *
managing partners, for a period of
twenty-six months to carry out an
equity issue, on one or several
occasions, by capitalisation of
reserves, or premiums and scrip issue
or increase in nominal value, within
the limit of EUR 300 million: The
General Meeting, ruling with the
quorum and majority needed for
Ordinary Meetings, after having read
the reports of the managing partners
and the supervisory board, grants the
managing partners the necessary powers
for carrying out an equity issue, on
one or several occasions, up to a
maximum nominal amount of EUR 300
million, by the successive or
simultaneous capitalization of
reserves, profits and/or premium,
through the creation and scrip issue
of shares or by increasing the nominal
values of the shares or by the
combined use of the two procedures.
The General Meeting resolves that
fractional shares will not be
negotiable and that the corresponding
shares will be sold, the sums from the
sale will be allocated to right
holders no later than thirty days
after the date on which the whole
number of granted shares is registered
on their account. The General Meeting
grants the managing partners all the
powers, under applicable legal
conditions, in particular, to
determine the dates and terms of
issue, fix the conditions of issue,
fix the amounts to be issued and
generally take all steps to ensure
their proper completion, carry out all
acts and formalities aimed at
finalizing the corresponding capital
increase or increases and amending the
articles of association accordingly.
This authorization is valid as from
this meeting for a period set out in
the third paragraph of Article L
225-129- III of the French Commercial
Code. It cancels and supersedes the
28. Overall limit of EUR 300 million Mgmt No Action *
(excluding premiums) for capital
increases and EUR 2.5 billion for bond
issues of issues authorised according
to the foregoing resolutions: The
General Meeting, acting as an
Extraordinary General Meeting, having
read the reports of the managing
partners and the supervisory board,
and consequent to the adoption of the
twenty-fourth, twenty-fifth and
twenty-sixth resolutions, resolves: a)
to set the maximum nominal amount of
debt securities that can be issued in
application of the authorizations
granted by the foregoing resolutions,
at EUR 2.5 billion or the equivalent
value of this amount in foreign
currency or in units of account that
are fixed in reference to several
currencies, and b) to set the maximum
nominal amount of the immediate and/or
future capital increases, that could
be carried out by virtue of the
authorizations granted by the
foregoing resolutions, at EUR 300
million, with the understanding that
this nominal amount may be increased
by the nominal value of the additional
shares to be issued to preserve the
rights of bearers of securities
entitling the holders to
29. Authorization given to the managing Mgmt No Action *
partners to carry out the above-
mentioned issues during a takeover
bid or exchange bid concerning the
company s securities: The General
Meeting, acting as an Extraordinary
General Meeting, having read the
reports of the managing partners and
the supervisory board, and pursuant
to the provisions of the French
Commercial Code, expressly resolves
that the authorizations given to the
managing partners in the foregoing
resolutions, leading to or likely to
lead to an increase in the Company s
capital, be maintained during a take-
over bid or exchange bid on the
Company s securities. The
authorizations conferred on
management partners will be
maintained during a take-over bid or
exchange bid on the Company s
securities. This authority will
expire at the end of the next Annual
General Meeting convened to adopt the
accounts of the financial year ended
3. Allocation of net income and approval Mgmt No Action *
of the dividend of EUR 0.90: The
General Meeting, acting as an Ordinary
General Meeting, notes that net income
for the financial year corresponds to
a profit of EUR 91,572,246.66 which,
in view of retained earnings of EUR
232,408,817.72 and provision to the
legal reserve of EUR 2,435,089.50 to
bring said reserve to 10% of equity
capital, yields a distributable net
income of EUR 321,545,974.88; It has
resolved, in accordance with the
Articles of Association, to deduct a
sum of EUR 3,339,000 from the profit,
which is equal to 1% of Group share of
consolidated net income as statutory
dividends to its general partners;
Based on a proposal from the managing
partners, the General Meeting resolves
to pay a dividend of EUR 0.90 per
share, taking into account the
following: - shares issued as a result
of the exercise of share subscription
options before the dividend ex-date
carry rights to the said dividend; -
shares held by the Company in treasury
on the ex- date will not carry rights
to the said dividends; The meeting
resolves to allocate the balance to
retained earnings, after verification
of the amount by management. The
dividend of EUR 0.90 per share will be
accompanied by a tax credit of EUR
0.45 per share, taking the gross
dividend per share to EUR 1.35 for
individuals. The dividend ex-date will
be 19 MAY 2004 and dividends will be
payable from that date to holders of
registered shares or their authorized
representatives, by cheque or bank
transfer; In compliance with
applicable law, the dividends paid
relating to the last three financial
years and their associated tax credits
amounted to: Dividend paid to
shareholders: EUR 0.82 - 2002; EUR
0.82 - 2001; EUR 0.78 - 2000; Tax
credit: EUR 0.41 - 2002; EUR 0.41 -
2001; EUR 0.39 - 2000; Global
dividend: EUR 1.23 - 2002; EUR 1.23 -
2001; EUR 1.17 - 2000; Total
Dividend: EUR 111,226,519.54 - 2002;
EUR 110,838,916 - 2001; EUR
106,988,546 - 2000; Dividend paid to
general partners: Nil - 2002; EUR
6,160,717 - 2001; EUR 5,809,897 -
2000; Total: EUR 111,226,519.54 -
2002; EUR 116,999,633 - 2001; EUR
30. Authorization to the managing Mgmt No Action *
partners to issue on one or several
occasions, for a period of thirty-
eight months, shares reserved for the
company s employees and those of some
subsidiaries, up to 2% of the company
s total shares: The Extraordinary
General Meeting, after having read the
managing partners report as well as
the reports of the supervisory board
and that of the auditors, empowers the
managing partners to increase the
Company s share capital, without any
other consultations. This must be done
by issuing, in one or several
operations, shares intended for
subscription, as part of a Group
employee savings plan, in accordance
with articles L 443-1 et seq. of the
labor code and Article L 225-138 of
the French Commercial Code, by
employees of the Company and companies
and groupings that are affiliated to
it within the meaning of Article L
225-180 of the above- mentioned Code.
These employees should have been
employed for at least six months. The
number of new shares to be issued,
which will be immediately assimilated
to the other existing shares, should
not exceed 2% of the number of shares
comprising the issued share capital.
This authorization automatically
waives the pre-emptive rights of
shareholders, in the event that they
exercise their rights, in favor of the
employees concerned. In accordance
with Article L 443-5 of the labor
code, the General Meeting resolves
that the issue price will be equal to
80% of the average of first stock
quotes for the twenty days preceding
the day the option is granted by the
managing partners, rounded up to the
next higher tenth of a euro. The
meeting also resolves that in the
event that all the capital issues have
not been
subscribed by the employees within the
deadlines set by the managing
partners, the issue will be made to
the tune of the amount of subscribed
shares, and the unsubscribed shares
may be proposed once again to the
employees concerned during a
subsequent equity issue. The General
Meeting grants the managing partners
all the powers required to set the
different conditions of operations,
within the limits set out below, in
particular to: a) ascertain the
subscription price calculated
according to the method defined in the
previous paragraph, set the deadline
for paying for the subscribed shares.
Payments by employees may be completed
by the Company or its affiliates
within the meaning of Article L
225-180 mentioned above under the
conditions provided by law; b) set the
opening and closing dates for the
subscription, ascertain any resulting
capital increases and amend the
articles of association accordingly.
The authorization thus conferred on
the managing partners is valid as from
this meeting for a period of
thirty-eight months. It cancels and
31. Authorization given to the managing Mgmt No Action *
partners to grant options to employees
and managers of the company and
affiliated companies within the
meaning of article L 225-180 of the
commercial code to subscribe for
and/or purchase company stock, up to
3% of the company s issued share
capital: The General Meeting, acting
as an Extraordinary General Meeting,
after hearing the reports of the
managing partners, the Supervisory
Board and the statutory auditors: a)
authorizes the managing partners, in
accordance with the provisions of
Articles L 225-177 et seq. of the
French Commercial Code, to grant, once
or several times, to some or all of
the managers and employees of the
Company and of its affiliates within
the meaning of Article L 225-180 of
the above-mentioned code, options
giving the right to subscribe for new
shares in the Company and/or buy
existing shares from purchases made by
the Company under provisions
provided by law; b) resolves that the
total number of options hereby granted
may not entitle the subscription or
purchase of a number of shares
exceeding 3% of the number of shares
in the Company s issued share capital;
c) resolves that the time in which
options may be exercised may not
exceed ten years starting from the
date the option is granted by the
managing partners; d) resolves, in
accordance with the law, that this
resolution automatically implies that
shareholders shall expressly waive, in
favor of the beneficiaries of the
options, their pre-emptive rights to
the issued shares as the options are
exercised; e) grants the managing
partners the most extensive powers,
within the limits defined above and
the applicable legal limits, to: i)
set the share subscription and/or
purchase price according to the
conditions set down by the managing
partners in their report and in
accordance with applicable legal
provisions; ii) define the terms of
operations, set the conditions under
which the options will be granted,
designate the beneficiaries of the
options, set the period during which
they may be exercised and the maximum
number of options offered at each
period, define any restrictions
against the immediate resale of
shares; iii) define the conditions
under which the price and/or number of
shares to subscribe and/or purchase
may be adjusted to reflect financial
operations carried out by the Company;
iv) and, generally, do all that is
useful or necessary and, in
particular, carry out all acts and
formalities concerning registration
and advertising, ascertain that the
corresponding equity issues have been
made and amend the articles of
association accordingly. This
authorization thus conferred on the
managing partners for a period of
thirty-eight months as from this
meeting. It cancels and supersedes the
authorization granted by the Combined
General Meeting of 23 May 2000 for the
unused part of this
32. Harmonisation of articles of Mgmt No Action *
association: The General Meeting,
acting as an Extraordinary General
Meeting, resolves to bring article 16
of the Company s articles of
association relating to regulated
agreements in line with recent laws
and to amend said article accordingly
as set out below: Article 16 -
Regulated agreements The members of
the supervisory board, or one of the
shareholders with a voting right
fraction of more than 10% or, in the
case of a shareholding company, the
controlling company within the meaning
of Article L 233-3 of the Commercial
Code either directly or through an
intermediary, must be subject to
authorization and control formalities
prescribed by Articles L 225-38 to L
225-43 of the Commercial Code,
pursuant to the provisions of Article
L 226-10 of said Code.( the rest
remains unchanged) The General Meeting
resolves to remove article 12 bis,
relating to the initial composition of
the supervisory board, from the
articles of association
33. Powers to accomplish the necessary Mgmt No Action *
legal formalities: The General
Meeting, acting as an Ordinary General
Meeting, grants the bearer of the
original minutes or of a certified
copy or abstract of the minutes of
this meeting full powers to accomplish
the necessary legal or regulatory
formalities wherever
4. Approval of regulated agreements: The Mgmt No Action *
General Meeting, acting as an Ordinary
General Meeting, after hearing the
statutory auditors Special Report
concerning the agreements referred to
in Article L 226-10 of the French
Commercial Code approves this report
in all its parts as well as all the
agreements
5. To authorise the managing partners to Mgmt No Action *
buy company shares: After taking note
of the managing partners report and
examining the specific memorandum
approved by the COB (Commission des
operations en Bourse), the General
Meeting, acting as an Ordinary General
Meeting, authorizes the managing
partners, in accordance with Article L
225-209 of
the French Commercial Code to acquire
a maximum of up to 10% of the current
share capital, i.e. EUR 700,000,000,
subject to the following conditions:
Maximum purchase price per share: EUR
70; Minimum selling price per share:
EUR 30; These shares may be acquired
in one or more purchases, by any
method, including by private
agreement, transfers of blocks of
shares or by using derivative
products, notably for the following
purposes: - to issue shares to
employees; - to regulate the share
price; - to keep or transfer shares
using any method, notably share
exchanges; - to cancel shares; The
share buyback programme may be
implemented even during a period of a
take-over bid; The present
authorization is valid for eighteen
months. It cancels and supersedes for
the unexpired period the authorization
granted by the fifth resolution of the
Ordinary and
6. Re-election of Mr Raymond H. LEVY as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an
Ordinary General Meeting, resolves to
re-elect, as member of the
supervisory board, Mr Raymond H. LEVY
for a six-year period that will
expire in 2010 following the Annual
General Meeting that will be convened
to receive the financial statements
of the previous financial year
7. Re-election of Mr Pehr G. Mgmt No Action *
GYLLENHAMMAR as member of the
supervisory board: The General
Meeting, acting as an Ordinary General
Meeting, resolves to re- elect, as
member of the supervisory board, Mr
Pehr G. GYLLENHAMMAR for a four-year
period that will expire in 2008
following the Annual General Meeting
that will be convened to receive the
financial statements of
8. Re-election of Mr Pierre LESCURE as Mgmt No Action *
member of the supervisory board: The
General Meeting, acting as an Ordinary
General Meeting, resolves to re-elect,
as member of the supervisory board, Mr
Pierre LESCURE for a four-year period
that will expire in 2008 following the
Annual General Meeting that will be
convened
to receive the financial statements of
the previous financial year
9. Re-election of Mr Didier PINEAU- Mgmt No Action *
VALENCIENNE as member of the
supervisory board: The General
Meeting, acting as an Ordinary General
Meeting, resolves to re- elect, as
member of the supervisory board, Mr
Didier PINEAU-VALENCIENNE for a
four-year period that will expire in
2008 following the Annual General
Meeting that will be convened to
receive the financial statements of
the previous financial year
- -------------------------------------------------------------------------------------------------------
SANOFI SYNTHELABO Agenda: 700543766
CUSIP: F5548N101 Meeting Type: MIX
Ticker: Meeting Date: 6/23/2004 ISIN: FR0000120578
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction. This procedure pertains
to sale transactions with a
E.10 Authorize the Board all powers to Mgmt No Action *
increase the share capital by a
maximum nominal amount of EUR
500,000,000.00 by incorporation of
reserves; this limit being included in
the overall limit of EUR
1,250,000,000.00 set for Resolutions 7
and 8; Authority expires at the end of
26 months
E.11 Authorize the Board to increase the Mgmt No Action *
share capital by a maximum of 2%, by
issuing various securities reserved
to the employees, retired and pre-
retired employees of the Group who
subscribed to one of the existing
savings plans; these securities shall
be subscribed in cash and may be
coupled with free shares or
securities issued per Resolutions 8
and 10; Authority expires at the end
E.12 Authorize the Board to grant to some Mgmt No Action *
employees to be listed by it options
to subscribe to new shares or
repurchased shares, not exceeding 2%
of the share capital; Authority
expires at the end of 38 months
E.13 Authorize the Board to reduce the Mgmt No Action *
share capital by cancelling self-
detained shares, not exceeding 10% of
the share capital in 24 months;
Authority expires at the end of 26
months
E.14 Approve, subject to the positive Mgmt No Action *
results to the public offering of 26
JAN 2004 and further bidding of 26 APR
2004 on the Aventis shares, to
increase the share capital by the
number of shares necessary to
remunerate the Aventis shares brought
by shareholders in France, Germany and
the United States; with regard to the
proposed exchange rate 1 main combined
offering: 5 Sanofi
Synthelabo shares and EUR 120.00 for
every 6 Aventis shares and 2
subsidiary exchanger offer: 1.1739
Sanofi Synthelabo share for 1 Aventis
share and the overall proportion of
71% Sanofi Synthelabo shares and 29%
in cash, the maximum number of Sanofi
Synthelabo shares to be issued is
714,548,243 for a nominal amount of
EUR 1,429,096,486.00; these shares
shall be identical to the old Sanofi
Synthelabo shares and will bear
dividend for 2003 and any further
dividend distributed after their issue
date. such decision does not
invalidate Resolutions 7-8-9-10-11 of
E.15 Approve to change the Company name Mgmt No Action *
for Sanofi-Aventis and to modify
Article of Association 2 accordingly
E.16 Approve to reduce the term of the Mgmt No Action *
Directors to 4 years and modify
Article of Association 11 accordingly
E.17 Approve to harmonize Article of Mgmt No Action *
Association 12 with the French
Financial Security Law: instead of
quote representing unquote the Board
of Directors, the Chairman organises
and supervises its activities
E.7 Authorize the Board to increase the Mgmt No Action *
share capital by issuing shares and
other securities with preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 8 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions 8
and 10; b) EUR 7,000,000,000.00 for
debt securities; this limit is also
valid for Resolution 8 but does not
include Resolution 6; Authority
expires at the end of 26 months
E.8 Authorize the Board to increase the Mgmt No Action *
share capital by issuing shares and
other securities without preferential
subscription right, within the limits
below: a) EUR 750,000,000.00 for
shares and securities; this limit is
also valid for Resolution 7 and is
included in the overall limit of EUR
1,250,000,000.00 set for Resolutions 7
and 10; b) 7,000,000,000.00 for debt
securities; this limit is also valid
for Resolution 7 but does not include
resolution 6; Authority expires at the
end of 26 months; it does not
interfere with any share capital
increase which might be decided in
relation to the public offering
E.9 Authorize the Board to use Mgmt No Action *
Resolutions 7 and 8 to increase the
share capital; this decision is
maintained till the end of the
meeting called to deliberate on the
2004 accounts, in case a takeover bid
or an exchange bid is launched on
O.1 Approve the accounts and the balance Mgmt No Action *
sheet of the FY 2003, showing profits
amounting to EUR 1,683,957,043.77
O.18 Approve to renew the term of office Mgmt No Action *
of Mr. Jean-Francois Dehecq as a
Director for 4 years
O.19 Approve to renew the term of office Mgmt No Action *
of Mr. Rene Barbier as a Director for
4 years
O.2 Approve the consolidated accounts of Mgmt No Action *
the FY 2003 as presented to it
O.20 Approve to renew the term of office Mgmt No Action *
of Mr. Robert Castaigne as a Director
for 4 years
O.21 Approve to renew the term of office Mgmt No Action *
of Mr. Thierry Desmarest as a
Director for 4 years
O.22 Approve to renew the term of office Mgmt No Action *
of Mr. Lindsay Owen-Jones as a
Director for 4 years
O.23 Approve to renew the term of office Mgmt No Action *
of Mr. Bruno Weymuller as a Director
O.24 Approve to confirm the term of office Mgmt No Action *
of Mr. Lord Douro as a Director for
4 years
O.25 Approve to confirm the term of office Mgmt No Action *
of Mr. Gerard Van Kemmel as a
Director for 4 years
O.26 Appoint Mr. Christian Mulliez as a Mgmt No Action *
Director for 4 years
O.27 Appoint Mr. Jean-Marc Bruel as a Mgmt No Action *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.28 Appoint Mr. Jurgen Dorman as a Mgmt No Action *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.29 Appoint Mr. Jean-Rene Fourtou as a Mgmt No Action *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.3 Approve the appropriations: profits Mgmt No Action *
for the FY EUR 1,683,957,043.77 minus
EUR 96,113.00 to legal reserve total
EUR 1,683,860,930.77 plus prior
retained earnings EUR 234,647,599.90
total EUR 1,918,508,530.67 special
reserve on long term capital gains EUR
553,612,957.45 global dividend EUR
1,364,895,573.22; if the number of
shares existing at dividend payment
date requires it, the necessary
amounts will be deducted from special
reserve on long-term capital gains;
net dividend per share EUR 1.02 with
EUR 0.51 tax credit paid in cash minus
the EUR 0.97 interim dividend at the
settlement
O.30 Appoint Mr. Serge Kampf as a Director Mgmt No Action *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.31 Appoint Mr. Igor Landau as a Director Mgmt No Action *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.32 Appoint Mr. Hubert Markl as a Mgmt No Action *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.33 Appoint Mr. Klaus Pohle as a Director Mgmt No Action *
for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.34 Appoint Mr. Hermann Scholl as a Mgmt No Action *
Director for 4 years, subject to the
realization of the offerings
initiated by the Company on the
O.35 Acknowledge the mandates of the Mgmt No Action *
Directors of the Companies: Elf
Aquitaine, I Oreal and Pierre Castres
Saint-Martin, Pierre-Gilles De
Gennes and Herve Guerin expires to
the exit from this present meeting
O.36 Approve to set an amount of EUR Mgmt No Action *
1,000,000.00 to be allocated to the
Board of Directors as attendance fees
O.37 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.4 Approve the agreements mentioned in Mgmt No Action *
the Special Auditors report, in
accordance with the provisions of
Article L. 225-40 of the French Trade
Code
O.5 Authorize the Board, in substitution Mgmt No Action *
of the Authority granted at in
Resolution 6 of 19 MAY 2003, to trade
the Company shares on the stock
exchange, notably in view of adjusting
their price and implementing
resolution 12 below; maximum purchase
price EUR 90.00; maximum amount to be
used for such operations EUR
6,595,632,630.00 and EUR
13,026,566,790.00 if the public
offerings on the Aventis shares 10% of
the share capital; the repurchased
shares kept by the Company will have
no voting right and no dividend; they
shall not exceed 10% of the share
capital; maximum number of shares to
be acquired: 10% of the share capital;
Authority expires at the end of 18
months as of
O.6 Authorize the Board to issue bonds Mgmt No Action *
and similar securities for maximum
nominal amount of EUR
7,000,000,000.00; this limit included
all issues of the same sort;
Authority expires at the end of 5
- -------------------------------------------------------------------------------------------------------
LOREAL S.A., PARIS Agenda: 700481839
CUSIP: F58149133 Meeting Type: MIX
Ticker: Meeting Date: 4/29/2004 ISIN: FR0000120321
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN ORDINARY Non- No Action *
GENERAL MEETING. THANK YOU Voting
1. Approve the 2003 Parent Company Mgmt No Action *
financial statements indicating a net
profit of EUR 939,542,234.00 compared
with EUR 1,014,294,475.43 in 2002; and
approve the amount of non deductible
charges and the corresponding tax and
grant full discharge to the Directors
for the actions taken by the Directors
in
10. Authorize the Board to buy the Mgmt No Action *
Company s shares on the stock exchange
or otherwise, subject to the following
conditions: maximum purchase price:
EUR 95.00; maximum number of shares to
be acquired by the Company: 10% of the
share capital 67,606,216 shares;
objectives in decreasing order of
strategic
importance: purchases and sales
depending on market situations,
purchases and holding with a view to
potential subsequent share swaps,
coverage of stock-option plans,
stabilization of the share price by
systematic intervention to correct
market trends; the Company may trade
its shares in a period of public
offer; treasury shares held by the
Company may be cancelled as authorized
by the EGM of 22 MAY 2003 for a period
of 5 years; Authority
11. Grant full powers to the bearer of an Mgmt No Action *
original, a copy or an extract of
the present minutes to carry out all
filings or formalities prescribed by
law
2. Approve the 2003 consolidated Mgmt No Action *
financial statements
3. Approve the appropriation of the Mgmt No Action *
profits for 2003, amounting to EUR
939,542,243.00 as follows: special
reserve for long-term net capital
gains: EUR 259,229,243.00; first
global dividend: EUR 6,760,621.60;
balance amount EUR 673,552,369.40 to
which is added the amount deducted
from special reserve on long term net
capital gains EUR 221,808,140.00;
distributable balance EUR:
895,360,509.40; super dividend EUR
486,764,755.20; withholding tax amount
EUR 39,250,000.00; other reserves EUR
369,345,7 54.20; and the resulting
dividend per share will amount to EUR
0.73 with a tax credit of EUR 0.37, to
be paid on 14 MAY
4. Approve the special report of the Mgmt No Action *
Auditors on the regulated agreements
provided for in Article L 225-38 of
the French Commercial Code and that
no regulated agreement was submitted
to its approval
5. Approve to renew the tenure of Mr. Mgmt No Action *
Rainer Gut as a Director for 4 years
6. Appoint Mr. Bernard Kasriel as a Mgmt No Action *
Director for 4 years
7. Approve to allocate a maximum global Mgmt No Action *
amount of EUR 1,000,000.00 to the
Directors as annual attendance fees,
until further decision; it entrusts
the board with its allotment and date
of payment
8. Appoint PricewaterhouseCoopers Audit Mgmt No Action *
as the Statutory Auditor and Mr. Yves
Nicolas as the Deputy Auditor, for the
next 6 fiscal years
9. Appoint Deloitte Touche Tohmatsu as Mgmt No Action *
the Statutory Auditor and Mr. Jean-
Paul Picard as the Deputy Auditor for
the next 6 fiscal years
- -------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS Agenda: 700509790
CUSIP: F58485115 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: FR0000121014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A MIX Non- No Action *
(ORDINARY AND EXTRAORDINARY GENERAL) Voting
MEETING. THANK YOU
1. Acknowledge that the consolidated Mgmt No Action *
accounts were presented and that the
Board of Directors report for the
Group is included in the Board of
Directors report
10. Appoint Mr. Patrick Houel as a Mgmt No Action *
Director for a period of 3 years
11. Appoint Mr. Hubert Vedrine as a Mgmt No Action *
Director for a period of 3 years
12. Approve to renew the term of office Mgmt No Action *
of Mr. Kilian Hennessy as Control
Agent for a period of 3 years
13. Appoint Deloitte Touche Tohmatsu Mgmt No Action *
Audit as the Statutory Auditor for a
period of 6 years
14. Approve to renew the term of office Mgmt No Action *
of Ernst and Young Audit as Statutory
Auditor for a period of 6 years
15. Approve to renew the term of office Mgmt No Action *
of Mr. Denis Grison as Deputy Auditor
for a period of 6 years
16. Approve to renew the term of office Mgmt No Action *
of Mr. Dominique Thouvenin as Deputy
Auditor for a period of 6 years
17. Authorize the Board of Directors, in Mgmt No Action *
substitution of any existing
authority, to buy Company shares on
the stock exchange, notably in view
of adjusting their price per the
following conditions: maximum
purchase price: EUR 100.00; minimum
selling price: EUR 30.00 maximum
number of shares to be acquired: 10%
of the share capital; Authority
expires at the end of 18 months
18. Approve to set an amount of EUR Mgmt No Action *
1,147,500.00 to be allocated to the
Members of the Board of Directors as
attendance fees
19. Grant all powers to the Board of Mgmt No Action *
Directors to decrease the share
capital by canceling the shares held
by the Company in connection with a
stock repurchase plan, within a limit
of 10% over a 24 month period;
Authority is given for 24 months
2. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003; grant
permanent discharge to the Members of
the Board of Directors for the
completion of their assignment for
20. Amend the Articles of Association as Mgmt No Action *
follows: Article 12 Board of
Directors; Article 16 powers to the
Chairman of the Board of Directors;
Article 19 conventions subjected to
an authorization; and Article 26
identification of shareholders
3. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article 225-38 of the French
Commercial Law
4. Approve the appropriation of the Mgmt No Action *
profits: profits for the FY: EUR
768,370,044.10; legal reserve: nil;
prior retained earnings: EUR
557,531,725.93; distributable
profits: EUR 1,325,901,770.03; the
shareholders will receive a net
dividend of EUR 0.85 with a
corresponding tax credit of EUR 0.425
5. Ratify the cooptation of Ms. Delphine Mgmt No Action *
Arnault who replaces Mr. Jean Peyrelev
Ade, as Director up to the general
meeting ruling on annual accounts
during 2004; renew the term of office
of Ms. Delphine Arnault as a Director
for a period of 3 years
6. Approve to renew the term of office Mgmt No Action *
of Mr. Bernard Arnault as a Director
for a period of 3 years
7. Approve to renew the term of office Mgmt No Action *
of Mr. Jean Arnault as a Director for
a period of 3 years
8. Approve to renew the term of office Mgmt No Action *
of Mr. Nicholas Clive Worms as a
Director for a period of 3 years
9. Approve to renew the term of office Mgmt No Action *
of Mr. Felix G. Rohatyn as a Director
for a period of 3 years
- -------------------------------------------------------------------------------------------------------
VINCI Agenda: 700477513
CUSIP: F5879X108 Meeting Type: MIX
Ticker: Meeting Date: 4/23/2004 ISIN: FR0000125486
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL 04 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
1. Approve the consolidated accounts for Mgmt No Action *
the FY 2003, as presented to it and
the net consolidated profits group
share EUR 541,373,000.00
10. Authorize the Board to issue shares Mgmt No Action *
and securities giving access to the
share capital with preferential
subscription right within the limits
below: EUR 600,000,000.00 for
securities, including the securities
issued per Resolution 11 below,
previous share capital increases are
not included in this limit, EUR
1,500,000,000.00 for debt securities,
this limit does not include debt
securities issued per Resolution 8 of
meeting of 14 MAY 2003, but is
included in corresponding limit set in
Resolution 11 below, these issues
shall be reserved preferably to owners
of old shares who can subscribe as of
right, this delegation is given for 26
months, it cancels and replaces
Resolution 13 of combined meeting of 6
JUN 2002
11. Authorize the Board to issue shares Mgmt No Action *
and securities giving access to the
share capital without preferential
subscription right within the limits
below: EUR 600,000,000.00 for
securities, including the securities
issued per Resolution 10 above, prior
issues of the same sort are not
included in said limit, EUR
1,500,000,000.00 for debt securities,
this limit does not include debt
securities issued per Resolution 8 of
meeting of 14 MAY 2003, but is
included in corresponding limit set in
Resolution 10 above, these issues
shall granted to shareholders in
proportion to the number of shares
they already own, in case of public
exchange offer, the Board shall decide
on the type of securities to be
exchanged, this delegation is given
for 26 months, it cancels and replaces
Resolution 14 of combined meeting of 6
JUN 2002
12. Authorize the Board to increase the Mgmt No Action *
share capital by 10 %, by issuing
ordinary shares reserved to the
financial entities in charge of the
savings plans of the Company and of
the subsidiaries which cannot benefit
from Resolutions 14 and 15 voted on
combined meeting of 12 DEC 2001, the
total share capital increases
resulting from this resolution,
Resolutions 14 and 15 above mentioned
and resolution 16 of combined meeting
of 6 JUN 2002 not exceeding 10 % of
the share capital, but is not included
in the other delegations given to the
Board, such delegation is valid for 2
years
13. Authorize the Board, in relation to Mgmt No Action *
Resolutions 10 and 11 above and
Resolution 15 of 6 JUN 2002, to
increase share capital reserved to
the members of group savings plans
and make use of Resolutions 12 above,
14 and 15 of combined meeting of 12
DEC 2001, and 16 of combined meeting
of 6 JUN 2002
14. Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by Law
2. Approves the accounts and the balance Mgmt No Action *
sheet for FY the 2003, as presented to
it, namely the non-deductible
3. Approve the amount of net profits for Mgmt No Action *
the FY : EUR 2,065,623,276.75 and its
appropriation as follows : global
dividend: EUR 189,073,998.36, legal
reserve EUR 915,121.00, balance carry
forward: EUR 1,875,634,157.39, net
dividend per share: EUR 2.36 with EUR
1.18 tax credit, this dividend will be
paid on 11 MAY 2004
4. Approve the Special Auditor s report, Non- No Action *
in accordance with the provisions of Voting
Article L.225-38 and followings of
the French Trade Code
5. Grant permanent discharge to the Mgmt No Action *
Board for the completion of its
assignment for the current year
6. Ratify the cooptation of Mr. Quentin Mgmt No Action *
Davies as a Director in replacement
of Mr. Henri Proglio, for the
unaffected part of his term
7. Approve to set an amount of EUR Mgmt No Action *
800,000.00 to be allocated to the
Board of Directors as attendance fees
as of 1 JAN 2004
8. Authorize the Board to repurchase Mgmt No Action *
company shares on the stock exchange,
notably in view of adjusting their
price per the following conditions
:maximum purchase price : EUR 110.00;
minimum selling price : EUR 55.00,
except shares related to the stock
options plan, in this case the selling
price is comprised between EUR 33.70
and EUR 63.65. maximum number of
shares to be acquired: 10 % of the
share capital maximum amount to be
used EUR 700,000,000.00; Authority
expires at the end of 18 months; it
cancels and replaces Resolution 7 of
combined meeting of
9. Grant all powers to the Board to Mgmt No Action *
decrease the share capital by
canceling shares held by the company,
within a limit of 10% over a 24
month period, this delegation is
valid 18 months. it supersedes
Resolution 9 of combined meeting of
- -------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, Agenda: 700494355
CLERMONT-FERRAND
CUSIP: F61824144 Meeting Type: MIX
Ticker: Meeting Date: 5/14/2004 ISIN: FR0000121261
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT MICHELIN S SHARES Non- No Action *
ARE IN REGISTERED FORM ONLY AND Voting
BLOCKING IS NOT NECESSARY PRIOR TO
THE GENERAL MEETING. THANK YOU.
E.12 The allocation of stock options to Mgmt No Action *
senior and executive management in the
Company and Group member; The General
Meeting, Having heard the Managing
Partners report, the special Auditors
report and the report of Supervisory
Board, Having taken due note of the
consent of each
of the General Partners, And ruling in
accordance with the quorum and
applicable conditions for a majority
decision by an Extraordinary General
Meeting, Hereby authorises the
Managing Partner, or any one of them,
under the terms of Article L 225-177
and following of the French Commercial
Code, and the applicable legislative
provisions, to consent, on one or more
occasions, to the allocation to senior
and executive management within the
Company or the Group member companies
in France and abroad within the
meaning of Article L 225-180 of the
French Commercial Code, of stock
options giving a right of subscription
for shares in the Company to be issued
by way of an increase in capital, or
for stock options giving a right to
purchase existing shares already held
by the Company. And Rules: - that the
time limit for this authorisation is
fixed at thirty-eight months
commencing on the date of this General
Meeting, - that the total number of
stock options for subscription to be
allocated shall be limited to
2,000,000, representing 1.40% of the
equity capital, this authorisation
fixing the amount of equity capital to
be increased at Euros 4,000,000, -
that the subscription price of the
shares to be issued or the purchase
price of existing shares is to be
determined by the Managing Partners in
accordance with current legal
requirements in force on the date of
said consent to the said stock
options, it being understood that the
said prices cannot be lower than the
average of the first stock market
prices quoted in the twenty Stock
Exchange sessions prior to the
relevant date of consent to the said
stock options and rounded up to the
nearest Euro, and that moreover, where
share purchase options are so
allocated, the relevant purchase price
cannot be below 80% of the average
stock market price of the
shares held by the company, - that the
said prices fixed by the Managing
Partners for subscription for shares
to be issued or purchased cannot be
adjusted during the time limit for the
stock options, except where under
current applicable legal provisions
adjustment is permitted as to
subscription or sale prices or the
number of shares in connection with
any stock option to enable account to
be taken of any negative impact any
financial operations may have on the
value of the shares consented to, -
that the period for exercising stock
option rights is limited to ten years
commencing on the date of allocation.
Stockholders are reminded that under
the terms of Article L 225-178 of the
French Commercial Code, the present
authorisation shall entail the
explicit waiver on their part, in
favour of the stock optionees, of
their preferential rights in respect
of shares which shall be issued to the
stock optionees in the exercise of
their stock option rights, Hereby
assigns to the Managing Partners, or
to one of the Managing Partners, full
authority for the issue of the said
stock options, the definition of
procedures for the issue thereof and
for the specific determination of the
following: - the procedures for
consenting to the grant of stock
options, - the definition of a list of
stock optionees consented to and the
number of stock options granted to
each of them, - the fixing of the
purchase price of the shares for
subscription or purchase by way of
stock option, in accordance with the
above terms, - the procedures for
adjusting the price and/or number of
shares for subscription or purchase by
way of stock option to take account of
any financial operations having an
impact on the value of the stock
options consented to, - the setting of
the procedures and time limits for
exercising the stock options, - the
power to suspend temporarily the
exercise of stock options up to a
maximum of three months to enable the
financial operations in question to be
carried
out, - the fixing, where necessary, of
a time limit in which the immediate
resale of some or all of the shares
acquired by way of stock option is
prohibited, and which time limit shall
not exceed three years from the date
of the exercise of the stock options,
- and, in general, the implementation
of such measures as shall be necessary
and appropriate to the implementation
of the above authorisations and, in
particular, to the definitive
completion of the increase or
successive increases in capital,
specifically by way of the associated
amendment of the Articles
E.13 Increase in capital reserved for Mgmt No Action *
employees of the Company and of group
member companies under the terms of
Law no.2001-152 of February 19, 2001
on save-as-you-earn schemes; The
General Meeting, having heard the
Managing Partners report, the special
Auditors report and the report of the
Supervisory Board, Having taken due
note of the consent of each of the
general partners, And ruling in
accordance with the quorum and
applicable conditions for a majority
decision by an Extraordinary General
Meeting, Hereby authorises the
Managing Partners, or one of the
Managing Partners, in accordance with
the provisions of Articles L 443-1 and
following of the Code of Labour and of
Articles L 225-129 VI para. 2 and L
225-138 IV of the French Commercial
Code, to undertake an increase in
capital, in one or more stages, by way
of the issue of new shares which shall
be reserved for the employees of the
Company and of undertakings, whether
French or foreign, which are
associated with the Company within the
meaning of the provisions of Article L
225-180 of the French Commercial Code
and who, in the case of employees in
France, are members of a Group savings
scheme. Hereby rules that: - the
preferential subscription rights of
stockholders to any shares which shall
be issued under the terms of the
present authorisation shall be
cancelled in favour of the said
employees, - the term of the present
authorisation shall be fixed at five
years with effect from the date of
this General Meeting, - the maximum
nominal amount of increases in capital
to be undertaken under the terms of
the present authorisation shall be
fixed at Euros 2,867,000, or 1% of the
current capital. And hereby assigns to
the Managing Partners, or to one of
the Managing Partners, full authority
for the implementation of the present
authorisation, specifically with
regard to the following: - the
definition of the list of French or
foreign undertakings referred to
above, whose employees are members of
a savings scheme and who shall be
entitled to participate in the
increase in capital adopted by the
present resolution, - the definition,
within the limits for which the law
provides, of conditions to be
fulfilled by the said employees in
order to qualify for participation in
the said increase in capital, - the
definition of the number of shares to
be issued, which shall immediately be
treated in the same way as other
shares, and the definition of the
issue price in accordance with the
provisions of Article L 443-5 para 2
of the Code of Labour, - the
definition of time limits and
procedures for the subscription and
paying-up of the new shares, - and, in
general, the implementation of such
measures as shall be necessary and
appropriate to the definitive
completion of the increase or
successive increases in capital,
specifically by way of the associated
amendment of the Articles of
Association. The present authorisation
shall supersede the resolution having
the same object and adopted by the
Mixed General Meeting
O.1 Approval of the corporate accounts Mgmt No Action *
for 2003; The General Meeting, having
heard the Managing Partners report,
the Auditors report, and the report of
the Supervisory Board, hereby approves
the company accounts for 2003 and the
profit recorded therein of EUR
178,237,815.34. The General Meeting
hereby approves the operations
described in the above
accounts and indicated in the above
reports, specifically, and in so far
as is necessary, those affecting the
various reserve accounts.
O.10 Appointment of an additional Auditor; Mgmt No Action *
The General Meeting, having the report
of the Supervisory Board hereby
appoints, for a term of 6 years to
terminate after the closing of the
General Meeting convened in 2010 to
vote on the accounts for year 2009, to
audit the accounts for the year 2009,
Mr. Jacques ZAKS, 20 B, rue Boissiere
- 75116 Paris, as Auditor in addition
to Corevise.
O.11 Authorisation permitting the company Mgmt No Action *
to transact its own shares on the
Stock Market; The General Meeting,
having heard the Managing Partners
report, the report of the Supervisory
Board, Hereby authorises the Company
to transact in its own shares, in
accordance with Article L 225-209 of
the French Commercial Code and subject
to the following conditions: - the
maximum purchase price shall be at
Euros 60, - the minimum selling price
shall be at Euros 30, - the number of
shares purchased shall not exceed 10%
of the total number of equity shares,
- the term of this authorisation shall
be 18 months with effect from the
present date. In case of an increase
in capital by way of the incorporation
of reserves and the allotment of free
shares, or in case of the division or
amalgamation of shares, the prices
indicated above shall be adjusted by
the application of a multiplier
coefficient which shall be equal to
the ratio between the number of equity
shares before and after the operation
concerned. Shares may be acquired at
any time, on a single occasion or on a
number of occasions, whether on the
market, by private contract or by any
other arrangement, by any applicable
means and specifically by way of the
transfer of blocks of shares, the
purchase of options or the utilisation
of products derived therefrom, for the
following purposes: - the
stabilisation of the Stock Market
share price by means of systematic
intervention to counter
market trends, - the retention, sale,
remittance by way of exchange or
transfer of shares in lieu of payment,
specifically for the purposes of
financial operations such as expansion
or on the occasion of the issue of
stocks conferring direct or indirect
access to capital, - remuneration in
respect of shares acquired by way of a
public exchange offer, - sale to
persons at senior and executive
management in the Company or Group
member companies, and in connection
with stock option purchases, -
arbitration associated with the
payment of dividends, - cancellation,
whether in whole or in part, for the
purposes of the optimum management of
the capital and reserves of the
Company and for the optimisation of
net earnings per share. For the
purposes indicated above, the General
Meeting hereby assigns to the Managing
Partners, or to one of the Managing
Partners, full authority for the
conclusion of contracts, the
completion of declarations and
formalities and, in general, the
conduct of such measures as shall be
necessary and appropriate to the
implementation of decisions adopted
under the present authorisation. This
authorisation supersedes the
resolution with the same object
adopted by the Ordinary General
Meeting held on May 16, 2003.
O.2 Allocation of profits for 2003; At Mgmt No Action *
the proposal of the Managing Partners
and with the approval of the
Supervisory Board, The General
meeting; In consideration of a profit
for the year of EUR 178,237,815.34, In
consideration of the transfer to the
statutory reserve such that the latter
shall represent one-tenth of the
equity capital, namely EUR 318,859.00,
In consideration of the statutory
share of the general partners to the
amount of EUR 3,288,621.83, And
whereas the resulting balance of EUR
174,630,334.51, Subject to the
addition of profits brought forward of
EUR 52,843,716.09, Represents a
distributable sum of EUR
227,474,050.60. Hereby rules as
follows: I - To undertake the
distribution of a total sum of EUR
170,048,683.25 Which, after the
allocation of EUR 36,698,750 for
property tax, represents a dividend of
EUR 0.93 per share with a tax credit
of EUR 0.465, thereby generating total
earnings per share of EUR 1.395 for
those stockholders who benefit from
the tax credits. The date of expiry
for dividend entitlements shall be May
18, 2004, upon which date shares shall
be quoted net of their dividend
entitlement for 2003. Since shares
held by the Company upon the date of
settlement of the dividend shall not
be dividend-bearing, the amount
corresponding to the dividend in
respect of these shares and to the
associated tax allocation shall be
entered under the item Profits carried
forward. Dividends paid out in the
previous on shares, together with the
corresponding tax credits, are
summarized in the following table: II
- To transfer the balance of EUR
57,425,367.35 to the item Other
reserves; Year 2000 / Dividends
Distributed: EUR 107,772,698.40 /
Dividend: EUR 0.80 with a tax credit
of EUR 0.40 / Total earnings of EUR
1.20; Year 2001 / Dividends
Distributed: EUR 114,508,482.05 /
Dividend: EUR 0.85 with a tax credit
of EUR 0.43 / Total earnings: EUR
1.28; Year 2002 / Dividends
Distributed: EUR 131,867,238.90 /
Dividend: EUR 0.93
O.3 Approval of the consolidated accounts Mgmt No Action *
for 2003; The General Meeting, having
heard the Management Partners report,
the Auditors report, and the report of
the Supervisory Board, hereby approves
the consolidated accounts for 2003 and
the profit of EUR 328,862,182.56
recorded therein.
O.4 Regulated agreements; The General Mgmt No Action *
Meeting having heard the special
Auditors report on the agreements
described in Article L 226-10 of the
French Commercial Code, hereby
approves the said report and duly
records that there are no agreements
of this type to be submitted for
approval.
O.5 Renewal of the term of office of a Mgmt No Action *
member of the Supervisory Board; The
General Meeting, having heard the
Managing Partners report and the
report of the Supervisory Board,
hereby re-elects Mr. Eric BOURDAIS de
CHARBONNIERE to the Supervisory Board
for a term of five years, the said
term to expire at the General Meeting
of 2009 for the adoption of the
accounts for 2008
O.6 Renewal of the term of office of a Mgmt No Action *
member of the Supervisory Board; The
General Meeting, having heard the
Managing Partners report and the
report of the Supervisory Board,
hereby re-elects Mr. Francois
GRAPPOTTE to the Supervisory Board for
a term of five years, the said term to
expire at the General Meeting of 2009
for the adoption of the accounts for
2008.
O.7 Appointment of an Auditor; The Mgmt No Action *
General Meeting, having heard the
report of the Supervisory Board and
noting that the term of appointment
of the Auditor Mr. Dominique PAUL is
nearing expiry, hereby appoints
PricewaterhouseCoopers Audit, of 32,
rue Guersant - 75017 Paris, to
replace him for a term of 6 years to
terminate at the closing of the
General Meeting convened in 2010 to
O.8 Appointment of an additional Auditor; Mgmt No Action *
The General Meeting, having the report
of the Supervisory Board hereby
appoints, for a term of 6 years to
terminate after the closing of the
General Meeting convened in 2010 to
vote on the accounts for year 2009, to
audit the accounts for the year 2009,
Mr. Pierre COLL, 32, rue Guersant -
75017 Paris, as Auditor in addition to
PricewaterhouseCoopers
O.9 Appointment of an Auditor; The Mgmt No Action *
General Meeting, having heard the
report of the Supervisory Board and
noting that the term of appointment
of the Auditor Mr. Stephane MARIE is
nearing expiry, hereby appoints
Corevise, 20 B, rue Boissiere - 75116
Paris to replace him for a term of 6
years to terminate after the closing
of the General Meeting convened in
2010 to vote on the accounts for year
- -------------------------------------------------------------------------------------------------------
PEUGEOT SA Agenda: 700509649
CUSIP: F72313111 Meeting Type: MIX
Ticker: Meeting Date: 5/26/2004 ISIN: FR0000121501
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
E.8 Receive the Executive Committee Mgmt No Action *
report and approve that the various
delegations given to it at the
present meeting shall be used in
whole or in part within the
regulations in force in a period of
take-over bid or exchange bid on the
Company s shares until the date of
the general meeting ruling on the
annual accounts of the Company; and
the capital increase of a maximum
E.9 Authorize the Executive Committee to Mgmt No Action *
grant to the benefit of the Members to
be chosen by it, stock options
granting the right to purchase the
Company s shares within a limit of
2,000,000 shares and to set the price
of the said shares in accordance with
the provisions of Articles 208-1 and
208-3 of the law of 24 JUL 1966 French
Company Act; Authority is valid until
31 AUG 2005
O.1 Receive the Executive Committee Mgmt No Action *
report and the general Auditors
report and approve the accounts and
the balance sheet for the FY 2003 and
the profits for the FY EUR
O.2 Receive the consolidated accounts and Mgmt No Action *
approve that the Executive Committee
report for the Group is included in
the Auditors report
O.3 Approve, following the proposal made Mgmt No Action *
by the Executive Committee, the
appropriation of the profits as
follows: the raised distributable
profit of the prior retained earnings
is of EUR 479,368,444.19, rises with
the sum of EUR 2,109,257,519.80;
assignment of the distributable
profit: shares: EUR 328,197,347.10;
regulated reserves: EUR
212,469,901.00; other reserves:
EUR1,000,000,000.00; balance carried
forward: EUR 568,590,271.70; and the
shareholders will receive a net
dividend of EUR 1.35 with a
corresponding tax credit of EUR 0.675
and this dividend will be paid on 02
JUN 2004
O.4 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions
O.5 Approve to renew the term of office Mgmt No Action *
of Thierry Peugeot as a Member of
Supervisory Board for a period of 6
years
O.6 Approve, following the proposal made Mgmt No Action *
by the Members of the Supervisory
Board, to set an amount of EUR
340,000.00, to be allocated to the
Members of Supervisory Board as
attendance fees
O.7 Authorize the Executive Committee to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum
purchase price: EUR 65.00, minimum
selling price: EUR 40.00, maximum
number of shares to be traded:
24,000,000 shares; Authority is
given for a period of 18 months; and
the present authorization cancels
and replaces, for the period unused,
the authorization given by the
general meeting of 28 MAY 2003
- -------------------------------------------------------------------------------------------------------
PINAULT PRINTEMPS REDOUTE SA Agenda: 700494494
CUSIP: F7269R105 Meeting Type: MIX
Ticker: Meeting Date: 5/25/2004 ISIN: FR0000121485
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
1. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003
10. Approve to renew the term of office Mgmt No Action *
of KPMG S.A. as the Statutory Auditor
for 6 years
11. Appoint Mr. Iean-Claude Andre Et Mgmt No Action *
Autres as a Deputy Auditor for 6
12. Authorize the Executive Board, in Mgmt No Action *
replacement for any existing
authority, to trade Company shares on
the stock exchange, notably in view
of adjusting their price per the
following conditions maximum purchase
price: EUR 200.00; minimum selling
price: EUR 60.00; maximum number of
shares to be acquired: 10% of the
share capital; maximum amount to be
used EUR 2,448,139,600.00; Authority
is valid 18 months
13. Ratify the transfer of the head Mgmt No Action *
office to 10 avenue Hoche Paris 8E
and the corresponding modification in
the Articles of Association
14. Approve to delegate all powers to the Mgmt No Action *
Executive Board, in replacement for
any existing authority, to increase
the share capital by issue of
securities with preferential
subscription right and incorporation
of reserves in proportion to the
securities issued, not exceeding the
limits set hereafter: EUR
200,000,000.00 for shares and
securities, EUR 6,000,000,000.00 for
debt securities; Authority is given
for 26 months
15. Approve to delegate all powers to the Mgmt No Action *
Executive Board, in replacement for
any existing authority, to increase
the share capital by issue of
securities without preferential
subscription right, not exceeding the
limits set hereafter: EUR
200,000,000.00 for shares and
securities, EUR 6,000,000,000.00 for
debt securities such limits shall be
included in the corresponding limits
set in Resolution 14; approve that
the securities issued may be used to
remunerate other securities brought to
the Company in the frame of a public
offer initiated per Article L 225-48
of the French Trade Code; Authority is
given for 26 months
16. Approve to delegate all powers to the Mgmt No Action *
Executive Board to increase the share
capital by issuing new shares and
securities giving access to the share
capital, not exceeding the limits
below: EUR 50,000,000.00 for shares
and securities, EUR 1,250,000,000.00
for debt securities such limits shall
be included in the corresponding
limits set in Resolution 14; approve
that these securities shall be granted
to some beneficiaries to be chosen by
the Executive Board; Authority is
valid
17. Approve to delegate all powers to the Mgmt No Action *
Executive Board to increase the share
capital in one or several times by a
maximum nominal amount of EUR
4,800,000.00, by issuing shares and
securities reserved to the employees
of the Group through an Enterprise
Savings Plan; approve that the total
number of shares subscribed shall not
exceed 1,200,000; Authority is valid
26 months
18. Approve to grant all powers to the Mgmt No Action *
bearer of a copy or an extract of the
minutes of the present to accomplish
all deposits and publications
prescribed by law
2. Approve the consolidated accounts for Mgmt No Action *
the FY 2003
3. Approve the special auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L 225-86 and following of
the French Trade Code
4. Approve the following appropriations: Mgmt No Action *
profits for the FY EUR
1,476,590,469.05; increased by prior
retained earnings EUR 77,870,662.80;
total to be distributed EUR
1,554,461,131.85; legal reserve EUR
5,000.00; special reserve on long-
term capital gains EUR 847,415,611.66;
global dividend EUR 293,776,752.00;
balance carry forward EUR
413,263,768.19; and approve that the
shareholders will receive a net
dividend of EUR 2.40 per share with
corresponding tax credit, to be paid
on 04 JUN 2004
5. Approve to renew the term of office Mgmt No Action *
of Mr. Patricia Barbizet as a Member
of the Supervisory Board for 6 years
6. Approve to renew the term of office Mgmt No Action *
of Mr. Francois Henrot as a Member of
the Supervisory Board for 6 years
7. Approve to renew the term of office Mgmt No Action *
of Mr. Rene Barbier De La Serre as a
Member of the Supervisory Board for 6
years
8. Approve to renew the term of office Mgmt No Action *
of Mr. Luca Cordero Di Montezemolo as
a Member of the Supervisory Board for
6 years
9. Approve to renew the term of office Mgmt No Action *
of Mr. Francois Pinault as a Member
of the Supervisory Board for 6 years
- -------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA Agenda: 700515692
CUSIP: F7607Z165 Meeting Type: MIX
Ticker: Meeting Date: 6/8/2004 ISIN: FR0000130577
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the
Global Custodian will sign the Proxy
Card and forward to the local
custodian. If you are unsure whether
your Global Custodian acts as
Registered Intermediary, please
contact ADP. Trades/Vote Instructions:
Since France maintains a Verification
Period, for vote instructions
submitted that have a trade transacted
(sell) for either the full security
position or a partial amount after the
vote instruction has been submitted to
ADP and the Global Custodian advises
ADP of the position change via the
account position collection process,
ADP has a process in effect which will
advise the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
E.16 Authorize the Executive Board to Mgmt No Action *
cancel shares repurchase as per the
Resolution 15 and reduce the share
capital accordingly the shares
cancelled shall not exceed 10 % of
the share capital over a 24 month
E.17 Authorize the Executive Board with Mgmt No Action *
pursuant to Resolution 1 of EGM of 29
AUG 2000 to increase the share capital
in relation with the Saatchi and
Saatchi Shares; approve the renewal of
the delegation given to Executive
Board as per Resolution 12 of the EGM
of 18 JUN 2002 to remunerate the
holders of new Saatchi and Saatchi
Shares in relation to same public
exchange offer; grant all powers to
the Executive Board to increase the
share capital in order to remunerate
the share holders who bring other new
Saatchi and Saatchi Shares not
exceeding 43,545 Publicis Group Sa
shares and 2 years starting from 28
AUG 2004
E.18 Grant powers to the Executive Board Mgmt No Action *
to increase the share capital by a
maximum nominal amount of EUR
40,000,000.00 by issuing: (a) new
shares to be subscribed in cash or by
debt compensation, or as remuneration
for the other shares in accordance
with Article L.225-148 of
the French code; (b) other securities
including debt securities not
exceeding EUR 900,000,000.00; existing
shareholders may subscribe in priority
in proportion to the number of shares
they already own which valid up to 26
months
E.19 Grant powers to the Executive Board Mgmt No Action *
to increase the share capital by a
maximum nominal amount of EUR
40,000,000.00 by issuing: (a) new
shares to be subscribed in cash or by
debt compensation, or as remuneration
for the other shares in accordance
with Article L 225-148 of the French
code; (b) other securities including
debt securities not exceeding EUR
900,000,000.00 and the securities
issued shall be subscribed without
preferential subscription right within
the respective limit set forth in
Resolution 18 and the delegation is
given for 24 months
E.20 Grant powers to the Executive Board Mgmt No Action *
to increase the share capital by a
maximum nominal amount of EUR
40,000,000.00 by issuing: (a) new
shares to be subscribed in cash or by
debt compensation, or as remuneration
for the other shares in accordance
with Article L 225-148 of the French
code;(b) other securities including
debt securities not exceeding EUR
900,000,000.00 and the securities
issued shall be reserved to the
qualified investors to be listed by
the Executive Board within the limits
fixed for Resolution 18 and 19 above
and the delegation is given for 24
months
E.21 Approve the Resolutions 18, 19 and 20 Mgmt No Action *
may be used in a period of takeover
bid or exchange bid on the Company
shares
O.1 Receive the accounts and the balance Mgmt No Action *
sheet for the FY 2003 and approve the
profits up to EUR 25,677,235.00 for
the FY
O.10 Approve the renewal of the term of Mgmt No Action *
office of Mrs. Monique Bercault as a
Member of the Supervisory Board for 6
years
O.11 Approve the renewal of the term of Mgmt No Action *
office of Mr. Michel Cicurel as a
Member of the Supervisory Board for 6
years
O.12 Approve the renewal of the term of Mgmt No Action *
office of Mr. Amaury Daniel De Seze
as a Member of the Supervisory Board
for 6 years
O.13 Approve the renewal of the term of Mgmt No Action *
office of Mr. Gerard Worms as a
Member of the Supervisory Board for 6
O.14 Approve the renewal of the term of Mgmt No Action *
office of Mr. Patrick De Cambourg as
a Member of the Supervisory Board for
6 years
O.15 Authorize the Executive Board to Mgmt No Action *
repurchase Company shares as
following conditions: maximum
purchase price: EUR 60.00, minimum
selling price: 14.00; maximum amount
to be used EUR 390,000,000.00 and
authorization is valid up to 18
months and replaces Resolution 8 of
Combined Meeting as on 15 MAY 2003
O.2 Receive the consolidated accounts for Mgmt No Action *
the FY 2003 and approve the
consolidated profits up to EUR
174,059,000.00 and the group share up
to 150,371,000.00
O.3 Approve the appropriation of profits Mgmt No Action *
by Executive Board as follows: profits
for the FY: EUR 25,677,235; legal
reserve: EUR 1,283,862.00; balance to
appropriate EUR 24,393,373.00; prior
retained earnings: EUR 1,389,590.00
plus amount deducted from issue merger
premium EUR 25,023,390.00; global
dividend: EUR 50,806,353.00; and the
shareholders will receive a net
dividend of EUR 0.26 with a
corresponding tax credit of EUR 0.13;
this dividend will be paid on 05 JUL
2004; dividends paid for the past 3
FYs: EUR 0.20 with a tax credit 0.10
in year 2000; EUR 0.22 with a tax
credit 0.11 in year 2001; EUR 0.24
O.4 Grant discharge to the Executive Mgmt No Action *
Board for the completion of its
assignments during the past FY
O.5 Grant discharge to the Supervisory Mgmt No Action *
Board for the completion of its
assignments during the past FY
O.6 Approve to allocate EUR 3,500.00 to Mgmt No Action *
each Supervisory Board and EUR
4,000.00 to each Member of the
Auditing Committee and each Member of
the Remuneration Committee for each
meeting attended by them
O.7 Approve each and all regulated Mgmt No Action *
agreements mentioned in the special
Auditors report
O.8 Approve the renewal of the term of Mgmt No Action *
office of Mrs. Sophie Dulac as a
Member of the Supervisory Board for 6
years
O.9 Approve the renewal of the term of Mgmt No Action *
office of Mrs. Helene Ploix as a
Member of the Supervisory Board for 6
years
- -------------------------------------------------------------------------------------------------------
RENAULT SA Agenda: 700477967
CUSIP: F77098105 Meeting Type: MIX
Ticker: Meeting Date: 4/30/2004 ISIN: FR0000131906
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
1. Receive the Board of Directors report Mgmt No Action *
and the general Auditors report, and
approve the consolidated accounts
for the FY 2003, consolidated
profits: EUR 2,480,000,000.00
10. Grant permanent discharge to Mr. Mgmt No Action *
Yoshikazu Hanawa for the completion of
his assignment during the FY 2003
11. Grant permanent discharge to Mr. Mgmt No Action *
Bruno Bezard for the completion of his
assignment during the FY 2003
12. Grant permanent discharge to Mrs. Mgmt No Action *
Jeanne Seyvet for the completion of
her assignment during the FY 2003
13. Acknowledge the special report of the Mgmt No Action *
Auditors regarding the remuneration of
equity loans
14. Authorize the Board, in substitution Mgmt No Action *
for the authority of the combined
meeting of 29 APR 2003, to trade the
Company shares on the stock exchange,
notably in view of adjusting their
price as per the following
conditions: maximum purchase price:
EUR 85.00; minimum selling price: EUR
25.00; maximum number of shares to
be acquired: 10% of the share
capital; Authority expires at the
end of 18 months
15. Authorize the Board, in substitution Mgmt No Action *
for any existing authority of
combined meeting of 29 APR 2003, to
proceed, in France or abroad, with a
issue of bonds, up to a nominal
amount of EUR 4,000,000,000.00, this
present delegation is valid till the
general meeting called to deliberate
on the 2004 accounts
16. Authorize the Board, to cancel shares Mgmt No Action *
acquired per Resolution 14 as
specified or any resolution in
replacement of said resolution, not
exceeding 10% of the share capital
over a 24 month period, to reduce the
share capital and modify the Articles
of Association accordingly
17. Acknowledge that the securities issue Mgmt No Action *
as stipulated in Resolution 22 of the
CGM of 29 APR 2003 is not completed
and decides to maintain the conditions
of such issue and the related powers
granted to the Board
18. Amend the Article of Association Mgmt No Action *
number 10-1-A, with a view to
increase the number of Directors,
namely a minimum of 3 and a maximum
of 14, individuals or moral entities,
moral entities shall appoint a
permanent representative with the
same obligations and the same
responsibilities as an individual
19. Amend the Article of Association Mgmt No Action *
number 9
2. Receive the Board of Directors report Mgmt No Action *
and the general Auditors report, and
approve the accounts and the balance
sheet for the FY 2003, profits for
the FY: EUR 770,933,122.78; and grant
permanent discharge to the Board of
Directors for the completion of its
assignment for said FY
20. Appoint Mr. Charles De Croisset as a Mgmt No Action *
Director for 4 years
21. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
3. Approve the following appropriations Mgmt No Action *
as follows: profits for the FY: EUR
770,933,122.78; added to prior
retained earnings: EUR
5,978,108,817.52; distributable
amount: EUR 6,749,041,940.30; global
dividend: EUR 398,911,965.20; balance
carry forward: EUR 6,350,129,975.10;
net dividend per share: EUR 1.40, with
EUR 0.70 tax credit for shareholders
ruled by Article 146-2 of the French
Tax Code and EUR 0.21 for others
4. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article L.225-38 of the French
Commercial Law
5. Approve to renew the term of office Mgmt No Action *
of Mr. Francois De Combret as a
Director for 4 years
6. Approve to renew the term of office Mgmt No Action *
of Mr. Bernard Larrouturou as a
Director for 4 years
7. Ratify the appointment of Mr. Jean- Mgmt No Action *
Louis Girodolle as a Director
representing the French Government in
replacement of Mr. Bruno Bezard, for
the uneffected part of his term
8. Ratify the appointment of Mr. Itaru Mgmt No Action *
Koeda as a Director representing in
replacement of Mr. Yoshikazu Hanawa,
for the uneffected part of his term
9. Ratify the appointment of Mr. Mgmt No Action *
Francois Pinault as a Director in
replacement of Mrs. Jeanne Seyvet,
for the uneffected part of her term
- -------------------------------------------------------------------------------------------------------
CIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda: 700458400
CUSIP: F80343100 Meeting Type: MIX
Ticker: Meeting Date: 6/10/2004 ISIN: FR0000125007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
E.2 Grant all power to the Executive Mgmt No Action *
Committee to increase the share
capital reserved to the Employees,
the Members of the Company Savings
Plan, for a maximum nominal amount of
EUR 150,000.00; Authority expires
at the end of 15 months
O.1 Receive the Executive Committee Mgmt No Action *
report and approve to increase the
share capital by an amount of EUR
1,120,901.00, is of EUR 11,209,010.00
included share premium to carry it
of EUR 4,483,605.50 to EUR
5,604,506.50 by issuing new shares of
a par value of EUR 0.50 each
O.3 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
- -------------------------------------------------------------------------------------------------------
SODEXHO ALLIANCE SA, MONTIGNY-LE-BRETONNEUX Agenda: 700446405
CUSIP: F84941123 Meeting Type: MIX
Ticker: Meeting Date: 2/3/2004 ISIN: FR0000121220
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to
the Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
E.13 Authorize the Board of Directors to Mgmt No Action *
increase the Company capital on its
sole decision for a maximum nominal
amount of EUR 63,000,000 by way of
issuing shares by cash or by
compensation of debt securities, or
by way of incorporating into the
capital all or a part of the
reserves, profits or share premiums,
to be carried out by the distribution
of free shares or by the increase in
the par value of the existing
shares, and this delegation is given
for a period of 26 months
E.14 Authorize the Board of Directors to Mgmt No Action *
increase the Company capital on its
sole decision for a maximum nominal
amount of EUR 63,000,000 by way of
issuing shares by cash or by
compensation of debt securities, or
by way of incorporating into the
capital all or a part of the
reserves, profits or share premiums,
to be carried out by the distribution
of free shares or by the increase in
the par value of the existing
shares, and this delegation is given
for a period of 26 months
E.15 Authorize the Board of Directors to Mgmt No Action *
grant to the benefit of members to be
chosen by it, stock options granting
the right to purchase the Company s
shares within a limit of 3 pct du
capital shares of a par value of xxx
each, and to set the price of the said
shares in accordance with the
provisions of Articles 208-1 and 208-
3 of the law of 24 JUL 1966 (French
Company Act), and this authorization
is given for a period of 38 months
E.17 Authorize the Board of Directors to Mgmt No Action *
increase the Company capital on its
sole decision for a maximum nominal
amount of EUR 40,000,000 by way of
issuing shares by cash or by
compensation of debt securities, or
by way of incorporating into the
capital all or a part of the
reserves, profits or share premiums,
to be carried out by the distribution
of free shares or by the increase in
the par value of the existing
shares, and this delegation is given
for a period of 5 years
O.1 Receive the Board of Directors and Mgmt No Action *
the Statutory Auditors reports
O.10 Renew the term of office of Mrs. Mgmt No Action *
Nathalie Szabo as Director for a
period of 3 years
O.11 Approve to set the Directors fees at Mgmt No Action *
300,000 for the FY 2003/2004
O.12 Authorize to issue a loan of bonds Mgmt No Action *
for a maximum of EUR 1,200,000,000
O.16. Approve to increase the share capital Mgmt No Action *
on behalf of the employees under the
conditions defined in Article L.225-
138 of the Commercial Law and
Articlel.443-5 of the Employment Law
O.18 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the annual accounts for the Mgmt No Action *
FY 2002/2003
O.3 Approve the allocation of the results Mgmt No Action *
O.4 Authorize the Board to trade the Mgmt No Action *
Company s shares on the stock
exchange, notably in view of
adjusting their price as per the
following conditions : maximum
purchase price : EUR 40 maximum
number of shares to be traded :
15,902
O.5 Renew the term of office of Mr. Mgmt No Action *
Pierre Bellon as Director for a
period of 3 years
O.6 Renew the term of office of Mr. Remi Mgmt No Action *
Baudin as Director for a period of 3
years
O.7 Renew the term of office of Mr. Mgmt No Action *
Astrid Bellon as Director for a
period of 3 years
O.8 Renew the term of office of Mr. Mgmt No Action *
Francois Xavier Bellon as Director
for a period of 3 years
O.9 Renew the term of office of Mrs. Mgmt No Action *
Sophie Clamens as Director for a
period of 3 years
- -------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA Agenda: 700492856
CUSIP: F86921107 Meeting Type: MIX
Ticker: Meeting Date: 5/6/2004 ISIN: FR0000121972
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote
instructions submitted that have a
trade transacted (sell) for either the
full security position or a partial
amount after the vote instruction has
been submitted to ADP and the Global
Custodian advises ADP of the position
change via the account position
collection process, ADP has a process
in effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of
the sale transaction.
E.17 Amend the Articles of Association Mgmt No Action *
Number 11
E.18 Authorize the Board of Directors to Mgmt No Action *
proceed, with the issue of shares and
other securities giving access to the
issue of shares and other securities
giving access to the Company share
capital, reserved to the members of an
enterprise savings plan for a maximum
nominal amount of 5% Authority expires
at the end of 5 years the preferential
subscription right of shareholders is
cancelled in favor of the
beneficiaries and the Boards to charge
all fees, rights and expenses
resulting from the capital increase to
all premiums resulting from such
capital increase, and to appropriate
from this amount such sums as are
required to bring the legal reserve to
tenth of the new share capital after
each increase
E.19 Authorize the Board of Directors, to Mgmt No Action *
grant, in one or several stages, to
beneficiaries to be chosen by it.
Stock options granting the right to
subscribe to Schneider Electric S.A.
the maximum number of stock options,
giving right to subscribe or the
purchase shares, will not be superior
to 3% of the share capital; Authority
expires at the end of 38 months; and
authorize the Executive Committee to
take all necessary measures and
accomplish all formalities necessary
to carry-out the capital increase
E.20 Authorize the Board of Directors to Mgmt No Action *
decrease the share capital by
canceling the shares held by the
Company in connection with a stock
repurchase plan, within a limit of
10% over a 24 months period and
authorize the Board of Directors to
take all necessary measures and
accomplish all formalities
E.21 Approve that the general meeting Mgmt No Action *
decides that in period of take over
or exchange, the Board of Directors
will be allowed to utilize the
delegations granted to it to increase
the share capital, only if the share
said increase is assigned to allow
the realization of adjourning
projects presented
E.22 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
O.1 Receive the Directors and the Mgmt No Action *
Supervisory Auditors reports relating
to the financial statements for the
YE 31 DEC 2003
O.10 Approve to renew the term of office Mgmt No Action *
of Mr. M. Willy Kissling as a
Director for a period of 4 years
O.11 Approve to renew the term of office Mgmt No Action *
of Mr. M. Piero Sierra as a Director
for a period of 4 years
O.12 Approve to renew the term of office Mgmt No Action *
of Barbier Frinault Et Autres Ernst
And Young as the Statutory Auditors
period of 6 FY
O.13 Appoint M. Philippe Diu as the Deputy Mgmt No Action *
Auditor of Barbier Frinault Et
Autres for a period of 6 FY
O.14 Appoint Mazars and Guerard as the Mgmt No Action *
Statutory Auditor for a period of 6
O.15 Appoint M. Charles Vincensini as a Mgmt No Action *
Deputy Auditor for a period of 6 FY
O.16 Authorize the Board, to trade the Mgmt No Action *
Company s shares on the stock
exchange in view of adjusting their
price as per the following
conditions: maximum purchase price:
EUR 80.00; minimum selling price: EUR
40.00; and, maximum number of shares
to be traded: 10%; Authority
expires at the end of 18 months
O.2 Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.3 Approve the Special Auditor s report, Mgmt No Action *
in accordance with the provisions of
Article L.225-40 French Company Act,
upon the agreements concerned by
the Article L225-38 of the Law
O.4 Approve the integration into the Mgmt No Action *
account balance carried forward of:
balance carried forward of: the part
of the withholding tax repaid by the
public revenue department, I.E.EUR
23,105,796.39, the dividend, accruing
to the self holding shares, non
paid, I.E. EUR 6,459,705.00; the
balance carried forward to EUR
29,565,501.39 it decides to allocate
the distributable profit the fiscal
year profit of EUR474,732,413.08 plus
the so brought balance carried
forward which amounts to EUR
504,297,914.47, as follows: global
dividend: EUR 255,026,387.00;
withholding tax: EUR 93,331,322.00;
balance carried forward: EUR
504,297,914.47; and the shareholders
will receive a net dividend of EUR
1.10, with a corresponding tax credit
O.5 Appoint Mr. Caisse Des Depots Et Mgmt No Action *
Consignations as Director for a
period of 4 years
O.6 Appoint Mr. M. Chris C. Richardson as Mgmt No Action *
Director for a period of 4 years
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. M. Alain Burq as a Director
for a period of 4 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. M. Alain Bouton as a Director
for a period of 4 years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. M. Thierry Breton as a
Director for a period of 4 years
- -------------------------------------------------------------------------------------------------------
SUEZ, NANTERRE Agenda: 700488011
CUSIP: F90131115 Meeting Type: MIX
Ticker: Meeting Date: 4/20/2004 ISIN: FR0000120529
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting
date. French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
E.13 Grant discharge the authorization Mgmt No Action *
granted by the Combined General
Meeting dated 26 APR 2002; authorize
the Board of Directors to proceed in
France or abroad with the issue of by
issuing shares, warrants and or
securities, and or by incorporating
premiums, reserves, profits or others
for a EUR 700,000,000.00 capital
increase EUR 5,000,000,000.00 debt
securities; approve to the
shareholders preferential right of
subscription authorization is given
for a period of 26 months; authorize
the Board of Directors to charge all
fees, rights and expenses resulting
from the capital increase to all
premiums resulting from such capital
increase and to appropriate from this
amount such sums as are required to
bring the legal reserve to tenth of
new share capital after each increase;
authorize the Board of Directors to
take all necessary measures
E.14 Grant discharge the authorization Mgmt No Action *
granted by the Combined General
Meeting dated 26 APR 2002; authorize
the Board of Directors to proceed in
France or abroad with the issue of by
issuing shares, warrants and or
warrants with Suez equity or other
securities for a maximum nominal
amount of EUR 700,000,000.00 capital
increase EUR 5,000,000,000.00 debt
securities; approve to the
shareholders preferential right of
subscription authorization is given
for a period of 26 months; authorize
the Board of Directors to charge all
fees, rights and expenses resulting
from the capital increase to all
premiums resulting from such capital
increase and to appropriate from this
amount such sums as are required to
bring the legal reserve to tenth of
new share capital after each increase;
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary
E.15 Authorize the Board of Directors to Mgmt No Action *
increase the share capital by
canceling the shares held by the
Company in connection with a stock
repurchase plan, within a limit of 10%
of the share capital over a 24 months
period it cancels and replaces the one
granted by the Combined General
Meeting dated 25 APR 2003; authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.16 Authorize the Board of Directors to Mgmt No Action *
increase the share capital by
canceling the shares held by the
Company in connection with a stock
repurchase plan, within a limit of 10%
of the share capital over a 24 months
period it cancels and replaces the one
granted by the Combined General
Meeting dated 25 APR 2003; authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.17 Authorize to increase the capital Mgmt No Action *
with the cancellation of preferential
subcription right in favor of Spring
Multiple 2004 SCA
E.18 Authorize the board of Directors to Mgmt No Action *
grant stock options and options to
subscribe for sares resercfor ed for
employees with cancellation of
preferential subscription right
E.19 Powers and formalities Mgmt No Action *
O.1 Receive the Board of Directors Mgmt No Action *
report, and the General Auditors
report, and approve the accounts and
the balance sheet for the 2002 FY
O.10 Appoint Mr. M. Rene Carron as a Mgmt No Action *
Director for a period of 4 years
O.11 Appoint Mr. M. Thierry De Rudder as a Mgmt No Action *
Director for a period of 4 years
O.12 Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions; maximum purchase
price: EUR 36.00; minimum selling
price: EUR 12.00; maximum number of
shares to be traded: 10% of the share
capital authorization is given for a
period of 18 months, it cancels and
replaces for the unused period the one
granted by the Combined General
Meeting dated 25 APR 2003; authorize
the Board of Directors to take all
necessary measures
O.2 Acknowledge that the net loss of the Mgmt No Action *
FY amounts to EUR 1,847,968,412.98
O.3 Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L.225.38 and L.225.86 of
the French Commercial Law
O.4 Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.5 Approve to renew the term of office Mgmt No Action *
of Mr. M. Gerhard Cromme as a
Director for 4 years
O.6 Approve to renew the term of office Mgmt No Action *
of Mr. M. Etienne Davignon as a
Director for 4 years
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. M. Albert Frere as a Director
for 4 years
O.8 Approve to renew the term of office Mgmt No Action *
of Mr. M. Jean Peyrelevade as a
Director for 4 years
O.9 Appoint Mr. M. Edmond Alphandery as a Mgmt No Action *
Director for a period of 4 years
- -------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS Agenda: 700477424
CUSIP: F90676101 Meeting Type: MIX
Ticker: Meeting Date: 4/21/2004 ISIN: FR0000131708
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and
release the shares for settlement of
the sale transaction.
E.12 Approve to overhaul the Articles of Mgmt No Action *
Association in order to harmonize
them with the legal provisions in
O.1 Approve the accounts and the balance Mgmt No Action *
sheet for the FYE on 31 DEC 2003, as
presented to it
O.10 Appoint M. Yves Nicolas as the Deputy Mgmt No Action *
Auditor for a period of 6 years
O.11 Authorize the Board of Directors to Mgmt No Action *
trade the Company s shares on the
stock exchange, notably in view of
adjusting their price as per the
following conditions: maximum purchase
price: EUR 150.00, minimum selling
price: EUR 75.00; maximum number of
shares to be traded: 10% of the share
capital; Authority is given for a
period of 18 months; authorize the
Board of Directors to take all
necessary measures and accomplish all
necessary formalities
O.13 Approve the shareholding plan in Mgmt No Action *
favor of the employees of the
American Companies of the Group
within the context of the capital
O.14 Approve to delegate all powers to the Mgmt No Action *
Board of Directors to proceed, in
France or abroad, with the issue of
shares or securities for a maximum
nominal amount of EUR 37,500,000.00;
Authority is given till 11 JUN 2005;
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.15 Authorize the Board of Directors to Mgmt No Action *
use the authorizations granted by the
Resolutions 4,5,6 at the combined
general meeting of 11 JUL 2003 as well
as the Resolution 14 of the present
meeting, in a period of take- over or
exchanged bid upon the securities of
the Company; Authority is valid till
the issue of the general meeting
O.16 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the profits for FY: EUR Mgmt No Action *
8,298,133.22; the legal reserve: 10%
of the share capital
O.3 Acknowledge that the consolidated Mgmt No Action *
accounts were presented, and that the
Board of Directors report for the
Group is included in the Board of
Directors report
O.4 Approve the Auditors special report, Mgmt No Action *
in accordance with the provisions of
Article L. 225-38 and following the
French Commercial Law
O.5 Grant permanent discharge to the Mgmt No Action *
Members of the Supervisory Board and
to the Directors for the completion
of their assignment for the current
O.6 Grant to the Board of Directors fees Mgmt No Action *
in remuneration for their services for
an amount of EUR 250,000.00 which
shall remain until further notice is
given by the shareholders general
meeting; the Board of Directors shall
bear the right to distribute this
amount as it sees fit among its
Members; the present resolution
cancels the authorization given to the
Board of Directors by the combined
general meeting dated 11 APR 2003 in
its Resolution 19
O.7 Approve to renew the terms of office Mgmt No Action *
of the cabinet Barbier, Frinault Et
Autres as the Statutory Auditors for
a period of 6 years
O.8 Appoint the Cabinet Mgmt No Action *
PricewaterhouseCoopers Audit as the
Statutory Auditor
O.9 Approve to renew the term of office Mgmt No Action *
of Frinault Et Autres as a Deputy
Auditor for a period of 6 years
- -------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS Agenda: 700383526
CUSIP: F90676101 Meeting Type: MIX
Ticker: Meeting Date: 7/11/2003 ISIN: FR0000131708
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact
your Client Service Representative to
obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: ADP will forward voting
instructions to the Global Custodians
that have become Registered
Intermediaries, on ADP Vote Deadline
Date. In capacity as Registered
Intermediary, the Global Custodian
will sign the Proxy Card and forward
to the local custodian. If you are
unsure whether your Global Custodian
acts as Registered Intermediary,
please contact ADP. Trades/Vote
Instructions: Since France maintains a
Verification Period, for vote
instructions submitted that have a
trade transacted (sell) for either the
full security position or a partial
amount after the vote instruction has
been submitted to ADP and the Global
Custodian advises ADP of the position
change via the account position
collection process, ADP has a process
in effect which will advise the Global
Custodian of the new account position
available for voting. This will ensure
that the local custodian is instructed
to amend the vote instruction and
release the shares for settlement of
the sale transaction.
E.6 Approve to delegate all powers to the Mgmt No Action *
Board of Directors, in substitution of
any existing authority to proceed, in
France or abroad, with the issue of
shares or other securities reserved to
employees members of an Enterprise
Savings Plan for a maximum nominal
amount of 3% of the share capital;
Authority expires at the end of 26
months it cancels and replaces, for
the period unused, the delegation
given in resolution number 3 at the
Combined General Meeting of 11 APR
2003; approve to delegate all powers
to the Board of Directors to take all
necessary measures and accomplish all
necessary formalities; and approve to
delegate all powers to the Board of
Directors to charge all fees, rights
and expenses resulting from the
capital increase to all premiums
resulting from such capital increase,
and to appropriate
from this amount such sums as are
required to bring the legal reserve to
tenth of the new share capital
O.1 Acknowledge the amalgamation merger Mgmt No Action *
project of Coflexip by Technip
Coflexip dated 28 MAY 2003,under which
it is stated that the company shall
contribute the total of its assets,
with the corresponding taking-over of
all its liabilities; and approve the
merger project, not to issue the
Technip Coflexip shares corresponding
to the 18,566,634 Coflexip shares held
by Technip Coflexip and to the 34,416
shares of treasury stock held by
Coflexip, to increase the share
capital by EUR 1,007,512.60 in order
to increase it from EUR 71,394,412.20
its amount on 31 MAR 2003 to EUR
72,401,924.80 with the allocation of
330,332 new fully paid up shares,
these new shares will be distributed
with a ratio of exchange of 9 Technip
Coflexip shares against 8 Coflexip
shares
O.10 Grants all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Approve the global amount of the Mgmt No Action *
premium of gross merger before
allocation which amounts to EUR
48,540,698.40 and notes that the
amount of the merger premium will be
brought from EUR 2,086,660.10 to EUR
50,627,358.50, the merger premium will
be registered on the liabilities of
the Technip Coflexip balance
O.3 Approve that the shares obtained by Mgmt No Action *
exercising options to purchase shares,
arising after the merger, will be
Technip Coflexip shares instead of
Coflexip shares, the shares issued by
exercising options granting the right
to subscribe shares, arising after the
merger, will be Technip Coflexip
shares instead of Coflexip shares,
authorize the Board of Directors to
proceed to the corresponding capital
increases Article L.225.178, French
Commercial Law; and grant all powers
to Board of Directors to realize the
present
O.4 Approve the previous resolutions, to Mgmt No Action *
increase the capital be realized, and
that consequently, the amalgamation
merger of Coflexip shall be final and
that said Company to be dissolved
without liquidation at the closing of
the present meeting
O.5 Amend the Articles of Association Mgmt No Action *
Numbers 2 and 6
O.7 Authorize the Board of Directors to Mgmt No Action *
increase the share capital by issuing
new shares reserved to the Credit
Agricole Indosuez the beneficiary),
these capital increases will have to
be realized within 2 years, the amount
of the capital increase (or increases)
reserved to the beneficiary will be
equal to the total amount of the
employees applications of the leverage
formula Foreign Companies; approve to
cancel the preferential of
Subscription in favor of the said
beneficiary; approve to delegate all
powers to the Board of Directors to
take all necessary measures and
accomplish all formalities necessary
to carry out the capital increase
which has been adopted; approve to
delegate to the Board of Directors all
powers to charge all fees, rights and
expenses resulting from the capital
increase
to all premiums resulting from such
capital increase, and to appropriate
from this amount such sums as are
required to bring the legal reserve to
tenth of the new share capital
O.8 Authorize the Board of Directors to Mgmt No Action *
carry out all the formalities with
the concerned administrations and
sign all documents
O.9 Ratify the co-optation of Mr. Olivier Mgmt No Action *
Appert in replacement of Mr. Claude
Mandil as a Director till the OGM
which will deliberate upon the
accounts of the FY 2006
- -------------------------------------------------------------------------------------------------------
THALES Agenda: 700489455
CUSIP: F9156M108 Meeting Type: MIX
Ticker: Meeting Date: 5/11/2004 ISIN: FR0000121329
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
1. Approve the consolidated accounts for Mgmt No Action *
the FY 2003, net consolidated profits
Group share: EUR
10. Approve the proposal of the civil Mgmt No Action *
sector of the shareholders agreement,
and appoint Mr. Denis Samuel-
Lajeunesse as a Director for 6 years
11. Approve the proposal of the civil Mgmt No Action *
sector of the shareholders agreement
and subject to the adoption of
resolution 20, and renews the tenure
of Mr. TSA as a Director for 2 years
12. Approve the proposal of the Mgmt No Action *
industrial partner of the
shareholders agreement and subject to
the adoption of resolution 20, and
renews the tenure of Mr. Jean-Paul
Barth as a Director for 2 years
13. Approve the proposal of the Mgmt No Action *
industrial partner of the
shareholders agreement and subject to
the adoption of resolution 20, and
renews the tenure of Mr. Serge
Dassault as a Director for 4 years
14. Approve the proposal of the Mgmt No Action *
industrial partner of the
shareholders agreement and subject to
the adoption of resolution 20, and
renews the tenure of Mr. Serge
Tchuruk as a director for 4 years
15. Appoint Mr. Charles De Croisset as a Mgmt No Action *
Director for 6 years, and outside
party in the shareholders agreement
16. Approve the term of office of Mr. Mgmt No Action *
Roger Freeman as a Director for 2
years and outside party in the
shareholders agreement
17. Approve the term of office of Mr. Mgmt No Action *
Klaus Naumann as a Director for 2
years and outside party in the
shareholders agreement
18. Approve to renew the term of office Mgmt No Action *
of Mr. Henri Proglio as a Director
for 6 years and outside party in the
shareholders agreement
19. Authorize the Board to trade Company Mgmt No Action *
shares on the stock exchange, notably
in view of adjusting their price per
the following conditions: maximum
purchase price: EUR 45.00 minimum
selling price: as stipulated by law
maximum number of shares to be traded:
10% of the share capital maximum
amount to be used EUR 773,389,305.00
authority expires at end of 18 months;
and it supersedes similar
authorization given by general meeting
on 15 MAY 2003
2. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003, and the amount
of non deductible charges; net profits
for the FY EUR 315,900,000.00
20. Approve to put an exception to Mgmt No Action *
Article of Association 10: of the 12
Directors of the Board, 4 are
appointed or renewed for 2 years, 4
for 4 years, and 4 for 6 years
21. Approve to reduce from 3 to 2 the Mgmt No Action *
number of Directors elected by the
personnel Article of Association 10
is modified accordingly
22. Approve to set threshold trespassing Mgmt No Action *
at 1 pct of voting rights and approve
that it shall be notified as is
stipulated by law for legal threshold
trespassings
23. Amend Article 17 of Articles of Mgmt No Action *
Association
24. Authorize the Board to grant options Mgmt No Action *
to buy existing shares to certain
categories of employees and Company
representatives; the total number of
shares acquired shall not exceed
3,000,000 and the options shall be
exercised not later than 10 years
after they are granted; authority
expires at the end of 38 months
25. Authorize the Board to increase the Mgmt No Action *
share capital by issuing securities
with preferential subscription right
within the limits set below: EUR
36,000,000.00 for shares and similar
securities, EUR 500,000,000.00 for
debt securities; authority expires
at the end of 26 months
26. Authorize the Board to increase the Mgmt No Action *
share capital by issuing securities
without preferential subscription
right within the limits set below EUR
36,000,000.00 for shares and similar
securities, EUR 500,000,000.00 for
debt securities; authority expires
at the end of 26 months
27. Approve the global limitation for the Mgmt No Action *
delegations submitted in resolutions
25 and 26
28. Grant delegations to the Board of Mgmt No Action *
Directors in order to increase
capital by issuance of shares
reserved for employees members of a
corporate savings plan with
cancellation or preferential
29. Grant powers for formalities Mgmt No Action *
3. Approve the appropriation of the Mgmt No Action *
profits as follows: profits for the FY
EUR 315,895,211.90; minus legal
reserve EUR 1,239,833.70 plus prior
retained earnings EUR 8,277,831.25
total EUR 322,933,209.45; global
dividend EUR 128,898,219.00;
withholding amount EUR 56,855,840.00;
balance carry forward EUR
137,179,150.45; net dividend per share
EUR 0.75 with EUR 0.375 tax credit, to
be paid on 31 MAY 2004
4. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Article l 225-38 of the French Trade
Code and approve the agreement signed
during the FY 2003
5. Ratify the transfer of the head Mgmt No Action *
office to 45 Rue De Villiers,
Neuilly-Sur-Seine (92)
6. Ratify the cooptation as a Director Mgmt No Action *
of Mr. Benoit Tellier in replacement
of Mr. Olivier Houssin, for the
uneffected part of his term Mr.
Tellier was proposed by the
industrial partner
7. Approve the proposal of the civil Mgmt No Action *
sector of the shareholders agreement,
and subject to the adoption of
Resolution 20, and appoint Mr.
Francois Bujon De Letang as Director
for 4 years
8. Approve the proposal of the civil Mgmt No Action *
sector of the shareholders agreement,
and subject to the adoption of
resolution 20, and renews the tenure
of Mr. Louis Gallois as a Director for
4 years
9. Approve the proposal of the civil Mgmt No Action *
sector of the shareholders agreement,
and renews the tenure of Mr. Denis
Ranque as a Director for 6 years
- -------------------------------------------------------------------------------------------------------
THOMSON Agenda: 700480914
CUSIP: F91823108 Meeting Type: MIX
Ticker: Meeting Date: 4/26/2004 ISIN: FR0000184533
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE A Voting
SECOND CALL ON 07 MAY 2004.
CONSEQUENTLY, YOUR VOTING NSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS CANCELLED.
1. Approve the accounts and the balance Mgmt No Action *
sheet for the FY 2003
10. Approve to renew the term of office Mgmt No Action *
of Mr. Eddy Hartenstein as a Director
for 4 years
11. Approve to renew the term of office Mgmt No Action *
of Mr. Igor Landaun as a Director for
4 years
12. Approve to renew the term of office Mgmt No Action *
of Mr. Pierre Lescure as a Director
for 4 years
13. Approve to renew the term of office Mgmt No Action *
of Mr. Henri Vigil as a Director for
4 years
14. Approve to renew the term of office Mgmt No Action *
of Mr. Didier Lombard as a Director
for 4 years
15. Approve to renew the term of office Mgmt No Action *
of Mazars Et Gureard as the Statutory
Auditor for 6 years
16. Appoint Patrick De Cambourg as the Mgmt No Action *
Deputy Auditor for 6 years
17. Allot a amount of EUR 450,000.000 as Mgmt No Action *
attendance fees to the Directors,
until future notice
18. Authorize the Board of Directors, to Mgmt No Action *
trade the Company s shares as per the
following conditions: maximum purchase
price: EUR 50.00; minimum selling
price: EUR 15.00; and, maximum number
of shares to be traded: 10%; Authority
expires at the end of 18 months
19. Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present to accomplish all
deposits and publications prescribed
2. Approve the consolidated accounts for Mgmt No Action *
the FY 2003
20. Authorize the Board, to decrease the Mgmt No Action *
share capital by canceling
repurchased shares, within a limit of
10% of the share capital; Authority
expires at the end of 24 months
21. Authorize the Board, to issue shares Mgmt No Action *
and securities with preferential
subscription right, not exceeding the
limits set below EUR 250,000,000.00
for shares, including EUR
100,000,000.00 for preferred shares
and EUR 100,000,000.00 for investment
certificates; Authority expires at
the end of 26 months
22. Authorize the Board to issue shares Mgmt No Action *
and securities without preferential
subscription right, not exceeding the
limit set below EUR 250,000,000.00
for shares, including EUR
100,000,000.00 for preferred shares
and EUR 100,000,000.00 for investment
certificates, such amounts shall be
included in the limit for Resolution
21; Authority expires at the end of
26 months
23. Authorize the Board to increase the Mgmt No Action *
share capital by issuing shares for a
maximum nominal amount of EUR
15,000,000.00 reserved to Carlton
Communications PLC, these shares shall
be paid up in cash or compensate
liquid due debts;
24. Authorize the Board increase the Mgmt No Action *
share capital by EUR 7,500,000.00 by
issuing shares and securities giving
access to members of a Company Saving
Plan, such shares shall be paid-up
not later than 3 years from their date
of issue; Authority expires at the end
of 2 years
25. Approve to harmonize the Articles of Mgmt No Action *
Association with the French Law 2003-
706 of 01 AUG 2003 on financial
security as a consequence: threshold
trespassing must be notified not later
than 5 days instead of 15 days, the
Directors representing the Government
shall not be mentioned, the number of
shares to be retained
by the Directors is increased, their
term of office is reduced to 4 years,
control agents may be appointed, the
role of the Chairman has been revised
as well as the information to be
transmitted to the Directors
26. Grant all powers to the bearer Mgmt No Action *
3. Approve the appropriation of results Mgmt No Action *
in a negative amount of EUR
13,029,307.68 as follows: prior
retained earnings: EUR
756,608,329.84; balance amount of
prior retained earnings: EUR
743,579,002.16; ; global dividend:
EUR 72,959,512.08; balance carried
forward: EUR 670,619,510.08; and, the
shareholders will receive a net
dividend of EUR 0.26, with a
corresponding tax credit of EUR 0.13;
this dividend will be paid on 27 MAY
4. Approve the Special Auditors report, Mgmt No Action *
in accordance with the provisions of
Articles L.225-38 and following of
the Commercial Law
5. Appoint Mr. Paul Murray as a Director Mgmt No Action *
in replacement of Mr. Michael Green
for the uneffected part of his term
6. Appoint Mr. Henri Vigil as a Director Mgmt No Action *
in replacement of Mr. Bernard Vergnes
for the uneffected part of
7. Appoint Mr. Eric Bourdais De Mgmt No Action *
Charbonniere in replacement of Mr.
Tadahiro Sekimoto for the uneffected
part of his term
8. Approve to renew the term of office Mgmt No Action *
of Mr. Thierry Breton as a Director
for 4 years
9. Approve to renew the term of office Mgmt No Action *
of Mr. Frank Dangeard as a Director
for 4 years
- -------------------------------------------------------------------------------------------------------
TOTAL SA Agenda: 700507102
CUSIP: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 5/14/2004 ISIN: FR0000120271
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer
Shares: 6 days prior to the meeting
date. French Resident Shareowners must
complete, sign and forward the Proxy
Card directly to the sub custodian.
Please contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
0.7 Approve to renew the term of office Mgmt No Action *
of Mr. Thierry Desmarest as a
Director for a period of 3 years
E.19 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority of the
Resolution 9 of the combined general
meeting of 22 MAR 2000, to grant to
the benefit of the Members to be
chosen by it, stock options granting
the right to purchase the Company s
new and existing shares within a limit
of 3% of the share capital, and to set
the price of the said shares in
accordance with the provisions of
Articles L.225-177 to L.225-186 of the
Commercial Law; Authority expires at
the end of 38 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.20 Authorize the Board of Directors, in Mgmt No Action *
substitution for the authority of the
Resolution 11 of the combined general
meeting of 22 MAR 2000, to proceed
with the preferential right, in France
or aboard, with the issue of shares,
equity warrants and the securities up
to a nominal amount of EUR
4,000,000,000.00; Authority expires at
the end of 26 months; and authorize
the Board of Directors to take all
necessary measures and accomplish all
necessary formalities
E.21 Authorize the Board of Directors to Mgmt No Action *
proceed without the preferential
right, in France or aboard, with the
issue of securities up to a nominal
amount of EUR 2,000,000,000.00
E.22 Approve the capital increase, Mgmt No Action *
reserved for the employees
O.1 Approve the reading of the Board of Mgmt No Action *
Directors report and the general
Auditors report and approve the
accounts and the balance sheet of the
Company total S.A. for the FY 2003
O.10 Appoint Mr. Daniel Boeuf as a Mgmt No Action *
Director, in accordance with the
provision of the Article 11, who
represents the shareholding wage
earners for a period of 3 years
O.11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Appoint Mr.
Philippe Marchandise as a Director,
in accordance with the provision of
the Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Appoint Mr.
Cyril Mouche as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Appoint Mr.
Alan Cramer as a Director, in
accordance with the provision of the
Article 11, who represents the
shareholding wage earners for a
period of 3 years
O.14 Appoint firm Ernst and Young Audit in Mgmt No Action *
place of the firm Barbier, Frinault
and Autres, as the statutory auditor
for a period of 6 years
O.15 Approve to renew the term of office Mgmt No Action *
of the Firm KPMG Audit as the
Statutory Auditor for a period of 6
O.16 Appoint Mr. Pierre Jouanne, who Mgmt No Action *
replaces Mr. Alain Grosmann, as the
Deputy Auditor for a period of 6
O.17 Appoint Mr. Jean-Luc Decornoy as the Mgmt No Action *
Deputy Auditor, who replaces the firm
Salustro Reydel, for a period of 6
years
O.18 Approve the allocation of EUR Mgmt No Action *
900,000.00 to the Directors as the
attendance fees
O.2 Receive the consolidated accounts and Mgmt No Action *
that the Board of Directors report
for the Group is included in the
Board of Directors report
O.3 Approve the reports by the Board of Mgmt No Action *
Directors and by the Auditors having
been made available to the
shareholders, the consolidated
balance sheet and the consolidated
financial statements of TOTAL S.A.
for the FYE 31 DEC 2003
O.4 Approve the profits for the FY as Mgmt No Action *
follows: EUR 3,272,172,931.00; prior
retained earnings: EUR
1,056,490,628.00; distributable
profits: EUR 4,328,663,559.00 and
approve the appropriation of the
profits as follows: total number of
shares: 655,130,985; global dividend:
EUR 3,079,115,630.00; balance
carried forward: EUR 1,249,547,929.00
and shareholders will receive a net
dividend of EUR 4.70 with a
corresponding tax credit
O.5 Authorize the Board, in substitution Mgmt No Action *
for the authority of the Resolution 6
of the Combined General Meeting of
06 MAY 2003, to trade the Company s
shares on the stock exchange, notably
in view of adjusting their price as
per the following conditions: maximum
purchase price: EUR 250.00; minimum
selling price: EUR 100.00; maximum
number of shares to be traded: 10% of
the share capital; authority
expires at the end of 18 months; and
authorize the Board of Directors to
take all necessary measures and
accomplish all necessary formalities
O.6 Authorize the Board of Directors, in Mgmt No Action *
France or abroad, in substitution for
the authority of the Resolution 21 of
the combined general meeting of 22 MAR
2000, with the issue of bond issues,
subordinated or not, debt securities,
subordinated or not permanently, up to
a nominal amount of EUR
10,000,000,000.00; Authority expires
at the end of 5 years
O.8 Approve to renew the term of office Non- No Action *
of Mr. Thierry Derudder as a Director Voting
for a period of 3 years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Serge Tchuruk as a Director
for a period of 3 years
- -------------------------------------------------------------------------------------------------------
ZODIAC SA Agenda: 700437533
CUSIP: F98947108 Meeting Type: MIX
Ticker: Meeting Date: 12/15/2003 ISIN: FR0000125684
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A Verification Period exists in Non- No Action *
France. Please see Voting
http://ics.adp.com/marketguide for
complete information. Verification
Period: Registered Shares: 1 to 5 days
prior to the meeting date, depends on
company s by-laws. Bearer Shares: 6
days prior to the meeting date. French
Resident Shareowners must complete,
sign and forward the Proxy Card
directly to the sub custodian. Please
contact your Client Service
Representative to obtain the necessary
card, account details and directions.
The following applies to Non-Resident
Shareowners: Proxy Cards: ADP will
forward voting instructions to the
Global Custodians that have become
Registered Intermediaries, on ADP Vote
Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you
are unsure whether your Global
Custodian acts as Registered
Intermediary, please contact ADP.
Trades/Vote Instructions: Since France
maintains a Verification Period, for
vote instructions submitted that have
a trade transacted (sell) for either
the full security position or a
partial amount after the vote
instruction has been submitted to ADP
and the Global Custodian advises ADP
of the position change via the account
position collection process, ADP has a
process in effect which will advise
the Global Custodian of the new
account position available for voting.
This will ensure that the local
custodian is instructed to amend the
vote instruction and release the
shares for settlement of the sale
transaction.
O.1 Receive the Executive Chairman report Mgmt No Action *
and the General Auditors report and
approve the accounts and the balance
sheet for the FYE 31 AUG 2003;
acknowledge that profits for the FY is
EUR 41,161,000.00; and grant permanent
discharge to the Members of the
Executive Chairman and the Supervisory
Board for the completion of its
assignments
O.10 Authorize the Executive Chairman to Mgmt No Action *
decrease the share capital by
canceling the shares held by the
Company within a limit of 5% of the
capital; Authority is given for a
period of 18 months; and authorize
the Executive Chairman to take all
necessary measures and accomplish all
necessary formalities
O.11 Grant all powers to the bearer of a Mgmt No Action *
copy or an extract of the minutes of
the present in order to accomplish
all deposits and publications which
are prescribed by law
O.2 Acknowledge that the consolidated Mgmt No Action *
accounts were presented and that the
Executive Chairman report for the
Group is included in the Supervisory
Board report and that the profits for
the FY is EUR 93,000,000.00; and grant
permanent discharge to the Executive
Chairman for the completion of its
assignment
O.3 Approve the following appropriations: Mgmt No Action *
shareholders receive a net dividend
of EUR 0.60 with a corresponding tax
credit of EUR 0.30; profits for the
FY EUR 41,615,567.05; prior retained
earnings EUR 10,564,934.04; legal
reserve: EUR -12,094.58; special
reserve on long-term capital gains:
EUR -1,472,809.00; global dividend:
EUR (-) 31,995,827.40; balance
carried forward: EUR (-)
O.4 Approve to propose to each Mgmt No Action *
shareholder an option between or the
cash in shares payment of the
dividend voted at the end of
Resolution O.3; and acknowledge that
the net dividend per share is EUR
O.5 Approve, in accordance with the Mgmt No Action *
provisions of Article 225-86 of the
Commercial Law, the Special Auditors
report
O.6 Authorize the Executive Committee to Mgmt No Action *
trade the Company shares on the stock
exchange, notably in view of adjusting
their price, up to 5% of the share
capital, at a maximum purchase price
of EUR 45.00 and at a minimum selling
price of EUR 20.00; Authority is valid
till 18 months
O.7 Approve to renew the term of office Mgmt No Action *
of Mr. Marc Assa as a Member of the
Supervisory Board for a period of 6
years
O.8 Approve to renew the term of office Mgmt No Action *
of the Company Ernst & Young as the
Statutory Auditor for a period of 6
years
O.9 Approve to renew the term of office Mgmt No Action *
of Mr. Christian De Chastellux as the
Deputy Auditor for a period of 6
- -------------------------------------------------------------------------------------------------------
AEGIS GROUP PLC Agenda: 700506275
CUSIP: G0105D108 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: GB0009657569
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt No Action *
the YE 31 DEC 2003 and the reports of
the Directors and the Auditors
10. Approve the remuneration report Mgmt No Action *
contained in the financial statements
for the YE 31 DEC 2003
11. Authorize the Directors to allot Mgmt No Action *
relevant securities within the
meaning of the Section 80 of the
Companies Act 1985, up to an
aggregate nominal amount of GBP
18,539,204; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of
such an offer or agreement made prior
2. Declare a final dividend of 0.80p per Mgmt No Action *
ordinary share
3. Re-elect Mr. Bernard Fournier as a Mgmt No Action *
Director who retires by rotation
4. Re-elect Mr. Robert Lerwill as a Mgmt No Action *
Director who retires by rotation
5. Re-elect Mr. Daniel Farrar as a Mgmt No Action *
Director, who was appointed since
last AGM and retires
6. Re-elect Mr. Charles Strauss as a Mgmt No Action *
Director, who was appointed since
last AGM and retires
7. Re-elect Mr. Leslie Van Walle as a Mgmt No Action *
Director, who was appointed since
last AGM and retires
8. Appoint Deloitte & Touche LLP as the Mgmt No Action *
Auditors to hold the office until the
conclusion of the next general meeting
at which accounts are laid before the
Company
9. Authorize the Directors to fix the Mgmt No Action *
remuneration for of the Auditors
S.12 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 11 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred by
Resolution 10, and/or where such
allotment constitutes an allotment of
equity securities by virtue of Section
94(3A) as the Act of Section 89,
provided that this power is limited to
the allotment of equity securities: a)
in connection with or pursuant to an
offer by way of rights issue, open
offer or any
other pre-emptive offer in favor of
ordinary shareholders; b) up to an
aggregate nominal amount of GBP
2,780,511; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior
S.13 Authorize the Company, to make one or Mgmt No Action *
more market purchases Section 163 of
up to 55,617,614 ordinary shares of
5p, at a maximum price equal to the
nominal value and not more than 5%
above the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 25 NOV 2005;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly
- -------------------------------------------------------------------------------------------------------
ALLIED IRISH BANKS PLC Agenda: 700489493
CUSIP: G02072117 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: IE0000197834
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the statement of accounts for the
YE 31 DEC 2003
10. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove KPMG from the Office of the
Auditor
11. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint Mr.
Niall Murphy as a Director of the
Company
2. Declare a final dividend of EUR 0.35 Mgmt No Action *
per ordinary share
3.a Re-elect Mr. Michael Buckley as a Mgmt No Action *
Director in accordance with the
Articles of Association
3.b Re-elect Mr. Michael Buckley as a Mgmt No Action *
Director in accordance with the
Combined Code on Corporate Governance
3.c Re-elect Mr. Dermot Gleeson as a Mgmt No Action *
Director in accordance with the
Articles of Association
3.d Re-elect Sir Derek Higgs as a Mgmt No Action *
Director in accordance with the
Articles of Association
3.e Re-elect Mr. Gary Kennedy as a Mgmt No Action *
Director in accordance with the
Articles of Association
3.f Re-elect Mr. John B. McGuckian as a Mgmt No Action *
Director in accordance with the
Articles of Association
4. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Directors
9.a PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Adrian Burke as a Director
9.b PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Colm Doherty as a Director
9.c PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Don Godson as a Director
9.d PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Aidan Mckeon as a Director
9.e PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Ms. Carol Moffett as a
9.f PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Jim O Leary as a Director
9.g PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Micheal J. Sullivan as a
Director
9.h PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
remove Mr. Robert G. Wilmers as a
Director
S.5 Authorize the Company and/or any Mgmt No Action *
subsidiary of the Company Section 155
of the Companies Act, 1963 to make
market purchases Section 212 of the
Companies Act, 1990 of ordinary shares
of IEP 0.32 each, subject to the
provisions of the Companies Act, 1990
of up to 90 million 10% of the
ordinary share capital ordinary
shares, at a minimum price equal to
the nominal value of the share and the
maximum price not more than 5% above
the average of the five amounts
resulting for such shares derived from
the Irish Stock Exchange Daily
Official List, over the previous 5
business days, Authority expires the
earlier of the AGM in 2005 or 28 OCT
2005; and the Company or any
subsidiary may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior
S.6 Authorize the Company, pursuant to Mgmt No Action *
the authority conferred by Resolution
S.5, to make market purchases of
shares of any class of the Company
with the maximum and minimum prices at
which any shares Section 209 for the
time being held by the Company be
re-issued off-market as determined by
Article 53 of the Articles of
Association, be as follows: a) the
maximum price at which any such share
relevant share be re-issued off-
market be an amount not above 20% of
the appropriate average; and b) the
minimum price at which a such share be
re-issued off-market be an amount not
less than 5% of the appropriate
average for such shares derived from
the Irish Stock Exchange Daily
Official List, over the previous 5
business days
S.7 Authorize the Directors, pursuant to Mgmt No Action *
Article 8 of the Articles of
Association, to allot equity
securities Section 23 of the Companies
Act, 1983 for cash, provided that this
power be limited to the allotment of
equity securities up to an aggregate
nominal value of IEP 14,400,000;
Authority expires the earlier of the
AGM in 2005 or 28 JUL 2005; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.8 Authorize the Directors, pursuant to Mgmt No Action *
Article 127 of the Company s Articles
of Association, to offer to ordinary
shareholders additional shares,
credited as fully paid, instead of
cash in respect of all dividends
falling or to be paid during the
period from the date of this
resolution until the conclusion of the
AGM in 2009
- -------------------------------------------------------------------------------------------------------
AMEC PLC Agenda: 700503736
CUSIP: G02604117 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: GB0000282623
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Declare a final dividend of 6.9p per Mgmt No Action *
share
3. Approve the Directors remuneration Mgmt No Action *
report
4. Approve the remuneration policy set Mgmt No Action *
out in the Directors remuneration
report
5. Re-elect Mr. J.M. Green-Armytage as Mgmt No Action *
the Chairman of the Board
6. Re-elect Mr. C.A. Riva as a Director, Mgmt No Action *
who retires by rotation in accordance
with Article 91 of the Articles of
Association of the
7. Re-elect Mr. S.J. Siddall as a Mgmt No Action *
Director, who retires by rotation in
accordance with Article 85 of the
Articles of Association of the
8. Re-elect Ms. M.O. Hesse as a Mgmt No Action *
Director, who retires by rotation in
accordance with Article 85 of the
Articles of Association of the
9. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company and authorize
the Directors to fix their
S.10 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of up to
30,097,456 ordinary shares of 50p each
in the capital of the Company, at a
minimum price of 50p and up to 105% of
the average middle market quotations
for such shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 18 AUG 2005; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
AMERSHAM PLC (EX NYCOMED AMERSHAM PLC) Agenda: 700456999
CUSIP: G03282103 Meeting Type: CRT
Ticker: Meeting Date: 3/17/2004 ISIN: GB0002747532
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve a Scheme of arrangement, Mgmt No Action *
pursuant to Section 425 of the
Companies Act 1985, to be made
between the Company and the holders
of scheme shares
- -------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda: 700478767
CUSIP: G0483X122 Meeting Type: AGM
Ticker: Meeting Date: 4/26/2004 ISIN: GB0000595859
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and the Mgmt No Action *
accounts for YE 31 DEC 2003
2. Declare a dividend Mgmt No Action *
3. Approve the Directors remuneration Mgmt No Action *
report
4. Re-elect Mr. W. East as a Director Mgmt No Action *
5. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company and
authorize the Directors to fix their
remuneration
6. Authorize the Company to make market Mgmt No Action *
purchases of its own shares
7. Adopt new Articles of Association Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD Agenda: 700459844
CUSIP: G0535Q117 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: KYG0535Q1174
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive, consider and adopt the Mgmt No Action *
audited financial statements and the
reports of the Directors and the
Auditors for the YE 31 DEC 2003
2. Declare a final dividend of HKD 0.84 Mgmt No Action *
per share for the YE 31 DEC 2003
3. Re-elect the Director and authorize Mgmt No Action *
the Board of Directors to fix their
remuneration
4. Re-appoint the Auditors and authorize Mgmt No Action *
the Board of Directors to fix their
remuneration
- -------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda: 700475773
CUSIP: G0593M107 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0009895292
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Director s report and Mgmt No Action *
accounts for the YE 31 DEC 2003
10. Authorize the Directors to disapply Mgmt No Action *
pre-emption rights
11. Authorize the Company to purchase its Mgmt No Action *
own shares
12. Grant authority to increase of Mgmt No Action *
capital on non-executive Director s
remuneration
2. Approve the dividends Mgmt No Action *
3. Re-appoint KPMG Audit PLC, London as Mgmt No Action *
Auditor
4. Authorize the Directors to agree to Mgmt No Action *
the remuneration of the Auditor
5.a Elect Mr. Percy Barnevik as a Mgmt No Action *
5.b Elect Mr. Hakan Mogren as a Director Mgmt No Action *
5.c Elect Sir. Tom Mckillop as a Director Mgmt No Action *
5.d Elect Mr. Jonathan Symonds as a Mgmt No Action *
Director
5.e Elect Sir. Peter Bonfield as a Mgmt No Action *
5.f Elect Mr. John Buchanan as a Director Mgmt No Action *
5.g Elect Ms. Jane Henney as a Director Mgmt No Action *
5.h Elect Mr. Michele Hooper as a Mgmt No Action *
5.i Elect Mr. Joe Jimenez as a Director Mgmt No Action *
5.j Elect Mr. Ema Moller as a Director Mgmt No Action *
5.k Elect Mr. Dame Bridget Ogilvie as a Mgmt No Action *
Director
5.l Elect Mr.Louis Schweitzer as a Mgmt No Action *
5.m Elect Mr. Marcus Wallenberg as a Mgmt No Action *
Director
6. Approve the Director s remuneration Mgmt No Action *
report for the YE 31 DEC 2003
7. Adopt new Articles of Association Mgmt No Action *
8. Grant authority for limited EU Mgmt No Action *
political donations
9. Authorize the Directors to allot Mgmt No Action *
unissued shares
- -------------------------------------------------------------------------------------------------------
AVIVA PLC Agenda: 700478212
CUSIP: G0683Q109 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: GB0002162385
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Company s Mgmt No Action *
report and the accounts for the YE 31
DEC 2003
10. Authorize the Directors to determine Mgmt No Action *
the Auditor s remuneration
11. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
5.04(A) of the Company s Articles of
Association; and authorize the
Directors, for the purposes of Section
80 of the Companies Act 1985, to allot
the Company s unissued shares up to an
nominal amount of GBP 185 million the
amount of the Company s authorized but
unissued share capital as at 24 FEB
2004 being approximately 33% of the
total issued ordinary share capital
13. Approve, in accordance with Section Mgmt No Action *
241A of the Companies Act 1985 and
the Director s remuneration report
Regulations 2002, to approve the
Director s remuneration report
contained in the report and the
accounts for the YE 31 DEC 2003
14. Authorize the Company to make Mgmt No Action *
donations to EU Political
organizations and incur EU political
expenditure in an aggregate amount
not exceeding GBP 100,000 in each
successive period of 12 months;
Authority expires the earlier of the
date of the next AGM of the Company
the earlier of the conclusion of the
AGM of the Company in 2008
15. Authorize the Directors to: a) Mgmt No Action *
exercise the power conferred on them
by Article 31.16 of the Company s
Articles of Association so that the
holders of ordinary shares in the
Company be permitted to elect to
receive new ordinary shares in the
Company, credited as fully paid,
instead of the whole or par of any
dividends including interim dividend
paid by the Directors or declared
by the Company in general meeting as
the case be after 27 APR 2004 and on
or before 26 APR 2009; and b)
capitalize an amount equal to the
aggregate nominal value of the new
ordinary shares of the Company to be
allotted pursuant to any elections
made as aforesaid out of the amount
standing to the credit of reserves
including any share premium account or
capital redemption reserve or the
profit and loss account
2. Declare a final dividend of 15.15 Mgmt No Action *
pence per ordinary share of the
Company for the YE 31 DEC 2003 to be
paid on 17 MAY 2004 to the
shareholders who are in the register
of Member at the close of business on
26 MAR 2004
3. Elect Ms. Anna Catalano as a Director Mgmt No Action *
of the Company until the next AGM
4. Elect Ms. Carole Piwnica as a Mgmt No Action *
Director of the Company until the
5. Re-elect Mr. George Paul as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with the
Articles of Association
6. Re-elect Mr. Philip Scott as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with the
Articles of Association
7. Re-elect Mr. Patrick Snowball as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with the
Articles of Association
8. Re-elect Mrs. Elizabeth Vallance as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with the
Articles of Association
9. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next AGM
S.12 Approve to renew the power conferred Mgmt No Action *
on the Directors by Article 5.04(B) of
the Company s Articles of Association
and authorize the Directors to allot
equity securities of the Company for
cash, disapplying the statutory
pre-emption rights Section 89,
provided that this power is limited to
the allotment of equity securities in
connection with a rights or scrip
dividend, or other similar issue and
up to an aggregate
nominal amount of GBP 28 million 5% of
the issued share capital of the
Company as at 24 FEB 2004; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 15
months
S.16 Amend Articles 5.04, 3.04, 16.01, Mgmt No Action *
18.09, 16.05, 18.02 and 31.16 of the
Company s Articles of Association
S.17 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 225
million ordinary shares 10% of the
issued ordinary share capital of 25
pence each in the capital of the
Company, at a minimum price of 25
pence and up to 105% of the average
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months; the Company,
before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
S.18 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 100
million 8 3/4% cumulative irredeemable
preference shares of GBP 1 each in the
Company 8 3/4% preference shares, at
a minimum price of 25 pence and up to
105% of the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months; the
Company, before the expiry, may make a
contract to purchase 8 3/4% preference
shares
S.19 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 100
million 8 1/8% cumulative irredeemable
preference shares of GBP 1 each in the
Company 8 1/8% preference shares, at
a minimum price of 25 pence and up to
105% of the average middle market
quotations for such shares derived
from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 15 months; the Company,
before the expiry, may make a contract
to purchase 8 1/8% preference shares
- -------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda: 700488530
CUSIP: G06940103 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: GB0002634946
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited accounts of the Mgmt No Action *
Company for the YE 31 DEC 2003 and
the Directors reports and the
Auditors report thereon
10. Authorize the Directors to agree the Mgmt No Action *
remuneration of the Auditors
11. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
12(B)(I) of the Articles of
Association of the Company for a
period ending on 05 MAY 2009 and that
for such period the Section 80 amount
shall be GBP 17,748,171
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2004
3. Approve to declare the final dividend Mgmt No Action *
for the YE 31 DEC 2003 of 5.5 pence
per ordinary share payable on 01 JUN
2004 to ordinary shareholders whose
names appeared on the Register of
Members at the close of business on 23
APR 2004
4. Re-elect Mr. Ulrich Cartellieri as a Mgmt No Action *
Director of the Company, who retires
pursuant to Article 85
5. Re-elect Lord Hesketh as a Director Mgmt No Action *
of the Company, who retires pursuant
to Article 85
6. Re-elect Mr. Steven Mogford as a Mgmt No Action *
Director of the Company, who retires
pursuant to Article 85
7. Re-elect Mr. George Rose as a Mgmt No Action *
Director of the Company, who retires
pursuant to Article 85
8. Re-elect Mr. Michael Hartnall as a Mgmt No Action *
Director of the Company, who retires
pursuant to Article 85
9. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company, to hold
office until the next general meeting
at which the accounts are laid
before the Company
S.12 Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
12(B)(II) of the Articles of
Association of the Company for a
period ending on 05 MAY 2009 and that
for the period the Section 89 amount
shall be GBP 3,825,091
S.13 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of up to
306,007,313 ordinary shares of 2.5p
each in the capital of the Company,
at a minimum price of 2.5p and up to
105% of the average middle market
quotations for Company s shares
derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company in 2005 or 05 AUG 2005; the
Company, before the expiry, may make
a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry;
and where such shares are held in
treasury
S.14 Amend the specified Articles of Mgmt No Action *
Association of the Company
- -------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda: 700482552
CUSIP: G08036124 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0031348658
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited accounts of the
Company for the YE 31 DEC 2003
10. Re-elect Mr. Chris Lendrum as a Mgmt No Action *
Director of the Company, who retires
by rotation
11. Re-elect Sir. Brian Jenkins as a Mgmt No Action *
Director of the Company, under the
Combined Code
12. Re-appoint PricewaterhouseCoopers Mgmt No Action *
LLP, Chartered Accountants and
Registered Auditors, as the Auditors
of the Company until the conclusion
of the next general meeting
13. Authorize the Directors to set the Mgmt No Action *
remuneration of the Auditors
2. Approve the Directors report on Mgmt No Action *
remuneration for the YE 31 DEC 2003
3. Re-elect Sir. Richard Broadbent as a Mgmt No Action *
Director of the Company
4. Re-elect Mr. Roger Davis as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. Gray Hoffman as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. Nagulb Kheraj as a Mgmt No Action *
Director of the Company
7. Re-elect Mr. David Roberts as a Mgmt No Action *
Director of the Company
8. Re-elect Sir. Peter Middleton as a Mgmt No Action *
Director of the Company, who retires
by rotation
9. Re-elect Mr. Stephen Russell as a Mgmt No Action *
Director of the Company, who retires
by rotation
S.14 Authorize the Directors, by Article Mgmt No Action *
12(b) of the Articles of Association
of the Company and pursuant to
Section 89, to allot equity
securities up to GBP 82,053,000 for
cash other than on a pro rata basis
and to sell or allot treasury shares
under Section 162D(1) of the
Companies Act, 1985 Authority
expires the earlier of the conclusion
of the AGM of the Company in 2009
S.15 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 on the London Stock
Exchange of up an aggregate of
984,600,000 ordinary shares of 25p
each in the capital of the Company and
hold them as treasury shares, at a
minimum price of 25p and up to 105% of
the average of the market values for
ordinary shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the AGM of the
Company in 2005; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda: 700418595
CUSIP: G10877101 Meeting Type: AGM
Ticker: Meeting Date: 10/24/2003 ISIN: GB0000566504
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt No Action *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report in
the annual report
10. Elect Mr. M. Salamon as a Director of Mgmt No Action *
BHP Billiton PLC
11. Elect Mr. Dr. J G Buchanan as a Mgmt No Action *
Director of BHP Billiton Limited
12. Elect Mr. Dr. J G Buchanan as a Mgmt No Action *
Director of BHP Billiton PLC
13. Re-appoint KPMG Audit PLC and Mgmt No Action *
PricewaterhouseCoopers LLP as the
auditors of BHP Billiton PLC and
authorize the Directors to agree
their remuneration
14. Approve to renew the authority and Mgmt No Action *
power to allot relevant securities
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association for the period ending on
the date of the BHP Billiton PLC AGM
in 2004 or on 23 JAN 2005 whichever is
earlier, and for such period the
section 80 amount under the United
Kingdom Companies Act 1985 shall be
USD 265,926,499
17. Approve the remuneration report for Mgmt No Action *
the YE 30 JUN 2003
18. Approve, for all purposes, including Mgmt No Action *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Chief
Executive Officer, Mr. C. W.
Goodyear, under the BHP Billiton
Limited Group Incentive Scheme
19. Approve, for all purposes, including Mgmt No Action *
for the purpose of ASX Listing Rule
10.14, the grant of deferred shares,
options and performance shares to
Executive Director and Senior
Minerals Executive, Mr. M. Salamon,
under the BHP Billiton Limited Group
Incentive Scheme
2. Receive the financial statements for Mgmt No Action *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report in
the annual report
3. Re-elect Mr. D.C. Brinks as a Mgmt No Action *
Director of BHP Billiton Limited, who
retires by rotation
4. Re-elect Mr. D.C. Brinks as a Mgmt No Action *
Director of BHP Billiton PLC, who
retires by rotation
5. Re-elect Mr. M.A. Chaney as a Mgmt No Action *
Director of BHP Billiton Limited, who
retires by rotation
6. Re-elect Mr. M.A. Chaney as a Mgmt No Action *
Director of BHP Billiton PLC, who
retires by rotation
7. Re-elect Lord Renwick of Clifton as a Mgmt No Action *
Director of BHP Billiton Limited, who
retires by rotation
8. Re-elect Lord Renwick of Clifton as a Mgmt No Action *
Director of BHP Billiton PLC, who
retires by rotation
9. Elect Mr. M. Salamon as a Director of Mgmt No Action *
BHP Billiton Limited
S.15 Approve to renew the authority and Mgmt No Action *
power to allot equity securities for
cash conferred on the Directors by
Article 9 of BHP Billiton PLC s
Articles of Association for the
period referred to in such resolution
and for such period the section 89
amount under the United Kingdom
Companies Act 1985 be USD
S.16 Authorize the BHP Billiton PLC, in Mgmt No Action *
accordance with Article 6 of the
Articles of Association of the Company
and Section 166 of the Companies Act
1985, to make market purchases Section
163 of up to 246,814,700 ordinary
shares of USD 0.50 nominal value each
in the capital of BHP Billiton PLC, at
a minimum price of USD 0.50 and not
more than 5% above the average market
values for such shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the AGM
of BHP Billiton in 2004 or 12 MAY 2005;
BHP Billiton PLC, before the expiry
- -------------------------------------------------------------------------------------------------------
BOC GROUP PLC Agenda: 700441518
CUSIP: G12068113 Meeting Type: AGM
Ticker: Meeting Date: 1/23/2004 ISIN: GB0001081206
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited accounts for the YE 30
SEP 2003
10. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organization and to incur
EU political expenditure up to a
maximum aggregate amount of GBP
150,000; Authority expires at the
end of the next AGM in 2005
11. Authorize the Directors, pursuant to Mgmt No Action *
Section 80 of the Companies Act 1985,
to allot relevant securities Section
80 up to an aggregate nominal amount
of GBP 18,580,721; Authority expires
the earlier of the conclusion of the
next AGM or 15 months; and the
Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 30 SEP 2003
3. Elect Mr. Andrew Bonfield as a Mgmt No Action *
Director, who retires in accordance
with Article 86
4. Re-elect Sir Christopher O Donnell as Mgmt No Action *
a Director, who retires by rotation
5. Re-elect Ms. Julie Baddeley as a Mgmt No Action *
Director, who retires by rotation
6. Re-elect Mr. John Walsh as a Mgmt No Action *
Director, who retires by rotation
7. Re-appoint PricewaterhouseCoopers, Mgmt No Action *
LLP, as the Auditors of the Company
until the conclusion of the next
general meeting before which accounts
are laid
8. Authorize the Directors to determine Mgmt No Action *
the Auditors remuneration
9. Approve the Company dividend policy Mgmt No Action *
S.12 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 11 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities up to an
aggregate nominal amount of GBP
6,222,335; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.13 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985, to make market
purchases Section 163(3) of up to
49,778,680 ordinary shares, at a
minimum price of 25p and not more
than 5% above the average middle
market quotations for such shares
derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months; the Company,
before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
S.14 Amend the Articles of Association Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda: 700496727
CUSIP: G1245Z108 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0008762899
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and reports of Mgmt No Action *
the Directors and the Auditors for the
YE 31 DEC 2003
10. Authorize the Audit Committee to Mgmt No Action *
determine the remuneration of the
Auditors
11. Authorize the Company and its Mgmt No Action *
subsidiary BG International Limited,
in accordance with Part XA of the
Companies Act 1985 the Act, to: a)
make donations to EU political
organizations not exceeding GBP
25,000 in total; and b) incur EU
political expenditure not exceeding
GBP 25,000 in total; Authority
expires earlier on the date of the
AGM of the Company in 2005 or 21 AUG
12. Authorize the Directors to amend: a) Mgmt No Action *
the rules of BG Group Company Share
Option Scheme; b) the rules of the BG
Group Sharesave Scheme; c) the trust
deed and rules of the BG Group New
Long Term Incentive Scheme; and d)
the trust deed and rules of the BG
Group Share Incentive Plan
13. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
12.2 of the Company s Articles of
Association and for this purpose the
Section 80 amount be GBP 117,730,026;
Authority expires earlier on the date
of the AGM of the Company in 2005, or
21 AUG 2005
2. Approve the remuneration report for Mgmt No Action *
the YE 31 DEC 2003
3. Declare a final dividend in respect Mgmt No Action *
of the YE 31 DEC 2003 of 1.86 pence
per ordinary share payable on 28 MAY
2004 to the holders of ordinary shares
on the register on 16 APR 2003
4. Re-elect Mr. Peter Backhouse as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. Paul Collins as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. William Friedrich as a Mgmt No Action *
Director of the Company
7. Re-elect Mr. Lord Sharman as a Mgmt No Action *
Director of the Company
8. Re-elect Mr. Keith Mackrell as a Mgmt No Action *
Director of the Company
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
before the Company
S.14 Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, to allot equity securities,
include a sale of treasury shares
Section 94 of the Companies Act 1985
for cash pursuant to the authority
conferred by Resolution 13,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with a rights issue in favor of
ordinary shareholders; and b) up to an
aggregate nominal amount of GBP
17,659,504; Authority expires the
earlier on the date of the AGM of the
Company in 2005 or 21 AUG 2005; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior
S.15 Authorize the Company, to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of ordinary
shares of 10 pence each
- -------------------------------------------------------------------------------------------------------
BOOTS GROUP PLC, NOTTINGHAM Agenda: 700388374
CUSIP: G12517101 Meeting Type: AGM
Ticker: Meeting Date: 7/24/2003 ISIN: GB0032310780
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report and the Mgmt No Action *
annual accounts and the Auditors
report thereon
10. Re-appoint Mr. A.P. Smith as a Mgmt No Action *
11. Approve the Directors remuneration Mgmt No Action *
report
12. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix the remuneration
of the Auditors
13. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and for the purpose of
Section 80 of the Companies Act 1985,
to allot relevant securities up to an
aggregate nominal amount of GBP 67.8
million; Authority expires at the
conclusion of the AGM of the Company
next year
16. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to allot up to a maximum
aggregate sum of GBP 100,000
17. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to allot up to a maximum
aggregate sum of GBP 400,000
2. Declare a final dividend Mgmt No Action *
3. Re-appoint Mr. P. Bateman as a Mgmt No Action *
4. Re-appoint Mr. J. Bennink as a Mgmt No Action *
5. Re-appoint Mr. H. Dodd as a Director Mgmt No Action *
6. Re-appoint Mr. J.B. McGrath as a Mgmt No Action *
Director
7. Re-appoint Mr. H. Ploix as a Director Mgmt No Action *
8. Re-appoint Mr. M.P. Read as a Mgmt No Action *
9. Re-appoint Sir Nigel Rudd as a Mgmt No Action *
S.14 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section 94
(2) for cash pursuant to the authority
conferred by Resolution 13,
disapplying the statutory pre- emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities a) in connection
with a rights issue, open offer or
other offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP 10.17
million; Authority expires at the
conclusion of the next AGM of the
Company
S.15 Authorize the Company, pursuant to Mgmt No Action *
the authorities contained in the
Articles of Association of the
Company, to make market purchases
Section 163(3) of the Companies Act
1985 of up to 81,300,000 ordinary
shares of more than 5% above the
average market value for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires at
the conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
REXAM PLC Agenda: 700502859
CUSIP: G1274K113 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: GB0004250451
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and the Mgmt No Action *
Group accounts for the YE 31 DEC 2003
10. Grant authority to the Directors to Mgmt No Action *
allot relevant securities
11. Grant authority to the Directors to Mgmt No Action *
allot equity securities for cash
12. Grant authority to the Company to Mgmt No Action *
purchase its own ordinary shares
2. Approve the remuneration report Mgmt No Action *
3. Declare the 2003 final dividend on Mgmt No Action *
the ordinary shares
4. Elect Mr. G.S.W. Angwald as a Mgmt No Action *
5. Elect Mr. C.G. Symon as a Director Mgmt No Action *
6. Elect Mr. M.C. Buzzacolt as a Mgmt No Action *
7. Elect Mr. Y.E. Dominioni as a Mgmt No Action *
8. Elect Mr. D.L. Tucker as a Director Mgmt No Action *
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors and authorize the
Directors to determine their
remuneration
- -------------------------------------------------------------------------------------------------------
BP PLC Agenda: 700467752
CUSIP: G12793181 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: GB0007980591
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect the Lord Browne of Madingley Mgmt No Action *
as a Director
10. Renew the Directors authority by Mgmt No Action *
Article 13 of the Company s Articles
of Association to allot relevant
securities up to an aggregate nominal
amount equal to the Section 80 amount
of USD 1,820 million; for the period
ending on the date of the Annual
General Meeting in 2005 or 14 JUL
2005, whichever is the earlier
13. Authorize the Company to use shares Mgmt No Action *
held in treasury for the purposes of
or pursuant to the employee share
schemes operated by the Company
14. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
15. Determine, in accordance with Article Mgmt No Action *
91 of the Company s Articles of
Association, that the remuneration of
the Directors shall be such amount as
the Directors shall decide not
exceeding in aggregate GBP 2,500,000
per annum
16. Receive the report of the Directors Mgmt No Action *
and accounts for the YE 31 DEC 2003
2. Re-elect Dr. B. E. Grote as a Mgmt No Action *
3. Re-elect Mr. H. M. P. Miles as a Mgmt No Action *
Director
4. Re-elect Sir Robin Nicholson as a Mgmt No Action *
Director
5. Re-elect Mr. R. L. Olver as a Mgmt No Action *
6. Re-elect Sir Ian Prosser as a Mgmt No Action *
7. Elect Mr. A. Burgmans as a Director Mgmt No Action *
8. Reappoint Ernst & Young LLP as Mgmt No Action *
Auditors until the conclusion of the
next GM before which accounts are
laid and authorize the Directors to
set the Auditors remuneration
S.11 Renew the Directors authority by Mgmt No Action *
Article 13 of the Company s Articles
of Association to allot equity
securities wholly for cash (a) in
connection with a rights issue; and
(b) otherwise than in connection with
a rights issue up to an aggregate
nominal amount equal to the Section
89 amount of GBP 273 million; for the
period ending on the date of the
Annual General Meeting in 2005 or 14
JUL 2005, whichever is the earlier
S.12 Authorize the Company generally and Mgmt No Action *
unconditionally to make market
purchases (as defined in Section
163(3) of the Companies Act 1985) of
ordinary shares with nominal value of
USD 0.25 each in the company, provided
that: (a) the Company does not
purchase under this authority more
than 2.2 billion ordinary shares; (b)
the Company does not pay less than
$0.25 for each share; and (c) the
Company does not pay more for each
share than 5% over the average of the
middle market price of the ordinary
shares for the five business days
immediately preceding the date on
which the company agrees to buy the
shares concerned, based on share
prices and currency exchange rates
published in the Daily Official List
of the London Stock Exchange. In
executing this authority the company
may purchase shares using any
currency, including pounds sterling,
US dollars and euros. This authority
shall continue for the period ending
on the date of the AGM in 2005 or 14
JUL 2005, whichever is the earlier,
provided that if the Company has
agreed before this date to purchase
ordinary shares where these purchases
will or may be executed after the
authority terminates (either wholly or
in part) the Company may complete such
purchases
S.17. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER RESOLUTION: Approve,
shareholders instruct the company to
prepare a report disclosing, as
appropriate, how the company analyses
and takes steps to control significant
risks to shareholder value from
operating in protected and sensitive
areas, including IUCN Management
Categories I-IV and Marine Management
Categories I-V; World Heritage Sites;
and national parks, monuments, and
wildlife refuges. These risks include
operating, financial, and reputation
risks to the business in general, the
ability to attract and retain high
quality staff, and the impact on BP s
effort in building its reputation as a
good corporate citizen. The report
should be available to investors by
2005
S.9 Amend the Company s Articles of Mgmt No Action *
Association (a) with immediate effect,
by inserting the words, or otherwise
in accordance with section 95 of the
Act, into Article 13(B)(ii) directly
after the word authority; and (b)
with effect from the conclusion of
this meeting (or any adjournment of
it)
- -------------------------------------------------------------------------------------------------------
BPB PLC Agenda: 700364235
CUSIP: G12796101 Meeting Type: AGM
Ticker: Meeting Date: 7/23/2003 ISIN: GB0000687078
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the accounts for Mgmt No Action *
the year to 31 MAR 2003 together with
the reports of the Directors and of
the Auditors on those accounts
2. Approve the remuneration Committee s Mgmt No Action *
report for the year to 31 MAR 2003
3. Declare a final dividend of 8.9p per Mgmt No Action *
share
4.1 Re-elect Lady Balfour of Burleigh as Mgmt No Action *
a Director, who retires by rotation
4.2 Re-elect Mr. J.P. Clavel as a Mgmt No Action *
Director, who retires by rotation
4.3 Re-elect Mr. R.J. Cousins as a Mgmt No Action *
Director, who retires by rotation
4.4 Re-elect as a Mr. M.V. Higson as a Mgmt No Action *
Director, who retires by rotation
4.5 Re-elect as a Mr. P.N. Whithers as a Mgmt No Action *
Director, who retires by rotation
5. Re-elect Mr. G. Acher as a Director Mgmt No Action *
6. Re-appoint the Auditors Mgmt No Action *
S.7 Authorize the Company, pursuant to Mgmt No Action *
Article 43 of the Company s Articles
of Association, to make market
purchases Section 163 of the Companies
Act 1985 of up to 49 million shares or
10% of the Company s issued ordinary
share capital as at 23 JUL 2003,
whichever is lower, of 50p each in the
capital of the Company, at a minimum
price of 50p and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 12 months; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly
- -------------------------------------------------------------------------------------------------------
BAA PLC Agenda: 700371913
CUSIP: G12924109 Meeting Type: AGM
Ticker: Meeting Date: 7/18/2003 ISIN: GB0000673409
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the reports of the Directors Mgmt No Action *
and the Auditors and the accounts for
the YE 31 MAR 2003
11. Approve to increase the maximum Mgmt No Action *
aggregate annual sum payable as
Directors fees pursuant to Article
81(1) of the Company s Articles of
Association from GBP 300,000 to GBP
450,000
2. Approve the report on Directors Mgmt No Action *
remuneration for the YE 31 MAR 2003
3. Declare a final dividend of 12.7 Mgmt No Action *
pence per ordinary share of the
4. Re-appoint Mrs. J. Kong as a Director Mgmt No Action *
5. Re-appoint Mr. B.J. Collie as a Mgmt No Action *
Director, who retires by rotation
6. Re-appoint Mr. J.L. Hoerner as a Mgmt No Action *
Director, who retires by rotation
7. Re-appoint Mr. T. Ward as a Director, Mgmt No Action *
who retires by rotation
8. Appoint PricewaterhouseCoopers LLP as Mgmt No Action *
the Auditors of the Company in place
of retiring Auditors, until the
conclusion of the next general meeting
at which the accounts are laid before
the Company, and authorize the
Directors to determine their
remuneration
9. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and pursuant to Section 80
of the Companies Act 1985, to allot
relevant securities Section 80 up to
an aggregate nominal amount of GBP
230,000,000; Authority expires on 18
JUL 2008; and authorize the Directors
to allot relevant securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.10 Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, pursuant to Section 95(1)
of the Companies Act 1985, to allot
equity securities Section 94(2) for
cash pursuant, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: in connection with a
rights issue, open offer or other
offer in favor of ordinary
shareholders; up to an aggregate
nominal amount of GBP 53,489,000 being
53,489,000 ordinary shares of GBP 1
each; Authority expires on the date of
next AGM of the Company or 24 JUL 2003;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
- -------------------------------------------------------------------------------------------------------
BRAMBLES INDUSTRIES PLC Agenda: 700414876
CUSIP: G1307R101 Meeting Type: AGM
Ticker: Meeting Date: 10/21/2003 ISIN: GB0030616733
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the reports and the financial Mgmt No Action *
statements of BIL
10. Re-elect Mr. R.C. Milne to the Board Mgmt No Action *
of BIL
11. Re-elect Mr. R.C. Milne to the Board Mgmt No Action *
of BIP
12. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of BIP
13. Authorize the Directors to set the Mgmt No Action *
Auditors fees
14. Grant authority to allot shares in Mgmt No Action *
17. Approve the Dividend Reinvestment Mgmt No Action *
Plan by BIL
18. Approve the Scrip Dividend Scheme by Mgmt No Action *
BIP
2. Receive the reports and the accounts Mgmt No Action *
of BIP
3. Approve the Brambles remuneration Mgmt No Action *
report
4. Re-elect Mr. R.D. Brown to the Board Mgmt No Action *
of BIL
5. Re-elect Mr. R.D. Brown to the Board Mgmt No Action *
of BIP
6. Re-elect Mr. C.K. Chow to the Board Mgmt No Action *
of BIL
7. Re-elect Mr. C.K. Chow to the Board Mgmt No Action *
of BIP
8. Re-elect Sir David Lees to the Board Mgmt No Action *
of BIL
9. Re-elect Sir David Lees to the Board Mgmt No Action *
of BIP
S.15 Approve to dissaply pre-emption Mgmt No Action *
rights in BIP
S.16 Grant authority to buy-back shares in Mgmt No Action *
BIP
S.19 Amend the Articles of Association of Mgmt No Action *
BIP
- -------------------------------------------------------------------------------------------------------
BRITISH AIRWAYS PLC Agenda: 700382916
CUSIP: G14980109 Meeting Type: AGM
Ticker: Meeting Date: 7/15/2003 ISIN: GB0001290575
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the accounts for Mgmt No Action *
the YE 31 MAR 2003, together with the
report of the Directors
2. Approve the remuneration report Mgmt No Action *
contained within the report and
accounts for the YE 31 MAR 2003
4. Re-elect Mr. Roderick Eddington as a Mgmt No Action *
Director of the Company, who retires
in accordance with Article 87 of the
Company s Articles of Association
5. Re-elect Mr. Martin Broughton as a Mgmt No Action *
Director of the Company, who retires
in accordance with Article 87 of the
Company s Articles of Association
6. Re-elect Baroness O Cathain as a Mgmt No Action *
Director of the Company until the
next AGM, who retires in accordance
with Article 87 of the Company s
Articles of Association
7. Re-elect Dr. Martin Read as a Mgmt No Action *
Director of the Company, who retires
in accordance with Article 87 of the
Company s Articles of Association
8. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditor of the Company
9. Authorize the Directors to determine Mgmt No Action *
the Auditors remuneration
S.10 Approve, pursuant to Sections 80 and Mgmt No Action *
95 of the Companies Act 1985, that the
authority and power to allot shares,
conferred on the Directors by Article
11(B) of the Company s Articles of
Association be renewed for the period
ending on the earlier of the date on
which a resolution relating to such
authority and power is put in the
general meeting on 15 JUL 2008 and the
prescribed amount shall be GBP 89
million and as per Section 89 shall be
GBP 13.5 million
S.3 Approve that the Article 78 of the Mgmt No Action *
Company s Articles of Association
shall be substituted with the
replacement Article 78
- -------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda: 700477107
CUSIP: G1510J102 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: GB0002875804
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Approve the remuneration report of Mgmt No Action *
the Directors for the YE 31 DEC 2003
3. Declare a final dividend of 27p per Mgmt No Action *
ordinary share and convertible
redeemable preference share on an as
converted basis in respect of the
YE 31 DEC 2003
4. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Company s Auditors
5. Authorize the Directors to fix the Mgmt No Action *
Auditors remuneration
6.a Re-appoint Mr. Paul Adams as a Mgmt No Action *
6.b Re-appoint Mr. Antonio Monteiro de Mgmt No Action *
Castro as a Director
6.c Re-appoint Mr. Jan du Plessis as a Mgmt No Action *
Director
6.d Re-appoint Mr. K.S. Wong as a Mgmt No Action *
S.7 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 207.7
million ordinary shares of 25p each in
the capital of the Company ordinary
shares, at a minimum price of 25p and
an amount equal to105% of the average
of the middle market prices for
ordinary share derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the conclusion of
the next AGM of the Company; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly
S.8.a Amend the Company s Articles of Mgmt No Action *
Association in accordance with the
Treasury Shares
S.8.b Amend the Company s Articles of Mgmt No Action *
Association by deleting GBP 1,000,000
in Article 81 and replacing with new
GBP 2,000,000 in accordance with the
Directors fees
- -------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC Agenda: 700415638
CUSIP: G15632105 Meeting Type: AGM
Ticker: Meeting Date: 11/14/2003 ISIN: GB0001411924
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the financial Mgmt No Action *
statements for the YE 30 JUN 2003,
together with the report of the
Directors and the Auditors thereon
10. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organization and to incur
EU political expenditure up to a
maximum aggregate amount of GBP
200,000; Authority expires at the
conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a donation to EU
Political organization and incur EU
political expenditure which will or
may be executed wholly or partly
11. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, pursuant to and in
accordance with Section 80 of the
Companies Act 1985, to allot relevant
securities up to an aggregate nominal
amount of GBP 19,000,000 33% of the
nominal issued share capital;
Authority expires at the conclusion of
the next AGM; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
2. Elect Mr. Lord Wilson of Dinton as a Mgmt No Action *
Director
3. Elect Mr. James Murdoch as a Director Mgmt No Action *
4. Elect Mr. Chase Carey as a Director Mgmt No Action *
5. Re-appoint Mr. David Evans as a Mgmt No Action *
Director
6. Re-appoint Mr. Lord St. John of Mgmt No Action *
Fawsky as a Director
7. Re-appoint Mr. Martin Stewart as a Mgmt No Action *
Director
8. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors and authorize the
Directors to agree their remuneration
9. Receive the remuneration report of Mgmt No Action *
the Directors for the YE 30 JUN 2003
S.12 Authorize the Directors to allot Mgmt No Action *
shares for cash on non pre-emptive
basis up to a maximum nominal value
of GBP 48,000,000 5% of the nominal
issued ordinary share capital of the
Company as at 09 SEP 2003
S.13 Authorize the Directors to reduce the Mgmt No Action *
Company s share premium account
approximately GBP 2.5 billion by GBP
1.120 billion; to utilized this amount
to write down the accumulated losses
in the Company s balance sheet,
thereby removing the deficit as at 30
JUN 2003 and allowing the Company to
build up its distributable
- -------------------------------------------------------------------------------------------------------
BT GROUP PLC Agenda: 700383970
CUSIP: G16612106 Meeting Type: AGM
Ticker: Meeting Date: 7/16/2003 ISIN: GB0030913577
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 MAR 2003
12. Authorize the British Mgmt No Action *
Telecommunications PLC, a wholly-
owned subsidiary of the Company to
make donations to EU political
organizations, not exceeding GBP
100,000; Authority expires at the
conclusion of the next AGM in 2004
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 MAR 2003
3. Approve to pay a final dividend of Mgmt No Action *
4.25 pence per share payable on 08
SEP 2003 to the holders of ordinary
shares as on 08 AUG 2003
4. Re-elect Sir Anthony Greener as a Mgmt No Action *
Director
5. Re-elect Mr. Louis Mughes as a Mgmt No Action *
6. Re-elect Mr. Maarten van den Bergh as Mgmt No Action *
a Director
7. Elect Mr. Clayton Brendish as a Mgmt No Action *
Director
8. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which the accounts are
laid and authorize the Directors to
fix their remuneration
9. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
74 of the Company s Articles of
Association and for such period
Section 80 amount shall be GBP 143
million 33% of the issued share
capital of the Company; Authority
expires on 15 OCT 2004
S.10 Approve to renew the authority Mgmt No Action *
conferred on the Directors by
Articles 74 of the Company s Articles
of Association to allot shares and
for such period the Section 89 amount
shall be GBP 21 million 5% of the
issued share capital of the Company;
Authority expires on 15 OCT 2004
S.11 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 867
million shares of 5p each in the
capital of the Company, at a minimum
price of 5p and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company in 2004 or 15 OCT 2004; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
- -------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda: 700478630
CUSIP: G16968102 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: GB0001540045
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts for Mgmt No Action *
the YE 31 DEC 2003 together with the
reports of the Directors and the
Auditors
11. Approve the rules of Part A of the Mgmt No Action *
Bunzl Long Term Incentive Plan 2004
and authorize the Directors to make
such modification as they deem
necessary or desirable for the
purposes of implementing and giving
effect and to establish such schedules
to Part A and/or such other plans
based on Part A to take account of
local tax, exchange control or
securities Law outside the UK,
provided that any shares made
available under such schedules or
plans treated as counting against the
relevant individual or overall
dilution limits in Part A
12. Approve the rules of Part B of the Mgmt No Action *
Bunzl Long Term Incentive Plan 2004
and authorize the Directors to make
such modification as they deem
necessary or desirable for the
purposes of implementing and giving
effect and to establish such schedules
to Part B and/or such other plans
based on Part B to take account of
local tax, exchange control or
securities Law outside the UK,
provided that any shares made
available under such schedules or
plans treated as counting against the
relevant individual or overall
dilution limits in Part B
2. Declare a final dividend Mgmt No Action *
3. Re-appoint Mr. M.J. Roney as a Mgmt No Action *
4. Re-appoint Mr. A.P. Dyer as a Mgmt No Action *
5. Re-appoint Mr. J.F. Harris as a Mgmt No Action *
Director
6. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors at a rate of remuneration
determined by the Directors
7. Approve the Directors remuneration Mgmt No Action *
report
8. Authorize the Directors of the Mgmt No Action *
Company, in substitution for any
existing authority, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an
aggregate nominal amount of GBP
40,800,000; Authority expires at the
conclusion of the AGM of the Company;
and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of
such an offer or agreement made prior
to such expiry
S.10 Authorize the Directors, pursuant to Mgmt No Action *
Section 166 of the Companies Act
1985, to make market purchases
Section 163(3) of up to 44,850,000
ordinary shares of 25p each in the
capital of the Company, at a minimum
price of 25p and not more than 5%
above the average of the closing
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 18 NOV 2005; the Company,
before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
S.9 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 8 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash and
to sell treasury shares wholly for
cash, disapplying the statutory pre-
emption rights Section 89(1),
provided that this power is limited
to the allotment or sale of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 5,606,260;
Authority expires the earlier of the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry
of this authority in pursuance of
such an offer or agreement made prior
to such expiry
- -------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC Agenda: 700500829
CUSIP: G17444152 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0006107006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited financial Mgmt No Action *
statements for the 52 weeks ended 28
DEC 2003 and the reports of the
Directors and the Auditors thereon
10. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
11. Authorize the Directors to allot Mgmt No Action *
relevant securities Section 80 of
the Companies Act 1985 up to an
aggregate nominal amount of GBP 85.27
million; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of
such an offer or agreement made prior
to such expiry
14. Amend the rules of the Cadbury Mgmt No Action *
Schweppes Share Option Plan 1994
15. Amend the rules of the Cadbury Mgmt No Action *
Schweppes PLC 1997 Long Term
Incentive Plan
16. Approve the Cadbury Schweppes PLC Mgmt No Action *
Bonus Share Retention Plan 2004 and
authorize the Directors to do all
such acts and things as necessary to
establish and carry it into effect
and to vote and be counted in the
quorum on any matter connected with
the Plan except that no Director may
vote or be counted in the quorum in
respect of his own participation any
prohibition on voting or counting in
the quorum contained in Articles of
Association of the Company
17. Amend the rules of the Cadbury Mgmt No Action *
Schweppes Irish Employee Share
Scheme, the Cadbury Schweppes Irish
AVC Savings Related Share Option
Scheme, the Cadbury Schweppes Irish
Savings Related Share Option Scheme,
the Cadbury Schweppes Irish Savings
Related Share Option Scheme 1982, the
Cadbury Schweppes Irish Savings
Related Share Option Scheme 1998, the
Cadbury Schweppes United States and
Canada Employee Stock Purchase Plan
1994, the Choices Share Incentive
Plan and the Cadbury Schweppes Asia
Pacific Employee Share Acquisition
18. Authorize the Directors to establish Mgmt No Action *
a further plan or plans containing
such provisions as the Directors
decide subject to: a) such plan or
plans must operate within the limits
on the number of new ordinary shares
which made available from time to time
under the Company s other employee
share plans existing plans; b) such
plan or plans must, except to the
extent necessary or desirable to take
account of overseas tax, securities or
exchange control laws, contain
limitations so as to ensure, so far as
the Directors consider practicable,
the participants in such or plans
obtain no greater benefit than
employees participating in the
existing plans; and c) once
established, the provisions of such
plan or plans may not amended without
the prior approval of the Company in
general meeting if such approval would
be required to amend the comparable
provisions in the existing plans; and
authorize the Directors to do all such
acts and things as necessary to
establish and carry it into effect and
to vote and be counted in the quorum
on any matter connected with the Plan
except that no Director may vote or be
counted in the quorum in respect of
his own participation any prohibition
on voting or counting in the quorum
contained in Articles of Association
2. Declare the recommended final Mgmt No Action *
dividend 2003
3. Approve the Directors remuneration Mgmt No Action *
report
4. Re-appoint Mr. John Sunderland as a Mgmt No Action *
Director
5. Re-appoint Mr. Ken Hanna as a Mgmt No Action *
6. Re-appoint Mr. Rick Braddock as a Mgmt No Action *
Director
7. Re-appoint Mr. Roger Carr as a Mgmt No Action *
8. Re-appoint Mr. David Thompson as a Mgmt No Action *
Director
9. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors
S.12 Authorize the Directors to allot Mgmt No Action *
equity securities Section 94(2) of the
Companies Act 1985 for cash pursuant
to the authority conferred by
Resolution 11and/or where such
allotment constitutes an allotment of
equity securities by virtue of Section
94(3A) of the Companies Act 1985,
disapplying the statutory pre- emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: i) in connection
with a rights issue in favor of
ordinary shareholders; b) up to an
aggregate nominal amount of GBP 12.92
million; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.13 Authorize the Company, pursuant to Mgmt No Action *
and in accordance with Section 166 of
the Companies Act 1985, to make market
purchases Section 163(3) which has a
total nominal value of GBP 25.84
ordinary shares of, at a minimum
price, exclusive of expenses, equal to
the nominal value of each ordinary
share and the maximum price, exclusive
of expenses, amount equal to 105% of
the average of the middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires at
the conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
CAPITA GROUP PLC Agenda: 700481891
CUSIP: G1846J107 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0001734747
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors
thereon for the YE 31 DEC 2003
2. Receive and approve the Directors Mgmt No Action *
remuneration report for the YE 31 DEC
2003
3. Declare a final dividend of 2.7p per Mgmt No Action *
ordinary share of the Company
4. Re-elect Mr. R.M. Aldridge as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Articles of Association
5. Re-elect Mr. P.E.B. Cawdron as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Articles of Association
6. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company
7. Authorize the Directors to fix the Mgmt No Action *
remuneration of Ernst & Young LLP
8. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and in accordance with
Section 80(1) of the Companies Act
1985, to allot relevant securities
Section 80(2) up to an aggregate
nominal amount of GBP 4,403,547;
Authority expires at the conclusion
of the AGM of the Company; and the
Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Company, in accordance Mgmt No Action *
with the Articles of Association of
the Company, to make market purchases
Section 163(3) of the Companies Act
1985 of up to 66,720,159 ordinary
shares of the Company, at a minimum
price equal to the nominal value of
such share and up to 105% of the
average middle market quotations for
ordinary share in the Company derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 18
months; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry; all shares purchased
pursuant to the authority conferred by
this resolution either be cancelled
immediately on completion of the
purchase or held, sold, transferred or
otherwise dealt with as treasury
shares in accordance with the
provisions of the Companies
S.9 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
</Table>
<Table>
to allot equity securities Section
94(2) for cash pursuant to the
authority conferred by Resolution 8,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with a rights issue, open offer or
other offer of securities in favor of
ordinary shareholders; and b) up to an
aggregate nominal amount of GBP
667,207; Authority expires upon the
expiry of authority conferred by
Resolution 8; and the Directors may
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
- -------------------------------------------------------------------------------------------------------
CARNIVAL PLC Agenda: 700465479
CUSIP: G19081101 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0031215220
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect Mr. Micky Arison as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
10. Re-elect Mr. John P. McNulty as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
11. Re-elect Mr. Peter Ratcliffe as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
12. Re-elect Sir John Parker as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
13. Re-elect Mr. Stuart Subotnick as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
14. Re-elect Mr. Uzi Zucker as a Director Mgmt No Action *
of Carnival Corporation and as a
Director of Carnival Plc.
15. Appoint PricewaterhouseCoopers LLP as Mgmt No Action *
independent Auditors of Carnival Plc
for the ensuing year and ratify the
selection of PricewaterhouseCoopers
LLP as independent certified public
accountants of Carnival Corporation
for the ensuing year
16. Authorize the Audit Committee of the Mgmt No Action *
Board of Directors of Carnival Plc to
agree the remuneration of the
Independent Auditors
17. Receive the UK accounts of Carnival Mgmt No Action *
Plc and the reports of the Directors
and the Auditors of Carnival Plc for
the financial period ended 30 NOV
18. Approve the Directors remuneration Mgmt No Action *
report of Carnival Plc as set out in
the accounts and the reports of the
Directors and the Auditors for the
financial period ended 30 NOV 2003
19. Approve to renew the authority and Mgmt No Action *
power conferred on the Directors by
Article 30 of Carnival s Plc s
Articles of Association for a period
commencing at the end of the meeting
and expiring at the end of the next
AGM of Carnival Plc after the date on
which this resolution is passed and
for that period Section 80 amount
shall be USD 24,299,397
2. Re-elect Ambassador Richard G. Capen, Mgmt No Action *
Jr. as a Director of Carnival
Corporation and as a Director of
Carnival Plc.
3. Re-elect Mr. Robert H. Dickinson as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
4. Re-elect Mr. Arnold W. Donald as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
5. Re-elect Mr. Pier Luigi Foschi as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
6. Re-elect Mr. Howard S. Frank as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
7. Re-elect Baroness Hogg as a Director Mgmt No Action *
of Carnival Corporation and as a
Director of Carnival Plc.
8. Re-elect Mr. A. Kirk Lanterman as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
9. Re-elect Mr. Modesto A. Maidique as a Mgmt No Action *
Director of Carnival Corporation and
as a Director of Carnival Plc.
S.20 Approve to renew the power confered Mgmt No Action *
on the Directors by Article 31 of
Carnival Plc s Articles of
Association, subject to the passing
of resolution 19, for a period
commencing at the end of the meeting
and expiring at the end of the next
AGM of Carnival Plc after the date on
which this resolution is passed and
for that period Section 89 amount
shall be USD 17,535,030
- -------------------------------------------------------------------------------------------------------
CENTRICA PLC Agenda: 700485661
CUSIP: G2018Z127 Meeting Type: AGM
Ticker: Meeting Date: 5/10/2004 ISIN: GB0005734388
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 DEC 2003
12. Authorize the Company, in accordance Mgmt No Action *
with Section 347C of the Companies Act
1985, to make donations to EU
political organization 347A and to
incur EU political expenditure 347A up
to a maximum aggregate amount of GBP
125,000; Authority expires the earlier
of the conclusion of AGM in 2005 or 09
AUG 2005
2. Approve the remuneration report for Mgmt No Action *
the YE 31 DEC 2003
3. Declare a final dividend of 3.7 pence Mgmt No Action *
per ordinary share, payable to
shareholders on the Register of
Members on 30 APR 2004
4. Re-elect Mr. Phil Bentley as a Mgmt No Action *
Director of the Company, who retires
in accordance with the Company s
Articles of Association
5. Re-elect Mr. Mark Clare as a Director Mgmt No Action *
of the Company, who retires in
accordance with the Company s Articles
of Association
6. Re-elect Mr. Roger Carr as a Director Mgmt No Action *
of the Company, who retires in
accordance with the Company s Articles
of Association
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company
8. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
S.10 Approve to renew the authority Mgmt No Action *
granted to the Directors to allot
equity securities by Article 13.5 of
the Company s Articles of Association
and subject to the passing of
Resolution S.9, disapplying the
statutory pre-emption rights Section
89(1) of the Companies Act 1985,
provided that this power is limited to
the allotment of equity securities: a)
in connection with a rights issue in
favor of ordinary shareholders; b) up
to an aggregate nominal amount of GBP
11,850,317 5% of the issued share
capital; Authority expires the
earlier of the conclusion of AGM in
2005 or 09 AUG 2005; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
S.11 Authorize the Company, pursuant to Mgmt No Action *
Article 10 of the Company s Articles
of Association, to make market
purchases Section 163(3) of the
Companies Act 1985 of up to
426,611,414 million ordinary shares
of 5.56 pence each in the capital of
the Company, at a minimum price of
5.56 pence and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of AGM in 2005 or 09 AUG
2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
S.9 Approve to renew the authority Mgmt No Action *
granted to the Directors to allot
relevant securities by Article 13.3 of
the Company s Articles of Association
Section 80 of the Companies Act 1985
up to an aggregate nominal amount of
GBP 37,993,659 16.03% of the issued
ordinary share capital on 27 FEB 2004;
Authority expires the earlier of the
conclusion of AGM in 2005 or 09 AUG
2005; and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of such
an offer or agreement
- -------------------------------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD Agenda: 700471270
CUSIP: G2098R102 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: BMG2098R1025
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited Financial Mgmt No Action *
Statements and the Reports of the
Directors and Auditors for the YE 31
DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Elect the Directors Mgmt No Action *
4. Appoint Auditors and authorize the Mgmt No Action *
Directors to fix their remuneration
5.1 Approve the mandate unconditionally Mgmt No Action *
given to the Directors to issue and
dispose of additional shares not
exceeding 20%, of the existing issued
share capital of the Company at the
date of the Resolution until the
next AGM
5.2 Approve the (a)subject to paragraph Mgmt No Action *
(b) below, the exercise by the
Directors during the Relevant Period
of all the powers of the Company to
repurchase shares of HKD1.00 each in
the capital of the Company in
accordance with all applicable laws
and the requirements of the Rules
Governing the Listing of Securities on
the Stock Exchange of HK Limited or of
any other stock exchange as amended
from time to time, be and is hereby
generally and unconditionally
approved; (b)the aggregate nominal
amount of shares of the Company to be
repurchased by the Company pursuant to
the approval in paragraph (a) above
shall not exceed 10% of the aggregate
nominal amount of the share capital of
the Company in issue at the date of
this resolution, and the said approval
shall be limited accordingly; and
(c)for the purposes of this
resolution, Relevant Period means the
period from the passing of
this Resolution until whichever is the
earliest of: (i)the conclusion of the
next AGM of the Company; (ii)the
expiration of the period within the
next AGM of the Company is required by
law to be held; and (iii)the date on
which the authority set out in this
resolution is revoked or varied by an
Ordinary Resolution of the
shareholders in general meeting
5.3 Approve the general mandate granted Mgmt No Action *
to the Directors to issue and dispose
of additional shares pursuant to
Ordinary Resolution No. 5(1) set out
in the notice convening this meeting
be and is hereby extended by the
addition thereto of an amount
representing the aggregate nominal
amount of the share capital of the
Company repurchased by the Company
under the authority granted pursuant
to Ordinary Resolution No. 5(2) set
out in the notice convening this
meeting, provided that such amount
shall not exceed 10% of the aggregate
nominal amount of the issued shared
capital of the Company at the date of
the said Resolution
- -------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda: 700447964
CUSIP: G23296182 Meeting Type: AGM
Ticker: Meeting Date: 2/16/2004 ISIN: GB0005331532
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve adopt the Mgmt No Action *
financial statements of the Company
for the FYE 30 SEP 2003 and the
reports of the Directors and the
Auditors
10. Approve to amend the rules of the Mgmt No Action *
Compass Group UK Saving-Related Share
Option Scheme, the Compass Group Share
Option Scheme Plan, the Compass Group
Management Share Option Plan and the
Compass Group Long-Term Incentive Plan
and authorize the Directors to take
all actions which they consider
necessary or expedient in connection
with the implementation of the
amendments
2. Approve the Remuneration Committee s Mgmt No Action *
report for the FYE 30 SEP 2003
3. Declare a final dividend on the Mgmt No Action *
Company s ordinary shares for the FYE
30 SEP 2003
4. Re-elect Mr. Michael Bailey as a Mgmt No Action *
Director
5. Re-elect Mr. Denis P. Cassidy as a Mgmt No Action *
Director
6. Re-elect Sir Francis H. Mackay as a Mgmt No Action *
Director
7. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors
8. Authorize the Directors to determine Mgmt No Action *
the Auditors remuneration
9. Authorize the Company and any Company Mgmt No Action *
which is or becomes a subsidiary of
the Company during the period to which
this resolution relates, to make
donations to EU political organization
and to incur EU political expenditure
up to a maximum aggregate amount of
GBP 125,000;
S.11 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2) and Section 94(3A) for cash
pursuant to the authority conferred by
Resolution 7 of AGM of the Company
held on 15 FEB 2002, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue in favor of ordinary
shareholders; ii) up to an aggregate
nominal amount of GBP 10.8 million
consisting of 108 million ordinary
shares of 10 pence each in the capital
of the Company; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 MAY 2005;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.12 Authorize the Directors, Pursuant to Mgmt No Action *
Article 45 of the Company s Articles
of Association and in accordance with
Section 166 of the Companies Act 1985,
to make market purchases Section 163
of up to 216,887,191 10% of the
Company s issued ordinary share
capital as at 01 DEC 2004 ordinary
shares of 10 pence each in the capital
of the Company, at a minimum price
exclusive of
expenses of 10 pence and up to
exclusive of expenses 105% of the
average middle market quotations for
an ordinary share derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 15 AUG 2005; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly
- -------------------------------------------------------------------------------------------------------
CRH PLC Agenda: 700489544
CUSIP: G25508105 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: IE0001827041
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Company s financial Mgmt No Action *
statements and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a dividend on the ordinary Mgmt No Action *
shares
3.a Re-elect Mr. D.M. Kennedy as a Mgmt No Action *
Director in accordance with Article
3.b Re-elect Mr. P.J. Molloy as a Mgmt No Action *
Director in accordance with Article
3.c Re-elect Mr. W.I. O Mahony as a Mgmt No Action *
Director in accordance with Article
3.d Re-elect Mr. D.W. Dayle as a Director Mgmt No Action *
in accordance with Article 109
3.e Re-elect Mr. J.M. De Jong as a Mgmt No Action *
Director in accordance with Article
3.f Re-elect Mr. M. Lee as a Director in Mgmt No Action *
accordance with Article 109
3.g Re-elect Mr. T.V. Neill as a Director Mgmt No Action *
in accordance with Article 109
4. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
6. Authorize the Directors pursuant to Mgmt No Action *
Article 135(b) of the Articles of
Association of the Company to offer
to the holders of ordinary shares in
the capital of the Company the right
to elect to receive an allotment of
additional ordinary shares credited
as fully paid instead of cash in
respect of all or part of any
dividend or dividends falling to be
declared or paid during the period
commencing on the date of adoption of
this resolution; Authorization
expires on the date of AGM in 2009
S.10 Authorize the Company to purchase Mgmt No Action *
ordinary shares Section 212 of the
Companies Act, 1990 subject to passing
of Resolution 9; Authorization expires
at the close of business on the
earlier date of the AGM in 2005 or 04
AUG 2005
S.11 Authorize the Company to re-issue Mgmt No Action *
treasury shares Section 212 of the
Companies Act, 1990 subject to passing
of Resolution 9; Authorization expires
at the close of business on the
earlier date of the AGM in 2005 or 04
AUG 2005
S.5 Authorize the Directors of the Mgmt No Action *
Company in pursuant to the Article
11(e) of the Articles of Association
of the Company to allot equity
securities for cash and in respect of
sub-paragraph (III) thereof up to an
aggregate value of EUR 8,968,000;
Authorization expires earlier the date
of AGM in 2005 or 04 AUG 2005
S.7 Amend Article 14 of the Articles of Mgmt No Action *
Association of the Company by
deleting and adding the new article
S.8 Amend Article 153 of the Articles of Mgmt No Action *
Association of the Company
S.9 Amend Article 62 of the Articles of Mgmt No Action *
Association of the Company
- -------------------------------------------------------------------------------------------------------
DAVIS SERVICE GROUP PLC (FORMERLY GODFREY Agenda: 700472208
DAVIS HOLDINGS PLC)
CUSIP: G26796105 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: GB0002572716
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
financial statements and the reports
of the Directors
2. Approve the report on the Directors Mgmt No Action *
remuneration
3. Declare the dividend recommended by Mgmt No Action *
the Directors
4. Re-elect Mr. N.W. Benson as a Mgmt No Action *
5. Re-elect Mr. I.R. Dye as a Director Mgmt No Action *
6. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors and authorize the
Directors to determine their
remuneration
7. Approve that the individual limit on Mgmt No Action *
the Directors fees set out in the
Company s Articles of Association be
increased from GBP 50,000 to GBP
8. Authorize the Directors, in Mgmt No Action *
revocation for any existing authority
of Section 80 of the Companies Act
1985 Act, to allot relevant
securities, up to an aggregate nominal
amount of GBP 16,775,000; Authority
expires at the conclusion of the next
AGM of the Company or 15 months; and
the Directors may allot relevant
securities after such expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.10 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985 Act, to make
market purchases Section 163(3) of
up to 20,130,000 ordinary shares of
25 pence each in the capital of the
Company, at a minimum price of 25
pence and up to 105% of the average
of the middle market quotations of
the Company s ordinary shares as
derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
next AGM of the Company or 18 months
S.9 Authorize the Directors, subject to Mgmt No Action *
the passing of previous resolution,
and pursuant to Section 95 of the
Companies Act 1985 Act, to allot
equity securities Section 94 for cash
pursuant to the authority conferred by
the previous resolution, disapplying
the statutory pre- emption rights
Section 89(1) as specified, to any
such allotment provided that this
power is limited to the allotment of
equity securities in connection with a
rights issue in favor of ordinary
shareholders; and up to an aggregate
nominal value of GBP 2,516,000;
Authority expires of the conclusion of
the next AGM of the Company; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
- -------------------------------------------------------------------------------------------------------
DCC PLC Agenda: 700371850
CUSIP: G2689P101 Meeting Type: AGM
Ticker: Meeting Date: 7/8/2003 ISIN: IE0002424939
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
statements for the YE 31 MAR 2003
together with the reports of the
Directors and the Auditors thereon
10. Transact any other business Other No Action *
2. Declare a final dividend of 17.958 Mgmt No Action *
cent per ordinary share for the YE 31
MAR 2003
3.a Re-elect Mr. Tommy Breen as a Mgmt No Action *
Director, who retires in accordance
with Article 10 of the Articles of
Association
3.b Re-elect Mr. Paddy Gallugher as a Mgmt No Action *
Director, who retires in accordance
with Article 10 of the Articles of
Association
3.c Re-elect Mr. Fergal O Mgmt No Action *
Dwyer as a Director, who retires in
accordance with Article 10 of the
Articles of Association
4. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
5. Authorize the Directors, for the Mgmt No Action *
purpose of Section 20 of the Companies
Act 1983, to allot relevant securities
Section 10(10) up to an aggregate
nominal amount of EUR 7,352,400 1/3 of
the issued share capital of the
Company; Authority expires at the
conclusion of the next AGM of the
Company or 07 OCT 2004; and the
Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.6 Authorize the Directors of the Mgmt No Action *
Company, pursuant to Section 24 of the
Companies Act 1983, to allot equity
securities Section 23 of the Company
for cash pursuant to the authority
conferred given by Resolution 5,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with any rights issue in favor of
ordinary shareholders; b) up to an
aggregate nominal amount of EUR
1,102,800 5%
of the issued share capital;
Authority expires at the conclusion of
the next AGM of the Company or 07 OCT
2004; and the Directors may allot
equity securities after the expiry of
this authority
S.7 Authorize the Company and/or any Mgmt No Action *
subsidiary of the Company Section 155
of the Companies Act, 1963, to make
market purchases Section 212 of the
Companies Act, 1990 of shares of any
class of the Company subject to the
provisions of the Companies Act, 1990,
shall not exceed 10% of the aggregate
nominal value of the issued share
capital of the Company at the close of
business at the date of passing of
this Resolution and, at a minimum
price equal to the nominal value of
the share and the maximum price equal
to 105% of the average of the five
amounts resulting for such shares
derived from the Irish Stock Exchange
Daily Official List, over the previous
5 business days: i) if there shall be
more than one dealing reported for the
day, the average of the prices at
which such dealings took place; or ii)
if there shall be only one dealing
reported for the day, the price at
which such dealing took place; or iii)
if there shall not be any dealing
reported for the day, the average of
the high and low market guide price
for that day and if there shall be
only a high but not a low or only a
low but not a high market guide price
reported, or if there shall not be any
market guide price reported for any
particular day then that day shall not
count as one of the said five business
days for the purpose of determining
the maximum price, if the means of
providing the foregoing information as
to dealings and prices by reference to
which the maximum price is to be
determined is altered or is replaced
by some other means, then the maximum
price shall be determined on the basis
of the equivalent information
published by the relevant authority in
relation to dealings on the Irish
Stock Exchange or its equivalent; if
the London Stock Exchange is
prescribed as a recognized stock
exchange for the
purposes of Section 212 of the
Companies Act, 1990 with effect, the
authority conferred by this resolution
include authority to make market
purchase of shares on the London Stock
Exchange, provided that A) subject to
any requirements of the laws of the
United Kingdom of Great Britain and
Northern Ireland; and B) the maximum
price which may be paid for any shares
so purchased be determined in
accordance with paragraph (c) of this
resolution but deleting from the
paragraph the reference to the Irish
Stock Exchange Daily Official List and
inserting instead a reference to the
Daily Official list of the London
Stock Exchange and deleting from the
paragraph sub-paragraph; iii) if there
shall not be any dealing reported for
the day, the average of the prices
quoted under the heading Quotation in
respect of the share for that day and
if there shall not be any Quotation
reported for any particular day then
that day shall not count as one of the
said five business days for the
purposes of determining the maximum
price and deleting from the last line
of paragraph (c) the reference to the
Irish Stock Exchange and inserting
instead a reference to the London
Stock Exchange; Authority expires the
earlier of the date of the next AGM of
the Company or 07 JAN 2005; and the
Company or any such subsidiary, before
the expiry, may make a contract to
purchase ordinary shares
S.8 Authorize the Company and/or any of Mgmt No Action *
its subsidiaries, for the purposes of
Section 209 of the Companies Act 1990
1990 Act, the re-issue price range at
which ordinary shares of EUR 0.25 in
the capital of the Company Shares held
as treasury shares Section 209
Treasury Shares be re- issued
off-market be as follows: a) the
maximum price at which any such share
be re-issued off-market be an amount
equal to 120% of the appropriate
price; and b) the minimum price at
which a such share be re- issued
off-market be an amount equal to 95%
of the appropriate price for
such shares derived from the Irish
Stock Exchange Daily Official List,
over the previous 5 business days: i)
if there shall be more than one
dealing reported for the day, the
average of the prices at which such
dealings took place; or ii) if there
shall be only one dealing reported for
the day, the price at which such
dealing took place; or iii) if there
shall not be any dealing reported for
the day, the average of the high and
low market guide price for that day
and if there shall be only a high but
not a low or only a low but not a high
market guide price reported, or if
there shall not be any market guide
price reported for any particular day
then that day shall not count as one
of the said five business days for the
purposes of determining the
appropriate average, if the means of
providing the foregoing information as
to dealings and prices by reference to
which the appropriate average is to be
determined is altered or is replaced
by some other means, then the
appropriate average shall be
determined on the basis of the
equivalent information published by
the relevant authority in relation to
dealings on the Irish Stock Exchange
or its equivalent; Authority expires
the earlier of the next AGM of the
Company or 07 JAN 2005 unless
previously varied
S.9 Amend the existing Articles of Mgmt No Action *
Association of the Company by
substituting with new set of Articles
- -------------------------------------------------------------------------------------------------------
DIXONS GROUP PLC Agenda: 700403796
CUSIP: G27806101 Meeting Type: AGM
Ticker: Meeting Date: 9/10/2003 ISIN: GB0000472455
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report, the Mgmt No Action *
financial statements for the 53 weeks
ended 3 MAY 2003 and the Auditors
report thereon
10. Authorize the Company to make Mgmt No Action *
donations to EU Political
Organizations and to incur Political
Expenditure in an aggregate amount
not exceeding GBP 50,000 during the
period of two years beginning with
the date of the AGM in 2003, such
amount shall extend to expenditure to
be incurred either by the Company or
its wholly owned subsidiary DSG
11. Approve to renew the authority Mgmt No Action *
conferred on the Directors for the
period expiring five years from the
date of passing this resolution and
for such period the Section 80 amount
shall be GBP 16,224,672
12. Approve to renew the authority Mgmt No Action *
conferred on the Directors for the
period ending on the date of the AGM
in 2004 or on 9 DEC 2004, and for
such period the Section 89 amount
shall be GBP 2,433,701
13. Authorize the Company for the purpose Mgmt No Action *
of Section 166 of the Companies Act,
1985 to make market purchases of
ordinary shares of 2.5p in the capital
of the Company provided that the
maximum number of ordinary shares
which may be purchased is 194 million,
the minimum price which may be paid
for a share of its nominal value; the
maximum price which may be paid for a
share is an amount equal to 105% of
the average of the market quotations
for an ordinary share for the five
business days immediately preceding
the day on which the share is
contracted to be purchased; Authority
expires at the conclusion of the AGM
in 2004
2. Declare a final dividend of 5.145 Mgmt No Action *
pence net per ordinary share for the
53 weeks ended 3 MAY 2003
3. Re-appoint Mr. David Longbottom as a Mgmt No Action *
Director
4. Re-appoint Mr. Andrew Lynch as a Mgmt No Action *
Director
5. Re-appoint Mr. John Whybrow as a Mgmt No Action *
Director
6. Re-appoint Ms. Rita Clifton as a Mgmt No Action *
Director
7. Re-appoint Mr. John Clare as a Mgmt No Action *
8. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors of the Company until the
end of the next AGM and authorize the
Directors to fix their
9. Approve the remuneration report for Mgmt No Action *
the 53 weeks ended 3 MAY 2003
- -------------------------------------------------------------------------------------------------------
ELAN CORP PLC Agenda: 700524300
CUSIP: G29539106 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: IE0003072950
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements for the YE 31 DEC 2003
together with the reports of the
Directors and Auditors thereon
10. Approve the Elan Corporation PLC Mgmt No Action *
Employee Equity Purchase Plan ESPP
as specified
11. Authorize the Directors in Mgmt No Action *
substitution for any existing
authority to allot and issue all
relevant securities as defined by
Section 20 of the Companies
(Amendment) Act 1983 up to an
aggregate nominal amount equal to the
authorized but unissued share capital
of the Company; Authority expires on
16 JUN 2009; and the Directors may
allot and issue such securities after
the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
12. Authorize the share capital of the Mgmt No Action *
Company be increased from EUR
30,002,500 divided into 600,000,000
ordinary shares of UDS 0.05 each
1,000 executive shares of EUR 1.25
each and 25,000 B executive shares
of EUR 0.05 each to EUR 33,502,500
divided into 670,000,000 ordinary
shares of USD 0.05 each, 1,000
executive shares of EUR 1.25 each and
25,000 B executive shares of EUR
0.05 each by the creation of an
additional 70,000,000 ordinary shares
of EUR 0.05 each
2. Re-elect Mr. Brendan Boushel as a Mgmt No Action *
Director of the Company, who retires
from the Board by rotation
3. Re-elect Mr. John Groom as a Director Mgmt No Action *
of the Company, who retires from the
Board by rotation
4. Re-elect Mr. Kyran McLaughlin as a Mgmt No Action *
Director of the Company, who retires
from the Board by rotation
5. Re-elect Dr. Dennis Selkoe as a Mgmt No Action *
Director of the Company, who retires
from the Board by rotation
6. Re-elect Mr. Daniel Thily as a Mgmt No Action *
Director of the Company, who retires
from the Board by rotation
7. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
8. Authorize the Board of Directors to Mgmt No Action *
issue up to 10,000 share options to
each Non-executive Director in
accordance with the terms of the Elan
Corporation, PLC 1596 Consultant
Option Plan, and that, in the case of
newly appointed Directors such
authorization shall be in respect of
up to 20,000 options in the first year
of their directorship and up to 10,000
options per annum thereafter
9. Approve the Elan Corporation PLC 2004 Mgmt No Action *
Restricted Stock Plan RSU plan as
specified
S.13 Approve, subject to the passing of Mgmt No Action *
Resolution 12, and amend the
Memorandum and Articles of Association
by the deletion of Clause 5 and
Article 5(l) respectively and the
substitution therefor of the following
new Clause and the Article: The
capital of the Company is EUR
33,502,500 divided into 670,000,000
ordinary shares of EUR 0.05 each,
1,000 non-voting executive shares of
EUR 125 each and 25.000 B executive
shares of EUR 0.05 each
S.14 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 11 and
pursuant to Section 24 of the
Companies Amendment Act 1983 to
allot securities as defined in
Section 23 of that Act for cash
pursuant to the authority conferred
by the said Resolution 11 as if sub-
section (l) of the said Section 23
did not apply to any such allotment
provided that the power conferred by
this Resolution; Authority expires
earlier at the close of business date
of the next AGM of the Company or 16
SEP 2005 unless previously renewed,
varied or revoked; and (ii) the
amount of such allotment shall not
exceed 40 million shares; and the
Directors may allot equity securities
after the expiry of this authority
in pursuance of such an offer or
agreement made prior to such expiry
S.15 Authorize the Company, subject to the Mgmt No Action *
provisions of the Companies Act, 1990
1990 Act and, in particular, Part Xl
thereof, the Company and/or any
subsidiary defined by Section 155 of
the Companies Act, 1963 of the Company
to make market purchases defined by
Section 212 of the 1990 Act of shares
of any class of the Company Shares on
such terms and conditions and in such
manner as the Directors may from time
to time determine but subject to the
provisions of the 1990 Act and the
following restrictions and provisions:
(a) the minimum price which may be
paid for any Shares shall be the
nominal value thereof; (b) the maximum
price which may be paid for any share
Relevant Share shall be the higher of
the nominal value thereof and an
amount equal to 105% of the average of
the relevant prices of the shares of
the same class as the Relevant Share
in respect of each of the five Trading
Days immediately preceding the day on
which the Relevant Share is purchased;
(c) the aggregate nominal value of the
shares purchased under this resolution
must not exceed 15% of the aggregate
nominal value of the issued share
capital of the Company; (d) for the
purposes of this Resolution the
following expressions have the
following meanings: (i) Relevant Price
means in respect of any Trading Day,
the closing price on the Exchange of a
Share of the same class as the
Relevant Share for such trading day;
(ii) the Exchange means the Irish
Stock Exchange Limited or any
successor or successors thereof and;
(iii) Trading Day means a day on which
trading has taken place on the
Exchange in Shares of the same class
as the Relevant Share; Authority
expires earlier at the close of
business date of the next AGM of the
Company or 16 DEC 2005; the Company,
before the expiry, may make a contract
to purchase ordinary shares
S.16 Approve, subject to the provisions of Mgmt No Action *
the Companies Act, 1990 1990 Act
including, in particular, Part XI
thereof, for the purposes of Section
209 of the 1990 Act the re-issue price
range at which any treasury shares as
defined by Section 209 for the time
being held by the Company may be
re-issued off-market shall be as
follows: (a) the maximum price at
which a treasury share may be
re-issued off-market shall be an
amount equal to 120%of the relevant
price; and (b) the minimum price at
which a treasury share may be re-
issued off-market shall be an amount
equal to 95% of the relevant price,
provided that no treasury share shall
be re-issued at less than the nominal
value thereof; and for the purposes of
this resolution the following
expressions have the following
meanings: (i) Relevant Price means the
average of the closing prices on the
Exchange of a share of the same class
as the treasury share which is to be
re- issued for the five trading days
immediately preceding the day on which
the treasury share is to be re-
issued; (ii) the Exchange means the
Irish Stock Exchange Limited or any
successor or successors thereof; and
(iii) Trading Day means a day on which
trading has taken place on The
Exchange in Shares of the same class
as the treasury shares which are to be
re-issued; Authority expires earlier
at the close of business date of the
next AGM of the Company or 16 DEC 2006
- -------------------------------------------------------------------------------------------------------
ELECTROCOMPONENTS PLC Agenda: 700384972
CUSIP: G29848101 Meeting Type: AGM
Ticker: Meeting Date: 7/18/2003 ISIN: GB0003096442
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 MAR 2003
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 MAR 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4. Re-elect Mr. T.G. Barker as a Mgmt No Action *
5. Re-elect Mr. J.L. Hewitt as a Mgmt No Action *
6. Re-elect Mr. N.J. Temple as a Mgmt No Action *
7. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company and authorize
the Directors to agree their
remuneration
S.8 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 43,520,655
ordinary shares of 10p each in the
Company, at a minimum price of 10p and
up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires at
the conclusion of the next AGM of the
Company; and the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
ENTERPRISE INNS PLC Agenda: 700444879
CUSIP: G3070T108 Meeting Type: AGM
Ticker: Meeting Date: 1/22/2004 ISIN: GB0003104758
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report and the Mgmt No Action *
audited accounts for the YE 30 SEP
2003 and the Auditors report on the
accounts
2. Declare a final dividend Mgmt No Action *
3. Re-appoint Mr. D.A. Harding as a Mgmt No Action *
Director of the Company
4. Re-appoint Mr. M.F. Garner as a Mgmt No Action *
Director of the Company
5. Re-appoint Mr. W.S. Townsend as a Mgmt No Action *
Director of the Company
6. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors and authorize the Directors
to fix their remuneration
7. Approve the Directors remuneration Mgmt No Action *
report for the YE 30 SEP 2003
8. Approve, subject to the admission of Mgmt No Action *
the new ordinary shares of 5 pence
each to the official list of United
Kingdom Listing Authority and the to
trading on the market for listed
securities of London Stock Exchange
PLC, to subdivide each of the issued
and unissued ordinary share of 10
pence each in the capital of the
Company into 2 ordinary shares of 5
pence each
9. Authorize the Directors, in Mgmt No Action *
substitution for all subsisting
authorities and pursuant to and in
accordance with Section 80 of the
Companies Act 1985, to allot relevant
securities Section 80(2) up to an
aggregate nominal value of GBP
5,680,832; Authority expires the
earlier of the conclusion of the AGM
of the Company in 2005 or 15 months;
and authorize the Directors to allot
relevant securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to
such expiry
S.10 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2) for cash pursuant to the
authority conferred by Resolution 9 or
sell equity securities held as
treasury shares for cash pursuant to
Section 162D of the Companies Act
1985, or partly in one way and partly
in the other, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment and/or sale
of equity securities a) in connection
with an issue or offer by way of
rights or other pre-emptive issuer or
offer to the holders of ordinary
shares; and b) up to an aggregate
nominal amount of GBP 852,124;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 15 months; and authorize
the Directors to allot and/or sell
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.11 Authorize the Company, a) conditional Mgmt No Action *
upon Resolution 8 being passed, to
make market purchases Section 163(3)
of the Companies Act 1985 of up to
51,093,410 ordinary shares of 5 pence
each, at a minimum price of 5 pence;
b) conditional upon Resolution 8 not
being passed, to make market purchases
Section 163(3) of the Companies Act
1985 of up to 25,546,705 ordinary
shares of 10 pence, at a minimum price
of 10 pence each and in both cases at
up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the AGM
of the Company in 2005 or 15 months;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.12 Approve the Articles of Association Mgmt No Action *
as the Articles of Association of the
Company in substitution for and to
the exclusion of the existing
Articles of Association
- -------------------------------------------------------------------------------------------------------
ENTERPRISE INNS PLC Agenda: 700470824
CUSIP: G3070Z146 Meeting Type: EGM
Ticker: Meeting Date: 3/30/2004 ISIN: GB0033872275
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve (i) the acquisition by the Mgmt No Action *
Company (whether or not through a
subsidiary of the Company) of all the
issued and to be issued shares in the
capital of The Unique Pub Company
Limited not already owned by the
Company; and (ii) the procurement by
the Company of funding to facilitate
the mandatory redemption by The Unique
Pub Holding Company Limited, a wholly
owned subsidiary of The Unique Pub
Company Limited, of all the issued and
outstanding unsecured deep discount
bonds in its capital and authorize the
Directors to complete the Transaction
in accordance with its terms with such
modifications, variations, amendments
or revisions as they think fit
provided such modifications,
variations, amendments or revisions
- -------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD Agenda: 700425576
CUSIP: G3122U129 Meeting Type: AGM
Ticker: Meeting Date: 11/26/2003 ISIN: BMG3122U1291
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
consolidated financial statements and
the reports of the Directors and of
the Auditors of the Group for the YE
30 JUN 2003
2. Declare a final dividend for the YE Mgmt No Action *
30 JUN 2003
3. Declare a special dividend for the YE Mgmt No Action *
30 JUN 2003
4. Re-elect the Directors Mgmt No Action *
5. Re-appoint the Auditors and authorize Mgmt No Action *
the Board of Directors to fix their
remuneration
6. Authorize the Directors of the Mgmt No Action *
Company to purchase shares in the
capital of the Company, during the
relevant period, subject to and in
accordance with all applicable laws
and regulations, not exceeding 10% of
the aggregate nominal amount of the
issued share capital; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM is to be held by the
Bye-laws of the Company and or any
applicable laws to be held
7. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding the aggregate of 20% of the
aggregate nominal amount of the issued
share capital of the Company,
otherwise than pursuant to i) a rights
issue; or ii) any share option scheme
or similar arrangement; or iii) any
scrip dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is to
be held by the Bye-laws of the Company
and or any applicable laws to be held
8. Approve, conditional upon the passing Mgmt No Action *
of Resolutions 6 and 7, to extend the
general mandate granted to the
Directors to allot, issue and deal
with the shares pursuant to Resolution
7, by an amount representing the
aggregate nominal amount of the share
capital repurchased pursuant to
Resolution 6, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the issued
share capital of the Company at the
date of passing
- -------------------------------------------------------------------------------------------------------
BALFOUR BEATTY PLC Agenda: 700499052
CUSIP: G3224V108 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: GB0000961622
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the accounts for the YE 31
DEC 2003
10. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors
11. Authorize the Directors, in the terms Mgmt No Action *
of paragraph (B)(i) of Article 11 of
the Company s Article of Association,
to allot relevant securities Section
80 up to an aggregate nominal amount
of GBP 70,086,274; Authority expires
the earlier of the conclusion of the
Company s AGM in 2009 or 13 MAY 2009;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
14. Authorize the Company to make Mgmt No Action *
donations to EU political
organizations and to incur EU
political expenditure, not exceeding
GBP 25,000 in total in each year
during the period of four years
beginning with the date of the 2004
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary shares of the Company
4. Re-elect Sir David John as a Director Mgmt No Action *
5. Re-elect Mr. R.J.W. Walvis as a Mgmt No Action *
Director
6. Re-elect Mr. M.W. Welton as a Mgmt No Action *
7. Elect Mr. C. Carr as a Director Mgmt No Action *
8. Elect Mr. G.H. Sage as a Director Mgmt No Action *
9. Elect Mr. H.C. Von Rohr as a Director Mgmt No Action *
S.12 Authorize the Directors, subject to Mgmt No Action *
and conditional upon the passing of
Resolution 11 as specified and in the
terms of Paragraph (B)(ii) of Article
11 of the Company s Articles of
Association, to allot equity
securities Section 89 pursuant to the
authority granted by that resolution
wholly for cash up to an amount of GBP
10,512,941; Authority expires the
earlier of the conclusion of the
Company s AGM in 2005 or 13 AUG 2005;
and for the purpose of this
resolution, an allotment of equity
securities pursuant to the authority
granted by Resolution 11 shall be
deemed to include the share of
relevant shares in the Company
immediately before such sale were held
by the Company as treasury
S.13 Authorize the Company, pursuant to Mgmt No Action *
Article 7 of the Company s Articles of
Association and subject to and
conditional upon passing of the
extraordinary resolution of the notice
dated 06 APR 2004 convening a Separate
Class meeting of the holders of the
cumulative convertible redeemable
preference shares of 1p each in the
Company the Convertible Preference
Shares, to make one or more market
purchases Section 163(3) of that Act
of up to 42,051,764 ordinary shares of
50p each in the Company Ordinary Share
and 22,448,679 Convertible Preference
Shares of 1p each in the Company, at a
minimum price may be paid for a share
is its nominal value and not more than
5% above the average market value of a
share of the same class, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the AGM of the Company in 2005 or
13 NOV 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly
S.15 Approve to reduce the share premium Mgmt No Action *
account of the Company to GBP
148,161,291.30; and to cancel the
capital redemption reserve of the
Company
- -------------------------------------------------------------------------------------------------------
EXEL PLC Agenda: 700474923
CUSIP: G3242Y100 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0004486881
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited accounts for the Mgmt No Action *
YE 31 DEC 2003 along with the reports
of the Directors and the Auditors
10. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an
aggregate nominal amount of GBP
23,831,000; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may make
allotments during the relevant period
which may be exercised
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
3. Declare a final dividend of 16.8p per Mgmt No Action *
ordinary share
4. Re-elect Mr. Dennis Millard as a Mgmt No Action *
Director
5. Re-elect Mr. John McDonough as a Mgmt No Action *
Director
6. Re-elect Mr. John Allan as a Director Mgmt No Action *
7. Re-elect Mr. Mick Fountain as a Mgmt No Action *
Director
8. Re-elect Mr. Ian Smith as a Director Mgmt No Action *
9. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company
S.11 Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, subject to the passing of
Resolution 10 and pursuant to Section
94 of the Companies Act 1985, to allot
equity securities Section 94 for cash
pursuant to the authority conferred by
Resolution 10, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the
allotment of equity securities: a) in
connection with a rights issue in
favor of ordinary shareholders; b) up
to an aggregate nominal amount of GBP
4,141,000; Authority expires at the
conclusion of the next AGM of the
Company; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.12 Authorize the Company, pursuant to Mgmt No Action *
Section 166 of the Companies Act 1985,
to make market purchases Section 163
of up to 29,820,000 ordinary shares of
27 7/9p each in the capital of the
Company, at a nominal value of such
share and not more than 5% above the
average market value for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires at
the conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
GKN PLC Agenda: 700485875
CUSIP: G39004232 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: GB0030646508
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and adopt the report of the Mgmt No Action *
Directors and the audited statement of
accounts for the YE 31 DEC 2003
12. Approve the establishment of the GKN Mgmt No Action *
Long Term Incentive Plan 2004
13. Approve the establishment of the GKN Mgmt No Action *
Executive Share Option Scheme 2004
14. Approve that the establishment by the Mgmt No Action *
Directors of future schemes for the
benefit of employees outside the
United Kingdom based on the GKN Long
Term Incentive Plan 2004 or the GKN
Executive Share Option Scheme 2004,
modified to the extent necessary or
desirable to take account of non-
United Kingdom tax, securities and
exchange control laws and regulations,
provided that the such schemes must
operate within the limits on
individual or overall
2. Declare a final dividend of 7.8p per Mgmt No Action *
50p ordinary share for the YE 31 DEC
2003 payable to shareholders on the
register of Members at the close of
business on 30 APR 2004
3. Re-elect Mr. R.D. Brown as a Director Mgmt No Action *
4. Re-elect Mr. I.R. Griffiths as a Mgmt No Action *
Director
5. Re-elect Mr. H.C.J. Mamsch as a Mgmt No Action *
Director
6. Re-elect Sir Christopher Meyer as a Mgmt No Action *
Director
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors
8. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
9. Approve the report on the Directors Mgmt No Action *
remuneration and the accounts for the
YE 31 DEC 2003
S.10 Authorize the Company, subject to and Mgmt No Action *
in accordance with the provisions of
Article 6(B) of the Company s Articles
of Association and the Companies Act
1985 the Act, to make market
purchases Section 163(3) of the Act of
ordinary shares of 50p each in the
capital of the Company Ordinary Shares
provided that: the maximum aggregate
number of Ordinary Shares authorized
to be purchased is 73,411,339; the
maximum price which may be paid for an
Ordinary Share purchased pursuant to
this authority is an amount equal to
105% of the average of the middle
market quotations of an Ordinary share
as derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days and the
minimum price which may be paid is 50p
per Ordinary Share in each case
exclusive of expenses payable by the
Company; Authority expires the
earlier of the conclusion of the AGM
of the Company or 20 AUG 2005; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
S.11 Amend the Articles of Association of Mgmt No Action *
the Company by inserting the new
paragraph at the end of the Article
8(C)
- -------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda: 700487033
CUSIP: G3910J112 Meeting Type: AGM
Ticker: Meeting Date: 5/17/2004 ISIN: GB0009252882
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Director s Mgmt No Action *
report and the financial statements
for the YE 31 DEC 2003
2. Approve the remuneration report for Mgmt No Action *
the YE 31 DEC 2003
3. Elect Mr. H. Lawrence Culp as a Mgmt No Action *
Director of the Company
4. Elect Mr. Crispin Davis as a Director Mgmt No Action *
of the Company
5. Elect Sir. Robert Wilson as a Mgmt No Action *
Director of the Company
6. Elect Dr. Tachi Yamada as a Director Mgmt No Action *
of the Company
7. Re-elect Sir. Christopher Hogg as a Mgmt No Action *
Director of the Company
8. Authorize the audit committee to re- Mgmt No Action *
appoint PricewaterhouseCoopers LLP as
the Auditors to the Company to hold
office from the conclusion of the
meeting to the conclusion of the next
meeting at which accounts are laid
before the Company
9. Authorize the audit committee to Mgmt No Action *
determine the remuneration of the
Auditors
10. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organization and to incur
EU political expenditure up to an
aggregate amount not exceeding GBP
100,000; Authority expires at the
conclusion of the Company s AGM
S.11 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Act, to allot
equity securities Section 94 for
cash pursuant to the authority
conferred by Resolution 20 passed at
the AGM held on 21 MAY 2001 which
expires at the end of the Company s
AGM in 2006 or, if earlier on 20 MAY
2006, and /or where such allotment
constitutes an allotment of equity
securities by virtue of Section 94
(3A), disapplying the statutory pre-
emption rights Section 89(1),
provided that this power is limited
to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 74,330,954
Authority expires at the end of the
next AGM of the Company to be held in
S.12 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the Act, to
make market purchases Section 163(3)
of its own ordinary shares of 25 pence
each, minimum price of 25 pence and up
to an amount equal to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company to be held in 2005 or 16 NOV
2005; the Company, before the expiry,
may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly after such
expiry
- -------------------------------------------------------------------------------------------------------
GRANADA PLC Agenda: 700441190
CUSIP: G4049Q100 Meeting Type: EGM
Ticker: Meeting Date: 1/13/2004 ISIN: GB0008275660
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
2. Approve the ITV Approved Executive Mgmt No Action *
Share Option Scheme Approved Scheme
and authorize the Directors to do acts
and things which they may consider
necessary or desirable to carry the
Approved Scheme into effect
3. Approve the ITV Unapproved Executive Mgmt No Action *
Share Option Scheme Unapproved
Scheme and authorize the Directors
to do acts and things which they may
consider necessary or desirable to
carry the Approved Scheme into effect
4. Approve the ITV Commitment Scheme Mgmt No Action *
Commitment Scheme and authorize the
Directors to do acts and things which
they may consider necessary or
desirable to carry the Approved
Scheme into effect
5. Approve the ITV Savings Related Share Mgmt No Action *
Option Scheme Sharesave Scheme and
authorize the Directors to do acts
and things which they may consider
necessary or desirable to carry the
Approved Scheme into effect
6. Approve the ITV Share Incentive Plan Mgmt No Action *
SIP and authorize the Directors to do
acts and things which they may
consider necessary or desirable to
carry the Approved Scheme into effect
7. Authorize the Directors of ITV PLC to Mgmt No Action *
establish such number of supplements
or appendices to the Approved Scheme,
the Unapproved Scheme, the Commitment
Scheme, the Sharesave Scheme and the
SIP ITV Share Schemes or such other
employees share schemes in relation to
ITV s ordinary shares for the benefit
of employees of ITV PLC (or any of its
subsidiaries) who are resident or
working outside the United Kingdom
provided that the overall limits on
the number of ITV ordinary shares
which may be subscribed under all ITV
PLC s employees share Schemes shall
not be increased thereby and that ITV
ordinary shares which may be
subscribed under such supplements
S.1 Approve : (A) the Scheme of Mgmt No Action *
Arrangment dated 08 DEC 2003 Granada
Scheme between the Company and the
holders of Granada schema shares; (B)
for the purpose of giving effect to
the Granada Scheme with or subject to
any modification, addition or
condition approved by the Court: (i)
that the share capital of the Company
be reduced by cancelling all the
Granada scheme shares; (ii) forthwith
and contingently on such reduction of
capital taking effect to increase the
share capital of the Company to its
former amount by the creation of such
number of new ordinary shares of 10
pence each as shall be equal to the
number of Granada scheme shares
cancelled at sub-point (i) above and
to apply the reserve arising in the
books of account of the Company as a
result of the cancellation of the
Granada scheme shares by paying up in
full at par the new ordinary shares of.
10 pence each, such new ordinary
shares to be allotted, issued and
credited as fully paid to ITV PLC
and/or its nominee(s) and authorize
the Directors of the Company in
accordance with Section 80 of the
Companies Act 1985 (the Act) to give
effect to this resolution and
accordingly to effect the allotment of
the new ordinary shares up to an
aggregate nominal amount of shares of
GBP 300,000,000; Authority expires on
31 DEC 2004; (C) the increase of the
authorized share capital of the
Company from GBP 370,450,002 to GBP
570,450,002 by the creation of
200,000,000 redeemable shares of GBP 1
each redeemable Shares having the
rights and being subject to the
restrictions set out in the Company s
Articles of Association as amended
pursuant to this resolution; (D) to
authorize the Directors of the
Company, for the purposes of section
80 of the Act to allot up to
200,000,000 redeemable shares to
shareholders of the Company on the
basis of the Granada Scheme; (E) to
amend the Articles of Association of
the Company by the adoption and
inclusion of the a new Article 168 and
by the adoption and inclusion of a new
Article 4A containing the rights
attaching to the Granada redeemable
shares and the restrictions to which
they are subject
- -------------------------------------------------------------------------------------------------------
COBHAM PLC Agenda: 700506174
CUSIP: G41440101 Meeting Type: AGM
Ticker: Meeting Date: 6/16/2004 ISIN: GB0003430062
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the reports of the Directors Mgmt No Action *
and the Auditors and the audited
financial statements
10. Approve that, subject to and Mgmt No Action *
conditional upon the approval of and
any further amendment required by the
Inland Revenue the Rules of the Cobham
Executive Share Option Scheme 2004
Scheme, a summary of the principal
terms and authorize, the Directors to
make such modifications as they
consider necessary or desirable, to
establish such schedules to the Scheme
or additional schemes as they consider
necessary in relation to employees in
jurisdictions outside the UK, but
modified to take account of local tax,
exchange control or securities
law outside the UK, provided that any
shares made available under such
schedules or schemes must be treated
as counting against the relevant
individual and overall dilution limits
in the Scheme and also authorize to
vote and to be counted in a quorum at
any meeting of the Directors at which
any matter connected with the Scheme
is under consideration notwithstanding
that they may be interested in it in
any present capacity, provided that no
Director vote or be counted in a
quorum in connection with his
individual rights of participation and
any prohibition on voting by
interested Directors
11. Approve that, subject to and Mgmt No Action *
conditional upon the approval of and
any further amendment required by the
Rules of the Cobham Savings-Related
Share Option Scheme 2004 Scheme, a
summary of the principal terms and
authorize, the Directors to make such
modifications as they consider
necessary or desirable, to establish
such schedules to the Scheme or
additional schemes as they consider
necessary in relation to employees in
jurisdictions outside the UK, but
modified to take account of local tax,
exchange control or securities law
outside the UK, provided that any
shares made available under such
schedules or schemes must be treated
as counting against the relevant
individual and overall dilution limits
in the Scheme and also authorize to
vote and to be counted in a quorum at
any meeting of the Directors at which
any matter connected with the Scheme
is under consideration notwithstanding
that they may be interested in it in
any present capacity, provided that no
Director vote or be counted in a
quorum in connection with his
individual rights of participation and
any prohibition on voting by
interested Directors contained in the
Article of Association
12. Approve the fee paid to the each Mgmt No Action *
Directors for his services up to GBP
25,000 per annum under the Article 94
be increased to up to GBP 35,000 per
annum
13. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and for the purpose of
Section 80 of the Companies Act 1985,
to allot relevant securities Section
80(2) up to an aggregate nominal
amount of GBP 9,156,161; Authority
expires at the end of 5 years; and
the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry and further that the authority
to allot relevant securities contained
in the Resolution 9 passed on 11 JUN
2003
2. Approve the Directors remuneration Mgmt No Action *
report
3. Declare a final ordinary dividend Mgmt No Action *
4. Re-appoint Mr. A.E Cook as a Director Mgmt No Action *
5. Re-appoint Mr. G.C Cooper as a Mgmt No Action *
6. Re-appoint Mr. W.G Tucker as a Mgmt No Action *
7. Re-appoint Mr. A.J Stevens as a Mgmt No Action *
Director
8. Re-appoint Mr. M. Beresford as a Mgmt No Action *
Director
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company to hold
office until the conclusion of the
next general meeting at which accounts
are laid before the Company and that
their remuneration be determined by
the Directors
S.14 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 13,
disapplying the statutory pre- emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities a) in connection
with a rights issue, open offer or
other offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
1,391,191; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 15 months; and,
authorize the Directors to
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
- -------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda: 700416096
CUSIP: G42089113 Meeting Type: AGM
Ticker: Meeting Date: 10/22/2003 ISIN: GB0002374006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors and the Mgmt No Action *
Auditors reports and the accounts for
the YE 30 JUN 2003
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 30 JUN 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4. Re-elect Lord Blyth of Rowington as a Mgmt No Action *
Director
5. Re-elect Mr. J.K. Oates as a Director Mgmt No Action *
6. Re-elect Mr. P.S. Walsh as a Director Mgmt No Action *
7. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine their
S.8 Approve to renew the power conferred Mgmt No Action *
on the Directors by paragraph 4.3 of
Article 4 of the Company s Articles of
Association for a period expiring at
the conclusion of the next AGM of the
Company or on 21 JAN 2005, whichever
is earlier and for such period the
maximum amount of equity securities
which the Directors may so allot in
accordance with paragraph 4.4 (c) of
Article 4 Section 95 prescribed amount
referred to in Article 4.4(c) shall be
GBP
S.9 Authorize the Company to make market Mgmt No Action *
purchases Section 163 of the Companies
Act 1985 as amended of up to
309,885,718 ordinary shares of 28
101/104 pence each, at a minimum price
of 28 101/104 pence for an ordinary
share and up to 105% of the average
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires at the conclusion
of the next AGM; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
GUS PLC Agenda: 700387310
CUSIP: G4209W103 Meeting Type: AGM
Ticker: Meeting Date: 7/23/2003 ISIN: GB0003847042
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the financial statements of the
Company for the YE 31 MAR 2003,
together with the report of the
Auditors
2. Approve the report on the Directors Mgmt No Action *
remuneration and related matters
contained in the financial statements
and reports of the Company for the
YE 31 MAR 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary share
4. Re-elect Mr. Craig Smith as a Mgmt No Action *
Director, who retires under Article
74 of the Company s Articles of
Association
5. Re-elect Lord Harris of Peckham as a Mgmt No Action *
Director, who retires by rotation
under Article 76 of the Company s
Articles of Association
6. Re-elect Lady Patty of Wincanton as a Mgmt No Action *
Director, who retires by rotation
under Article 76 of the Company s
Articles of Association
7. Re-elect Mr. John Peace as a Mgmt No Action *
Director, who retires by rotation
under Article 76 of the Company s
Articles of Association
8. Re-elect Mr. Oliver Stocken as a Mgmt No Action *
Director, who retires by rotation
under Article 76 of the Company s
Articles of Association
9. Re-appoint PricewaterhouseCooper LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting of the Company at which
financial statements and reports are
laid and authorize the Directors to
fix their remuneration
11. Authorize the Directors, pursuant to Mgmt No Action *
Article 5 of the Company s Articles
of Association and for the pursuant
to Section 80 of the Companies Act
1985, to allot relevant securities
Section 80(2) up to an aggregate
nominal value of GBP 60,684,309 shares
24% of the Company s unissued ordinary
share capital; Authority expires the
earlier of the conclusion of the AGM
of the Company to be held in 2004 or
22 OCT 2003; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
13. Approve, pursuant to the authority Mgmt No Action *
conferred by Article 81 of the Company
s Articles of Association, to increase
the aggregate fees which Directors
other than any Director who for the
time being holds an executive office
with the Company or a subsidiary of
the Company shall be paid out of the
funds of the Company by way of
remuneration for their services as the
Directors from an amount not exceeding
in aggregate GBP 250,000 per annum to
an amount not exceeding in aggregate
GBP 500,000
14. Authorize Hornbase Limited to make Mgmt No Action *
donations to EU political
organizations and incur EU political
expenditure within the meaning of Part
XA of the Companies Act 1985, as
amended by the Political Parties,
Elections and Referendums Act 2000 in
an aggregate amount not exceeding GBP
25,000; Authority expires on 22 JUL
2005
S.10 Authorize the Company, in Mgmt No Action *
substitution for any existing
authority and for the purpose of
Section 166 of the Companies Act 1985,
to make market purchases Section
163(3) of up to 100,000,000 ordinary
shares 9.99% of the issued ordinary
share capital of the Company of 25p
each in the capital of the Company, at
a minimum price of 25p and up to 105%
of the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company to be held in 2004
or 22 OCT 2004;
and the Company, before the expiry,
may make a contract to purchase
ordinary shares
S.12 Authorize the Directors, pursuant to Mgmt No Action *
Article 6 of the Company s Articles of
Association and Section 95(1) of the
Companies Act 1985 and subject to the
passing of Resolution 11, to allot
equity securities Section 94 for cash
pursuant to the authority conferred by
Resolution 11, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue in favor of ordinary
shareholders; and ii) up to an
aggregate nominal amount of GBP
12,590,785 5% of the Company s issued
share capital; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 22 OCT 2004;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
- -------------------------------------------------------------------------------------------------------
HANSON PLC Agenda: 700404635
CUSIP: G42840192 Meeting Type: EGM
Ticker: Meeting Date: 9/19/2003 ISIN: GB0004089834
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve, 1) the Scheme of Arrangement Mgmt No Action *
dated 18 AUG 2003 between the Company
and the holders of Hanson scheme
shares, subject to any modifications,
additions, conditions approved or
imposed by the Court and authorize the
Directors of the Company to take such
actions deemed necessary to carry the
Scheme into effect; 2) subject to, any
modification, addition or conditions
approved or imposed by the Court, to:
a) reduce the share capital of the
Company by cancelling and
extinguishing all of the Hanson scheme
shares; and b) contingent upon the
such reduction of capital taking
effect to: i) restore the authorized
share capital of the Company to its
former amount by creating such number
of ordinary shares of GBP 2.00 each
new shares to have an aggregate
nominal amount equal to the aggregate
nominal amount of the Hanson scheme
shares so cancelled; ii) apply the
reserve arising in the books of
account of the Company as a result of
the Hanson scheme shares in paying up
in full at par, the new shares
created, to be allotted and issued,
credited as fully paid, to Hanson
Building Material PLC HBM and/or its
nominee or nominees; and iii)
conditional upon the Scheme becoming
effective, authorize the Directors of
the Company, in addition to any other
authority and pursuant to Section 80
of the Companies Act 1985, to allot
shares up to an aggregate nominal
amount of GBP 1,850,000,000; Authority
expires on 31 MAY 2004; 3) amend the
Articles of Association of the Company
by adopting and including a new
Article 184; 4) approve to change the
name of the Company to Hanson Building
Materials Limited; and 5) approve the
reduction of capital of HBM approved
at an EGM
- -------------------------------------------------------------------------------------------------------
HANSON PLC Agenda: 700473212
CUSIP: G4286E117 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: AU000000HAN1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the accounts and Mgmt No Action *
the reports of the Directors and the
Auditors for the YE 31 DEC 2003
2. Approve the remuneration report as Mgmt No Action *
specified in the annual report and
form 20-F for the YE 31 DEC 2003
3. Declare a final dividend of 11.95 Mgmt No Action *
pence per ordinary share payable on
18 MAY 2004 to shareholders on the
register at the close of business on
23 APR 2004
4a. Elect Mr. C.D. Collins as a Director, Mgmt No Action *
the Member of the Audit Committee and
the Nominations Committee
4b. Elect Mr. A.J. Murray as a Director, Mgmt No Action *
the Member of the Nominations
4c. Elect the Rt Hon. Lord Baker of Mgmt No Action *
Dorking as a Director, an Independent
Director and the Member of the
Nominations Committee and the
Remuneration Committee
4d. Elect Mr. W.F. Blount as a Director, Mgmt No Action *
an Independent Director and the
Member of the Remuneration Committee
and the Nominations Committee
4e. Elect Mr. G. Dransfield as a Director Mgmt No Action *
4f. Elect Mr. S.L. Keswick as a Director, Mgmt No Action *
an Independent Director and the Member
of the Nominations Committee
4g. Elect Mr. W.S.H. Laidlaw as a Mgmt No Action *
Director, an Independent Director and
the Member of the Audit Committee and
the Nominations Committee
4h. Elect Mr. J.C. Nicholls as a Director Mgmt No Action *
4i. Elect Ms. Baroness Noakes as a Mgmt No Action *
Director, an Independent Director and
the Member of the Audit Committee,
Remuneration Committee and the
Nominations Committee
5. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors and authorize the Directors
to determine their remuneration
6a. Authorize the Directors, in Mgmt No Action *
accordance with and subject to the
terms of Articles 4.2 and 4.4 of the
Company s Articles of Association, to
allot relevant securities up to an
aggregate nominal amount of GBP
24,550,000; Authority expires at the
conclusion of the AGM in 2005
S.6b Authorize the Directors, in Mgmt No Action *
accordance with and subject to the
terms of Articles 4.3 and 4.4 of the
Company s Articles of Association, to
allot equity securities wholly for
cash up to an aggregate nominal
amount of GBP 3,680,000; Authority
expires at the conclusion of the AGM
S.7 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to an
aggregate of 73.6 million ordinary
shares of 10p each in the Company at a
price per share exclusive of expenses,
of not less than 10p and not more
than 5% above the average of the
market quotations for such an ordinary
share derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires at the conclusion of the AGM
in 2005; save that the Company may
purchase any such shares at any later
date where
such purchase is pursuant to any
contract made by the Company
- -------------------------------------------------------------------------------------------------------
HAYS PLC Agenda: 700419864
CUSIP: G4361D109 Meeting Type: AGM
Ticker: Meeting Date: 11/19/2003 ISIN: GB0004161021
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the account for the Mgmt No Action *
YE 30 JUN 2003 and the reports of the
Directors and the Auditors
10. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
7.1 of the Company s Articles of
Association, for that period the
Section 80 amount of GBP 5,783,762;
Authority expires at the conclusion of
the next AGM of the Company
2. Declare a final dividend for the YE Mgmt No Action *
30 JUN 2003
3. Approve the Board s report on the Mgmt No Action *
remuneration
4. Re-elect Mr. J.W. Martin as a Mgmt No Action *
Director, who retires in accordance
with the Company s Articles of
Association
5. Re-elect Mr. X.F.E. Urbain as a Mgmt No Action *
Director, who retires from the Board
by rotation in accordance with the
Company s Articles of Association
6. Re-elect Mr. B.G. Wallace as a Mgmt No Action *
Director, who retires from the Board
by rotation in accordance with the
Company s Articles of Association
7. Re-elect Mr. D.R. Waxman as a Mgmt No Action *
Director, who retires from the Board
by rotation in accordance with the
Company s Articles of Association
8. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors of the Company until the
conclusion of the next AGM
9. Authorize the Directors to agree the Mgmt No Action *
remuneration of the Auditors of the
Company
S.11 Approve to renew, subject to the Mgmt No Action *
passing of Resolution 10, the
authority conferred on the Directors
by Article 7.2 of the Company s
Articles of Association, for that
period the Section 89 amount of GBP
857,564; Authority expires at the
conclusion of the next AGM of the
Company
S.12 Authorize the Company to make market Mgmt No Action *
purchases Section 163 of the Companies
Act 1985 of up to 260,000,000 ordinary
shares of 1p each in the capital of
the Company, at a minimum price of 1p
and up to 105% of the average middle
market quotations for such shares
derived from the Daily Official List
Authority, over the previous 5
business days; and Authority expires
the earlier of the conclusion of the
next AGM of the Company or 31 DEC 2004;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly
- -------------------------------------------------------------------------------------------------------
HAYS PLC Agenda: 700438814
CUSIP: G4361D109 Meeting Type: EGM
Ticker: Meeting Date: 12/18/2003 ISIN: GB0004161021
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the disposal of the trading Mgmt No Action *
operations and certain assets of the
Logistics Division of the Company
and its subsidiaries to certain
purchases formed by the Platinum
Equity LLC on the terms and subject
to the conditions of the sale and
purchase Agreement dated 26 NOV 2003
and authorize the Directors to do all
acts and things deemed necessary to
give effect to such disposal
- -------------------------------------------------------------------------------------------------------
HBOS PLC Agenda: 700474214
CUSIP: G4364D106 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: GB0030587504
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Approve the Directors remuneration Mgmt No Action *
report for the FYE 31 DEC 2003
3. Declare a final dividend of 20.6 Mgmt No Action *
pence per ordinary share, payable on
21 MAY 2004 to registered
shareholders as on 12 MAR 2004
4. Elect Ms. Kate Nealon as a Director Mgmt No Action *
5. Elect Mr. David Shearer as a Director Mgmt No Action *
6. Re-elect Mr. James Crosby as a Mgmt No Action *
7. Re-elect Mr. Phil Hodkinson as a Mgmt No Action *
Director
8. Re-elect Mr. Brian Ivory as a Mgmt No Action *
9. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company, until the
next meeting at which the accounts
are laid
S.10 Authorize the Directors to allot Mgmt No Action *
equity securities, pursuant to Section
94 of the Companies Act 1985 for cash,
pursuant to the authority granted
under Section 80, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 48,147,509;
Authority expires the earlier of the
conclusion of the next AGM in 2005 or
27 JUL 2005; and the Directors may
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such
S.11 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of up to
385,035,595 ordinary shares of 25p
each in the capital of the Company,
at a minimum price of 25p and up to
105% of the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the
next AGM in 2005 or 27 JUL 2005; the
Company, before the expiry, may make
a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
12. Authorize the Company, in accordance Mgmt No Action *
with Section 347 of the Companies Act
1985, to make donations to EU
political organization not exceeding
GBP 25,000 and to incur EU political
expenditure up to a maximum amount of
GBP 25,000; and authorize HBOS UK PLC,
a wholly owned subsidiary of the
Company, in accordance with Section
347D of the Companies Act 1985, to
make donations to EU political
organization not exceeding GBP 75,000
and to incur EU political expenditure
up to a maximum amount of GBP 75,000;
Authority expires the earlier of the
conclusion of the next AGM in 2005 or
27 JUL 2005
S.13 Amend the Articles of Association of Mgmt No Action *
the Company by amending Articles 4,
5.1, 5.5, 5.10, 5.12, 5.17, 5.18, 10,
and add a New Article 17A
- -------------------------------------------------------------------------------------------------------
HILTON GROUP PLC Agenda: 700487300
CUSIP: G45098103 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0005002547
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the reports of the Mgmt No Action *
Directors and Auditor and the accounts
of the Company for the YE 31
2. Declare a final dividend of 5.52p on Mgmt No Action *
each of the 10p ordinary shares for
the YE 31 DEC 2003 payable on 01 JUN
2004
3.1 Re-appoint Sir Ian Robinson as a Mgmt No Action *
Director of the Company
3.2 Re-appoint Mr. L.P. Lupo as a Mgmt No Action *
Director of the Company
3.3 Re-appoint Mr. I.P. Livingston as a Mgmt No Action *
Director of the Company
3.4 Re-appoint Mr. C.J. Rodrigues as a Mgmt No Action *
Director of the Company
4. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditor of the Company and
authorize the Directors to fix their
remuneration
5.1 Approve the 2003 Directors Mgmt No Action *
remuneration report
5.2 Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations up to GBP
15,000 and to incur EU political
expenditure up to GBP 15,000; and
authorize Ladbrokes Limited, a wholly
owned subsidiary of the Company, for
the purposes of Part XA of the
Companies Act 1985, to make donations
to EU political organizations up to
GBP 35,000 and to incur EU political
expenditure up to GBP 35,000;
Authority expires at the conclusion of
the next AGM
5.3 Approve to increase the share capital Mgmt No Action *
of the Company from GBP 216,000,000
to GBP 226,000,000 by the creation of
100,000,000 additional ordinary
shares of 10p each in the capital of
the Company
5.4 Authorize the Directors, for the Mgmt No Action *
purposes of Section 80 of the
Companies Act 1985, to allot relevant
securities Section 80(2) up to an
aggregate nominal amount of GBP
52,700,00; Authority expires the
earlier of AGM of the Company in 2005
or 20 AUG 2005; and the Directors may
allot relevant securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.5.5 Authorize the Directors, to allot Mgmt No Action *
equity securities for cash, pursuant
to Section 94 of the Companies Act
1985 and subject to the passing of
Resolution 5.4, disapplying the
statutory pre-emption rights Section
89(1) of the Companies Act 1985,
provided that this power is limited to
the allotment of equity securities: a)
up to an aggregate nominal amount of
GBP 7,911,979; b) up to an aggregate
nominal amount of GBP 52,700,000 in
connection with a rights issue in
favor of ordinary shareholders;
Authority expires the earlier of AGM
of the Company in 2005 or 20 AUG 2005;
and the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.5.6 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to
158,239,580 ordinary shares of the
Company of 10p each in the capital of
the Company, at a minimum price of 10p
and up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of AGM of the Company in 2005
or 20 AUG 2005; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such
- -------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda: 700491602
CUSIP: G4634U169 Meeting Type: AGM
Ticker: Meeting Date: 5/28/2004 ISIN: GB0005405286
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the annual Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2.a Re-elect the Lord Butler as a Mgmt No Action *
2.b Re-elect the Baroness Dunn as a Mgmt No Action *
Director
2.c Re-elect Mr. R. A. Fairhead as a Mgmt No Action *
Director
2.d Re-elect Mr. W.K.L. Fung as a Mgmt No Action *
2.e Re-elect Mr. M. F. Geoghegan as a Mgmt No Action *
Director
2.f Re-elect Mr. S. Hintze as a Director Mgmt No Action *
2.g Re-elect Sir John Kemp-Welch as a Mgmt No Action *
Director
2.h Re-elect Sir Mark Moody-Stuart as a Mgmt No Action *
Director
2.i Re-elect Mr. H. Sohmen as a Director Mgmt No Action *
3. Re-appoint KPMG Audit Plc as Auditor Mgmt No Action *
at remuneration determined by the
Group Audit Committee
4. Approve the Directors Remuneration Mgmt No Action *
report for the YE 31 DEC 2003
5. Authorize the Company to make market Mgmt No Action *
purchases Section 163 of the Companies
Act 1985 of up to 1,099,900,000
ordinary shares of USD 0.50 each in
the capital of the Company, at a
minimum price of USD 0.50 pence and up
to 105% of the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days or 105% of the average
of the closing prices of ordinary
shares on The Stock Exchange of Hong
Kong Limited, over the previous 5
business days; Authority expires at
the conclusion of the AGM of the
Company in 2005; the Company, before
the expiry, may make a contract to
purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
6. Authorize the Directors, pursuant to Mgmt No Action *
and for the purposes of Section 80 of
the Companies Act 1985, to allot
relevant securities Section 80 up to
an aggregate nominal amount of GBP
100,000, USD 100,000 and EUR 100,000
in each such case in the form of
100,000,000 non-cumulative preference
shares and USD 1,099,900,000 in the
form of ordinary shares ordinary
shares of USD 0.50 each, provided
that this authority is limited, so
that, otherwise than pursuant to: a) a
rights issue or other issue the
subject of an offer or invitation,
open for acceptance for a period fixed
by the Directors, to: i) ordinary
shareholders where the relevant
securities respectively attributable
to the interest of all ordinary
shareholders are proportionate to the
respective number of ordinary shares
held by them; and ii) holders of
securities, bonds, debentures or
warrants which, in accordance with the
rights attaching thereto, are entitled
to participate in such a rights issue
or other issues, but subject to such
exclusion or other arrangements as the
Directors deem necessary in relation
to fractional entitlements or
securities represented by depositary
receipts or having regard to any
restrictions, obligations or legal
problems under the laws or or the
requirements of any regulatory body or
stock exchange in any territory or
otherwise howsoever; or b) the terms
of any share plan for the employees of
the Company or any of its subsidiary
undertakings; or c) the terms of the
Household International Inc.
outstanding Zero- Coupon Convertible
Debt Securities or 8.875% adjustable
conversion-Rate Equity security Units;
or d) any scrip dividend or similar
arrangement implemented in accordance
with the Articles of Association of
the Company; or e) the allotment of up
to 10,000,000 non-cumulative
preference shares of GBP 0.01 each,
100,000,000 non-cumulative preference
shares of USD 0.01 each and 10,000,000
non- cumulative preference shares of
EUR 0.01 each in the capital of the
Company, the nominal amount of
relevant securities to be allotted by
the Directors pursuant to this
authority wholly for cash shall not in
aggregate, together with any allotment
of other equity securities, exceed USD
274,975,000 approximately 5% of the
nominal amount of ordinary shares of
the Company in issue; Authority
expires at the conclusion of the AGM
of the Company in 2005; and authorize
the Directors to allot relevant
securities after the expiry of this
authority
8. Authorize each of the Directors other Mgmt No Action *
than alternate Directors, pursuant to
Article 104.1 of the Articles of
Association of the Company with effect
from 01 JAN 2004, to receive GBP
55,000 per annum by way of fees for
their services as Directors
S.7 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 6, a) to
allot equity securities Section 94 of
the Companies Act 1985; and b) to
allot any other equity securities
Section 94 of the Companies Act 1985
which are held by the Company in
treasury, for cash pursuant to the
authority conferred by Resolution 6,
disapplying the statutory pre-emption
rights Section 89(1); Authority
expires at the conclusion of the AGM
of the Company in 2005; and authorize
the Directors to allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
- -------------------------------------------------------------------------------------------------------
IMI PLC Agenda: 700499622
CUSIP: G47152106 Meeting Type: AGM
Ticker: Meeting Date: 5/14/2004 ISIN: GB0004579636
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Directors report and the Mgmt No Action *
accounts for the YE 31 DEC 2003,
included in the annual report 2003
10. Authorize the Directors to set the Mgmt No Action *
Auditors remuneration
11. Approve to renew the authority Mgmt No Action *
granted at the AGM in 2000 with the
nominal amount of relevant securities
relating to this authority being GBP
29,330,000; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 13 MAY 2009;
12. Approve the Share Option Scheme, Mgmt No Action *
which is available to the majority of
UK employees operated since 1984; the
existing scheme will expire this
2. Approve the remuneration report Mgmt No Action *
included in the annual report 2003
3. Approve the payment of a final Mgmt No Action *
dividend of 9.5p per share on the
ordinary shares in respect YE 31 DEC
2003, payable on 25 MAY 2004 on the
register on 13 APR 2004
4. Re-elect Mr. T.M. Gareley as a Mgmt No Action *
5. Re-elect Mr. W.R. Whitney as a Mgmt No Action *
6. Re-elect Mr. D.C. Nicholas as a Mgmt No Action *
Director
7. Re-elect Mr. T.J. Slack as a Director Mgmt No Action *
who retire by rotation pursuant to the
Company s Articles of Association
8. Re-elect Mr. G.J. Allen as a Director Mgmt No Action *
who retire by rotation pursuant to the
Company s Articles of Association
9. Re-appoint KPMG Audit Plc as the Mgmt No Action *
Company s Auditor
S.A Approve to renew the authority Mgmt No Action *
granted at the AGM in 2003 to allot
equity securities for cash and to make
rights issues in a straightforward
manner and otherwise to make limited
issues of shares for cash up to a
nominal value of GBP 4,400,000 5% of
share capital;
- -------------------------------------------------------------------------------------------------------
IMPERIAL CHEMICAL INDUSTRIES PLC ICI Agenda: 700486752
CUSIP: G47194223 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: GB0004594973
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s accounts and Mgmt No Action *
the reports of the Directors and the
Auditor for the YE 31 DEC 2003
report and accounts
10. Authorize the Directors to agree the Mgmt No Action *
Auditor s remuneration
11. Approve that, a) the rules of the ICI Mgmt No Action *
Executive Share Option Plan 2004 Plan
as specified, and authorize the
Directors to make such modifications
to the Plan as they may be consider
necessary to obtain the approval of
the Board of the Inland Revenue or to
take account of the requirements of
the UK Listing Authority and best
practice and to adopt the Plan as so
modified and to do all acts and the
things necessary to operate the Plan;
and b) authorize the Directors to
establish such further plans for the
benefit of non-UK employees, based on
the Plan subject to such modifications
as may be necessary or desirable to
take account of overseas securities
laws, exchange control and tax
legislation provided that any ordinary
shares of the Company made available
under such further plans are treated
as counting against any limits on
individual participation or overall
participation in the Plan
12. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and for the purpose of
Section 80 of the Companies Act 1985,
to allot relevant securities Section
80 up to an aggregate nominal amount
of GBP 208,799,624; Authority expires
at the close of the AGM of the Company
to be held in 2005; and the Directors
may allot relevant securities after
the expiry of this authority in
pursuance of such an offer or
agreement made prior
2. Approve the Directors remuneration Mgmt No Action *
report contained in the report and
accounts for the YE 31 DEC 2003
3. Approve the first and the second Mgmt No Action *
interim dividends
4. Re-elect Dr J.D.G. Mc Adam as a Mgmt No Action *
Director, who is retiring
5. Re-elect Mr. Lord Butler as a Mgmt No Action *
Director, who is retiring
6. Elect Mr. P.B. Ellwood as a Director Mgmt No Action *
7. Elect Mr. D.C. Hamill as a Director Mgmt No Action *
8. Elect Mr. Baroness Noakes as a Mgmt No Action *
9. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditor
S.13 Authorize the Directors pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985
Act, to allot equity securities
Section 94(2) for cash pursuant to the
authority conferred by Resolution 12,
disapplying the statutory pre- emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: i) to exist the
holdings of the ordinary shares of GBP
1 each in the capital of the Company;
ii) up to an aggregate nominal amount
of GBP 59,560,019; Authority expires
at the close of the AGM of the Company
to be held in 2005; and the Directors
may allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.14 Authorize the Company to make market Mgmt No Action *
purchases within the meaning of
Section 163(3) of the Companies Act
1985, of ordinary shares of GBP 1 each
in the capital of the Company; a) the
maximum number of ordinary shares to
be acquired is 119,120,038; b) at a
minimum price paid for any such share
is GBP 1; c) up to 105% of the average
middle market values for the ordinary
shares in the capital of the Company
as derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires at the close of the AGM of the
Company to be held in 2005; the
Company, before the expiry, may make a
contract to purchase shares which will
or may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda: 700443637
CUSIP: G4721W102 Meeting Type: AGM
Ticker: Meeting Date: 2/3/2004 ISIN: GB0004544929
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the accounts for the FYE 30 SEP
2003
10. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to determine
their remuneration
11. Approve that, in accordance with Mgmt No Action *
Article 86 of the Articles of
Association of the Company, the
maximum number of Directors of the
Company be and is hereby increased
from 12 to 16
12.a Authorize the Company and its Mgmt No Action *
Directors, for the purposes of Part XA
of the Companies Act 1985, to make
donations to EU political
organizations and to incur EU
political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
12.b Authorize Imperial Tobacco Limited Mgmt No Action *
and its Directors, for the purposes of
Part XA of the Companies Act 1985, to
make donations to EU political
organizations and to incur EU
political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
12.c Authorize Imperial Tobacco Mgmt No Action *
International Limited and its
Directors, for the purposes of Part XA
of the Companies Act 1985, to make
donations to EU political
organizations and to incur EU
political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
12.d Authorize Van Nelle Tabak Nederland Mgmt No Action *
B.V. and its Directors, for the
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and to incur
EU political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion
of the AGM of the Company in 2005
12.e Authorize John Player & Sons Limited Mgmt No Action *
and its Directors, for the purposes of
Part XA of the Companies Act 1985, to
make donations to EU political
organizations and to incur EU
political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
12.f Authorize Reemtsma Cigarertenfabrlken Mgmt No Action *
GmbH and its Directors, for the
purpose of Part XA of the Companies
Act 1985 to make donations to EU
political organizations and to incur
EU political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
12.g Authorize Compagnie Independante des Mgmt No Action *
Tabacs S.A and its Directors, for the
purpose of Part XA of the Companies
Act 1985 to make donations to EU
political organizations and to incur
EU political expenditure up to an
aggregate amount of GBP 100,000;
Authority expires at the conclusion of
the AGM of the Company in 2005
13. Approve to renew the authorization Mgmt No Action *
given to the Board to grant options to
employees resident in France of any
Group Company under the Imperial
Tobacco Group International Sharesave
Plan, that are capable of benefiting
from any available perferential tax
and social security treatment for a
period of 38 months from the date of
the AGM
14. Authorize the Directors, for the Mgmt No Action *
purposes of Section 80 of the
Companies Act 1985, to allot relevant
securities Section 80(2) up to an
aggregate nominal amount of GBP
24,300,000; Authority expires earlier
of, at the conclusion of the next AGM
of the Company, or on 01 AUG 2005;
and, authorize the Directors to allot
relevant securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to
such expiry
2. Receive and approve the Directors Mgmt No Action *
remuneration report for the FYE 30 SEP
2003
3. Declare a final dividend of 30.0 Mgmt No Action *
pence per ordinary share payable on
20 FEB 2004 to those shareholders on
the register at the close of business
on 23 JAN 2004
4. Re-appoint Mr. S. Hulsmans as a Mgmt No Action *
Director of the Company
5. Re-appoint Mr. I.J.G. Napler as a Mgmt No Action *
Director of the Company
6. Re-appoint Mr. D. Cresswell as a Mgmt No Action *
Director of the Company
7. Re-appoint Dr. F. A. Rogerson as a Mgmt No Action *
Director of the Company
8. Re-appoint Mr. B.C. Davidson as a Mgmt No Action *
Director of the Company
9. Re-appoint Mr. D.W. Thursfield as a Mgmt No Action *
Director of the Company
S.15 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 14, to allot
equity securities Section 94 of the
Companies Act 1985 for cash pursuant
to the authority conferred by
Resolution 13, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue, open offer and other
pro-rata issue in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
3,645,000; Authority expires the
earlier of, at the conclusion of the
next AGM of the Company, or on 01 AUG
2005); and, authorize the Directors to
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.16 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to 72,900,000
ordinary shares of 10 pence each in
the capital of the Company, at a
minimum price of 10 pence and up to
105% of the average of the middle
market quotations or market values for
such shares as derived from the London
Stock Exchange Daily Official List,
for the 5 business days preceding the
date of purchase; Authority expires
the earlier of, at the conclusion of
the next AGM of the Company, or on 01
AUG 2005); the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC Agenda: 700531177
CUSIP: G4755S126 Meeting Type: AGM
Ticker: Meeting Date: 6/28/2004 ISIN: IE0004614818
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the reports and financial Mgmt No Action *
statements
2. Declare of final dividend Mgmt No Action *
3.1 Re-elect Mr. L.P. Healy as a Director Mgmt No Action *
3.10 Re-elect DR. B. Hillery as a Director Mgmt No Action *
3.2 Re-elect Mr. P.M. Cosgrove as a Mgmt No Action *
Director
3.3 Re-elect Mr. V.C. Crowley as a Mgmt No Action *
3.4 Re-elect Mr. I.G. Fallon as a Mgmt No Action *
3.5 Re-elect Mr. Sen M.N. Hayes as a Mgmt No Action *
Director
3.6 Re-elect Mr. G.K.O. Reilly as a Mgmt No Action *
Director
3.7 Re-elect Mr. B.E. Somers as a Mgmt No Action *
3.8 Re-elect Mr. Baroness M. Jay as a Mgmt No Action *
Director
3.9 Re-elect Mr. F.M. Urray as a Director Mgmt No Action *
4. Approve the fixing of remuneration of Mgmt No Action *
Directors
5. Authorize Directors to fix Mgmt No Action *
remuneration of Auditors
6. Authorize the company to convene the Mgmt No Action *
next AGM at any location outside the
state
- -------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, LONDON Agenda: 700485673
CUSIP: G4803W103 Meeting Type: AGM
Ticker: Meeting Date: 6/1/2004 ISIN: GB0032612805
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s financial Mgmt No Action *
statements for the period ended 31
DEC 2003, together with the reports
of the Directors and the Auditors
2. Approve the Directors remuneration Mgmt No Action *
report for the period ended 31 DEC
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4.a Appoint Mr. Richard Hartman as a Mgmt No Action *
Director of the Company
4.b Appoint Mr. Ralph Kugler as a Mgmt No Action *
Director of the Company
4.c Appoint Mr. Robert C. Larson as a Mgmt No Action *
Director of the Company
4.d Appoint Mr. Richard North as a Mgmt No Action *
Director of the Company
4.e Appoint Mr. Stevan Porter as a Mgmt No Action *
Director of the Company
4.f Appoint Mr. David Prosser as a Mgmt No Action *
Director of the Company
4.g Appoint Mr. Richard Solomons as a Mgmt No Action *
Director of the Company
4.h Appoint Sir Howard Stringer as a Mgmt No Action *
Director of the Company
4.i Appoint Mr. David Webster as a Mgmt No Action *
Director of the Company
5. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next general
meeting at which accounts are laid
6. Authorize the Directors to agree the Mgmt No Action *
Auditors remuneration
7. Approve that the financial limit on Mgmt No Action *
annual aggregate Non-Executive
Directors fees imposed by Article 84
of the Company s Articles of
Association be increased, as
envisaged by that Article, to GBP
8. Authorize the Company and any Company Mgmt No Action *
that is or become a subsidiary of
the Company, for the purposes of Part
XA of the Companies Act 1985, to: i)
make donations to EU Political
Organizations; or ii) incur EU
Political expenditure in an aggregate
amount not exceeding GBP 100,000;
Authority expires on the date of the
AGM in 2005
9. Authorize the Directors, pursuant to Mgmt No Action *
and in accordance with Section 80 of
the Companies Act 1985 and within the
terms of Article 13 of the Articles of
Association of the Company, to allot
relevant securities up to an aggregate
nominal amount of GBP 235,529,677
S.10 Authorize the Directors, in Mgmt No Action *
substitution for all previous
disapplications of Section 89 of the
Act, which shall cease to have effect
without prejudice to any allotment of
securities pursuant thereto, to allot
equity securities wholly for cash,
insofar as such authority relates to
the allotment of equity securities
rather than the sale of treasury
shares, pursuant to the authority for
the time being in force
under Section 80 of the Companies Act
1985 and within the terms of Article
13 of the Articles of Association of
the Company, disapplying the statutory
pre-emption rights Section 89(1) of
the Companies Act 1985: i) in
connection with a rights issue Article
13.5.1; and ii) up to an aggregate
nominal amount of GBP 35,329,451;
Authority expires the earlier on the
date of the AGM in 2005 or 01 SEP 2005
S.11 Authorize the Company, subject to and Mgmt No Action *
in accordance with Article 10 of the
Company s Articles of Association, to
make market purchases Section 163(3)
of the Companies Act 1985 of up to
105,917,695 ordinary shares of GBP 1
each in the capital of the Company, at
a minimum price of GBP 1 and up to
105% of the average of the middle
market quotations for an ordinary
share as derived from The London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the AGM of the Company or 01 SEP
2005
- -------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda: 700437242
CUSIP: G49133104 Meeting Type: EGM
Ticker: Meeting Date: 12/9/2003 ISIN: GB0008070418
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the disposal of the Metering Mgmt No Action *
Systems division of Invensys PLC as
specified to IMS Meters Holdings Inc.,
on the terms and subject to the
conditions of the sale and purchase
agreement dated 22 OCT 2003 as
specified, with such non-material
amendments, variations, waivers,
revisions and modifications as the
Directors of Invensys PLC Directors or
duly authorized Committee of the
Directors may consider in their
absolute discretion appropriate and
authorize the Directors to take all
necessary steps and execute all
documents an deeds as the Directors
may consider in their absolute
discretion necessary or desirable to
implement and give effect to such
disposal
- -------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda: 700454274
CUSIP: G49133104 Meeting Type: EGM
Ticker: Meeting Date: 3/2/2004 ISIN: GB0008070418
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve that: a) at 7.00 A.M. on the Mgmt No Action *
first dealing day next following the
date of the EGM, each of the ordinary
shares of 25p each in the capital of
the Company 25p ordinary shares then
in issue be subdivided and converted
into one ordinary share of 1p 1p
ordinary share having the same rights
as a 25p ordinary share and one
deferred share of 24p deferred share,
each deferred share having attached
thereto the following rights and
restrictions: (i) on a winding-up or
other return of capital, the deferred
shares shall entitle the holders of
the shares only to payment of the
amounts paid up on those shares, after
repayment to the holders of any and
all ordinary shares then in issue of
the nominal amount paid up on those
ordinary shares held by them
respectively and the payment in cash
or in specie of GBP 1,000,000 on each
of those ordinary shares; (ii) the
deferred shares shall not entitle the
holders of such shares to receive any
dividend or other distribution other
than pursuant to this resolution or to
receive notice of, or to attend or
vote, at any general meeting of the
Company; (iii) the deferred shares
shall not, as provided in this
resolution, be transferable; (iv) the
Company shall have an irrevocable
authority from each holder of the
deferred shares at any time to do all
or any of the following without
obtaining the sanction of the holder
or holders of the deferred shares: A)
to appoint any person to execute on
behalf of any holder of deferred
shares a transfer of all or any of
those shares and/or an agreement to
transfer the same without making any
payment for them to such person or
persons as the Company may determine
and to execute any other documents
which such person may consider
necessary or desirable to effect such
transfer, in each case without
obtaining the sanction of the
holder(s) and without any payment
being made in respect of such
acquisition; B) to purchase all or any
of the shares in accordance with the
Companies Act 1985 Act without
obtaining all or any of the shares in
accordance without obtaining the
consent of the holders of those shares
in consideration of the payment to
each of the holder whose shares are
purchased of an amount not exceeding
one penny in respect of all the
deferred shares then being purchased;
C) for the purposes of any such
purchase, to appoint any person to
execute a contract for the sale of any
such shares to the Company on behalf
of the holder of deferred shares; D)
to cancel all or any of the deferred
shares purchased in accordance with
the Act; and E) pending any such
transfer, purchase or cancellation, to
retain the certificates if any for all
or any of the deferred shares; and v)
the reduction of capital paid up on
the deferred shares and/or the
creation or issue of further shares in
the capital of the Company ranking in
priority for payment of a dividend in
respect of capital or which confer on
the holders voting rights more
favourable than those conferred by the
deferred shares shall be deemed not to
vary or abrogate the rights attaching
to the deferred shares; b) at 7.00
A.M. on the first dealing day next
following the date of the EGM, each of
the authorized but unissued 25p
ordinary shares shall be subdivided
and converted into twenty five 1p
ordinary shares each ranking equally
in all respects with the 1p
S.2 Approve that, subject to and Mgmt No Action *
conditional upon, the passing of
Resolution S.1 and to admission
becoming effective as specified and to
the Placing Agreement as specified not
having been terminated or rescinded in
accordance with its terms, the
Directors are authorized in
substitution for all subsisting
authorities to the extent unused,
other than in respect of any allotment
made pursuant to offers or
agreements made prior to the passing
of this resolution to allot relevant
securities Section 80 of the Act: a)
up to an aggregate nominal amount of
GBP 21,873,630 for the purposes of the
placing and open offer as specified;
and b) otherwise up to an aggregate
nominal amount of GBP 18,957,146;
Authority at the end of 5 years;
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.3 Authorize the Directors, subject to Mgmt No Action *
and conditional upon, the passing of
Resolutions S.1 and S.2 and to
admission becoming effective as
specified and to the Placing Agreement
as specified not having been
terminated or rescinded in accordance
with its terms and in place of all
existing powers and pursuant to
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2) for cash pursuant to the
authority conferred by Resolution S.2,
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) pursuant to
the placing and open offer up to an
aggregate nominal amount of GBP
21,873,630 million; b) in connection
with rights issue, open offer or other
issue in favor of ordinary
shareholders; Authority at the end of
5 years; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made
- -------------------------------------------------------------------------------------------------------
INVENSYS PLC Agenda: 700512800
CUSIP: G49133104 Meeting Type: EGM
Ticker: Meeting Date: 5/14/2004 ISIN: GB0008070418
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the disposal of the Powerware Mgmt No Action *
business of Invensys PLC, to the Eaton
Corporation, on the terms and subject
to the conditions of the sale and
purchase agreement dated 27 APR 2004,
with such non material amendments,
variations, waivers,
revisions, and modifications as the
Directors of Invensys PLC the
Directors or duly authorized Committee
of the Directors deem appropriate; and
authorize the board of Directors to
take all necessary steps and to
execute all documents and deeds as the
Directors deem necessary or desirable
to implement and give effect to such
disposal
- -------------------------------------------------------------------------------------------------------
BANK OF IRELAND (THE GOVERNOR AND COMPANY OF Agenda: 700381736
THE BANK OF IRELAND)
CUSIP: G49374146 Meeting Type: AGM
Ticker: Meeting Date: 7/9/2003 ISIN: IE0030606259
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Adopt the report of the Directors and Mgmt No Action *
the accounts for the YE 31 MAR 2003
2. Declare a dividend Mgmt No Action *
3.a Re-elect Mr. Roy Bailie as a Director Mgmt No Action *
3.b Re-elect Mr. Laurence G. Crowley as a Mgmt No Action *
Director
3.c Re-elect Mr. Donal Geaney as a Mgmt No Action *
3.d Re-elect Mr. Denis O Brien as a Mgmt No Action *
Director
3.e Re-elect Mr. John O Donovan as a Mgmt No Action *
Director
4. Authorize the Directors to determine Mgmt No Action *
the remuneration of the Auditors
S.5 a)Authorize the Bank and/or any Mgmt No Action *
subsidiary (as such expression is
defined by Section 155 of the
Companies Act, 1963) of the Bank to
make market purchases (as defined by
Section 212 of the Companies Act,
1990) of units of ordinary stock of
the Bank having a nominal value of EUR
0.64 each on such terms and conditions
and in such manner as the Directors
or, as the case may be, the Directors
of such subsidiary, may from time to
time determine but subject, however,
to the provisions of the 1990 Act and
to the following restrictions and
provisions: (i) the maximum number of
units of Ordinary Shares authorized to
be acquired pursuant to the terms of
this resolution shall not exceed
98,493,220 units; (ii) the minimum
and maximum prices which may be paid
for any such units of ordinary stock
shall be determined in accordance with
Bye-Law 39 of the Bye-Law of the Bank;
(b) authorize the Bank and/or any
subsidiary (as such expression is
defined by Section 155 of the
Companies Act, 1963) of the Bank to
make market purchases (as defined by
Section 212 of the Companies Act, 1990
Act) of units of Non-Cumulative
Preference Stock of Sterling GBP 1
each of the Bank but subject, however,
to the provisions of the 1990 Act and
to the following restrictions and
provisions provided that the nominal
value of the units of Ordinary Stock
Sterling Preference Stock and EURO
Preference stock acquired pursuant to
the terms of this resolution shall not
exceed 10% of the nominal value of the
issued capital stock of the Bank: (i)
the maximum number of units of
Sterling Preference authorized to be
acquired pursuant to the terms of this
resolution shall not exceed 1,876,090
units; (ii) the minimum and maximum
prices which may be paid for any such
units of Sterling Preference Stock
shall be determined in accordance with
Bye-Law 39 of the Bye-Law of the Bank;
(iii) the maximum number of units of
EURO Preference Stock authorized to be
acquired pursuant to the terms of this
resolution shall not exceed 3,026,598
units; (iv) the minimum and maximum
prices which may be paid for any such
units of EURO Preference Stock shall
be determined in accordance with
Bye-Law 39 of the Bye-laws of the Bank
PROVIDED THAT the nominal value of the
units of Ordinary Stock Sterling
Preference Stock and EURO Preference
stock acquired pursuant to the terms
of this resolution shall not exceed
10% of the nominal value of the issued
capital stock of the Bank
S.6 Approve that, for the purposes of Mgmt No Action *
Section 209 of the Companies Act,
1990 the re-issue price range at
which any units of treasury stock of
the time being held by the Bank in
accordance with Section 209 of the
1990 Act may be re-issued off-market
in accordance with Bye-law 40 of the
Bye-law of the bank
S.7 Authorize the Directors to issue, Mgmt No Action *
allot, grant options over or otherwise
dispose of ordinary stock of the bank
for cash on a non-pre- emptive basis
or to agree to do any of the foregoing
acts provided that the power conferred
by this resolution shall; (i) be
limited to the issue, allotment, grant
of options over or other disposal of
ordinary stock of a nominal amount of
EUR 31.84 million, and (ii) expire on
9 OCT 2003 or on the date of the
Annual General Court of the Bank in
2003, whichever is the earlier; and
provided further that any ordinary
stock which may be issued pursuant to
any employee stock issue or stock
option scheme approved by a General
Court shall be disregarded for the
purpose of both the maximum
S.8 Authorize the Directors, to issue, Mgmt No Action *
allot, grant options over or otherwise
dispose of ordinary stock of the Bank
for cash on a non-pre- emptive basis
or to agree to do any of the foregoing
acts provided that the power conferred
by this resolution shall: (i) be
limited to the issue, allotment, grant
of options over or other disposal of
ordinary stock of a nominal amount, at
the date of the passing of this
resolution, of the lesser of 15% of
the issued ordinary stock or the
authorized but unissued ordinary stock
in the capital of the Bank, and (ii)
expire on 8 OCT 2004 or on the date of
the Annual General Court of the Bank
in 2004, whichever is the earlier; and
provided further that any ordinary
stock which may be issued pursuant to
any employee stock issue or stock
option scheme approved by a General
Court shall be disregarded for the
purposes of both
- -------------------------------------------------------------------------------------------------------
IRISH LIFE & PERMANENT PLC Agenda: 700507621
CUSIP: G4945H105 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: IE0004678656
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts for the YE 31 Mgmt No Action *
DEC 2003 and the reports of the
Directors and Auditors thereon
2. Declare a final dividend on the Mgmt No Action *
ordinary shares in the capital of the
Company for the YE 31 DEC 2003
3.a Re-appoint Mr. Denis Casey as a Mgmt No Action *
Director, who retire in accordance
with the Articles of Association
3.b Re-appoint Mr. Kieran McGowan as a Mgmt No Action *
Director, who retire in accordance
with the Articles of Association
3.c Re-appoint Mr. Kevin Murphy as a Mgmt No Action *
Director, who retire in accordance
with the Articles of Association
3.d Re-appoint Mr. Finbar Sheehan as a Mgmt No Action *
Director, who retire in accordance
with the Articles of Association
3.e Re-appoint Mr. David Went as a Mgmt No Action *
Director, who retire in accordance
with the Articles of Association
4. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
S.5 Authorize the Company, for the Mgmt No Action *
purpose of Section 155 of the
Companies Act 1963, to make market
purchases Section 212 of the Companies
Act, 1990 of the Company s ordinary
shares, in accordance with and subject
to the provisions of the Companies
Act, 1990 and the restriction and
provisions, of up to aggregate number
of ordinary shares will be 26,951,133;
and for the purposes of the Section
209 of the Companies Act, 1990, the
reissue price range at which any
treasury share defined by the Section
209 reissued off-market be the price
range in the Articles of Association
of the Company
S.6 Authorize the Directors, pursuant to Mgmt No Action *
Section 23 and Section 24(1) of the
Companies Act 1983, to allot equity
securities Section 23 for cash
pursuant to the authority conferred by
Resolution 8, disapplying the
statutory pre-emption rights Section
23(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other
offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal value of GBP
4,312,181 5% of the issued ordinary
share capital; Authority expires the
earlier of the conclusion of the AGM
of the Company or 15 months; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
- -------------------------------------------------------------------------------------------------------
CARLTON COMMUNICATIONS PLC Agenda: 700471876
CUSIP: G4984A110 Meeting Type: AGM
Ticker: Meeting Date: 4/19/2004 ISIN: GB0033986497
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-appoint Sir Peter Burt as a Non- Mgmt No Action *
Executive Director
2. Re-appoint Mr. David Chance as a Non- Mgmt No Action *
Executive Director
3. Re-appoint Mr. James Crosby as a Non- Mgmt No Action *
Executive Director
4. Re-appoint Mr. John McGrath as a Non- Mgmt No Action *
Executive Director
5. Re-appoint Sir Brian Pitman as a Non- Mgmt No Action *
Executive Director
6. Re-appoint Sir George Russell as a Mgmt No Action *
Non-Executive Director
7. Re-appoint Mr. Etienne de Villiers as Mgmt No Action *
a Non-Executive Director
8. Re-appoint Mr. Charles Allen as a Mgmt No Action *
Non-Executive Director
9. Re-appoint Mr. Henry Staunton as a Mgmt No Action *
Non-Executive Director
10. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and for the purpose of
Section 80 of the Companies Act 1985,
to allot relevant securities up to an
aggregate nominal amount of GBP 140
million consisting of 1.36 billion
ordinary shares and 41 million
convertible shares; Authority expires
the earlier of the conclusion of the
AGM of the Company in 2009 or 18 APR
2009; and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to
such
S.11 Authorize the Directors, pursuant to Mgmt No Action *
Section 95(1) of the Companies Act
1985, to allot equity securities
Section 94 wholly for cash held by the
Company as treasury shares pursuant to
the authority conferred by Resolution
10, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities: a)
in connection with a rights issue in
favor of ordinary shareholders; b) up
to an aggregate nominal amount of GBP
21 million consisting of 204 million
ordinary shares and 6 million
convertible shares in the Company;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 18 JUL 2005; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
12. Authorize the Company and any company Mgmt No Action *
that is or becomes the subsidiary of
the Company, for the purposes of Part
XA of the Companies Act 1985 as
amended, to make donations to EU
political organization and to incur EU
political expenditure up to a maximum
aggregate amount of GBP 160,000;
Authority expires at the conclusion of
the next AGM
14. Approve the Performance Share Plan Mgmt No Action *
PSP as prescribed and authorize the
Directors to do all such acts and
things as may be necessary or
desirable to carry the PSP into effect
or to comply with the UK Listing
Authority and/or institutional
requirements
S.13 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985 and Article 49 of
the Articles of Association and
Chapter VII of Part V of the Companies
Act, to make market purchases Section
163 of up to 408 million ordinary
shares and 112 million convertible
shares, at a minimum price equal to 10
cents and not more than 5% above the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 18 JUL 2005; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly
- -------------------------------------------------------------------------------------------------------
JOHNSON ELECTRIC HOLDINGS LTD Agenda: 700357583
CUSIP: G5150J140 Meeting Type: AGM
Ticker: Meeting Date: 7/21/2003 ISIN: BMG5150J1403
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
consolidated accounts and the reports
of the Directors and the Auditors for
the YE 31 MAR 2003
2. Approve to declare final dividend in Mgmt No Action *
respect of the YE 31 MAR 2003
3. Re-elect the Directors Mgmt No Action *
4. Approve the remuneration of the Mgmt No Action *
Directors
5. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
6. Approve the number the Directors of Mgmt No Action *
the Company at 15 and authorize the
Directors to elect or appoint
additional Directors up to 15
7.1 Authorize the Directors of the Mgmt No Action *
Company to allot, issue and dispose of
additional shares in the capital of
the Company, and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 5% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
this resolution, otherwise than
pursuant to a rights issue; or
exercise of subscription rights under
any warrant to subscribe for shares of
the Company; or any options granted
under the Company s Share Option
Scheme; Authority expires the earlier
of the conclusion of the next AGM of
the Company or the expiration of the
period within which the next AGM of
the Company is required by the
Bye-laws of the Company or any
applicable law
7.2 Authorize the Directors, in Mgmt No Action *
accordance with all applicable laws,
to purchase its own shares on the
Stock Exchange of Hong Kong Limited
Stock Exchange or any other stock
exchange recognized by the Securities
and Futures Commission and the Stock
Exchange under the Hong Kong Code on
share repurchases by the Company,
during the relevant period, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
this resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM of the Company is required by the
Bye-laws of the Company or any
applicable law
7.3 Approve to extend the general mandate Mgmt No Action *
granted to the Directors of the
Company to allot shares pursuant to
Resolution 7.1, by an amount
representing the aggregate nominal
amount of the share capital of the
Company repurchased by the Company
pursuant to Resolution 7.2, provided
that such additional amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company as at the date of passing
this resolution
- -------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda: 700383603
CUSIP: G51604109 Meeting Type: AGM
Ticker: Meeting Date: 7/16/2003 ISIN: GB0004764071
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s annual accounts Mgmt No Action *
for the FYE 31 MAR 2003 together with
the Directors report and the Auditors
report on those accounts
10. Approve that, in accordance with Mgmt No Action *
Article 9(C)(1) and notwithstanding
any subsequent amendment or removal of
that Article, the prescribed period as
defined in Article 9(B)(iii)(a) be
from the date of the passing of this
resolution up to and including 15 JUL
2008 and that the Section 80 amount as
defined in Article 9(B)(iv) be GBP
72,508,907
2. Receive and approve the Directors Mgmt No Action *
remuneration report for the YE 31 2003
and the Auditors report on the
auditable part of the Directors
remuneration report
3. Declare a final dividend of 17.7 Mgmt No Action *
pence per share on the ordinary
shares of the Company for the YE 31
4. Elect Mr. A.M. Thomson as a Director Mgmt No Action *
of the Company
5. Elect Mr. R.J.W. Walvis as a Director Mgmt No Action *
of the Company
6. Elect Mr. H.M.P. Miles as a Director Mgmt No Action *
of the Company
7. Elect Mr. N.A.P. Carson as a Director Mgmt No Action *
of the Company
8. Elect Mr. D.W. Morgan as a Director Mgmt No Action *
of the Company
9. Appoint KPMG Audit Plc as the Auditor Mgmt No Action *
of the Company until the conclusion of
the next general meeting at which
accounts are laid and authorize the
Directors to determine their
remuneration
S.11 Approve, subject to the Resolution 10 Mgmt No Action *
and pursuant to the authority
contained and in accordance with
Article 9(C)(ii) and notwithstanding
any subsequent amendment or removal of
that Article, the prescribed period as
defined in Article 9(B)(iii)(b) be
from the date of the passing of this
resolution until the conclusion of the
next AGM of the Company and that
Section 89 amount as defined in
Article 9(B)(v) be GBP 10,974,555 5%
of the issued ordinary
S.12 Authorize the Company, in accordance Mgmt No Action *
with Chapter VII of Part V of the
Companies Act 1985 the Act to make on
or more market purchases Section
163(3) of up to 21,949,109 ordinary
shares, at a minimum price of 100p and
up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires at
the conclusion of the AGM of the
Company in 2004; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
S.13 Approve to adopt the regulations as Mgmt No Action *
the Articles of Association of the
Company in substitution for and to the
exclusion of the existing Articles of
Association
- -------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda: 700513357
CUSIP: G52416107 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: IE0004906560
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts for Mgmt No Action *
the YE 31 DEC 2003 and the Directors
and the Auditors reports thereon
2. Declare a final dividend as Mgmt No Action *
recommended by the Directors
3.a.i Re-elect Mr. Denis Buckley as a Mgmt No Action *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.a.v Re-elect Mr. Michael J. Sullivan as a Mgmt No Action *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.aii Re-elect Mr. Flor Healy as a Mgmt No Action *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.aiv Re-elect Mr. Desmond O Connor as a Mgmt No Action *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
3.b.i Re-elect Mr. Kevin Kelly as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Articles of
Association of the Company
3.bii Re-elect Mr. Brian Mehigan as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Articles of
Association of the Company
3aiii Re-elect Mr. Timothy G. Horan as a Mgmt No Action *
Director, who retires in accordance
with Article 102 of the Articles of
Association of the Company
4. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
5. Approve the Section 20 authority Mgmt No Action *
S.6 Approve the disapplication of Mgmt No Action *
Section 23
- -------------------------------------------------------------------------------------------------------
KESA ELECTRICALS PLC Agenda: 700507823
CUSIP: G5244H100 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: GB0033040113
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the financial statements of the
Company for the YE 31 JAN 2004
together with the report of the
Auditors
10. Re-appoint Mr. Andrew Robb as a Mgmt No Action *
Director who retires under Article
107 of the Company s Articles of
Association
11. Re-appoint Mr. Bernard Defau as a Mgmt No Action *
Director who retires under Article
107 and 113 of the Company s Articles
of Association
12. Authorize the Directors to exercise Mgmt No Action *
all the powers of the Company, for the
purpose of Section 80 of the UK
Companies Act 1985 ACT, to allot
relevant securities, up to an
aggregate nominal amount of GBP
44,129,432; Authority expires on 25
MAY 2009; and the Company may make
any offer or agreement before the
expiry of this authority that would or
might require relevant securities to
be allotted after this authority has
expired and the Directors may allot
relevant securities in pursuance to
such offer or agreement
13. Approve the Board of Inland Revenue, Mgmt No Action *
the Kesa Electricals PLC Share
Incentive Plan SIP and the draft trust
deed and rules constituting the SIP,
copies of which have been produced to
the Meeting and for the purpose of
identification only initialed by the
Chairman and authorize the Directors
to do all acts and things necessary or
expedient to implement SIP and make
changes to the draft trust deed and
the rules of SIP as they consider
necessary or desirable to obtain any
approvals or to take account of any
statutory fiscal, exchange control or
securities regulations either
generally or in relation to any
potential participants provided that
overall limits contained in the SIP
14. Approve the Kesa Electricals PLC d Mgmt No Action *
Epargne de Groupe PEG and the draft
rules constituting the PEG, copies of
which have been produced to the
Meeting and for the purpose of
identification only initialed by the
Chairman in respect of all French
subsidiaries of the Group which adhere
to the PEG and authorize the Directors
to do all acts and things necessary or
expedient to implement
PEG and making rule changes to the
terms and conditions of the PEG as
they consider necessary or desirable
to obtain any approvals or to take
account of any statutory fiscal,
exchange control or securities
regulations either generally or in
relation to any potential participants
provided that overall limits contained
in the PEG
15. Approve the Kesa Electricals PLC Mgmt No Action *
Long-Term Incentive Plan LTIP and the
draft rules constituting the PEG,
copies of which have been produced to
the Meeting and for the purpose of
identification only initialed by the
Chairman and authorize the Directors
to do all acts and things necessary or
expedient to implement LTIP and making
such changes to the rules establishing
the LTIP as they consider necessary or
desirable to obtain any approvals or
to take account of any statutory
fiscal, exchange control or securities
regulations either generally or in
relation to any potential participants
16. Authorize the Directors to establish Mgmt No Action *
such number of supplement or
appendices to the LTIP, PEG and the
SIP Schemes or such other employees
share schemes based on the Schemes in
relation to the ordinary shares in the
capital of the Company Shares as they
will be necessary or appropriate to
take advantage of, or comply with,
local Laws and regulations, for the
benefit of employees of the Company or
any of its subsidiaries who are
resident or working overseas and for
whom participation in the Schemes is
otherwise undesirable or impractical
and from time to time to make or
permit the making of such alteration
to such supplements, appendices or
other employees share schemes as they
consider necessary or desirable and
the Directors consider practicable,
substantial equally of treatment
between UK employees and the employees
resident overseas and the overall
limits on the number of shares which
will be subscribed under all the
Company s employees share schemes will
be not be increased
2. Re-appoint PricewaterhouseCoopers, Mgmt No Action *
the retiring Auditors and authorize
the Directors to determine their
remuneration
3. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 JAN 2004
4. Declare a final dividend of 7.5 pence Mgmt No Action *
per ordinary share
5. Re-appoint Mr. David Newlands as a Mgmt No Action *
Directors who retires under Article
107 of the Company s Articles of
Association
6. Re-appoint Mr. Jean-Neol Labroue as a Mgmt No Action *
Director who retires under Article 107
of the Company s Articles of
Association
7. Re-appoint Mr. Martin Reavley as a Mgmt No Action *
Director who retires under Article
107 of the Company s Articles of
Association
8. Re-appoint Mr. Peter Wilson as a Mgmt No Action *
Director who retires under Article
107 of the Company s Articles of
Association
9. Re-appoint Mr. Micheal Brossard as a Mgmt No Action *
Director who retires under Article
107 of the Company s Articles of
Association
S.17 Approve to make donation to European Mgmt No Action *
Union EU political Organizations to
incur EU political expenditure up to
an aggregate not exceeding GBP 250,000
during the period ending on the date
of the AGM in 2005 and the authority
will extend to enable any such
donation to be made or expenditure to
be incurred either by the Company or
by its subsidiaries
S.18 Authorize the Directors, in Mgmt No Action *
accordance with provisions of Section
95(1) of the Act, to allot equity
securities, for cash pursuant to the
authority conferred by Resolution 12
above and/or where such allotment
constitutes an allotment of equity
securities by virtue of Section 94(3A)
of the Act, disapplying the statutory
pre-emption rights Section 89(1),
provided with such power: i) allot
equity securities in connection with a
rights issue, open offer or any other
pre-emptive offer in favor of holders
of ordinary
shares in the capital of the Company,
where the equity securities
respectively attributable to the
interests of the holders of ordinary
shares are proportionate to the
respective amounts held by them, as
the Directors may deem necessary or
expedient to deal with fractional
entitlements or legal or practical
problems arising under the Laws of, or
the requirements of, any regulator or
stock exchange authority in
jurisdiction or any other matter
whatsoever b) up to maximum nominal
amount of GBP 6,619,415; Authority
expires on 25 MAY 2009; and the
Company may make any offer or
agreement before such expiry that
would or might require equity
securities to be allotted after this
authority has expired and the
Directors may allot equity securities
S.19 Authorize the Company, in accordance Mgmt No Action *
with Section 166 of the Companies Act
1985, to make market purchases Section
163(3) of up to 52,995,321 ordinary
shares, at a minimum price which will
be paid for ordinary share is 025p and
not more than 5% above the average
market value for such shares taken
from the London Stock Exchange Daily
Official List, for the 5 business days
before the date of purchase; Authority
expires at the conclusion of the AGM
of the Company in 2005; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
- -------------------------------------------------------------------------------------------------------
KIDDE PLC Agenda: 700480267
CUSIP: G5254B100 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: GB0000154020
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the accounts of the Mgmt No Action *
Company for the YE 31 DEC 2003 and the
reports of the Directors
2. Approve the Directors remuneration Mgmt No Action *
report as specified
3. Declare a final dividend recommended Mgmt No Action *
by the Directors of 1.81p per
ordinary share of the Company
4. Elect Mr. Richard Gillingwater as a Mgmt No Action *
Director, who retires in accordance
with the Articles of Association
5. Re-elect Mr. Michael Kirkwood as a Mgmt No Action *
Director, who retires in accordance
with the Articles of Association
6. Re-elect Mr. John Paulter as a Mgmt No Action *
Director, who retires in accordance
with the Articles of Association
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company to hold
office until the conclusion of the
next general meeting at which accounts
are laid
8. Authorize the Directors to determine Mgmt No Action *
the remuneration of the Auditors
9. Authorize the Directors, for the Mgmt No Action *
purpose of Section 80 of the Companies
Act 1985, to allot relevant securities
Section 80 up to an aggregate nominal
amount of GBP 26,960,627.90; Authority
expires at the conclusion of the next
AGM of the Company; the Company,
before such expiry, may make an offer
or agreement which would or might
require relevant securities to be
allotted after such expiry and the
Directors may allot relevant
securities in pursuance of such an
offer or agreement not withstanding
that the authority conferred by this
resolution has expired
S.10 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 9 and
pursuant to Section 95 of the
Companies Act 1985 the Act, to allot
equity securities Section 94 of the
Act pursuant to the authority
conferred by Resolution 9, disapplying
the statutory pre-emption rights
Section 89(1), provided that this
power is limited to the allotment of
equity securities: a) in connection
with a rights issue, options issue in
favor of the holders of equity
securities; and b) up to an maximum
nominal amount of GBP 4,200,000;
Authority expires at the conclusion of
the next AGM of the Company; and the
Company, before such expiry, may make
an offer or agreement which would or
might require equity securities to be
allotted after such expiry and the
Directors may allot equity securities
in pursuance of such an offer or
agreement
S.11 Authorize the Company, pursuant to Mgmt No Action *
Section 166 of the Companies Act 1985,
to make one or more market purchases
Section 163(3) of the Act of
42,000,000 ordinary shares, at a
minimum price of 10 pence and up to
105% of the average of the middle
market prices for an ordinary share
derived from the Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the
Company s next AGM or 18 months
S.12 Amend the Company s Articles of Mgmt No Action *
Association as specified
- -------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda: 700384530
CUSIP: G5256E359 Meeting Type: EGM
Ticker: Meeting Date: 7/4/2003 ISIN: GB0030738503
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that the demerger of the Mgmt No Action *
electricals business of the Company
Demerger, upon the terms and
conditions in the circular dated 17
JUN 2003 and upon the recommendation
of the Directors of the Company and
immediately upon the ordinary shares
of 5 pence each Kesa shares in Kesa
Electricals PLC Kesa Electricals
issued to holders of ordinary shares
of the Company Kingfisher shares in
connection with the Demerger being
admitted to the Official List of the
UK Listing Authority and to trading on
the London Stock Exchange PlC s market
for listed securities admission an
interim dividend on the Kingfisher
shares, equal to the aggregate book
value of the Company s interest in its
wholly-owned subsidiary, Kesa Holdings
Limited be declared payable to holders
of Kingfisher shares on the register
of members of the Company on 07 JUL
2003 Demerger record time, such
dividend to be satisfied by the
transfer effective immediately upon
the admission by the Company to Kesa
Electricals of the entire issued share
capital of Kesa Holdings Limited, in
consideration for which
Kesa Electricals has agreed to allot
and issue the Kesa shares, effective
immediately upon admission and
credited as fully paid, to such
shareholders in proportion of one Kesa
share for every one Kingfisher share
held by such shareholders save that
the number of Kesa shares to be
allotted and issued to each of Ms.
Helen Jones and Mr. Francis Mackay as
holders of Kingfisher shares shall be
reduced by the number of Kesa shares
already held by them for the purposes
of the Demerger being 13 and 7 Kesa
shares respectively so that upon the
admission all holders of Kingfisher
shares including Ms. Helen Jones and
Mr. Francis Mackay will hold one Kesa
share for each Kingfisher share held
at the Demerger record time; and
authorize the Directors of the Company
to do all such acts and things on
behalf of the Company and any of its
subsidiaries
2. Approve conditionally on and Mgmt No Action *
immediately after the Kesa Share
Issue: (a) every one Kingfisher share
then in issue shall be sub-divided
into seven shares of 127/28 pence each
in the capital of the Company each a
subdivided ordinary share and
forthwith upon such sub-division every
eight subdivided ordinary shares shall
be consolidated into one new ordinary
share of 155/7 pence in the capital of
the Company a consolidated ordinary
share provided that no shareholder
shall be entitled to a fraction of a
consolidated ordinary share and all
fractional entitlements arising from
such sub-division and consolidation
shall be aggregated into consolidated
ordinary shares and as soon as
practicable following admission of the
consolidated ordinary shares to the
Official List of the UK Listing
Authority and to trading on the London
Stock Exchange PLC s market for listed
securities, sold and the aggregate
proceeds net of costs and expenses
shall be either retained by the
Company or remitted to the relevant
shareholder; (b) all of the authorized
but unissued Kingfisher shares at that
time shall be consolidated into one
undesignated
share of a nominal value equal to the
aggregate nominal amount of the
unissued Kingfisher shares so
consolidated and forthwith on such
consolidation the said undesignated
share shall be sub-divided into such
number of ordinary share of 155/7 each
an unissued consolidated share
provided that any fraction of an
unissued consolidated share arising
from such sub-division shall be
cancelled; and (c) every resolution of
the Company in general meeting
currently in force shall be
constructed
3. Approve conditionally on immediately Mgmt No Action *
after the Kesa Share Issue: (a) the
rules of the Kesa Group Sharesave
Scheme and the rules of the Kesa Group
International Sharesave Plan including
the schedule relating to the grant of
options to French employees; (b) the
Directors of Kesa Electricals be
authorized to make such modifications
as they may consider necessary for the
purposes of giving effect to this
resolution, including making such
amendments as may be necessary to
obtain the approval of the United
Kingdom Inland Revenue, or such other
approvals as the Directors may
consider necessary as desirable; and
(c) the Directors of Kesa Electricals
be authorized to establish further
schemes or plans based on the Kesa
Group Sharesave Scheme and the Kesa
Group
4. Approve conditionally on and Mgmt No Action *
immediately after the Kesa Share Issue
has become effective: (a) the rules of
the Kesa Group Demerger Award Plan;
(b) the Directors of Kesa Electricals
be authorized to make such
modifications as they deem necessary
for the purposes of implementing and
giving effect to this resolution; and
(c) the Directors of Kesa Electricals
be authorize to establish further
schemes or plans based on the Kesa
Group Demerger Award Plan, but
modified to take account of local tax,
exchange control or securities law in
overseas territories, provided that
any Kesa shares made available under
such schemes or plans are
treated as counting against the limits
on individual and overall
participation contained in the rules
5. Approve conditionally on and Mgmt No Action *
immediately after the Kesa Share Issue
has become effective: (a) the rules of
the Kesa Group Incentive Compensation
Plan; (b) the Director of Kesa
Electricals be authorized to make such
modifications as they consider
necessary for the purposes of
implementing and giving effect to this
resolution; and (c) the Directors of
Kesa Electricals be authorized to
establish further schemes or plans
based on the Kesa Group Incentive
Compensation Plan or adopt schedules
thereto but modified to take account
of local tax, exchange control or
securities law in overseas
territories, provided that any Kesa
shares made available under such
schemes or plans are treated as
counting against the limits on
individual and overall participation
contained in the rules of the Kesa
Group Incentive
6. Approve conditionally on and Mgmt No Action *
immediately after the Kesa Share Issue
has become effective: (a) the draft
Kesa Group Employee Benefit Trust; (b)
the Directors of Kesa Electricals be
authorized to make such modifications
as they consider necessary or
expedient for the purposes of
implementing and giving effect to this
resolution; and (c) authorize the
Directors of Kesa Electricals to
establish further trusts based on the
Kesa Group Employee Benefit Trust or
adopt schedules thereto but modified
to take account of local tax, exchange
control securities law in overseas
- -------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda: 700514929
CUSIP: G5256E383 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: GB0002620150
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
including the Corporate Governance
report and the financial statements
for the YE 31 JAN 2004 along with the
report of the Auditors
10. Authorize the Board of Directors to Mgmt No Action *
offer any holders of any shares in the
capital of the Company the right to
elect to receive shares in the capital
of the Company, instead of cash, in
respect of all or part of all or any
dividends declared or paid during the
period prior to the AGM of the Company
to be held in 2009, on the terms and
conditions in Article 138.1 of the
Articles of Association
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 JAN 2004
3. Declare a final dividend of 6.15 Mgmt No Action *
pence on the ordinary shares for
payment on 11 JUN 2004
4. Elect Mr. Tatton-Brown as a Director Mgmt No Action *
5. Re-elect Sir Francis Mackay as a Mgmt No Action *
Director
6. Re-elect Mr. Hepher as a Director Mgmt No Action *
7. Re-elect Mrs. Salmon as a Director Mgmt No Action *
8. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Company s Auditors and
authorize the Directors to fix their
remuneration
9. Authorize the Directors to allot Mgmt No Action *
relevant securities Section 80 of the
Companies Act 1985 and to make an
offer or agreement which would or
might require relevant securities to
be allotted up to an aggregate nominal
amount of GBP 108,526,099; Authority
expires earlier of at the conclusion
of the next AGM of the Company or on
03 SEP 2005
S.11 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2), disapplying the per emption
rights Section 89(1), provided that
this power shall be limited to the
allotment of equity securities: i) in
connection with a rights issue for
cash in favor of ordinary
shareholders; and ii) up to an
aggregate nominal amount not exceeding
5% of the nominal value of the issued
share capital of the Company;
Authority expires earlier of, the
conclusion of the next AGM of the
Company or on 03 SEP 2005; and the
Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior
S.12 Authorize the Company, pursuant to Mgmt No Action *
Article 44 of the Company s Articles
of Association and Section 166 of the
Companies Act 1985, to make market
purchases Section 163(3) of up to
233,210,664 of its ordinary shares, at
a maximum price of an amount equal to
105% of the average of the middle
market quotations of such shares as
derived form the stock exchange daily
official list for the 5 business after
such purchase; Authority shall expire
at the conclusion of the next AGM of
the Company or on 03 DEC 2005; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly
- -------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda: 700478806
CUSIP: G54404127 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: GB0005603997
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report and the accounts Mgmt No Action *
for the YE 31 DEC 2003
2. Declare a final dividend of 3.33p per Mgmt No Action *
ordinary share
3. Re-elect Mr. C.R.R Avery as a Mgmt No Action *
Director, who retires by rotation
4. Re-elect Mr. J.B Morgans as a Mgmt No Action *
Director, who retires by rotation
5. Re-elect Mr. J.B Pollock as a Mgmt No Action *
Director, in accordance with Article
6. Re-elect Mr. D.J Prosser as a Mgmt No Action *
Director, who retires by rotation
7. Re-elect Dr. R.H Schmitz as a Mgmt No Action *
Director, who retires by rotation
8. Re-elect Mr. J.M Strachan as a Mgmt No Action *
Director, in accordance with Article
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company;
Authority expires at the conclusion of
the next AGM
10. Authorize the Directors to determine Mgmt No Action *
the Auditors remuneration
11. Approve the Directors report on Mgmt No Action *
remuneration and the accounts
12. Authorize the Directors, pursuant to Mgmt No Action *
Section 80 of the Companies Act 1985,
to allot relevant securities Section
80 up to an aggregate nominal amount
of GBP 8,129,827 5% of the issued
share capital of the Company;
Authority expires the earlier of the
next AGM of the Company or 30 JUN 2005;
and the Directors may make allotments
during the relevant period which may
be exercised after the relevant period
S.13 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 12 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred by
Resolution 12, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 8,129,827 5% of
the issued share capital; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 30
JUN 2005; and the Directors may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.14 Authorize the Company, pursuant to Mgmt No Action *
Article 7 of the Articles of
Association of the Company, for the
purpose of Section 166 of the
Companies Act 1985, to make market
purchases of any of its ordinary
shares of up to 325,193,096 ordinary
shares 5% of the issued share capital
of the Company, at a minimum price of
2.5p and up to 105% of the average
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 30
JUN 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
S.15 Amend the Articles of Association, by Mgmt No Action *
deleting the figures from Article 4
of GBP 150,000,000 and GBP
6,000,000,000 and substituting it
with the figures GBP 230,000,000 and
9,200,000,000, respectively
S.16 Amend the Articles of Association, by Mgmt No Action *
deleting the figure from Article 95
of GBP 750,000 and substituting it
with the figure GBP 1,000,000
S.17 Amend the Article 86, 87, 88, 91 and Mgmt No Action *
92 of the Articles of Association of
the Company
S.18 Adopt the Legal & General Group Plc Mgmt No Action *
Share Bonus Plan the SBP and authorize
the Directors of the Company to do all
acts, matters and things which they
may consider necessary or desirable in
order to carry the SBP into effect,
including the making of non-material
or consequential amendments thereto
S.19 Adopt the Legal & General Group Plc Mgmt No Action *
Performance Share Plan the PBP and
authorize the Directors of the Company
to do all acts, matters and things
which they may consider necessary or
desirable in order to carry the PBP
into effect, including the making of
non-material or consequential
amendments thereto
- -------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda: 700498783
CUSIP: G5485F144 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: BMG5485F1445
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
consolidated accounts and the reports
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Declare a final dividend for the YE 31 Mgmt No Action *
DEC 2003
3.1 Re-elect Mr. Danny Lau Sai Wing as an Mgmt No Action *
Executive Director
3.2 Re-elect Mr. Annabella Leung Wai Ping Mgmt No Action *
as an Executive Director
3.3 Re-elect Mr. Paul Edward Selway-Swift Mgmt No Action *
as an Independent Non-Executive
Director
4. Approve to fix the Directors fees at Mgmt No Action *
HKD 80,000 per annum for the YE 31 DEC
2004 and each subsequent FY until the
Company decides otherwise and an
additional amount of HKD 50,000 per
annum for the YE 31 DEC 2004 and each
subsequent FY until the Company
decides otherwise, payable to the
Non-Executive Directors who serve on
the Audit Committee
5. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors and authorize the
Directors to fix their remuneration
6. Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of the
Company during the relevant period, on
The Stock Exchange of Hong Kong
Limited or any other stock exchange on
which the shares of the Company have
been or may be listed and recognized
by the Securities and Futures
Commission under the Hong Kong Code on
Share Repurchases for such purposes,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM of the Company is to be
held pursuant to Companies Act 1981 of
Bermuda (as
7. Authorize the Directors to allot, Mgmt No Action *
issue and deal with additional shares
in the capital of the Company and make
or grant offers, agreements and
options during and after the relevant
period, not exceeding the aggregate of
a) 20% of the aggregate nominal amount
of the issued share capital of the
Company; plus b) the nominal amount of
share capital repurchased up to 10% of
the aggregate nominal amount of the
issued share capital, otherwise than
pursuant to i) a rights issue; or ii)
any share option scheme or similar
arrangement; or iii) any scrip
dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM of
the Company is to be held pursuant to
Companies Act 1981 of Bermuda (as
amended)
8. Authorize the Directors of the Mgmt No Action *
Company to exercise the powers of the
Company referred to in Resolution 7 in
respect of the share capital of the
Company referred to in Resolution
S.9 Amend the Bye-laws of the Company by: Mgmt No Action *
amending Bye-law 1, 85, 109, 110(A),
115
- -------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda: 700409748
CUSIP: G5485F144 Meeting Type: SGM
Ticker: Meeting Date: 9/22/2003 ISIN: BMG5485F1445
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and ratify the sale and Mgmt No Action *
purchase and sale agreement dated 18
AUG 2003, the Agreement, entered into
between Colby Group Holdings Limited,
a wholly owned subsidiary of the
Company and Mr. Alan Chartash Mr.
Chartsh and the transactions
contemplated thereunder; authorize any
one of the Directors of the Company to
do all such further acts and things
and execute such further documents and
take all steps which in his opinion
may be necessary, desirable or
expedient to implement and/or give
effect to the Agreement and the
transactions contemplated thereunder
with any changes as such Director may
consider necessary, desirable or
expedient; and authorize the Directors
to allot and issue 3,797,191 new
ordinary shares of HKD 0.025 each of
the Company, as the consideration
shares to the order to Mr. Chartash
pursuant to the terms of the
Agreement, which consideration shares
shall not deemed to be allotted and
issued pursuant to the general mandate
granted to the Directors at the AGM of
the Company held on 12 MAY 2003 and
shall rank pari passu in all respects
with the existing shares
- -------------------------------------------------------------------------------------------------------
LLOYDS TSB GROUP PLC Agenda: 700500413
CUSIP: G5542W106 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0008706128
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and of the Auditors
for the YE 31 DEC 2003
11. Approve the draft rules of the Lloyds Mgmt No Action *
TSB Performance Share Plan Plan as
specified and authorize the
Directors to cause the rules to be
adopted in, or substantially in, the
form of the draft and to do all acts
and things necessary or expedient to
carry the plan into effect; and
approve the amendment to the Lloyds
TSB Group No. 2 Executive Share Option
Scheme 1997 as specified and authorize
the Directors to adopt the amendments
from 01 JAN 2005
2. Approve the Directors remuneration Mgmt No Action *
report contained in the report and
accounts
3.a Elect Mr. P.G. Ayliffe as a Director, Mgmt No Action *
who retires under Article 78 of the
Company s Articles of Association
3.b Elect Dr. W.C.G. Berndt as a Mgmt No Action *
Director, who retires under Article
78 of the Company s Articles of
3.c Elect Mrs. A.A. Knight as a Director, Mgmt No Action *
who retires under Article 78 of the
Company s Articles of Association
3.d Elect Mrs. H.A. Weir as a Director, Mgmt No Action *
who retires under Article 78 of the
Company s Articles of Association
4.a Re-elect Mr. Ewan Brown as a Mgmt No Action *
Director, who retires by rotation
under Article 81 of the Company s
Article of Association
4.b Re-elect Mr. Mr. J.E. Daniels as a Mgmt No Action *
Director, who retire by rotation
under Article 81 of the Company s
Article of Association
4.c Re-elect Mr. D.P. Pritchard as a Mgmt No Action *
Director, who retires by rotation
under Article 81 of the Company s
Article of Association
4.d Re-elect Mr. M.A. Van den Bergh as a Mgmt No Action *
Director, who retires by rotation
under Article 81 of the Company s
Article of Association
5. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors
6. Authorize the Directors to set the Mgmt No Action *
remuneration of the Auditors
7. Approve to renew the authority Mgmt No Action *
conferred on the Directors by
Paragraph 9.2 of the Article 9 of the
Company s Articles of Association, for
the period ending on the day of the
AGM in 2005 or on 20 AUG 2005,
whichever is earlier, and for that
period the Section 80 amount shall be
GBP 334,068,329, USD 40,000,000, EUR
40,000,000 and JPY 250,000,000
S.10 Approve and adopt the new Articles of Mgmt No Action *
Association of the Company, subject
to the passing of Resolutions 7 and 8
in substitution for the existing
Articles of Association
S.8 Approve to renew the authority Mgmt No Action *
conferred on the Directors, subject to
the passing of Resolution 7, by
Paragraph 9.3 of the Article 9 of the
Company s Articles of Association and
for that period the Section 89 amount
shall be GBP 70,913,582, and the sale
of treasury shares shall be treated as
an allotment of equity securities for
the purpose of Article
S.9 Approve to renew the authority given Mgmt No Action *
to the Company, to make market
purchases Section 163 of the Companies
Act 1985 of up to 567 million ordinary
shares of 25p each in the capital of
the Company, at a minimum price of 25p
and up to 105% of the average middle
market quotations for such shares
derived from the stock exchange daily
official list, over the previous 5
business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 20 NOV
2005; the Company, before the expiry,
may make a contract to purchase
ordinary shares which will or may be
executed wholly or partly
- -------------------------------------------------------------------------------------------------------
LOGICACMG PLC Agenda: 700502506
CUSIP: G55552106 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: GB0005227086
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Company s Mgmt No Action *
report and the accounts for the YE 31
DEC 2003
2. Declare a final dividend of 3.4 pence Mgmt No Action *
for each ordinary share
3. Approve the remuneration committee Mgmt No Action *
report for the YE 31 DEC 2003
4. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Company s Auditors and
authorize the Directors to set their
fees
5. Re-elect Mr. Seamus Keating as an Mgmt No Action *
Executive Director
6. Re-elect Ms. Angela Knight as a Non- Mgmt No Action *
Executive Director
7. Elect Mr. Martin Read as an Executive Mgmt No Action *
Director
8. Authorize the Director to make one or Mgmt No Action *
more market purchases of the Company s
ordinary shares for the purposes of
Section 166 of the Companies Act 1985
the Act, of up to 75,001,960 ordinary
shares 10%of the Company s issued
share capital as at 01 MAR 2004, at a
minimum price of 10 pence per ordinary
share which is the nominal value and
not more than 5% above the mid market
prices of the ordinary shares of the
Company as derived from the Daily
Official List of the London Stock
Exchange, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 12 months; the Company,
before the expiry, may purchase
ordinary shares which will or may be
executed after such expiry either in
whole or in part and the Company may
complete a purchase
9. Authorize the Directors to allot the Mgmt No Action *
Company s relevant securities Section
80 of the Act up to an total nominal
value of GBP 25,000,653; Authority
expires at the conclusion of the next
AGM of the Company; and the Company
may allot relevant securities after
the expiry of this authority in
pursuance of an agreement made prior
to such expiry
10. Authorize the Directors to allot Mgmt No Action *
equity securities Section 94 for cash
pursuant to the authority granted in
Resolution 9, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: i) in connection with a
rights issue, open offer or other
offer of securities in favor of
ordinary shareholders; and b) up to an
aggregate nominal value of GBP
3,750,098 being 37,500,980 ordinary
shares of 10 pence each; Authority
expires on the conclusion of the next
AGM; and the Company may allot equity
securities after this power ends if
the allotment is made
pursuant to an agreement or offer
which was made before this power ends
- -------------------------------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC Agenda: 700383045
CUSIP: G5824M107 Meeting Type: AGM
Ticker: Meeting Date: 7/16/2003 ISIN: GB0031274896
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive the report of the Directors Mgmt No Action *
and the financial statements for the
52 weeks ended 29 MAR 2003, together
with the report of the Auditors
2. Approve the remuneration report Mgmt No Action *
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4. Elect Mr. Justin King as a Director Mgmt No Action *
5. Elect Mr. Vittorio Radice as a Mgmt No Action *
6. Re-elect Mr. Roger Holmes as a Mgmt No Action *
7. Re-elect Mr. Jack Keenan as a Mgmt No Action *
8. Re-elect Mr. Laurel Powers-Freeling Mgmt No Action *
as a Director
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the next general meeting at which
accounts are laid before the Company
and authorize the Directors to
determine their remuneration
10. Approve to renew the authority of the Mgmt No Action *
Directors, conferred by Article 14(B)
of the Company s Articles of
Association, to allot relevant
securities up to an aggregate nominal
amount Section 89 of GBP 189,208,626;
Authority expires the earliest of the
conclusion of the AGM in 2004 or 15
OCT 2004
S.11 Approve to renew the authority of the Mgmt No Action *
Directors, conferred by Article 14(B)
of the Company s Articles of
Association, to allot equity
securities wholly for cash in
connection with a rights issue up to
an aggregate nominal amount Section 89
of GBP 28,381,293
S.12 Authorize the Company to make market Mgmt No Action *
purchases Section 163 of the Companies
Act 1985 of up to 227 million ordinary
shares of 25p each, at a pay of 25p
and not more than 105% of the average
middle market price for such shares
according to the Daily Official List
of the London Stock Exchange, for the
5 business days; Authority expires the
earlier of the conclusion of the AGM
of the Company in 2004 or 15 OCT 2004;
the Company, before the expiry, may
make purchase ordinary shares which
will or may be executed wholly or
partly after such expiry
- -------------------------------------------------------------------------------------------------------
FRIENDS PROVIDENT PLC Agenda: 700500893
CUSIP: G6083W109 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: GB0030559776
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report and the Mgmt No Action *
accounts for the YE 31 DEC 2003 and
the Auditors report on those
2. Declare a final dividend of 4.9 pence Mgmt No Action *
for each ordinary share
3. Elect Mr. Ray King as a Director of Mgmt No Action *
Friends Provident Plc
4. Elect Mr. Philip Moore as a Director Mgmt No Action *
of Friends Provident Plc
5. Re-elect Lady Judge as a Director of Mgmt No Action *
Friends Provident Plc
6. Re-elect Lord MacGregor as a Director Mgmt No Action *
of Friends Provident Plc
7. Re-elect Mr. David Newbigging as a Mgmt No Action *
Director of Friends Provident Plc
8. Re-elect Mr. Keith Satchell as a Mgmt No Action *
Director of Friends Provident Plc
9. Re-elect Mr. Brian Sweetland as a Mgmt No Action *
Director of Friends Provident Plc
10. Approve the Directors report on Mgmt No Action *
remuneration for the YE 31 DEC 2003
11. Appoint KPMG Audit Plc as the Mgmt No Action *
Auditors until the next year s AGM
12. Authorize the Directors to set the Mgmt No Action *
fees of the Auditors
13. Authorize the Directors, pursuant to Mgmt No Action *
Section 80 of the Companies Act 1985
the Act, to allot relevant securities
Section 80(2) of the Act up to an
aggregate nominal amount of GBP
57,430,303.70; Authority shall
expire on the 5th anniversary of the
passing of this resolution; and the
Company shall be entitled to make
offers or agreements before the expiry
of such authority which would or might
require relevant securities to be
allotted after such expiry and the
Directors may allot relevant
securities in pursuance of such offer
or agreement as if the authority
conferred hereby had not expired
14. Grant authority to use treasury Mgmt No Action *
shares in the Company s Employee
S.15 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Act, to allot equity
securities Section 94(2) of the Act
for cash pursuant to the authority
conferred by Resolution 13,
disapplying the statutory pre- emption
rights Section 89(1) of the Act,
provided that this power is limited:
a) to the allotment of equity
securities in connection with a rights
issue, open offer or other offer of
securities in favor of ordinary
shareholders; and b) the allotment to
any person or persons of equity
securities up to an aggregate nominal
amount of GBP 8,614,545.60; Authority
expires on the first anniversary of
this resolution or the date of the
next AGM of the Company; the Company
shall be entitled to make offers or
agreements before the expiry of such
power which would or might require
equity securities to be allotted after
such expiry and the Directors may
allot equity securities in pursuance
of such an offer or agreement as if
the authority conferred hereby had not
expired
S.16 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the Act of
up to 172,290,911 ordinary shares of
10 pence each of the Company, at a
minimum price of 10 pence and not more
than 105% of the average middle market
quotations for an ordinary share in
the Company as derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires on the first
anniversary of the passing of this
resolution or the date of the next AGM
of the Company; the Company may
make a contract to purchase its
ordinary shares under the authority
hereby conferred prior to the expiry
of such authority, which will or may
be executed wholly or partly after
such expiry of such authority and may
purchase its ordinary shares
S.17 Amend the Articles of Association Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MISYS PLC Agenda: 700405637
CUSIP: G61572148 Meeting Type: AGM
Ticker: Meeting Date: 9/30/2003 ISIN: GB0003857850
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the report of the Mgmt No Action *
Directors the financial statements for
the YE 31 MAY 2003
2. Approve the remuneration report for Mgmt No Action *
the YE 31 MAY 2003
3. Declare a final dividend of 3.55p per Mgmt No Action *
ordinary share, payable in cash to all
members on the register at the close
of business on 25 JUL 2003
4. Re-elect Mr. Kevin Lomax as a Mgmt No Action *
Director of the Company
5. Re-elect Sir Dominic Cadbury as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. George Farr as a Mgmt No Action *
Director of the Company
7. Elect Dr. Jorgen Zech as a Director Mgmt No Action *
of the Company
8. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
and authorize the Directors to fix
their remuneration
9. Authorize the Directors, in Mgmt No Action *
accordance with Article 7 of the
Articles of Association of the
Company, to allot relevant securities
up to a maximum nominal amount of
GBP 1,864,606; Authority expires at
the conclusion of the AGM in 2004
S.10 Authorize the Directors, in Mgmt No Action *
accordance with Article 7 of the
Articles of Association of the
Company, to allot equity securities
for cash and for the purposes of
Paragraph (1)(b) of Article 7, up to
nominal amount of GBP 279,690;
Authority expires at the conclusion
S.11 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of ordinary
shares of up to a maximum nominal
value of GBP 559,381, at a minimum
equal to the nominal value of such
share and up to 105% of the average
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over
the previous 5 dealing days;
Authority expires at the conclusion
of the next AGM of the Company in
2004; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will
or may be executed wholly or partly
12. Authorize the Company or any wholly Mgmt No Action *
owned subsidiary of the Company, for
the purposes of Part XA of the
Companies Act 1985, to make donations
to EU Political organizations and
incur EU political expenditure in an
aggregate sum of GBP 50,000 per annum;
Authority expires at the conclusion of
the AGM of the Company in 2004
13. Approve the amendments to the Company s Mgmt No Action *
Shares Incentive Plan
- -------------------------------------------------------------------------------------------------------
MITCHELLS & BUTLERS PLC, BIRMINGHAM Agenda: 700443586
CUSIP: G61614106 Meeting Type: AGM
Ticker: Meeting Date: 2/12/2004 ISIN: GB0032612797
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Company s financial Mgmt No Action *
statements for the YE 30 SEP 2003,
together with the reports of the
Directors and the Auditors
2. Approve the remuneration report for Mgmt No Action *
the YE 30 SEP 2003
3 Declare a final dividend on the Mgmt No Action *
ordinary shares
4.a Re-appoint Mr. Mike Barmley as a Mgmt No Action *
Director of the Company
4.b Re-appoint Mr. Roger Carr as a Mgmt No Action *
Director of the Company
4.c Re-appoint Mr. Tim Clarke as a Mgmt No Action *
Director of the Company
4.d Re-appoint Mr. George Fairweather as Mgmt No Action *
a Director of the Company
4.e Re-appoint Mr. Tony Hughes as a Mgmt No Action *
Director of the Company
4.f Re-appoint Sir Tim Lankester as a Mgmt No Action *
Director of the Company
4.g Re-appoint Mr. Karim Naffah as a Mgmt No Action *
Director of the Company
4.h Re-appoint Ms. Sara Weller as a Mgmt No Action *
Director of the Company
5. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company until the
next general meeting at which the
accounts are to be laid and authorize
the Directors
6. Authorize the Directors, in Mgmt No Action *
accordance with Section 80 of the
Companies Act, 1985 and within the
terms of Articles 14 of the Articles
of Association of the Company, to
allot relevant securities up to an
aggregate nominal amount of GBP
12,271,560
9. Authorize the Company and any Comp Mgmt No Action *
any that is or becomes a subsidiary of
the Company during the period to which
the resolution relates, for the
purposes of Part XA of the Companies
Act 1985 to: i) make donations to EU
political organizations; and ii) to
incur political expenditure in an
aggregate amount not exceeding GBP
100,000 during the period ending on
the date of the AGM in 2005
S.7 Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, to allot equity securities
for cash pursuant to the authority
conferred by Resolution 6 within the
terms of Articles 14 of the Articles
of Association of the Company,
disapplying the statutory pre-emption
rights Section 89(1) of the Companies
Act: i) in connection with a rights
issue as specified; b) up to an
aggregate nominal amount of GBP
1,840,730; Authority expires at the
end of five years
S.8 Authorize the Company, subject to and Mgmt No Action *
in accordance with Article 11 of the
Company s Articles of Association, to
make market purchases Section 163(3)
of the Companies Act of up to
51,973,920 ordinary shares of 7.5p
each in the capital of the Company
ordinary shares, at a minimum price
of 7.5p and up to 105% of the average
middle market quotations for an share
derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 12
MAY 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly
- -------------------------------------------------------------------------------------------------------
MITCHELLS & BUTLERS PLC, BIRMINGHAM Agenda: 700434549
CUSIP: G61614106 Meeting Type: EGM
Ticker: Meeting Date: 12/1/2003 ISIN: GB0032612797
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that, subject to and Mgmt No Action *
conditional upon admissions of the new
ordinary shares to the Official list
of the United Kingdom Listing
Authority and to trading on the London
Stock Exchange becoming effective: (a)
all the ordinary shares of 5 pence
each in the capital of the Company
which at the close of business on 01
DEC 2003 are shown in the books of the
Company as authorized, whether issued
or unissued, shall be subdivided into
new ordinary shares of 1/12 of a penny
each in the capital of the Company;
(b) the Secretary of the Company and
the Deputy Secretary of the Company
shall jointly subscribe at par up to
84 new intermediate shares with an
aggregate nominal value equal to the
nominal value of the number of
additional intermediate shares
required to be issued in order to
increase the issued share capital of
the Company to the nearest number of
shares exactly divisible by 85; (c)
all intermediate shares that remain
unissued following the issue of new
intermediate shares to the Secretary
of the Company shall be consolidated
into new ordinary shares of 71/12
pence each in the capital of the
Company, provided that where such
consolidation would otherwise result
in a fraction of an unissued new
ordinary share, that number of
intermediate shares which would
otherwise constitute such fraction
shall be cancelled pursuant to Section
121 (2)(e) of the Companies Act 1985;
and (d) all
intermediate shares that are in issue,
including the new intermediate shares
that have been issued to the Secretary
of the Company and the Deputy
Secretary of the Company, jointly,
shall be consolidated into new
ordinary shares of 71/12 pence each in
the capital of the Company, provided
that, where such consolidation results
in any Member being entitled to a
fraction of new ordinary share and
authorize the Directors of the Company
to execute an instrument of transfer
in respect of such shares on behalf of
the relevant Members and to do all
acts and things the Directors may
consider necessary or expedient to
effect the transfer of such shares to,
or in accordance with the Directors
2. Authorize the Company, subject to the Mgmt No Action *
passing of Resolution 1 and for the
purpose of Section 166 of the
Companies Act 1985, to make market
purchases Section 163 of the Companies
Act 1985 of up to 51,971,500 ordinary
shares, at a minimum price of nominal
value of such share and not more than
105% above the average market value
for such shares derived from the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires at the
conclusion of the next AGM of the
Company in 2004; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
NATIONAL GRID TRANSCO PLC Agenda: 700384162
CUSIP: G6375K102 Meeting Type: AGM
Ticker: Meeting Date: 7/21/2003 ISIN: GB0031223877
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report and the accounts Mgmt No Action *
for the YE 31 MAR 2003 and the
Auditors report on the accounts
2. Declare a final dividend of 10.34 Mgmt No Action *
pence per ordinary share USD 0.8396
per American Depositary Share for
the YE 31 MAR 2003
3. Re-appoint Mr. Nick Winser as a Mgmt No Action *
Director
4. Re-appoint Sir. John Parker as a Mgmt No Action *
Director
5. Re-appoint Mr. Steve Lucas as a Mgmt No Action *
Director
6. Re-appoint Mr. John Wybrew as a Mgmt No Action *
Director
7. Re-appoint Mr. Kenneth Harvey as a Mgmt No Action *
Director
8. Re-appoint Mr. Stephen Pettit as a Mgmt No Action *
Director
9. Re-appoint Mr. George Rose as a Mgmt No Action *
Director
10. Re-appoint Mr. Steve Holliday as a Mgmt No Action *
Director
11. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Company s Auditors until the
next general meeting at which accounts
are laid before the Company and
authorize the Directors to set the
Auditors remuneration
12. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 MAR 2003
S.13 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of up to
307,722,000 ordinary shares of 10
pence each, at a minimum price of 10
pence and not more than 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
for the 5 business days; Authority
expires the earlier of the conclusion
of the next AGM or 15 months; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
- -------------------------------------------------------------------------------------------------------
DE LA RUE PLC (NEW) Agenda: 700382928
CUSIP: G6448X107 Meeting Type: AGM
Ticker: Meeting Date: 7/17/2003 ISIN: GB0009380592
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the financial statements
of the Company for the YE 29 MAR 2003
together with the report of the
Auditors
2. Approve the remuneration report for Mgmt No Action *
the YE 29 MAR 2003
3. Declare a final dividend on the Mgmt No Action *
Company s ordinary shares in respect
of the YE 29 MAR 2003
4. Re-elect Mr. S. A. King as a Mgmt No Action *
Director, who retire pursuant to
Article 33.1 of the Company s
5. Re-elect Mr. N. K. Brookes as a Mgmt No Action *
Director, who retire pursuant to
Article 38.1 of the Company s
Articles of Association
6. Re-elect Mr. M. M. Jeffries as a Mgmt No Action *
Director, who retire pursuant to
Article 38.1 of the Company s
Articles of Association
7. Re-appoint PricewaterhouseCoopers Mgmt No Action *
LLP, as the Auditors of the Company,
until the conclusion of the next
general meeting at which accounts are
laid before the Company
8. Authorize the Directors to determine Mgmt No Action *
the Auditor s remuneration
9. Authorize the Directors, in Mgmt No Action *
substitution of any existing authority
and for the purposes of Section 80 of
the Companies Act 1985, to allot
relevant securities; of up to GBP
15,149,011; Authority expires at the
conclusion of the next AGM of the
Company; and authorize the Directors
to allot relevant securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior
S.10 Authorize the Directors, in Mgmt No Action *
substitution of any existing
authority, subject to the passing of
Resolution 9 and pursuant to Section
95 of the Companies Act 1985, to
allot equity securities for cash
pursuant to the authority conferred
by Resolution 6 and disapplying the
pre-emption rights Section 89(1),
provided that such power shall be
limited to the allotment of equity
securities, i) in connection with a
rights issue, open offer or other
offers in favour of ordinary
shareholder; and ii) up to an amount
GBP 2,272,331; Authority expires at
the conclusion of the next AGM of the
Company; and authorize the
Directors to allot equity securities
after the expiry of this authority in
pursuance of such an offer or
S.11 Authorize the Company, pursuant to Mgmt No Action *
Article 83 of the Articles and in
accordance with Section 166 of the
Companies Act, to make market
purchases Section 163(3), up to an
aggregate number of 27,250,041
ordinary shares 14.99% of the
Company s issued ordinary share
capital; at a minimum price of 25
pence and not exceeding more than 5%
above the average of the market value
of such shares as derived from the
London Stock Exchange Daily Official
List for the 5 business days preceding
the day of such purchase; Authority
expires earlier of at the conclusion
of the next AGM of the Company or 12
months; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly
- -------------------------------------------------------------------------------------------------------
NOVAR PLC Agenda: 700482918
CUSIP: G6673M115 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: GB0001762680
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited accounts
2. Approve the report on the Directors Mgmt No Action *
remuneration
3. Declare a dividend Mgmt No Action *
4.i Re-appoint Mr. D.A. Dayan as a Mgmt No Action *
4.ii Re-appoint Mr. H.D. Nilsson as a Mgmt No Action *
Director
4.iii Re-appoint Mr. B.J. Hintz as a Mgmt No Action *
4.iv Re-appoint Mr. S.L. Howard as a Mgmt No Action *
Director
4.v Re-appoint Mr. O.H.J. Stocken as a Mgmt No Action *
Director
4.vi Re-appoint Sir Geoffrey Whalen as a Mgmt No Action *
Director
5. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors
6. Authorize the Directors to allot Mgmt No Action *
share under Section 80 of the
Companies Act 1985
7. Approve to disapply pre-emption Mgmt No Action *
8. Grant authority to purchase ordinary Mgmt No Action *
shares
9. Grant authority to purchase Mgmt No Action *
preference shares
- -------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda: 700483770
CUSIP: G69651100 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: GB0006776081
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the accounts of Mgmt No Action *
the Company and the reports of the
Directors of the Company and the
Auditors for the YE 31 DEC 2003
2. Declare a final dividend on the Mgmt No Action *
ordinary shares
3. Re-elect Mr. Dennis Stevenson as a Mgmt No Action *
Director
4. Re-elect Mr. John Makinson as a Mgmt No Action *
Director
5. Re-elect Mr. Reuben Mark as a Mgmt No Action *
6. Re-elect Mr. Vernon Sankey as a Mgmt No Action *
Director
7. Receive and approve the report of the Mgmt No Action *
Directors remuneration
8. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors for the ensuing year
9. Authorize the Directors to determine Mgmt No Action *
the remuneration of the Auditors
10. Authorize the Directors, in Mgmt No Action *
substitution of the authority of the
AGM of 25 APR 2003, subject to the
passing of Resolution 11 of the AGM
of 25 MAR 2004, to allot relevant
securities Section 80 of the
Companies Act 1985 up to an
aggregate nominal amount of GBP 66,
871,000; Authority expires on 29 APR
2009; and the Directors may make
allotments during the relevant period
which may be exercised after the
11. Approve to increase the authorized Mgmt No Action *
share capital of the Company from GBP
294,500,000 by GBP 1,000,000 to GBP
295,500,000 by the creation of
4,000,000 ordinary shares of 25p each
S.12 Authorize the Board of Directors of Mgmt No Action *
the Company, pursuant to Section 95,
to allot equity securities Section 94
for cash pursuant to the authority
conferred by Resolution 10,
disapplying the statutory pre- emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: i) in connection
with a rights issue in favor of
ordinary shareholders; ii) up to an
aggregate nominal value of GBP
10,030,000; Authority expires on 29
APR 2009; and the Board may allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to such
expiry
S.13 Authorize the Company, pursuant to Mgmt No Action *
Article 9 of the Company s Articles of
Association, to make market purchases
Section 163(3) of the Companies Act
1985 of up to 80,000,000 ordinary
shares of 25p each in the capital of
the Company, at a minimum price of 25p
and equal to 105% of the average
market value for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires on 29
JUL 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
S.14 Approve to adopt the document Mgmt No Action *
produced to the meeting as the
Articles of Association of the
Company in substitution for and to
the exclusion of the present Articles
of Association of the Company
15. Approve to extend the Pearson PLC UK Mgmt No Action *
Worldwide Save for Share Plan until 30
APR 2014 and authorize the Directors
to operate savings-related shares
option plans in countries other than
the UK on terms similar to and subject
to the overall limits contained in the
Pearson PLC UK Worldwide Save for
Share Plan and Authorize the Directors
to be counted in the quorum at a
meeting of the Directors and vote as
Directors on any other matter
connected with the Pearson PLC UK
Worldwide Save for Shares Plan or any
plan established above,
notwithstanding that they may be
interested in the same
- -------------------------------------------------------------------------------------------------------
PERSIMMON PLC Agenda: 700477133
CUSIP: G70202109 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0006825383
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors and Mgmt No Action *
the Auditors reports and financial
statements for the YE 31 DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect Mr. John White as a Director Mgmt No Action *
4. Re-elect Mr. Michael Farley as a Mgmt No Action *
Director
5. Re-elect Mr. David Bryant as a Mgmt No Action *
6. Re-elect Sir Chips Keswick as a Mgmt No Action *
Director
7. Re-elect Mr. Neil Davidson as a Mgmt No Action *
Director
8. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next AGM and
authorize the Directors to determine
their remuneration
9. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
S.10 Authorize the Company, to make market Mgmt No Action *
purchases Section 163(3) of up to
28,386,136 ordinary shares of 10p each
in its capital, at maximum price of
not more than 5% above the average of
the middle market value per ordinary
share derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the next AGM or 22 OCT 2005; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly
- -------------------------------------------------------------------------------------------------------
PILKINGTON PLC Agenda: 700388261
CUSIP: G70956118 Meeting Type: AGM
Ticker: Meeting Date: 7/28/2003 ISIN: GB0006884620
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt No Action *
the YE 31 MAR 2003 and the reports of
the Directors and the Auditors
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 30 MAR 2003
3. Declare a dividend of 3.25 p per Mgmt No Action *
ordinary share for the YE 31 MAR 2003
to be paid on 13 JUN 2003
4. Re-elect Sir. Nigel Rudd as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. William Harrison as a Mgmt No Action *
Director of the Company
6. Re-appoint PricewaterhouseCoopers Mgmt No Action *
LLP, as the Company s Auditors until
the next general meeting at which
accounts are laid before the Company
and authorize the Directors to
determine their remuneration
9. Authorize the Directors, pursuant to Mgmt No Action *
Article 133 of the Company s Articles
of Association, to continue to operate
the Scrip Dividend Scheme in respect
of all dividends declared by the
Company prior to 28 JUL 2008
S.10 Amend Article 146 of the Company s Mgmt No Action *
Articles of Association by inserting
new words after the existing sub-
paragraph (iv)
S.7 Authorize the Directors pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section 94
for cash, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities a)
in connection with a rights issue or a
scrip dividend in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
1,505,512; Authority expires the
earlier of the conclusion of the
Company s next AGM in 2003 or 15
months; and authorize the Directors
to allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.8 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of up to
126,022,050 of ordinary shares of 50p
each in the Company s capital, at a
minimum price of 50p per share and up
to 105% of the average middle market
quotations for such shares derived
from the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier of the conclusion of the
Company s next AGM or 18months; the
Company, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
- -------------------------------------------------------------------------------------------------------
PENINSULAR & ORIENTAL STEAM NAVIGATION CO P&O Agenda: 700498315
CUSIP: G71710142 Meeting Type: AGM
Ticker: Meeting Date: 5/14/2004 ISIN: GB0006800485
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the accounts of the Mgmt No Action *
Company for the YE 31 DEC 2003 and the
reports of the Directors and the
Independent Auditors thereon
2. Approve the Directors remuneration Mgmt No Action *
report
3. Declare a dividend Mgmt No Action *
4. Re-elect Sir David Brown as a Mgmt No Action *
5. Re-elect Sir John Collins as a Mgmt No Action *
6. Re-elect Mr. Russ Peters as a Mgmt No Action *
7. Re-elect Peter Smith as a Director Mgmt No Action *
8. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Independent Auditors of the Company
until the conclusion of the next AGM
at which the accounts are laid
9. Authorize the Directors to determine Mgmt No Action *
the remuneration of the KPMG Audit
10. Amend the Rules of the P&O 2000 Mgmt No Action *
Executive Stock Option Plan as
prescribed and authorize the
Directors to do all such things
necessary to implement the amendments
11. Approve to extend the authority Mgmt No Action *
conferred by Resolution 7 of the AGM
of the Company on 06 MAY 1988 in
accordance with the terms of the
resolution, to make non pre-emptive
issues of stock up to an aggregate
nominal amount of GBP 36,000,000, not
exceeding: (a) the stock issued prior
to this resolution; (b) stock falling
to be granted pursuant to any
subscription and conversion rights;
(c) stock falling to be issued in
pursuance of any offer or agreement
made before
the passing of this resolution; (d)
any subscription or conversion rights
granted pursuant to any offer or
agreement made before the passing of
this resolution and stock falling to
be issued pursuant to rights so
granted; Authority expires the earlier
of the conclusion of the AGM of the
Company in 2005 or 14 AUG 2005
12. Approve the P&O 2004 UK Sharesave Mgmt No Action *
Plan Plan a prescribed and authorize
the Directors to do all such things
necessary to give effect to the Plan
13. Authorize the Directors of the Mgmt No Action *
Company to establish further stock
plans for the benefit of the employees
overseas based on UK Sharesave Plan,
subject to such modifications as may
be necessary or desirable to take
account of securities laws, exchange
control or tax in the relevant
overseas territories, and provided
that any deferred stock of the Company
made available under such further
plans is counted against the limit on
the total amount of such stock which
may be utilized under the UK Sharesave
Plan and the limit on individual
participation in that plan; and
authorize the Directors to issue
stocks pursuant to any such overseas
pans which may be established without
offering such stock in the first place
to the registered holders of the
deferred stock pursuant to Article
10(5) of the Supplemental
S.14 Authorize the Company to make market Mgmt No Action *
purchases of deferred stock in the
Company up to GBP 36,000,000 at a
minimum price of GBP 1 nominal and a
maximum price equal to 105% of the
average of the middle market
quotations for such stocks in the
Company as derived from the Daily
Official List of the London Stock
Exchange for the 5 business days
immediately preceding the day on
which the deferred stock is
purchased; Authority expires at the
conclusion of the AGM of the Company
in 2005; the Company, before the
expiry, may make a contract to
purchase deferred stock which will or
may be executed wholly or partly
S.15 Amend the regulations of the Company Mgmt No Action *
by deleting the existing Regulation
51 and substituting for it the new
regulation
- -------------------------------------------------------------------------------------------------------
PENINSULAR & ORIENTAL STEAM NAVIGATION CO P&O Agenda: 700471573
CUSIP: G71710142 Meeting Type: EGM
Ticker: Meeting Date: 3/29/2004 ISIN: GB0006800485
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the disposal to Royal Mgmt No Action *
Nedlloyd N.V. of the Company s 50%
shareholdings in P&O Nedlloyd
Container Line Limited and its
shareholdings in P&O Nedlloyd B.V. on
the terms and subject to the
conditions of the Share Purchase and
Contribution Agreement dated 02 FEB
2004, with such non-material
amendments, variations, waivers,
revisions and modifications as the
Directors of the Company Directors or
duly authorized committee of the
Directors may consider in their
absolute discretion appropriate and
authorize the Directors to take all
necessary steps and execute all
documents and deeds as the Directors
may consider in their absolute
discretion necessary or desirable to
implement and give effect to such
disposal
- -------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda: 700487730
CUSIP: G72899100 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: GB0007099541
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact other business Non- No Action *
Voting
1. Receive and approve the Directors Mgmt No Action *
report and the financial statements
for the YE 31 DEC 2003 with the
Auditors report thereon
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
3. Re-elect Mr. J W Bloomer as a Mgmt No Action *
4. Re-elect Mr. P.A.J. Broadley as a Mgmt No Action *
Director
5. Re-elect Mr. R.O. Rowley as a Mgmt No Action *
6. Elect Ms. K.A.O. Donovan as a Mgmt No Action *
7. Elect Ms. B. A. Macaskill as a Mgmt No Action *
8. Elect Mr. M. Norbom as a Director Mgmt No Action *
9. Re-appoint KPMG Audit Plc as the Mgmt No Action *
Auditors
10. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and to incur
EU political expenditure Section 347A
of the Act up to a maximum aggregate
sum of GBP 50,000; Authority expires
at the conclusion of the AGM in 2007;
and the Company may enter in to a
contract or undertaking under this
authority prior to its expiry, may be
performed wholly or partly after such
expiry and may make donations to EU
political organizations and incur EU
political expenditure in pursuance of
such contracts or undertakings
11. Authorize the Egg Plc, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and to incur
EU political expenditure Section 347A
of the Act up to a maximum aggregate
sum of GBP 25,000; Authority expires
at the conclusion of the AGM in 2007;
and Egg plc may enter in to a contract
or undertaking under this authority
prior to its expiry, which may be
performed wholly or partly after such
expiry and may make donations to EU
political organizations and incur EU
political expenditure in pursuance of
such contracts or undertakings
12. Approve to increase the authorized Mgmt No Action *
share capital of the Company from GBP
150 million to GBP 170 million and USD
20 million and EUR 20 million, by the
creation of 2 billion Sterling
preference shares of 1 pence each, 2
billion dollar preference shares of 1
cent each and 2 billion Euro
preference shares of 1 cent each
13. Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 12 and
without prejudice to any other
authority conferred on the Directors
by Article 12 of the Company s
Articles of Association, to allot all
of the sterling preference shares,
the Dollar preference shares and the
Euro preference shares be granted for
a period expiring 5 years from the
date of this resolution and for that
period the Section 80 amount in
respect of the Company s preference
shares shall be GBP 20 million in
respect of the Sterling preference
shares, USD 20 million in respect of
the Dollar preference shares and EUR
20 million in respect of the Euro
preference shares
14. Approve to renew the authority Mgmt No Action *
conferred on the Directors by Article
12 of the Company s Articles of
Association, to allot relevant
securities Section 80 of the Companies
Act 1985 of GBP 33,480,000; Authority
expires at the conclusion of the next
AGM
S.15 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 14 and the
power conferred on the Directors by
Article 13 of the Company s Articles
of Association, to allot equity
securities Section 94 of the
Companies Act 1985 up to a maximum
nominal aggregate amount of GBP
5,000,000 for cash Section 94(3A) of
the Act disapplying the statutory
pre-emption rights Section 89(1);
Authority expires at the end of the
next AGM of the Company
S.16 Authorize the Company, pursuant to Mgmt No Action *
Article 58 of the Company s Articles
of Association and in accordance with
Section 166 of the Companies Act 1985
to make market purchases Section
163(3) of the Companies Act 1985 of up
to 200 million ordinary shares of 5
pence each in the capital of the
Company, at a minimum price of 5 pence
and up to 105% of the average middle
market quotations for an ordinary
share derived from the Daily Official
List of the London Stock Exchange,
over the previous 5 business days;
Authority expires the earlier of the
end of the AGM of the Company to be
held in 2005 or 18 months; and the
Company, before the expiry, may make a
contract or contracts to purchase
ordinary shares which would or may be
executed wholly or partly after such
expiry and may make a purchase of
ordinary
shares in pursuance of any such
contract or contracts as if the power
S.17 Approve the new Articles 4,178 and Mgmt No Action *
178A of the Articles of Association
in substitution for and to the
exclusion of the existing Articles 4
- -------------------------------------------------------------------------------------------------------
RANK GROUP PLC Agenda: 700481473
CUSIP: G7377H105 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: GB0007240764
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited accounts for the YE 31
DEC 2003
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
3. Declare a final dividend of 9.3p per Mgmt No Action *
ordinary share
4. Re-appoint Mr. Peter Jarvis as a Mgmt No Action *
Director
5. Re-appoint Mr. Alun Cathcart as a Mgmt No Action *
Director
6. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors
7. Authorize the Directors to agree the Mgmt No Action *
remuneration of the Auditors
8. Authorize the Directors, in Mgmt No Action *
accordance with the terms of the
paragraph (A) of the Article 6 of the
Articles of Association, with the
Section 80 of amount GBP 21,960,000;
Authority expires on the date of the
next AGM of the Company
S.10 Authorize the Company, pursuant to Mgmt No Action *
Article 4(B) of the Articles of
Association of the Company for the
purpose of Section 166 of the
Companies Act 1985, to make one or
more market purchases Section 163(3)
of the Companies Act 1985 on the
London Stock Exchange of up to
89,442,0000 ordinary shares of 10p
each in the capital of the Company, at
a minimum price of 10p per ordinary
share and not more than 5% above the
average market values for an ordinary
share over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company to be held in 2005 or 18
months; the Company, before the
expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
S.9 Authorize the Directors, subject to Mgmt No Action *
passing the Resolution 8 in accordance
with the terms of the paragraph (C) of
the Article 6 of the Articles of
Association, with the Section 89 of
amount GBP 2,980,850; Authority
expires on the date of the next AGM of
the Company
11. Authorize the Directors: (a) to Mgmt No Action *
exercise the power contained in
Article 134(C) of the Articles of
Association of the Company to offer
holders or ordinary shares the right
to elect to receive new ordinary
shares, credited as fully paid, in
whole or in part, instead of cash in
respect of any dividend paid or
declares during the period; Authority
expires on the date of the next AGM of
the Company; ( b) to determine the
basis of allotment of new ordinary
shares in respect of any such dividend
so that the values of such new
ordinary shares may exceed the amount
of such dividend, but not by more than
20% of such amount, and for these
purposes the values of such new
ordinary shares shall be calculated by
reference to the average quotation of
ordinary share, which shall be the
average of the best bid prices for an
ordinary share as derived from the
Stock Exchange Electronic Trading
Service at 10am, 12 noon and 3.00pm
for such five consecutive dealings
days as the Directors determine, save
that if a best bid price for an
ordinary share is not so available or
is zero in respect of any such time,
the Directors be to determine the
value of such new ordinary shares on
such basis as they may deem
appropriate in consultation with the
London Stock exchange
- -------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC Agenda: 700483782
CUSIP: G7420A107 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: GB0007278715
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Adopt the 2003 reports and the Mgmt No Action *
2. Approve the Directors remuneration Mgmt No Action *
report
3. Declare a final dividend Mgmt No Action *
4. Re-elect Mr. George Greener Mgmt No Action *
5. Re-elect Mr. Peter White Mgmt No Action *
6. Re-elect Mr. Colin Day Mgmt No Action *
7. Elect Miss. Judith Sprieser Mgmt No Action *
8. Elect Mr. Kenneth Hydon Mgmt No Action *
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors
10. Approve to renew the authority to Mgmt No Action *
allot shares
S.11 Approve to renew the power to Mgmt No Action *
disapply pre-emption rights
S.12 Approve to renew the authority to Mgmt No Action *
purchase own shares
- -------------------------------------------------------------------------------------------------------
REED ELSEVIER PLC Agenda: 700475569
CUSIP: G74570105 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: GB0007308355
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1.a Receive the Company s financial Mgmt No Action *
statements for the YE 31 DEC 2003,
together with the reports of the
Directors and the Auditors
1.b Approve the Directors remuneration Mgmt No Action *
report
2. Declare a final dividend for 2003 on Mgmt No Action *
the Company s ordinary shares
3.a Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors of the Company;
Authority expires at the conclusion
of next AGM
3.b Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
4.a Appoint Mr. G.J.A. Van De Aasi as a Mgmt No Action *
Director of the Company
4.b Appoint Mr. M. Tabaksblat as a Mgmt No Action *
Director of the Company
4.c Appoint Mr. R.W.H. Stomberg as a Mgmt No Action *
Director of the Company
4.d Appoint Mr. Lord Sharman of Redlynch Mgmt No Action *
OBE as a Director of the Company
5. Authorize the Directors, in Mgmt No Action *
accordance with the Article 11 of the
Company s Article of Association and
pursuant to Section 80 of the
Companies Act 1985, to allot relevant
securities up to an aggregate
nominal amount of GBP 25 million;
Authority expires at the end of 5
years after passing this resolution
6. Authorize the Directors, subject to Mgmt No Action *
the Article 12 of the Company s
Article of Association and pursuant to
Section 95 of the Companies Act 1985,
to allot equity securities for cash
pursuant to the authority conferred by
Resolution 5, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities a) in connection with a
rights issue, open offer or other
offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP 7.9
million; Authority expires at the
conclusion of the AGM
7. Authorize the Company, subject to the Mgmt No Action *
Article 57 of the Company s Article of
Association and pursuant to Section
166 of the Companies Act 1985, to make
market purchases Section 163(3) of up
to 127 million ordinary shares of
12.5p each in the capital of the
Company, at a minimum price of 12.5p
and up to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or 28 JUL 2005;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly
- -------------------------------------------------------------------------------------------------------
RENTOKIL INITIAL PLC Agenda: 700504942
CUSIP: G75093115 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: GB0007327124
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive the report of the Directors, Mgmt No Action *
the accounts for 2003 and the
independent Auditors report thereon
2. Approve the remuneration report Mgmt No Action *
3. Declare a dividend Mgmt No Action *
4.i Re-elect Mr. E.F. Brown as a Mgmt No Action *
Director, who retiring by rotation
4.ii Re-elect Mr. R.R. Spinney as a Mgmt No Action *
Director, who retiring by rotation
4.iii Re-elect Mr. J.C.F. Wilde as a Mgmt No Action *
Director, who retiring by rotation
5. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
before the Company and authorize the
Directors to determine their
remuneration
S.6 Authorize the Company, in Mgmt No Action *
substitution for existing authorities
and for the purpose of Section 166 of
the Companies Act 1985, to make market
purchases Section 163 of up to
235,420,780 ordinary shares of 1p each
in the capital of the Company and not
more than 15% of ordinary shares in
issue, at a minimum price of 1p and up
to 105% of the average of the middle
market quotations for an ordinary
share derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 27
AUG 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
- -------------------------------------------------------------------------------------------------------
REUTERS GROUP PLC Agenda: 700478577
CUSIP: G7540P109 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0002369139
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited financial statements
of the Company for the YE 31 DEC 2003
2. Approve the Directors remuneration Mgmt No Action *
report and the Company s remuneration
policy for the YE 31 DEC 2003
3. Declare a dividend Mgmt No Action *
4. Re-elect Mr. Tom Glocer as a Mgmt No Action *
Director who retires by rotation
5. Re-elect Mr. David Grigson as a Mgmt No Action *
Director who retires by rotation
6. Re-elect Sir Christopher Hogg as a Mgmt No Action *
Director who retires by rotation
7. Re-elect Mr. Ian Strachan as a Mgmt No Action *
Director who retires by rotation
8. Re-elect Mr. Charles Sinclair as a Mgmt No Action *
Director of the Company who has
served for more than nine years
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting of the Company
10. Authorize the Directors to agree the Mgmt No Action *
remuneration of the Auditors
11. Approve that, pursuant to Regulation Mgmt No Action *
86 of the Articles of Association of
the Company, the ordinary remuneration
of each of the Directors not holding
executive office be and is hereby
increased with effect from 01 JAN 2004
to GBP 50,000 per annum
12. Approve the amendments highlighted in Mgmt No Action *
the rules of the Long Term Incentive
Executive Plan
13. Approve that, the Restricted Share Mgmt No Action *
Plan and the removal of the re-
testing provisions for future grants
under the Discretionary Share Option
14. Authorize the Directors, subject to Mgmt No Action *
the Resolution 13 to establish further
plans based on the Restricted Share
Plan but modified to take account of
the local tax, exchange control or the
securities laws in overseas
territories, provided that any shares
made available under any such laws are
treated as counting against any limit
on individual or overall participation
in the Restricted Share Plan and
provided further that such further
plans so far as practicable contain
limitations so as to ensure that
participants obtain no greater
benefits before tax than employees may
obtain from participating
15. Approve the Annual Bonus Profit Mgmt No Action *
Sharing Plan rules
16. Authorize the Directors, subject to Mgmt No Action *
the Resolution 15 to establish further
plans based on the Annual Bonus Profit
Sharing Plan but modified to take
account of the local
tax, exchange control or the
securities laws in overseas
territories, provided that any shares
made available under any such laws are
treated as counting against any limit
on individual or overall participation
in the Annual Bonus Profit Sharing
Plan and provided further that such
further plans so far as practicable
contain limitations so as to ensure
that participants obtain no greater
benefits before tax than employees may
obtain from participating in the
S.17 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985, of up to
143,254,000 ordinary shares in the
capital of the Company; and the
minimum price of the for each ordinary
share is the nominal value per share;
and the maximum price pay for each
ordinary share is 5% above the average
of the closing middle market price
taken from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the next
AGM or 22 JUL 2005; the Company,
before the expiry, may make a contract
to purchase shares which will or may
be executed wholly or partly after
such expiry
S.18 Approve to adopt the specified draft Mgmt No Action *
regulations, as the Company s
Articles of Association in
substitution for the Company s
existing Articles of Association
19. Approve to renew the authority Mgmt No Action *
conferred on the Directors by the
Regulation 11(A) of the Company s
Articles of Association with the
Section 80 amount being GBP
107,400,000; Authority expires the
earlier of the conclusion of the next
AGM or 22 JUL 2005
S.20 Approve to renew the authority Mgmt No Action *
conferred on the Directors by the
Regulation 11(B) of the Company s
Articles of Association with the
Section 89 amount being GBP
17,000,000; Authority expires the
earlier of the conclusion of the next
AGM or 22 JUL 2005
- -------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda: 700469681
CUSIP: G75754104 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: GB0007188757
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to renew the authority and Mgmt No Action *
power conferred on the Directors to
allot shares by paragraph (B) of
Article 9 of the Company s Articles
of Association for the period, later
of ending on the date of AGM in 2005
or on 6 APR 2005 and for such period
the Section 80 amount be GBP 34,47
S.2 Approve to renew the authority and Mgmt No Action *
power conferred on the Directors in
relation to rights issues and in
relation to the section 89 amount by
paragraph (B) of Article 9 of the
Company s Articles of Association for
the period, later of ending on the
date of AGM in 2005 or on 6 APR 2005
and for such period the Section 89
amount be GBP 6,89 million
S.3 Authorize the Rio Tinto Plc, Rio Mgmt No Action *
Tinto Limited and any subsidiaries of
Rio Tinto Limited pursuant to
agreement between Rio Tinto Plc and
Rio Tinto Limited, for the purpose of
Section 165 of the Companies Act 1985,
to make market purchase Section 163
not exceed 106.7 million Rio Tinto Plc
shares 10% of the issued ordinary
share capital of the Company as at 6
FEB 2004 of 10p each issued by Rio
Tinto Plc, at a minimum price of 10p
and not more than 5% above the average
middle market quotations for Rio Tinto
Plc shares as derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
4. Approve the Mining Companies Mgmt No Action *
Comparative Plan 2004 and the Rio
Tinto Share Option Plan 2004 subject
to such modification as the Directors
may consider necessary or desirable to
take account of the requirements of
London Stock Exchange Limited,
Australian Stock Exchange Limited or
prevailing practice and authorize the
Directors to adopt and carry the same
into effect
5. Elect Sir. John Kerr as a Director Mgmt No Action *
6. Elect Mr. Leigh Cllfford as a Mgmt No Action *
7. Elect Mr. Guy Elliott as a Director Mgmt No Action *
8. Re-elect Sir. Richard Sykes as a Mgmt No Action *
Director
9. Re-elect Sir. Richard Giordano as a Mgmt No Action *
Director
10. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company to hold
office until the conclusion of the
next AGM at which accounts are laid
before the Company and authorize the
Audit Committee to determine the
Auditors remuneration
11. Approve the remuneration report as Mgmt No Action *
set out in the 2003 annual review and
the 2003 annual report and financial
statements
12. Receive the Company s financial Mgmt No Action *
statements and the report of the
Directors and the Auditors for the YE
31 DEC 2003
- -------------------------------------------------------------------------------------------------------
RMC GROUP PLC Agenda: 700478161
CUSIP: G76050106 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0007266413
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
accounts for the YE 31 DEC 2003
together with the Directors and the
Auditors reports
11. Authorize the Company or its Mgmt No Action *
subsidiaries, pursuant to Political
Parties, Election and Referendums Act
2000 and in accordance with Section
347 C-E of the Companies Act 1985, to
make donations to EU political
organization and to incur EU
political expenditure up to a maximum
aggregate amount of GBP 50,000;
Authority expires at the conclusion
of the Company s 2005 AGM
2. Declare a final dividend Mgmt No Action *
3. Elect Mr. David Munro as a Director Mgmt No Action *
of the Company
4. Re-elect Mr. Bill Alexander as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. Alastair Robinson as a Mgmt No Action *
Director of the Company
6. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company and
authorize the Directors to determine
their remuneration
7. Receive and approve the remuneration Mgmt No Action *
report for the YE 31 DEC 2003
8. Authorize the Directors, in Mgmt No Action *
accordance with Section 80 of the
Companies Act 1985 and pursuant to
Article 6 of the Articles of
Association of the Company, to allot
and to make offers or agreements to
allot relevant securities up to a
maximum nominal amount of GBP
22,177,997; Authority expires at the
conclusion of the AGM in 2005; and
the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
S.10 Authorize the Company, pursuant to Mgmt No Action *
Article 11 of its Articles of
Association and for the purpose of
Section 166 of the Companies Act 1985,
to make market purchases Section 163
of up to 26,537,390 ordinary shares,
at a minimum price of 25p and up to
105% of the average middle market
quotations for the Company s ordinary
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the AGM of the Company held in 2005
or 29 OCT 2005; the Company, before
the expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
S.9 Authorize the Directors, subject and Mgmt No Action *
conditional upon the passing of
Resolution 8 and pursuant to Article 7
of the Articles of Association of the
Company, to allot equity securities
Section 89 of the Companies Act 1985
for cash pursuant to the authority
conferred by Resolution 8, disapplying
the statutory pre-emption rights
Section 89(1), provided that this
power is limited to the allotment of
equity securities: a) in connection
with a rights issue in favor of
ordinary shareholders; b) up to a
maximum nominal amount of GBP
3,327,032; Authority expires the
earlier of the
conclusion of the AGM in 2005; and
the Directors may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
- -------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda: 700487603
CUSIP: G7630U109 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: GB0032836487
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT RESOLUTIONS NO.25 Non- No Action *
AND 26 WILL BE PROPOSED ONLY IF Voting
RESOLUTION NO.24 IS NOT APPROVED.
1. Receive the report of the Directors Mgmt No Action *
and the audited financial statements
2. Approve the Directors remuneration Mgmt No Action *
report
3. Re-elect Mr. D.E. Baird as a Director Mgmt No Action *
of the Company
4. Re-elect Hon Mr. A.L. Bondurant as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. P.J. Byrom as a Director Mgmt No Action *
of the Company
6. Re-elect Mr. J.P. Cheffins as a Mgmt No Action *
Director of the Company
7. Re-elect Mr. C-P Forster as a Mgmt No Action *
Director of the Company
8. Re-elect Mr. C.H. Green as a Director Mgmt No Action *
of the Company
9. Re-elect Mr. J.M. Guyette as a Mgmt No Action *
Director of the Company
10. Re-elect Dr. M.G.J.W Howse as a Mgmt No Action *
Director of the Company
11. Re-elect Lord Moore of Lower Marsh as Mgmt No Action *
a Director of the Company
12. Re-elect Sir. Robin Nicholson as a Mgmt No Action *
Director of the Company
13. Re-elect Sir. John Rose as a Director Mgmt No Action *
of the Company
14. Re-elect Mr. A.B. Shilston as a Mgmt No Action *
Director of the Company
15. Re-elect Mr. I.C Strachan as a Mgmt No Action *
Director of the Company
16. Re-elect Mr. C.G as a Director of the Mgmt No Action *
Company
17. Re-elect Sir John Weston as a Mgmt No Action *
Director of the Company
18. Re-appoint KPMG Audit Plc as the Mgmt No Action *
Auditors of the Company, until the
conclusion of the next general
meeting of the Company
S.19 Approve the Section 80 amount defined Mgmt No Action *
in Article 10(d) be GBP 111,843,332
S.20 Approve the Section 89 amount defined Mgmt No Action *
in Article 10(d) be GBP 16,776,499
S.21 Approve to: a)Authorize the Company Mgmt No Action *
to make market purchases Section
163(3) of the Companies Act 1985 of up
to 167,764,998 ordinary shares of 20
pence each, at a minimum price of 20
pence nominal value of an ordinary
share and an amount equal to 105% of
the average middle market quotations
for the ordinary shares derived from
the London Stock Exchange Daily
Official List, over the previous 5
business days; Authority expires the
earlier at the close of the AGM of the
Company in 2005 or 18 months; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry; and b) in
order to reflect the introduction of
the new laws relating to the holding
of treasury shares and amend the
Articles 10A, 151A, 4(a)
S.22 Amend the Articles 94(b) and 94(d)(i) Mgmt No Action *
of the Articles of Association
23 Approve the Rolls-Royce Group PLC Mgmt No Action *
performance Share Plan Plan and
authorize the Directors to do all acts
and things which they consider
necessary or expedient to carry the
Plan into effect
S.24 Approve to: a) increase the Mgmt No Action *
authorized share capital of the
Company from GBP 500,050,000.60 to GBP
1,500,050,000.60 by the creation of
1,000,000,000,000 non-cumulative
redeemable convertible preference
shares with a nominal value of 0.1
pence each B shares having the rights
and the restrictions contained in the
Articles of Association; b) authorize
the Directors,: I) subject to
restrictions contained in Articles of
Association of the Company and any
terms of issue set out in the circular
or any other terms and conditions
approved by the Directors, on one or
more occasions, to capitalize such
sums not exceeding the aggregate sum
of GBP 200,000,000
standing to the credit of the Company
s merger reserve of such other
reserves as the Company legally use in
paying up in paying up in full at, up
to 200 billion B shares from time to
time having the rights; II) additional
to and without prejudice to the
enexercised portion of any authorities
and powers granted to the Directors
pursuant to the Resolution 19 and any
resolution passed prior to the date of
passing of this resolution and
pursuant to Section 80 of the
Companies Act 1985, to allot and
distribute B shares credited as fully
paid up to an aggregate nominal amount
of GBP 200,000,000 to the holders of
ordinary shares of 20 pence each on
the registers of members on any dated
determined by the Directors and on the
basis of the number of B shares for
every ordinary share held as be
determined by the Directors; Authority
expires at the end of the next AGM of
the Company; c) amend the Articles 6A
and 136(c) of Association of the
Company; and d) authorize the
Directors to do all acts and things
they consider necessary or desirable
to give effect to this resolution
25. Approve, if Resolution 24 is not Mgmt No Action *
passed, to declare a dividend
26. Authorize the Directors, if Mgmt No Action *
Resolution 24 is not passed, to offer
shareholders the right to elect to
receive shares, credited as fully
paid, instead of cash in respect of
any dividend declared or paid, until
the conclusion of next AGM of the
Company in accordance with Articles of
Association of the Company
- -------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC Agenda: 700477690
CUSIP: G76891111 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: GB0007547838
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report and the accounts Mgmt No Action *
2. Approve the remuneration report Mgmt No Action *
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4. Re-elect Mr. E. Botin as a Director Mgmt No Action *
5. Re-elect Mr. L.K. Fish as a Director Mgmt No Action *
6. Re-elect Sir Angus Grossart as a Mgmt No Action *
Director
7. Re-elect Sir George Mathewson as a Mgmt No Action *
Director
8. Re-elect Mr. G.F. Pell as a Director Mgmt No Action *
9. Re-elect Mr. I.S. Robertson as a Mgmt No Action *
Director
10. Re-elect Sir Iain Vallance as a Mgmt No Action *
Director
11. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors
12. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
13. Approve to renew the authority to Mgmt No Action *
allot the shares
14. Approve to renew and amend the pre- Mgmt No Action *
emption authority
15. Approve the purchase of own shares Mgmt No Action *
16. Approve to create the additional Mgmt No Action *
dollar preference shares and renew
the authority to allot the preference
shares
17. Approve the amendments to the terms Mgmt No Action *
of the preference shares
- -------------------------------------------------------------------------------------------------------
SAGE GROUP PLC Agenda: 700452547
CUSIP: G7771K134 Meeting Type: AGM
Ticker: Meeting Date: 3/4/2004 ISIN: GB0008021650
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
accounts for the YE 30 SEP 2003,
together with the reports of the
Directors and the Auditors
2. Declare a final dividend recommended Mgmt No Action *
by the Directors of 1.095 pence per
ordinary share for the YE 30 SEP 2003
to be paid on 12 MAR 2004 to the
members whose names appear on the
register on 13 FEB 2004
3. Re-elect Mr. M.E.W. Jackson as a Mgmt No Action *
Director
4. Re-elect Mr. P.A. Walker as a Mgmt No Action *
5. Re-elect Mr. P.S. Harrison as a Mgmt No Action *
Director
6. Re-elect Mr. P.L. Stobart as a Mgmt No Action *
7. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers LLP as the
Auditors of the Company and authorize
the Directors to determine their
remuneration
8. Approve the remuneration report Mgmt No Action *
9. Authorize the Directors, in Mgmt No Action *
substitution of all existing
authorities, subject to and in
accordance with Article 6 of the
Company s Articles of Association, to
allot relevant securities up to a
maximum nominal amount of GBP
4,263,861; Authority expires at the
conclusion of the next AGM of the
Company
S.10 Authorize the Directors, subject to Mgmt No Action *
and in accordance with Article 7 of
the Company s Articles of
Association, to allot equity
securities for cash and that, for the
purposes of paragraph 1(b) of
Article 7, the nominal amount to
which this power is limited is GBP
- -------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC Agenda: 700385734
CUSIP: G7885V109 Meeting Type: AGM
Ticker: Meeting Date: 7/24/2003 ISIN: GB0007908733
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited accounts for the Mgmt No Action *
YE 31 MAR 2003 along with the reports
of the Directors and the Auditors
thereon
2. Approve the Board remuneration report Mgmt No Action *
for the YE 31 MAR 2003
3. Declare a final dividend in respect Mgmt No Action *
of the YE 31 MAR 2003 of 24.5 pence
per ordinary share
4. Elect Mr. Gregor Alexander as a Mgmt No Action *
Director of the Company
5. Elect Mr. Rene Medrol as a Director Mgmt No Action *
of the Company
6. Elect Ms. Susan Rlce as a Director Mgmt No Action *
of the Company
7. Elect Sir Robert Smith as a Director Mgmt No Action *
of the Company
8. Re-elect Mr. Colin Hood as a Director Mgmt No Action *
of the Company
9. Re-elect Mr. David Paync as a Mgmt No Action *
Director of the Company
10. Re-elect Mr. David Sigsworth as a Mgmt No Action *
Director of the Company
11. Re-appoint KPMG Audit Plc as the Mgmt No Action *
Auditors to the Company until the
conclusion of th e next general
meeting and authorize the Directors
to fix their remuneration
12. Approve the maximum annual amount Mgmt No Action *
permitted to be paid in fees to the
Directors under Article 89 of the
Company s Articles of Association be
increased from GBP 250,000 to GBP
400,000
S.13 Authorize the Directors, pursuant to Mgmt No Action *
the authority conferred by Resolution
14 of 29 JUL 1999 and the Section 95
of the Companies Act 1985, to allot
equity securities for cash,
disapplying the statutory pre-emption
rights (Section 89(1)), provided that
this power is limited to the allotment
of equity securities a) in connection
with an offer of such securities by
way of rights to the ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
21,452,330; Authority expires the
earlier of, on the conclusion of the
next AGM, or 29 JUL 2004; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
S.14 Authorize the Company, pursuant to Mgmt No Action *
Article 12 of the Articles of
Association, to make market purchases
(Section 163(3) of the Companies Act
1985) of up to 85,809,319 ordinary
shares of 50p each in the capital of
the Company, at a minimum price of 50p
and up to 105% of the average of the
middle market quotations for such
shares as derived from the Daily
Official List of the London Stock
Exchange, over the previous 5 business
days; Authority expires the earlier
of, on the conclusion of the next AGM,
or 15 months after passing of this
resolution; and the Directors may
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
- -------------------------------------------------------------------------------------------------------
SCOTTISH & NEWCASTLE PLC (FORMERLY SCOTTISH & Agenda: 700395812
NEWCASTLE BREWERIES PLC)
CUSIP: G79269117 Meeting Type: AGM
Ticker: Meeting Date: 8/28/2003 ISIN: GB0007839698
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and adopt the report of the Mgmt No Action *
Directors and the accounts for the 52
weeks to 27 APR 2003
2. Approve and adopt the Directors Mgmt No Action *
remuneration report
3. Declare a dividend Mgmt No Action *
4. Re-appoint Mr. J.H.W. Fairweather as Mgmt No Action *
a Director
5. Re-appoint Sir Angus Grossart as a Mgmt No Action *
Director
6. Re-appoint Mr. J.R. Nicolson as a Mgmt No Action *
Director
7. Re-appoint Sir Brian Stewart as a Mgmt No Action *
Director
8. Re-appoint Mr. J.M. Dunsmore as a Mgmt No Action *
Director
9. Re-appoint Mr. A.G. Froggatt as a Mgmt No Action *
Director
10. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors
11. Authorize the Board to set the Mgmt No Action *
remuneration of the Auditors
12. Renew the Directors allotment Mgmt No Action *
authority
13. Grant authority to issue non-pre- Mgmt No Action *
emptive ordinary shares in limited
circumstances
14. Approve to renew the authority for Mgmt No Action *
market purchases of the Company s
shares
- -------------------------------------------------------------------------------------------------------
SCOTTISH & NEWCASTLE PLC (FORMERLY SCOTTISH & Agenda: 700421845
NEWCASTLE BREWERIES PLC)
CUSIP: G79269117 Meeting Type: EGM
Ticker: Meeting Date: 10/29/2003 ISIN: GB0007839698
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the sale by the Company of Mgmt No Action *
its managed retail business on the
terms and conditions set out in the
agreement dated 05 OCT 2003 between
the Company, Spirit Amber Bidco
Limited and Spirit Amber Holdings
Limited; and authorize the Directors
of the Company or a duly authorized
Committee thereof to conclude and
implement the sale in accordance with
such terms and conditions and to agree
such amendments and variations to and
waivers of such terms and conditions
provided such amendments, variations
or waivers are not material in nature
as they may in their absolute
discretion think fit
- -------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC Agenda: 700384326
CUSIP: G79314129 Meeting Type: AGM
Ticker: Meeting Date: 7/25/2003 ISIN: GB0006900707
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and the Mgmt No Action *
accounts for the YE 31 MAR 2003
2. Approve the remuneration report which Mgmt No Action *
is included in the annual report and
the accounts for the YE 31 MAR 2003
3. Elect Mr. Nick Rose as a Director Mgmt No Action *
4. Elect Mr. Donald Brydon as a Director Mgmt No Action *
5. Re-elect Mr. Charles Miller Smith as Mgmt No Action *
a Director
6. Re-elect Mr. David Nish as a Director Mgmt No Action *
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Company s Auditors until the
next year s AGM and authorize the
Directors to set their remuneration
8. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and to incur
EU political expenditure up to a
maximum aggregate amount of GBP
100,000; Authority expires at the
conclusion of the AGM in 2004
S.9 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section
94(2) for cash, relying on the
authority given by the shareholders on
28 JUL 2002, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities: a)
in connection with a rights issue in
favor of ordinary
shareholders; b) up to an aggregate
nominal amount of GBP 46,403,949;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 25 JUL 2004; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior to such expiry
S.10 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) of up to
185,615,798 ordinary shares of 50p
each, at a minimum price of 50p and up
to 5% over the average middle market
price of such shares, based on the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority expires the earlier of
the conclusion of the next AGM of the
Company or 25 JUL 2004; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly or partly
- -------------------------------------------------------------------------------------------------------
SECURICOR Agenda: 700453816
CUSIP: G7968M117 Meeting Type: AGM
Ticker: Meeting Date: 3/11/2004 ISIN: GB0032739848
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements of the Company for the YE
30 SEP 2003 and the reports of the
Directors and the Auditors thereon
2. Approve the payment of the interim Mgmt No Action *
dividend and declare a final dividend
3.a Re-elect Mr. Jonathan Kitchen as a Mgmt No Action *
Director who retires by rotation
3.b Re-elect Mr. Nigel Griffiths as a Mgmt No Action *
Director who retires by rotation
4. Elect Mr. Lord Sharman as a Director Mgmt No Action *
5. Re-appoint Baker Tilly as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next general
meeting at which the accounts are
laid
6. Approve the remuneration report Mgmt No Action *
contained in the financial statements
for the YE 30 SEP 2003
S.7 Authorize the Company, to make market Mgmt No Action *
purchases Section 163(3) of up to
53,153,500 ordinary shares of 5
15/17p each in the capital of the
Company, at a minimum price of 5
15/17p and up to 105% of the average
middle market quotations for such
shares derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires at the conclusion of the next
AGM of the Company in 2005; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly
- -------------------------------------------------------------------------------------------------------
SECURICOR Agenda: 700541178
CUSIP: G7968M117 Meeting Type: CRT
Ticker: Meeting Date: 6/28/2004 ISIN: GB0032739848
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Scheme of Arrangement Mgmt No Action *
pursuant to Section 425 of the
Companies Act 1985 dated 04 JUN 2004
the Scheme of Arrangement proposed to
be between Securicor Plc the Company
and the holders of Securicor Scheme
Shares as defined in the Scheme of
Arrangement
- -------------------------------------------------------------------------------------------------------
SECURICOR Agenda: 700541166
CUSIP: G7968M117 Meeting Type: EGM
Ticker: Meeting Date: 6/28/2004 ISIN: GB0032739848
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve that, a) the scheme of Mgmt No Action *
arrangement on 4 JUN 2004 the Scheme
to be made between the Company and
holders of Securicor shares as defined
in the Scheme and the participation of
the Company in the merger agreement on
24 JUN 2004 between the Company and
the Group 4 Falck A/S, as amended the
Merger Agreement and authorize the
Directors of the Company to agree to
any non-material variation or
amendment of the terms of the Scheme
and the Merger as the Directors of the
Company deem fit and take all such
action on behalf of the Company as
they consider necessary for carrying
in to effect the Scheme and the
Merger; B) for giving effect to the
Scheme in its original for, subject to
any condition approved or
imposed by the Court (i) the share
capital of the Company be reduced by
canceling and extinguishing all the
Securicor Scheme Shares; (ii) the
share capital of the Company be
increased to its former amount by the
creation of number of new ordinary
shares of 5 13/17 pence each New
Shares have an aggregate nominal
amount of the Securicor Scheme Shares
so cancelled and the reserve having in
the books of accounts of the Company
as a result of the cancellation of
Securicor Scheme Shares be applied in
paying up in full at par the New
Shares created pursuant to paragraph
1(B)(ii)(a) above, which will be
allotted and issued, credited as fully
paid, to Group 4 Securicor Holdings
Limited; and (iii) authorize the
Directors of the Company pursuant to
and in accordance with Section 80 of
the Companies act 1985 to give effect
to this special resolution and the
allotment of the New Shares Authority
will expire on 2 JAN 2005; and the
maximum aggregate nominal amount of
shares which will be allotted is GBP
40,000,000; and this authority will be
without prejudice to any other
authority Section 80
2. Approve that, passing to the Mgmt No Action *
resolution (1) the Group 4 Securicor
Performance Shares Plan the G4s PSP
and the related employees benefit
trust, the terms on which are in
Section 6 of the Part 9 of the Listing
particulars and for the identification
signed by the Chairman; and authorize
the Directors of Group 4 Securicor to
make such minor modifications to the
Rules of G4s PSP and related employee
benefit trust as they may consider
necessary; authorize the Directors of
Group 4 Securicor to establish one or
more further Plans for the benefit of
employees overseas based on the G4s
PSP but subject to modifications as
the Directors of Group 4 Securicor may
consider necessary to take account of
overseas securities Laws, exchange
controls and tax legislation, provided
that any awards made under any such
further Plans will count against the
limits on
individual participation under the G4S
PSP
3. Approve that, passing to the Mgmt No Action *
resolution (1) the Group 4 Securicor
Performance Shares Plan the G4s PSP
and the related employees benefit
trust, which are to receive Inland
Revenue approval under Schedule 2 of
the Income Tax Earnings and Pensions
Act 2003, and for the identification
signed by the Chairman; and authorize
the Directors of Group 4 Securicor to
make such minor modifications to the
Rules of G4s PSP and related employee
benefit trust as they may consider
necessary; authorize the Directors of
Group 4 Securicor to establish one or
more further Plans for the benefit of
employees overseas based on the G4s
PSP but subject to modifications as
the Directors of Group 4 Securicor may
consider necessary to take account of
overseas securities Laws, exchange
controls and tax legislation, provided
that any awards made under any such
further Plans will count against the
limits on individual participation
under the G4S PSP
- ----------------------------------------------------------------------------------------------
SERCO GROUP PLC Agenda: 700481459
CUSIP: G80400107 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: GB0007973794
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the annual review Mgmt No Action *
and the accounts and the reports of
Directors and the Auditors of the
Company for the YE 31 DEC 2003
2. Receive and adopt the remuneration Mgmt No Action *
report for the YE 31 DEC 2003
3. Declare a final dividend of 1.62p per Mgmt No Action *
share for the YE 31 DEC 2003
4. Re-elect Mr. Kevin Beeston as an Mgmt No Action *
Executive Director
5. Re-elect Mr. Ralph Hodge as a Non- Mgmt No Action *
Executive Director
6. Elect Mr. David Richardson as a Non- Mgmt No Action *
Executive Director
7. Elect Ms. Margaret Ford as a Non- Mgmt No Action *
Executive Director
8. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Company s Auditors and authorize
the Audit Committee to fix the
Auditors remuneration
9. Authorize the Directors to allot Mgmt No Action *
relevant securities up to a maximum
nominal amount of GBP 2,870,902
subject to and in accordance with
Article 6 of the Companies Articles
of Associtation Authority expires on
the fifth anniversary of the passing
of this resolution
10. Authorize the Company to incur Mgmt No Action *
European Union EU political
expenditure, as defined in Section
347A of the Companies Act 1985, up to
an amount not exceeding GBP 50,000
Authority expires the earlier of 30
JUN 2005 or the date of the Company s
AGM in 2005
11. Authorize Serco Limited, being a Mgmt No Action *
wholly-owned subsidiary of the
Company to incur European Union EU
political expenditure as defined in
Section 347A of the Companies Act
1985, up to an amount not exceeding
GBP 50,000 Authority expires the
earlier of 30 JUN 2005 or the date of
the Company s AGM in 2005
S.12 Authorize the Directors to allot Mgmt No Action *
equity securities for cash, subject
to and in accordance with Article 7
of the Companies Articles of
Association, up to a nominal amount
of GBP 434,985 Authority expires on
the fifth anniversary of the passing
of this resolution
S.13 Authorize the Company, pursuant to Mgmt No Action *
the authorities contained in the
Articles of Association of the
Company, to make market purchases of
the Companies ordinary shares of 2p
Section 163 of the Companies Act 1985
of up to 43,488,084 ordinary shares in
the capital of the Company, at a
minimum price of 2p and not more than
5% above the average market value for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 18 months from the passing
of this resolution; the Company,
before the expiry, may make a contract
to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
S.14 Adopt the new Articles of Association Mgmt No Action *
in substitution for and to the
exclusion of the existing Articles of
Association
- -------------------------------------------------------------------------------------------------------
SEVERN TRENT PLC Agenda: 700388348
CUSIP: G8056D142 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0000546324
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the report of the Directors Mgmt No Action *
and the audited accounts for the YE 31
MAR 2003
2. Declare final dividend in respect of Mgmt No Action *
the YE 31 MAR 2003 of 28.56 pence net
for each ordinary shares
3. Re-appoint Mr. T.D.G. Arculus as a Mgmt No Action *
Director of the Company, who retires
by rotation
4. Re-appoint Mr. R.M. Walker as a Mgmt No Action *
Director of the Company, who retires
by rotation
5. Re-appoint Mr. E.E. Anstee as a Mgmt No Action *
Director of the Company, who retires
by rotation
6. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers LLP as the
Auditors of the Company until the
conclusion of the next general
meeting at which the accounts are
laid and that their remuneration be
determined by the Directors
7. Authorize the Company, for the Mgmt No Action *
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and incur EU
political expenditure up to a maximum
aggregate amount of GBP 50,000;
Authority expires at the conclusion of
the next AGM of the Company; the
Company, before the expiry, may make a
contract to make donations to EU
political organizations which will or
may be executed wholly or partly after
such expiry
8. Authorize the Company s subsidiary, Mgmt No Action *
Severn Trent Water Limited, for the
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and incur EU
political expenditure up to a maximum
aggregate amount of GBP 50,000;
Authority expires at the conclusion of
the next AGM of the Company; the
Severn Trent Water Limited, before the
expiry, may make a contract to make
donations to EU political
organizations which will or may be
executed wholly or partly after such
expiry
9. Authorize the Company s subsidiary, Mgmt No Action *
Biffa Waste Services Limited, for the
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and incur EU
political expenditure up to a maximum
aggregate amount of GBP 25,000;
Authority expires at the conclusion of
the next AGM of the Company; the
Biffa Waste Services Limited, before
the expiry, may make a contract to
make donations to EU political
organizations which will or may be
executed wholly or partly after such
expiry
10. Authorize the Company s subsidiary, Mgmt No Action *
Biffa Waste Services SA, for the
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and incur EU
political expenditure up to a maximum
aggregate amount of GBP 25,000;
Authority expires at the conclusion of
the next AGM of the Company; the
Biffa Waste Services SA, before the
expiry, may make a contract to make
donations to EU political
organizations which will or may be
executed wholly or partly after such
expiry
11. Authorize the Company s subsidiary, Mgmt No Action *
Severn Trent Services Limited, for the
purposes of Part XA of the Companies
Act 1985, to make donations to EU
political organizations and incur EU
political expenditure up to a maximum
aggregate amount of GBP 25,000;
Authority expires at the conclusion of
the next AGM of the Company; the
Serven Trent Services Limited, before
the expiry, may make a contract to
make donations to EU political
organizations which will or may be
executed wholly or partly after such
expiry
12. Approve the remuneration report and Mgmt No Action *
the accounts for the YE 31 MAR 2003
S.13 Authorize the Directors, in Mgmt No Action *
accordance with Section 95 of the
Companies Act 1985, to allot equity
securities for cash without first
offering those equity securities to
existing shareholders as required by
Section 89 of the Companies Act 1985;
and the maximum amount of equity
securities which can be allotted under
the power, other than in connection
with a rights issue is GBP 11,224,491;
Authority expires the earlier of the
next AGM or on 29 OCT
S.14 Authorize the Company, to make market Mgmt No Action *
purchases Section 163 of the Companies
Act 1985 of up to 34,397,636 ordinary
shares, at a minimum price of 65 2/15
pence and not more than 5% above the
average market price for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company or on 29 OCT 2004;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly
- -------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda: 700507203
CUSIP: G8063F106 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: BMG8063F1068
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend for the YE Mgmt No Action *
31 DEC 2003
3. Re-elect the Directors, who retires Mgmt No Action *
4. Approve to fix the Directors fee Mgmt No Action *
including fees payable to the Members
of the Audit and Remuneration
5. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors of the Company to fix
their remuneration
6.A Authorize the Directors of the Mgmt No Action *
Company to allot and issue additional
shares in the share capital of the
Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding the aggregate of 20% of the
aggregate nominal amount of the issued
share capital of the Company,
otherwise than pursuant to i) a rights
issue; ii) the exercise of options or
similar arrangement; iii) any scrip
dividend or similar arrangement; iv)
the exercise of any conversion rights
attaching to the Zero Coupon
Guaranteed Convertible Bonds due 2009
issued by Shangri-La Finance Limited;
and v) any specific authority;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is to
be held by law
6.B Authorize the Directors of the Mgmt No Action *
Company to repurchase its own shares
during the relevant period, on The
Stock Exchange of Hong Kong Limited
the HKSE or any other stock exchange
on which the shares of the Company may
be listed and recognized by the
Securities and Futures Commission of
Hong Kong and HKSE for this purpose or
on the Singapore Exchange Securities
Trading Limited, subject to and in
accordance with all applicable laws
and the requirements of the Rules
Governing the Listing of Securities on
the HKSE or that of any stock exchange
as amended from time to time, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company as at the date of passing
of this resolution; Authority expires
the earlier of the conclusion of the
next AGM of the Company or the
expiration of the period within which
the next AGM of the Company
6.C Approve, conditional upon the passing Mgmt No Action *
of Resolution No. 6.B, to extend the
general mandate granted to the
Directors of the Company to allot
shares pursuant to such general
mandate, by an amount representing the
aggregate nominal amount of the share
capital of the Company
repurchased by the Company under the
authority granted by the Resolution
No. 6.B, provided that such amount
does not exceed 10% of the aggregate
nominal amount of the issued share
capital of the Company at the date of
passing this resolution
S.7 Amend By-law 1(A), 70, 76A, 98(H), Mgmt No Action *
98(I), 98(K), 103, 162(B), 162(C),
162(D), 167(A), 167(B) and 169 of the
Bye-laws of the Company
- -------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda: 700530860
CUSIP: G8063F106 Meeting Type: SGM
Ticker: Meeting Date: 6/29/2004 ISIN: BMG8063F1068
For/Against
Proposal Type Vote Management
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1. Approve the relevant transactions Mgmt No Action *
contemplated under the Master
Agreement; and authorize the Board of
Directors of the Company to take all
such actions as may deem necessary
or desirable to implement and give
effect to the Master Agreement and
the relevant transactions
contemplated under the Master
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SMITH & NEPHEW PLC Agenda: 700484708
CUSIP: G82343164 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: GB0009223206
For/Against
Proposal Type Vote Management
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1. Receive and approve the audited Mgmt No Action *
accounts of the YE 31 DEC 2003
together with reports of the
Directors and the Auditors thereon
2. Declare a final dividend of 3.1 pence Mgmt No Action *
per ordinary share in respect of the
YE 31 DEC 2003
3. Re-elect Mr. Warren Knowlton as a Mgmt No Action *
Director of the Company
4. Re-elect Sir Christopher O Donnell as Mgmt No Action *
a Director of the Company
5. Re-elect Mr. Richard De Schutler as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. Rolf Stomberg as a Mgmt No Action *
Director of the Company
7. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors
8. Approve to renew the Directors Mgmt No Action *
authorization to allot securities
granted by article 9.2 of the Company s
Articles of Association; Authority
expires the earlier of the conclusion
of the next AGM of the Company in 2005
or 5 AUG 2005; and for the purposes
of Article 9 of the Company s Articles
of Association Section 80, amount for
this period
9. Approve the remuneration report of Mgmt No Action *
the Directors for the YE 31 DEC 2003
10. Approve the Smith & Nephew 2004 Mgmt No Action *
Performance Share Plan
11. Approve the Smith & Nephew 2004 Mgmt No Action *
Executive Share Option Plan
12. Approve the Smith & Nephew 2004 Co- Mgmt No Action *
Investment Plan
13. Authorize the Directors to establish Mgmt No Action *
other schemes for employees resident
or working outside the United Kingdom
based on the Performance Share Plan,
the 2004 Option Plan and the 2004
Co-Investment Plan Principal Schemes,
but modified to take account of local
tax exchange control and securities
law, provided that: a) such other
schemes shall confer benefits and
contain limits so as to ensure, so far
as the Directors consider practicable,
substantial equality of treatment with
employees participating in the
Principal Schemes; and b) any shares
issued or which might be issued under
such other Schemes are treated as
counting against the overall
limitations on the issue of new shares
14. Authorize the Directors to establish Mgmt No Action *
the new discretionary trust for the
benefit of employees and former
employees of the Company and its
subsidiaries
15. Amend the rules of the Smith & Nephew Mgmt No Action *
2001 UK approved Share Option Plan
16. Amend the rules of the Smith & Nephew Mgmt No Action *
2001 UK unapproved Share Option Plan
S.17 Approve to reclassify the 1 issued B Mgmt No Action *
ordinary share of 12 2/3 pence as
an ordinary share having the same
rights and subject to the same
restrictions as the existing ordinary
share of the Company including
entitlement to receive the same
dividend as any existing ordinary
S.18 Authorize the Company, pursuant to Mgmt No Action *
Section 166 of the Companies Act 1985,
to make market purchases Section
163(3) of up to 93,486,408 ordinary
shares 10% of the issued share capital
as at 16 MAR 2004 of 12 2/3 pence each
in the capital of the Company, at a
minimum price of 12 2/3 pence and an
amount equal to 105% of average of the
middle market quotations for an
ordinary share derived from the London
Stock Exchange Daily Official List,
for the 5 business days preceding the
date of purchase; Authority expires
the earlier of the conclusion of the
next AGM of the Company in 2005 or 5
AUG 2005; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
S.19 Approve the Articles of Association Mgmt No Action *
of the Company in substitution for
and to the exclusion of all previous
Articles of Association, but without
prejudice to the authorities granted
under Resolutions 8 and 20.
S.20 Approve to renew the Directors power Mgmt No Action *
to allot securities otherwise than to
existing shareholders pro rata to
their holdings granted by Article 9.3
of the Company s Articles of
Association adopted pursuant to
Resolution 19; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 5 AUG
2005; and for the purposes of the
Article 9 of Company s Articles of
Association Section 89 for this amount
be GBP 5,713,057
21. Approve to increase the aggregate Mgmt No Action *
ordinary remuneration permitted to be
paid to non-executive Directors, in
accordance with Article 115 of the
Company Articles of Association
adopted pursuant to Resolution 19, to
an amount not exceeding GBP 900,000
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SMITHS GROUP Agenda: 700421427
CUSIP: G82401103 Meeting Type: AGM
Ticker: Meeting Date: 11/11/2003 ISIN: GB0008182700
For/Against
Proposal Type Vote Management
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1. Approve to adopt the reports of the Mgmt No Action *
Directors and the Auditors and the
audited accounts for the YE 31 JUL
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 JUL 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary shares
4. Re-appoint Mr. K.O. Butler-Wheelhouse Mgmt No Action *
as a Director
5. Re-appoint Dr. J. Ferrie as a Mgmt No Action *
6. Re-appoint Mr. J.M. Horn-Smith as a Mgmt No Action *
Director
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company
8. Authorize the Directors to determine Mgmt No Action *
the remuneration of the Auditors
9. Authorize the Directors, in Mgmt No Action *
accordance with Article 6 of the
Articles of Association of the
Company, to allot relevant securities
having a nominal value not exceeding
GBP 46,629,434 in aggregate; Authority
expires on the day falling 5 years
after the passing of this resolution;
and that all previous authorities
under Section 80 of the Companies Act
1985
S.10 Authorize the Directors, in Mgmt No Action *
accordance with Article 7 of the
Articles of Association of the
Company, to allot equity securities
for cash and for the purposes
described in paragraph (b) of Article
7, up to a nominal amount of GBP
6,994,415; Authority expires on the
day falling 5 years after the passing
of this resolution; and that all
previous authorities under Section 95
of the Companies Act 1985,
S.11 Authorize the Company, in accordance Mgmt No Action *
with Article 11 of the Articles of
Association of the Company, to make
market purchases Section 163 of the
Companies Act 1985 of up to 55,955,321
ordinary shares of 25p each in the
capital of the Company, at a minimum
price of 25p and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the conclusion of
the next general meeting of the
Company, unless such authority is
renewed at such time;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
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SOUTH CHINA HOLDINGS LTD Agenda: 700513965
CUSIP: G8278Z145 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: KYG8278Z1458
For/Against
Proposal Type Vote Management
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1. Receive and consider the audited Mgmt No Action *
financial statements and the reports
of the Directors and the Auditors for
the YE 31 DEC 2003
2. Declare a final dividend of 0.55 HK Mgmt No Action *
cent per share for the YE 31 DEC 2003
3. Re-elect Ms. N.G. Jessica Yuk Mui as Mgmt No Action *
a Director
4. Re-elect Mr. N.G. Yuk Fung Peter as a Mgmt No Action *
Director
5. Re-elect Mr. Tan Boon Seng as a Mgmt No Action *
Director
6. Re-elect Mr. David Michael Norman as Mgmt No Action *
a Director
7. Re-elect Mr. David John Blackett as a Mgmt No Action *
Director
8. Authorize the Board of Directors to Mgmt No Action *
fix the Directors remuneration
9. Re-appoint the Auditors and authorize Mgmt No Action *
the Board of Directors to fix their
remuneration
S.10 Approve to change the name of the Mgmt No Action *
Company and authorize any one of the
Director of the Company to take all
necessary action to implement such
adoption of Chinese name
S.11 Approve and adopt the Articles of Mgmt No Action *
Association of the Company in
substitution for and to the exclusion
of all existing Articles of
Association of the Company
12. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares or securities
convertible into shares, or options,
warrants or similar rights to
subscribe for any shares and make or
grant offers, agreements and options
during and after the relevant period,
not exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company otherwise than
pursuant to: i) a rights issue; or ii)
the exercise of any share option
scheme or similar arrangement; or iii)
the exercise of subscription or
conversion rights attached to any
warrants or securities; or iv) any
scrip dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is to
be held by law
13. Authorize the Directors of the Mgmt No Action *
Company to repurchase issued shares of
the Company during the relevant
period, on The Stock Exchange of Hong
Kong Limited or any other stock
exchange on which the shares of the
Company have been or may be listed and
recognized by the Securities and
Futures Commission under the Hong Kong
Code on share repurchases for such
purposes, subject to and in accordance
with all applicable laws and
regulations, at such price as the
Directors may at their discretion
determine in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate nominal
amount of the issued share capital of
the Company; Authority expires the
earlier of the conclusion of the AGM
of the Company or the expiration of
the period within which the next AGM
of the Company
14. Approve, conditional upon the passing Mgmt No Action *
of Resolutions 12 and 13, to add the
aggregate nominal amount of the share
capital of the Company repurchased by
the Company pursuant to Resolution 6,
to the aggregate nominal amount of the
share capital of the Company that may
be allotted pursuant to Resolution 6,
provided that such amount shall not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company
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SSL INTERNATIONAL PLC Agenda: 700384453
CUSIP: G8401X108 Meeting Type: AGM
Ticker: Meeting Date: 7/15/2003 ISIN: GB0007981128
For/Against
Proposal Type Vote Management
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1. Receive the Directors report and the Mgmt No Action *
Company s annual accounts for the YE
31 MAR 2003, together with the
Auditors report on those accounts
and the auditable part of the
Directors remuneration report
2. Approve the remuneration report as Mgmt No Action *
detailed in the report and the
3. Declare a dividend of 8.4 pence per Mgmt No Action *
ordinary share
4. Re-elect Mr. Brian Buchan as a Mgmt No Action *
Director, who retires by rotation
5. Re-elect Mr. Bernd Beetz as a Mgmt No Action *
Director, who retires by rotation
6. Re-appoint KPMG Audit PLC as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next AGM at which
accounts are laid before the Company
and authorize the Directors to set
the Auditor s remuneration
7. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and pursuant to Section 80
of the Companies Act 1985, to allot
relevant securities Section 80(2) up
to an aggregate nominal amount of GBP
6,000,000; Authority expires the
earlier on 14 JUL 2008 or the
conclusion of the AGM of the Company
in 2008; and the Directors may allot
relevant securities after the expiry
of this authority in pursuance of such
an offer or agreement made prior to
such expiry
S.8 Authorize the Directors of the Mgmt No Action *
Company, in substitution for any
existing authority, subject to the
passing of Resolution 7 and pursuant
to Section 95 of the Companies Act
1985, to allot equity securities
Section 94(2) for cash pursuant to the
authority conferred by previous
Resolution, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities: i)
in connection with a rights issue,
open offer or otherwise in favor of
ordinary shareholders; b) up to an
aggregate nominal amount of GBP
946,564; and Authority expires the
earlier on 14 JUL 2008 or the
conclusion of the AGM of the Company
in 2008; and the Directors may allot
equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
prior to such expiry
S.9 Authorize the Company, pursuant to Mgmt No Action *
Section 166 of the Companies Act 1985,
to make one or more market purchases
Section 163(3) of up to 18,931,295
ordinary shares of 10p each in the
capital of the Company, at a minimum
price paid for each ordinary share
exclusive of expense payable by the
Company and up to 105% of the average
middle market quotations for such
shares derived from the Daily Official
List of the London Stock Exchange,
over the previous 5 business days; and
Authority expires at the conclusion of
the next AGM of the Company; the
Company, before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
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SSL INTERNATIONAL PLC Agenda: 700531812
CUSIP: G8401X108 Meeting Type: EGM
Ticker: Meeting Date: 6/16/2004 ISIN: GB0007981128
For/Against
Proposal Type Vote Management
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1. Approve the relevant contracts, Mgmt No Action *
assets, liabilities and employees of
the Company relating to the
manufacture and sale of Blogel
surgical gloves and Hibi Medical
Antiseptics subject to the terms and
conditions of a conditional sale and
the purchase agreement between the
Company New Bridge Holdings BV, SSL
Americas Inc and LRC Products Limited
and Regent Medical Limited, Regent
Medical Overseas Limited, Regent
Medical Americas LLC and Regent
Medical Holdings Limited; authorize
the Directors of the Company to do all
things that are in the opinion of the
Directors necessary or desirable to
give effect to and to complete the
Sale and Purchase Agreement and the
documents referred to in it with such
modifications, amendments, variations
or waivers as they consider to be
necessary or desirable
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ROYAL & SUN ALLIANCE INSURANCE GROUP PLC Agenda: 700507443
CUSIP: G8566X133 Meeting Type: AGM
Ticker: Meeting Date: 5/28/2004 ISIN: GB0006616899
For/Against
Proposal Type Vote Management
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1. Adopt the annual report and accounts Mgmt No Action *
for 2003
2. Declare a final dividend of 2.9p per Mgmt No Action *
ordinary for 2003 to be paid on 03
JUN 2004 to the shareholders whose
names are on the register of members
of Royal & Sun Alliance on 19 MAR
3. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as Royal & Sun Alliance Auditors until
the next AGM and authorize the
Directors to set their fees
4. Re-appoint Mr. Edward Lea as a Mgmt No Action *
Director until the next AGM
5. Re-appoint Mr. John Maxwell as a Mgmt No Action *
Director until the next AGM
6. Re-appoint Mr. Noel Harwerth as a Mgmt No Action *
Director until the next AGM
7. Re-appoint Mr. Malcolm Le May as a Mgmt No Action *
Director until the next AGM
8. Re-appoint Mr. George Culmer as a Mgmt No Action *
Director until the next AGM
9. Approve Royal & Sun alliance s Mgmt No Action *
remuneration report
10. Approve the Royal & Sun Alliance Mgmt No Action *
Insurance Group Plc share matching
Plan the plan and authorize the
Directors to do all such acts and
things as they deem necessary or
expedient to carry the plan; and
authorize the Directors to establish
such schedules to the plan as they
deem necessary in relation to
employees in jurisdictions outside the
UK, with such modifications as deem
necessary or desirable to take account
of local securities laws, exchange
control and tax legislation, provided
that any shares made available under
such schedules must be treated as
accounting against the relevant limits
on individual participation and over
all
11. Authorize the Royal Sun Alliance, for Mgmt No Action *
the purposes of part XA of the
Companies Act 1985 to: a) make
donations to EU political
organizations not exceeding GBP
100,000 in aggregate per annum and; b)
incur EU political expenditure not
exceeding GBP 100,000 in aggregate per
annum; Authority expires earlier of
the conclusion of next year s AGM or
27 AUG 2005; and such aggregate
amounts may be comprised of one or
more amounts in different currencies
which shall be converted at such rate
as may be determined by the Board in
its absolute discretion to be
appropriate
S.12 Amend Articles 2, 80 and 81 of the Mgmt No Action *
Articles of Association of the
Company by deleting the existing
Articles and by adopting new Articles
13. Authorize the Directors of the Mgmt No Action *
Company: a) to exercise the power
contained in Article 136 of the
Article of Association so that, the
holders of ordinary shares in Royal &
Sun allowance are permitted to elect
to receive new ordinary shares,
credited as fully paid, instead of all
or at the discretion of the Directors,
part of any dividends paid by Royal &
Sun Alliance prior to 27 MAY 2009; and
b) to capitalize the appropriate
nominal amount of the new ordinary
shares in the Company, failing to be
allotted pursuant to any elections
made pursuant to point a) above out of
the amount to the credit of any
reserve accounts including any share
premium account and capital redemption
reserve or to the credit of the profit
and loss account in each case, whether
or not such amounts are available for
distribution, to apply that sum in
paying up such new ordinary shares to
the share holders of Royal Allowance
validly making such elections
14. Authorize the Directors of Royal & Mgmt No Action *
Sun Alliance, in substitution for any
existing authority and as defined by
Section 80 of the Companies Act 1985,
to allot relevant securities up to a
maximum nominal amount of GBP
439,023,157 5% of the issued ordinary
share capital on 10 MAR 2004;
Authority will expire earlier of the
conclusion of next year s AGM or on 27
AUG 2005; and Royal & Sun Alliance
may make allotments during the
relevant period which may be
exercised after the relevant period
S.15 Authorize the Directors of Royal & Mgmt No Action *
Sun Alliance, under the authority
given by Resolution 14, to allot
equity securities Section 94(2) of the
Companies Act 1985 for cash, by
disapplying the statutory pre-emption
rights Section 89(1), provided that
this power is limited to the allotment
of equity securities: a) in connection
with an offer securities which is open
for acceptance in a period decided on
by the Directors; b) up to an
aggregate nominal value of GBP
39,603,474; Authority will expire
earlier of the conclusion of next
year s AGM or on 27 AUG 2005; and the
Royal & Sun Alliance may allot equity
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.16 Authorize the Royal & Sun Alliance to Mgmt No Action *
make market purchases Section 163 of
the Companies Act 1985 of up to
288,025,262 ordinary shares at a price
not less than the nominal value
currently of 27.5p for each ordinary
share and not more than 5% over the
average of the middle market price of
the ordinary shares based on the
London Stock Exchange Daily Official
List, over the previous 5 business
days; Authority will expire earlier of
the conclusion of next year s AGM or
on 27 AUG 2005; the Royal & Sun
Alliance, before the expiry, may make
a contract to purchase ordinary shares
which will or may be executed wholly
or partly
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ROYAL & SUN ALLIANCE INSURANCE GROUP PLC Agenda: 700412531
CUSIP: G8566X133 Meeting Type: EGM
Ticker: Meeting Date: 9/22/2003 ISIN: GB0006616899
For/Against
Proposal Type Vote Management
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1. Approve to increase the authorized Mgmt No Action *
share capital of the Company from GBP
850,000,000 to 1,379,000,000 by the
creation of 1,923,636,364 additional
ordinary shares of 27.5 pence each
subject to and conditional upon the
admission to the Official List of the
United Kingdom Listing Authority and
to trade on the London Stock
Exchange plc s market for the listed
securities of 27.5 pence each in the
Capital of the Company to be issued by
the Company in connection with the
Rights Issue
2. Authorize the Directors, pursuant to Mgmt No Action *
Section 80 of the Companies Act 1985,
to allot relevant securities Section
80(2) up to an aggregate nominal
amount of GBP 396,000,000 in
connection with the Rights Issue and
otherwise u to an aggregate nominal
amount of 132,003857; Authority
expires at the conclusion of the
Annual General Meeting of the Company
to be held in 2004 and the Directors
may allot relevant securities after
the expiry of this authority in
pursuance of such an offer or
agreement made prior
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TATE & LYLE PLC Agenda: 700388526
CUSIP: G86838128 Meeting Type: AGM
Ticker: Meeting Date: 7/31/2003 ISIN: GB0008754136
For/Against
Proposal Type Vote Management
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1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the YE 31 MAR 2003
2. Approve the Directors remuneration Mgmt No Action *
report set out in the report and the
accounts for the YE 31 MAR 2003
3. Declare a final dividend on the Mgmt No Action *
ordinary shares of the Company
4. Re-elect Mr. I. Ferguson as a Mgmt No Action *
Director, who retires under Article
5. Re-elect Mr. S. Musesengwa as a Mgmt No Action *
Director, who retires under Article
6. Re-elect Mrs. C. Piwnica as a Mgmt No Action *
Director, who retires under Article
7. Re-elect Mr. S. Strathdee as a Mgmt No Action *
Director, who retires under Article
8. Re-elect Mr. A. Yurko as a Director, Mgmt No Action *
who retires under Article 84
9. Re-elect Dr. K. Hopkins as a Director Mgmt No Action *
10. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors
11. Authorize the Directors to set the Mgmt No Action *
remuneration of the Auditors
12. Approve the Tate & Lyle 2003 Mgmt No Action *
Performance Share Plan
14. Approve to renew the Directors Mgmt No Action *
authority to allot shares
S.13 Approve to renew the Company s Mgmt No Action *
authority to purchase it own shares
S.15 Approve to renew the Directors Mgmt No Action *
authority to disapply shareholders
pre-emption rights in relation to the
allotment of shares
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TAYLOR WOODROW PLC Agenda: 700476852
CUSIP: G86954107 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: GB0008782301
For/Against
Proposal Type Vote Management
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1. Receive the audited financial Mgmt No Action *
statements, the reports of the
Auditors and the Directors for the YE
31 DEC 2003
2. Declare a final dividend of 6.5 pence Mgmt No Action *
per share
3. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
4. Re-elect Mr. Norman Askew as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. Michael Davies as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. Graeme McCallum as a Mgmt No Action *
Director of the Company
7. Re-elect Mr. Vernon Sankey as a Mgmt No Action *
Director of the Company
8. Re-elect Mrs. Robin Innes Ker as a Mgmt No Action *
Director of the Company
9. Re-elect Mr. Denis Mac Daid as a Mgmt No Action *
Director of the Company
10. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to determine
their remuneration
11. Approve that the Taylor Woodrow 2004 Mgmt No Action *
Savings-Related Share option Plan
Sharesave Plan, be and is hereby
adopted and established and that the
Board be and thereby is authorized to
do all the acts and things as it may
consider necessary or desirable to
carry the Sharesave Plan into effect
including consequential changes to
obtain the approval of the Board of
the inland revenue and to establish
any further plans based on the
Sharesave Plan but modified to take
account of local tax, exchange
control or securities laws in
countries outside the United Kingdom,
provided that the ordinary shares made
available under any such further plans
are treated as counting as appropriate
against any limits on individual or
overall participation in the Sharesave
Plan, and to take account of the
requirements of the London Stock
Exchange
12. Approve that the Taylor Woodrow 2004 Mgmt No Action *
Share Incentive Plan SIP, be and is
hereby adopted and established and
that the Board be and thereby is
authorized to do all the acts and
things as it may consider necessary or
desirable to carry the Share Incentive
Plan into effect including
consequential changes to obtain the
approval of the Board of the inland
revenue and to establish any further
plans based on the Share Incentive
Plan but modified to take account of
local tax, exchange control or
securities laws in countries outside
the United Kingdom, provided that the
ordinary shares made available under
any such further plans are treated as
counting as appropriate against any
limits on individual or overall
participation in the Share Incentive
Plan, and to take account of the
requirements of the London Stock
Exchange
13. Approve that the Taylor Woodrow 2004 Mgmt No Action *
Performance Share Plan Performance
Plan, be and is hereby adopted and
established and that the Board be and
thereby is authorized to do all the
acts and things as it may consider
necessary or desirable to carry the
Performance Share Plan into effect
including consequential changes to
obtain the approval of the Board of
the inland revenue and to establish
any further plans based on the
Performance Share Plan but modified to
take account of local tax, exchange
control or securities laws in
countries outside the United Kingdom,
provided that the ordinary shares made
available under any such further plans
are treated as counting as appropriate
against any limits on individual or
overall participation in the
Performance Share Plan, and to
take account of the requirements of
the London Stock Exchange
14. Approve that the Taylor Woodrow 2004 Mgmt No Action *
Deferred Bonus Plan Deferred Plan, be
and is hereby adopted and established
and that the Board be and thereby is
authorized to do all the acts and
things as it may consider necessary or
desirable to carry the Deferred Bonus
Plan into effect including
consequential changes to obtain the
approval of the Board of the inland
revenue and to establish any further
plans based on the Deferred Bonus Plan
but modified to take account of local
tax, exchange control or securities
laws in countries outside the United
Kingdom, provided that the ordinary
shares made available under any such
further plans are treated as counting
as appropriate against any limits on
individual or overall participation in
the Deferred Bonus Plan, and to take
account of the requirements of the
London Stock Exchange
15. Approve that the Taylor Woodrow 2004 Mgmt No Action *
Employee Benefit Trust the EBT, be
and is hereby adopted and established
and that the Board be and thereby is
authorized to do all the acts and
things as it may consider necessary or
desirable to carry the EBT into effect
and to take account of the
requirements of the London Stock
Exchange
16. Approve that in accordance with the Mgmt No Action *
Article 105.1 of the Companys Article
of Association, the maximum amount the
Board may from time to time determine
as being the fees that Directors shall
be entitled to receive for their
services as Directors shall be
increased to GBP
17. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority and pursuant to Section 80
of the Companies Act 1985, to allot
any relevant securities Section 80
up to an aggregate nominal amount of
GBP 46,783,941 the authorized but
unissued share capital; Authority
expires the earlier of the next AGM
of the Company in 2005; and the
Directors may make allotments during
the relevant period which may be
exercised after the relevant period
S.18 Authorize the Directors, subject to Mgmt No Action *
the passing of previous resolution
and pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred
by previous resolution, disapplying
the statutory pre-emption rights
Section 89(1), provided that this
power is limited to the allotment of
equity securities a) in connection
with a rights issue, open offer or
other offers in favor of ordinary
shareholders; and b) up to an
aggregate nominal amount of GBP
7,310,802; Authority expires the
earlier of the conclusion of the AGM
of the Company in 2005; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such
an offer or agreement made prior to
such expiry
S.19 Authorize the Company, pursuant to Mgmt No Action *
the authorities contained in the
Articles of Association of the
Company, to make market purchases
Section 163(3) of the Companies Act
1985 of up to 58,486,423 ordinary
shares of 25 pence each in the
capital of the Company, at a minimum
price of 25 pence and equal to 105%
of the average market value for such
shares derived from the London Stock
Exchange Daily Official List, over
the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company in 2005 and 19 OCT 2005; the
Company, before the expiry, may make
a contract to purchase ordinary
shares which will or may be executed
- -------------------------------------------------------------------------------------------------------
TESCO PLC Agenda: 700524653
CUSIP: G87621101 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: GB0008847096
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the accounts and the reports Mgmt No Action *
of the Directors and the Auditors for
the FYE 28 FEB 2004
2. Approve the Directors remuneration Mgmt No Action *
report for the FYE 28 FEB 2004
3. Declare a final dividend of 4.77 Mgmt No Action *
pence per share
S.4 Amend the Articles of Association of Mgmt No Action *
the Company the Articles by
deleting Article 90 and replacing it
with a new one
5. Re-elect Mr. Charles Allen as a Mgmt No Action *
Director
6. Re-elect Mr. Philip Clarke as a Mgmt No Action *
Director
7. Re-elect Dr. Harald Einsmann as a Mgmt No Action *
Director
8. Re-elect Mr. Veronique Morali as a Mgmt No Action *
Director
9. Re-elect Mr. Graham Pimlott as a Mgmt No Action *
Director
10. Elect Mr. Richard Brasher as a Mgmt No Action *
11. Elect Mr. Ken Hydon as a Director Mgmt No Action *
12. Elect Mr. E. Mervyn Davies as a Mgmt No Action *
Director
13. Elect Mr. David Reid as a Director Mgmt No Action *
14. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
and approve that their remuneration
be fixed by the Directors
15. Approve to increase the authorized Mgmt No Action *
share capital of the Company from GBP
481,600,000 to GBP 530,000,000 by the
creation of 968,000,000 ordinary
shares of 5p each
16. Authorize the Directors, in place of Mgmt No Action *
the equivalent authority conferred on
the Directors at the last AGM, to
exercise the power contained in the
Articles to offer the holders of
ordinary shares of 5p each in the
capital of the Company the Shares the
right to receive new shares, credited
as fully paid, instead of the cash
amount which would otherwise be due to
them in respect of any dividends
including interim dividends paid by
the Directors or declared by the
Company, including the final dividend
for the FYE on 28 FEB 2004
17. Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 15 and in
place of the equivalent authority
conferred on the Directors at the last
AGM and in accordance with Section 80
of the Companies Act 1985 CA 1985, to
allot relevant securities Section
</Table>
<Table>
80(2) CA 1985 up to an aggregate
nominal amount of GBP 128.07 million;
Authority expires on 18 JUN 2009; and
the Company may make an offer or
agreement before the expiry of such
authority which would or mighty
require relevant securities to be
allotted after 18 JUN 2009 and the
Directors may allot such securities
pursuant to such offer or agreement
S.18 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 CA 1985, to allot equity
securities for cash pursuant to the
authority conferred on the Directors
for the purposes of Section 80 CA
1985, disapplying the statutory pre-
emption rights Section 89(1) CA 1985,
provided that this power is limited to
the allotment of equity securities: i)
in connection with an offer of such
securities by way of rights issue; and
ii) up to an aggregate nominal amount
of GBP 19.21 million; Authority
expires the earlier of the conclusion
of the Company s next AGM or 15 months;
and the Company may before such expiry
make an offer or agreement which would
or might require equity securities to
be allotted after such expiry and the
Directors may allot equity securities
in pursuance of any such offer or
agreement as if the
S.19 Authorize the Company to make market Mgmt No Action *
purchases Section 163(3) CA 1985 of up
to 768.44 million shares of 5p each in
the Company, at a minimum price of 5p
and not more than 105% of the average
of the middle market quotations of a
share as derived from the London Stock
Exchange Daily Official List, over the
previous 5 business days; Authority
expires the earlier of the conclusion
of the AGM of the Company in 2005 or18
months; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
20. Authorize Tesco Stores CR, a wholly Mgmt No Action *
owned subsidiary of the Company i) to
make donations to EU political
organizations not exceeding GBP 25,000
in total; and ii) to incur EU
political expenditure not exceeding
GBP 25,000 in total, during any FY of
the Company; Authority expires at the
conclusion of the Company s AGM
21. Authorize Tesco Stores SR, a wholly Mgmt No Action *
owned subsidiary of the Company i) to
make donations to EU political
organizations not exceeding GBP 25,000
in total; and ii) to incur EU
political expenditure not exceeding
GBP 25,000 in total, during any FY of
the Company; Authority expires at the
conclusion of the Company s AGM
22. Authorize Tesco Global Rt, a wholly Mgmt No Action *
owned subsidiary of the Company i) to
make donations to EU political
organizations not exceeding GBP 25,000
in total; and ii) to incur EU
political expenditure not exceeding
GBP 25,000 in total, during any FY of
the Company; Authority expires at the
conclusion of the Company s AGM in
2007
23. Authorize Tesco Polska Sp, a wholly Mgmt No Action *
owned subsidiary of the Company i) to
make donations to EU political
organizations not exceeding GBP 25,000
in total; and ii) to incur EU
political expenditure not exceeding
GBP 25,000 in total, during any FY of
the Company; Authority expires at the
conclusion of the Company s AGM in
2007
24. Approve the Tesco PLC Performance Mgmt No Action *
Share Plan 2004 and authorize the
Directors to do all acts and things
necessary to establish and carry into
effect
25. Approve the Tesco PLC 2004 Mgmt No Action *
Discretionary Share Option Plan and
authorize the Directors to do all
acts and things necessary to
establish and carry it into effect
and to make any amendments required
to the approved part of the
Discretionary Share Option Plan in
order to obtain or maintain Inland
- -------------------------------------------------------------------------------------------------------
TOMKINS PLC Agenda: 700486221
CUSIP: G89158136 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: GB0008962655
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report and Mgmt No Action *
financial statements for the YE 03
JAN 2004 together with the
Independent Auditors report
2. Approve the remuneration committee Mgmt No Action *
report for the YE 03 JAN 2004, as set
out on pages 31 to 37 of the annual
report and accounts
3. Declare a final dividend of 704p per Mgmt No Action *
ordinary share for the YE 03 JAN 2004
4. Re-appoint Mr. D.B. Newlands as a Mgmt No Action *
Director
5. Re-appoint Mr. K. Lever as a Director Mgmt No Action *
6. Re-appoint Sir Brian Pitman as a Mgmt No Action *
Director
7. Re-appoint Deloitte & Touche LLP the Mgmt No Action *
Company having agreed that Deloitte &
Touche LLP succeeded to the business
of Deloitte & Touche on 01 AUG 2003 as
Independent Auditors
8. Authorize the Directors to determine Mgmt No Action *
the Independent Auditor s
9. Authorize the Directors, in Mgmt No Action *
accordance with and subject to the
terms of, Article 5 of the Company s
Articles of Association to allot
relevant securities up to an
aggregate nominal amount of GBP
S.10 Authorize the Directors, in Mgmt No Action *
accordance and subject to the terms
of, Article 6 of the Company s
Articles of Association to allot
shares for cash for the purposes of
paragraph (ii) of Article 6 up to an
aggregate nominal amount of GBP
S.11 Authorize the Company, in Mgmt No Action *
substitution for any existing
authority, to make market purchases
Section 163(3) of ordinary shares of 5
pence each in the capital of the
Company, at a maximum price which may
be paid for any share is an amount
equal to 105% of the average middle
market quotations for such shares
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires the
earlier of the conclusion of the next
AGM of the Company in 2005 or 30 JUN
2005; the Company, before the expiry,
may make
a contract to purchase ordinary shares
which will or may be executed
S.12 Amend the Articles of Association of Mgmt No Action *
the Company by: inserting Article 6
after the words; inserting Article
6(i) after words; deleting from
Article 6(i), where it appears after
the words
- -------------------------------------------------------------------------------------------------------
TOMKINS PLC Agenda: 700392753
CUSIP: G89158136 Meeting Type: EGM
Ticker: Meeting Date: 8/11/2003 ISIN: GB0008962655
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
2. Approve the amendments to the Mgmt No Action *
Company s Articles of Association and
the early redemption of the
convertible cumulative redeemable
preference shares of USD 50 in the
Company s capital
S.1 Amend, subject to and conditional on Mgmt No Action *
the passing of ordinary resolution
and the extraordinary resolution and
the capital reorganization becoming
effective, the Company s Articles of
Association by deleting Article
4(C)(iv)(c) entirely and replacing it
with a new Article; and deleting
Article 4(C)(iv)(e) entirely and
replacing it with a new article
- -------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda: 700481411
CUSIP: G92087124 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: GB0005748735
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the accounts and Mgmt No Action *
the balance sheet for the YE 31 DEC
2003, together with the Directors
report and the Auditors report
2. Approve the Directors remuneration Mgmt No Action *
report for the YE 31 DEC 2003
included within the annual report &
accounts 2003
3. Declare a dividend on the ordinary Mgmt No Action *
shares
4. Re-elect Mr. N. W. A. FitzgGerald, Mgmt No Action *
KBE as a Executive Director
5. Re-elect Mr. A. Burgmans as a Mgmt No Action *
Executive Director
6. Re-elect Mr. A. C. Butler as a Mgmt No Action *
Executive Director
7. Re-elect Mr. P. J. Cescau as a Mgmt No Action *
Executive Director
8. Re-elect Mr. K. B. Dadiseth as a Mgmt No Action *
Executive Director
9. Re-elect Mr. A. R. baron van Heemstra Mgmt No Action *
as a Executive Director
10. Re-elect Mr. R. H. P. Markham as a Mgmt No Action *
Executive Director
11. Elect Mr. C. J. van der Graaf as a Mgmt No Action *
Executive Director
12. Elect The Rt. Honerable The Lord Mgmt No Action *
Brittan of Spennithorne QC DL,
subject to the passing of Resolution
26, as a Non-Executive Director
13. Elect Mr. Baroness Chalker of Mgmt No Action *
Wallasey, subject to the passing of
Resolution 26, as a Non-Executive
Director
14. Elect Mr. B. Collomb, subject to the Mgmt No Action *
passing of Resolution 26, as a Non-
Executive Director
15. Elect Professor W. Dik, subject to Mgmt No Action *
the passing of Resolution 26, as a
Non-Executive Director
16. Elect Mr. O. Fanjul, subject to the Mgmt No Action *
passing of Resolution 26, as a Non-
Executive Director
17. Elect Mr. C. X. Gonzalez, subject to Mgmt No Action *
the passing of Resolution 26, as a
Non-Executive Director
18. Elect Mr. H. Kopper, subject to the Mgmt No Action *
passing of Resolution 26, as a Non-
Executive Director
19. Elect The Lord Simon of Highbury CBE, Mgmt No Action *
subject to the passing of Resolution
20. Elect Mr. J. van der Veer, subject to Mgmt No Action *
the passing of Resolution 26, as a
Non-Executive Director
21. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which accounts are laid
before the members
22. Authorize the Directors to fix the Mgmt No Action *
remuneration of the Auditors
23. Authorize the Directors, in Mgmt No Action *
substitution for any existing
authority, to allot relevant
securities Section 80 up to an
aggregate nominal amount of GBP
13,450,000; Authority expire on the
day preceding the 5th anniversary of
the passing of this resolution; and
the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.24 Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 23 and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred by
Resolution 23 or by virtue of Section
94(3A), disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities a)
in connection with a rights issue in
favor of ordinary shareholders; and b)
up to an aggregate nominal amount of
GBP 2,000,000 5% of the issued share
capital; Authority expire on the day
preceding the 5th anniversary of the
passing of this resolution; and,
authorize the Directors to allot
equity securities after the expiry of
this authority in pursuance of such an
offer or agreement made prior to
S.25 Authorize the Company, pursuant to Mgmt No Action *
Article 64 of the Articles of
Association, to make market purchases
Section 163(3) of up to 290 million
ordinary shares of 1.4p each in the
capital of the Company, at a minimum
price of 1.4p and not more than 5%
above the average market value for
such shares derived from the London
Stock Exchange Daily Official List,
for the 5 business days preceding the
date of purchase; Authority expires
the earlier of the conclusion of the
next AGM of the Company or 12 months;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly
S.26 Amend the Articles of Association to Mgmt No Action *
reflect Corporate Governance changes
S.27 Amend the Articles of Association for Mgmt No Action *
treasury shares
- -------------------------------------------------------------------------------------------------------
UNITED BUSINESS MEDIA PLC Agenda: 700494759
CUSIP: G92272106 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: GB0030224215
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the report of the Mgmt No Action *
Directors and the accounts for the
YE 31 DEC 2003
2. Approve the Directors remuneration Mgmt No Action *
report
3. Declare a final dividend Mgmt No Action *
4. Re-elect Mr. John Botts as a Director Mgmt No Action *
5. Re-elect Mr. Malcolm Wall as a Mgmt No Action *
6. Re-elect Ernst & Young LLP as the Mgmt No Action *
Auditors to the Company and to
authorize the Directors to determine
their remuneration
S.7 Authorize the Company, for the Mgmt No Action *
purpose of Section 166 of the
Companies Act 1985 the Act, to make
market purchases Section 163(3) of the
Act of up to 33,582,615 ordinary
shares of 25 pence each in the capital
of the Company, at a minimum price of
25 pence and not more than 5% above
the average of the middle market
quotations for such shares derived
from the Daily Official List of the
London Stock Exchange, for the 5
business days preceding the date of
purchase; Authority expires the
earlier of the conclusion of the next
AGM or 06 AUG 2005; the Company may
make a contract to purchase its own
shares under the authority hereby
conferred prior to the expiry of such
authority which will or may be
executed wholly or partly after such
expiry and may make a purchase of its
own shares in pursuance of any such
contract as if the authority conferred
hereby had not expired
S.8 Authorize the Company, in Mgmt No Action *
substitution for all such existing
authorities, to make one or more
market purchases Section 163(3) of the
Act of up to 6,212,819 B shares in the
capital of the Company at a
minimum price of 245 pence; Authority
expires the earlier of the conclusion
of the next AGM or 06 AUG 2005; the
Company may make a contract to
purchase B shares under the authority
hereby conferred prior to the expiry
of such authority which will or may be
executed wholly or partly after such
expiry and may make a purchase of B
shares in pursuance of any such
contract
9. Authorize the Directors, in Mgmt No Action *
accordance with Article 6 of the
Company s Articles of Association, to
allot relevant securities up to a
maximum nominal amount of GBP
27,985,513; Authority expires the
earlier of the conclusion of the next
AGM or 06 AUG 2005; and all the
previous authorities under Section 80
of the Act shall henceforth cease to
have effect
S.10 Authorize the Directors, in Mgmt No Action *
accordance with Article 7 of the
Company s Articles of Association, to
allot equity securities for cash as if
section 89(1) of the Act did not apply
to such allotment and to allot equity
securities within Section 94(3A) of
the Act, as if Section 89(1) of the
Act did not apply, that for the
purposes of paragraph (1)(b) of
Article 7 the nominal amount to which
this power is limited shall be GBP
4,197,827; Authority expires the
earlier of the conclusion of the next
AGM or 06 AUG 2005
11. Authorize the Company and any Company Mgmt No Action *
which is or becomes a subsidiary of
the Company, for the purposes of Part
XA of the Act, to make donations to
the EU Political Organization and
incur EU Political Expenditure up to a
sum not exceeding GBP 100,000 in
aggregate; Authority expires at the
conclusion of the Company s AGM
12. Approve the United Business Media Mgmt No Action *
2004 UK and the International
Sharesave Schemes and authorize the
Directors to do all such acts and
things as they may deem or expedient
to carry these Schemes in to effect
including making any amendments
necessary to obtain Inland Revenue
approval to the 2004 UK Scheme
- -------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda: 700381990
CUSIP: G93882101 Meeting Type: AGM
Ticker: Meeting Date: 7/30/2003 ISIN: GB0007192106
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please click on the above link to Non- No Action *
access Vodafone Group s 2003 Notice Voting
of Annual General Meeting and Annual
Review & Summary Financial Statement
1. Receive the report of the Directors Mgmt No Action *
and financial statements for the
YE 31 MAR 2003
2. Approve the remuneration report of Mgmt No Action *
the Board for the YE 31 MAR 2003
3. Re-appoint Lord MacLaurin of Mgmt No Action *
Knebworth DL, a Director retiring in
accordance with the Company s
Articles of Association, as a
Director of the Company
4. Re-appoint Mr. Kenneth Hydon, a Mgmt No Action *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
5. Re-appoint Mr. Thomas Geitner, a Mgmt No Action *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
6. Re-appoint Professor Sir Alec Broers, Mgmt No Action *
a Director retiring in accordance with
the Company s Articles of Association,
as a Director of the
7. Re-appoint Mr. Jurgen Schrempp, a Mgmt No Action *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
8. Re-appoint Dr. John Buchanan, a Mgmt No Action *
Director retiring in accordance with
the Company s Articles of
Association, as a Director of the
9. Approve that the final dividend Mgmt No Action *
recommended by the Directors of
0.8983p per ordinary share for the YE
31 MAR 2003 be declared payable on the
ordinary shares of the Company to all
members whose names appear on the
Register of Members on 6 JUN 2003 and
that such dividend be paid on 8 AUG
2003
10. Re-appoint Deloitte & Touche as Mgmt No Action *
Auditors to the Company until the next
AGM
11. Authorize the Audit Committee to Mgmt No Action *
determine the remuneration of the
Auditors
12. Authorize the Company and any company Mgmt No Action *
which is or becomes a subsidiary of
the Company during the period to which
this resolution relates and for the
purposes of Part XA of the Companies
Act 1985, to make Donations to EU
Political Organizations or incur EU
Political Expenditure during the
period ending on the date of the
Company s AGM in 2004 provided that
any such Donations and expenditure
made by the Company together with
those made by any subsidiary company
while it is a subsidiary of the
Company shall not exceed in aggregate
GBP 100,000 during that period
13. Renew the authority conferred on the Mgmt No Action *
Directors by Article 16.2 of the
Company s Articles of Association and
for this purpose: 13.1) the Section
80 amount be USD 900,000,000; and
13.2) the prescribed period be the
period ending on the date of the AGM
in 2004 or on 30 OCT 2004, whichever
is the earlier
S.14 Approve that, subject to the passing Mgmt No Action *
of Resolution 13, the power conferred
on the Directors by Article 16.3 of
the Company s Articles of Association
be renewed for the prescribed period
specified in Resolution 13.2 and for
such period the Section 89 amount be
USD 340,000,000
S.15 Authorize the Company, generally and Mgmt No Action *
unconditionally, for the purposes of
Section 166 of the Companies Act 1985,
to make market purchases (as defined
in Section 163 of that Act) of
ordinary shares of USD 0.10 each in
the capital of the Company provided
that: 15.1) the maximum aggregate
number of ordinary shares which may be
purchased is 6,800,000,000; 15.2) the
minimum price which may be paid for
each ordinary share is USD 0.10; 15.3)
the maximum price (excluding expenses)
which may be paid for any ordinary
share is an amount equal to 105% of
the average of the middle market
closing price of the Company s
ordinary shares as derived from the
Official List of the London Stock
Exchange for the 5 business days
immediately preceding the day on which
such share is contracted to be
purchased; and 15.4) this authority
shall expire at the conclusion of the
AGM of the Company held in 2004 or on
30 OCT 2004, whichever is the earlier,
unless such authority is renewed prior
to that time (except in relation to
the purchase of ordinary shares the
contract for which was concluded
before the expiry of such authority
and which might be executed
- -------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda: 700523295
CUSIP: G9606P114 Meeting Type: AGM
Ticker: Meeting Date: 6/15/2004 ISIN: GB0030345457
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report and the Mgmt No Action *
accounts for the YE 04 MAR 2004
2. Approve the remuneration report Mgmt No Action *
3. Declare a final dividend of 16.15 Mgmt No Action *
pence per ordinary share
4. Elect Mr. Angle Risley as a Director Mgmt No Action *
5. Re-elect Sir John Banham as a Mgmt No Action *
6. Re-elect Mr. Alan Parker as a Mgmt No Action *
7. Re-elect Mr. Stewart Miller as a Mgmt No Action *
Director
8. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors to hold the office until the
conclusion of the Company s next AGM
and authorize the Directors to set the
Auditors remuneration
9. Approve the Whitebread Long Term Mgmt No Action *
Incentive Plan and authorize the
Directors to do all such acts and
things necessary to carry into
effect; authorize the Directors to
vote and be counted in the quorum on
any matter connected with the plan
except that no Director may vote or
be counted in the quorum in respect
of his own participation and any
prohibition on voting contained in
the Articles of Association of the
Company be relaxed accordingly
10. Authorize the Directors to establish Mgmt No Action *
provisions as the Directors may decide
subject to the following: a) such
plans must operate within the
limits on the number of new ordinary
shares which may be made available
from time to time under the Whitebread
2001 Approve Executive Share Option
Scheme, the Whitebread Unapproved
Executive Share Option Scheme, the
Whitebread 2001 Savings- related Share
Option Scheme and the Whitebread Long
Term Incentive Plan; b) such plans
must take account of overseas tax,
securities and exchange control laws
contains limitations so as to ensure
except to the extent necessary or
desirable as the Directors consider
practicable that the participants in
such plans obtain no greater benefit
than employees participating in the
existing plans; c) the provisions of
such plans may not be amended without
the prior approval of the Company in
General Meeting
S.11 Authorize the Directors, pursuant to Mgmt No Action *
Section 166 of the Companies Act 1985,
to make market purchases Section
163(3) of ordinary shares in the
capital of the Company up to an
aggregate nominal amount of GBP
14,875,000, at a minimum price which
may be paid for each ordinary share is
the nominal amount of that share and
up to 105% of the average middle
market quotations for such shares
derived from the Daily Official List,
over the previous 5 business days;
Authority expires the earlier of the
conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly after
such expiry
S.12 Authorize the Directors, in Mgmt No Action *
substitution of Resolution 11 passed
at the AGM held on 22 JUN 2002,
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94 for cash
pursuant to the authority conferred by
Resolution 10, disapplying the
statutory pre-emption rights Section
89(1), provided that this power is
limited to the allotment of equity
securities: a) in connection with a
rights issue in favor of ordinary
shareholders, subject to such
exclusions or other arrangements as
the Directors may consider necessary
desirable in relation to fractional
entitlements or any legal or practical
problems under the laws of any
territory or the requirements of any
regulatory body; b) up to an aggregate
nominal amount of GBP 7,437,500;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or 17 JUN 2007; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement
- -------------------------------------------------------------------------------------------------------
WILLIAM HILL PLC Agenda: 700491296
CUSIP: G9645P117 Meeting Type: AGM
Ticker: Meeting Date: 5/17/2004 ISIN: GB0031698896
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report and Mgmt No Action *
accounts for the fifty-two weeks ended
30 DEC 2003
2. Approve the Directors remuneration Mgmt No Action *
report
3. Declare a final dividend of 9.0p for Mgmt No Action *
each ordinary share
4. Elect Mr. David Allvey as a Director Mgmt No Action *
5. Elect Mr. Barry Gibson as a Director Mgmt No Action *
6. Re-appoint Delloitte & Touche LLP as Mgmt No Action *
Auditors of the Company
7. Authorize the Directors to determine Mgmt No Action *
the remuneration of the Auditors of
the Company
8. Amend the rules of the 2004 Senior Mgmt No Action *
Management Operating Bonus Scheme,
the William Hill Executive Director
Incentive Plan, the Willaim Hill Long
Term Incentive Plan and the William
Hill Saye Share Option Schemes to
enable share options and awards to be
satisfied using treasury shares
9. Approve to renew the Directors Mgmt No Action *
authority to allot relevant
securities up to a maximum nominal
amount of GBP 14,060,370,
representing one-third of the
Company s issued share capital at 07
APR
S.10 Amend Article 13 of the Company s Mgmt No Action *
Articles of Association to extend the
disapplication of pre-emption rights
pursuant to Section 89 Companies Act
1985 to include treasury shares
S.11 Amend Article 58 of the Company s Mgmt No Action *
Articles of Association to clarify
that shares bought back may be held
in treasury
S.12 Approve to renew the Directors Mgmt No Action *
authority to allot equity securities
for cash, pursuant to the authority
conferred by Resolution 9 and Section
95 of the Companies Act 1985 up to a
maximum nominal amount of GBP
2,109,055, representing 5% of the
Company s issued share capital at 07
APR 2004
S.13 Authorize the Company to make market Mgmt No Action *
purchases of ordinary shares subject
to certain conditions
- -------------------------------------------------------------------------------------------------------
GEORGE WIMPEY PLC Agenda: 700467322
CUSIP: G96872109 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: GB0009713446
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the report of the Mgmt No Action *
Directors and the accounts for the
YE 31 DEC 2003
2. Approve to declare a final dividend Mgmt No Action *
in respect of the YE 31 DEC 2003, due
and payable on 14 MAY 2004 to
shareholders on the register at close
of business on 05 MAR 2004, such final
dividend to be payable only in respect
of such of the shares in respect of
which the relevant holders of the
shares has not exercised any
entitlement to receive new shares
instead of dividend in cash pursuant
3. Re-elect Mr. J.H. Robinson as a Mgmt No Action *
Director, who retires by rotation
4. Re-elect Mr. J.M. Blackburn as a Mgmt No Action *
Director, who retires by rotation
5. Re-elect Mr. D.M. Williams as a Mgmt No Action *
Director, who retires by rotation
6. Re-appoint Mr. Baroness Dean of Mgmt No Action *
Thornton-le-Fyide as a Director, who
retire by rotation
7. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company until
the conclusion of the next general
meeting at which the accounts are
laid before the Company and approve
that their remuneration be fixed by
the Directors
8. Authorize the Directors, in Mgmt No Action *
substitution for all previous
authorities, to allot relevant
securities Section 80(2) of the
Companies Act 1985 up to an aggregate
nominal value of GBP 32,017,837;
Authority expires 5 years after the
date of passing of this resolution;
and the Directors may allot relevant
securities after the expiry of this
authority in pursuance of such an
offer or agreement made prior to such
expiry
S.9 Authorize the Directors, subject to Mgmt No Action *
the passing of the Resolution 8, and
pursuant to Section 95 of the
Companies Act 1985, to allot equity
securities Section 94(2) of the Act
for cash pursuant to the authority
conferred by Resolution 8, disapplying
the statutory pre-emption rights
Section 89, provided that this power
is limited to the allotment of equity
securities: a) in connection with a
rights issue, open offer or any other
pre-emptive offer or scrip dividend
alternative in each case in favor of
ordinary shareholders; and b) up to an
aggregate nominal value of GBP
4,802,675; Authority expires 5 years
after the date of passing of this
resolution; and the Directors may
allot equity securities after the
expiry of this authority in pursuance
of such an offer or agreement made
S.10 Authorize the Company, to make market Mgmt No Action *
purchases Section 163(3) of the
Companies Act 1985 of not more than
38,421,405 ordinary shares of 25p each
in its share capital, at a minimum
price of 25p per share and not more
than 5% above the average of the
middle market quotations for the
ordinary shares in the Company taken
from the London Stock Exchange Daily
Official List, over the previous 5
business days in each case exclusive
of any expenses; Authority expires at
the conclusion of the next AGM of the
Company; the Company, before the
expiry, may make a contract to
purchase ordinary shares which will or
may be executed wholly or partly
after such expiry
11. Approve that the remuneration report Mgmt No Action *
contained within the report of the
Directors and the accounts for the YE
31 DEC 2003
- -------------------------------------------------------------------------------------------------------
WOLSELEY PLC FORMERLY WOLSELEY-HUGHES PLC Agenda: 700424245
CUSIP: G97278108 Meeting Type: AGM
Ticker: Meeting Date: 11/21/2003 ISIN: GB0009764027
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the accounts and the
Auditors report thereon for the YE 31
JUL 2003
2. Receive and adopt the Directors Mgmt No Action *
remuneration report for the YE 31 JUL
2003
3. Declare a final dividend of 15.6p per Mgmt No Action *
ordinary share
4. Elect Mr. Gareth Davis as a Director Mgmt No Action *
of the Company
5. Elect Mr. Gerard Legtmann as a Mgmt No Action *
Director of the Company
6. Re-elect Mr. John Whybrow as a Mgmt No Action *
Director of the Company
7. Re-elect Mr. Stephen Webster as a Mgmt No Action *
Director of the Company
8. Re-elect Mr. Fenton Hord as a Mgmt No Action *
Director of the Company
9. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of the Company,
until the conclusion of the next AGM
of the Company
S.10 Authorize the Directors, pursuant to Mgmt No Action *
Section 95 of the Companies Act 1985,
to allot equity securities Section 94
for cash, disapplying the statutory
pre-emption rights Section 89(1),
provided that this power is limited to
the allotment of equity securities:
10.1) in connection with a rights
issue in favor of ordinary
shareholders; 10.2) up to an aggregate
nominal amount of GBP 7,259,465 5% of
the issued share capital on 22 SEP
2003; Authority expires the earlier
of the conclusion of the next AGM of
the Company or 15 months; and the
Directors may allot equity securities
after the expiry of this authority in
pursuance of such an offer or
agreement made prior
S.11 Authorize the Company, in accordance Mgmt No Action *
with Part V of the Companies Act
1985, to make market purchases
Section 163 of up to 58,075,722
ordinary shares of 25p each in the
capital of the Company, at a minimum
price of 25p and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the conclusion
of the next AGM of the Company; the
Company, before the expiry, may make
a contract to purchase ordinary
shares which will or may be executed
wholly or partly after such expiry
12. Approve the Wolseley Share Option Mgmt No Action *
Plan 2003 as prescribed and authorize
the Directors of the Company to do all
acts and things necessary to implement
the Wolseley Share Option Plan 2003
including the power to establish
further sub-plans that are modified to
take account of the local tax, account
control or securities laws in overseas
territories, provided that any shares
made available under such sub-plans
are treated as counting against the
individual participation limit
13. Authorize the Company and any Company Mgmt No Action *
which is or becomes its subsidiary,
for the purposes of Part XA of the
Companies Act 1985 as amended by the
Political Parties, Elections and
Referendums Act 2000, to make
donations to EU political organization
and to incur EU political expenditure
up to a maximum aggregate amount of
GBP 125,000; Authority expires at the
conclusion
- -------------------------------------------------------------------------------------------------------
WPP GROUP PLC Agenda: 700533905
CUSIP: G97974102 Meeting Type: AGM
Ticker: Meeting Date: 6/28/2004 ISIN: GB0009740423
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Company s Mgmt No Action *
accounts for the FYE 31 DEC 2003
together with the last Director s
report, the last Director s
remuneration report and the Auditors
report thereon on those accounts and
the auditable part of the remuneration
report
2. Declare a final dividend for the Mgmt No Action *
YE 31 DEC 2003
3.a Re-elect Mr. Orit Gadiesh as a Mgmt No Action *
3.b Re-elect Mr. Koichiro Naganuma as a Mgmt No Action *
Director
3.c Re-elect Mr. Paul Spencer as a Mgmt No Action *
3.d Re-elect Mr. Philip Lader as a Mgmt No Action *
Director, who retires by rotation
3.e Elect Mr. Jeremy Bullmore as a Mgmt No Action *
3.f Elect Mr. John Jackson as a Director Mgmt No Action *
3.g Elect Mr. Stanley Morten as a Mgmt No Action *
3.h Elect Mr. John Quelch as a Director Mgmt No Action *
4. Re-appoint Deloitte & Touche LLP as Mgmt No Action *
the Auditors of the Company to hold
office from the conclusion of the
meeting to the conclusion of the next
meeting at which accounts are laid
and authorize the Directors to fix
their remuneration
5. Authorize the Directors, in Mgmt No Action *
accordance with Article 6 of the
Company s Articles of Association, to
allot relevant securities up to a
maximum nominal amount of GBP
39,334,225; Authority expires on 28
JUN 2009; and all previous
authorities under Section 80 of the
Companies Act 1985 shall cease to have
effect except that the authority
conferred by the passing of Resolution
10 of the AGM of 26 JUN 2000 shall
remain in full force
S.6 Authorize the Directors, in Mgmt No Action *
accordance with Article 7 of the
Company s Articles of Association, to
allot equity securities for cash and
that for the purposes of Paragraph
(1)(b) of Article 7, the nominal
amount to which this power is limited
shall be GBP 5,900,134; Authority
expires on 28 JUN 2009; and all
previous authorities under Section 95
of the Companies Act 1985 shall cease
to have effect except that the
authority conferred by the passing of
Resolution 10 of the AGM of 26 JUN
2000 shall remain in full force and
S.7 Authorize the Company, in accordance Mgmt No Action *
with at 11 of the Company s Articles
of Association and the Companies Act
1985, to make market purchases Section
163(3) of the Companies Act of up to
118,002,676 ordinary shares of 10
pence each in the Company on such
terms and in such manner as the
Directors of the Company may
determine, at a minimum price of 10
pence and not more than 105% of the
average of the middle market
quotations for an ordinary share as
derived from the London Stock Exchange
Daily Official List, over the previous
5 business days; Authority expires at
the conclusion of the AGM of the
Company in 2005; a contract of
purchase may be concluded by the
Company, before such expiry, which
will or may be executed wholly or
partly after such expiry and the
shares may be made in pursuance of any
such contract
8. Approve the WPP Directors Mgmt No Action *
remuneration report set out in the
report of the Compensation Committee
contained in the 2003 report and
accounts
9. Approve that part of the award due to Mgmt No Action *
Sir Martin Sorrell under the Capital
Investment Plan CIP be deferred by
granting replacement awards for that
part of his subsisting CIP award and
authorize the Directors to execute
such documents and to make all
consequential amendments to the deed
setting out the terms of the said
award under the CIP that the Directors
deem necessary or desirable
10. Approve the amendments to the period Mgmt No Action *
for the exercise of the rights
granted under the Notional Share
Award Plan NSAP to JMS Financial
Services Limited JMS and authorize
the Directors to execute such
documents and to make all
consequential amendments to the
documents setting out the terms of
the said awards under the NSAP that
the Directors deem necessary or
desirable
11. Approve that the maximum annual Mgmt No Action *
aggregate remuneration of the
Directors excluding those that hold
an executive office or are employed by
the Company or one of its subsidiaries
as specified in Article 73(1) of the
Company s Articles of Association be
and the same is herby increased from
GBP 450,000 to GBP 1,000,000
- -------------------------------------------------------------------------------------------------------
WPP GROUP PLC Agenda: 700476181
CUSIP: G97974102 Meeting Type: EGM
Ticker: Meeting Date: 4/16/2004 ISIN: GB0009740423
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE EGM HELD ON 7 Non- No Action *
APR 2004 HAS BEEN POSTPONED DUE TO Voting
LACK OF QUORUM AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 16 APR
2004. PLEASE ALSO NOTE THE NEW CUTOFF
DATE. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
1. Approve the WPP Group PLC 2004 Mgmt No Action *
Leadership Equity Acquisition Plan
2004 LEAP as specified and authorize
the Directors of the Company acting
through its compensation Committee to
make such amendments to the rules
relating to 2004 LEAP and to do all
such acts and things which it may
consider necessary or expedient for
the purposes of carrying 2004 LEAP
into effect including, without
limitation, to make amendments and
modifications that are required in
order to take account of laws and
regulations in overseas jurisdictions
which enable non-UK resident employees
to participate in 2004 LEAP in a
beneficial manner including without
limitation the establishment of
separate plans in different
jurisdictions replicating in all
substantial respects the provisions of
2004 LEAP
- -------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD Agenda: 700448966
CUSIP: G98803144 Meeting Type: AGM
Ticker: Meeting Date: 2/24/2004 ISIN: BMG988031446
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
financial statements and the reports
of the Directors and the Auditors for
the YE 30 SEP 2003
2. Declare a final dividend of HKD 0.46 Mgmt No Action *
per share for the YE 30 SEP 2003
3. Elect the Directors and authorize the Mgmt No Action *
Board of Directors to fix their
remuneration
4. Appoint the Auditors and authorize Mgmt No Action *
the Board of Directors to fix their
remuneration
5.A Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate nominal
amount of the issued share capital of
the Company otherwise than pursuant
to: a) a rights issue or the exercise
of any share option scheme or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by any applicable
Bye-laws
5.B Authorize the Directors to purchase Mgmt No Action *
shares in the capital of the Company
during the relevant period, subject
to and in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital;; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by any applicable
Bye-laws
5.C Approve, conditional upon the passing Mgmt No Action *
of Resolution 5.B, to add the
aggregate nominal amount of the share
capital of the Company repurchased
by the Company pursuant to Resolution
5.B, to the aggregate nominal amount
of the share capital of the Company
that may be allotted pursuant to
Resolution 5.A
- -------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda: 700507126
CUSIP: H0010V101 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: CH0012221716
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is Part II of Non- No Action *
the meeting notice sent under meeting Voting
#122258, including the agenda. To vote
in the upcoming meeting, your name
must be notified to the company
registrar as beneficial owner before
the re-registration deadline.
Therefore, ADP cutoff date for this
meeting is calculated based on the
re-registration deadline set by the
market. However, shareholders that are
already registered at the company
books are entitled to submit their
voting instructions up until 05 MAY
2004. Please note that those
instructions that are submitted after
the ADP cutoff date will be processed
on a best effort basis.
1. Receive the reporting on the business Mgmt No Action *
year 2003
2. Approve the annual report, the Mgmt No Action *
accounts of the Group and the annual
accounts 2003
3. Grant discharge the Board of Mgmt No Action *
Directors and the Management
4. Approve the appropriation of the Mgmt No Action *
balance profit
5. Approve the elections into the Board Mgmt No Action *
of Directors
6. Elect the Auditors and the Group Mgmt No Action *
Auditor
- -------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda: 700427582
CUSIP: H0010V101 Meeting Type: EGM
Ticker: Meeting Date: 11/20/2003 ISIN: CH0012221716
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the ordinary increase in the Mgmt No Action *
share capital
- -------------------------------------------------------------------------------------------------------
ADECCO SA, CHESEREX Agenda: 700541255
CUSIP: H00392318 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: CH0012138605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non- No Action *
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Receive the business report 2003, Mgmt No Action *
consisting of the annual report, the
financial statements of Adecco S.A.
and the consolidated financial
statements for the business year 2003
2. Receive the reports of the Statutory Mgmt No Action *
Auditors and the Group Auditors
3. Approve the business report 2003 Mgmt No Action *
4. Approve the appropriation of retained Mgmt No Action *
earnings
5. Grant discharge to the Members of the Mgmt No Action *
Board of Directors
6.1 Elect the Board of Directors Mgmt No Action *
6.2 Elect the Auditors Mgmt No Action *
6.2.1 Elect the statutory Auditors and the Mgmt No Action *
Group Auditors
6.2.2 Elect the Special Auditor Article 23 Mgmt No Action *
Paragraph 2 of the Articles of
Incorporation
7. Approve the abolishment of 5%- Mgmt No Action *
restriction of
transferability/registration and
connected provisions in Article 4 of
the Articles of Incorporation
- -------------------------------------------------------------------------------------------------------
SERONO SA, COINSINS Agenda: 700510870
CUSIP: H0274W159 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: CH0010751920
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
THE PRACTICE OF SHARE BLOCKING VARIES Non- No Action *
WIDELY IN THIS MARKET. PLEASE Voting
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
1. Approve the annual report, the annual Mgmt No Action *
accounts of Serono S.A., the
consolidated accounts of Serono Group
and the reports of the Auditor
2. Approve the appropriation of the Mgmt No Action *
balance-sheet profit 2003
3.1 Approve the increase of the Mgmt No Action *
contingent capital: ontingent capital
for optional and/or convertible
3.2 Approve the increase of the Mgmt No Action *
contingent capital: contingent
capital for profit-sharing scheme
4. Approve to create a new authorized Mgmt No Action *
capital
5. Amend the Articles of Association: Mgmt No Action *
period for requests to put items on
the agenda
6. Grant discharge of the Board of Mgmt No Action *
Directors and the Executive
Management Board
7.1.1 Re-elect the Board of Directors Mgmt No Action *
7.1.2 Elect a new Member to the Board of Mgmt No Action *
Directors
7.2 Elect the Auditor Mgmt No Action *
7.3 Elect the Special Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
CIBA SPEZIALITAETENCHEMIE HOLDING AG, BASEL Agenda: 700450682
CUSIP: H14405106 Meeting Type: AGM
Ticker: Meeting Date: 2/26/2004 ISIN: CH0005819724
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US NOW
IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- -------------------------------------------------------------------------------------------------------
CLARIANT AG, MUTTENZ Agenda: 700446289
CUSIP: H14843165 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: CH0012142631
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. To vote in the upcoming meeting, your Registr No Action *
name must be notified to the company ation
registrar as beneficial owner before
the record date. Please advise us now
if you intend to vote. Note that the
company registrar has discretion over
granting voting rights. Once the
agenda is available, a second
notification will be issued requesting
your voting instructions.
- -------------------------------------------------------------------------------------------------------
GEBERIT AG, JONA Agenda: 700481790
CUSIP: H2942E108 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: CH0008038223
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is Part II of Non- No Action *
the meeting notice sent under meeting Voting
#124150, including the agenda. To vote
in the upcoming meeting, your name
must be notified to the company
registrar as beneficial owner before
the re-registration deadline.
Therefore, ADP cutoff date for this
meeting is calculated based on the
re-registration deadline set by the
market. However, shareholders that are
already registered at the company
books are entitled to submit their
voting instructions up until 09 APR
2004. Please note that those
instructions that are submitted after
the ADP cutoff date will be processed
on a best effort basis.
1. Approve the annual report, the annual Mgmt No Action *
financial statements and the
consolidated financial statements 2003
as well as acknowledge the reports of
the Auditors and the Group
2. Approve to dispose of retained Mgmt No Action *
3. Grant discharge to the Board of Mgmt No Action *
Directors
4. Elect the Board of Directors Mgmt No Action *
5. Elect the Auditors and the Group Mgmt No Action *
Auditors
6. Amend the Articles of Incorporation Mgmt No Action *
about the authorization of a capital
increase
- -------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER Agenda: 700477715
CUSIP: H3238Q102 Meeting Type: AGM
Ticker: Meeting Date: 4/16/2004 ISIN: CH0010645932
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note this is the Part II of Non- No Action *
the meeting notice sent under meeting Voting
#118262, including the agenda. Please
be advised that the meeting date
scheduled to 16 APR 2004 instead of 08
APR 2004. To vote in the upcoming
meeting, your name must be
notified to the company registrar as
beneficial owner before the re-
registration deadline. Please note
that those instructions that are
submitted after the ADP cutoff date
will be processed on a best effort
1. Approve the annual report, the annual Mgmt No Action *
financial statements and the
consolidated financial statements for
the year 2003
2. Discharge the Board of Directors Mgmt No Action *
3. Approve the appropriation of the Mgmt No Action *
retained earnings
4. Approve the capital decrease Mgmt No Action *
5. Approve the authorized capital Mgmt No Action *
6. Elect the Board of Directors Mgmt No Action *
7. Elect the Auditors and the Group Mgmt No Action *
Auditors
- -------------------------------------------------------------------------------------------------------
HOLCIM LTD (EX.HOLDERBANK FINANCIERE GLARUS Agenda: 700480445
AG), JONA
CUSIP: H36940130 Meeting Type: AGM
Ticker: Meeting Date: 5/14/2004 ISIN: CH0012214059
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US NOW
IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- -------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP, ZUERICH Agenda: 700490105
CUSIP: H3698D419 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: CH0012138530
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non- No Action *
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Approve the annual report, the parent Mgmt No Action *
Company s financial statements for
2003 and the groups consolidated
financial statements for 2003
2. Grant discharge the acts of the Mgmt No Action *
Members of the Board of Directors and
the Executive Board
3.1 Approve the appropriation of retained Mgmt No Action *
earnings
3.2 Approve the reduction of share Mgmt No Action *
capital for the purpose of repayment
of par value to shareholders; amend
the Articles of Association
4.1a Re-elect Mr. Thomas D. Bell to the Mgmt No Action *
Board of Directors
4.1b Re-elect Mr. Aziz R. D. Syriani to Mgmt No Action *
the Board of Directors
4.1c Elect Mr. Peter F. Weibel to the Mgmt No Action *
Board of Directors
4.1d Elect Ms. Noreen Doyle to the Board Mgmt No Action *
of Directors
4.1e Elect Mr. David W. Syz to the Board Mgmt No Action *
of Directors
4.2 Elect the parent Company s Mgmt No Action *
Independent Auditors and the group s
Independent Auditors
4.3 Elect the Special Auditors Mgmt No Action *
5.1 Amend the Paragraph 4 and 5 of Mgmt No Action *
Article 7 of the Articles of
5.2 Approve to deletion of provisions Mgmt No Action *
concerning contributions in kind in
Articles of Association
- -------------------------------------------------------------------------------------------------------
KUDELSKI SA, CHESEAUX-SUR-LAUSANNE Agenda: 700514599
CUSIP: H46697142 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: CH0012268360
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
THE PRACTICE OF SHARE BLOCKING VARIES Non- No Action *
WIDELY IN THIS MARKET. PLEASE Voting
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS
1. Approve the business report, annual Mgmt No Action *
accounts of the Kudelski S.A and
consolidated accounts 2003, reports
of the Auditor and the Group Auditor
2. Approve the appropriation of the Mgmt No Action *
balance sheet profit of Kudelski S.A
3. Grant discharge the Members of the Mgmt No Action *
Board of Directors and the Management
Board
4. Elect the Board of Directors Mgmt No Action *
5. Elect the Auditor and the Group Mgmt No Action *
6. Approve to change the date in Article Mgmt No Action *
7 paragraph 1- authorized capital -
of the Articles of Association
7. Miscellaneous Other No Action *
- -------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA, APPLES Agenda: 700532016
CUSIP: H50430208 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: CH0012607195
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non- No Action *
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Approve the business report as per 31 Mgmt No Action *
MAR 2004
2. Approve the annual report, the Mgmt No Action *
accounts of the Logitech Group and
the annual accounts of Logitech
International SA 2004 and the reports
of the Auditors and the Group
3. Approve the appropriation of the Mgmt No Action *
balance profit
4. Approve to increase the share capital Mgmt No Action *
5. Approve the share repurchase program Mgmt No Action *
6. Grant discharge to the Board of Mgmt No Action *
Directors
7. Approve the elections Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
LONZA GROUP AG, ZUERICH Agenda: 700453981
CUSIP: H50524133 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: CH0013841017
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE ADVISED THAT THIS IS A Non- No Action *
REVISION DUE TO THE REVISED CUTOFF Voting
DATE. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RE-SEND THIS
PROXY FORM UNLESS YOU WISH TO AMEND
YOU VOTING INSTRUCTIONS. THANK YOU
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
- -------------------------------------------------------------------------------------------------------
VALORA HOLDING AG, BERN Agenda: 700493517
CUSIP: H53670198 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: CH0002088976
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non- No Action *
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Approve the annual report and the Mgmt No Action *
annual accounts 2003 of Valora Holding
LTD, and the accounts of the
Valora-Group, acceptance of the
reports of the Auditors and the Group
2. Grant discharge to the Members of the Mgmt No Action *
Board of Directors and the
3. Approve the appropriation of the Mgmt No Action *
balance profit of Valora Holding LTD
4. Approve the elections Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda: 700453967
CUSIP: H57312466 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: CH0012056047
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US NOW
IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER
GRANTING VOTING RIGHTS. ONCE THE
AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- -------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda: 700449134
CUSIP: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 2/24/2004 ISIN: CH0012005267
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. To vote in the upcoming meeting, your Registr No Action *
name must be notified to the company ation
registrar as beneficial owner before
the record date. Please advise us
now if you intend to vote. Note that
the company registrar has discretion
over granting voting rights. Once
the agenda is available, a second
notification will be issued
requesting your voting instructions
- -------------------------------------------------------------------------------------------------------
PSP SWISS PROPERTY AG, ZUG Agenda: 700493466
CUSIP: H64687108 Meeting Type: AGM
Ticker: Meeting Date: 5/10/2004 ISIN: CH0010428107
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
THE PRACTICE OF SHARE BLOCKING VARIES Non- No Action *
WIDELY IN THIS MARKET. PLEASE Voting
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
1. Approve the annual report and annual Mgmt No Action *
accounts 2003 and the report of the
Auditors
2. Approve the accounts of the Group Mgmt No Action *
2003 and the report of the Group
3. Approve the appropriation of the Mgmt No Action *
balance profit
4. Grant discharge to the Members of the Mgmt No Action *
Board of Directors
5.1 Approve, subject to the shareholders Mgmt No Action *
of Reg Real Estate Group approves the
merger with PSP Swiss property Ltd,
the split of the shares into 1:4
5.2 Approve, subject to the shareholders Mgmt No Action *
of Reg Real Estate Group approves the
merger with PSP Swiss property Ltd,
the reduction of the share capital
5.3 Approve, subject to the shareholders Mgmt No Action *
of Reg Real Estate Group approves the
merger with PSP Swiss property Ltd,
the merger with Reg and ordinary
increase of the share capital
6. Approve, subject to the shareholders Mgmt No Action *
of Reg Real Estate Group approve the
merger with PSP Swiss property Ltd
and the passing of Resolutions 5.1,
5.2, 5.3, to elect the Board of
7. Elect the Auditors Mgmt No Action *
8. Elect a Special Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda: 700462334
CUSIP: H69293225 Meeting Type: OGM
Ticker: Meeting Date: 4/6/2004 ISIN: CH0012032113
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN ANNUAL Non- No Action *
GENERAL MEETING. THANK YOU Voting
1. Approve the annual report, the Mgmt No Action *
financial statements and the
consolidated financial statements for
2003
2. Ratify the Board of Directors actions Mgmt No Action *
3. Approve the appropriation of Mgmt No Action *
available earnings
4. Elect the Directors Mgmt No Action *
5. Elect the Statutory and the Group Mgmt No Action *
Auditors
- -------------------------------------------------------------------------------------------------------
SCHINDLER HOLDING AG, HERGISWIL Agenda: 700454503
CUSIP: H7258G142 Meeting Type: AGM
Ticker: Meeting Date: 3/18/2004 ISIN: CH0013914103
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED
REQUESTING YOUR VOTING INSTRUCTIONS
- -------------------------------------------------------------------------------------------------------
SGS SA, GENEVE Agenda: 700435779
CUSIP: H7484G106 Meeting Type: EGM
Ticker: Meeting Date: 12/9/2003 ISIN: CH0002497458
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that the notice for this Non- No Action *
meeting was received after the Voting
registration deadline. If your
shares were registered prior to the
deadline of November 12th, your
voting instructions will be accepted
for this meeting. However, voting
instructions for shares that were not
registered prior to the registration
deadline will not be accepted. Thank
1. Approve the name change Mgmt No Action *
2. Approve the conditional increase of Mgmt No Action *
the share capital
3. Approve the authorized increase of Mgmt No Action *
the share capital
- -------------------------------------------------------------------------------------------------------
SGS SA, GENEVE Agenda: 700451026
CUSIP: H7484G106 Meeting Type: OGM
Ticker: Meeting Date: 3/23/2004 ISIN: CH0002497458
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- -------------------------------------------------------------------------------------------------------
SULZER AG, WINTERTHUR Agenda: 700451141
CUSIP: H83580128 Meeting Type: OGM
Ticker: Meeting Date: 4/29/2004 ISIN: CH0002376454
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- -------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda: 700510882
CUSIP: H83949133 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: CH0012255144
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
To vote in the upcoming meeting, your Non- No Action *
name must be notified to the company Voting
registrar as beneficial owner before
the re-registration deadline. Please
note that those instructions that are
submitted after the ADP cutoff date,
will be processed on a best effort
basis. Thank you.
1. Approve the business report 2003 Mgmt No Action *
2. Grant discharge to the Members of the Mgmt No Action *
Board of Directors
3. Approve the appropriation of the Mgmt No Action *
balance profit
4. Elect the Board of Directors Mgmt No Action *
5. Elect the Auditors and the Group Mgmt No Action *
Auditor
- -------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda: 700510894
CUSIP: H83949141 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: CH0012255151
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
THE PRACTICE OF SHARE BLOCKING VARIES Non- No Action *
WIDELY IN THIS MARKET. PLEASE Voting
CONTACT YOUR ADP CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
1. Approve the business report of 2003 Mgmt No Action *
2. Grant discharge to the Members of the Mgmt No Action *
Board of Directors
3. Approve the appropriation of the Mgmt No Action *
balance sheet profit
4. Elect the Board of Directors Mgmt No Action *
5. Elect the Auditors and the Group Mgmt No Action *
Auditor
- -------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda: 700486182
CUSIP: H8398N104 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: CH0008742519
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is the Part II Non- No Action *
of the meeting notice sent under Voting
meeting #124168, including the
agenda. To vote in the upcoming
meeting, your name must be notified
to the company registrar as
beneficial owner before the re-
registration deadline. Please note
that those instructions that are
submitted after the ADP cutoff date
will be processed on a best effort
1. Approve the annual reports, the Mgmt No Action *
annual accounts and the accounts of
the Group for the business year 2003,
the reports of the Auditors and the
Group Auditor
2. Approve the appropriation of the Mgmt No Action *
balance profit and the fixing of
dividend
3. Grant discharge the Members of the Mgmt No Action *
Board of Directors and the Management
4. Elect the Auditors and the Group Mgmt No Action *
Auditor
- -------------------------------------------------------------------------------------------------------
SCHWEIZERISCHE RUECKVERSICHERUNGS- Agenda: 700451278
GESELLSCHAFT, ZUERICH
CUSIP: H84046137 Meeting Type: OGM
Ticker: Meeting Date: 5/14/2004 ISIN: CH0012332372
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- -------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda: 700474466
CUSIP: H84140112 Meeting Type: OGM
Ticker: Meeting Date: 4/27/2004 ISIN: CH0011037469
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
The practice of share blocking varies Non- No Action *
widely in this market. Please Voting
contact your ADP client service
representative to obtain blocking
information for your accounts
1. Approve the annual report, the annual Mgmt No Action *
accounts and the accounts of the Group
2003
2. Grant discharge to the members of the Mgmt No Action *
Board of Directors and the
3. Approve the appropriation of the Mgmt No Action *
balance profit 2003
4. Approve to reduce the share capital Mgmt No Action *
and partial repayment of the par
5. Amend the By-law Mgmt No Action *
6. Approve the share repurchase program Mgmt No Action *
7. Elect the Board of Directors Mgmt No Action *
8. Elect the Auditors and the Group Mgmt No Action *
Auditors
- -------------------------------------------------------------------------------------------------------
UBS AG Agenda: 700468045
CUSIP: H8920M855 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: CH0012032030
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. TO VOTE IN THE UPCOMING MEETING, YOUR Registr No Action *
NAME MUST BE NOTIFIED TO THE COMPANY ation
REGISTRAR AS BENEFICIAL OWNER BEFORE
THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT
THE COMPANY REGISTRAR HAS DISCRETION
OVER GRANTING VOTING RIGHTS. ONCE
THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- -------------------------------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES, ZUERICH Agenda: 700474909
CUSIP: H9870Y105 Meeting Type: OGM
Ticker: Meeting Date: 4/16/2004 ISIN: CH0011075394
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual report, the Mgmt No Action *
financial statements and the
consolidated financial statements for
2003
2. Approve the appropriation of the Mgmt No Action *
balance profit for 2003
3. Authorize the Board of Directors to Mgmt No Action *
reduce the share capital by CHF
360,017,387.50 from CHF 1,296,062,595
to a new total of CHF 936,045,207.50
Article 5, by reducing the nominal
value of each registered share by
CHF 2.50 from CHF 9 to CHF 6.50
4. Grant the Board of Directors and of Mgmt No Action *
the Group Executive Committee to
release from their liability for
their activities in the 2003 business
5.1 Re-elect Mr. Messrs Lodewijk Van Mgmt No Action *
Wachem as the Board of Director for a
term of 1 year
5.2 Re-elect Mr. Philippe Pidoux as the Mgmt No Action *
Board of Director for a term of 2
5.3 Re-elect Mr. Messrs Armin Mcyer as Mgmt No Action *
the Board of Director for a term of 3
5.4 Re-elect Mr. Rolf Watter as the Board Mgmt No Action *
of Director for a term of 3 year
5.5 Elect Mr. Thomas Escher as the Board Mgmt No Action *
of Director for a term of 2 years
- -------------------------------------------------------------------------------------------------------
ACOM CO LTD Agenda: 700533311
CUSIP: J00105106 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3108600002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 40, Final JY 40, Special
JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect Share
Repurchase - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ADVANTEST CORP Agenda: 700531204
CUSIP: J00210104 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3122400009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
no. 62 Term: dividends for the
current term has been proposed as JPY
25 per share JPY 40 on a yearly
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company will be allowed to
purchase its own shares upon a
resolution of the Board of Directors
in accordance with Commercial Code
211-3
3. Elect Mr. Takashi Tokunou as a Mgmt No Action *
4.1 Elect Noboru Yamaguchi as the Mgmt No Action *
Statutory Auditor
4.2 Elect Kuniaki Suzuki as the Statutory Mgmt No Action *
Auditor
5. Approve the assignment of free Mgmt No Action *
subscription rights: the Company has
proposed to give free share
subscription rights to the Directors,
Executives, Statutory Auditors and
employees of the Company and its
subsidiaries as stock option in
accordance with Commercial Code 280-
20 and 280-21
- -------------------------------------------------------------------------------------------------------
AIFUL CORP, KYOTO Agenda: 700537131
CUSIP: J00557108 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3105040004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No. 27 term: dividends for the current
term as JPY 30 per share JPY 60 on a
yearly basis
2. Amend the Company s Articles of Mgmt No Action *
Incorporation
3.1 Elect Mr. Yoshitaka Fukuda as a Mgmt No Action *
Director
3.10 Elect Mr. Masami Munetake as a Mgmt No Action *
3.11 Elect Mr. Yasuo Yanagibashi as a Mgmt No Action *
Director
3.12 Elect Mr. Masayuki Satou as a Mgmt No Action *
3.13 Elect Mr. Hiroshi Abe as a Director Mgmt No Action *
3.14 Elect Mr. Kazumitsu Oishi as a Mgmt No Action *
3.15 Elect Mr. Tsuneo Sakai as a Director Mgmt No Action *
3.16 Elect Mr. Tetsuo Ninomiya as a Mgmt No Action *
3.17 Elect Mr. Kazuyoshi Wakamatsu as a Mgmt No Action *
Director
3.2 Elect Mr. Taichi Kawakita as a Mgmt No Action *
3.3 Elect Mr. Katsuhide Horiba as a Mgmt No Action *
Director
3.4 Elect Mr. Sadatoshi Kobayashi as a Mgmt No Action *
Director
3.5 Elect Mr. Shintarou Hashima as a Mgmt No Action *
Director
3.6 Elect Mr. Yasutaka Fukuda as a Mgmt No Action *
3.7 Elect Mr. Yoshimasa Nishimura as a Mgmt No Action *
Director
3.8 Elect Mr. Kouji Imada as a Director Mgmt No Action *
3.9 Elect Mr. Takashi Koumoto as a Mgmt No Action *
4. Elect Mr. Yasuo Hotta as a Statutory Mgmt No Action *
Auditor
5. Grant retirement allowances, to Mgmt No Action *
Directors, Mr. Yuuji Kataoka and Mr.
Takashi Noda and 1 Statutory
Auditor, Mr. Tadao Mushiake according
to the Company rule
6. Approve to give free share Mgmt No Action *
subscription rights to Directors and
employees of the Company and its
subsidiaries as Stock Option in
accordance with Commercial Code 280-
20 and 280-21
- -------------------------------------------------------------------------------------------------------
AJINOMOTO CO INC Agenda: 700537155
CUSIP: J00882126 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3119600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive the business report, the Non- No Action *
balance sheet, and the profit and Voting
loss statement for the 126th FY 01
APR 2003 to 31 MAR 2004
1. Approve the appropriation of the Mgmt No Action *
retained earnings for the 126th FY
2. Amend the Articles of Incorporation Mgmt No Action *
3.1 Elect a Director Mgmt No Action *
3.2 Elect a Director Mgmt No Action *
4.1 Elect a Corporate Auditor Mgmt No Action *
4.2 Elect a Corporate Auditor Mgmt No Action *
4.3 Elect a Corporate Auditor Mgmt No Action *
4.4 Elect a Corporate Auditor Mgmt No Action *
4.5 Elect a Corporate Auditor Mgmt No Action *
5. Approve the revision of the Mgmt No Action *
remuneration of the Corporate
6. Approve the retirement allowances to Mgmt No Action *
a retired Director and the retiring
Corporate Auditors
- -------------------------------------------------------------------------------------------------------
ALPS ELECTRIC CO LTD Agenda: 700539577
CUSIP: J01176114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3126400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 6, Final JY 6, Special
JY 0
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
AMADA LTD Agenda: 700548057
CUSIP: J01218106 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3122800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ASAHI BREWERIES LTD Agenda: 700467067
CUSIP: J02100113 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3116000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 6.5, Final JY 6.5,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors
7 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ASAHI GLASS CO LTD Agenda: 700467081
CUSIP: J02394120 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3112000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 6.75,
Special JY 0
2 Amend Articles to: Reduce Maximum Mgmt No Action *
Board Size from 30 to 15 - Authorize
Share Repurchases at Board s
Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
4 Approve Executive Stock Option Plan Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
- -------------------------------------------------------------------------------------------------------
ASAHI KASEI CORP Agenda: 700535682
CUSIP: J0242P128 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: DE0008618950
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special
JY 0
2 Amend Articles to: Clarify Director Mgmt No Action *
Authorities - Authorize Share
Repurchases at Board s Discretion -
Amend Business Lines
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ASATSU-DK INC, TOKYO Agenda: 700468766
CUSIP: J03014107 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3109800007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9, Final JY 9, Special
JY 0
2 Approve Reduction in Legal Reserves Mgmt No Action *
3 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s
Discretion - Streamline Board
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.13 Elect Director Mgmt No Action *
4.14 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
BELLSYSTEM24 INC Agenda: 700402629
CUSIP: J0428S102 Meeting Type: AGM
Ticker: Meeting Date: 8/28/2003 ISIN: JP3835750005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 75, Final JY 5, Special
JY 90
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Introduce System Mgmt No Action *
for Selling Supplemental Shares to
Odd-Lot Holders, Create Registry of
Lost Share Certificates
4 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BENESSE CORP Agenda: 700532092
CUSIP: J0429N102 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3835620000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Profit Appropriation Plan Mgmt No Action *
for the 50th Period
2. Partial Revisions of the Articles of Mgmt No Action *
Incorporation
3.1 Elect a Director Mgmt No Action *
3.2 Elect a Director Mgmt No Action *
3.3 Elect a Director Mgmt No Action *
3.4 Elect a Director Mgmt No Action *
3.5 Elect a Director Mgmt No Action *
3.6 Elect a Director Mgmt No Action *
4. Issue of New Stock Reservation Rights Mgmt No Action *
as Stock Options
- -------------------------------------------------------------------------------------------------------
BRIDGESTONE CORP Agenda: 700467790
CUSIP: J04578126 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3830800003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 8, Special JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
7 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
CANON INC Agenda: 700463893
CUSIP: J05124144 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3242800005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 15, Final JY 35, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Appoint Additional External Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
7 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors and
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
CASIO COMPUTER CO LTD Agenda: 700548451
CUSIP: J05250139 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3209000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 15, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY CO, NAGOYA Agenda: 700539832
CUSIP: J05523105 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3566800003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2500, Final JY 2500,
Special JY 0
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.13 Elect Director Mgmt No Action *
2.14 Elect Director Mgmt No Action *
2.15 Elect Director Mgmt No Action *
2.16 Elect Director Mgmt No Action *
2.17 Elect Director Mgmt No Action *
2.18 Elect Director Mgmt No Action *
2.19 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER CO INC Agenda: 700539692
CUSIP: J06510101 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3526600006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
10 Amend Articles to Require Appropriate Shr No Action *
Storage of Depleted Uranium
11 Amend Articles to Require Disclosure Shr No Action *
of Information Related to Public
12 Amend Articles to Require Shutdown of Shr No Action *
Hamaoka Nuclear Power Station Until
Occurrence of Major Earthquake in the
Tokai Region
13 Amend Articles to Require Withdrawal Shr No Action *
from Nuclear Power Generation
14 Approve Alternate Income Allocation Shr No Action *
Proposal, with Allocation of Funds to
a Reserve Account for Losses
Associated with Shutdown of Hamaoka
Nuclear Power Station
15 Amend Articles to Require Cessation Shr No Action *
of Construction of Hydro-Electric
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 30, Final JY 30, Special
JY 0
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
6 Shareholder Proposals Mgmt No Action *
7 Amend Articles of Incorporation to Shr No Action *
Prohibit Directors from Holding Posts
as Employees of the Company
8 Amend Articles to Require Disclosure Shr No Action *
of Individual Compensation Levels of
Directors and Statutory Auditors
9 Amend Articles to Prohibit Use of Shr No Action *
Plutonium and Cancel Plans to Generate
Power Using Plutonium Thermal Process
- -------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO LTD Agenda: 700462310
CUSIP: J06930101 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: JP3519400000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 13, Special
JY 0
2.1 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
- -------------------------------------------------------------------------------------------------------
CITIZEN WATCH CO LTD Agenda: 700543538
CUSIP: J07938111 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3352400000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 10, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
CITIZEN WATCH CO LTD Agenda: 700556624
CUSIP: J07938111 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3352400000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 148182 DUE TO CHANGE IN Voting
THE MEETING DATE AND AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 10, Special
JY 0
2. Amend the Articles of Incorporation Mgmt No Action *
3. Approve Issue of the Reservation Mgmt No Action *
Right for New Shares as Stock Option
4.1 Elect a Director Mgmt No Action *
4.10 Elect a Director Mgmt No Action *
4.11 Elect a Director Mgmt No Action *
4.12 Elect a Director Mgmt No Action *
4.13 Elect a Director Mgmt No Action *
4.2 Elect a Director Mgmt No Action *
4.3 Elect a Director Mgmt No Action *
4.4 Elect a Director Mgmt No Action *
4.5 Elect a Director Mgmt No Action *
4.6 Elect a Director Mgmt No Action *
4.7 Elect a Director Mgmt No Action *
4.8 Elect a Director Mgmt No Action *
4.9 Elect a Director Mgmt No Action *
5.1 Appoint Statutory Auditor Mgmt No Action *
5.2 Appoint Statutory Auditor Mgmt No Action *
5.3 Appoint Statutory Auditor Mgmt No Action *
6. Elect Provisional Statutory Auditor Mgmt No Action *
7. Approve retirement allowances to the Mgmt No Action *
retiring Director(s)
- -------------------------------------------------------------------------------------------------------
CSK CORP Agenda: 700539200
CUSIP: J08442105 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3346400009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of retained Mgmt No Action *
earnings
2. Amend the Articles of Incorporation Mgmt No Action *
3.1 Elect a Director Mgmt No Action *
3.2 Elect a Director Mgmt No Action *
3.3 Elect a Director Mgmt No Action *
3.4 Elect a Director Mgmt No Action *
3.5 Elect a Director Mgmt No Action *
3.6 Elect a Director Mgmt No Action *
3.7 Elect a Director Mgmt No Action *
3.8 Elect a Director Mgmt No Action *
4.1 Elect the Corporate Auditor Mgmt No Action *
4.2 Elect the Corporate Auditor Mgmt No Action *
5. Approve the Issuant of Shinkabu Mgmt No Action *
Youaku-ken right to acquire new
issue as stock options
6. Approve the retirement allowance to Mgmt No Action *
the Director
- -------------------------------------------------------------------------------------------------------
DAICEL CHEMICAL INDUSTRIES LTD Agenda: 700561473
CUSIP: J08484149 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3485800001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
DAIICHI PHARMACEUTICAL CO LTD (FORMERLY Agenda: 700534476
DAIICHI SEIYAKU CO LTD)
CUSIP: J09786112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3476600006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 15, Final JY 15, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Executive Stock Option Plan Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD Agenda: 700537509
CUSIP: J10038115 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3481800005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 6, Final JY 8, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion - Streamline Board
Structure
3 Authorize Share Repurchase Program Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
DAIMARU INC, TOYKO Agenda: 700516252
CUSIP: J10248102 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: JP3499000002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 4, Special JY 1
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
DAINIPPON INK & CHEMICALS INC Agenda: 700547738
CUSIP: J10500114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3493400000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 4, Special JY 0
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
DAI NIPPON PRINTING CO LTD Agenda: 700554769
CUSIP: J10584100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3493800001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9.5, Final JY 11.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO LTD Agenda: 700535567
CUSIP: J11151107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3486800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.kentaku.co.jp/e/iri/ig.htm
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 30, Final JY 33, Special
JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Amend Articles to: Mgmt No Action *
Decrease Authorized Capital to
Reflect Share Repurchase - Authorize
Share Repurchases at Board s
Discretion - Limit Directors and
Internal Auditors Legal Liability
4 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
7 Approve Executive Stock Option Plan Mgmt No Action *
8 Approve Amendment to Stock Option Mgmt No Action *
Plan Approved at 2001 AGM
- -------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO LTD Agenda: 700559276
CUSIP: J11508124 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3505000004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 15, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC, TOKYO Agenda: 700534616
CUSIP: J11718111 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3502200003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 10, Special
JY 0
2 Amend Articles to: Adopt U.S.-Style Mgmt No Action *
Board Structure - Reduce Maximum Board
Size - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors, and
Special Payments to Continuing
Directors in Connection with Abolition
of Retirement Bonus
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
DENSO CORP Agenda: 700542295
CUSIP: J12075107 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3551500006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 11, Final JY 13, Special
JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Expand Business Mgmt No Action *
Lines - Reduce Board Size - Reduce
Directors Term in Office - Authorize
Share Repurchases at Board s
Discretion
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.13 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Amend Stock Option Plans Approved at Mgmt No Action *
Last Four AGMs
7 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
DENTSU INC, TOKYO Agenda: 700537977
CUSIP: J1207N108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3551520004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 500, Final JY 500, Special
JY 0
2 Amend Articles to: Amend Business Mgmt No Action *
Lines - Authorize Appointment of
Alternate Statutory Auditors - Reduce
Directors Term in Office - Authorize
Share Repurchases at Board s
Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Appoint External Auditors Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
DOWA MINING CO LTD Agenda: 700537268
CUSIP: J12432126 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3638600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.101 term: dividends for the
current term as JPY 7 per share
2. Approve to reduce, the Company s Mgmt No Action *
capital reserve by JPY 17,267,075,058
from the present JPY 26,377,075,058;
the Company s earned surplus reserve
to JPY 0 form the present JPY
4,068,885,000
3. Amend the Company s Articles of Mgmt No Action *
Incorporation
4.1 Elect Mr. Hirokazu Yoshikawa as a Mgmt No Action *
Director
4.2 Elect Mr. Takeshi Saitou as a Mgmt No Action *
4.3 Elect Mr. Seiichi Hisano as a Mgmt No Action *
4.4 Elect Mr. Kenichi Watanabe as a Mgmt No Action *
Director
4.5 Elect Mr. Kazumasa Suezawa as a Mgmt No Action *
Director
4.6 Elect Mr. Junichi Nagao as a Director Mgmt No Action *
4.7 Elect Mr. Masaki Kouno as a Director Mgmt No Action *
5.1 Elect Mr. Hideto Araki as a Statutory Mgmt No Action *
Auditor
5.2 Elect Mr. Kiichirou Harada as a Mgmt No Action *
Statutory Auditor
5.3 Elect Mr. Shinji Kubo as a Statutory Mgmt No Action *
Auditor
5.4 Elect Mr. Satoshi Yamaji as a Mgmt No Action *
Statutory Auditor
6. Elect Mr. Hitoshi Takeda as an Mgmt No Action *
alternate Statutory Auditor
7. Grant retirement allowances to Mgmt No Action *
Director, Mr. Kouichirou Kanaya and 2
statutory auditors, Mr. Eisuke Kano
and Mr. Yousuke Itou, according to
the Company Rule
- -------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO Agenda: 700528358
CUSIP: J1257M109 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3783600004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.jreast.co.jp/e/investor/fi
nance/index.html#highlights
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3000, Final JY 3000,
Special JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.13 Elect Director Mgmt No Action *
4.14 Elect Director Mgmt No Action *
4.15 Elect Director Mgmt No Action *
4.16 Elect Director Mgmt No Action *
4.17 Elect Director Mgmt No Action *
4.18 Elect Director Mgmt No Action *
4.19 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.20 Elect Director Mgmt No Action *
4.21 Elect Director Mgmt No Action *
4.22 Elect Director Mgmt No Action *
4.23 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Special Payments to
Directors and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
EBARA CORP Agenda: 700537511
CUSIP: J12600128 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3166000004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 7.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
EISAI CO LTD Agenda: 700533323
CUSIP: J12852117 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3160400002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.eisai.co.jp/eir/eir2004Q4.
html
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 18, Final JY 18, Special
JY 0
2 Amend Articles to: Adopt U.S.-Style Mgmt No Action *
Board Structure - Authorize Share
Repurchases at Board s Discretion -
Limit Directors Legal Liability
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
DENKI KAGAKU KOGYO K.K. Agenda: 700539541
CUSIP: J12936134 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3549600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
FAMILYMART CO LTD Agenda: 700516288
CUSIP: J13398102 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: JP3802600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 19, Final JY 19, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
FANUC LTD Agenda: 700548350
CUSIP: J13440102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3802400006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 11, Final JY 12, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceilings for Directors
and Statutory Auditors
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
FAST RETAILING CO LTD Agenda: 700431529
CUSIP: J1346E100 Meeting Type: AGM
Ticker: Meeting Date: 11/26/2003 ISIN: JP3802300008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 20, Final JY 35, Special
JY 0
2 Amend Articles to: Increase Number of Mgmt No Action *
Internal Auditors - Reduce Directors
Term in Office - Extend Internal
Auditors Term in Office - Lower Quorum
Requirement for Special Business -
Allow Share Repurchases at Discretion
of Board
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
FUJIKURA LTD Agenda: 700538210
CUSIP: J14784128 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3811000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approval of the appropriation of Mgmt No Action *
retained earnings from the 156th
business year as dividend of JPY 3 per
share
2. Approve the partial transfer of the Mgmt No Action *
following operations to VISCAS
Corporation: 1) all installation,
design, manufacture, research and
development work related to the
overhead transmission business
excluding domestic installation; 2)
all installation, manufacture,
research and development work related
to underground transmission business;
3) installation, design, manufacture,
research and development related to
power distribution cables and power
lines business
3. Approve the partial amendment of the Mgmt No Action *
Article of Incorporation by: 1)
establishing new Article 6 acquisition
of own shares to enable flexible
capital policies based on the fact
that the Company is allowed to acquire
its own shares with a Board of
Directors resolution set forth in the
Article of Incorporation, under the
law partially amending the Commercial
Code and the Law for Special
Exceptions to the Commercial Code
Concerning Audits, etc., of
Corporations Law #132, 2003, which
took effect on 25 SEP 2003; 2) adding
newly established Article 8 adding to
holdings smaller rhan the minimum
trading lot, current Article 7
transfer agent, Article 8 stock
transactions and Article 9 shareholder
notification modified as necessary to
introduce a system that enables adding
shares to holdings smaller than the
minimum trading lot, for the sake of
shareholder convenience; 3)
renumbering the
current Article 6 to Article 7 and
increases by two the Article number of
each subsequent Article beginning with
the current Article 7, as a result of
the additions described in point 2;
and 4) deleting the current Article 30
conversion of convertible bonds and
dividends because Fujikura s 6th
uncollateralized
4. Elect 1 Statutory Auditor Mgmt No Action *
5. Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
FUJI PHOTO FILM CO LTD Agenda: 700535670
CUSIP: J15036122 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3814000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://home.fujifilm.com/info/ir/inde
x.html
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 12.5, Final JY 12.5,
Special JY 0
2 Amend Articles to: Increase Board Mgmt No Action *
Size and Number of Internal Auditors -
Authorize Share Repurchases at Board s
Discretion - Limit Directors and
Internal Auditors Legal
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
FUJISAWA PHARMACEUTICAL CO LTD Agenda: 700532143
CUSIP: J15162118 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3813600008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.fujisawa.co.jp/english/ir/
index5.html
1. Approve the appropriation of retained Mgmt No Action *
earnings for the 100th FY
2. Amend partially the Articles of Mgmt No Action *
Incorporation
3. Approve the merger agreement between Mgmt No Action *
the Company and the Yamanouchi
Pharmaceutical Company Ltd
4.1 Elect a Corporate Auditor Mgmt No Action *
4.2 Elect a Corporate Auditor Mgmt No Action *
4.3 Elect a Corporate Auditor Mgmt No Action *
5. Approve the payment of retirement Mgmt No Action *
grants to retiring Members of the
Board and the Corporate Auditors
- -------------------------------------------------------------------------------------------------------
FUJI TELEVISION NETWORK INC, TOKYO Agenda: 700548134
CUSIP: J15477102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3819400007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 600, Final JY 600, Special
JY 800
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Lower Quorum Requirement for Special
Business
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
FUJITSU LTD, TOKYO Agenda: 700534488
CUSIP: J15708142 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: BE0078821577
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Limit Directors and Internal Auditors
Legal Liability
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
FURUKAWA ELECTRIC CO LTD Agenda: 700535719
CUSIP: J16464117 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3827200001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with No Mgmt No Action *
Dividends
2 Approve Sale of Company s Power Mgmt No Action *
Transmission and Distribution Related
Business to Joint Venture with
Fujikura Ltd.
3 Amend Articles to: Increase Mgmt No Action *
Authorized Capital and Authorize
Issuance of Preferred Shares and
Subordinated Shares
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
5.3 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
HANKYU DEPARTMENT STORES INC Agenda: 700550141
CUSIP: J18438119 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3774600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.75, Final JY 3.75,
Special JY 2
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
HIROSE ELECTRIC CO LTD Agenda: 700554985
CUSIP: J19782101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3799000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9, Final JY 11, Special
JY 3
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share Repurchases
at Board s Discretion
3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
HITACHI CHEMICAL CO LTD Agenda: 700537371
CUSIP: J20160107 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3785000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company will be allowed to
purchase its own shares upon a
resolution of the Board of Directors
in accordance with Commercial Code
211-3
2.1 Elect Mr. Isao Uchigasaki as a Mgmt No Action *
2.2 Elect Mr. Yasuji Nagase as a Director Mgmt No Action *
2.3 Elect Mr. Keiichi Takeda as a Mgmt No Action *
2.4 Elect Mr. Gou Satou as a Director Mgmt No Action *
2.5 Elect Mr. Tsutomu Kanai as a Director Mgmt No Action *
2.6 Elect Mr. Michiharu Nakamura as a Mgmt No Action *
Director
2.7 Elect Mr. Masayoshi Hanabusa as a Mgmt No Action *
Director
2.8 Elect Mr. Takashi Urano as a Director Mgmt No Action *
3. Approve the assignment of free Mgmt No Action *
subscription rights: the Company has
proposed to give free share
subscription rights to its Directors
and the Executives as stock option in
accordance with Commercial Code 280-
20 and 280-21
- -------------------------------------------------------------------------------------------------------
HITACHI LTD Agenda: 700530911
CUSIP: J20454112 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3788600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend the Articles of Incorporation Mgmt No Action *
2.1 Elect Mr. Tsutomu Kanai as a Director Mgmt No Action *
2.10 Elect Mr. Isao Uchigasaki as a Mgmt No Action *
2.11 Elect Mr. Takashi Kawamura as a Mgmt No Action *
Director
2.12 Elect Mr. Yoshiro Kuwata as a Mgmt No Action *
2.13 Elect Mr. Hiroshi Kuwahara as a Mgmt No Action *
Director
2.14 Elect Mr. Masayoshi Hanabusa as a Mgmt No Action *
Director
2.2 Elect Mr. Etsuhiko Shoyama as a Mgmt No Action *
Director
2.3 Elect Mr. Yoshiki Yagi as a Director Mgmt No Action *
2.4 Elect Mr. Kotaro Muneoka as a Mgmt No Action *
2.5 Elect Mr. Takashi Miyoshi as a Mgmt No Action *
2.6 Elect Mr. Ginko Sato as a Director Mgmt No Action *
2.7 Elect Mr. Hiromichi Seya as a Mgmt No Action *
2.8 Elect Mr. Akira Chihaya as a Director Mgmt No Action *
2.9 Elect Mr. Toshiro Nishimura as a Mgmt No Action *
Director
3. Approve the issuance of stock Mgmt No Action *
acquisition rights for the purpose of
granting stock options
- -------------------------------------------------------------------------------------------------------
HONDA MOTOR CO LTD Agenda: 700528447
CUSIP: J22302111 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3854600008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 19, Final JY 23, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.28 Elect Director Mgmt No Action *
3.29 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.30 Elect Director Mgmt No Action *
3.31 Elect Director Mgmt No Action *
3.32 Elect Director Mgmt No Action *
3.33 Elect Director Mgmt No Action *
3.34 Elect Director Mgmt No Action *
3.35 Elect Director Mgmt No Action *
3.36 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
6 Approve Payment of Annual Bonuses to Mgmt No Action *
Directors and Statutory Auditors
7 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
HOYA CORP Agenda: 700527255
CUSIP: J22848105 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3837800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
2.1 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
3 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ISETAN CO LTD Agenda: 700549326
CUSIP: J24392102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3140000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2.1 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Executive Stock Option Plan Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
ISHIHARA SANGYO KAISHA LTD Agenda: 700547702
CUSIP: J24607129 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3136800004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
4.1 Appoint Alternate Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO LTD Agenda: 700533335
CUSIP: J24822108 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3134800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.ihi.co.jp/ihi/ir/ir-e.html
1 Approve Handling of Net Loss, with No Mgmt No Action *
Dividends
2 Approve Reduction in Retained Profit Mgmt No Action *
Reserves
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
ITOCHU CORP Agenda: 700559973
CUSIP: J2501P104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3143600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with No Mgmt No Action *
Dividends
2 Amend Articles to: Expand Business Mgmt No Action *
Lines
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ITO-YOKADO CO LTD Agenda: 700517230
CUSIP: J25209115 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: JP3142800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 16, Final JY 18, Special
JY 0
2 Amend Articles to: Change Location of Mgmt No Action *
Head Office - Authorize Share
Repurchases at Board s Discretion -
Limit Directors and Internal Auditors
Legal Liability
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
JAPAN AIRLINES SYSTEM CORP, TOKYO Agenda: 700540203
CUSIP: J26006106 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3705400004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, with No Mgmt No Action *
Dividends
2 Amend Articles to: Change Company Mgmt No Action *
Name to Japan Airlines Corp. - Create
Position of Group CEO - Authorize
Share Repurchases at Board
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
JGC CORP (FORMERLY JAPAN GASOLINE CORP) Agenda: 700550874
CUSIP: J26945105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3667600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 8, Special JY 0
2 Amend Articles to: Reduce Board Size Mgmt No Action *
- Authorize Share Repurchases at
Board s Discretion - Create Board of
Executive Officers
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
6 Approve Payments to Continuing Mgmt No Action *
Directors and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC Agenda: 700533296
CUSIP: J27869106 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3726800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5000, Final JY 5000,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
JFE HOLDINGS INC, TOKYO Agenda: 700539337
CUSIP: J2817M100 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3386030005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 30, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
- -------------------------------------------------------------------------------------------------------
JSR CORP, TOKYO Agenda: 700533260
CUSIP: J2856K106 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3385980002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 5, Special JY 0
2 Amend Articles to: Reduce Share Mgmt No Action *
Trading Unit from 1000 to 100 - Reduce
Directors Term in Office - Authorize
Share Repurchases at Board s
Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KAJIMA CORP Agenda: 700552309
CUSIP: J29223120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3210200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 2.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KAKEN PHARMACEUTICAL CO LTD Agenda: 700561067
CUSIP: J29266103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3207000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4.5, Final JY 5.5, Special
JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share Repurchases
at Board s Discretion
- -------------------------------------------------------------------------------------------------------
KANEKA CORP (FORMERLY KANEGAFUCHI CHEMICAL Agenda: 700537989
INDUSTRY CO LTD)
CUSIP: J2975N106 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3215800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Change Japanese Mgmt No Action *
Company Name - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KANSAI ELECTRIC POWER CO INC Agenda: 700545328
CUSIP: J30169106 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3228600007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonus for Director Mgmt No Action *
and Special Bonus for Family of
Deceased Statutory Auditor
6 Shareholder Proposals Mgmt No Action *
7 Amend Articles to Restrict Board Size Shr No Action *
to 15 Directors
8 Amend Articles to Require Appointment Shr No Action *
of an Environmental Group
Representative as a Statutory Auditor
9 Amend Articles to Declare Company s Shr No Action *
Commitment to Fight Global Warming
10 Amend Articles to Declare Company s Shr No Action *
Commitment to Switching from Nuclear
Power to Natural Energy
11 Amend Articles to Require Additional Shr No Action *
Disclosure of Company s Corporate
Ethics Policies
12 Amend Articles to Require Company to Shr No Action *
Prioritize Retention of Skilled
Employees
13 Amend Articles to Require Company to Shr No Action *
Refrain from Cutting Maintenance and
Improvement Expenditures Due to
Economic Downturns
14 Approve Alternate Income Allocation, Shr No Action *
with Final Dividend of JY 35 per Share
and Allocation of Funds to Reserve for
Withdrawal from Nuclear Fuel
Reprocessing
15 Remove Company Chairman from Board Shr No Action *
16 Amend Articles to Restrict Board Size Shr No Action *
to 15 Directors and Require One
Director to Have Responsibility for
Workers Injured by Nuclear Radiation -
Cut Directors Term to One Year
17 Amend Articles to Require Shr No Action *
Establishment of Compensation
Committee Consisting Entirely of
Outside Directors - Require Disclosure
of Individual Director Compensation -
Abolish Payment of Retirement Bonuses
18 Amend Articles to Require Shr No Action *
Establishment of Committee to Promote
Abandonment of Nuclear Power
Generation
19 Amend Articles to Require Shr No Action *
Establishment of Committee on Monetary
Donations
20 Amend Articles to Require Shr No Action *
Establishment of Committee for
Consultation with Local Residents on
Abandonment of Major Projects
21 Amend Articles to Require Complete Shr No Action *
Abandonment of Nuclear Fuel
Reprocessing
22 Amend Articles to Prohibit Creation, Shr No Action *
Use or Storage of Plutonium Fuels
- -------------------------------------------------------------------------------------------------------
KAO CORP Agenda: 700532193
CUSIP: J30642169 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3205800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of retained Mgmt No Action *
earnings
2. Approve the purchase of the Company s Mgmt No Action *
shares
3. Approve the partial amendments to the Mgmt No Action *
Articles of Incorporation
4.1 Elect a Director Mgmt No Action *
4.10 Elect a Director Mgmt No Action *
4.11 Elect a Director Mgmt No Action *
4.12 Elect a Director Mgmt No Action *
4.13 Elect a Director Mgmt No Action *
</Table>
<Table>
4.14 Elect a Director Mgmt No Action *
4.15 Elect a Director Mgmt No Action *
4.2 Elect a Director Mgmt No Action *
4.3 Elect a Director Mgmt No Action *
4.4 Elect a Director Mgmt No Action *
4.5 Elect a Director Mgmt No Action *
4.6 Elect a Director Mgmt No Action *
4.7 Elect a Director Mgmt No Action *
4.8 Elect a Director Mgmt No Action *
4.9 Elect a Director Mgmt No Action *
5. Elect one Corporate Auditor Mgmt No Action *
6. Approve to issue stock acquisition Mgmt No Action *
rights as stock options
7. Approve to pay retirement allowances Mgmt No Action *
to retiring Directors
- -------------------------------------------------------------------------------------------------------
ONWARD KASHIYAMA CO LTD Agenda: 700519121
CUSIP: J30728109 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: JP3203500008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 16.5, Special
JY 3.5
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KAWASAKI HEAVY INDUSTRIES LTD Agenda: 700535543
CUSIP: J31502107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3224200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.khi.co.jp/annual/index.htm
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 2, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KAWASAKI KISEN KAISHA LTD Agenda: 700534173
CUSIP: J31588114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3223800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KEIHIN ELECTRIC EXPRESS RAILWAY CO LTD Agenda: 700547663
CUSIP: J32104119 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3280200001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 2.5, Special
JY 0
2 Approve Reducion in Capital Reserves Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Bonus for Family of Mgmt No Action *
Deceased Statutory Auditor and
Approve Retirement Bonus for Statutory
Auditor
- -------------------------------------------------------------------------------------------------------
KEIO ELECTRIC RAILWAY CO LTD, TOKYO Agenda: 700537648
CUSIP: J32190126 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3277800003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors
7 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KEYENCE CORP Agenda: 700534387
CUSIP: J32491102 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: JP3236200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 10, Final JY 10, Special
JY 0
2 Amend Articles to: Change Accounting Mgmt No Action *
Period for Fiscal Year Beginning
March 21, 2004 for Tax Purposes
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Alternate Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KIKKOMAN CORP Agenda: 700535721
CUSIP: J32620106 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3240400006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.kikkoman.co.jp/finance/eib
un/eng0403.pdf
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 8, Special JY 2
2 Amend Articles to: Clarify Director Mgmt No Action *
Authorities - Create Position of
Vice-Chairman - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
KINTETSU CORP, OSAKA Agenda: 700549631
CUSIP: J33136128 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3260800002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 2.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
4.5 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
KOBE STEEL LTD Agenda: 700537307
CUSIP: J34555144 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3289800009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JPY 0, Final JPY 1.5, and
Special JPY 0
2. Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect a Director Mgmt No Action *
3.10 Elect a Director Mgmt No Action *
3.2 Elect a Director Mgmt No Action *
3.3 Elect a Director Mgmt No Action *
3.4 Elect a Director Mgmt No Action *
3.5 Elect a Director Mgmt No Action *
3.6 Elect a Director Mgmt No Action *
3.7 Elect a Director Mgmt No Action *
3.8 Elect a Director Mgmt No Action *
3.9 Elect a Director Mgmt No Action *
4.1 Appoint an Internal Statutory Auditor Mgmt No Action *
4.2 Appoint an Internal Statutory Auditor Mgmt No Action *
4.3 Appoint an Internal Statutory Auditor Mgmt No Action *
4.4 Appoint an Internal Statutory Auditor Mgmt No Action *
5. Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
6. Approve Special Payments to Directors Mgmt No Action *
and Statutory Auditors in Connection
with Abolition of Retirement Bonus
System
7. Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceilings for Directors
and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KOKUYO CO LTD Agenda: 700558642
CUSIP: J35544105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3297000006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7.5, Final JY 7.5, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Reduce Directors Term in
Office - Authorize Share Repurchases
at Board s Discretion
3 Approve Transfer of Company s Mgmt No Action *
Stationery and Technology Business
Operations to Wholly-Owned
Subsidiary Kokuyo S&T
4 Approve Transfer of Company s Mgmt No Action *
International Operations to Wholly-
Owned Subsidiary Kokuyo International
5 Approve Transfer of Company s Mgmt No Action *
Furniture Operations to Wholly-Owned
Subsidiary Kokuyo Furniture
6 Approve Transfer of Company s Retail Mgmt No Action *
Store Operations to Wholly-Owned
Subsidiary Kokuyo Store Creation
7 Approve Transfer of Company s Office Mgmt No Action *
Service Operations to Wholly-Owned
Subsidiary Kokuyo Business Services
8.1 Appoint Internal Statutory Auditor Mgmt No Action *
8.2 Appoint Internal Statutory Auditor Mgmt No Action *
8.3 Appoint Internal Statutory Auditor Mgmt No Action *
8.4 Appoint Internal Statutory Auditor Mgmt No Action *
9 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
- -------------------------------------------------------------------------------------------------------
KOMATSU LTD Agenda: 700532131
CUSIP: J35759125 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3304200003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. approve the appropriation of the Mgmt No Action *
retained earnings for the 135th
business term 01 APR 2003 to 31 MAR
2004
2. Amend the Articles of Incorporation Mgmt No Action *
3.1 Appoint the Director Mgmt No Action *
3.10 Appoint the Director Mgmt No Action *
3.2 Appoint the Director Mgmt No Action *
3.3 Appoint the Director Mgmt No Action *
3.4 Appoint the Director Mgmt No Action *
3.5 Appoint the Director Mgmt No Action *
3.6 Appoint the Director Mgmt No Action *
3.7 Appoint the Director Mgmt No Action *
3.8 Appoint the Director Mgmt No Action *
3.9 Appoint the Director Mgmt No Action *
4. Appoint the Statutory Auditor Mgmt No Action *
5. Approve the gratis issue of share Mgmt No Action *
acquisition rights under Employee
Stock Option Plan
6. Amend the amounts of remuneration for Mgmt No Action *
the Directors and the Statutory
Auditors
7. Approve the payment of the retirement Mgmt No Action *
benefit to a retiring Statutory
Auditor in recognition of his
services to the Company
- -------------------------------------------------------------------------------------------------------
KOMORI CORP Agenda: 700557537
CUSIP: J35931112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3305800009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9, Final JY 9, Special JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KONAMI CORP, TOKYO Agenda: 700532345
CUSIP: J35996107 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3300200007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT YOU CAN ACCESS Non- No Action *
FURTHER INFORMATION AT THE FOLLOWING Voting
HYPERLINK:
http://www.konami.com/en/ir/index04.h
tml
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 27, Final JY 27, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
KONICA MINOLTA HOLDINGS INC Agenda: 700532105
CUSIP: J36060119 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3300600008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1.1 Elect a Director Mgmt No Action *
1.10 Elect a Director Mgmt No Action *
1.11 Elect a Director Mgmt No Action *
1.12 Elect a Director Mgmt No Action *
1.2 Elect a Director Mgmt No Action *
1.3 Elect a Director Mgmt No Action *
1.4 Elect a Director Mgmt No Action *
1.5 Elect a Director Mgmt No Action *
1.6 Elect a Director Mgmt No Action *
1.7 Elect a Director Mgmt No Action *
1.8 Elect a Director Mgmt No Action *
1.9 Elect a Director Mgmt No Action *
2. Partial changes to the Articles of Mgmt No Action *
Incorporation
- -------------------------------------------------------------------------------------------------------
KUBOTA CORP (FORMERLY KUBOTA LTD) Agenda: 700544578
CUSIP: J36662138 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3266400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of the Mgmt No Action *
profit No.114 term: dividends for the
current term as JPY 3 per share JPY
6 on yearly basis
2. Approve the Company to purchase its Mgmt No Action *
own shares upon a resolution of the
Board of Directors in accordance with
the Commercial Code 211-3
3.1 Elect Mr. Daisuke Hatakake as a Mgmt No Action *
Director
3.10 Elect Mr. Yasuo Masumoto as a Mgmt No Action *
3.11 Elect Mr. Junichi Maeda as a Director Mgmt No Action *
3.12 Elect Mr. Yoshiharu Nishiguchi as a Mgmt No Action *
Director
3.13 Elect Mr. Eisaku Shinohara as a Mgmt No Action *
Director
3.14 Elect Mr. Nobuo Izawa as a Director Mgmt No Action *
3.15 Elect Mr. Yoshihiko Tabata as a Mgmt No Action *
Director
3.16 Elect Mr. Kazunoibu Ueda as a Mgmt No Action *
3.17 Elect Mr. Takashi Kouji as a Director Mgmt No Action *
3.18 Elect Mr. Tokuji Oogi as a Director Mgmt No Action *
3.19 Elect Mr. Morimitsu Katayama as a Mgmt No Action *
Director
3.2 Elect Mr. Tomomi Sou as a Director Mgmt No Action *
3.20 Elect Mr. Nobuyuki Toshikuni as a Mgmt No Action *
Director
3.3 Elect Mr. Mikio Kinoshita as a Mgmt No Action *
3.4 Elect Mr. Akio Nishino as a Director Mgmt No Action *
3.5 Elect Mr. Yoshihiro Fujio as a Mgmt No Action *
3.6 Elect Mr. Moriya Hayashi as a Mgmt No Action *
3.7 Elect Mr. Akira Seike as a Director Mgmt No Action *
3.8 Elect Mr. Tadahiko Urabe as a Mgmt No Action *
3.9 Elect Mr. Toshihiro Fukuda as a Mgmt No Action *
Director
4. Elect Mr. Yoshirou Suekawa as a Mgmt No Action *
Statutory Auditor
5.1 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Suyoshi Hayashi
5.2 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Masaru Ishiguro
5.3 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Toshuyuki
Yotsumoto
5.4 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Tadahiko
5.5 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Masateru
- -------------------------------------------------------------------------------------------------------
KURARAY CO LTD Agenda: 700536141
CUSIP: J37006137 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3269600007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4.5, Final JY 5.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD Agenda: 700537725
CUSIP: J37221116 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3270000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 8, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
KYOCERA CORP Agenda: 700533361
CUSIP: J37479110 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3249600002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 30, Final JY 30, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
KYOWA HAKKO KOGYO CO LTD Agenda: 700555139
CUSIP: J38296117 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3256000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.75, Final JY 3.75,
Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
KYUSHU ELECTRIC POWER CO INC Agenda: 700547980
CUSIP: J38468104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3246400000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
3 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
6 Shareholder Proposals Mgmt No Action *
7 Amend Articles to Prohibit Generation Shr No Action *
of Electricity Using Pluthermal
8 Amend Articles to Abolish Payment of Shr No Action *
Retirement Bonuses to Directors
9 Amend Articles to Require Appointment Shr No Action *
of Directors Responsible for
Corporate Social Responsibility, to
Be Chosen by Shareholders
10 Amend Articles to Require Shr No Action *
Establishment of Nuclear Waste
Oversight Committee
11 Amend Articles to Require Shr No Action *
Establishment of Committee of
Directors and Outsiders to Study
Protection of Scenic Landscapes
12 Amend Articles to Require Shr No Action *
Establishment of Committee to Promote
Purchases of Power Generated by
Small-Scale Solar and Wind Power
13 Amend Articles to Include Provisions Shr No Action *
on Shut-Down of Kawauchi Nuclear
Power Station
- -------------------------------------------------------------------------------------------------------
LAWSON INC, OSAKA Agenda: 700513523
CUSIP: J3871L103 Meeting Type: AGM
Ticker: Meeting Date: 5/28/2004 ISIN: JP3982100004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 20, Final JY 21, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MABUCHI MOTOR CO LTD Agenda: 700468881
CUSIP: J39186101 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3870000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 67, Final JY 25, Special
JY 36
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MARUBENI CORP Agenda: 700537117
CUSIP: J39788138 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3877600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
no. 80 term: dividends for the current
term has been proposed as JPY 3 per
share for ordinary shares and JPY 5.85
per share for Class 1 first issue
preferred shares
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company has proposed to add to
the list of its objectives in an
attempt to diversify its overall
business operations
3.1 Elect Mr. Tooru Tsuji as a Director Mgmt No Action *
3.10 Elect Mr. Susumu Watanabe as a Mgmt No Action *
3.2 Elect Mr. Nobuo Katsumata as a Mgmt No Action *
3.3 Elect Mr. Katsuo Kou as a Director Mgmt No Action *
3.4 Elect Mr. Shigeki Kuwahara as a Mgmt No Action *
Director
3.5 Elect Mr. Toshio Nakagawa as a Mgmt No Action *
3.6 Elect Mr. Akira Matsuda as a Director Mgmt No Action *
3.7 Elect Mr. Makoto Isogai as a Director Mgmt No Action *
3.8 Elect Mr. Kazuo Ogawa as a Director Mgmt No Action *
3.9 Elect Mr. Tomoyuki Nakayama as a Mgmt No Action *
Director
4. Elect Mr. Yuuji Katou as the Mgmt No Action *
Statutory Auditor
5.1 Grant retirement allowances to the Mgmt No Action *
retired Director Mr. Yuuji Katou
according to the Company rule
5.2 Grant retirement allowances to the Mgmt No Action *
retired Statutory Auditor Mr. Inoshin
Kitamura according to the Company
- -------------------------------------------------------------------------------------------------------
MARUI CO LTD Agenda: 700559226
CUSIP: J40089104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3870400003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 11, Special
JY 0
2.1 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MATSUSHITA ELECTRIC INDUSTRIAL CO LTD Agenda: 700531216
CUSIP: J41121104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3866800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.97 Term: dividends for the current
term has been proposed as JPY 7.75 per
share JPY14 on a yearly basis
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation
and the Company has proposed to amend
the list of its objectives in an
attempt to clarify the housing-
related business as being one of the
main businesses of the Company, and
authorize the Company to purchase its
own shares upon a resolution of the
Board of Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Youichi Morishitan as a Mgmt No Action *
Director
3.10 Elect Mr. Hidetsugu Ootsuru as a Mgmt No Action *
Director
3.11 Elect Mr. Tetsuya Kawakami as a Mgmt No Action *
Director
3.12 Elect Mr. Yoshitaka Hayashi as a Mgmt No Action *
Director
3.13 Elect Mr. Josei Itou as a Director Mgmt No Action *
3.14 Elect Mr. Toshio Morikawa as a Mgmt No Action *
3.15 Elect Mr. Toshihiro Sakamoto as a Mgmt No Action *
Director
3.16 Elect Mr. Shinichi Fukushima as a Mgmt No Action *
Director
3.17 Elect Mr. Masaharu Matsushita as a Mgmt No Action *
Director
3.18 Elect Mr. Masaki Akiyama as a Mgmt No Action *
3.19 Elect Mr. Mikio Itou as a Director Mgmt No Action *
3.2 Elect Mr. Masayuki Matsushita as a Mgmt No Action *
Director
3.3 Elect Mr. Kunio Nakamura as a Mgmt No Action *
3.4 Elect Mr. Kazuo Toda as a Director Mgmt No Action *
3.5 Elect Mr. Osamu Tanaka as a Director Mgmt No Action *
3.6 Elect Mr. Yukio Shoutoku as a Mgmt No Action *
3.7 Elect Mr. Takami Sano as a Director Mgmt No Action *
3.8 Elect Mr. Susumu Koike as a Director Mgmt No Action *
3.9 Elect Mr. Fumio Ootsubo as a Director Mgmt No Action *
4.1 Elect Mr. Yukio Furuta as a Statutory Mgmt No Action *
Auditor
4.2 Elect Mr. Ikuo Hata as a Statutory Mgmt No Action *
Auditor
5. Grant retirement allowances to the Mgmt No Action *
Directors: Mr. Haruo Ueno and Mr.
Yoshiaki Kushiki according to the
Company rule
6. Grant retirement allowances to the Mgmt No Action *
Statutory Auditors: Mr. Yoshitomi
Nagaoka and Mr. Kiyosuke Imai
according to the Company rule
- -------------------------------------------------------------------------------------------------------
MATSUSHITA ELECTRIC WORKS LTD Agenda: 700452597
CUSIP: J41207119 Meeting Type: AGM
Ticker: Meeting Date: 2/18/2004 ISIN: JP3867600003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 6.25, Final JY 6.25,
Special JY 1.5
2 Amend Articles to: Clarify Director Mgmt No Action *
Authorities in Connection with
Introduction of Executive
Officer System - Limit Directors
Legal Liability - Lower Quorum
Requirement - Authorize Share
Repuchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
MEIJI SEIKA KAISHA LTD, TOKYO Agenda: 700544718
CUSIP: J41766106 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3917000006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.5, Final JY 3.5, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases
at Board s Discretion - Limit
Directors and Internal Auditors
Legal Liability
3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MEITEC CORP Agenda: 700528310
CUSIP: J42067108 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3919200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 29, Final JY 29, Special
JY 20
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Stock-Swap Merger Agreement Mgmt No Action *
with Drake Beam Morin-Japan Inc.
4 Approve Executive Stock Option Plan Mgmt No Action *
5 Elect Director Mgmt No Action *
6 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MILLEA HOLDINGS INC, TOKYO Agenda: 700542156
CUSIP: J4276P103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3910660004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 11,000, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MINEBEA CO LTD Agenda: 700530935
CUSIP: J42884130 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3906000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 7, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuse for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUBISHI CHEMICAL CORP Agenda: 700537357
CUSIP: J4368U101 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3895800005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
the Term Number 10: dividends for the
current term as JPY 4 per share
2. Amend partially the Company s Mgmt No Action *
Articles of Incorporation; and allow
the Company to purchase its own
shares upon a Resolution of the Board
of Directors in accordance with the
Commercial Code 211-3
3.1 Elect Mr. Ryuuichi Tomizawa as a Mgmt No Action *
Director
3.2 Elect Mr. Masaoki Funada as a Mgmt No Action *
3.3 Elect Mr. George Stephanopoulos as a Mgmt No Action *
Director
3.4 Elect Mr. Shinichirou Handa as a Mgmt No Action *
Director
3.5 Elect Mr. Hisashi Ishikawa as a Mgmt No Action *
Director
4.1 Re-elect Mr. Keisuke Mizukami as a Mgmt No Action *
Statutory Auditor
4.2 Elect Mr. Hideaki Yoshida as a Mgmt No Action *
Statutory Auditor
5.1 Grant retirement allowances according Mgmt No Action *
to the Company Rule to Mr. Hideaki
Yoshida, a Director
5.2 Grant retirement allowances according Mgmt No Action *
to the Company Rule to Mr. Keisuke
Mizukami, a Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUBISHI CORP Agenda: 700552842
CUSIP: J43830116 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3898400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 146695. ALL VOTES Voting
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. Approve the appropriation of retained Mgmt No Action *
earnings for FY 2003: Dividends for
the current term has been proposed as
JPY 8 per share
2. Approve the partial amendments to the Mgmt No Action *
Articles of Incorporation: The term of
office for Director has been proposed
to change to 1 year from the present 2
years; the Company will be allowed to
purchase its own shares upon a
resolution of the Board of Directors
in accordance with Commercial Code
211-3
3.1 Elect Mr. Mikio Sasaki as a Director Mgmt No Action *
3.2 Elect Mr. Masayuki Takashima as a Mgmt No Action *
Director
3.3 Elect Mr. Yukio Masuda as a Director Mgmt No Action *
3.4 Elect Mr. Hidetoshi Kamekazi as a Mgmt No Action *
Director
3.5 Elect Mr. Ichirou Taniguchi as a Mgmt No Action *
Director
3.6 Elect Mr. Haruo Matsumoto as a Mgmt No Action *
3.7 Elect Mr. Tomio Tsutsumi as a Mgmt No Action *
4.1 Elect Mr. Yuuzou Shinkai as a Mgmt No Action *
Corporate Auditor
4.2 Elect Mr. Koukei Higuchi as a Mgmt No Action *
Corporate Auditor
4.3 Elect Mr. Shigemitsu Miki as a Mgmt No Action *
Corporate Auditor
4.4 Elect Mr. Shigeru Nakajima as a Mgmt No Action *
Corporate Auditor
5. Assign free subscription rights: The Mgmt No Action *
Company has proposed to give free
share subscription rights to its
Directors, Executives and Senior
General Managers as stock options
6.1 Grant retirement allowances to Mgmt No Action *
retired Director, Mr. Minoru Makihara
6.2 Grant retirement allowances to Mgmt No Action *
retired Director, Mr. Kouji Furukawa
6.3 Grant retirement allowances to Mgmt No Action *
retired Director, Mr. Susumu Kani
6.4 Grant retirement allowances to Mgmt No Action *
retired Director, Mr. Takeshi
6.5 Grant retirement allowances to Mgmt No Action *
retired Statutory Auditor, Mr. Tsuneo
6.6 Grant retirement allowances to Mgmt No Action *
retired Statutory Auditor, Mr. Manabu
- -------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP Agenda: 700537763
CUSIP: J43873132 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: DE0008621392
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD, TOKYO Agenda: 700542005
CUSIP: J43916113 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3899600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
6 Appoint External Auditors Mgmt No Action *
7 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MITSUBISHI GAS CHEMICAL CO INC Agenda: 700550711
CUSIP: J43959113 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3896800004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 4, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES LTD, TOKYO Agenda: 700533373
CUSIP: J44002129 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3900000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.mhi.co.jp/index_kabu_e.htm
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORP Agenda: 700539630
CUSIP: J44024107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3903000002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 2, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUBISHI RAYON CO LTD Agenda: 700539490
CUSIP: J44389120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3903600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Increase Number of Mgmt No Action *
Internal Auditors - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
4.5 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
MITSUBISHI TOKYO FINANCIAL GROUP INC, TOKYO Agenda: 700542447
CUSIP: J44497105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3902900004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends on
Ordinary Shares: Interim JY 0, Final
JY 6000, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUBISHI LOGISTICS CORP Agenda: 700550723
CUSIP: J44561108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3902000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
MITSUI CHEMICALS INC Agenda: 700560609
CUSIP: J4466L102 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3888300005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.7 Term and dividends for the
current term has been proposed as
JPY3 per share (JPY6 on a yearly
2. Amend the Company s Articles of Mgmt No Action *
Incorporation and the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211-3
3. Elect Mr. Kazuhiro Asano as a Mgmt No Action *
Statutory Auditor
4. Grant retirement allowances to the Mgmt No Action *
Director Mr. Masafumi Kataita
according to the Company Rule
- -------------------------------------------------------------------------------------------------------
MITSUI & CO LTD Agenda: 700533309
CUSIP: J44690139 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3893600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor and
Approve Special Payments to Continuing
Directors and Statutory Auditors in
Connection with the Abolition of
Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
MITSUI MINING & SMELTING CO LTD Agenda: 700535757
CUSIP: J44948107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3888400003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
MITSUI O.S.K.LINES LTD, TOKYO Agenda: 700530997
CUSIP: J45013109 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3362700001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 6, Special JY 1
2 Amend Articles to: Expand Board Mgmt No Action *
Eligibility - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4 Approve Retirement Bonus for Director Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO LTD (FORMERLY MITSUI REAL Agenda: 700539515
ESTATE DEVELOPMENT CO LTD)
CUSIP: J4509L101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3893200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.5, Final JY 3.5, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
MITSUI SUMITOMO INSURANCE CO LTD Agenda: 700537333
CUSIP: J45174109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3888200007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of profit Mgmt No Action *
for No.87 term: dividends for the
current terms as JPY 8.50 per share
2. Approve the Company to purchase its Mgmt No Action *
own shares upon a resolution of the
Board of Directors in accordance with
the Commercial Code 211-3
3.1 Elect Mr. Takeo Inokuchi as a Mgmt No Action *
3.10 Elect Mr. Kazuo Kondou as a Director Mgmt No Action *
3.11 Elect Mr. Shunji Abo as a Director Mgmt No Action *
3.12 Elect Mr. Katasuaki Ikeda as a Mgmt No Action *
3.2 Elect Mr. Hiroyuki Uemura as a Mgmt No Action *
3.3 Elect Mr. Sampei Nozaki as a Director Mgmt No Action *
3.4 Elect Mr. Takeshi Kurioka as a Mgmt No Action *
3.5 Elect Mr. Yoshiaki Shin as a Director Mgmt No Action *
3.6 Elect Mr. Takashi Yamashita as a Mgmt No Action *
Director
3.7 Elect Mr. Atsushi Watamura as a Mgmt No Action *
Director
3.8 Elect Mr. Susumu Uchida as a Director Mgmt No Action *
3.9 Elect Mr. Hiromi Asano as a Director Mgmt No Action *
4.1 Elect Mr. Yasuo Tsutsumi as a Mgmt No Action *
Statutory Auditor
4.2 Elect Mr. Michio Nozaki as a Mgmt No Action *
Statutory Auditor
4.3 Elect Mr. Eiko Kouno as a Statutory Mgmt No Action *
Auditor
5.1 Grant retirement allowances to Mr. Mgmt No Action *
Ken Ebina retired as Director during
the current term
5.2 Grant retirement allowances to Mr. Mgmt No Action *
Tadao Iso retired as Director during
the current term
5.3 Grant retirement allowances to Mr. Mgmt No Action *
Yasuo Tsutsumi retired as Director
during the current term
5.4 Grant retirement allowances to Mr. Mgmt No Action *
Kazuho Tanaka retired as Statutory
Auditor during the current term
5.5 Grant retirement allowances to Mr. Mgmt No Action *
Yuuji Nishiyama retired as Statutory
Auditor during the current term
5.6 Grant retirement allowances to Mr. Mgmt No Action *
Akira Nishioka retired as Statutory
Auditor during the current term
- -------------------------------------------------------------------------------------------------------
MITSUKOSHI LTD, TOKYO Agenda: 700516303
CUSIP: J4541P102 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: JP3894810005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 3, Special JY 1
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Introduce Provisions for Executive
Officer System - Streamline Board
Structure
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Deep Discount Stock Option Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors and
Approve Special Payments to Directors
and Statutory Auditor in Connection
with Abolition of Retirement Bonus
System
7 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceilings for Directors
and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC, TOKYO Agenda: 700542118
CUSIP: J4599L102 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3885780001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
10 Amend Articles to Require Disclosure Shr No Action *
of Retirement Bonuses Paid to Each
Retiring Director and Statutory
Auditor
11 Amend Articles to Require Disclosure Shr No Action *
of Individual Compensation Levels of
Each Director and Statutory Auditor
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends on
Ordinary Shares: Interim JY 0, Final
JY 3000, Special JY 0
3 Approve Reduction in Legal Reserves Mgmt No Action *
4 Authorize Repurchase of Preferred Mgmt No Action *
Shares
5 Amend Articles to: Decrease Mgmt No Action *
Authorized Preferred Share Capital to
Reflect Conversion of Preferred to
Ordinary Shares
6.1 Elect Director Mgmt No Action *
6.2 Elect Director Mgmt No Action *
6.3 Elect Director Mgmt No Action *
7.1 Appoint Internal Statutory Auditor Mgmt No Action *
7.2 Appoint Internal Statutory Auditor Mgmt No Action *
8 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
9 Shareholder Proposals Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING CO LTD Agenda: 700534438
CUSIP: J46840112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: DE0008644956
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect Share
Repurchase from 600 Million to 590
Million Shares - Authorize Share
Repurchases at Board s
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Payments to Mgmt No Action *
Continuing Directors and Statutory
Auditors in Connection with the
Abolition of Retirement Bonus System
and Approve Retirement Bonus to
Statutory Auditor
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NEC CORP Agenda: 700533272
CUSIP: J48818124 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3733000008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NGK INSULATORS LTD Agenda: 700539616
CUSIP: J49076110 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3695200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 1
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NGK SPARK PLUG CO LTD Agenda: 700550557
CUSIP: J49119100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3738600000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5.5, Final JY 5.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NIKKO CORDIAL CORP Agenda: 700528322
CUSIP: J51656122 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3670000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 5, Special JY 0
2 Amend Articles to: Adopt U.S.-Style Mgmt No Action *
Board Structure - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Deep Discount Stock Option Mgmt No Action *
5 Approve Special Payments to Statutory Mgmt No Action *
Auditors in Connection with the
Abolition of the Statutory
Auditor Board
- -------------------------------------------------------------------------------------------------------
NINTENDO CO LTD, KYOTO Agenda: 700558868
CUSIP: J51699106 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3756600007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JPY 70, Final JPY 70, Special
JPY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Mr. Atsushi Asada as a Mgmt No Action *
3.10 Elect Mr. Kazuo Kawahara as a Mgmt No Action *
3.11 Elect Mr. Tatsumi Kimishima as a Mgmt No Action *
Director
3.12 Elect Mr. Hiroshi Yamauchi as a Mgmt No Action *
Director
3.2 Elect Mr. Satoru Iwata as a Director Mgmt No Action *
3.3 Elect Mr. Yoshihiro Mori as a Mgmt No Action *
3.4 Elect Mr. Shinji Hatano as a Director Mgmt No Action *
3.5 Elect Mr. Genyou Takeda as a Director Mgmt No Action *
3.6 Elect Mr. Shigeru Miyamoto as a Mgmt No Action *
Director
3.7 Elect Mr. Masaharu Matsumoto as a Mgmt No Action *
Director
3.8 Elect Mr. Nobuo Nagai as a Director Mgmt No Action *
3.9 Elect Mr. Eiichi Suzuki as a Director Mgmt No Action *
4.1 Appoint Mr. Yoshirou Kitano as an Mgmt No Action *
Internal Statutory Auditor
4.2 Appoint Mr. Minoru Ueda as an Mgmt No Action *
Internal Statutory Auditor
5 Approve Retirement Bonuses for Mgmt No Action *
Director, Mr. Akira Iijima, and
Statutory Auditor, Mr. Takayasu
- -------------------------------------------------------------------------------------------------------
NIDEC CORP Agenda: 700526481
CUSIP: J52968104 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3734800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 12.5, Final JY 15, Special
JY 2.5
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
NIPPON EXPRESS CO LTD, TOKYO Agenda: 700551004
CUSIP: J53376117 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3729400006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NIPPON MEAT PACKERS INC, OSAKA Agenda: 700542409
CUSIP: J54752142 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3743000006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 16, Special
JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
- Limit Outside Directors Legal
Liability
3 Approve Retirement Bonuses for Mgmt No Action *
Directors and Special Payments to
Continuing Directors and Statutory
Auditors in Connection with Abolition
of Retirement Bonus System
4 Approve Deep Discount Stock Option Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NIPPON MINING HOLDINGS INC, TOKYO Agenda: 700541801
CUSIP: J54824107 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3379550001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 6, Special JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NIPPON OIL CORP, TOKYO Agenda: 700537799
CUSIP: J5484F100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3679700009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 4, Special JY 0
2 Amend Articles to: Amend Business Mgmt No Action *
Lines - Reduce Board Size - Clarify
Director Authorities in Connection
with Introduction of Executive Officer
System - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NSK LTD (FORMERLY NIPPON SEIKO KK) Agenda: 700540330
CUSIP: J55505101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3720800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 4, Special
JY 0
2 Amend Articles to: Adopt U.S.-Style Mgmt No Action *
Board Structure - Authorize Share
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NIPPON SHEET GLASS CO LTD Agenda: 700552107
CUSIP: J55655120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3686800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NIPPON STEEL CORP Agenda: 700537244
CUSIP: J55999122 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3381000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.79 term: dividends for the current
term has been declare as JPY1.50 per
share
2. Amend the Company s Articles of Mgmt No Action *
Incorporation: the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors
3.1 Elect Mr. Tetsuo Seki as the Mgmt No Action *
Statutory Auditor
3.2 Elect Mr. Shigeru Matsuyama as the Mgmt No Action *
Statutory Auditor
4. Grant retirement allowances to the Mgmt No Action *
Statutory Auditors Mr. Takeshi Yoshii
and Mr. Akira Shouga according to the
Company Rule
- -------------------------------------------------------------------------------------------------------
NIPPON UNIPAC HOLDING, TOKYO Agenda: 700535745
CUSIP: J56354103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3754300006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.nipponunipac.com/e/ir/zaim
u/state.html
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4000, Final JY 4000,
Special JY 0
2 Amend Articles to: Change Company Mgmt No Action *
Name to Nippon Paper Group, Inc. -
Authorize Share Repurchases at
Board s Discretion
3 Approve Reduction in Capital Reserves Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
5.3 Appoint Internal Statutory Auditor Mgmt No Action *
5.4 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
NIPPON YUSEN KK Agenda: 700535555
CUSIP: J56515133 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3753000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
NISSAN CHEMICAL INDUSTRIES LTD Agenda: 700541863
CUSIP: J56988108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3670800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 7, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO LTD Agenda: 700534135
CUSIP: J57160129 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3672400003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of profit Mgmt No Action *
for No.105 term: dividends for the
current term as JPY 11 per share JPY
19 on yearly basis
2. Approve the Company to purchase its Mgmt No Action *
own shares upon a resolution of the
Board of Directors in accordance with
Commercial Code 211-3
3. Approve the Company to give the free Mgmt No Action *
share subscription rights to the
employees of the Company and its
subsidiaries and the Directors of its
subsidiaries as stock option in
accordance with Commercial Code 280-
20 and 280-21
4. Approve the Company to acquire up to Mgmt No Action *
75,000,000 of its own shares up to
JPY 100,000,000,000 in value in
accordance with Commercial Code 210
5.1 Elect Mr. Hiroshi Moriyama as a Mgmt No Action *
Statutory Auditor
5.2 Elect Mr. Shinji Ichishima as a Mgmt No Action *
Statutory Auditor
5.3 Elect Mr. Keishi Imamura as a Mgmt No Action *
Statutory Auditor
5.4 Elect Mr. Hiroyasu Suga as a Mgmt No Action *
Statutory Auditor
5.5 Elect Mr. Haruo Murakami as a Mgmt No Action *
Statutory Auditor
6. Grant retirement allowance to the Mgmt No Action *
retired Statutory Auditors Mr.
Haruhiko Takenaka and Mr. Nakamura
- -------------------------------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC, TOKYO Agenda: 700539591
CUSIP: J57633109 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3676800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4.5, Final JY 6.5, Special
JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect Share
Repurchase - Clarify Director
Authorities - Authorize Share
Repurchases at Board s
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NISSHINBO INDUSTRIES INC Agenda: 700553096
CUSIP: J57762114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3678000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.5, Final JY 3.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
NISSHIN STL LTD Agenda: 700539666
CUSIP: J57805103 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3676000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2, Final JY 2, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NISSIN FOOD PRODUCTS CO LTD Agenda: 700550761
CUSIP: J58063124 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3675600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 30, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NITTO DENKO CORP (FORMERLY NITTO ELECTRIC Agenda: 700538652
INDUSTRIAL CO LTD)
CUSIP: J58472119 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3684000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
the No. 139 term, including dividends
of JPY 23 per share
2. Amend the Company s Articles of Mgmt No Action *
Incorporation partially
3. Approve to assign free subscription Mgmt No Action *
rights
4.1 Elect Mr. Masamichi Takemoto as a Mgmt No Action *
Director
4.2 Elect Mr. Yukio Nagira as a Director Mgmt No Action *
4.3 Elect Mr. Yasuo Ninomiya as a Mgmt No Action *
4.4 Elect Mr. Tatsunosuke Fujiwara as a Mgmt No Action *
Director
4.5 Elect Mr. Wataru Kitao as a Director Mgmt No Action *
5.1 Elect Mr. Nobuyuki Tanioka as a Mgmt No Action *
Statutory Auditor
5.2 Elect Mr. Shigeru Takarayama as a Mgmt No Action *
Statutory Auditor
5.3 Elect Mr. Shikou Saikawa as a Mgmt No Action *
Statutory Auditor
5.4 Elect Mr. Kazuo Kumagai as a Mgmt No Action *
Statutory Auditor
6. Approve to assign free subscription Mgmt No Action *
rights as stock compensation
7. Approve to revise the remuneration Mgmt No Action *
for Statutory Auditors
8. Approve to grant retirement Mgmt No Action *
allowances to retired Directors and
Statutory Auditors
9. Approve to grant retirement Mgmt No Action *
allowances to Directors and Statutory
Auditors in connection with
abolishment of retirement allowances
- -------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS INC Agenda: 700531999
CUSIP: J59009159 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3762600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend partially the Company s Mgmt No Action *
Articles of Association; and
authorize the Company to purchase its
own shares upon a resolution of the
Board of Directors in accordance with
Commercial Code 211-3
2. Approve to give free subscription Mgmt No Action *
rights to Directors, Executives and
employees of the Company and its
subsidiaries
3.1 Elect Mr. Junichi Ujiie as a Director Mgmt No Action *
3.10 Elect Mr. Kouji Tajika as a Director Mgmt No Action *
3.11 Elect Mr. Nobuyuki Shigemmune as a Mgmt No Action *
Director
3.2 Elect Mr. Nobuyuki Koga as a Director Mgmt No Action *
3.3 Elect Mr. Hiroshi Toda as a Director Mgmt No Action *
3.4 Elect Mr. Kazutoshi Ineno as a Mgmt No Action *
3.5 Elect Mr. Shouzou Kumano as a Mgmt No Action *
3.6 Elect Mr. Masaharu Shibata as a Mgmt No Action *
Director
3.7 Elect Mr. Hideaki Kubori as a Mgmt No Action *
3.8 Elect Mr. Haruo Tsuji as a Director Mgmt No Action *
3.9 Elect Mr. Fumihide Nomura as a Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NTN CORP (FORMERLY NTN TOYO BEARING CO LTD) Agenda: 700561625
CUSIP: J59353110 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3165600002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 3, Special
JY 0
2 Amend Articles to: Reduce Board Size Mgmt No Action *
- Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NTT DATA CORP, TOKYO Agenda: 700530947
CUSIP: J59386102 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3165700000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 1000, Final JY 1000,
Special JY 0
2 Amend Articles to: Amend Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP NTT Agenda: 700532369
CUSIP: J59396101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3735400008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK:
http://www.ntt.co.jp/ir/e/results.htm
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2500, Final JY 2500,
Special JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital from 62.212 Million
to 61.93 Million Shares to Reflect
Share Repurchase
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
NTT DOCOMO INC, TOKYO Agenda: 700529982
CUSIP: J59399105 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: JP3165650007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
13 term: dividends for the current
term as JPY 1000 per share JPY 1500
on a yearly basis
2. Approve the acquisition of the Mgmt No Action *
Company s own shares up to 2,500,000
of its own shares up to JPY
600,000,000,000 in value in accordance
with the Commercial Code
3. Amend the Company s Articles of Mgmt No Action *
Incorporation
4.1 Elect Mr. Masao Nakamura as a Mgmt No Action *
4.10 Elect Mr. Takashi Sakamoto as a Mgmt No Action *
Director
4.11 Elect Mr. Shuurou Hoshizawa as a Mgmt No Action *
Director
4.12 Elect Mr. Yoshiaki Ugaki as a Mgmt No Action *
4.13 Elect Mr. Hideki Niimi as a Director Mgmt No Action *
4.14 Elect Mr. Youjirou Inoue as a Mgmt No Action *
4.15 Elect Mr. Harunari Futatsugi as a Mgmt No Action *
Director
4.16 Elect Mr. Bunya Kumagai as a Director Mgmt No Action *
4.17 Elect Mr. Seiji Tanaka as a Director Mgmt No Action *
4.18 Elect Mr. Hiroaki Nishioka as a Mgmt No Action *
Director
4.19 Elect Mr. Fumio Nakanishi as a Mgmt No Action *
4.2 Elect Mr. Masayuki Hirata as a Mgmt No Action *
4.20 Elect Mr. Akio Ooshima as a Director Mgmt No Action *
4.21 Elect Mr. Masatoshi Suzuki as a Mgmt No Action *
Director
4.22 Elect Mr. Fumio Iwasaki as a Director Mgmt No Action *
4.23 Elect Mr. Tsuyoshi Nishiyama as a Mgmt No Action *
Director
4.24 Elect Mr. Keiji Tachikawa as a Mgmt No Action *
4.25 Elect Mr. Masayuki Yamamura as a Mgmt No Action *
Director
4.3 Elect Mr. Kunio Ishikawa as a Mgmt No Action *
4.4 Elect Mr. Seijirou Adachi as a Mgmt No Action *
4.5 Elect Mr. Keiichi Enoki as a Director Mgmt No Action *
4.6 Elect Mr. Yasuhiro Kadowaki as a Mgmt No Action *
Director
4.7 Elect Mr. Takanori Utano as a Mgmt No Action *
4.8 Elect Mr. Kiyoyuki Tsujimura as a Mgmt No Action *
Director
4.9 Elect Mr. Shunichi Tamari as a Mgmt No Action *
5. Elect Mr. Shouichi Matsuhashi as a Mgmt No Action *
Statutory Auditor in place of Mr.
Kiyoto Uehara
6. Grant retirement allowances to the Mgmt No Action *
retiring Directors and the Corporate
Auditor
- -------------------------------------------------------------------------------------------------------
OBAYASHI CORP (FORMERLY OHBAYASHI CORP) Agenda: 700550709
CUSIP: J59826107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3190000004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
OJI PAPER CO LTD Agenda: 700544516
CUSIP: J6031N109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3174410005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.80 term: dividends for the current
term as JPY 6 per share JPY 10 on a
yearly basis
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company allowed to purchase its
own shares upon a resolution of the
Board of Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Masahiko Ookuni as a Mgmt No Action *
3.10 Elect Mr. Nobuhisa as a Director Mgmt No Action *
3.2 Elect Mr. Shouichirou Suzuki as a Mgmt No Action *
Director
3.3 Elect Mr. Atsuo Shioiri as a Director Mgmt No Action *
3.4 Elect Mr. Toshiyuki Egawa as a Mgmt No Action *
3.5 Elect Mr. Noritoshi Watanabe as a Mgmt No Action *
Director
3.6 Elect Mr. Shouzou Watanabe as a Mgmt No Action *
Director
3.7 Elect Mr. Hideki Yamamoto as a Mgmt No Action *
3.8 Elect Mr. Shigeru Ikemoto as a Mgmt No Action *
3.9 Elect Mr. Makoto Andou as a Director Mgmt No Action *
4.1 Elect Mr. You Takeuchi as a Statutory Mgmt No Action *
Auditor
4.2 Elect Mr. Tokugorou Murayama as a Mgmt No Action *
Statutory Auditor
5. Grant retirement allowances to the Mgmt No Action *
retired Director, Mr. Kentarou
Nagaoka according to the Company rule
6. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: approve to
increase the dividends for the current
term to JPY 11 per share JPY 15 on a
yearly basis
7. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: approve to pay
no bonuses to the Board Members
8. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: approve to
dismiss a Director, Masahiko Ookuni
- -------------------------------------------------------------------------------------------------------
OKI ELECTRIC INDUSTRY CO LTD Agenda: 700539755
CUSIP: J60772100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3194000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with No Mgmt No Action *
Dividends
2 Approve Reduction in Legal Reserves Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors and
Special Payments to Continuing
Directors and Auditors in Connection
with Abolition of Retirement Bonus
System
7 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
OLYMPUS CORP Agenda: 700556698
CUSIP: J61240107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3201200007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7.5, Final JY 7.5, Special
JY 0
2 Approve Transfer of Imaging Business Mgmt No Action *
to Wholly-Owned Subsidiary Olympus
Imaging
3 Approve Transfer of Medical Equipment Mgmt No Action *
Business to Wholly-Owned Subsidiary
Olympus Medical Systems
4 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
5.1 Elect Director Mgmt No Action *
5.10 Elect Director Mgmt No Action *
5.11 Elect Director Mgmt No Action *
5.12 Elect Director Mgmt No Action *
5.2 Elect Director Mgmt No Action *
5.3 Elect Director Mgmt No Action *
5.4 Elect Director Mgmt No Action *
5.5 Elect Director Mgmt No Action *
5.6 Elect Director Mgmt No Action *
5.7 Elect Director Mgmt No Action *
5.8 Elect Director Mgmt No Action *
5.9 Elect Director Mgmt No Action *
6.1 Appoint Internal Statutory Auditor Mgmt No Action *
6.2 Appoint Internal Statutory Auditor Mgmt No Action *
6.3 Appoint Internal Statutory Auditor Mgmt No Action *
7 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
OMRON CORP (FORMERLY OMRON TATEISI Agenda: 700532155
ELECTRONICS CO)
CUSIP: J61374120 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3197800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of the Mgmt No Action *
inappropriate retained earnings for
the 67th FY
2. Amend partially the Articles of Mgmt No Action *
Incorporation
3. Approve the reacquisition of shares Mgmt No Action *
4. Approve the Plan for joint corporate Mgmt No Action *
separation by the Company and the
Hitachi, Ltd
5. Approve the partial transfer to Mgmt No Action *
business to a subsidiary
6. Elect one Director Mgmt No Action *
7. Elect one Corporate Auditor Mgmt No Action *
8. Approve the final payment associated Mgmt No Action *
with abolition of retirement benefit
system for the Directors and the
Corporate Auditors
9. Approve issuance of common stock Mgmt No Action *
acquisition rights as stock options
- -------------------------------------------------------------------------------------------------------
MITSUI TRUST HOLDINGS INC, TOKYO Agenda: 700552323
CUSIP: J6150N104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3892100003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends on
Ordinary Shares: Interim JY 0, Final
JY 2.5, Special JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect
Conversion of Preferred to
Ordinary Shares - Eliminate
References to Series 4 Preferred
Shares - Authorize Share Repurchases
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
ORACLE CORP JAPAN, TOKYO Agenda: 700400271
CUSIP: J6165M109 Meeting Type: AGM
Ticker: Meeting Date: 8/21/2003 ISIN: JP3689500001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 35, Final JY 75, Special
JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Limit Legal Mgmt No Action *
Liability of Directors and Statutory
Auditors
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ORIENTAL LAND CO LTD Agenda: 700555824
CUSIP: J6174U100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3198900007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 14, Final JY 15, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ORIX CORP (FORMERLY ORIENT LEASING CO LTD) Agenda: 700527281
CUSIP: J61933123 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3200450009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT YOU CAN ACCESS Non- No Action *
FURTHER SHAREHOLDER INFORMATION AT Voting
THE FOLLOWING LINK:
http://ww3.ics.adp.com/streetlink_dat
a/dirGPICS/saC6DC.pdf
1 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion - Limit Legal
Liability of Directors and Executive
Officers
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
OSAKA GAS CO LTD Agenda: 700530050
CUSIP: J62320114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3180400008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor and
Payments to Continuing Directors and
Auditors in Connection with Abolition
of Retirement
- -------------------------------------------------------------------------------------------------------
PIONEER CORP, TOKYO Agenda: 700528346
CUSIP: J63825145 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3780200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 12.5, Final JY 12.5,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
PROMISE CO LTD Agenda: 700537321
CUSIP: J64083108 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3833750007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approval of the Proposal of Profit Mgmt No Action *
Appropriation for No.43 Term:
Dividends for the current term has
been proposed as JPY50 per share
(JPY100 on a yearly basis).
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company has proposed to add to
the list of its objectives in an
attempt to diversify its overall
business operations and the Company
will be allowed to purchase its own
shares upon a resolution of the Board
of Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Masaaki Uchino as a Mgmt No Action *
3.2 Elect Mr. Hiroki Jinnai as a Director Mgmt No Action *
3.3 Elect Mr. Shunji Kosugi as a Director Mgmt No Action *
3.4 Elect Mr. Teruaki Watanabe as a Mgmt No Action *
Director
3.5 Elect Mr. Isao Takeuchi as a Director Mgmt No Action *
3.6 Elect Mr. Tsutomu Kasori as a Mgmt No Action *
4. Grant retirement allowances to the Mgmt No Action *
Director: Mr. Hideshige Tsukamoto,
according to the Company Rule
- -------------------------------------------------------------------------------------------------------
RICOH CO LTD, TOKYO Agenda: 700537395
CUSIP: J64683105 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3973400009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
fiscal 2003; dividends for the current
term has been proposed as JPY 10 per
share
2. Amend the Company s Articles of Mgmt No Action *
Association partially; the Company
will be allowed to purchase its own
shares upon a resolution of the Board
of Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Masamitsu Sakurai as a Mgmt No Action *
Director
3.10 Elect Mr. Kazuo Togashi as a Director Mgmt No Action *
3.11 Elect Mr. Kazunori Azuma as a Mgmt No Action *
3.12 Elect Mr. Yuuji Inoue as a Director Mgmt No Action *
3.13 Elect Mr. Zenji Miura as a Director Mgmt No Action *
3.14 Elect Mr. Nobuo Mii as a Director Mgmt No Action *
3.2 Elect Mr. Tatsuo Hirakawa as a Mgmt No Action *
3.3 Elect Mr. Kouichi Endou as a Director Mgmt No Action *
3.4 Elect Mr. Masayuki Matsumoto as a Mgmt No Action *
Director
3.5 Elect Mr. Katsumi Yoshida as a Mgmt No Action *
3.6 Elect Mr. Makoto Hashimoto as a Mgmt No Action *
Director
3.7 Elect Mr. Kiyoshi Sakai as a Director Mgmt No Action *
3.8 Elect Mr. Takashi Nakamura as a Mgmt No Action *
Director
3.9 Elect Mr. Shirou Kondou as a Director Mgmt No Action *
4.1 Elect Mr. Hisaaki Koga as a Statutory Mgmt No Action *
Auditor
4.2 Elect Mr. Kouji Tomizawa as a Mgmt No Action *
Statutory Auditor
4.3 Elect Mr. Takehiko Wada as a Mgmt No Action *
Statutory Auditor
5. Approve to grant retirement Mgmt No Action *
allowances to the retired Directors
as per the Company rule
- -------------------------------------------------------------------------------------------------------
ROHM CO LTD Agenda: 700537220
CUSIP: J65328122 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3982800009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the appropriation of retained Mgmt No Action *
earnings of the 46th FY
2. Approve the partial amendment to the Mgmt No Action *
Articles of Incorporation
3.1 Elect the Corporate Auditor Mgmt No Action *
3.2 Elect the Corporate Auditor Mgmt No Action *
3.3 Elect the Corporate Auditor Mgmt No Action *
3.4 Elect the Corporate Auditor Mgmt No Action *
3.5 Elect the Corporate Auditor Mgmt No Action *
4. Receive the retirement allowances to Mgmt No Action *
the retiring Corporate Auditor
- -------------------------------------------------------------------------------------------------------
SANDEN CORP Agenda: 700531836
CUSIP: J67091108 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3336400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
number 78 Term: dividends for the
current term is JPY5 per share JPY10
on a yearly basis
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the number of Statutory Auditor s
position to change to 5 or less from
the present 4 or less and the Company
has proposed to add to the list of its
objectives in an attempt to diversify
its overall business operations and
the Company to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code
3.1 Re-elect Mr. Mitsuyoshi Uchida as the Mgmt No Action *
Statutory Auditor
3.2 Re-elect Mr. Takashi Ooya as the Mgmt No Action *
Statutory Auditor
3.3 Re-elect Mr. Takuji Tsuchigane as the Mgmt No Action *
Statutory Auditor
3.4 Re-elect Mr. Hiroaki Etou as the Mgmt No Action *
Statutory Auditor
3.5 Elect Mr. Akinobu Hatsushika as the Mgmt No Action *
Statutory Auditor
4. Approve to grant retirement allowance Mgmt No Action *
to the retired Director and the
Statutory Auditors
5. Approve the assignment of free Mgmt No Action *
subscription rights: the Company to
give free share subscription rights
to its Directors, Executives and
employees in accordance with
Commercial Code 280-20 and 280-21
- -------------------------------------------------------------------------------------------------------
SANYO ELECTRIC CO LTD Agenda: 700538094
CUSIP: J68897156 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: CH0007633578
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SECOM CO LTD Agenda: 700561980
CUSIP: J69972107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3421800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.43 Term: dividends for the current
term has been proposed as JPY 45 per
share
2. Amend the Company s Articles of Mgmt No Action *
Incorporation: the term of office for
Director has been proposed to change
to 1 year from the present 2 years;
the Company has proposed to add to the
list of its objectives in an attempt
to diversify its overall business
operations; the Company will be
allowed to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211- 3
3.1 Elect Mr. Makoto Iida as a Director Mgmt No Action *
3.10 Elect Mr. Youichi Tao as a Director Mgmt No Action *
3.11 Elect Mr. Fumio Obata as a Director Mgmt No Action *
3.2 Elect Mr. Juichi Toda as a Director Mgmt No Action *
3.3 Elect Mr. Toshitaka Sugimachi As a Mgmt No Action *
Director
3.4 Elect Mr. Shouhei Kimura as a Mgmt No Action *
3.5 Elect Mr. Kanemasa Haraguchi as a Mgmt No Action *
Director
3.6 Elect Mr. Nobuyuki Sasaki as a Mgmt No Action *
3.7 Elect Mr. Katsuhisa Kuwahara as a Mgmt No Action *
Director
3.8 Elect Mr. Shuuji Maeda as a Director Mgmt No Action *
3.9 Elect Mr. Katsuo Akiyama as a Mgmt No Action *
4. Grant retirement allowances to Mgmt No Action *
retired Directors Mr. Seiichirou
Kobayashi, Mr. Shigemi Tanaka, Mr.
Shouichi Kake, Mr. Seiichi Mori, Mr.
Seiji Yamanaka, Mr. Shinobu Iida, Mr.
Yuushirou Itou, Mr. Hiroshi Itou,
Mr. Shunji Ogahara, Mr. Masaaki
Saida, and Mr. Kiyomasa Sugii
- -------------------------------------------------------------------------------------------------------
CREDIT SAISON CO LTD (FORMERLY SEIBU CREDIT Agenda: 700531052
CO LTD)
CUSIP: J7007M109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3271400008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 18, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
SEKISUI CHEMICAL CO LTD Agenda: 700538145
CUSIP: J70703137 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3419400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 4, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
7 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SEKISUI HOUSE LTD Agenda: 700486562
CUSIP: J70746136 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: JP3420600003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9, Final JY 9, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
SEVEN-ELEVEN JAPAN CO LTD Agenda: 700518218
CUSIP: J71305106 Meeting Type: AGM
Ticker: Meeting Date: 5/28/2004 ISIN: JP3423000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 19, Final JY 20, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases
at Board s Discretion - Limit
Directors Legal Liability
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
SHARP CORP, OSAKA Agenda: 700533094
CUSIP: J71434112 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3359600008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 10, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Bonus for Family of Mgmt No Action *
Deceased Director and Approve
Retirement Bonuses for Directors
- -------------------------------------------------------------------------------------------------------
SHIMAMURA CORP Agenda: 700508750
CUSIP: J72208101 Meeting Type: AGM
Ticker: Meeting Date: 5/14/2004 ISIN: JP3358200008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 26.5, Final JY 31.5,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SHIMANO INC (FORMERLY SHIMANO INDUSTRIAL CO LTD) Agenda: 700466053
CUSIP: J72262108 Meeting Type: AGM
Ticker: Meeting Date: 3/24/2004 ISIN: JP3358000002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9.5, Final JY 6.25, Special
JY 3.25
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital from 294.4 Million
Shares to 281.3 Million Shares to
Reflect Share Repurchase - Authorize
Share Repurchases at Board s
Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SHIMIZU CORP (FORMERLY SHIMIZU CONSTRUCTION CO LTD) Agenda: 700550545
CUSIP: J72445117 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3358800005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 2.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO LTD Agenda: 700548881
CUSIP: J72810120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3371200001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 8, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SHIONOGI & CO LTD Agenda: 700535707
CUSIP: J74229105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3347200002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4.25, Final JY 4.25,
Special JY 0
2 Amend Articles to: Reduce Minimum Mgmt No Action *
Board Size - Reduce Directors Term in
Office - Authorize Share
Repurchases at Board s Discretion -
Expand Business Lines
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SHISEIDO CO LTD Agenda: 700539159
CUSIP: J74358144 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3351600006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
Number 104 term: dividends for the
current term has been proposed as JPY
11 per share JPY 22 on a yearly
2. Approve partial amendments to the Mgmt No Action *
Company s Articles of Incorporation:
the Company will be allowed to
purchase its own shares upon a
resolution of the Board of Directors
in accordance with Commercial Code
211-3
3.1 Elect Mr. Morio Ikeda as a Director Mgmt No Action *
3.2 Elect Mr. Shigeo Shimizu as a Mgmt No Action *
3.3 Elect Mr. Toshimitsu Kobayashi as a Mgmt No Action *
Director
3.4 Elect Mr. Takeshi Oohori as a Mgmt No Action *
3.5 Elect Mr. Kimie Iwata as a Director Mgmt No Action *
3.6 Elect Mr. Masaaki Komatsu as a Mgmt No Action *
3.7 Elect Mr. Shinzou Maeda as a Director Mgmt No Action *
4.1 Elect Mr. Eiko Ooya as a Statutory Mgmt No Action *
Auditor
4.2 Elect Mr. Hiroshi Yasuda as a Mgmt No Action *
Statutory Auditor
5.1 Grant retirement allowance to Mr. Mgmt No Action *
Tadakatsu Saitou a retired Director
according to the Company rule
5.2 Grant retirement allowance to Mr. Mgmt No Action *
Kouhei Mori a retired Director
according to the Company rule
6.1 Grant retirement allowance Mr. Morio Mgmt No Action *
Ikeda a retired Director in connection
with Abolishment of Retirement
Allowances System according to the
Company rule
6.2 Grant retirement allowance Mr. Shigeo Mgmt No Action *
Shimizu a retired Director in
connection with Abolishment of
Retirement Allowances System
according to the Company rule
6.3 Grant retirement allowance Mr. Mgmt No Action *
Takeshi Oohori a retired Director in
connection with Abolishment of
Retirement Allowances System according
to the Company rule
6.4 Grant retirement allowance Mr. Mgmt No Action *
Masaaki Komatsu a retired Director in
connection with Abolishment of
Retirement Allowances System
according to the Company rule
6.5 Grant retirement allowance Mr. Mgmt No Action *
Shinzou Maeda a retired Director in
connection with Abolishment of
Retirement Allowances System according
to the Company rule
6.6 Grant retirement allowance Mr. Mgmt No Action *
Kazunari Moriya a retired Statutory
Auditor in connection with Abolishment
of Retirement Allowances System
according to the Company rule
6.7 Grant retirement allowance Mr. Isao Mgmt No Action *
Isejima a retired Statutory Auditor in
connection with Abolishment of
Retirement Allowances System according
to the Company rule
6.8 Grant retirement allowance Mr. Eiko Mgmt No Action *
Ooya a retired Statutory Auditor in
connection with Abolishment of
Retirement Allowances System according
to the Company rule
7. Approve to give free share Mgmt No Action *
subscription rights to Directors,
Executives and employees of the
Company and its subsidiaries as stop
option in accordance with the
Commercial Code 280-20 and 280-21
- -------------------------------------------------------------------------------------------------------
SHOWA DENKO KK Agenda: 700467118
CUSIP: J75046136 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3368000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 2, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
SHOWA SHELL SEKIYU KK Agenda: 700470165
CUSIP: J75390104 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3366800005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 10, Final JY 15, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Authorize Appointment of
Alternate Statutory Auditors
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Alternate Internal Statutory Mgmt No Action *
Auditor
4 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
- -------------------------------------------------------------------------------------------------------
SKYLARK CO LTD Agenda: 700469922
CUSIP: J75605105 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3396200002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 10, Final JY 10, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Merger Agreement with Mgmt No Action *
Jonathan s Co. Ltd.
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SMC CORP Agenda: 700560027
CUSIP: J75734103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3162600005
For/Against
</Table>
<Table>
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 19, Final JY 19, Special
JY 10
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
6 Appoint External Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SOFTBANK CORP Agenda: 700542168
CUSIP: J75963108 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3436100006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 7, Special JY 0
2 Amend Articles to: Change Location of Mgmt No Action *
Head Office - Authorize Share
Repurchases at Board s Discretion
3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SOMPO JAPAN INSURANCE INC Agenda: 700534577
CUSIP: J7620T101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3932400009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 8.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
4.5 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SONY CORP Agenda: 700530036
CUSIP: J76379106 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3435000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT YOU CAN FURTHER Non- No Action *
ACCESS SHAREHOLDER INFORMATION AT THE Voting
FOLLOWING LINKS:
http://www.sony.net/SonyInfo/IR/sr/in
dex.html
http://www.sony.net/SonyInfo/IR/finan
cial/fr/index.html
1. Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.13 Elect Director Mgmt No Action *
2.14 Elect Director Mgmt No Action *
2.15 Elect Director Mgmt No Action *
2.16 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
3. Approve Executive Stock Option Plan Mgmt No Action *
4. Approve Stock Option Plan for Mgmt No Action *
Directors and Executives of Subsidiary
Sony Communication
5. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Amend Articles
to Require Disclosure of Compensation
Levels of Individual Directors and
Executive Officers
- -------------------------------------------------------------------------------------------------------
STANLEY ELECTRIC CO LTD Agenda: 700541976
CUSIP: J76637115 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3399400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7, Final JY 7, Special JY 0
2 Amend Articles to: Reduce Share Mgmt No Action *
Trading Unit - Reduce Directors Term
in Office - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
4 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SUMITOMO BAKELITE CO LTD Agenda: 700549516
CUSIP: J77024115 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3409400003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
SUMITOMO CHEMICAL CO LTD Agenda: 700548336
CUSIP: J77153120 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3401400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Change Location of Mgmt No Action *
Head Office - Change Company Name -
Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approvre Retirement Bonuses for Mgmt No Action *
Directors and Special Payments to
Continuing Directors and Statutory
Auditors in Connection with the
Abolition of Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
SUMITOMO CORP, TOKYO Agenda: 700532307
CUSIP: J77282119 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3404600003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD Agenda: 700537749
CUSIP: J77411114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3407400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 4, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
SUMITOMO HEAVY INDUSTRIES LTD Agenda: 700539565
CUSIP: J77497113 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3405400007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with No Mgmt No Action *
Dividends
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD, OSAKA Agenda: 700539060
CUSIP: J77669133 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3402200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the of profit appropriation Mgmt No Action *
for No.81 term: dividends for the
current term as JPY 1.50 per share
2. Approve the partial amendments to the Mgmt No Action *
Company s Articles of Incorporation
3.1 Elect Mr. Hiroshi Shimozuma as a Mgmt No Action *
Director
3.10 Elect Mr. Fumio Hombe as a Director Mgmt No Action *
3.2 Elect Mr. Kunihiko Suemitsu as a Mgmt No Action *
Director
3.3 Elect Mr. Gashun Amaya as a Director Mgmt No Action *
3.4 Elect Mr. Kenjirou Shigematsu as a Mgmt No Action *
Director
3.5 Elect Mr. Eiji Sakuta as a Director Mgmt No Action *
3.6 Elect Mr. Yasutaka Toya as a Director Mgmt No Action *
3.7 Elect Mr. Tsutomu Andou as a Director Mgmt No Action *
3.8 Elect Mr. Hiroshi Tomono as a Mgmt No Action *
3.9 Elect Mr. Nobusato Suzuki as a Mgmt No Action *
4.1 Elect Mr. Toshihiko Takeda as a Mgmt No Action *
Statutory Auditor
4.2 Elect Mr. Shigeru Sakurai as a Mgmt No Action *
Statutory Auditor
4.3 Elect Mr. Eiji Asada as a Statutory Mgmt No Action *
Auditor
5. Approve to offer money to the Mgmt No Action *
deceased Director as a token of
condolence, in accordance with the
6. Grant retirement allowances to the Mgmt No Action *
Directors, Mr. Hiroshi Shimozuma, Mr.
Kunihiko Suemitsu, Mr. Gashun Amaya,
Mr. Kenjirou Shigematsu, Mr. Eiji
Sakuta, Mr. Yasutaka Toya, Mr. Tsutomu
Andou, Mr. Hiroshi Tomono, Mr.
Nobusato Suzuki and Mr. Fumio Hombe
and the Statutory Auditors, Mr.
Toshihiko Takeda, Mr. Shigeru Sakurai
and Mr. Shougo Takai according to the
Company rule and in connection with
abolishment of retirement allowances
system
- -------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO LTD Agenda: 700537737
CUSIP: J77712123 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3402600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 6, Special JY 0
2 Amend Articles to: Clarify Director Mgmt No Action *
Authorities in Connection with
Introdution of Executive Officer
System - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Bonus for Family of Mgmt No Action *
Deceased Director and Approve
Retirement Bonuses for Director and
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC, TOKYO Agenda: 700552311
CUSIP: J7771X109 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3890350006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends on
Ordinary Shares: Interim JY 0, Final
JY 3000, Special JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Preferred Share Capital to
Reflect Conversion of Preferred to
Ordinary Shares - Authorize Share
Repurchases at Board s Discretion
3 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO LTD Agenda: 700539705
CUSIP: J77841112 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3409000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 9, Special JY 0
2 Approve Introduction of New Mgmt No Action *
Compensation System for Directors
Tied to Company Performance
3 Approve Special Payments to Directors Mgmt No Action *
in Connection with Abolition of
Retirement Bonus System
4 Amend Articles to: Abolish Retirement Mgmt No Action *
Bonus System
- -------------------------------------------------------------------------------------------------------
SUMITOMO TRUST & BANKING CO LTD Agenda: 700550139
CUSIP: J77970101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3405000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends on
Ordinary Shares: Interim JY 0, Final
JY 6, Special JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect Share
Repurchase - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TAIHEIYO CEMENT CORP, TOKYO Agenda: 700560039
CUSIP: J7923L110 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3449020001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 2.5, Special
JY 0
2 Amend Articles to: Reduce Maximum Mgmt No Action *
Board Size - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TAISEI CORP Agenda: 700536343
CUSIP: J79561130 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3443600006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 2.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Limit Directors and Internal
Auditors Legal Liability
3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TAISHO PHARMACEUTICAL CO LTD Agenda: 700552335
CUSIP: J79819108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3442800003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 25, Special
JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TAIYO YUDEN CO LTD Agenda: 700549251
CUSIP: J80206105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: DE0008667379
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors and
Approve Special Payments to Continuing
Director and Statutory Auditors in
Connection with Abolition of
Retirement Bonus System
- -------------------------------------------------------------------------------------------------------
TAKARA HOLDINGS INC Agenda: 700556927
CUSIP: J80733108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3459600007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 7.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TAKASHIMAYA CO LTD Agenda: 700513509
CUSIP: J81195125 Meeting Type: AGM
Ticker: Meeting Date: 5/25/2004 ISIN: JP3456000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.75, Final JY 3.75,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
- -------------------------------------------------------------------------------------------------------
TAKEFUJI CORP Agenda: 700556004
CUSIP: J81335101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3463200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 50, Final JY 50, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TAKUMA CO LTD Agenda: 700548906
CUSIP: J81539108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3462600002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Reduce Board Size Mgmt No Action *
- Introduce Board of Executive
Officers - Reduce Directors Term in
Office - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TDK CORP Agenda: 700532333
CUSIP: J82141136 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3538800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 30, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4 Authorize Share Repurchase Program Mgmt No Action *
5.1 Elect Director Mgmt No Action *
5.2 Elect Director Mgmt No Action *
5.3 Elect Director Mgmt No Action *
5.4 Elect Director Mgmt No Action *
5.5 Elect Director Mgmt No Action *
5.6 Elect Director Mgmt No Action *
5.7 Elect Director Mgmt No Action *
6 Appoint Internal Statutory Auditor Mgmt No Action *
7 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TEIJIN LTD Agenda: 700528334
CUSIP: J82270117 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3544000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT YOU CAN FURTHER Non- No Action *
ACCESS SHAREHOLDER INFORMATION AT: Voting
http://www.teijin.co.jp/english/inves
tors/index.html
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TEIKOKU OIL CO LTD Agenda: 700468906
CUSIP: J82485103 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3540400003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 3, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TERUMO CORP Agenda: 700532256
CUSIP: J83173104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3546800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7, Final JY 9, Special JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
- Streamline Board Structure in
Connection with Introduction of
Executive Officer System
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
THK CO LTD Agenda: 700544807
CUSIP: J83345108 Meeting Type: AGM
Ticker: Meeting Date: 6/26/2004 ISIN: JP3539250005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7.5, Final JY 7.5, Special
JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Reduce Directors Term in
Office - Authorize Share Repurchases
at Board s Discretion - Abolish
Retirement Bonus
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Alternate Internal Statutory Mgmt No Action *
Auditor
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Special Payments to Mgmt No Action *
Continuing Directors and Statutory
Auditors in Connection with Abolition
of Retirement Bonus System
7 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceilings for Directors
and Statutory Auditors
8 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOBU RAILWAY CO LTD Agenda: 700536305
CUSIP: J84162148 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3597800006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 2.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
3.5 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TODA CORP (FORMERLY TODA CONSTRUCTION CO LTD) Agenda: 700548386
CUSIP: J84377100 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3627000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.28 Elect Director Mgmt No Action *
3.29 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.30 Elect Director Mgmt No Action *
3.31 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
TOHO CO LTD Agenda: 700519361
CUSIP: J84764117 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: JP3598600009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 3
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TOHOKU ELECTRIC POWER CO INC Agenda: 700548021
CUSIP: J85108108 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3605400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
10 Amend Articles to Include Language Shr No Action *
Promoting Cogeneration
11 Amend Articles to Require Separation Shr No Action *
of Thermal Power Business and Nuclear
Power Business into Separate Business
Units, and Establish a Multi-Power
Source Business Unit
12 Amend Articles to Require Withdrawal Shr No Action *
from Nuclear Fuel Cycle Project
13 Amend Articles to Require Shr No Action *
Decommissioning of Two Reactors at
Onagawa Nuclear Power Station
14 Remove Chairman and Representative Shr No Action *
Director Toshiaki Yashima from the
Board
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4 Elect Director Mgmt No Action *
5 Shareholder Proposals Mgmt No Action *
6 Approve Alternate Income Allocation, Shr No Action *
with No Director Bonuses and a Final
Dividend of JY 30 Per Share
7 Amend Articles to Require Board to Shr No Action *
Reflect Contents of Shareholder
Proposals in the Management of the
Company
8 Amend Articles to Require Additional Shr No Action *
Disclosure Regarding Losses Incurred
by the Company
9 Amend Articles to Require Disclosure Shr No Action *
of Individual Compensation Levels of
Directors and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
TONENGENERAL SEKIYU K.K., TOKYO Agenda: 700467029
CUSIP: J8657U110 Meeting Type: AGM
Ticker: Meeting Date: 3/26/2004 ISIN: JP3428600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 18, Final JY 18, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Allow Appointment of Alternate
Statutory Auditors
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4 Appoint Alternate Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOKYO BROADCASTING SYSTEM INC Agenda: 700550951
CUSIP: J86656105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3588600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
4.5 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors and Payments to
Continuing Directors and Statutory
Auditors in Connection with Abolition
of Retirement Bonus System
6 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOKYO ELECTRIC POWER CO INC Agenda: 700534301
CUSIP: J86914108 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3585800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
10 Amend Articles to Prohibit Diversion Shr No Action *
of Radioactive Substances for Military
Purposes
11 Amend Articles to Require Phase Out Shr No Action *
of Nuclear Facilities
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 30, Final JY 30, Special
JY 0
3 Amend Articles to: Expand Business Mgmt No Action *
Lines - Reduce Maximum Board Size -
Authorize Share Repurchases at
Board s Discretion
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
4.5 Appoint Internal Statutory Auditor Mgmt No Action *
4.6 Appoint Internal Statutory Auditor Mgmt No Action *
4.7 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors
6 Shareholder Proposals Mgmt No Action *
7 Approve Alternate Allocation of Shr No Action *
8 Amend Articles of Incorporation to Shr No Action *
Create Investment Business Risk
Assessment Committee
9 Amend Articles to Create Obligation Shr No Action *
to Meet Legal Targets for Power Volume
Generated by Natural Energy
- -------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LTD Agenda: 700528966
CUSIP: J86957115 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3571400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 4, Final JY 6, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Appoint External Auditors Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
7 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
8 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOKYO GAS CO LTD Agenda: 700532268
CUSIP: J87000105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3573000001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3, Final JY 4, Special JY 0
2 Amend Articles to: Allow Appointment Mgmt No Action *
of Alternate Statutory Auditors -
Authorize Share Repurchases at
Board s Discretion
3 Authorize Share Repurchase Program Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TOKYU CORP Agenda: 700548437
CUSIP: J88720123 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3574200006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Handling of Net Loss, with a Mgmt No Action *
Final Dividend of JY 5
2 Amend Articles to: Amend Business Mgmt No Action *
Lines - Authorize Share Repurchases at
Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
3.4 Appoint Internal Statutory Auditor Mgmt No Action *
3.5 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TOPPAN PRINTING CO LTD Agenda: 700547257
CUSIP: J89322119 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3629000005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 9, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion -
Limit Directors and Internal
Auditors Legal Liability
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.28 Elect Director Mgmt No Action *
3.29 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.30 Elect Director Mgmt No Action *
3.31 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES INC Agenda: 700528423
CUSIP: J89494116 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3621000003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2.5, Final JY 3, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.18 Elect Director Mgmt No Action *
3.19 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.20 Elect Director Mgmt No Action *
3.21 Elect Director Mgmt No Action *
3.22 Elect Director Mgmt No Action *
3.23 Elect Director Mgmt No Action *
3.24 Elect Director Mgmt No Action *
3.25 Elect Director Mgmt No Action *
3.26 Elect Director Mgmt No Action *
3.27 Elect Director Mgmt No Action *
3.28 Elect Director Mgmt No Action *
3.29 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.30 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TOSHIBA CORP Agenda: 700530024
CUSIP: J89752117 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3592200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
2.1 Elect Director Mgmt No Action *
2.10 Elect Director Mgmt No Action *
2.11 Elect Director Mgmt No Action *
2.12 Elect Director Mgmt No Action *
2.13 Elect Director Mgmt No Action *
2.14 Elect Director Mgmt No Action *
2.2 Elect Director Mgmt No Action *
2.3 Elect Director Mgmt No Action *
2.4 Elect Director Mgmt No Action *
2.5 Elect Director Mgmt No Action *
2.6 Elect Director Mgmt No Action *
2.7 Elect Director Mgmt No Action *
2.8 Elect Director Mgmt No Action *
2.9 Elect Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOSOH CORP Agenda: 700537927
CUSIP: J90096116 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3595200001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 5, Special JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
TOSTEM INAX HOLDING CORP Agenda: 700545188
CUSIP: J9011R108 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3626800001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 20, Final JY 20, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Reduce Share Trading Unit -
Change Company Name to JS Group Corp.
- Authorize Share Repurchases at Board s
Discretion
3 Approve Executive Stock Option Plan Mgmt No Action *
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
5.3 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TOTO LTD Agenda: 700547485
CUSIP: J90268103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3596200000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5.5, Final JY 5.5, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.15 Elect Director Mgmt No Action *
3.16 Elect Director Mgmt No Action *
3.17 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
TOYOBO CO LTD Agenda: 700561283
CUSIP: J90741133 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3619800000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 5, Special JY 0
2 Amend Articles to: Reduce Directors Mgmt No Action *
Term in Office - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TOYODA GOSEI CO LTD Agenda: 700539921
CUSIP: J91128108 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3634200004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7.5, Final JY 8.5, Special
JY 0
2 Authorize Share Repurchase Program Mgmt No Action *
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.13 Elect Director Mgmt No Action *
4.14 Elect Director Mgmt No Action *
4.15 Elect Director Mgmt No Action *
4.16 Elect Director Mgmt No Action *
4.17 Elect Director Mgmt No Action *
4.18 Elect Director Mgmt No Action *
4.19 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.20 Elect Director Mgmt No Action *
4.21 Elect Director Mgmt No Action *
4.22 Elect Director Mgmt No Action *
4.23 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Appoint Internal Statutory Auditor Mgmt No Action *
6 Appoint External Auditors Mgmt No Action *
7 Approve Executive Stock Option Plan Mgmt No Action *
8 Approve Special Bonus for Family of Mgmt No Action *
Deceased Statutory Auditor and
Retirement Bonuses for Directors
- -------------------------------------------------------------------------------------------------------
TOYO SEIKAN KAISHA LTD Agenda: 700557967
CUSIP: J92289107 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3613400005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.75, Final JY 6.25,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Bonus for Family of Mgmt No Action *
Deceased Statutory Auditor and Approve
Retirement Bonuses for Directors and
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP Agenda: 700539034
CUSIP: J92628106 Meeting Type: AGM
Ticker: Meeting Date: 6/22/2004 ISIN: JP3634600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the profit appropriation for Mgmt No Action *
No.126 term: dividends for the current
term has been proposed as JPY 12 per
share JPY 24 on a yearly
2. Amend the Company s Articles of Mgmt No Action *
Incorporation, and authorize the
Company to purchase its own shares
upon a resolution of the Board of
Directors in accordance with
Commercial Code 211-3
3.1 Elect Mr. Shigetaka Mitomo as a Mgmt No Action *
Statutory Auditor
3.2 Elect Mr. Kousuke Ikebuchi as a Mgmt No Action *
Statutory Auditor
3.3 Elect Mr. Masaaki Furukawa as a Mgmt No Action *
Statutory Auditor
4. Approve the assignment of free Mgmt No Action *
subscription rights, and the Company
to give free share subscription
rights to its Directors and Employees
as stock option in accordance with
Commercial Code 280-20 and 280-21
5. Approve the consolatory payments to Mgmt No Action *
the Deceased Director and Grant
retirement allowances to the
Statutory Auditor Mr. Hiroshi Makino
according to the Company rule
- -------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORP Agenda: 700539387
CUSIP: J92676113 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3633400001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
10 Amend Articles of Incorporation to Shr No Action *
Require Disclosure of Individual
Compensation Levels of
Directors and Statutory Auditors
11 Amend Articles of Incorporation to Shr No Action *
Prohibit Corporate Donations to
Political Parties and Political
Fundraising Groups
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 20, Final JY 25, Special
JY 0
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.10 Elect Director Mgmt No Action *
4.11 Elect Director Mgmt No Action *
4.12 Elect Director Mgmt No Action *
4.13 Elect Director Mgmt No Action *
4.14 Elect Director Mgmt No Action *
4.15 Elect Director Mgmt No Action *
4.16 Elect Director Mgmt No Action *
4.17 Elect Director Mgmt No Action *
4.18 Elect Director Mgmt No Action *
4.19 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.20 Elect Director Mgmt No Action *
4.21 Elect Director Mgmt No Action *
4.22 Elect Director Mgmt No Action *
4.23 Elect Director Mgmt No Action *
4.24 Elect Director Mgmt No Action *
4.25 Elect Director Mgmt No Action *
4.26 Elect Director Mgmt No Action *
4.27 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
4.4 Elect Director Mgmt No Action *
4.5 Elect Director Mgmt No Action *
4.6 Elect Director Mgmt No Action *
4.7 Elect Director Mgmt No Action *
4.8 Elect Director Mgmt No Action *
4.9 Elect Director Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Authorize Share Repurchase Program Mgmt No Action *
7 Approve Retirement Bonuses for Mgmt No Action *
Directors and Special Bonus for Family
of Deceased Director
8 Shareholder Proposals Mgmt No Action *
9 Approve Alternate Allocation of Shr No Action *
Income, with a Final Dividend of JY 40
Per Share
- -------------------------------------------------------------------------------------------------------
TREND MICRO INC, TOKYO Agenda: 700461041
CUSIP: J9298Q104 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: JP3637300009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 14, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Amend Stock Option Plans Approved in Mgmt No Action *
2001, 2002, and 2003
4 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
UFJ HOLDINGS INC, TOKYO Agenda: 700542144
CUSIP: J9400N106 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3944300007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Retained Mgmt No Action *
Earnings, with No Dividends on
Ordinary Shares
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Preferred Share Capital to
Reflect Conversion of Preferred to
Ordinary Shares - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
UNI-CHARM CORP Agenda: 700550824
CUSIP: J94104114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3951600000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 14, Final JY 14, Special
JY 0
2 Amend Articles to: Expand Business Mgmt No Action *
Lines - Clarify Director Authorities
in Connection with the Introduction of
Executive Officer System - Authorize
Share Repurchases at Board s
Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
6 Approve Retirement Bonus for Mgmt No Action *
Statutory Auditor
- -------------------------------------------------------------------------------------------------------
U N Y CO LTD (UNY CO LTD) Agenda: 700510844
CUSIP: J94368149 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: JP3949600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 9, Final JY 9, Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Appoint Internal Statutory Auditor Mgmt No Action *
3.2 Appoint Internal Statutory Auditor Mgmt No Action *
3.3 Appoint Internal Statutory Auditor Mgmt No Action *
4 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditor
- -------------------------------------------------------------------------------------------------------
USS CO LTD, TOKAI Agenda: 700537876
CUSIP: J9446Z105 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3944130008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 25, Final JY 25, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
WACOAL CORP Agenda: 700547106
CUSIP: J94632114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3992400006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 15, Special
JY 0
2 Amend Articles to: Decrease Mgmt No Action *
Authorized Capital to Reflect -Share
Repurchase - Authorize Share
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Director and Statutory Auditors
- -------------------------------------------------------------------------------------------------------
WEST JAPAN RAILWAY COMPANY Agenda: 700530012
CUSIP: J95094108 Meeting Type: AGM
Ticker: Meeting Date: 6/23/2004 ISIN: JP3659000008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 2500, Final JY 2500,
Special JY 1500
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
WORLD CO LTD Agenda: 700538169
CUSIP: J95171104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3990200002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 14, Final JY 19, Special
JY 0
2 Amend Articles to: Authorize Mgmt No Action *
Appointment of Alternate Statutory
Auditors - Authorize Share Repurchases
at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Alternate Statutory Auditor Mgmt No Action *
5 Approve Executive Stock Option Plan Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
YAKULT HONSHA CO LTD Agenda: 700539779
CUSIP: J95468120 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3931600005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Management Proposals Mgmt No Action *
2 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 7.5, Final JY 7.5, Special
JY 0
3 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
5.3 Appoint Internal Statutory Auditor Mgmt No Action *
5.4 Appoint Internal Statutory Auditor Mgmt No Action *
5.5 Appoint Internal Statutory Auditor Mgmt No Action *
5.6 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Retirement Bonuses for Mgmt No Action *
Statutory Auditors
7 Shareholder Proposals Mgmt No Action *
8.1 Elect a Shareholder Nominee to the Shr No Action *
Board
8.2 Elect a Shareholder Nominee to the Shr No Action *
Board
- -------------------------------------------------------------------------------------------------------
YAMADA DENKI CO LTD Agenda: 700527267
CUSIP: J95534103 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3939000000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 11, Special
JY 1
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
YAMAHA CORP Agenda: 700533359
CUSIP: J95732103 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3942600002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 5, Final JY 10, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonus for Director Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
YAMAHA MOTOR CO LTD Agenda: 700537129
CUSIP: J95776126 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3942800008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT FURTHER INFORMATION Non- No Action *
CAN BE ACCESSED AT THE FOLLOWING Voting
HYPERLINK: http://www.yamaha-
motor.co.jp/global/profile/ir/report/
index.html
1. Approve the profit appropriation for Mgmt No Action *
No.69 terms: JPY 7 per share JP 12 on
yearly basis as the dividends for the
current term
2. Amend the Company s Articles of Mgmt No Action *
Incorporation: FY end reporting to be
changed to 31 DEC; approve the Company
to purchase its own shares upon a
resolution of the Board of Directors
in accordance with the Commercial Code
211-3
3.1 Elect Mr. TSuneji Togami as a Mgmt No Action *
3.2 Elect Mr. Shuuji Itou as a Director Mgmt No Action *
3.3 Elect Mr. Yukio Suganuma as a Mgmt No Action *
3.4 Elect Mr. Shouhei Katou as a Director Mgmt No Action *
4. Elect Mr. Kazuyoshi Nakona as a Mgmt No Action *
Statutory Auditor
5. Approve to give free share Mgmt No Action *
subscription rights to Directors,
Executives and Employees of the
Company, its subsidiaries and
Companies to which the equity method
is applicable as stock option in
accordance with Commercial Code 280-
20 and 280-21
6.1 Grant retirement allowances to Mr. Mgmt No Action *
Makio Ooshio retired during the
current term according to the Company
rule
6.2 Grant retirement allowances to Mr. Mgmt No Action *
Masahiko Shibuya retired during the
current term according to the Company
rule
- -------------------------------------------------------------------------------------------------------
YAMANOUCHI PHARMACEUTICAL CO LTD Agenda: 700534553
CUSIP: J96216122 Meeting Type: AGM
Ticker: Meeting Date: 6/24/2004 ISIN: JP3942400007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 15, Final JY 16, Special
JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3 Approve Merger Agreement with Mgmt No Action *
Fujisawa Pharmaceutical Co.
4.1 Elect Director Mgmt No Action *
4.2 Elect Director Mgmt No Action *
4.3 Elect Director Mgmt No Action *
5.1 Appoint Internal Statutory Auditor Mgmt No Action *
5.2 Appoint Internal Statutory Auditor Mgmt No Action *
6 Approve Executive Stock Option Plan Mgmt No Action *
7 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
YAMATO TRANSPORT CO LTD, TOKYO Agenda: 700550759
CUSIP: J96612114 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: JP3940000007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 8, Final JY 10, Special
JY 0
2 Amend Articles to: Reduce Board Size Mgmt No Action *
- Streamline Board Structure -
Authorize Share Repurchases at Board
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors and Statutory Auditors and
Payments to Continuing Directors and
Auditors in Connection with Abolition
of Retirement
- -------------------------------------------------------------------------------------------------------
YAMAZAKI BAKING CO LTD Agenda: 700469100
CUSIP: J96656103 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: JP3935600001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 0, Final JY 12, Special
JY 0
2 Amend Articles to: Cancel Year-End Mgmt No Action *
Closure of Shareholder Register -
Authorize Share Repurchases at Board s
Discretion
3.1 Elect Director Mgmt No Action *
3.10 Elect Director Mgmt No Action *
3.11 Elect Director Mgmt No Action *
3.12 Elect Director Mgmt No Action *
3.13 Elect Director Mgmt No Action *
3.14 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
3.3 Elect Director Mgmt No Action *
3.4 Elect Director Mgmt No Action *
3.5 Elect Director Mgmt No Action *
3.6 Elect Director Mgmt No Action *
3.7 Elect Director Mgmt No Action *
3.8 Elect Director Mgmt No Action *
3.9 Elect Director Mgmt No Action *
4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Retirement Bonuses for Mgmt No Action *
Directors
- -------------------------------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORP Agenda: 700541926
CUSIP: J97272124 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: JP3955000009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1 Approve Allocation of Income, Mgmt No Action *
Including the Following Dividends:
Interim JY 3.75, Final JY 3.75,
Special JY 0
2 Amend Articles to: Authorize Share Mgmt No Action *
Repurchases at Board s Discretion
3.1 Elect Director Mgmt No Action *
3.2 Elect Director Mgmt No Action *
4.1 Appoint Internal Statutory Auditor Mgmt No Action *
4.2 Appoint Internal Statutory Auditor Mgmt No Action *
4.3 Appoint Internal Statutory Auditor Mgmt No Action *
4.4 Appoint Internal Statutory Auditor Mgmt No Action *
5 Approve Special Payments to Mgmt No Action *
Continuing Directors and Statutory
Auditors in Conection with The
Abolition of Retirement Bonus System
6 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Directors
7 Approve Adjustment to Aggregate Mgmt No Action *
Compensation Ceiling for Statutory
Auditors
- -------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda: 700489950
CUSIP: K0514G101 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: DK0010244508
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Receive a report to be made on the Mgmt No Action *
activities of the Company during the
past FY
B. Approve the audited report Mgmt No Action *
C. Grant discharge to the Directors from Mgmt No Action *
their obligations
D. Approve the amount of the dividend Mgmt No Action *
and the distribution of the surplus
E.1 Re-elect Mr. Poul J. Svanholm as a Mgmt No Action *
Director
E.2 Re-elect Mr. Ane Maersk Mc-Kinney Mgmt No Action *
Uggla as a Director
E.3 Re-elect Mr. Lars Kann-Rasmussen as a Mgmt No Action *
Director
E.4 Re-elect Mr. Jan Leschly as a Mgmt No Action *
E.5 Re-elect Mr. Jens Erik Skovrider- Mgmt No Action *
Madsen as a Director
E.6 Re-elect Mr. Henrik Lorensen Solmer Mgmt No Action *
as a Director
F. Re-elect the state authorized public Mgmt No Action *
account Soren Thorup Sorensen, KPMG
C. Jespersen Statsautoriseret
Revisionsinteressentskab and state
authorized public accountant Gert
Fisker Tomczyk, Grant Thornton
Statsautoriseret Revisionskieselskab
G.1 Authorize the Company, pursuant to Mgmt No Action *
the Danish Companies Act, Article 48,
to acquire own shares of a nominal
value up to 10% of the Company s share
capital and the price must not deviate
by more than 10% from the price quoted
on the Copenhagen Stock Exchange on
the date of purchase; Authority
expires at the next AGM
G.2 Amend the Articles of Association: a) Mgmt No Action *
by deleting and replacing Article 3,
3rd sentence with a new sentence; b)
by deleting and replacing Article 6,
7th sentence with a new sentence
- -------------------------------------------------------------------------------------------------------
DANSKE BANK AS Agenda: 700460140
CUSIP: K22272114 Meeting Type: AGM
Ticker: Meeting Date: 3/23/2004 ISIN: DK0010274414
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
a. Receive the annual report for Mgmt No Action *
adoption; and grant discharge to the
Board of Directors and the Executive
Board and approve the allocation of
profits or for the cover of losses
according to the adopted annual
report and approve to pay the
dividend of DKK 6.55 out for each
b.1 Re-elect Mr. Jorgen Nue Moller as a Mgmt No Action *
Member of the Board of Director, who
retires in accordance with Article 15
of the Articles of Association
b.2 Re-elect Mr. Niels Eilschou Holm as a Mgmt No Action *
Member of the Board of Director, who
retires in accordance with Article
15 of the Articles of Association
b.3 Re-elect Mr. Peter Hojland as a Mgmt No Action *
Member of the Board of Director, who
retires in accordance with Article 15
of the Articles of Association
b.4 Re-elect Mr. Majken Schultz as a Mgmt No Action *
Member of the Board of Director, who
retires in accordance with Article 15
of the Articles of Association
c. Re-appoint, in accordance with Mgmt No Action *
Article 21 of the Articles of
Association, Grant Thornton,
Statsautoriseret Revisionsaktieselskab
and KPMG C.Jespersen, Statsautoriseret
Revisionsinteressentskab as the
d. Authorize the Company to acquire own Mgmt No Action *
shares by way of ownership or pledge
up to an aggregate nominal value of
10% of the share capital in
accordance with Section 48 of the
Danish Companies Act; if shares are
acquired in ownership, the purchase
price must not diverge from the price
quoted on the Copenhagen Stock
Exchange at the time of acquisition
e. Approve to reduce the share capital Mgmt No Action *
by a nominal amount of DKK
394,100,970 through cancellation of
shares, as a result of the Bank
having bought back own shares in 2003
under its share buy-back programme;
the Bank s purchase price amounted to
DKK 5bn, corresponding to an average
purchase price of DKK 126.87 for
each share of DKK 10; amend the
wording of Article 4, paragraph 1 of
the Bank s Articles of Association
f. Amend the Articles of Association: by Mgmt No Action *
cancelling the last sentence of
Article 14, paragraph 3; by amending
Article 14, paragraph 3; and by
amending Article 17, paragraph 2
g. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
GROUP 4 FALCK A/S Agenda: 700475254
CUSIP: K40355115 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: DK0010291699
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
a. Receive the Board of Directors Mgmt No Action *
report on the activities of the
Company during the past year
b. Receive and adopt the audited annual Mgmt No Action *
report for 2003 and discharge the
Board of Directors and the Executive
Management Board from their
obligations for the past financial
c. Approve the allocation of the profit Mgmt No Action *
according to the adopted report that
out of the profit for the year of DKK
415 million, dividend be paid in the
amount of DKK 35 million, equivalent
to 8% of the nominal share value,
while the remaining profit of DKK 380
million be transferred to reserves
d.1 Elect Mr. Jorgen Philip-Sorensen as Mgmt No Action *
Board of Director
d.2 Elect Mr. Henrik Brandt as a Board of Mgmt No Action *
Director
d.3 Elect Sir David Gore-Booth as a Board Mgmt No Action *
of Director
d.4 Elect Mr. Waldemar Schmidt as a Board Mgmt No Action *
of Director
e. Authorize the Board of Directors of Mgmt No Action *
Group 4 Flack A/S to acquire own
shares up to 10% of the share capital
at market price +/- 10% until next
f. Appoint the Auditors Mgmt No Action *
g. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
GROUP 4 FALCK A/S Agenda: 700539111
CUSIP: K40355115 Meeting Type: EGM
Ticker: Meeting Date: 6/28/2004 ISIN: DK0010291699
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve to merge the Company s Mgmt No Action *
security business with Securicor PLC
on the terms set out in the merger
agreement concluded by the Board of
Directors on 24 FEB 2004
10. Authorize the Chairman of the EGM Mgmt No Action *
11. Receive information on the tender Mgmt No Action *
offer from Group 4 Securicor PLC
12. Any other business Other No Action *
2. Approve to demerge Group 4 Falck A/S Mgmt No Action *
under Section 136 of the Danish
Companies Act, effective 01 JAN 2004,
to the effect that the security
business will be demerged into a
separate Company, Group 4 A/S; and the
Rescue & Safety and Global Solutions
(GSL) businesses will concurrently be
demerged into a separate Company,
Falck A/S
3. Elect the Members of the Board of Mgmt No Action *
Directors of Group 4 A/S
4. Elect the Members of the Board of Mgmt No Action *
Directors of Falck A/S
5. Appoint the Auditors of Group 4 A/S Mgmt No Action *
6. Appoint the Auditors of Falck A/S Mgmt No Action *
7. Authorize the Board of Directors of Mgmt No Action *
Group 4 A/S to acquire up to 10%
treasury shares
8. Authorize the Board of Directors of Mgmt No Action *
Falck A/S to acquire up to 10%
treasury shares
9. Authorize the Board of Directors of Mgmt No Action *
the Company to implement the
resolutions passed by the general
meeting with respect to the merger
and the demerger, of agenda items 1
and 2, and resolutions passed under
agenda items 3-8 and to file such
resolutions with the Danish Commerce
and Companies Agency
- -------------------------------------------------------------------------------------------------------
ISS A/S Agenda: 700470812
CUSIP: K5053D104 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: DK0010267046
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP.
1. Approve the Directors report Mgmt No Action *
10. Any other business Other No Action *
2. Approve the 2003 audited annual Mgmt No Action *
3. Grant discharge to the Board of Mgmt No Action *
Directors and the Board of Management
4. Approve the dividend of DKK 4 per Mgmt No Action *
share to be paid to the shareholders
and the remaining profit of DKK 109
million be transferred to the
5. Authorize the Board of Directors Mgmt No Action *
pursuant to Section 48 of the
Companies Act to allow the Company or
its wholly owned subsidiaries to
acquire shares in the Company up to
10% of the share capital
6.a Approve to delete subsections 2 and 6 Mgmt No Action *
in paragraph 6 and Appendix 2 in the
Articles of Association
6.b Approve to increase the fee to the Mgmt No Action *
Board of Directors from annually DKK
250,000 to DKK 300,000
7. Authorize the Board of Directors to Mgmt No Action *
issue employee shares of up to DKK
8,000,000 par valued during the
period up to 31 MAR 2009
8.1 Re-elect Mr. Tom Knutzen Mgmt No Action *
8.2 Re-elect Mr. Sven Riskaer Mgmt No Action *
8.3 Elect Ms. Karin Verland Mgmt No Action *
9. Re-elect the Auditors Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S) Agenda: 700461750
CUSIP: K7314N145 Meeting Type: AGM
Ticker: Meeting Date: 3/16/2004 ISIN: DK0010280817
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP.
1. Receive the Board of Directors Mgmt No Action *
report on the Company s activities in
the past FY
10. Miscellaneous Other No Action *
2. Receive the audited annual report Mgmt No Action *
3. Adopt the audited annual report, Mgmt No Action *
including discharge of Management and
the Board of Directors from their
obligations
4. Approve to apply the profits Mgmt No Action *
according to the adopted annual
5. Re-elect Pricewaterhouse-Coopers and Mgmt No Action *
Ernst & Young, state-authorised
public accountants as the Auditors
6. Amend the Article 3 regarding Mgmt No Action *
modernization of the objects clause;
Article 4(a) regarding specification
of the Board of Directors
authorization to increase the share
capital and extension of the Board of
Directors authorization from 19 MAR
2006 to 15 MAR 2009; Article 8(e)
regarding change of the notification
requirement to the AGM to 2 national
daily newspapers; Article 10(e)
regarding abolishment of the
requirement for the approval of the
AGM in case of the amalgamation of the
Company and other Company; Article
12(3) regarding abolishment of the
provision on discharge of the
Management and the Board of Directors
from their obligations (Management s
and the Board of Directors exempt from
liability); Article 14 regarding
reduction of the Board of Directors
term of office from 3 years to 1 year;
Article 20 regarding the reduction of
the number of the Auditors from 2 to 1
when legislation so permits
7.1 Re-elect Mr. Mads Ovlisen as the Mgmt No Action *
Member to the Board of Directors
7.2 Re-elect Mr. Kurt Anker Nielsen as Mgmt No Action *
the Member to the Board of Directors
7.3 Re-elect Mr. Kurt Briner as the Mgmt No Action *
Member to the Board of Directors
7.4 Re-elect Mr. Niels Jacobsen as the Mgmt No Action *
Member to the Board of Directors
7.5 Re-elect Mr. Ulf J. Johansson as the Mgmt No Action *
Member to the Board of Directors
7.6 Re-elect Mr. Sten Scheibye as the Mgmt No Action *
Member to the Board of Directors
7.7 Re-elect Mr. Jorgen Wedel as the Mgmt No Action *
Member to the Board of Directors
8. Authorize the Board of Directors, to Mgmt No Action *
allow the Company to acquire own
shares of up to 10% of the share
capital at a price quoted on the date
of purchase with a deviation up to
10%, pursuant to Article 48 of the
Danish Companies Act; Authority expire
at the next AGM
9. Authorize the Chairman of the AGM Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
NOVOZYMES A/S Agenda: 700461457
CUSIP: K7317J117 Meeting Type: AGM
Ticker: Meeting Date: 3/17/2004 ISIN: DK0010272129
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP.
1. Receive the Board of Directors Mgmt No Action *
report on the Company s activities in
the past FY
2. Receive and approve the audited Mgmt No Action *
annual report including discharge of
the Management and the Board of
Directors from their obligations
3. Approve to distribute the profit or Mgmt No Action *
cover the loss according to the
adopted annual report; and approve
the dividend of DKK 3.15 per DKK 10
A/B share
4. Appoint PricewaterhouseCoopers and Mgmt No Action *
Ernst & Young Statsautoriseret
Revisionsaktieselskab as the Auditors
5.a Amend the Articles of Association: a) Mgmt No Action *
Article 3: for modernization of the
Company purposes; b) Article 4: by
reducing the share capital with a
total nominal value of DKK 28,388,320
by cancellation of part of the Company s
holding of own B shares, and the
amount paid to the shareholders when
the Company bought the shares which
are now sought cancelled, and in total
the Company paid DKK 493,616,108 for
the shares, in addition the specified
nominal amount, the shareholders have
received a total of DKK 465,227,788,
and after the reduction, the share
capital will amount to a nominal value
of DKK 726,000,000 divided into an A
share capital of DKK 107,487,200 and a
B share capital of DKK 618,512,800; by
extending the
existing authorizations for the Board
of Directors to increase the share
capital, so that the authorizations
become valid till 16 MAR 2009; by
insertion of new authorization valid
till 16 MAR 2009 for the Board of
Directors to increase the share
capital in one or more stages by
issuing B shares of up to DKK
20,000,000 with the purpose of
offering, without granting pre-
emptive subscription rights to
existing shareholders, the employees
of the Company or its subsidiaries
shares at a price lower than the
market price of the B shares, such B
shares shall be issued to bearer, be
negotiable instruments and subject to
all further provisions in the Articles
of Association; c) Article 8: by the
replacement of the requirement for
announcing the Annual Shareholder
Meeting and by insertion of provision
on electronic communication between
the Company and its shareholders; d)
Article 10.e by the cancellation of
provision demanding a special majority
of the votes in the case the Company
merges with another Company; e)
Article 14.a by reducing the election
period for Members of the Board of
Directors
5.b Amend the Articles of Association: Mgmt No Action *
Article 4: by reducing the share
capital with a total nominal value of
DKK 28,388,320 by cancellation of part
of the Company s holding of own B
shares, and the amount paid to the
shareholders when the Company bought
the shares which are now sought
cancelled, and in total the Company
paid DKK 493,616,108 for the shares,
in addition the specified nominal
amount, the shareholders have received
a total of DKK 465,227,788, and after
the reduction, the share capital will
amount to a nominal value of DKK
726,000,000 divided into an A share
capital of DKK 107,487,200 and a B
share capital of DKK 618,512,800; by
extending the existing authorizations
for the Board of Directors to increase
the share capital, so that the
authorizations become valid till 16
MAR 2009; by insertion of new
authorization valid till 16 MAR 2009
for the Board of
Directors to increase the share
capital in one or more stages by
issuing B shares of up to DKK
20,000,000 with the purpose of
offering, without granting pre-
emptive subscription rights to
existing shareholders, the employees
of the Company or its subsidiaries
shares at a price lower than the
market price of the B shares, such B
shares shall be issued to bearer, be
negotiable instruments and subject to
all further provisions
5.c Amend the Articles of Association: Mgmt No Action *
Article 8: by the replacement of the
requirement for announcing the Annual
Shareholder Meeting and by insertion
of provision on electronic
communication between the Company and
its shareholders
5.d Amend the Articles of Association: Mgmt No Action *
Article 10.e by the cancellation of
provision demanding a special majority
of the votes in the case the Company
merges with another Company; e)
Article 14.a by reducing the election
period for Members of the Board of
Directors elected by the Shareholders
from 3 years to 1 year; and f) minor
charges
5.e Amend the Articles of Association: Mgmt No Action *
Article 14.a by reducing the election
period for Members of the Board of
Directors elected by the Shareholders
from 3 years to 1 year; and f) minor
charges
5.f Amend the Articles of Association: Mgmt No Action *
minor charges
6.a Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Henrik Gurtler as a
Member of the Board of Directors
6.b Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Kurt Anker Nielsen as a
Member of the Board of Directors
6.c Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Paul Petter Aas as a
Member of the Board of Directors
6.d Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Jerker Hartwall as a
Member of the Board of Directors
6.e Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Walther Thygesen as a
Member of the Board of Directors
6.f Re-elect, subject to the adoption of Mgmt No Action *
the change in the Articles of
Association concerning a reduction of
the election period for the Board
Members, Mr. Hans Werdelin as a
Member of the Board of Directors
7. Authorize the Board of Directors, Mgmt No Action *
until the next Annual Shareholder
Meeting, to let the Company acquire
own shares of up to 10% of the share
capital at the price quoted on the
date of purchase with a deviation of
up to 10% of Section 48 of the Danish
Public Companies Act
8. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
TDC A/S (EX?: TELE DANMARK AS) Agenda: 700463817
CUSIP: K94545108 Meeting Type: AGM
Ticker: Meeting Date: 3/29/2004 ISIN: DK0010253335
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP.
1. Elect the Chairman of the meeting Mgmt No Action *
10. Any other business Other No Action *
2. Approve the Board of Directors report Mgmt No Action *
on the activities of the Company
during the preceding year
3. Receive and adopt the financial Mgmt No Action *
statements the annual report
4. Grant discharge to the Executive Mgmt No Action *
Committee and the Board of Directors
from their obligations in respect of
the annual report
5. Approve the appropriation of profit Mgmt No Action *
according to the adopted annual
6.1 Re-elect Mr. Thorleif Krarup as a Mgmt No Action *
Member and Chairman of the Board of
Directors, according to Article 14 of
the Articles of Association
6.10 Elect Mr. William Caldwellas a first Mgmt No Action *
alternate to the Members of the Board
of Directors, according to Article
14 of the Articles of Association
6.2 Re-elect Mr. Lloyd Kelley as a Member Mgmt No Action *
and Vice Chairman of the Board of
Directors, according to Article 14 of
the Articles of Association
6.3 Re-elect Mr. James W. Callaway as a Mgmt No Action *
Member of the Board of Directors,
according to Article 14 of the
Articles of Association
6.4 Re-elect Mr. Larry Boyle as a Member Mgmt No Action *
of the Board of Directors, according
to Article 14 of the Articles of
Association
6.5 Elect Mr. Jonathan Kiug as a Member Mgmt No Action *
of the Board of Directors, according
to Article 14 of the Articles of
Association
6.6 Re-elect Mr. Niels Heering as a Mgmt No Action *
Member of the Board of Directors,
according to Article 14 of the
Articles of Association
6.7 Re-elect Mr. Rick L. Moore as a Mgmt No Action *
Member of the Board of Directors,
according to Article 14 of the
Articles of Association
6.8 Re-elect Mr. Kurt Anker Nielsen as a Mgmt No Action *
Member of the Board of Directors,
according to Article 14 of the
Articles of Association
6.9 Elect Mr. Richard McCormick as a Mgmt No Action *
first alternate to the Members of the
Board of Directors, according to
Article 14 of the Articles of
7. Re-elect PricewaterhouseCoopers and Mgmt No Action *
Ernst & Young, statsautoriseret
revisionsaktieselskeb, as the
Auditors of the Company
8. Amend the Article 40 of the Articles Mgmt No Action *
of Association
9. Authorize the Board of Directors to Mgmt No Action *
acquire own shares up to a nominal
value of 10% of the Companys share
capital Section 48 of the Danish
Companies Act; the purchase price for
such shares may not deviate by more
than 10% from the price quoted by the
Copenhagen Stock Exchange at the time
of acquisition; Authority expires at
the next AGM
- -------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda: 700483124
CUSIP: K9773J128 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: DK0010268606
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Report from the Board of Directors on Mgmt No Action *
the Company s activities during the
past year
2. Presentation of the Annual Report, Mgmt No Action *
and a resolution to adopt the Annual
3. Resolution for the application of Mgmt No Action *
pro.t or covering of loss according
to the approved Annual Report.
4. Resolution for discharge of liability Mgmt No Action *
for the Board of Directors and the
Management
5. Election of members of the Board of Mgmt No Action *
Directors
6. Appointment of Auditors Mgmt No Action *
7. Proposals, if any from the Board of Mgmt No Action *
Directors or the shareholders
including proposals for authorisation
of the Company to acquire treasury
shares. a) In relation to the
combination of Vestas Wind Systems A/S
and NEG Micon A/S, the Board of
Directors proposes that the company s
registered of.ce as stated in the
Articles of As- sociation, Article 1
(2), is changed into the Municipality
of Randers. (b) The Board of Directors
requests that the existing authority
for the Board of Directors in Article
3 (1) in the Articles of Association
to increase the share capital is
prolonged to be in force until 1
January 2009 instead of 1 January
2005. (c) With a view to create a
strong capital base after the
combination with NEG Micon A/S the
Board of Directors requests the
authorisation of the General Meeting
according to which the Board of
Directors until the Annual General
Meeting in 2005 can increase the share
capital of the Company by up to a
nominal of DKK 45,000,000.00
(45,000,000 shares) with pre-emption
rights for the company s existing
shareholders. (d) In Article 3a (1)
the nominal amount of warrants is
amended from 293,667 to 170,332 as the
warrants in the existing program to be
exercised no later than 1 April 2004
have not been exercised. As a
consequence of the cessation of the
warrants, which were exercisable no
later than 1 April 2004, the provision
in Article 3a (2) will expire. e) The
Board of Directors requests the
authorisation of the General Meeting
for the Com- pany to acquire treasury
shares up to a total nominal value of
10 per cent of the Company s share
capital, cf. section 48 of the Danish
Companies Act, in the period up until
the next Annual General Meeting. The
payment for the shares must not
deviate more than 10 per cent from the
purchase price quoted at the
Copenhagen Stock Exchange at the time
of acquisition. The purchase price
listed on the Copenhagen Stock
Exchange shall mean the closing price
at 5.00 p.m. (slutkurs - alle handler
kl. 17).
8. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda: 700443233
CUSIP: K9773J128 Meeting Type: EGM
Ticker: Meeting Date: 12/30/2003 ISIN: DK0010268606
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Board of Directors, Mgmt No Action *
during the period ending on 31 DEC
2004, to increase the Company s share
capital in one or more issues, as the
Board of Directors may determine,
without pre-emption rights to the
Company s existing shareholders, by up
to a nominal of DKK 40,000,000.00 as
consideration for the Company s
acquisition of shares in NEG Micon
- -------------------------------------------------------------------------------------------------------
WILLIAM DEMANT HOLDING Agenda: 700465835
CUSIP: K9898W129 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: DK0010268440
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED.
SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP.
1. Approve the Directors report on the Mgmt No Action *
activities of the Company in the
preceding year
2. Receive and approve the audited Mgmt No Action *
annual report including the
consolidated accounts
3. Grant discharge to the Board of Mgmt No Action *
Directors and the Management from
their liabilities
4. Approve the appropriation of profits Mgmt No Action *
of DKK 618 million be transferred to
the corporate reserves, so that no
dividend be paid
5.a Re-elect Mr. Niels Boserup as a Mgmt No Action *
Director
5.b Re-elect Mr. Nils Smedegaard Andersen Mgmt No Action *
as a Director
6. Re-elect Deloitte Statsautoriseret Mgmt No Action *
Revisionsaktieselskab and KPMG C.
Jespersen Statsautoriseret
Revisionsinteressentskab as the
Auditors
7.a Approve to reduce the Company s share Mgmt No Action *
capital by a nominal amount of DKK 4
million of the Company s holding of
own shares and Article 4.1 of the
Articles of Association be updated
7.b Amend Article 7.4.1, item 1, of the Mgmt No Action *
Articles of Association
7.c Authorize the Board of Directors to Mgmt No Action *
acquire own shares at a nominal value
of 10% of the share capital at a price
not exceeding more than 10% of the
price quoted at the Copenhagen Stock
Exchange at the time of
7.d Authorize the Chairman to make such Mgmt No Action *
changes and adjustments adopted at
the general meeting as well as the
application for registration with the
Danish Commerce and Companies Agency
as may be required by the Danish
Commerce and Companies Agency on
registration of adopted changes
8. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
ARCELOR S A Agenda: 700497298
CUSIP: L0218T101 Meeting Type: OGM
Ticker: Meeting Date: 4/30/2004 ISIN: LU0140205948
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
the Directors and opinions of the
Independent Auditor on the annual
accounts and the consolidated
accounts for the FY 2003
2. Approve all elements of the annual Mgmt No Action *
accounts for the FY 2003 which show a
total profit for Arcelor S.A. of EUR
505,931,497.56
3. Approve all the elements of the Mgmt No Action *
consolidated accounts for the FY 2003
4. Approve the allocation of results and Mgmt No Action *
determine the Directors emoluments
and of the dividend as specified
5. Grant discharge to the Directors for Mgmt No Action *
the FY 2003
6. Acknowledge the resignation of Mr. Mgmt No Action *
Jean Lapeyre which took place on 28
AUG 2003 and the resignation of Mr.
Daniel Bouton effective on 30 APR
2004; and appoint Mr. Michel Marti
and Mr. Noel Forgeard as a new
Managers, for a full mandate, so that
their mandates will expire at the
AGM to be held in 2009
7. Authorize the Board of Directors of Mgmt No Action *
the Company, with full power of
substitution, as well as the Corporate
Bodies of the other Companies in the
Group referred to in Article 49bis of
the Luxembourg Law on Commercial
Companies (Law) to acquire shares of
the Company in accordance with the
conditions
8. Appoint KPMG Audit, Societe Civile, Mgmt No Action *
as the Independent Auditor to review
the accounts of Arcelor, Societe
anonyme, and the consolidated
accounts of the Arcelor Group for the
- -------------------------------------------------------------------------------------------------------
ABN AMRO HOLDING NV Agenda: 700482069
CUSIP: N0030P459 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: NL0000301109
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 22 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Receive the report of Board of Mgmt No Action *
Management for the year 2003
10. Any other business Other No Action *
2. Approve the Corporate Governance Mgmt No Action *
3.a Approve the establishment of the Mgmt No Action *
annual accounts 2003
3.b Approve the establishment of the Mgmt No Action *
proposed dividend
3.c Grant discharge to the Board of Mgmt No Action *
Management
3.d Grant discharge to the Supervisory Mgmt No Action *
Board
4. Approve the remuneration Board of Mgmt No Action *
Management and Top Executives
5. Appoint an Auditor Mgmt No Action *
6.a Re-appoint Mrs. T.A. Mass-de Brouwer Mgmt No Action *
as a Member of the Supervisory Board
6.b Appoint Mr. A.A. Olijslager as a Mgmt No Action *
Member of the Supervisory Board
7.a Approve the cancellation of Mgmt No Action *
preference shares
7.b Approve to alter the Articles of Mgmt No Action *
Association
8. Authorize the Managing Board, subject Mgmt No Action *
to the approval of the Supervisory
Board, to repurchase shares in the
Company s capital
9.a Authorize the Managing Board for a Mgmt No Action *
period of 18 months, to issue the
ordinary shares up to a maximum of
20% of the total amount of the issued
capital
9.b Authorize the Managing Board to Mgmt No Action *
restrict or exclude the pre-emptive
rights granted to shareholders up to
a maximum of 20% of the total amount
of the issued capital
- -------------------------------------------------------------------------------------------------------
AEGON NV Agenda: 700443358
CUSIP: N0089J123 Meeting Type: AGM
Ticker: Meeting Date: 1/16/2004 ISIN: NL0000301760
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-appoint Ernst & Young LLP as the Mgmt No Action *
Auditors of the Company and authorize
the Authorized Corporate Director of
the Comopany to fix their
- -------------------------------------------------------------------------------------------------------
AEGON NV Agenda: 700485483
CUSIP: N0089J123 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: NL0000301760
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening and minutes Non- No Action *
Voting
2. Approve the annual report for 2003, Mgmt No Action *
the dividend and discharge
3. Approve the annual report for 2004 Mgmt No Action *
and following years
4. Approve the Corporate governance Mgmt No Action *
5. Approve the composition of the Mgmt No Action *
Supervisory Board
6. Authorize to issue shares and to Mgmt No Action *
acquire shares
7. Other matters Other No Action *
8. Closure Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
AKZO NOBEL NV (FORMERLY AKZO NV ARNHEM) Agenda: 700472640
CUSIP: N01803100 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: NL0000009132
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
10. Authorize the Board of Management to Mgmt No Action *
issue shares and to restrict or
exclude pre-emptive rights
11. Authorize the Board of Management to Mgmt No Action *
acquire shares of the Company
12. Any other business Other No Action *
2. Approve the report of the Board of Mgmt No Action *
Management 2003
3.A Adopt the 2003 annual accounts Mgmt No Action *
3.B Approve the dividend proposal Mgmt No Action *
4.A Grant discharge the Board of Mgmt No Action *
4.B Grant discharge the Supervisory Board Mgmt No Action *
5. Approve the Corporate Governance Mgmt No Action *
6. Approve the Long-term Incentive Plan Mgmt No Action *
6.A Approve the stock options Board of Mgmt No Action *
Management
6.B Approve the performance shares Board Mgmt No Action *
of Management
6.C Approve the Executive stock options Mgmt No Action *
6.D Grant the maximum number of options Mgmt No Action *
and shares
7. Appoint the Board of Management Mgmt No Action *
8.A Approve to determine the number of Mgmt No Action *
Members of the Supervisory Board
8.B Appoint the Supervisory Board Mgmt No Action *
9. Approve to designate English as the Mgmt No Action *
official language of the annual
accounts
- -------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda: 700459666
CUSIP: N07059160 Meeting Type: AGM
Ticker: Meeting Date: 3/18/2004 ISIN: NL0000334365
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
10. Closing Non- No Action *
Voting
2. Receive the financial statements and Mgmt No Action *
annual report 2002, the report of the
Board of Management on the activities
of the Company during the 2002
financial year, the report of the
Supervisory Board, and approve the
2002 financial statements, as prepared
in accordance with Dutch law
3. Discharge of the Board of Management Mgmt No Action *
and the Supervisory Board from
liability for the financial year 2002
4. Approve the composition of the Mgmt No Action *
Supervisory Board
5. Approve the remuneration of the Mgmt No Action *
Supervisory Board
6. Approve to extend the option right of Mgmt No Action *
the Stichting Preferente Aandelen
7. Authorize the Board of Management for Mgmt No Action *
a period of 18 months from 25 MAR
2003, to issue shares or rights to
subscribe for shares in the capital of
the Company, as well as to restrict or
exclude the pre-emption right accruing
to shareholders, which authorization
will be limited to (i) 10% of the
paid-up capital at the time of the
authorization, plus (ii) an additional
10% of the paid-up capital at the time
of the authorization, which 10% can
only be used in connection with, or on
the occasion of, mergers and/or
acquisitions
8. Authorize the Board of Management for Mgmt No Action *
a period of 18 months from 25 MAR
2003, to acquire such a number of
shares in the Company as permitted
within the limits of the law and the
articles of association of the
Company, for valuable consideration,
on Euronext Amsterdam N.V. or the
Nasdaq National Market or otherwise,
at a price between, on the one hand,
an amount equal to the par value of
the shares and, on the other hand, an
amount equal to 110% of the market
price of these shares on Euronext
Amsterdam N.V. or the Nasdaq National
Market
9. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
EURONEXT NV, AMSTERDAM Agenda: 700510945
CUSIP: N3113K108 Meeting Type: AGM
Ticker: Meeting Date: 5/26/2004 ISIN: NL0000241511
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
10. Appoint the Auditor Mgmt No Action *
11. Other Business Other No Action *
12. Closing Non- No Action *
Voting
2. Appoint the Secretary of the meeting Mgmt No Action *
3.A Approve the Executive Board report Mgmt No Action *
3.B Approve the annual account for 2003 Mgmt No Action *
3.C Approve the reserve and the dividend Mgmt No Action *
policy
3.D Grant discharge to the Executive Mgmt No Action *
3.E Grant discharge to the Supervisory Mgmt No Action *
Board
4. Approve the corporate governance Mgmt No Action *
5. Approve the remuneration policy by Mgmt No Action *
the Executive Board
6. Approve the Euronext Stock Option Mgmt No Action *
Plan 2004
7.A Authorize the Board to acquire own Mgmt No Action *
shares
7.B Authorize the Board to decrease Mgmt No Action *
outstanding share capital
8. Re-appoint the Supervisory Board Mgmt No Action *
9. Approve the remuneration for the Mgmt No Action *
Supervisory Board
- -------------------------------------------------------------------------------------------------------
TPG NV,S GRAVENHAGE Agenda: 700475266
CUSIP: N31143105 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: NL0000009058
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening and announcements Mgmt No Action *
2. Receive the presentation by Mr. M.P. Mgmt No Action *
Bakker
3. Approve the report by the Executive Mgmt No Action *
Board over the annual year 2003
4. Approve the Corporate governance Mgmt No Action *
5.A Approve the annual account 2003 Mgmt No Action *
5.B Approve the dividend policy and Mgmt No Action *
dividend payment
5.C Grant discharge to the Members of the Mgmt No Action *
Executive Board
5.D Grant discharge to the Members of the Mgmt No Action *
Supervisory Board
5.E Approve to use the English language Mgmt No Action *
for the annual account and the annual
report
6. Approve to change the composition of Mgmt No Action *
the Executive Board
7. Approve to determine the remuneration Mgmt No Action *
policy of the Executive Board
8. Approve to recommend the appointing Mgmt No Action *
of a Member of the Supervisory Board
and the announcements of vacancies in
the Supervisory Board
9.A Grant authority to issue shares Mgmt No Action *
9.B Approve the limitation ao exclusion Mgmt No Action *
10. Grant authority to purchase own Mgmt No Action *
11. Approve the three-yearly Mgmt No Action *
12. Approve the change of the Articles of Mgmt No Action *
Association
13. Questions Mgmt No Action *
14. Closure Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
HAGEMEYER NV Agenda: 700485510
CUSIP: N38537234 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: NL0000355477
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
10. Approve the Corporate Governance Mgmt No Action *
11. Any other business Other No Action *
12. Closing Non- No Action *
Voting
2. Approve the annual report of 2003 Mgmt No Action *
3. Approve the annual accounts of 2003 Mgmt No Action *
4.A Grant discharge to the Board of Mgmt No Action *
Management
4.B Grant discharge to the Supervisory Mgmt No Action *
Board
5. Appoint the Members of the Mgmt No Action *
Supervisory Board
6. Appoint a member of the Board of Mgmt No Action *
Management
7. Appoint the External Auditor to audit Mgmt No Action *
the annual account of 2004
8. Authorize the Company to acquire Mgmt No Action *
shares in its capital
9.A Authorize the Board of Management to Mgmt No Action *
issue shares
9.B Authorize the Board of Management to Mgmt No Action *
restrict or exclude the pre-emptive
right on the issue of ordinary shares
- -------------------------------------------------------------------------------------------------------
HAGEMEYER NV Agenda: 700441556
CUSIP: N38537234 Meeting Type: OGM
Ticker: Meeting Date: 1/9/2004 ISIN: NL0000355477
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
2. Approve the comments refinancing Mgmt No Action *
Hagemeyer
3.A Approve to issue new shares including Mgmt No Action *
issue of subordinated convertible
3.B Approve to exclude the pre-emptive Mgmt No Action *
right when issuing new shares,
including granting rights to take
shares in connection with
subordinated convertible bonds to be
4. Amend the Articles of Association Mgmt No Action *
5. Appoint the Members of the Board of Mgmt No Action *
Management
6. Any other business Other No Action *
7. Closure Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
HEINEKEN HOLDING NV Agenda: 700493315
CUSIP: N39338152 Meeting Type: EGM
Ticker: Meeting Date: 4/29/2004 ISIN: NL0000008951
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 22 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Amend the Articles of Association Mgmt No Action *
concerning, inter alia the change in
nominal value of the A and B shares
- -------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV Agenda: 700477791
CUSIP: N4297B146 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: NL0000009082
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 08 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Opening and announcements Mgmt No Action *
10. Approve to reduce the capital through Mgmt No Action *
withdrawal of shares of the Company
11. Any other business and closure Other No Action *
2. Approve the report by the Board Of Mgmt No Action *
Management for the FY 2003
3.A Approve the financial statements for Mgmt No Action *
the FY 2003
3.B Approve the dividend policy Mgmt No Action *
3.C Approve to adopt a dividend over the Mgmt No Action *
FY 2003
4.A Grant discharge to the Members of the Mgmt No Action *
Board of Managements from liability
4.B Grant discharge to the Member of the Mgmt No Action *
Supervisory Board
5. Approve the Corporate Governance Mgmt No Action *
6. Approve the establishment of Mgmt No Action *
remuneration policy
7.A Appoint the Auditors Mgmt No Action *
7.B Approve to publish the annual Mgmt No Action *
accounts and the annual report in the
English language
8.A Approve the opportunity to make Mgmt No Action *
recommendations for the appointment
of a Member of the Supervisory Board
8.B Approve the opportunity to object to Mgmt No Action *
the proposed appointment
8.C Approve the announcement concerning Mgmt No Action *
vacancies arising at the AGM of
shareholders in 2005
8.D Appoint a new Member of the Board of Mgmt No Action *
Management
9.A Authorize the Board to acquire shares Mgmt No Action *
of the Company
9.B Appoint Board of Management to issue Mgmt No Action *
shares of the Company
9.C Appoint the Board of Management to Mgmt No Action *
limit or exclude the emptive rights
- -------------------------------------------------------------------------------------------------------
ING GROEP NV Agenda: 700471004
CUSIP: N4578E413 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: NL0000303600
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non- No Action *
due to the revised wording of the Voting
agenda. If you have already sent in
your votes, please do not return this
proxy form unless you decide to
amend your original instructions.
1. Opening remarks and announcements. Non- No Action *
Voting
10. Composition of the Supervisory Board: Mgmt No Action *
Appointment of Eric Bourdais de
Charbonniere
11. Authorisation to issue shares and to Mgmt No Action *
restrict or exclude preferential
rights. right
12. Authorisation to the company to Mgmt No Action *
acquire shares or depositary receipts
for shares in its own capital.
13. Any other business and conclusion. Non- No Action *
Voting
2.A Discussion of the reports of the Mgmt No Action *
Executive Board and the Supervisory
Board for 2003.
2.B Discussion of the profit retention Mgmt No Action *
and distribution policy.
3.A Discussion and adoption of the Annual Mgmt No Action *
Accounts for 2003.
3.B Adoption of the dividend for 2003. Mgmt No Action *
4. Appointment of the auditor. Mgmt No Action *
5.A Proposal to discharge the Executive Mgmt No Action *
Board in respect of the duties
performed during the year 2003.
5.B Proposal to discharge the Supervisory Mgmt No Action *
Board in respect of the duties
performed during the year 2003.
6. Corporate governance. Mgmt No Action *
7.A Adoption of remuneration policy. Mgmt No Action *
7.B Approval of long-term incentive plan. Mgmt No Action *
8. Amendments to the Articles of Mgmt No Action *
Association
9.A Appointment of Eric Boyer de la Mgmt No Action *
Giroday.
9.B Appointment of Eli Leenaars. Mgmt No Action *
9.C Appointment of Hans Verkoren. Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
JAMES HARDIES INDUSTRIES NV Agenda: 700391155
CUSIP: N4723D104 Meeting Type: AGM
Ticker: Meeting Date: 8/15/2003 ISIN: AU000000JHX1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE REFER TO THE SHAREHOLDER Non- No Action *
INFORMATION LINK ABOVE FOR THE Voting
COMPLETE NOTICE OF MEETING AND
ADDITIONAL DETAILS PERTAINING TO THIS
MEETING. THANK YOU.
1. Receive and adopt the annual accounts Mgmt No Action *
of the Company for the FYE 31 DEC
2.A Re-elect Ms. M. Hellicar as a Member Mgmt No Action *
of the Supervisory and Joint Boards,
in accordance with the Company s
Articles of Association
2.B Re-elect Mr. M. Gillfillan as a Mgmt No Action *
Member of the Supervisory and Joint
Boards, in accordance with the
Company s Articles of Association
2.C Re-elect Mr. P. Cameron as a Member Mgmt No Action *
of the Supervisory and Joint Boards,
in accordance with the Company s
Articles of Association
2.D Re-elect Mr. D. McGauchie as a Member Mgmt No Action *
of the Supervisory and Joint Boards,
in accordance with the Company s
Articles of Association
3. Approve the issue of ordinary shares Mgmt No Action *
in the Company to Messrs Cameron and
McGauchie on the terms of the Company s
Supervisory Board Share Plan
4. Elect Mr. F. Zwinkels as a Member of Mgmt No Action *
the Managing Board of the Company
5. Authorize the Company to acquire Mgmt No Action *
shares in the capital of the Company
for valuable consideration, whether
as an on or off financial market
purchase number of shares as
permitted by the Dutch Law;
8. Authorize the Members of the Joint or Mgmt No Action *
Managing Boards of the Company or
any Lawyers of the Company s Dutch
solicitors, De Brauw Blackstone
Westbroek N.V., in connection with
any amendment to the Articles of
Association, to apply for the
required ministerial declaration of
no-objection of the Dutch Ministry of
Justice as to the amendments to the
Articles of Association as may appear
necessary to obtain such
declarations of no-objection and to
execute the notarial deed of
amendments to the Articles of
Association as required
S.6 Amend, subject to the passing of Mgmt No Action *
Resolutions 7 and 8, the Articles of
Association to increase the nominal
value of each share comprised in the
share capital of the Company s share
capital; and approve to debit the
share premium reserve of the Company
with the aggregate amount of such
increase
S.7 Approve, subject to the passing of Mgmt No Action *
Resolution 6 and 8, that the share
capital of the Company be reduced
under a cash return of the capital,
by reducing the nominal value of each
comprised in the Company s capital;
and amend the Articles of Association
o decrease the nominal value of each
share compromised in the Company s
share capital
- -------------------------------------------------------------------------------------------------------
DSM NV (FORMERLY NAAMLOZE VENNOOTSCHAP DSM) Agenda: 700463223
CUSIP: N65297199 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: NL0000009769
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 24 MAR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non- No Action *
Voting
10. Closure Non- No Action *
Voting
2. Approve the annual report for 2003 by Mgmt No Action *
the Managing Board
3.A Approve the annual accounts 2003 Mgmt No Action *
3.B Grant discharge to the Members of the Mgmt No Action *
Board of Management
3.C Grant discharge to the Members of the Mgmt No Action *
Supervisory Board
4. Re-appoint the Members of the Mgmt No Action *
Supervisory Board
5.A Authorize the Board of Management to Mgmt No Action *
issue shares
5.B Authorize the Board of Management to Mgmt No Action *
limit or exclude the pre-emptive
6. Authorize the Managing Board to Mgmt No Action *
repurchase the Company shares
7. Approve the Corporate governance/ Mgmt No Action *
Tabaksblat Code
8. Amend the Articles of Association Mgmt No Action *
9. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
OCE NV, VENLO Agenda: 700451761
CUSIP: N6636Y117 Meeting Type: AGM
Ticker: Meeting Date: 3/2/2004 ISIN: ***N6636Y117
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Adopt the financial statements for Mgmt No Action *
the 2003 financial year
10. Authorize the Board of Executive Mgmt No Action *
Directors to purchase shares in the
Company s own capital
11. Grant Mr. L.J.M. Berndsen an Mgmt No Action *
honorable release and discharge as
Supervisory Director
12. Appoint Mr. M. Arentsen as member of Mgmt No Action *
the Board of Supervisory Directors
2. Approve the dividend for the 2003 Mgmt No Action *
financial year
3. Grant release and discharge the Mgmt No Action *
Executive Board
4. Grant release and discharge the Mgmt No Action *
Supervisory Board
5. Approve the remuneration policy of Mgmt No Action *
Executive Directors
6. Approve the share plan of the Mgmt No Action *
Executive Directors
7. Approve the reserves and dividend Mgmt No Action *
policy
8. Authorize the Board of Executive Mgmt No Action *
Directors to issue shares
9. Authorize the Board of Executive Mgmt No Action *
Directors to restrict or preclude the
pre-emptive right in respect of
ordinary shares
- -------------------------------------------------------------------------------------------------------
ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda: 700457143
CUSIP: N6817P109 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: NL0000009538
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
2. Approve the annual report, the Mgmt No Action *
dividend and the discharge
3. Approve the composition of the Mgmt No Action *
Supervisory Board
4. Approve the remuneration of the Board Mgmt No Action *
of Management
5. Grant authority to issue shares Mgmt No Action *
6. Grant authority to acquire shares in Mgmt No Action *
the Company
7. Grant authority to fix the Mgmt No Action *
registration date
8. Any other business Other No Action *
9. Closing Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
REED ELSEVIER NV Agenda: 700477842
CUSIP: N73430105 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: NL0000349488
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 22 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non- No Action *
Voting
10. Re-appoint the Board of the Mgmt No Action *
11. Authorize the Board of the Managers Mgmt No Action *
to obtain shares in the Company
12. Approve the appointment of an organ Mgmt No Action *
authorized to issue shares and to
grant the right to take shares until
a maximum of 10% of the outstanding
share capital and to limitation of
exclusion of the preferential right
13. Questions Other No Action *
14. Closing Non- No Action *
Voting
2. Announcements Mgmt No Action *
3. Receive the report of the Board of Mgmt No Action *
Management for the FY 2003
4. Approve to establish the 2003 annual Mgmt No Action *
accounts
5. Approve the dividend Mgmt No Action *
6. Approve the corporate governance Mgmt No Action *
7. Grant discharge to the Board of Mgmt No Action *
Management and the Supervisory Board
8. Appoint an Auditor Mgmt No Action *
9. Re-appoint the Supervisory Board Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda: 700476838
CUSIP: N83574108 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: NL0000226223
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to call to order and opening Mgmt No Action *
10. Approve the compensation to the Mgmt No Action *
Members of the Supervisory Board
11. Approve the new Employee Stock Mgmt No Action *
Purchase Plan
12. Authorize the Supervisory Board to Mgmt No Action *
issue new shares, to grant rights to
subscribe for new shares and to limit
and/or exclude existing shareholders
pre-emptive rights; Authority
expire at the end of 5 years
13. Approve to change the quorum for the Mgmt No Action *
AGM from 1/3 of the issued share
capital to 15% of the issued share
capital
14. Amend the Articles of Association Mgmt No Action *
relating to the items mentioned under
item 13
15. Approve the Corporate Governance Mgmt No Action *
16. Question time Other No Action *
17. Close Non- No Action *
Voting
2. Receive the Managing Board report for Mgmt No Action *
the FY 2003
3. Receive the Supervisory Board report Mgmt No Action *
for the FY 2003
4. Adopt the annual account for the FY Mgmt No Action *
2003
5. Grant discharge to the Member of the Mgmt No Action *
Managing Board
6. Grant discharge to the Member of the Mgmt No Action *
Supervisory Board
7. Adopt a dividend of EUR 0.12 per Mgmt No Action *
common share
8. Appoint Mr. Gerald Arbola as a new Mgmt No Action *
Member of the Supervisory Board for a
term of 3 years; Authority expire
at the next AGM in 2005
9. Appoint Mr. Didier Lombard as a new Mgmt No Action *
Member of the Supervisory Board for a
term of 3 years; Authority expire
at the next AGM in 2005
- -------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda: 700479050
CUSIP: N8981F156 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: NL0000009348
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 05 MAY 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU
1. Approve the annual report by the Mgmt No Action *
Executive Board over FY 2003 and the
report of the remuneration
2. Approve to determine the annual Mgmt No Action *
account and the profit designation
over FY 2003
3. Grant discharge to the Members of Mgmt No Action *
Executive Board
4. Approve the Corporate Governance and Mgmt No Action *
amend the Articles of Association
5. Appoint the Member of Executive Board Mgmt No Action *
6. Appoint a Non-Executive Member Mgmt No Action *
7. Approve the remuneration of a Non- Mgmt No Action *
Executive Member
8. Appoint the Auditors Mgmt No Action *
9. Grant authority to issue own shares Mgmt No Action *
as body
10. Grant authority to purchase own Mgmt No Action *
11. Authorize the Executive Board to Mgmt No Action *
restrict the registration time to
exercise vote and meeting rights
12. Questions Other No Action *
- -------------------------------------------------------------------------------------------------------
VEDIOR NV, AMSTERDAM Agenda: 700497781
CUSIP: N9202Y107 Meeting Type: AGM
Ticker: Meeting Date: 5/7/2004 ISIN: NL0000390854
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Opening Non- No Action *
Voting
2.a Receive the report of the Board of Mgmt No Action *
Management
2.b Receive the report of the Stichting Mgmt No Action *
Administratiekantoor
2.c Approve the annual accounts for 2003 Mgmt No Action *
2.d Approve to make a payment out of the Mgmt No Action *
freely distributable part of the
shareholders equity
3.a Grant discharge to the Board of Mgmt No Action *
Management
3.b Grant discharge to the Supervisory Mgmt No Action *
Board
4. Approve the Corporate Governance Mgmt No Action *
5. Authorize the Board of Management to Mgmt No Action *
issue shares and to limit or exclude
the pre-emptive right
6. Approve the authorization to acquire Mgmt No Action *
certificates of shares of the
7. Appoint the Member of the Supervisory Mgmt No Action *
Board
8. Appoint the Auditor Mgmt No Action *
9. Amend the Articles of Association Mgmt No Action *
10. Approve the remuneration policy Mgmt No Action *
11. Approve the Equity Plans Mgmt No Action *
12. Other business Other No Action *
13. Closure Non- No Action *
Voting
- -------------------------------------------------------------------------------------------------------
VNU NV, HAARLEM Agenda: 700479199
CUSIP: N93612104 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: NL0000389872
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT BLOCKING CONDITIONS Non- No Action *
FOR VOTING AT THIS GENERAL MEETING Voting
ARE RELAXED. BLOCKING PERIOD ENDS ONE
DAY AFTER THE REGISTRATION DATE SET
ON 13 APR 2004. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
1. Opening Non- No Action *
Voting
10.A Re-appoint Mr. P.A.F.W. Elverding as Mgmt No Action *
a member of the Supervisory Board
10.B Re-appoint Mr. J.L. Brentjens as a Mgmt No Action *
member of the Supervisory Board
11. Approve the remuneration of the Mgmt No Action *
Supervisory Board
12. Announcements and other business Other No Action *
13. Clousure Non- No Action *
Voting
2. Approve the report of the Board of Mgmt No Action *
Management
3.A Approve the annual accounts Mgmt No Action *
3.B Grant discharge to the Board of Mgmt No Action *
Management
3.C Grant discharge to the Supervisory Mgmt No Action *
Board
4.A Approve the dividend and reserve Mgmt No Action *
4.B Approve the dividend Mgmt No Action *
5. Approve the extension of the Mgmt No Action *
authority of the Board of Management
to acquire shares for 18 months
6.A Approve the extension of the Mgmt No Action *
authority of the Board of Management
to issue shares for 18 months
6.B Approve the extension of the Mgmt No Action *
authority of the Board of Management
to acquire shares for 18 months
6.C Approve the extension of the Mgmt No Action *
authority of the Board of Management
to limit or exclude the pre-emptive
right for 18 months
7. Appoint an Auditor Mgmt No Action *
8. Approve the Corporate governance Mgmt No Action *
9.A Approve the remuneration policy of Mgmt No Action *
the Board of Management
9.B Approve the stock option plan of Mgmt No Action *
Board of Management
9.C Approve the restricted stock plan of Mgmt No Action *
the Board of Management
- -------------------------------------------------------------------------------------------------------
ALUMINA LTD Agenda: 700471903
CUSIP: Q0269M109 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: AU000000AWC3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive and adopt the financial Non- No Action *
report and the reports of the Voting
Directors and of the Auditors for the
2. Re-elect Mr. Peter A.F. Hay as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
S.3 Amend the Constitution of the Company Mgmt No Action *
i) by amending the Rule 2 ii) by
amending the Rule 142 and iii) by
amending the Rule 143 a
- -------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda: 700415676
CUSIP: Q03080100 Meeting Type: AGM
Ticker: Meeting Date: 10/23/2003 ISIN: AU000000AMC4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the statements of Mgmt No Action *
profit, the balance sheet and the
reports of the Directors and the
Auditors in respect of the YE 30 JUN
2003
2.1 Re-elect Mr. Ronald Keith Barton as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
2.2 Re-elect Mr. George John Pizzey as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
3. Approve to increase the Directors Mgmt No Action *
fees from a maximum aggregate amount
of AUD 1,200,000 per annum to a
maximum aggregate amount of AUD
2,000,000 divided amongst the
Directors as they may agree
- -------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda: 700486308
CUSIP: Q0344G101 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: AU000000AMP6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non- No Action *
report and the reports of the Voting
Directors and the Auditors in respect
of the YE 31 DEC 2003
2.a Re-elect Mr. Roger Patick (Pat) Mgmt No Action *
Handley as a Director of AMP Limited,
who retires in accordance with
Clause 64.3 of the Constitution of
2.b Elect Mr. Peter Edward Mason as a Mgmt No Action *
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
2.c Elect Dr. Nora Lia Scheinkestel as a Mgmt No Action *
Director of AMP Limited, who ceases
to hold office in accordance with
Clause 62.3 of the Constitution of
3. Approve the remuneration for the Mgmt No Action *
services of Non-Executive Directors of
AMP Limited to AMP Limited or to any
of its controlled entities be
decreased by AUD 865,000 per annum to
an aggregate maximum sum of AUD
1,635,000 per annum, with such
remuneration to be divided among the
Non-Executive Directors in such
proportion and manner as the Directors
agree or, in default of agreement,
equally and to be taken to accrue from
day to day
- -------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda: 700433092
CUSIP: Q0344G101 Meeting Type: OGM
Ticker: Meeting Date: 12/9/2003 ISIN: AU000000AMP6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve: a) to reduce the capital of Mgmt No Action *
AMP Limited by canceling the
cancellation number of scheme shares
for each scheme shareholder; and b)
to convert the remaining number of
scheme shares of each scheme
shareholder to a larger number of
shares equal to the original of
scheme shares of the scheme
shareholders on the terms and subject
S.2 Approve, subject to the scheme Mgmt No Action *
becoming effective and the RPS being
redeemed as contemplated by the RPS
proposal, to reduce the AMP Limited
by canceling all of the 11.5 million
RPS preference shares on issue for
nil consideration
- -------------------------------------------------------------------------------------------------------
ANSELL LTD Agenda: 700410929
CUSIP: Q04020105 Meeting Type: AGM
Ticker: Meeting Date: 10/9/2003 ISIN: AU000000ANN9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
and other reports for the YE 30 JUN
2.1 Re-elect Mr. L. Dale Crandall as a Mgmt No Action *
Director, who was appointed on 1 NOV
2002, and retires in accordance with
rule 33(b) of the Company s
constitution
2.2 Re-elect Mr. Herbert J. Elliott as a Mgmt No Action *
Director who retires by rotation in
accordance with rule 33(c) of the
Company s Constitution
- -------------------------------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD Agenda: 700422506
CUSIP: Q06213104 Meeting Type: AGM
Ticker: Meeting Date: 11/19/2003 ISIN: NZAIAE0001S8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive the Chairman s address Non- No Action *
Voting
1. Re-elect Sir Wilson Whineray as a Mgmt No Action *
Director, who retires by rotation
2. Re-elect Mr. Anthony Frankham as a Mgmt No Action *
Director, who retires by rotation
3. Authorize the Directors to fix the Mgmt No Action *
fees and the expenses of the Auditors
4. Approve to increase the total quantum Mgmt No Action *
of annual Directors fees by AUD
47,500 from AUD 290,000 to AUD
- -------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD Agenda: 700434195
CUSIP: Q09504137 Meeting Type: AGM
Ticker: Meeting Date: 12/19/2003 ISIN: AU000000ANZ3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non- No Action *
CANDIDATES TO BE ELECTED AS Voting
DIRECTORS, THERE ARE ONLY 2 VACANCIES
AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR
ONLY 2 OF THE 3
1. Approve the annual report, financial Non- No Action *
statements and the reports of the Voting
Directors and the Auditors for the YE
30 SEP 2003
2.a Re-elect Mr. J.C. Dahlsen as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
2.b Re-elect Mr. C.B. Goode as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
2.c PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Elect Ms. J.I.
Buckland as a Director
- -------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD Agenda: 700394303
CUSIP: Q09504137 Meeting Type: OGM
Ticker: Meeting Date: 8/13/2003 ISIN: AU000000ANZ3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
3. Approve to issue, for all purposes Mgmt No Action *
including the listing rules of the
Australian Stock Exchange Ltd, of up
to 12,500,000 reset preferred
securities at an issue price of AUD
100 each, to raise up to AUD 1,250,
substantially on the specified general
terms and conditions
S.1 Approve the specified terms of the Mgmt No Action *
selective buy-back agreement relating
to the preference shares issued by
the Company in SEP 1998 and NOV 1998
S.2 Amend the Company s Constitution by Mgmt No Action *
adding Rule 23.10 immediately after
Rule 23.9
- -------------------------------------------------------------------------------------------------------
THE AUSTRALIAN GAS LIGHT COMPANY Agenda: 700414294
CUSIP: Q09680101 Meeting Type: AGM
Ticker: Meeting Date: 10/14/2003 ISIN: AU000000AGL7
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the annual Mgmt No Action *
financial report of the Company and
the consolidated entity for the YE 30
JUN 2003, and the reports of the
Directors and Auditor
2.a Re-elect Sir Ronald Brierley as a Mgmt No Action *
Director, who retires by rotation at
the close of the meeting in
accordance with Clause 58 of the
Company s Constitution
2.b Re-elect Mr. G.J. Reaney as a Mgmt No Action *
Director, who retires by rotation at
the close of the meeting in
accordance with Clause 58 of the
Company s Constitution
3. Approve the acquisition rights to Mgmt No Action *
acquire up to a maximum of 55,249
shares in the Australian Gas Light
Company in respect of the FYE 30 JUN
2003, by MR. G.J.W. Martin, the
Managing Director of the Company,
under and in accordance with the
Australian Gas Light Company s Long-
Term Incentive Plan
4. Approve to increase the maximum Mgmt No Action *
aggregate remuneration payable to
Non-Executive Directors of the Company
by the Company and its wholly-owned
subsidiaries by AUD 300,000 to AUD
1,200,000 per annum, commencing 1 JUL
2004 and in respect of each financial
year thereafter and until otherwise
determined by a resolution of
shareholders
- -------------------------------------------------------------------------------------------------------
BHP BILLITON LTD Agenda: 700418228
CUSIP: Q1498M100 Meeting Type: AGM
Ticker: Meeting Date: 11/13/2003 ISIN: AU000000BHP4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements for Mgmt No Action *
BHP Billiton Limited for the YE 30
JUN 2003, together with the Directors
report and the Auditors report
10. Elect Mr. M Salamon as a Director of Mgmt No Action *
BHP Billiton PLC
11. Elect Dr. J G Buchanan as a Director Mgmt No Action *
of BHP Billiton Limited
12. Elect Dr. J G Buchanan as a Director Mgmt No Action *
of BHP Billiton PLC
13. Re-appointment KPMG Audit PLC and Mgmt No Action *
PricewaterhouseCoopers LLP as
Auditors of BHP Billiton PLC; and
authorize the Directors to agree
14. Approve that the authority and power Mgmt No Action *
to allot relevant securities conferred
on the Directors by Article 9 of BHP
Billiton PLC s Articles of Association
be renewed for the period ending on
the date of the BHP Billiton PLC AGM
in 2004 or on 23 JAN 2005 whichever is
earlier, and for such period the
Section 80 amount (under the United
Kingdom Companies Act 1985) shall be
USD 265,926,499.00
17. Approve the Remuneration Report for Mgmt No Action *
the YE 30 JUN 2003
18. Approve the grant of Deferred Shares, Mgmt No Action *
Options and Performance Shares to
Executive Director and Chief Executive
Officer, Mr C W Goodyear, under the
BHP Billiton Limited Group Incentive
Scheme for all purposes, including for
the purpose of ASX
19. Approve the grant of Deferred Shares, Mgmt No Action *
Options and Performance Shares to
Executive Director and Senior Minerals
Executive, Mr M Salamon, under the BHP
Billiton PLC Group Incentive Scheme
for all purposes, including for the
purpose of ASX
2. Receive the financial statements for Mgmt No Action *
BHP Billiton PLC for the YE 30 JUN
2003, together with the Directors
report and the Auditors report
3. Re-elect Dr. D C Brink as a Director Mgmt No Action *
of BHP Billiton Limited
4. Re-elect Dr. D C Brink as a Director Mgmt No Action *
of BHP Billiton PLC
5. Re-elect Mr. M A Chaney as a Director Mgmt No Action *
of BHP Billiton Limited
6. Re-elect Mr. M A Chaney as a Director Mgmt No Action *
of BHP Billiton PLC
7. Re-elect Lord Renwick of Clifton as a Mgmt No Action *
Director of BHP Billiton Limited
8. Re-elect Lord Renwick of Clifton as a Mgmt No Action *
Director of BHP Billiton PLC
9. Elect Mr. M Salamon as a Director of Mgmt No Action *
BHP Billiton Limited
S.15 Approve that the authority and power Mgmt No Action *
to allot equity securities for cash
conferred on the Directors by Article
9 of BHP Billiton PLC s Articles of
Association be renewed for the period
referred to in such resolution and
for such period the Section 89 amount
(under the United Kingdom Companies
Act 1985) shall be USD 61,703,675.00
S.16 Authorize BHP Billiton PLC, in Mgmt No Action *
accordance with Article 6 of its
Articles of Association and Section
166 of the United Kingdom Companies
Act 1985, to make market purchases (as
defined in Section 163 of that Act) of
ordinary shares of USD 0.50 nominal
value each in the capital of BHP
Billiton PLC (shares) provided that:
a) the maximum aggregate number of
shares hereby authorized to be
purchased shall be 246,814,700, being
10% of issued capital; b) the minimum
price which may be paid for each share
is USD 0.50, being the nominal value
of the shares; c) the maximum price
which may be paid for any share is not
more than 5% above the average of the
middle market quotations for a share
taken from the London Stock Exchange
Daily Official List for the 5 business
days immediately preceding the date of
purchase of the shares; and d) the
authority conferred by this resolution
shall, unless renewed prior to such
time, expire on the earlier of the end
of the next AGM of BHP Billiton to be
held in 2004 or on 12 MAY 2005
(provided that BHP Billiton PLC may
enter into a contract for the purchase
of shares before the expiry of this
authority which would or might be
completed
- -------------------------------------------------------------------------------------------------------
BORAL LTD BLD Agenda: 700414319
CUSIP: Q16969109 Meeting Type: AGM
Ticker: Meeting Date: 10/21/2003 ISIN: AU000000BLD2
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
reports, the Directors report and
the Auditors reports for the YE 30
JUN 2003
2.a Re-elect Mr. John Cloney as a Mgmt No Action *
Director, who retires by rotation
2.b Re-elect Ms. Elizabeth Alexander as a Mgmt No Action *
Director, who retires by rotation
2.c Elect Mr. Tony D Aloisio as a Mgmt No Action *
S.3 Approve and adopted the Constitution Mgmt No Action *
of the Company in substitution for the
existing Constitution of the Company;
and approve the takeover provision in
substantially the same form as the
previous Article 64 be included as
schedule 5 in the Constitution of the
Company for a further period of three
years
4. Approve to increase the maximum Mgmt No Action *
amount payable by way of remuneration
to Non-Executive Directors as a whole
from AUD 650,000 per annum payable by
way of Directors fees to AUD 1,000,000
per annum in total
5. Approve to change the Non-Executive Mgmt No Action *
Directors Share Plan Rules
6. Approve that, the issue of shares to Mgmt No Action *
employees of the Boral Limited Group
of Companies pursuant to the Employee
Share Plan, for the purposes of
Listing Rule 7.2 of Australian Stock
Exchange Limited and participation in
the Employee Share Plan by employees
who are resident in the United States
of America; and the granting of
options pursuant to the Boral Senior
Executive Option Plan and issue of
shares pursuant to the Boral Senior
Executive Performance Share Plan for
the purposes of Listing Rule
7. Approve that the grant by the Company Mgmt No Action *
to Rod Pearse of options to subscribe
for up to 700,000 fully paid ordinary
shares in the Company and the
allotment to him of up to 700,000
ordinary shares in the Company
pursuant to the exercise of those
options
8. Approve that the Board is to prepare Mgmt No Action *
a report to be issued by MAY 2004 and
included in the following annual
reports as: measurable criteria
associated with the result arising
from Boral s Sustainability Self
Diagnostic Tool BSSDT, targets for
the future, this report to be updated
annually
S.9 Amend the Constitution of the Mgmt No Action *
Company: by inserting a new words
after the word Constitution in the
first line of Article 145 and by
inserting a new Article 145A
S.10 Amend the Constitution of the Mgmt No Action *
Company: by deleting the words in
Article 123(1); and by deleting the
words in Article 147 and insert with
11. Approve that the Company cease Mgmt No Action *
issuing any further options under the
Boral Senior Executive Option Plan
12. Approve that any subsequent form of Mgmt No Action *
Long-Term Incentive Plan for senior
Executives be put to shareholders for
approvals as an ordinary Resolution
at the Company s 2004 AGM and as
required at subsequent AGM should the
details of the plan changes
13. Approve that the Company adopt a Mgmt No Action *
policy that any Short-Term Incentive
payable to an Executive Director be
put to shareholders for approval as
an ordinary Resolution at the Company s
2004 AGM and thereafter as
necessary each year
14. Approve that the Company amend its Mgmt No Action *
senior Executive remuneration policy
to link 30% of the Short-Term
Incentives to the achievement of
safety targets set by the Health and
Safety SubCommittee; and this applies
to all the Members of the Management
Committee
- -------------------------------------------------------------------------------------------------------
BRAMBLES INDUSTRIES LTD Agenda: 700414749
CUSIP: Q17481104 Meeting Type: AGM
Ticker: Meeting Date: 11/18/2003 ISIN: AU000000BIL1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the Directors report, Mgmt No Action *
Auditors report and the financial
statements for Brambles Industries
Limited for the YE 30 JUN 2003
2. Receive the reports and the accounts Mgmt No Action *
for Brambles Industries PLC for the
YE 30 JUN 2003
3. Approve the Brambles remuneration Mgmt No Action *
report for the YE 30 JUN 2003, as
contained in the Brambles Industries
PLC annual review 2003
4. Re-elect Mr. R.D. Brown as a Director Mgmt No Action *
to the Board of Brambles Industries
Limited, who retires by rotation
5. Re-elect Mr. R.D. Brown as a Director Mgmt No Action *
to the Board of Brambles Industries
PLC, who retires by rotation
6. Re-elect Sir. C.K. Chow as a Director Mgmt No Action *
to the Board of Brambles Industries
Limited, who retires by rotation
7. Re-elect Sir. C.K. Chow as a Director Mgmt No Action *
to the Board of Brambles Industries
PLC, who retires by rotation
8. Re-elect Sir. David Lees as a Mgmt No Action *
Director to the Board of Brambles
Industries Limited, who retires by
9. Re-elect Sir. David Lees as a Mgmt No Action *
Director to the Board of Brambles
Industries PLC
10. Re-elect Mr. R.C. Milne as a Director Mgmt No Action *
to the Board of Brambles Industries
Limited, who retires by rotation
11. Re-elect Mr. R.C. Milne as a Director Mgmt No Action *
to the Board of Brambles Industries
PLC, who retires by rotation
12. Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of Brambles Industries
PLC until the conclusion of the next
general meeting at which the accounts
are laid before that
13. Authorize the Directors to agree the Mgmt No Action *
Auditors fees
14. Approve to renew the authority given Mgmt No Action *
to the Directors, by Article 7 of
Brambles Industries PLC s Articles of
Association, to allot relevant
securities until the end of the AGM to
be held in 2004 and for that period
Section 80 amount shall be AUD
8,812,882
15. Approve to renew the authority given Mgmt No Action *
to the Directors by Article 7 of
Brambles Industries PLC s Articles of
Association, to allot equity
securities for cash until the end of
the AGM to be held in 2004 and for
that period Section 89 amount shall be
AUD 1,809,355
16. Authorize Brambles Industries PLC to Mgmt No Action *
make market purchases Section 163(3)
of UK Companies Act 1985 of up to
72,374,235 ordinary shares of 5 pence
each which may be purchased by
Brambles Industries PLC, at a minimum
price of 5 pence and up to 105% of the
average middle market quotations for
such shares derived from the London
Stock Exchange Daily Official List,
over the previous 5 business days;
Authority expires at the end of the
AGM of Brambles Industries PLC in 2004;
the Company, before the expiry, may
make a contract to purchase ordinary
shares which will or may be executed
wholly or partly
17. Approve for all purposes, the rules Mgmt No Action *
of the Brambles Industries Limited
dividend reinvestment plan, including
the Australian Stock Exchange
Listing Rules 7.2 and 10.12
18. Authorize the Directors to: a) Mgmt No Action *
exercise the power contained in the
Articles of Association of Brambles
Industries PLC so that, to the extent
and in the manner determined by the
Directors, the holders of ordinary
shares in Brambles Industries PLC be
permitted to elect to receive new
ordinary shares, credited as fully
paid, instead of the whole or any part
of any dividends paid by the Directors
or declared by Brambles Industries PLC
in general meeting during or in
respect of any FY of Brambles
Industries PLC ending on or prior to
30 JUN 2008; and b) to capitalize an
amount equal to the nominal value of
the new ordinary share falling to be
allotted pursuant to any elections
made as aforesaid out of the amount
standing to the credit of any reserve
or fund, whether or not the same is
available for distribution, as the
Director may determine, to apply such
sum in paying up such ordinary share
in full and to allot such ordinary
shares to the shareholders of Brambles
Industries PLC validly making such
elections
19. Amend the Brambles Industries PLC Mgmt No Action *
Articles of Association by deleting
the existing paragraph (b) of Article
63 and substituting a new paragraph
- -------------------------------------------------------------------------------------------------------
CARTER HOLT HARVEY LTD Agenda: 700474113
CUSIP: Q21397122 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: NZCAHE0001S6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 129167 DUE TO A REVISED Voting
CUTOFF DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. Re-elect Mr. A.R. Lessin as a Mgmt No Action *
Director, who retires by rotation, in
accordance with the Company s
constitution
2. Re-elect Mr. T.K. McDonald as a Mgmt No Action *
Director, who retires by rotation, in
accordance with the Company s
constitution
3. Re-elect Mr. B.N.G. McDonald as a Mgmt No Action *
Director, pursuant to the provisions
of Clause 29-3 of the constitution
4. Re-elect Dr. H.M. Nugent as a Mgmt No Action *
Director, pursuant to the provisions
of Clause 29-3 of the constitution
5. Re-appoint Ernst & Young as the Mgmt No Action *
Auditors of the Company
- -------------------------------------------------------------------------------------------------------
CENTRO PROPERTIES GROUP Agenda: 700415260
CUSIP: Q22273132 Meeting Type: AGM
Ticker: Meeting Date: 10/24/2003 ISIN: AU000000CEP9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
reports of the Centro Properties
Limited Company, the Centro
Property Trust Trust and the
reports of the Directors and the
Auditor for the YE 30 JUN 2003
2.2 Approve the issue of up to 1,200,000 Mgmt No Action *
stapled securities to Mr. Andrew
Thomas Scott as the Chief Executive
Officer or an entity controlled by
Mr. Scott that will hold stapled
securities at the market price at
the time of issue and on the same
terms as stapled securities are
issued under the Employee Share Plan
2.A Re-elect Mr. Brian Healey as a Mgmt No Action *
Director of the Company, who retires
in accordance with the Rule 14.2 of
the Constitution of the Company
2.B Re-elect Mr. Peter Graham Goldie as a Mgmt No Action *
Director of the Company, who retires
in accordance with the Rule 14.2 of
the Constitution of the Company
S.1 Amend the Eighth Supplemental Deed of Mgmt No Action *
Centro Property Trust by deleting
Clause 17.5 and substituting with a
new Clause 17.5
S.2.1 Approve the issue of stapled Mgmt No Action *
securities on or before 24 OCT 2004
to holders of ordinary stapled
securities under the terms of the
Security Purchase plan for holders of
ordinary stapled securities
- -------------------------------------------------------------------------------------------------------
CENTRO PROPERTIES GROUP Agenda: 700357735
CUSIP: Q22273132 Meeting Type: EGM
Ticker: Meeting Date: 7/4/2003 ISIN: AU000000CEP9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve, for the purposes of the Mgmt No Action *
Australian Stock Exchange Listing
Rules 7.1 and 7.4, the constitutions
of the Company and of the Trust, and
the Corporations Act 2001, the issue
of 54.5 million stapled securities at
AUD 3.95 per stapled Security on 28
MAY 2003, to retire the recently
raised to acquire the Trusts 19.9%
stake in MAP Shopping Center Trust
- -------------------------------------------------------------------------------------------------------
CENTRO PROPERTIES GROUP Agenda: 700404445
CUSIP: Q22273132 Meeting Type: EGM
Ticker: Meeting Date: 9/18/2003 ISIN: AU000000CEP9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Ratify the issue, for the purposes of Mgmt No Action *
Australian Stock Exchange Listing
Rules 7.1 and 7.4, the Constitutions
of the Company and of the Trust, and
the Corporations Act 2001, of
10,340,254 stapled securities at AUD
4.05 per stapled security on 25 JUL
2003
S.2 Ratify the issue, for the purposes of Mgmt No Action *
Australian Stock Exchange Listing
Rules 7.1 and 7.4, the Constitutions
of the Company and of the Trust, and
the Corporations Act 2001, of
1,743,584 stapled securities at AUD
4.05 per stapled security on 25 JUL
2003 under the terms of the Group s
Employee Share Plan
S.3 Ratify the issue, for the purposes of Mgmt No Action *
Australian Stock Exchange Listing
Rules 7.1 and 7.4, the Constitutions
of the Company and of the Trust, and
the Corporations Act 2001, of
48,900,000 stapled securities at AUD
3.90 per stapled security on 05 AUG
2003
- -------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda: 700474478
CUSIP: Q2594P146 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: AU000000CCL2
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the accounts for Mgmt No Action *
the YE 31 DEC 2003 and the reports
of the Directors and the Auditors
2.1 Re-elect Ms. J.S.R. Broadbent, AO as Mgmt No Action *
a Director, who retires in accordance
with Article 81 of the Articles of
Association
2.2 Re-elect Mr. H.A. Schimberg as a Mgmt No Action *
Director, who retires in accordance
with Article 75 of the Articles of
Association
2.3 Elect Mr. G.J. Kelly as a Director, Mgmt No Action *
to fill the vacancy arising as a
consequence of Mr. Chestnut s
retirement
3. Approve, in accordance with the Mgmt No Action *
Australian Stock Exchange listing
rules, to allow Mr. T.J. Davis to
participate in the Coca-Cola Amatil
Limited Long Term Incentive Share
Plan by offering him rights to
acquire up to 274, 750 fully paid
ordinary shares in the Company
- -------------------------------------------------------------------------------------------------------
COLES MYER LTD Agenda: 700427619
CUSIP: Q26203101 Meeting Type: AGM
Ticker: Meeting Date: 11/26/2003 ISIN: AU000000CML1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the presentation of the Non- No Action *
Chairman and the Chief Executive Voting
Officer
2. Approve the financial report of the Non- No Action *
Company for the FYE 27 JUL 2003 Voting
together with the Directors and the
Auditor s reports
3.a Re-elect Mr. Richard H. Allert as a Mgmt No Action *
Director, who retires by rotation
3.b Elect Dr. R. Keith as a Director Mgmt No Action *
3.c Re-elect Mr. William P. Gurry as a Mgmt No Action *
Director, who retires by rotation
3.d Re-elect Mr. Anthony G. Hodgson as a Mgmt No Action *
Director
3.e Elect Ms. Sandra V. Mcphee as a Mgmt No Action *
Director
3.f Re-elect Mr. Michael Wemms as a Mgmt No Action *
Director
4. Approve the issue of 1,500,000 Mgmt No Action *
options to the Managing Director and
Chief Executive Officer, Mr. Johan E.
Fletcher on the specified terms
- -------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA Agenda: 700417593
CUSIP: Q26915100 Meeting Type: AGM
Ticker: Meeting Date: 10/31/2003 ISIN: AU000000CBA7
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Discuss the financial report, the Mgmt No Action *
Directors report and the Auditor s
report for the YE 30 JUN 2003
2.A Re-elect Mr. A B Daniels as a Mgmt No Action *
Director who retires and, being
eligible, offers himself for re-
election, in accordance with Articles
11.1 and 11.2 of the Constitution of
Commonwealth Bank of Australia
2.B Re-elect Mr. W G Kent as a Director Mgmt No Action *
who retires and, being eligible,
offers himself for re-election, in
accordance with Articles 11.1 and
11.2 of the Constitution of
Commonwealth Bank of Australia
2.C Re-elect Mr. F D Ryan as a Director Mgmt No Action *
who retires and, being eligible,
offers himself for re-election, in
accordance with Articles 11.1 and
11.2 of the Constitution of
Commonwealth Bank of Australia
2.D Re-elect Mr. F J Swan as a Director Mgmt No Action *
who retires and, being eligible,
offers himself for re-election, in
accordance with Articles 11.1 and
11.2 of the Constitution of
Commonwealth Bank of Australia
2.E Re-elect Ms. S C Kay as a Director Mgmt No Action *
who retires and, being eligible,
offers herself for re-election, in
accordance with Articles 11.4(b) of
the Constitution of Commonwealth Bank
of Australia
S.3 PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER S PROPOSAL: Approve that
the Board of Directors issue a report
(at reasonable cost and omitting
proprietary information) to
shareholders by 1 MAY 2004 to include:
a discussion of the direct and
indirect environmental risks and
opportunities that may significantly
affect the Company s short and long
term value and how they might impact
on the business; a description of the
Company s policies and procedures for
managing direct and indirect risks to
short term and long term value arising
from environmental risks; Recognizing
the ongoing controversy surrounding
the logging of our old growth forests;
the range
of issues covered by the report should
also include but not be limited to: 1)
The risk of engaging in any commercial
relationship which approve or ratify
the development of, clearfelling of,
selective logging of, or expenditure
of funds on any activity which is
likely to damage or destroy,
identified property as defined in
Clause 3 by a subsidiary, joint
venture, partnership, trust, or other
entity in which the Company has a
pecuniary interest; 2) The impact upon
the bank of not engaging in any
commercial relationship that shall
have the effect of causing the company
to develop, clearfell, selectively
log, or expend funds on any activity
which is likely to damage or destroy,
identified property as defined in
Clause 3 below; 3) For the purposes of
Clauses 1 and 2 above identified
property means any real property or
any part of any real property that is
of high conservation value and old
growth forest as defined by the
reserve
- -------------------------------------------------------------------------------------------------------
CONTACT ENERGY LTD Agenda: 700449691
CUSIP: Q2818G104 Meeting Type: AGM
Ticker: Meeting Date: 2/17/2004 ISIN: NZCENE0001S6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Board of Directors the Mgmt No Action *
Board of Contact to fix the Auditor s
remuneration
2. Re-elect Mr. John Milne as a Director Mgmt No Action *
of Contact
3. Re-elect Mr. Bob Edgell as a Director Mgmt No Action *
of Contact
4. Re-elect Mr. Patrick Strange as a Mgmt No Action *
Director of Contact
5. Re-elect Mr. Tom McDaniel as a Mgmt No Action *
Director of Contact
6. Approve to increase, if Resolutions Mgmt No Action *
7, 8, 9 and S.10 are passed, the total
Directors remuneration payable
annually to all Directors taken
together for their services as
Directors of Contact by NZD 405,000 to
NZD 770,000 and that such increase
take effect from 01 OCT 2003
7. Approve that, if Resolutions 6, 8, 9 Mgmt No Action *
and S.10 are passed, Contact be
authorized to provide financial
assistance to Directors, or the
entities which receive remuneration
for services performed by Directors
Director Entities in connection with
the purchase of Contact shares, in
particular to pay: a) to a Trustee
initially New Zealand Permanent
Trustees Limited the Trustee 1/3rd of
the gross base Director s remuneration
after 30 SEP 2003 in respect of each
Qualifying Director from time to time
for the purpose of the Trustee
acquiring shares in Contact on trust
on the terms set out in the
explanatory notes accompanying the
notice of the 2004 annual meeting of
the shareholders; and b) the costs of
the share trust
8. Approve that, if Resolutions 6, 7, 9 Mgmt No Action *
and S.10 are passed, in order to
compensate the Independent Directors
as defined in Clause 1.1 of Contact s
constitution in office at 30 SEP 2003
for the removal of Contact s ability
to make payments upon cessation of
office, Contact be authorized in
respect of each Director as follows:
a) Mr. Phillip Pryke to pay the amount
of NZD 141,197 to the Trustee for the
purpose of the Trustee purchasing
shares in Contact to be held in Trust
until the Director retires and to pay
the amount of NZD 69,545 on account of
tax; (b) Mr. John Milne to pay the
amount of NZD 84,453 to the Trustee
for the purpose of the Trustee
purchasing shares in Contact to be
held in Trust until the Director
retires and to pay the amount of NZD
41,596 on account of tax; and (c) Mr.
Tim Saunders to pay the amount of NZD
68,403 to the Trustee for the purpose
of the Trustee purchasing shares in
Contact to be held in Trust until the
9. Approve that, if Resolutions 6, 7, 8 Mgmt No Action *
and S.10 are passed, Contact be
authorized to provide financial
assistance in connection with the
purchase of Contact shares, in
particular to pay: a) the amounts in
Resolution 8 on the terms of
Resolution 8; and b) the costs of the
share trust scheme
S.10 Amend, if Resolutions 6, 7, 8 and 9 Mgmt No Action *
are passed, Contact s constitution
- -------------------------------------------------------------------------------------------------------
CSL LTD Agenda: 700414004
CUSIP: Q3018U109 Meeting Type: AGM
Ticker: Meeting Date: 10/16/2003 ISIN: AU000000CSL8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
statements and the reports of the
Directors and the Auditors for the YE
30 JUN 2003 and approve the final
dividend in respect for the YE 30 JUN
2003
2.a Re-elect Mr. Peter H. Wade as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with Rule
99(a) of the Constitution
2.b Re-elect Mr. Arthur C. Webster as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with Rule
99(a) of the Constitution Re-elect
Mr. Peter H. Wade as a Director of
the Company, who retires by rotation
in accordance with Rule 99(a) of the
Constitution
3. Approve to renew Rule 147 of the Mgmt No Action *
Constitution of the Company, for a
period of three years
4. Approve, for the purposes of Mgmt No Action *
Exception 7 in the ASX Listing Rule
7.2, Exception 3 in the ASX Listing
Rule 10.12 and for all other
purposes, the terms of the Company s
Dividend Re-investment Plan
5. Approve the implementation and Mgmt No Action *
administration of the Performance
Rights Plan in accordance with its
Rules and the issue of performance
rights and shares under the
Performance Rights Plan as an
exception to ASX Listing Rule 7.1
6. Approve, for the purposes of the ASX Mgmt No Action *
Listing Rule 10.14 and in accordance
with the Performance Rights Plan, to
issue performance rights to any of
the Executive Directors of the
Company; Authority expires at the
end of 3 years and the issue of
shares to the Executive Directors
upon the exercise of any such
- -------------------------------------------------------------------------------------------------------
CSR LTD Agenda: 700383918
CUSIP: Q30297115 Meeting Type: AGM
Ticker: Meeting Date: 7/17/2003 ISIN: AU000000CSR5
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I. Receive and approve the financial Mgmt No Action *
report and the reports of the
Directors and of the Auditors for the
FYE 31 MAR 2003
II.a Re-elect Mr. Carolyn Hewson as a Mgmt No Action *
Director, who retires in accordance
with Clause 55 of the Company s
Constitution
II.b Re-elect Mr. John Wylie as a Mgmt No Action *
Director, who retires in accordance
with Clause 55 of the Company s
II.c Re-elect Mr. Barry Jackson as a Mgmt No Action *
Director, who retires in accordance
with Clause 53.2 of the Company s
Constitution
II.d Elect Mr. John Story as a Director, Mgmt No Action *
who retires in accordance with Clause
53.2 of the Company s Constitution
S.I Amend the Constitution of CRS Limited Mgmt No Action *
to provide for sale of non- marketable
parcels of 250 shares rather than
approximately 80 shares before the
demerger after demerger the Company
encouraged shareholders to increase
the size on purchases of a minimum of
AUD 500 worth of CRS shares around 15%
of the Company s 111,000 shareholders
now have non-
S.II Amend the Constitution of CSR Mgmt No Action *
Limited, in accordance with the
Corporation Act 2001, to renew the
proportional takeover provisions for
a further three (3) years
S.III Amend the Constitution of CRS Limited Mgmt No Action *
to vary the number of Non-Executive
Directors required to retire at each
AGM under the existing Constitution is
greater the number: a) determined by
the Directors; b) required for
compliance with the ASX Listing Rules;
or c) two, in accordance with
- -------------------------------------------------------------------------------------------------------
FOSTER S GROUP LTD Agenda: 700413482
CUSIP: Q3944W187 Meeting Type: AGM
Ticker: Meeting Date: 10/27/2003 ISIN: AU000000FGL6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive and consider the concise Non- No Action *
financial report and the financial Voting
report (financial statements, notes
and Directors declaration) for the
YE 30 JUN 2003, together with the
consolidated accounts of the Company
and its controlled entities in
accordance with the Corporations Act
2001, and the respective reports of
the Directors and Auditors
1. Re-elect Mrs. M L Cattermole as a Mgmt No Action *
Director who retires by rotation in
accorance with the Company s
Constitution
2. Approve, as an exception to ASX Mgmt No Action *
Listing Rule 7.1, the issue of
securities under the Foster s
Employee Share and Option Plan, the
Foster s 2001 International Employee
Share Plan (No.1) and the Foster s
2001 International Employee Share
Plan (No.2)
3. Approve, as an exception to ASX Mgmt No Action *
Listing Rule 7.1, the issue of
securities under the Foster s Long
Term Incentive Plan
4. Approve, subject to the attainment of Mgmt No Action *
the relevant performance standards
prescribed under the Foster s Long
Term Incentive Plan (Plan), the
acquisition of rights in respect of up
to a maximum of 558,000 shares in
respect of the 2003/2004 financial
year by Mr. E T Kunkel, President and
Chief Executive Officer of the
Company, under the Plan
- -------------------------------------------------------------------------------------------------------
FOSTER S GROUP LTD Agenda: 700455961
CUSIP: Q3944W187 Meeting Type: OGM
Ticker: Meeting Date: 3/17/2004 ISIN: AU000000FGL6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that, for the purposes of Mgmt No Action *
Section 257C(1) of the Corporations
Act 2001, the buy-back of up to 200
million fully paid ordinary shares in
the Company during the next 12 months
under an on-market buy-back, being in
excess of the 10/12 limit as defined
in Section 257B(4) of the Corporations
Act 2001, as specified
2. Re-elect Mr. Maxwell G. Ould as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
- -------------------------------------------------------------------------------------------------------
GENERAL PROPERTY TRUST Agenda: 700485851
CUSIP: Q40060107 Meeting Type: OGM
Ticker: Meeting Date: 4/29/2004 ISIN: AU000000GPT8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-appoint Mr. Kenneth John Moss as a Mgmt No Action *
Director of GPT Management Ltd as
endorsed by the Unitholders of
General Property Trust
- -------------------------------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD Agenda: 700423914
CUSIP: Q49361100 Meeting Type: AGM
Ticker: Meeting Date: 11/12/2003 ISIN: AU000000IAG3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive and approve the Company s Non- No Action *
financial statements and reports for Voting
the YE 30 JUN 2003
1. Approve, for the purposes of the ASX Mgmt No Action *
Listing Rules 7.1 and 7.2 and for all
other purposes, the terms of the
Insurance Australia Group Limited
Dividend Reinvestment Plan as
prescribed
2. Approve, for the purposes of the ASX Mgmt No Action *
Listing Rule 7.4 and for all other
purposes, the issues by the Company
in accordance with the Rules of the
Company s Dividend Reinvestment Plan
of: a) 16,239,756 ordinary shares at
AUD 2.79 for each share on 09 APR
2003, under the underwriting
arrangements for the Company s
dividend Reinvestment Plan; and b)
10,366,388 ordinary shares at AUD
2.79 each on 14 APR 2003 to the
shareholders in the Company s
Dividend Reinvestment Plan
3. Approve, for the purposes of the ASX Mgmt No Action *
Listing Rule 7.4 and for all other
purposes, the issue by the Company on
20 JUN 2003 of 2,000,000 reset
preference shares RPS2 at AUD 100
each
4. Approve, for the purposes of the ASX Mgmt No Action *
Listing Rule 10.14 and for all other
purposes, the grant of up to
1,500,000 performance award rights
under the Company s Performance Award
Rights Plan, to Mr. Michael Hawker,
the Chief Executive Officer CEO of
the Company, as a part of his
remuneration for services as the CEO
7. Re-elect Mr. Neil Hamilton as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
8. Re-elect Mr. James Strong as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
S.5 Amend the present form of the Mgmt No Action *
Constitution of the Company by
replacing it with a new form of the
Constitution
S.6 Amend, subject to the passing of Mgmt No Action *
Resolution S.5, the Constitution of
the Company by inserting a new
Schedule 1 to the Constitution
- -------------------------------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD Agenda: 700446734
CUSIP: Q49361118 Meeting Type: CLS
Ticker: Meeting Date: 2/2/2004 ISIN: AU0000IAGPA9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to amend the Terms of Issue Mgmt No Action *
of the class of reset preference
shares issued by the Company on 04
- -------------------------------------------------------------------------------------------------------
INVESTA PROPERTY GROUP Agenda: 700412391
CUSIP: Q4968M105 Meeting Type: AGM
Ticker: Meeting Date: 10/9/2003 ISIN: AU000000IPG1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive the financial statements for Non- No Action *
the YE 30 JUN 2003, together with the Voting
reports of the Directors and
Auditors thereon and the Directors
1. Re-elect Mr. S. Mays as a Director, Mgmt No Action *
who retires in accordance with Rule
7.1(e)(2) of IPL s Constitution
2. Approve to increase the maximum fees Mgmt No Action *
payable annually to the Non-Executive
Directors of the Company by AUD
400,000 to a total of AUD 1,000,000
- -------------------------------------------------------------------------------------------------------
JOHN FAIRFAX HOLDINGS LTD Agenda: 700418139
CUSIP: Q50804105 Meeting Type: AGM
Ticker: Meeting Date: 10/31/2003 ISIN: AU000000FXJ5
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect Mr. Mark Burrows as a Mgmt No Action *
Director of the Company
2. Re-elect Mr. Roger Corbett as a Mgmt No Action *
Director of the Company
3. Re-elect Mr. David Gonski as a Mgmt No Action *
Director of the Company
4. Re-elect Ms. Margaret Jackson as a Mgmt No Action *
Director of the Company
5. Re-elect Mr. Ronald Walker as a Mgmt No Action *
Director of the Company
6. Approve the institutional placement, Mgmt No Action *
for the purposes of ASX Listing Rules
7.1 and 7.4, being the issue of
110,246,393 ordinary shares in the
Company on or around 23 APR 2003 at an
issue price of AUD 2.77 a share
7. Approve the terms of dividend Mgmt No Action *
reinvestment Plan, for the purposes
of ASX Listing Rules 7.2
- -------------------------------------------------------------------------------------------------------
LEIGHTON HOLDINGS LTD Agenda: 700422443
CUSIP: Q55190104 Meeting Type: AGM
Ticker: Meeting Date: 11/6/2003 ISIN: AU000000LEI5
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
report and reports of the Directors
and Auditor for the YE 30 JUN 2003
2.1 Re-elect Mr. A. Drescher as a Mgmt No Action *
Director who retires by rotation in
accordance with Clause 18 of the
Company s Constitution
2.2 Re-elect Mr. R. Johnson as a Director Mgmt No Action *
who retires by rotation in
accordance with Clause 18 of the
Company s Constitution
2.3 Re-elect Mr. D.A. Mortimer as a Mgmt No Action *
Director who retires by rotation in
accordance with Clause 18 of the
Company s Constitution
- -------------------------------------------------------------------------------------------------------
LEND LEASE CORP LTD Agenda: 700423801
CUSIP: Q55368114 Meeting Type: AGM
Ticker: Meeting Date: 11/12/2003 ISIN: AU000000LLC3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial report for the Mgmt No Action *
YE 30 JUN 2003, together with the
reports of the Directors and the
Auditors thereon
2. Elect Ms. J.E. Curin as a Director, Mgmt No Action *
who retires in accordance with Rule
6.1e of the Constitution
3. Re-elect Mr. G.C. Edington as a Mgmt No Action *
Director, who retires in accordance
with Rule 6.1f of the Constitution
4. Re-elect Mr. P.C. Goldmark as a Mgmt No Action *
Director, who retires in accordance
with Rule 6.1f of the Constitution
5. Re-elect Mr. R.A. Longes as a Mgmt No Action *
Director, who retires in accordance
with Rule 6.1f of the Constitution
S.6 Approve to renew the proportional Mgmt No Action *
takeover provisions contained in Rule
15 of the Constitution, as amended
as specified for a period of 3 years
7. Authorize the Non Executive Directors Mgmt No Action *
to acquire shares or interests in
shares in the Company on the basis
that: a) the Company may issue to or
fund the acquisition for, or for the
benefit of, each Non Executive
Director of a number of shares in the
Company in any year which is equal in
value to all or part of the fees which
would otherwise be payable to the
Director for that year under Rule 8.3a
of the Constitution; b) any
acquisitions authorized by this
resolution will be made on behalf of
each participating Director each half
year at the price for that period
determined under the rules of the
Company s Share Purchase Plan; a
Director acquiring shares under the
Plan will not be entitled to Director s
fees to an amount equal to the price
of the shares acquired; and a Director
may not deal with shares acquired
under this Plan until the date of
retirement of the Director, except as
necessary to meet an earlier tax
liability
8. Authorize the Company, in addition to Mgmt No Action *
any existing authority, to buy back up
to 44 million shares 10% of its issued
ordinary shares as at 30 JUN 2003 over
the 12 months commencing on the date
of passing of this resolution, by way
of an on market buyback
- -------------------------------------------------------------------------------------------------------
MACQUARIE BANK LTD Agenda: 700388691
CUSIP: Q56993167 Meeting Type: AGM
Ticker: Meeting Date: 7/31/2003 ISIN: AU000000MBL3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and receive the financial Non- No Action *
report, the report of the voting Voting
Directors and the Auditor s report
for the YE 31 MAR 2003
2. Re-elect Mr. B.R. Martin as a Voting Mgmt No Action *
Director of the Company
3. Re-elect Mr. H.K. McCann as a Voting Mgmt No Action *
Director of the Company
4. Re-elect Mr. L.G. Cox as a Voting Mgmt No Action *
Director of the Company
5. Elect Mr. J.R. Niland as a Voting Mgmt No Action *
Director of the Company
6. Elect Mr. P.M. Kirby as a Voting Mgmt No Action *
Director
7. Approve to increase the remuneration Mgmt No Action *
of the Voting Directors for acting as
Voting Directors, for the years from
and including the year commencing on
01 JUL 2003, by AUD 400,000 per annum
from AUD 1,200,000 per annum to such
annual sum, not exceeding AUD
1,600,000 per annum as the Voting
directors determine, to be divided in
accordance with the Company s
Constitution
- -------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE GROUP Agenda: 700421453
CUSIP: Q5701N102 Meeting Type: AGM
Ticker: Meeting Date: 10/29/2003 ISIN: AU000000MIG8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A Non- No Action *
UNITHOLDERS (OTHER) MEETING. Voting
S.1 Ratify the issue of conversion rights Mgmt No Action *
in form of options
S.12 Approve the disapplication of pre- Mgmt No Action *
emptive rights
S.2 Approve the issue of fully paid Mgmt No Action *
securities on exercise of conversion
rights
S.3 Amend constitution-distribution and Mgmt No Action *
Dividend Reinvestment Plan for
Macquarie Infrastructure Trust (II)
S.4 Ratify the issue of conversion rights Mgmt No Action *
in form of options
S.5 Approve the issue of fully paid Mgmt No Action *
securities on exercise of conversion
rights
S.6 Amend the Constitution-Distribution Mgmt No Action *
and Dividend Reinvestment Plan for
Macquire European Infrastructure PLC
7. Receive 30 JUN 2003 accounts Mgmt No Action *
8. Elect Mr. John Poulter as a Director Mgmt No Action *
9. Appoint PricewaterhouseCoopers LLP as Mgmt No Action *
Auditors
10. Authorize dividend reinvested Mgmt No Action *
11. Authorize the Directors to allot Mgmt No Action *
unissued share capital
13. Ratify the issue of conversion rights Mgmt No Action *
in the form of options
- -------------------------------------------------------------------------------------------------------
MAYNE GROUP LTD Agenda: 700421061
CUSIP: Q58572100 Meeting Type: AGM
Ticker: Meeting Date: 11/10/2003 ISIN: AU000000MAY8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
report of the Company for the YE 30
JUN 2003 and the reports of the
Directors and Auditors
2. Re-elect Mr. P C Barnett as a Mgmt No Action *
3. Re-elect Mr. R McR Russell as a Mgmt No Action *
Director
5. Approve the acquisition by or on Mgmt No Action *
behalf of the Group Managing Director
and Chief Executive Officer, Mr. S B
James, of fully paid ordinary shares
in the Company in accordance with
the Company s Senior Executive Short
Term Incentive Plan
S.4 Approve that rule 80 of the Company s Mgmt No Action *
Constitution be re-inserted for a
period of three years commencing on
24 NOV 2003
- -------------------------------------------------------------------------------------------------------
MAYNE GROUP LTD Agenda: 700452268
CUSIP: Q58572100 Meeting Type: OGM
Ticker: Meeting Date: 3/4/2004 ISIN: AU000000MAY8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Company to buy-back of Mgmt No Action *
up to 180 million of its issued
ordinary shares by buy-back agreements
under: 1) an off-market tender
buy-back; and 2) on-market buy-backs,
upon the terms, and entry into, of the
buy-back agreements to the extent that
approval of such buy- back agreements
required under the Corporations Act
2001
- -------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda: 700415640
CUSIP: Q62377108 Meeting Type: AGM
Ticker: Meeting Date: 11/6/2003 ISIN: AU000000MGR9
For/Against
</Table>
<Table>
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect Ms. Anna Buduls as a Mgmt No Action *
Director of Mirvac Limited
2. Re-elect Mr. Barry Neil as a Director Mgmt No Action *
of Mirvac Limited
3. Re-elect Mr. Robert Webster as a Mgmt No Action *
Director of Mirvac Limited
4. Approve the amended rules governing Mgmt No Action *
the Mirvac Group Distribution
Reinvestment Plan
5. Ratify the issue of 49,751,244 Mgmt No Action *
million fully paid ordinary Mirvac
Group stapled securities to certain
institutions on 18 FEB 2003 as an
ordinary resolution of Mirvac Limited
and as a special resolution of
Mirvac Funds Limited
6. Approve that the total amount Mgmt No Action *
available for remuneration of the
Non-Executive Directors of Mirvac
Limited for the years from and
including the year commencing on 01
JUL 2003 be increased by AUD 100,000
per annum from AUD 500,000 per annum
to such annual sum not exceeding AUD
600,000 per annum as the Directors
determine to be divided among the
Non-Executive Directors
7. Approve the participation in the Mgmt No Action *
Employee Incentive Scheme EIS by
the issue of stapled securities to a
value of AUD 200,000 to Mr. Barry
H.R. Neil, Executive Director of
Mirvac Limited
8. Approve the partcipation in the Mgmt No Action *
Employee Incentive Scheme EIS by
the issue of stapled securities to a
value of AUD 200,000 to Mr. Dennis J.
Broit, Executive Director of Mirvac
Limited
- -------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda: 700434943
CUSIP: Q65336119 Meeting Type: AGM
Ticker: Meeting Date: 12/19/2003 ISIN: AU000000NAB4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Acknowledge the Chairman s address Mgmt No Action *
and presentation by the Managing
Director and the Chief Executive
2. Receive and approve the financial Mgmt No Action *
report and the report of the
Directors for the YE 30 SEP 2003,
together with the Independent Audit
report to the Members of the National
3.1 Re-elect Mr. P.J.B. Duncan as a Mgmt No Action *
Director, who retires in accordance
with Article 10.3 of the National s
Constitution
3.2 Re-elect Dr. E.D. Tweddell as a Mgmt No Action *
Director, who retires in accordance
with Article 10.3 of the National s
Constitution
3.3 Re-elect Mrs. C.M. Walter as a Mgmt No Action *
Director, who retires in accordance
with Article 10.3 of the National s
Constitution
3.4 Appoint Mr. J.M. Stewart as a Mgmt No Action *
Director in accordance with Article
10.13 of the National s Constitution
3.5 Appoint Mr. J.G. Thorn as a Director Mgmt No Action *
in accordance with Article 10.13 of
the National s Constitution
4. Approve to grant of options, Mgmt No Action *
performance rights and shares to the
Managing Director of National
Australian Group Europe Limited, Mr.
J.M. Stewart
5. Approve to grant of options, Mgmt No Action *
performance rights and shares to the
Managing Driector and Chief Executive
Officer, Mr. F.J. Cicutto
6. Approve: a) the amendment to the Mgmt No Action *
retirement benefits schemes for the
Non-Executive Directors of the
National and its controlled entities;
and b) the acquisition of an
interest in securities of the
National by or on or on behalf of
such Non-Executive Directors as
determined by the National, who would
otherwise have become entitled to a
payment when they ceased to be a
Director under the relevant
7. Approve to increase maximum Mgmt No Action *
remuneration by AUD 1,300,000 per
annum to a maximum of AUD 500,000 per
annum, provided by the National to the
Non-Executive Directors of the
National for their services both to
the National and to entities with
which the National is associated
8. Approve the acquisition of an Mgmt No Action *
interest in securities of the
National by or on behalf of the Non-
Executive Directors under the NED
Non-Executive Director Share Plan
S.9 Approve the terms of the buy-back Mgmt No Action *
agreements under the selective buy-
back Scheme relating to the 0%
preference shares may in certain
circumstances convert
- -------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda: 700504702
CUSIP: Q65336119 Meeting Type: OGM
Ticker: Meeting Date: 5/21/2004 ISIN: AU000000NAB4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS GENERAL MEETING Non- No Action *
IS CONVENED FOLLOWING THE RECEIPT OF Voting
NOTICES OF INTENTION ON FRIDAY 26
MAR 2004 TO MOVE A RESOLUTION FOR THE
REMOVAL OF MRS. CATHERINE WALTER AS
A DIRECTOR OF THE NATIONAL, PURSUANT
TO S203D OF THE CORPORATIONS ACT.
THOSE NOTICES OF INTENTION WERE
SIGNED BY MR. GRAHAM KRAEHE, THE
CHAIRMAN OF THE NATIONAL, DR. KENNETH
MOSS, THE SENIOR INDEPENDENT
DIRECTOR OF THE NATIONAL, DR. BRIAN
CLARK, MR. PETER DUNCAN, MR. JOHN
THORN, MR. GEOFFREY TOMLINSON AND DR.
EDWARD TWEDDELL, WHO ARE ALL NON-
1. Approve to remove Ms. Catherine Mgmt No Action *
Walter as a Director of Nation
Australia Bank Limited
- -------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD Agenda: 700417175
CUSIP: Q6651B114 Meeting Type: AGM
Ticker: Meeting Date: 10/29/2003 ISIN: AU000000NCM7
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and consider the financial Mgmt No Action *
reports of the Company and its
controlled entities for the YE 30 JUN
2003 and the reports of the
Directors and the Auditors thereon
2.1 Elect Mr. Mick O Leary as a Director Mgmt No Action *
of the Company
2.2 Re-elect Mr. Ian Johnson as a Mgmt No Action *
Director, who retires by rotation and
being eligible offers himself for
re-election
2.3 Re-elect Mr. Bryan Davis as a Mgmt No Action *
Director, who retires by rotation and
being eligible offers himself for
re-election
3. Approve that the aggregate sum per Mgmt No Action *
annum available for payment to the
Non-Executive Directors of the
Company as remuneration for their
services be increased by AUD200,000
from AUD800,000 up to a maximum sum
of AUD1,000,000 per annum in
accordance with Rule 58 of the
- -------------------------------------------------------------------------------------------------------
THE NEWS CORPORATION LTD Agenda: 700413925
CUSIP: Q67027112 Meeting Type: AGM
Ticker: Meeting Date: 10/15/2003 ISIN: AU000000NCP0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to grant, pursuant to and in Mgmt No Action *
accordance with the terms and
conditions of the News Corporation
Share Option Plan Plan, to Mr. C.
Carey an Executive Director of the
Company, 500,000 number of options,
Mr. P. Chernin an Executive Director
of the Company, 1,000,000 number of
options, Mr. D.F. De Voe an Executive
Director of the Company, 500,000
number of options, Mr. J.R. Murdoch
an Executive Director of the Company,
275,000 number of options, Mr. L.K.
Murdoch an Executive Director of the
Company, 375,000 number of options,
and to Mr. A.M. Siskind an Executive
Director of the Company, 500,000
number of options to acquire
preferred limited voting ordinary
2. Approve the payment of an aggregate Mgmt No Action *
of up to AUD 1.85 million
approximately USD 1.2 million per
annum to the Directors, other than any
in full time employment of the Company
or any of its subsidiaries, for their
services as Directors
- -------------------------------------------------------------------------------------------------------
ONESTEEL LTD Agenda: 700422873
CUSIP: Q7134W113 Meeting Type: AGM
Ticker: Meeting Date: 11/17/2003 ISIN: AU000000OST6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements and the Directors
declaration and the report for the YE
30 JUN 2003, together with the
Auditors report to the Members of the
Company
2.1 Re-elect Mr. N.J. Roach as a Director Mgmt No Action *
2.2 Re-elect Mr. P.J. Smedley as a Mgmt No Action *
3. Approve to increase the maximum Mgmt No Action *
aggregate amount payable to the Non-
Executive Directors by way of
Directors remuneration from AUD
1,000,000 to AUD 1,300,000 per annum
- -------------------------------------------------------------------------------------------------------
ORICA LIMITED Agenda: 700434979
CUSIP: Q7160T109 Meeting Type: AGM
Ticker: Meeting Date: 12/17/2003 ISIN: AU000000ORI1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 118486 DUE TO CHANGE IN Voting
THE AGENDA. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
1. Receive and consider the financial Mgmt No Action *
report, the Directors report and the
Auditor s report for the YE 30 SEP
2.1 Re-elect Mrs. Catherine Walter as a Mgmt No Action *
Director, who retires by rotation in
accordance with Rule 58.1 of the
Company s Constitution
2.2 Elect Mr. Peter Kirby as a Director, Mgmt No Action *
who retires by rotation in accordance
with Rule 47 of the Company s
Constitution
2.3 Elect Mr. Michael Tilley as a Mgmt No Action *
Director, who retires by rotation in
accordance with Rule 47 of the
Company s Constitution
- -------------------------------------------------------------------------------------------------------
ORIGIN ENERGY LTD Agenda: 700415804
CUSIP: Q71610101 Meeting Type: AGM
Ticker: Meeting Date: 10/16/2003 ISIN: AU000000ORG5
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the Statements Mgmt No Action *
of Financial Position and Statements
of Financial Performance of the
Company and the entities it
controlled during the year for the YE
30 JUN 2003 and the reports of the
Directors and Auditors thereon
2.1 Elect Ms. Helen M. Nugent as a Mgmt No Action *
2.2 Elect Mr. H. Kevin McCann as a Mgmt No Action *
2.3 Elect Mr. Bruce G. Beeren as a Mgmt No Action *
2.4 Elect Mr. Colin B. Carter as a Mgmt No Action *
3. Approve the grant to Managing Mgmt No Action *
Director Mr. Grant A. King of options
to subscribe for up to one million
fully paid ordinary shares in the
Company at an exercise price equal to
the Origin Energy market price, and
the allotment to Mr. Grant A. King of
up to one million fully paid
ordinary shares in the Company
4. Approve the grant to Executive Mgmt No Action *
Director Mr. Bruce G. Beeren of
options to subscribe for up to five
hundred and fifty thousand fully paid
ordinary shares in the Company at an
exercise price equal to the Origin
Energy market price, and the
allotment to Mr. Bruce G. Beeren of
up to five hundred and fifty thousand
fully paid ordinary shares in the
Company pursuant to the valid
exercise of those options
5. Approve that the maximum sum of fees Mgmt No Action *
payable to the Directors of the
Company and its unlisted subsidiaries
shall be increased by AUD 300,000 to
AUD 950,000 per annum
S.6 Amend Article 64 of the Constitution Mgmt No Action *
of the Company
- -------------------------------------------------------------------------------------------------------
PAPERLINX LTD Agenda: 700415296
CUSIP: Q73258107 Meeting Type: AGM
Ticker: Meeting Date: 10/23/2003 ISIN: AU000000PPX1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non- No Action *
statements and the Directors Voting
declaration and the report for the YE
30 JUN 2003, together with the
Auditor s report
2.a Re-elect Mr. D.G. Abotomey as a Mgmt No Action *
Director, who retires in accordance
with Rule 63.1 of the Company s
Constitution
2.b Re-elect Mr. A.F. Guy as a Director, Mgmt No Action *
who retires in accordance with Rule
63.1 of the Company s Constitution
2.c Re-elect Mr. P.R. Waterworth as a Mgmt No Action *
Director, who retires in accordance
with Rule 63.1 of the Company s
Constitution
3. Approve, for the purpose of Listing Mgmt No Action *
Rules 7.1 and 7.4. to issue of
securities which has been made by the
Company pursuant to the
Institutional Placement
S.4a Amend the Constitution of the Company Mgmt No Action *
by deleting some words from Rule
63.1 and by substitute with new words
in their place
S.4b Amend the Constitution of the Company Mgmt No Action *
by reinstating Rule 97
S.4c Amend the Constitution of the Company Mgmt No Action *
by adding a new Rule 99
- -------------------------------------------------------------------------------------------------------
PATRICK CORPORATION LTD Agenda: 700447255
CUSIP: Q7376V104 Meeting Type: AGM
Ticker: Meeting Date: 2/5/2004 ISIN: AU000000PRK4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
report, the Directors report and the
Auditor s report of the Company for
the YE 30 SEP 2003
2.a Re-elect Mr. Peter Scanlon as a Mgmt No Action *
Director of the Company, who retires
by rotation in accordance with the
Company s Constitution
2.b Elect Mr. Edwin John Cloney as a Mgmt No Action *
Director of the Company, who retires
in accordance with the Company s
Constitution
2.c Elect Mr. Geoff Carmody as a Director Mgmt No Action *
of the Company, who retires in
accordance with the Company s
Constitution
3. Approve to increase the yearly Mgmt No Action *
aggregate sum available to the Non-
Executive Directors of the Company as
remuneration for their services by
AUD 200,000 to AUD 500,000 for the
year commencing 01 OCT 2003
4. Approve to subdivide each of the Mgmt No Action *
existing ordinary shares in the
capital of the Company into three
shares, such subdivision to take
effect from 12 FEB 2004
- -------------------------------------------------------------------------------------------------------
PATRICK CORPORATION LTD Agenda: 700432052
CUSIP: Q7376V104 Meeting Type: OGM
Ticker: Meeting Date: 12/11/2003 ISIN: AU000000PRK4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve, for the purposes of ASX Mgmt No Action *
Listing Rule 7.1, the issue of up to
3.75 million convertible reset
perpetual notes
- -------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD Agenda: 700464465
CUSIP: Q78063114 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: AU000000QBE9
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Mgmt No Action *
reports and the reports of the
Directors and of the Auditor for the
YE 31 DEC 2003
2.a Re-elect Mr. L.F. Bleasel AM as a Mgmt No Action *
Director of the Company, who retires
in rotation in accordance with Clause
76 of the Company s Constitution
2.b Re-elect Honorable N.F. Greiner AC as Mgmt No Action *
a Director of the Company, who
retires in rotation in accordance
with Clause 76 of the Company s
3. Approve, for the purpose of ASX Mgmt No Action *
Listing Rule 10.17 and for all other
purposes, to increase the maximum
aggregate remuneration payable to all
Non-Executive Directors by AUD 700,000
to AUD 2.2 million per FY, such
remuneration to be divided among the
Non-Executive Directors in fixed sums
in such proportions and manner as they
may determine
5. Approve, for the purpose of ASX Mgmt No Action *
Listing Rule 10.14 and for all other
purposes, the grant to the Chief
Executive Officer, Mr. F.M. O Halloran
of conditional rights over a maximum
of 46,474 unissued ordinary shares in
the Company and an option to subscribe
for a maximum of 123,931 unissued
ordinary shares of the Company and the
allotment of ordinary shares in the
Company on satisfaction of the
conditions attached to the conditional
rights and on valid exercise of the
option under the Senior Executive
Equity
S.4 Amend the Company s Constitution, Mgmt No Action *
subject to the passing of Resolution
3, by inserting the new Clause 79A
regarding the Non-Executive Directors
retirement allowances
- -------------------------------------------------------------------------------------------------------
RINKER GROUP LTD Agenda: 700383920
CUSIP: Q8142Y109 Meeting Type: AGM
Ticker: Meeting Date: 7/17/2003 ISIN: AU000000RIN3
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial report and the Mgmt No Action *
reports of the Directors and of the
Auditors for the FYE 31 MAR 2003
2.a Re-elect Mr. Marshall Criser as a Mgmt No Action *
Director of the Company
2.b Re-elect Mr. John Arthur as a Mgmt No Action *
Director of the Company, who retires
in accordance with Clause 56 of the
Company s Constitution
2.c Re-elect Mr. Walter Revell as a Mgmt No Action *
Director of the Company
2.d Re-elect Mr. David Clarke as a Mgmt No Action *
Director of the Company
- -------------------------------------------------------------------------------------------------------
RIO TINTO LTD Agenda: 700465467
CUSIP: Q81437107 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: AU000000RIO1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Authorize the Company to: a) buy back Mgmt No Action *
from Tinto Holdings Australia Pty
Limited of fully paid ordinary shares
in the Company, upon the terms and
conditions in the draft Buy Back
Agreement between the Company and
Tinto Holdings Australia Pty Limited;
and b) on-market buy backs by the
Company of ordinary shares: i) make
market buy back of ordinary shares,
which be bought back on the market by
the Company, not exceeding 10% of the
minimum number of ordinary shares on
issue excluding from that minimum
number those ordinary shares held by
or on behalf of Tinto Holdings
Australia Pty Limited or any other
subsidy or Rio Tinto PLC during such
period; and ii) at a price per
ordinary share of not more than 5%
above the average market price of the
ordinary shares calculated over the
previous 5 business days on the
Australian Stock
2. Approve the Mining Companies Mgmt No Action *
Comparative Plan 2004 and the Share
Option Plan 2004, subject to such
modifications deemed necessary by the
Directors to take account of the
requirements of Australian Stock
Exchange Limited, London Stock
Exchange Limited or prevailing
practice
3. Authorize the Directors, subject to Mgmt No Action *
the passing of Resolution 2, to grant
any or all of the following before 22
APR 2007: a) options over ordinary
shares under the Mining Companies
Comparative Plan 2004; b) conditional
awards of ordinary shares under the
Mining Companies Comparative Plan
2004; and c) options under the Share
Savings Plan, to Mr. Leigh Oxford of
871,000 options and 580,000 shares and
Mr. Oscar Greeneveld of 303,000 and
212,000 shares
4. Elect Sir John Kerr as a Director Mgmt No Action *
5. Re-elect Mr. Leigh Clifford as a Mgmt No Action *
Director
6. Re-elect Mr. Guy Elliott as a Mgmt No Action *
7. Re-elect Sir Richard Sykes as a Mgmt No Action *
Director
8. Re-elect Sir Richard Giordano as a Mgmt No Action *
Director
9. Approve the remuneration report set Mgmt No Action *
out in the 2003 annual review an the
2003 annual report and the financial
statements
10 Re-appoint PricewaterhouseCoopers LLP Mgmt No Action *
as the Auditors of Rio Tinto Plc
until the conclusion of the next AGM
and authorize the Audit Committee to
determine their remuneration
11. Receive the Company s financial Mgmt No Action *
statements, the report of the
Directors and the report of the
Auditors for YE 31 DEC 2003
- -------------------------------------------------------------------------------------------------------
SANTOS LTD Agenda: 700482172
CUSIP: Q82869118 Meeting Type: AGM
Ticker: Meeting Date: 5/7/2004 ISIN: AU000000STO6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the financial Non- No Action *
report for the YE 31 DEC 2003 and the Voting
reports of the Directors and the
Auditors thereon
2.1 Re-elect Mr. Richard Michael Harding Mgmt No Action *
as a Director, who retires in
accordance with Article 96 of the
Company s Constitution
2.2 Re-elect Mr. Professor Judith Sloan Mgmt No Action *
as a Director, who retires in
accordance with Article 99 of the
Company s Constitution
2.3 Re-elect Mr. Stephen Gerlach as a Mgmt No Action *
Director, who retires in accordance
with Article 99 of the Company s
Constitution
3. Approve to increase Directors fees Mgmt No Action *
to AUD 1,500,000 per year
- -------------------------------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED Agenda: 700426910
CUSIP: Q8563C107 Meeting Type: AGM
Ticker: Meeting Date: 11/27/2003 ISIN: AU000000SHL7
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Re-elect Mr. Barry Patterson as Mgmt No Action *
Director of the Company, who retires
in accordance with Article 71 of the
Company s Constitution
2. Re-elect Mr. Colin Jackson as Mgmt No Action *
Director of the Company, who retires
in accordance with Article 71 of the
Company s Constitution
3. Re-elect Dr Michael Robinson as Mgmt No Action *
Director of the Company, who retires
in accordance with Article 71 of the
Company s Constitution
4. Approve, for the purposes of Listing Mgmt No Action *
7.2 of Australian Stock Exchange
Limited and for all other purposes,
the issue of options to acquire
ordinary shares under and in
accordance with the terms of the
Sonic Healthcare Limited Employee
5. Approve to amend the expiry date for Mgmt No Action *
the options originally issued to Dr.
Colin Goldschmidt (Managing Director)
to acquire 3 million ordinary shares
in the capital of the Company at AUD
5.32 each, as approved by
shareholders of the Company on 15 NOV
1999, from 20 April 2005 to 20
6. Approve to amend the expiry date for Mgmt No Action *
the options originally issued to Mr.
Christopher Wilks (Finance Director)
to acquire 1.5 million ordinary
shares in the capital of the Company
at AUD 5.32 each, as approved by
shareholders of the Company on 15 NOV
1999, from 20 April 2005 to 20
S.7 Amend the Constitution of the Company Mgmt No Action *
by reinstating Articles 113, 114 and
115
- -------------------------------------------------------------------------------------------------------
SOUTHCORP LIMITED Agenda: 700413886
CUSIP: Q8595V107 Meeting Type: AGM
Ticker: Meeting Date: 10/14/2003 ISIN: AU000000SRP7
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Director s Mgmt No Action *
report, the financial statements and
the Independent audit report for the
YE 30 JUN 2003
2.a Elect Mr. T.P. Burnet as a Director Mgmt No Action *
in accordance with Article 106 of the
Company s Constitution, who retires
in accordance with Article 107 of the
Company s Constitution
2.b Elect Mr. J.W. Murphy as a Director Mgmt No Action *
in accordance with Article 104 of the
Company s Constitution
2.c Elect Mr. E.J.J. Pope as a Director Mgmt No Action *
in accordance with Article 104 of the
Company s Constitution
4.a Approve, for all purposes under the Mgmt No Action *
Listing Rules of Australian Stock
Exchange Limited, to grant option to
Mr. John Charles Ballard to subscribe
for up to 2,000,000 fully paid
ordinary shares in the capital of the
Company exercisable at AUD 36 per
share, being the weighted average
price per share of the Company s
shares on the ASX over the 5 trading
days before 20 MAR 2003, subject to in
accordance with the terms of the
Managing Director Share Option Deed
and the allotment to Mr. Ballard of up
to 2,000,000 fully paid ordinary
shares in the capital of the Company,
upon the valid exercise of the options
described in paragraph (i) of this
resolution, subject to and in
accordance with the terms of the Deed
referred in paragraph of this
resolution
4.b Approve, for all purposes under the Mgmt No Action *
Corporation Act, including for the
purpose of Section 208 of the
Corporation Act, to permit the
Company to enter into the Managing
Director Share Option Deed, pursuant
to which Mr. John Charles Ballard
will be granted options to subscribe
for up to 2,000,000 fully paid
ordinary shares in the capital of the
Company
5.a Approve, for all purposes under the Mgmt No Action *
Listing Rules of Australian Stock
Exchange Limited, the allotment to
Mr. Thomas Palmer Burnet of up to
250,000 fully paid ordinary shares in
the capital of the Company, upon the
valid exercise of options with
respect to those shares granted prior
to his becoming a Director of the
5.b Approve, for all purposes under the Mgmt No Action *
Listing Rules of Australian Stock
Exchange Limited, the grant of option
to Mr. Thomas Palmer Burnet to
subscribe for up to 500,000 fully paid
ordinary shares in the capital of the
Company in two equal tranches of
250,000 option each, exercisable at
the weighted average price per share
of the Company s shares on the ASX
over the 5 trading days before the
date the particular tranche of options
is granted, subject to and in
accordance with the terms of the
Executive Director Share Option Deed
5.c Approve, for all purposes under the Mgmt No Action *
Corporation Act, including for the
purposes of Section 208 of the
Corporation Act, to permit the
Company to enter into the Executive
Director Share Option Deed, pursuant
to which Mr. Thomas Plamer Burnet
will be granted options to subscribe
for up to 500,000 fully paid ordinary
shares in the capital of the
Company, exercisable subject to and
in accordance with the terms of that
S.3 Re-appoint Mr. R.I. Oitley as a Mgmt No Action *
Director of the Company in accordance
with Caluse 201C(B) of the
Corporations Act and Article 109(1)
of the Company s Constitution, until
the next AGM of the Company
- -------------------------------------------------------------------------------------------------------
STOCKLAND Agenda: 700414167
CUSIP: Q8773B105 Meeting Type: AGM
Ticker: Meeting Date: 10/20/2003 ISIN: AU000000SGP0
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and consider the Directors Non- No Action *
report and the financial statements Voting
for the YE 30 JUN 2003 together with
the Auditors report
2. Re-elect Mr. T.W. Williamson as a Mgmt No Action *
Director who retires in accordance
with the Company s Constitution
3. Re-elect Mr. M.J. Quinn as a Director Mgmt No Action *
who retires by rotation in
accordance with the Company s
4. Re-elect Mr. D.J. Fairfull as a Mgmt No Action *
Director who retires by rotation in
accordance with the Company s
Constitution
5. Approve to increase the maximum Mgmt No Action *
aggregate payment limit for Directors
fee from AUD 600,000 per annum
excluding superannuation to AUD
950,000 per annum excluding
superannuation
S.6 Approve and ratify, for the purpose Mgmt No Action *
of ASX Listing Rules 7.1 and 7.4, the
Constitutions of the Corporation and
the Trust and the Corporations Act,
the issue of 60,000,000 stapled
securities at AUD 4.75 per stapled
security on 08 APR 2003, in private
placement
S.7 Approve and ratify, for the purpose Mgmt No Action *
of Constitutions of the Corporation
and the Trust and the Corporations
Act, the issue of 228,032,182 stapled
securities at AUD 5.01 per stapled
security from 12 JUN 2003 to 24 JUL
2003, under the off-market takeover
bid for all the units in the AMP
Diversified Property Trust
- -------------------------------------------------------------------------------------------------------
SUNCORP METWAY LIMITED Agenda: 700417620
CUSIP: Q8802S103 Meeting Type: AGM
Ticker: Meeting Date: 10/29/2003 ISIN: AU000000SUN6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements and the reports of the
Directors and the Auditors for the YE
30 JUN 2003
2.1 Re-elect Dr. I. D. Blackburne as a Mgmt No Action *
Director of the Company, who retires
by rotation
2.2 Elect Mr. J. J. Kennedy as a Director Mgmt No Action *
of the Company, who retires by
2.3 Elect Mr. W. J. Bartlett as a Mgmt No Action *
Director of the Company, who retires
2.4 Re-elect Mr. C. Skilton, who retires Mgmt No Action *
by rotation
3. Approve the terms of the Suncorp Mgmt No Action *
Metway dividend reinvestment plan
under listing rule 7.2 and 10.2
- -------------------------------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED TAH Agenda: 700421984
CUSIP: Q8815D101 Meeting Type: AGM
Ticker: Meeting Date: 10/30/2003 ISIN: AU000000TAH8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements and the reports of the
Directors and of the Auditor in
respect of the YE 30 JUN 2003
2.A Re-elect Mr. A.G.Hodgson as a Mgmt No Action *
2.B Re-elect Mr. R.F.E. Warburton as a Mgmt No Action *
Director
4. Approve that the maximum aggregate Mgmt No Action *
amount out of which Directors fees
may be paid to all Directors by the
Company and subsidiaries of the
Company for their services as
Directors of the Company or of such
subsidiaries, in respect of each
financial year of the Company
commencing 1 JUL 2003, be increased
from a total of AUD 1,200,000 per
annum to a total of AUD 1,500,000 per
annum
5. Approve the implementation and Mgmt No Action *
administration of the TABCORP
Holdings Limited Long Term
Performance Plan for eligible
Executives of the Company in
accordance with the Rules of the
TABCORP Holdings Limited Long Term
6. Approve the implementation and Mgmt No Action *
administration of the TABCORP
Holdings Limited Deferred Share Plan
for eligible employees of the Company
in accordance with the Rules of the
TABCORP Holdings Limited Deferred
Share Plan
7. Approve that, subject to the passage Mgmt No Action *
of the resolutions proposed in items 5
and 6, in accordance with ASX Listing
Rule 10,14, the Company is hereby
authorized to grant to the Managing
Director and Chief Executive Officer
of the Company, Mr. Matthew Slatter,
any or all of the following during the
three year period
following the AGM on 30 OCT 2003: a.
Performance Options over ordinary
shares pursuant to the Company s Long
Term Performance Plan; b. Share Rights
over ordinary shares pursuant to the
Company s Long Term Performance Plan;
and c. Fully paid ordinary shares (
Shares) pursuant to the Company s
Deferred Share Plan; in quantities not
exceeding those set out below:
Securities Plan Maximum number
Performance Options Long Term
Performance Plan 1.500,000 Share
Rights Long Term Performance Plan
140,000 Shares Deferred
8. Approve that, subject to the passage Mgmt No Action *
of the resolutions proposed in Items 5
and 6, for the purposes of ASX Listing
Rule 7.2 Exception 9, the Company
hereby approves the issue of: a.
Performance Options over ordinary
shares pursuant to the Company s Long
Term Performance Plan; b. Share Rights
over ordinary shares pursuant to the
Company s Long Term Performance Plan;
and c. Fully paid ordinary shares
pursuant to the Company s Deferred
Share Plan, during the three year
period following the AGM on 30 OCT
2003 as an exception to ASX Listing
Rule 7.1
9. Approve that, for the purpose of Mgmt No Action *
Exception 7 in ASX Listing flule 7,2,
Exception 3 in ASX Listing Rule
10.12 and for all other purposes,
approval be given to the terms of the
TABCORP Holdings Limited Dividend
Reinvestment Plan
S.3 Approve that, subject to receiving Mgmt No Action *
the written approval of the New South
Wales Casino Control Authority and
with effect from the later of the
passing of this resolution and the
receipt of that approval, the
Constitution tabled at the meeting and
signed by the Chairman for the purpose
of identification be approved and
adopted as the Constitution of the
Company in substitution for and to the
exclusion of the existing Constitution
of the Company
- -------------------------------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND LTD Agenda: 700409320
CUSIP: Q89499109 Meeting Type: AGM
Ticker: Meeting Date: 10/9/2003 ISIN: NZTELE0001S4
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Directors to fix the Mgmt No Action *
Auditors remuneration
2. Re-elect Dr. Roderick Deane as a Mgmt No Action *
Director of the Company
3. Re-elect Mr. Paul Baines as a Mgmt No Action *
Director of the Company
4. Grant authority to pay the Mgmt No Action *
remuneration of not more in aggregate
than NZD 1,50,000 per annum to the
Directors of the Company for their
services as Directors of the Company
and its subsidiaries
5. Elect Mr. Lindsay Pyne as a Director Mgmt No Action *
of the Company
6. Authorize the Company s Board of Mgmt No Action *
Directors to issue to Ms. Theresa
Gattung during the period to 30 SEP
2006 of up to 500,000 ordinary shares
in the Company, under the
Performance Incentive Scheme
7. Authorize the Company s Board of Mgmt No Action *
Directors to issue to Ms. Theresa
Gattung during the period to 30 SEP
2006 of up to 1,500,000 options to
acquire ordinary shares in the
Company, under the Performance Option
Scheme
- -------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED Agenda: 700419446
CUSIP: Q8975N105 Meeting Type: AGM
Ticker: Meeting Date: 11/14/2003 ISIN: AU000000TLS2
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT ALTHOUGH THERE ARE 7 Non- No Action *
CANDIDATES STANDING FOR ELECTION, Voting
YOU MAY ONLY ELECT A MAXIMUM OF 5
CANDIDATES.
1. Chairman and CEO presentations Mgmt No Action *
2.A Re-elect Mr. John Fletcher as a Mgmt No Action *
Director
2.B Re-elect Mr. Donald McGauchie as a Mgmt No Action *
Director
2.C Elect Mr. Mervyn Vogt as a Director Mgmt No Action *
2.D Re-elect Mr. John Ralph as a Director Mgmt No Action *
2.E Re-elect Mr. John Stocker as a Mgmt No Action *
2.F Elect Mr. Leonard Cooper as a Mgmt No Action *
2.G Elect Mr. Kevin Bentley as a Director Mgmt No Action *
3. Approve that the maximum aggregate Mgmt No Action *
remuneration payable out of the funds
of the Company to non-Executive
Directors of the Company for their
services as Directors including their
service on a committee of Directors
be increased by AUD 170,000 per annum
to AUD 1,320,000 per annum
S.4 Amend the Constitution of the Company Mgmt No Action *
to give the Board discretion as to
the appointment of a Deputy Chairman
and that accordingly the Constitution
tabled at the meeting, and signed
for the purposes of identification by
the Company Secretary, be adopted as
the Constitution of the Company in
place of the present Constitution
- -------------------------------------------------------------------------------------------------------
THE WAREHOUSE GROUP LTD Agenda: 700427796
CUSIP: Q90307101 Meeting Type: AGM
Ticker: Meeting Date: 11/28/2003 ISIN: NZWHSE0001S6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the annual Mgmt No Action *
report, the financial statements and
the Auditors report for the YE 31
2.1 Re-elect, in accordance with the Mgmt No Action *
Constitution, Mr. P.G. Inger as a
Director, who retires by rotation
2.2 Re-elect, in accordance with the Mgmt No Action *
Constitution, Mr. J.R. Avery as a
Director, who retires by rotation
2.3 Re-elect, in accordance with the Mgmt No Action *
Constitution, Mr. J.C. Dahlsen as a
Director, who retires by rotation
3. Re-appoint, pursuant to Section Mgmt No Action *
200(1) of the Companies Act 1993,
Ernst & Young as the Auditors and
authorize the Directors to fix their
remuneration for the ensuing year
S.4 Amend the Company s Constitution by: Mgmt No Action *
i) deleting Section 37.6 and
inserting a new Section 37.6; ii)
removing the reference to Part 1 of
the Companies Amendment Act 1963 in
Clause 4.2(e)(i) of the Constitution
by deleting that clause, deleting the
reference to i, ii, iii in Clause
4.2(e)(iv) and replacing it with i or
ii and consequently renumbering the
remaining subsidiaries-paragraphs in
Clause 4.2; and iii) inserting words
in Clause 33.3 of the Constitution
5. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
TRANSURBAN CARS TRUST Agenda: 700424651
CUSIP: Q9194A106 Meeting Type: AGM
Ticker: Meeting Date: 11/11/2003 ISIN: AU000000TCL6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the combined Non- No Action *
financial statements of the Companies Voting
and the Trust for the YE 30 JUN 2003
(Group accounts) and the financial
statements of the Companies for the
YE 30 JUN 2003 (Company accounts) and
the reports of the Directors, the
responsible entity of the Trust and
the Auditors on the Group accounts
end the reports of the Directors and
the Auditors on the Company accounts
2.a Elect Mr. David John Ryan as a Mgmt No Action *
Director, who retires in accordance
with the Constitution
2.b Elect Mr. Peter Charles Byers as a Mgmt No Action *
Director, who retires in accordance
with the Constitution
2.c Elect Mr. Laurence Grimes Cox as a Mgmt No Action *
Director, who retires in accordance
with the Constitution
3. Approve, for the purposes of ASX Mgmt No Action *
Listing Rules 7.1 and 7.4, the issue
of 750,000 convertible adjusting rate
securities cars by Transurban Cars
Trust in APR 2003, to the extent
they constitute options over
Transurban Group stapled securities
- -------------------------------------------------------------------------------------------------------
WESFARMERS LTD Agenda: 700423786
CUSIP: Q95870103 Meeting Type: AGM
Ticker: Meeting Date: 11/3/2003 ISIN: AU000000WES1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive and consider the financial Non- No Action *
statements and the reports of the Voting
Directors and of the Auditors for the
YE 30 JUN 2003
1.a Re-elect Mrs. P.A. Cross as a Mgmt No Action *
1.b Re-elect Mr. T.J. Flugge as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
1.c Re-elect Mr. L.A. Giglia as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
1.d Re-elect Mr. C. Macek as a Director, Mgmt No Action *
who retires in accordance with the
Company s Constitution
S.2 Amend the Company s Constitution Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
WESFARMERS LTD Agenda: 700430820
CUSIP: Q95870103 Meeting Type: OGM
Ticker: Meeting Date: 12/5/2003 ISIN: AU000000WES1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve, subject to the receipt from Mgmt No Action *
the Australian Taxation Office of a
Class Ruling, and in accordance with
Section 256C(1) of the Corporations
Act 2001, to reduce the share capital
of the Company by paying the sum of
AUD 2.50 per fully paid ordinary share
on issue on the Record date to each
holder of fully paid ordinary shares
in the Company on the Record
- -------------------------------------------------------------------------------------------------------
WESTFIELD HOLDINGS LTD Agenda: 700421415
CUSIP: Q97053104 Meeting Type: AGM
Ticker: Meeting Date: 11/14/2003 ISIN: AU000000WSF8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Adopt the reports and the accounts Mgmt No Action *
2. Re-elect Ms. Carla Zampatti AM as a Mgmt No Action *
Director
3. Re-elect Mr. Robert A Ferguson as a Mgmt No Action *
Director
4. Re-elect Mr. David H Lowy AM as a Mgmt No Action *
Director
5. Re-elect Mr. Frank P Lowy AC as a Mgmt No Action *
Director
- -------------------------------------------------------------------------------------------------------
WESTFIELD HOLDINGS LTD Agenda: 700534729
CUSIP: Q97053104 Meeting Type: OGM
Ticker: Meeting Date: 6/25/2004 ISIN: AU000000WSF8
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
2. Approve, Westfield Holdings Limited Mgmt No Action *
and any entity it controls be
authorized to give financial benefits
under the Stapling Deed or pursuant
to any transaction entered into in
accordance with the Stapling Deed to
any related party of Westfield
Holdings Limited including, without
limitations, to the responsible
entities of the Westfield Trust and
the Westfield America Trust and their
controlled entities and to the
Directors of Westfield Holdings
Limited receiving consequential
indirect financial benefits from
holding stapled securities both the
Stapling Deed and the Master Guarantee
Deed Poll
S.1 Adopt, the Constitution of Westfield Mgmt No Action *
Holdings Limited in substitution for
the present Constitution of Westfield
Holdings Limited, witheffect on and
from the date on which an order of the
Supreme Court of New South Wales Court
approving the proposed Scheme of
arrangement between Westfield Holdings
Limited and its ordinary shareholders
to be considered at a meeting of
ordinary shareholders of Westfield
Holdings Limited on or about 25 JUN
2004 pursuant to an order of the Court
is lodged with the Australian
Securities and Investments Commission
- -------------------------------------------------------------------------------------------------------
WESTFIELD TRUST Agenda: 700531797
CUSIP: Q97144101 Meeting Type: EGM
Ticker: Meeting Date: 6/25/2004 ISIN: AU000000WFT6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend, subject to the effective from Mgmt No Action *
the date on which an order of the
Supreme Court of New South Wales
Court approving the Scheme of
Arrangement between Westfield
Holdings Limited and its shareholders
to be considered, the constitution
of the Westfield Trust in accordance
with the provisions of the
Supplemental Deed Poll as prescribed
2. Approve, subject to the Supplemental Mgmt No Action *
Deed Poll having been lodged with the
Australian Securities and Investment
Commission, that the units in
Westfield Trust, shares in Westfield
Holdings Limited and units in the
Westfield America Trust become stapled
securities involving a distribution
being made by the
Westfield Trust so that its
unitholders can acquire Westfield
Holdings Limited shares and Westfield
America Trust units as prescribed
- -------------------------------------------------------------------------------------------------------
WMC RESOURCES LTD Agenda: 700465203
CUSIP: Q9737U106 Meeting Type: AGM
Ticker: Meeting Date: 4/6/2004 ISIN: AU000000WMR6
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive and approve the financial Non- No Action *
report and the reports of the Voting
Directors and of the Auditor for the
YE 31 DEC 2003
1.a Re-elect Mr. P.J. Knight as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
1.b Re-elect Mr. I.E. Webber as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Constitution
1.c Elect Mr. G.W. McGregor as a Mgmt No Action *
Director, who retires in accordance
with the Company s Constitution
1.d Elect Mr. G.J. Pizzey as a Director, Mgmt No Action *
who retires in accordance with the
Company s Constitution
- -------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP Agenda: 700431226
CUSIP: Q97417101 Meeting Type: AGM
Ticker: Meeting Date: 12/11/2003 ISIN: AU000000WBC1
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the annual Non- No Action *
financial report, Directors report Voting
and Auditors report of Westpac for
the YE 30 SEP 2003
2.a Re-elect Ms. Helen Ann Lynch who Mgmt No Action *
retires in accordance with Articles
9.2 and 9.3 of the Constitution, as a
Director of Westpac Banking
2.b Elect Ms. Carolyn Judith Hewson, Mgmt No Action *
being a Director appointed since last
AGM and who offers herself for
election pursuant to Article 9.7 of
the Constitution, as a Director of
Westpac Banking Corporation
2.c Elect Mr. Peter David Wilson, being a Mgmt No Action *
Director appointed since last AGM
and who offers himself for election
pursuant to Article 9.7 of the
Constitution, as a Director of
Westpac Banking Corporation
3. Approve (a) for all purposes under Mgmt No Action *
the Listing Rules of the ASX Limited
for: (i) the grant of performance
options to Dr David Raymond Morgan, in
three tranches of 713,000 options
each, on 01 MAR 2004, 01 MAR 2005 and
01 MAR 2006 and a fourth tranche of
594,167 options on 01 DEC 2006, to
subscribe for or acquire a total of
2,733,167 fully paid ordinary shares
in the capital of Westpac Banking
Corporation. Performance options will
be exercisable at the volume weighted
average price per share of Westpac
Banking Corporation shares on the ASX
Limited over the five trading days
before the date of grant of the
relevant tranche, subject to and in
accordance with the terms of the Chief
Executive Securities Agreement 2003;
(ii) the grant of options (being
performance share rights) to Dr Davis
Raymond Morgan in three tranches of
218,000 performance share rights each
on 01 MAR 2004, 01 MAR 2005, 01 MAR
2006 and a fourth tranche of 181,667
performance share rights on 01 DEC
2006, to subscribe for or acquire a
total of 835,667 fully paid ordinary
shares in the capital of Westpac
Banking Corporation for no monetary
payment, subject to and in accordance
with the terms of the Agreement; and
(iii) the allotment to Dr David
Raymond Morgan of a maximum of
3,568,834 fully paid ordinary shares
in the capital Westpac Banking
Corporation upon the valid exercise of
the options described in paragraphs
(i) and (ii) subject to and in
accordance with the terms of the
Agreement, (b) for all purposes under
the Corporation Act 2001 to permit
Westpac Banking Corporation to give
effect to the Chief Executive
Securities Agreement 2003, pursuant to
which Dr David Raymond Morgan will be
granted options to subscribe for or
acquire a maximum of 3,568,834 fully
paid ordinary shares in the capital of
Westpac Banking Corporation,
exercisable subject to and in
accordance with the terms of
4. Increase the yearly maximum sum Mgmt No Action *
available to the Non-executive
Directors of Westpac Banking
Corporation as remuneration for their
services form AUD 1.5 million to AUD
2.5 million, form the year commencing
01 JAN 2004, to be divided amongst
them in a manner they may
5. Consider and approve that (a) Westpac Mgmt No Action *
Banking Corporation grant to each
Director and former Director of
Westpac who, at Westpac s request,
holds office as a trustee of the
Westpac Foundation, being an indemnity
upon or substantially in accordance
with terms in the form of the deed;
(b) Westpac execute and deliver to
each indemnified Director a deed in or
substantially to the effect of the
form of the deed; (c) approval be
given to the due performance by
Westpac of each deed so executed and
delivered to such Indemnified
Director; (d) Westpac give to each
Indemnified Director all financial
benefits involved in the execution and
the performance by Westpac of a deed
so executed and delivered to the
Indemnified Director
- -------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD Agenda: 700424170
CUSIP: Q98418108 Meeting Type: AGM
Ticker: Meeting Date: 11/21/2003 ISIN: AU000000WOW2
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
reports of the Company and the
consolidated entity and the
declaration by the Directors and
reports of the Directors and the
Auditors thereon for the financial
period ended 29 JUN 2003
2.a Re-elect Mr. James Alexander Strong Mgmt No Action *
as a Director, who retires by
rotation in accordance with Article
10.3 of the Company s Constitution
2.b Re-elect Dr. Roderick Sheldon Deane Mgmt No Action *
as a Director, who retires by
rotation in accordance with Article
10.3 of the Company s Constitution
S.3 Approve to alter Company s Mgmt No Action *
Constitution by: a) inserting new
Articles 5.12 to 5.19, both inclusive,
relating to take-over
approval provisions on the same terms
as Articles 5.12 to 5.19, both
inclusive, of the Constitution which
will cease to apply from 21 NOV 2003
and; b) inserting in Article 1.1 the
new definition of notice; c) by
capitalizing Notice where it appears
in the Constitution in relation to any
notice that may be given by the
Company to any Member Director or any
other person
- -------------------------------------------------------------------------------------------------------
DNB NOR ASA Agenda: 700486360
CUSIP: R1812S105 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: NO0010031479
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Amend the Articles of Association Mgmt No Action *
2. Elect 10 Members to the Supervisory Mgmt No Action *
Board
3. Elect 1 Deputy to Control Committee Mgmt No Action *
4. Elect 4 Members to the Election Mgmt No Action *
Committee
5. Approve the 2003 annual report and Mgmt No Action *
accounts including the distribution
of dividends
6. Approve the Statutory Auditors Mgmt No Action *
remuneration
7. Approve the remuneration Mgmt No Action *
8. Approve the renewal of Power of Mgmt No Action *
Attorney to re-purchase own shares
9. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve the
matters presented by a shareholder
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO A S Agenda: 700503940
CUSIP: R61115102 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: NO0005052605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the annual accounts and the Mgmt No Action *
report for 2003 for Norsk Hydro ASA
and the Group and the payment of
dividend
2. Approve the remuneration to the Mgmt No Action *
3. Approve to change the Company s Mgmt No Action *
Articles of Association 7
4. Elect the Members and Deputies to the Mgmt No Action *
Corporate Assembly
5. Approve the remuneration to the Mgmt No Action *
Corporate Assembly
6. Approve the buy-back of own shares Mgmt No Action *
7. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: approve the
bonus schemes shall not form part of
the President and CEO s remuneration
- -------------------------------------------------------------------------------------------------------
NORSK HYDRO A S Agenda: 700438460
CUSIP: R61115102 Meeting Type: EGM
Ticker: Meeting Date: 1/15/2004 ISIN: NO0005052605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to reduce the share capital Mgmt No Action *
of the Company by NOK 52,844,440 from
NOK 5,331,933,000 to NOK 5,279,088,560
following the cancellation of
1,484,300 treasury shares and the
redemption of 1,157,922 shares owned
by the state represented by the
Ministry of Trade and Industry against
payment of a sum of NOK 444,958,166 to
the state, represented by the ministry
of Trade
2. Approve the demerger Plan dated 28 Mgmt No Action *
NOV 2003
3. Approve to replace the current board Mgmt No Action *
of AgriHold by a new Board on the
date when the demerger is registered
and comes in to force
4. Approve to select four Members to the Mgmt No Action *
election Committee of AgriHold ASA
5. Approve the granting of authority to Mgmt No Action *
AgriHold s new Board to increase
AgriHold s share capital by issuing
up to 15 million new shares
- -------------------------------------------------------------------------------------------------------
ORKLA ASA Agenda: 700478375
CUSIP: R67787102 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: NO0003733800
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the annual accounts for 2003 Mgmt No Action *
for Orkla ASA and the Orkla Group and
the annual report of the Board of
Directors; approval of a share
dividend for 2003 of NOK 29 per share,
except for shares owned by the
2. Approve to reduce the capital by Mgmt No Action *
redemption of the Company s own
3. Grant authority to acquire the Mgmt No Action *
Company s own shares
4. Elect the Members and the Deputy Mgmt No Action *
Members to the Corporate assembly
5. Approve the remuneration for the Mgmt No Action *
corporate assembly s Members and the
Deputy Members
6. Elect 2 Members to the Nominating Mgmt No Action *
Committee, CFR. Article 18 of the
Article of Association
7. Approve the Auditor s remuneration Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SCHIBSTED ASA Agenda: 700501871
CUSIP: R75677105 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: NO0003028904
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Elect the Chairman of the AGM Mgmt No Action *
10. Approve the remuneration to the Board Mgmt No Action *
of Directors for the period 2004-
11. Approve the Election Committees Mgmt No Action *
statement regarding its work in 2003-
2004
12. Approve the remuneration to the Mgmt No Action *
Election Committee for the period
2003-2004.
13. Elect the Election Committee for 2 Mgmt No Action *
years
2. Approve the notice and the agenda for Mgmt No Action *
the AGM
3. Elect two representatives to sign the Mgmt No Action *
protocol from the AGM together with
the Chairman of the AGM
4. Approve the annual accounts and the Mgmt No Action *
Board of Directors annual report for
Schibsted ASA and the Group, for year
2003
5. Approve of the proposed allocation of Mgmt No Action *
dividend for year 2003, NOK 3.00 per
share, with shares owned by
Schibsted ASA excluded
6. Approve the remuneration to the Mgmt No Action *
Company s Auditor, in the aggregate
of NOK 550,000
7. Approve the proposal to give the Mgmt No Action *
Board of Directors a renewed proxy to
buy shares in Schibsted ASA, valid
until the next AGM in Schibsted in
8. Approve the change in 3 of Company s Mgmt No Action *
Articles of Association
9. Elect the shareholders Board Members Mgmt No Action *
and the Deputies
- -------------------------------------------------------------------------------------------------------
NORSKE SKOGINDUSTRIER ASA Agenda: 700472638
CUSIP: R80036115 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: NO0004135633
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT A BENEFICIAL OWNER SIGNED Voting
POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. SHOULD
YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE AT ADP. THANK YOU
1. Approve to adopt the annual report Mgmt No Action *
and the accounts for 2003 of Norske
Skogindustrier ASA and the Group
2. Approve to allocate the annual profit Mgmt No Action *
for 2003, including distribution of
dividend for Norske Skogindustrier
3. Approve to determine the remuneration Mgmt No Action *
of the Members of the Corporate
Assembly
4. Approve the Auditors fee Mgmt No Action *
5. Elect a new Auditor Mgmt No Action *
6. Elect the Members and the Deputy Mgmt No Action *
Members of the Corporate Assembly
7. Elect 3 Members to the Election Mgmt No Action *
Committee
8. Authorize the Board of Directors to Mgmt No Action *
purchase the Company s own shares
- -------------------------------------------------------------------------------------------------------
STOREBRAND ASA Agenda: 700486663
CUSIP: R85746106 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: NO0003053605
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Opening of the annual meeting Mgmt No Action *
10. Approve to fix the number of Members Mgmt No Action *
of the Board or Representatives and
elect the Members and the Deputies
11. Elect the Members of the Election Mgmt No Action *
Committee
12. Elect the Members and Deputies to the Mgmt No Action *
Control Committee
13. Approve to fix the remuneration of Mgmt No Action *
the Members of the Board or
Representatives, the Election
Committee and the Control Committee
14. Elect the New Auditor Mgmt No Action *
15. Amend the Articles of Association Mgmt No Action *
16. Approve to fix the Auditor s fee Mgmt No Action *
17. Closing of the AGM Mgmt No Action *
2. Approve the notice and agenda Mgmt No Action *
3. Receive the Register showing Mgmt No Action *
shareholders present and proxies
4. Elect 2 people to sign the minutes of Mgmt No Action *
the meeting together with the
Chairman of the meeting
5. Approve the Management report Mgmt No Action *
6. Receive and approve the 2003 annual Mgmt No Action *
report and accounts for the Company
and the Group; and declare a dividend
of NOK 0.80 per share for 2003
7. Approve the corporate governance in Mgmt No Action *
the Storebrand Group
8. Authorize the Board to issue new Mgmt No Action *
shares to employees up to NOK 3
9. Authorize the Board to buy back up to Mgmt No Action *
10% of own shares
- -------------------------------------------------------------------------------------------------------
TANDBERG ASA Agenda: 700479961
CUSIP: R88391108 Meeting Type: EGM
Ticker: Meeting Date: 4/15/2004 ISIN: NO0005620856
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN ANNUAL Non- No Action *
GENERAL MEETING. THANK YOU. Voting
1. Opening of the meeting by the Mgmt No Action *
Chairman of the Board and summary of
shareholders present
2. Elect the Chairman for the meeting Mgmt No Action *
and two individuals to countersign
the minutes
3. Approve the notice and the agenda Mgmt No Action *
4. Approve the Management status report Mgmt No Action *
5. Approve the annual accounts for 2003, Mgmt No Action *
including the motion of dividend
6. Approve to determine the fees payable Mgmt No Action *
to the Board of Directors,
nominating Committee and the Auditors
7. Elect the Board and the Nominating Mgmt No Action *
Committee
8. Authorize the Board to increase the Mgmt No Action *
share capital
- -------------------------------------------------------------------------------------------------------
TOMRA SYSTEMS ASA Agenda: 700485495
CUSIP: R91733114 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: NO0005668905
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the notice and the agenda Mgmt No Action *
2. Elect 2 shareholders to co-sign the Mgmt No Action *
meetings protocol
3. Approve the report by the Management Mgmt No Action *
on the status of the Company
4. Approve the annual accounts of the Mgmt No Action *
Company and the Group
5.A Authorize the Board of Directors to Mgmt No Action *
conduct directed issues of up to
17,800,000 shares 9.9% with a par
value of NOK 1 at a price close to the
market value at the time of issue and
the issue can also be utilized as
payment connected to mergers with or
acquisitions of Companies; Authority
is valid until ordinary shareholders
meeting in spring 2005
5.B Authorize the Board to increase the Mgmt No Action *
share capital through directed issues
to employees in the TOMRA Groups as
follows: a) for the options program
for employees for the period 2005-10:
up to 2,200,000 shares 1.2% with a par
value of NOK 1 at a price equal the
share price at the end of 2004; b) for
the option program for employees for
the period 2000-05: up to 240,000
shares 0.1% with a par value of NOK 1
at a price of NOK 68.00; c) and for
the option program for employees for
the period 2001-06: up to 210,000
shares 0.1% with a par value of NOK 1
at a price of NOK 171,000; Authority
is valid until the shareholders
meeting in the spring 2006
5.C Authorize the Board to increase the Mgmt No Action *
share capital through directed issues
to Managers in the TOMRA Group at a
strike price equal to the market
price when the option is granted as
follows: a) for the option program
for Managers for the period 2004-06:
up to 2,400,000 shares 1.3% with a
par value of NOK 1; b) for the option
program for Managers for the period
2005-07: up to 2,400,000 shares 1.3%
with a par value of NOK 1;
Authority is valid until the
shareholders meeting in the spring
6. Approve the remuneration of Board as Mgmt No Action *
follows: Board Chair: NOK 450,000;
External Board Members: NOK 250,000;
Internal Board Members: NOK 150,000;
and approve the Auditors fees of NOK
522,000 for Tomra Systems ASA in 2003
7.1 Re-elect Mr. Jan Chr. Opsahl as a Mgmt No Action *
Member of the Board of Directors
7.2 Re-elect Mr.Svein S. Jacobsen as a Mgmt No Action *
Member of the Board of Directors
7.3 Re-elect Mr. Jorgen Randers as a Mgmt No Action *
Member of the Board of Directors
7.4 Re-elect Mr.Hamne De Mora as a Member Mgmt No Action *
of the Board of Directors
7.5 Elect Mr. Rune Bjerke a Member of the Mgmt No Action *
Board of Directors
7.6 Approve the selection of Independent Mgmt No Action *
Auditors
- -------------------------------------------------------------------------------------------------------
YARA INTL ASA Agenda: 700524475
CUSIP: R9900C106 Meeting Type: EGM
Ticker: Meeting Date: 6/16/2004 ISIN: NO0010208051
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Elect the Chairperson of the Meeting Mgmt No Action *
and a person to co-sign the minutes
of the EGM
2. Approve the remuneration to the Mgmt No Action *
Members of the Board and the
3. Approve the Power of Attorney to Mgmt No Action *
purchase own shares; under this
authorization the Board may buy back
up to 15,972,130 of the Company s own
shares 5% over the 18 months period
commencing 16 JUN 2004 within in the
price range from NOK 25 to NOK 7; if
the Board decides that the shares
acquired shall be used for capital
reduction by cancellation of shares it
is a precondition that an agreement is
entered into with the Norwegian State
- -------------------------------------------------------------------------------------------------------
ALLEANZA ASSICURAZIONI SPA, MILANO Agenda: 700478654
CUSIP: T02772134 Meeting Type: MIX
Ticker: Meeting Date: 4/22/2004 ISIN: IT0000078193
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
APR 2004 AND YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID UNLESS YOU MAY
WANT TO AMEND YOUR INSTRUCTIONS.
PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
E.1 Amend Articles of Association Mgmt No Action *
O.1 Receive the financial statement at 31 Mgmt No Action *
DEC 2003, the Board of Directors and
the Auditors report
O.2 Approve the determination of the Mgmt No Action *
number of Members of the Board of
Directors, and appointment and
emoluments of the Board of Directors
O.3 Authorize the Directors of Alleanza Mgmt No Action *
Group, to deal its own shares in
favour of Stock Option Plan
- -------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA, TRIESTE Agenda: 700473692
CUSIP: T05040109 Meeting Type: MIX
Ticker: Meeting Date: 4/24/2004 ISIN: IT0000062072
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE MEETING HAS BEEN Non- No Action *
POSTPONED TO THE THIRD CALL ON 24 Voting
APR 2004 AND YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID UNLESS YOU MAY
WANT TO AMEND YOUR INSTRUCTIONS.
PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
CANCELLED. THANK YOU
E.1 Amendment to articles 14, 16, 31, 32, Mgmt No Action *
33, 34, 35, 38, 39, 42 and 43 of the
Company s Articles of Association;
relating and connected resolutions;
granting of authority. As you may
know, an Act of Parliament amending
the Italian Civil Code in respect of
company law came into force as from 1
January 2004. As a consequence,
certain amendments to the Company s
Articles of Association are required
in order to ensure compliance with
the new legislation. Taking advantage
of this opportunity, several other
amendments will be submitted to the
Shareholders Meeting. All such
amendments may be grouped into three
areas: A. Term of office of a number
of corporate officers and of the
Executive Committee; The Articles of
Association presently provide that
the term of office of the Chairman
(art. 32), the Vice-chairman (art.
33), the Executive Committee members
(art. 38) and the Company Secretary
(art. 34) is one year. Shareholders
will be asked to remove such
limitation, in line with corporate
governance best practice, thus
empowering the Board of Directors to
determine the length of such term up
to a limit of three years. B.
Compliance with the law; Legislative
Decree no. 6 dated 17 January 2003,
which entered into force on 1 January
2004, requires that the Articles of
Association be amended in order to
ensure compliance with the new company
law; in particular: (i) date of the
Annual General Meeting for the
approval of the financial statements
(art. 14) According to the Civil Code,
the AGM is to be held within a set
period of time after financial year s
end; such term is now required to be
expressed in days rather than in
months. (ii) qualification for
attendance at General Meetings (art.
16) In order to qualify for attendance
at the General Shareholders Meeting of
an Italian listed company, a
Shareholder must obtain and submit to
the company a certificate, issued by
an Italian bank, confirming that such
person is the Shareholder of record.
It is proposed to resolve that such
certificates be delivered to the
Company no less than two days
(previously five) prior to the date of
the meeting; no blocking of shares
will be associated with the
participation in the meeting; it is
believed that these provisions will be
in line with the expectations of the
market and of the institutional
investors. (iii) Board of Directors
term of office (art. 31) The amended
version of the Articles will clarify
that the Board of Directors term of
office lasts for three financial years
(not merely years, as provided for in
the current version) and expires on
the date of the meeting summoned for
the approval of the financial
statements related to the last
financial year covered by their term
of office. (iv) powers of the
Directors (art. 35.1) The text that
the Shareholders will be asked to
consider and approve states with
increased clarity that the Directors
are vested with the broadest
management powers for the furtherance
of the Company s objects. (v)
information to the Directors and to
the Internal Auditors (art. 35.3) The
new proposed language mirrors closely
the wording of the new law and
increases the information rights of
the Directors and Internal Auditors.
(vi) currency of Directors and
Executive Committee members
compensation (art. 39) The unchanged
fixed compensation due to the
Directors and Members of the Executive
Committee will be expressed in Euro.
C. Increased flexibility; Other
amendments to the Articles of
Association aim at an increased
corporate governance flexibility,
recognising the central role of the
Board of Directors and at the same
time allowing the Directors to
delegate several of their powers. It
is proposed to clarify that the Board
of Directors, in line with the
recommendations of the Voluntary Self
Regulatory Code of Italian listed
companies, will have exclusive, non-
delegable power to: - approve
strategic, industrial and financial
plans, - examine and approve
transactions having a significant
impact on the company s profitability,
assets and liabilities or financial
position, with special reference to
transactions involving related
parties. The Board of Directors will
also receive powers that previously
fell under the exclusive competence of
the extraordinary Shareholders Meeting
resolving on mergers (save on mergers
which have to be resolved upon by the
General Shareholders Meeting according
to statutory provisions); establishing
or terminating Secondary Head Offices
of the Company; amending the Company s
Articles of Association in order to
ensure compliance with new mandatory
statutory provisions. Finally, the
Board of Directors will have the
possibility to delegate to the
Executive Committee or to the Managing
Directors the following powers: -
appointment of and granting of
authority to managers (with the
exception of General Managers, Deputy
General Managers and Assistant General
Managers), - granting of authority to
Company s employees, - establishment
or termination of offices other than
Divisions and business establishments
outside Italy, - establishment or
termination of lines of business other
than insurance branches. As far as the
authority to represent the Company is
concerned, the authority of Deputy
General Managers will extend, as that
of the General Managers, to all the
Company s business, while the
authority of other managers will be
limited to the area of competence
entrusted to them.
O.1 Financial statements as at 31 Mgmt No Action *
December, 2003: related and connected
resolutions; Shareholders will be
asked to consider adopt the Company s
financial statements as at 31
December 2003. Shareholders will also
be asked to declare a final dividend
of EUR 0.33 per share (EUR 421
million in the aggregate), with an
increase of 17.9% compared to the EUR
0.28 per share dividend distributed
in the previous financial year. If
approved at the General Meeting, the
dividend will be paid on 27 May, 2004
and shares will trade ex dividend
O.2 Appointment of the Board of Directors Mgmt No Action *
for the financial years 2004-2006:
related resolutions; The Company is
managed by a Board consisting of no
fewer than 11 and no more than 21
members appointed by the Shareholders
Meeting, which also establishes the
number of Directors. The three-year
term of the current 20-member Board of
Directors will expire with the next
AGM. As a consequence, Shareholders
will be asked to elect the Board of
Directors, after having resolved on
its number. The newly appointed Board
of Directors will be in office for
three financial years. According to
statutory provisions, in order to be
eligible to serve as Directors in an
Italian insurance company, candidates
must possess certain professional
qualification and must not be
disqualified.
- -------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO Agenda: 700527560
SPA, MILANO
CUSIP: T10584117 Meeting Type: EGM
Ticker: Meeting Date: 6/25/2004 ISIN: IT0000062957
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 26 JUN 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
1. Amend some Articles of the By-Laws, Mgmt No Action *
to suppress Article 5, subsequent
renumbering of the following ones and
to introduce new Article
2. Approve to increase the stock Mgmt No Action *
capital, as per Article 2441 of the
Italian civil code, reserved for the
Company s employees for a maximum
amount of EUR 7,5 million and
subsequent amendment of the Article 4
of the By-Laws and resolutions
- -------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO Agenda: 700416325
SPA, MILANO
CUSIP: T10584117 Meeting Type: MIX
Ticker: Meeting Date: 10/28/2003 ISIN: IT0000062957
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 29 OCT 2003.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
A.1 Approve the report of the Board of Mgmt No Action *
Director on the business and the
report of the Board of Auditor and
the balance sheet as on 30 JUN 2003;
related resolutions
A.2 Appoint the Directors of B.O.D. after Mgmt No Action *
determine their number
A.3 Appoint the Board of Auditor and its Mgmt No Action *
Chairman, emoluments
A.4 Appoint the External Auditors for Mgmt No Action *
balance sheet and the consolidated
balance sheet, for the biyearly
E.1 Amend Articles 15,16,17,21,22,26 and Mgmt No Action *
29 of Corporate By-laws
- -------------------------------------------------------------------------------------------------------
BANCA FIDEURAM SPA, MILANO Agenda: 700530810
CUSIP: T1127K100 Meeting Type: MIX
Ticker: Meeting Date: 6/29/2004 ISIN: IT0000082963
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 30 JUN 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
E.1 Amend the Corporate By-Laws: Articles Mgmt No Action *
2, 3, 5, 6, 7, 8, 10, 11, 12, 13,
15, 16, 17, 18, 19, 20, 22, 23, 24, 25, 26, 27, 28,
29, and 30
E.2 Approve the Plan to partially split Mgmt No Action *
Banca Fideuram Spa in favour of
Sanpaolo Imi Spa on the basis of
relevant financial status as of 31
DEC 2003; relevant resolutions and
granting authorities
O.1 Appoint 2 Directors Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda: 700523081
CUSIP: T1188A116 Meeting Type: EGM
Ticker: Meeting Date: 6/24/2004 ISIN: IT0001334587
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 25 JUN 204.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
1. Approve the change of Articles 5, 6, Mgmt No Action *
7, 8, 10, 12, 13, 14, 15, 17, 18 and
26 of the Corporate By-Laws
- -------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda: 700440910
CUSIP: T1188A116 Meeting Type: MIX
Ticker: Meeting Date: 1/15/2004 ISIN: IT0001334587
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 16 JAN 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the
quorum is met or the meeting is
1. Approve a preferred securities issue Mgmt No Action *
up to a nominal amount of EUR
700.000.000, convertible into Banca
Monte Dei Paschi Di Siena SPA MPS
ordinary shares, with following MPS
capital increase up to a maximum
amount of EUR 136.585.365,76 by
issuing up to a maximum number of
213.414.634 ordinary shares, par value
EUR 0,64 each one, without right of
option, in service of the conversion
of the mentioned convertible preferred
securities; amend the Article 6 of the
By-laws
- -------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda: 700427710
CUSIP: T1188A116 Meeting Type: MIX
Ticker: Meeting Date: 12/3/2003 ISIN: IT0001334587
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 4 DEC 2003.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met or the
meeting is
E.1 Amend Articles 7,16,18,19,26 and 32 Mgmt No Action *
of the Company By-Laws
O.1 Approve the buy back to assign free Mgmt No Action *
of payment to the bank s employees
and consequent actions
- -------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda: 700473250
CUSIP: T1188A116 Meeting Type: MIX
Ticker: Meeting Date: 4/28/2004 ISIN: IT0001334587
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 29 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Approve the merger by incorporation Mgmt No Action *
of Banca C. Steinhauslin? C. Spa into
Banca Monte Dei Paschi Di Siena Spa.
E.2 Approve to modify the secondary Mgmt No Action *
division address
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, Board of Directors
reports on Management activity,
Internal Auditors reports, External
Auditors reports and the resolutions
related there to, and the consolidated
balance sheet report as
O.2 Authorize to buy and sell back as per Mgmt No Action *
Article 2357 and 2357 TER of Italian
Civil Code
- -------------------------------------------------------------------------------------------------------
BANCA NAZIONALE DEL LAVORO SPA BNL, ROMA Agenda: 700478262
CUSIP: T1240P119 Meeting Type: MIX
Ticker: Meeting Date: 4/28/2004 ISIN: IT0001254884
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL 29 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Approve to merge Incorporation of Mgmt No Action *
Coopereredito SPA into Banca
Nazionale Del Lavoro SPA
E.2 Approve to increase free stock Mgmt No Action *
capital, by withdrawing legal reserve,
through increase of ordinary and
saving shares face value from EUR 0.5
to EUR 0.72; and amend Article 6 stock
capital and shares and Article 10
saving shares, profits of the By-Laws
E.3 Amend Article 3, 7, 9, 14, 15, 16, Mgmt No Action *
17, 18, 19, 20, 21, 22, 26, 27, 31,
33, 34, 37, 38, 39, 40, and 42 of the
By-Laws
O.1 Approve to replace Directors as per Mgmt No Action *
Article 2386 of Italian Civil Code
O.2 Approve to free issue of ordinary Mgmt No Action *
shares to be assigned to ordinary and
saving shareholders, with a ration
of 1 new share for every 64 shares
O.3 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003 and Board of Directors
reports on management activity, the
Internal and External Auditors
reports and the profit distribution
O.4 Approve to buy and sale back of own Mgmt No Action *
shares as per Article 2357 and 2357
ter of Italian Civil Code
- -------------------------------------------------------------------------------------------------------
BANCA POPOLARE DI CREMONA SCARL, CREMONA Agenda: 700472397
CUSIP: T13860100 Meeting Type: MIX
Ticker: Meeting Date: 4/14/2004 ISIN: IT0000064995
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 15 APR 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met or the
meeting is
E.1 Amend the Article of By-Laws, Mgmt No Action *
resolutions related thereto
O.1 Approve the Banca popolare Di Cremona Mgmt No Action *
S.P.A. balance sheet reports as of 31
DEC 2003, the Board of Directors
reports on Management activity,
Internal Auditors reports, External
Auditors reports, resolutions related
thereto
O.2 Appoint External Auditors for years Mgmt No Action *
2004/2005/2006 and state their
emoluments
O.3 Appoint Board of Directors for years Mgmt No Action *
2004/2005/2006
O.4 Appoint Internal Auditors Chairman Mgmt No Action *
and Members
- -------------------------------------------------------------------------------------------------------
BANCA POPOLARE DI LODI SCARL, LODI Agenda: 700474074
CUSIP: T14616139 Meeting Type: OGM
Ticker: Meeting Date: 4/23/2004 ISIN: IT0000064300
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 24 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
1. Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003; the Board of
Directors and the Internal Auditors
reports; the profit distribution;
resolution related there to
2. Appoint the Directors Mgmt No Action *
3. Approve to state the Directors Mgmt No Action *
emoluments for FY 2004
4. Appoint Board of Arbiters for 3 years Mgmt No Action *
term
5. Appoint External Auditors for years Mgmt No Action *
2004/05/06; resolution related there
- -------------------------------------------------------------------------------------------------------
BANCHE POPOLARI UNITE SCARL Agenda: 700478729
CUSIP: T1681V104 Meeting Type: MIX
Ticker: Meeting Date: 4/23/2004 ISIN: IT0003487029
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 24 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Approve to issue bonus up to a total Mgmt No Action *
amount of EUR 174.977.463,50, by
increasing from EUR 2 to EUR 2,5 the
face value of the outstanding shares,
of the shares to be issued following
the conversion of bonds and warrants
and the exercise of the existing
stock option plan, through use of
reserves and the subsequent amendment
of an Article of the By-laws and
power bestowal and resolutions
related thereto
O.1 Approve to adopt the meeting Mgmt No Action *
O.2 Appoint the Directors Mgmt No Action *
O.3 Approve the Board of Directors and Mgmt No Action *
Internal Auditors reports for FYE on
31 DEC 2003 and submit the balance
sheet reports and the resolutions
related thereto
O.4 Approve to renew the Board of Mgmt No Action *
Directors powers concerning own
O.5 Approve to state medals for presence Mgmt No Action *
to be attributed to Internal Auditors
O.6 Approve to take on the expenses in Mgmt No Action *
order to cover the Directors and
Internal Auditors
- -------------------------------------------------------------------------------------------------------
BANCA INTESA SPA, MILANO Agenda: 700469718
CUSIP: T17074104 Meeting Type: AGM
Ticker: Meeting Date: 4/14/2004 ISIN: IT0000072618
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 15 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
1. Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, the Director s
reports on management activity, the
internal Auditors report and the
allocation of profit and distribution
of available reserves also with
assignment of own shares, resolutions
- -------------------------------------------------------------------------------------------------------
BANCA INTESA SPA, MILANO Agenda: 700525390
CUSIP: T17074104 Meeting Type: EGM
Ticker: Meeting Date: 6/23/2004 ISIN: IT0000072618
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 24 JUN 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
1. Amend the Articles of Association as Mgmt No Action *
follows: by amending the Articles 2,
5, 8, 9, 10, 11, 14, 18, 19, 23, and
31 with the consequent renumbering of
the title and the Article
- -------------------------------------------------------------------------------------------------------
BANCA INTESA SPA, MILANO Agenda: 700438206
CUSIP: T17074104 Meeting Type: OGM
Ticker: Meeting Date: 1/13/2004 ISIN: IT0000072618
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 13 JAN 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
1. Appoint the Members of the Board of Mgmt No Action *
Directors for the years 2004, 2005
and 2006 after stating their number
and approve to fix the remuneration
of the Executive Committee as for
Article 2389 of the Civil Law and the
yearly emoluments and medals for
presence as for Article 18 of the By-
- -------------------------------------------------------------------------------------------------------
BANCO POPOLARE DI VERONA E NOVARA SCRL, Agenda: 700481461
CUSIP: T1866D101 Meeting Type: OGM
Ticker: Meeting Date: 4/30/2004 ISIN: IT0003262513
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 01 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
1. Approve the Board of Directors and Mgmt No Action *
Auditors report
2. Approve the financial statement at 31 Mgmt No Action *
DEC 2003 and the allocation of
3. Approve the renunciation to action of Mgmt No Action *
responsibility towards Ex Director
of Banca Poplare Di Novara S.C.A R.L
4. Appoint 6 Directors for years Mgmt No Action *
5. Appoint a Director for years Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
BENETTON GROUP SPA, PONZANO Agenda: 700425487
CUSIP: T1966F139 Meeting Type: EGM
Ticker: Meeting Date: 11/25/2003 ISIN: IT0003106777
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 28 NOV 2003.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
E.1 Approve the revocation of the Mgmt No Action *
shareholders meetings resolution DD
12 MAY 2003, regarding the merger for
incorporation of Bencom SRL and
Benlog SPA into Benetton Group SPA
O.1 Approve the reorganization plan of Mgmt No Action *
the Company by underwriting of its
commercial activity into the totally
controlled Company Bencom SRL, of its
logistic and production activity into
the totally controlled Company Benlog
SPA and of its technological system
into the totally controlled Company
United Web SPA
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BENETTON GROUP SPA, PONZANO Agenda: 700493581
CUSIP: T1966F139 Meeting Type: OGM
Ticker: Meeting Date: 5/12/2004 ISIN: IT0003106777
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 13 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
1. Approve the balance sheet as of 31 Mgmt No Action *
DEC 2003 and receive the reports of
the Board of Directors, the Board of
Statutory Auditors and the
Independent Auditors and the profit
and loss account for the year then
ended pertinent and the related
2. Appoint the Board of Directors, upon Mgmt No Action *
fixing the number of Members and the
duration of their term of office
3. Approve to determine Directors Mgmt No Action *
emoluments
4. Receive the report of the Board of Mgmt No Action *
Directors on, and authorize the Board
of Directors to the purchase and
sale of treasury shares
5. Appoint the Independent Auditors Mgmt No Action *
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CAPITALIA SPA, ROMA Agenda: 700429233
CUSIP: T2432A100 Meeting Type: EGM
Ticker: Meeting Date: 12/2/2003 ISIN: IT0003121495
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS A MIX Non- No Action *
MEETING. THANK YOU. Voting
E.1 Approve to cover the losses related Mgmt No Action *
to the financial year 2002 by
withdrawing reserve
O.1 Appoint the Directors after stating Mgmt No Action *
their number, and state the Board of
Directors emoluments
- -------------------------------------------------------------------------------------------------------
CAPITALIA SPA, ROMA Agenda: 700478301
CUSIP: T2432A100 Meeting Type: EGM
Ticker: Meeting Date: 4/30/2004 ISIN: IT0003121495
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 29 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Amend some Articles of the Mgmt No Action *
Association By-Laws
O.1 Approve the Board of Directors Mgmt No Action *
report on management activity and the
Internal Auditors reports, to
submit balance sheet reports as of 31
DEC 2003; resolutions related
O.2 Approve the resolutions concerning Mgmt No Action *
buy and sale of own shares
O.3 Appoint the Internal Auditors and Mgmt No Action *
their Chairman to state their
emoluments
- -------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda: 700493543
CUSIP: T3643A145 Meeting Type: MIX
Ticker: Meeting Date: 5/25/2004 ISIN: IT0003132476
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 26 MAY 2004 AND A
THIRD CALL ON 28 MAY 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
E.1 Amend the Articles 2.1, 11.2, 12.2, Mgmt No Action *
13, 16.1, 17.2, 17.3, 19.3 and 23 of
Eni by-laws pursuant to the
Legislative Decree No. 6 dated 17 JAN
2003
E.2 Amend Articles 17.3, 19.1 and 28.1 of Mgmt No Action *
Eni by-laws
O.1 Receive the financial statement and Mgmt No Action *
the consolidated financial statement
at 31 DEC 2003 and also the Board of
Directors and the Auditors report
O.2 Approve the allocation of net income Mgmt No Action *
O.3 Grant authority to purchase Eni Mgmt No Action *
O.4 Appoint the Independent Auditors for Mgmt No Action *
the three-year period 2004-2006
O.5 Amendment to Article 2.1 of Eni Mgmt No Action *
S.p.A. s Shareholders Meeting
O.6 Approve the emoluments of the Mgmt No Action *
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ENEL SOCIETA PER AZIONI Agenda: 700506946
CUSIP: T3679P115 Meeting Type: MIX
Ticker: Meeting Date: 5/21/2004 ISIN: IT0003128367
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 22 MAY 2004
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
E.1 Amend the By-Laws in order to cope Mgmt No Action *
with Company Law reform Legislative
Decree N.6/2003 and with the new
rules of Italian State special power
as per Ordinary Law N.474/1994
included in Article 4, Sub-Section
227 of the Ordinary Law N.350/2003;
and some Articles of the By-Laws
E.2 Authorize the Board of Directors to Mgmt No Action *
increase stock capital, to be
reserved to Stock Option Plan 2004 up
to a maximum amount of EUR
38.527.550, by issuing ordinary
shares reserved to ENEL S.P.A. and/or
controlled Company Management; and
amend an Article of the By-Laws
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, the Board of Directors,
Internal Auditors and External
Auditors reports and consolidated
balance sheet reports as
O.2 Approve the profit allocation and Mgmt No Action *
available reserves distribution
O.3 Appoint the Internal Auditors Mgmt No Action *
O.4 Approve to state effective Auditors Mgmt No Action *
emoluments
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FIAT SPA, TORINO Agenda: 700494711
CUSIP: T4210N122 Meeting Type: AGM
Ticker: Meeting Date: 5/8/2004 ISIN: IT0001976403
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 11 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.3 Amend some Articles of the By-laws Mgmt No Action *
and resolutions related to
Legislative Decree N. 6/2003 and N.
37/2004, reduction of share
percentage necessary to submit a list
of candidates in order to protect
shareholder interest
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, reports on Management
activity
O.2 Approve to cover the Director s civil Mgmt No Action *
liability in coonection with their
office
- -------------------------------------------------------------------------------------------------------
FINMECCANICA SPA, ROMA Agenda: 700507114
CUSIP: T4502J110 Meeting Type: MIX
Ticker: Meeting Date: 5/25/2004 ISIN: IT0001407847
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 26 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
E.1 Amend the Articles of Association; Mgmt No Action *
consequent deliberations
O.1 Approve the balance as at 31 DEC Mgmt No Action *
2003; and the Boards, the Auditors
and the Auditing Company s report;
consequent deliberations
- -------------------------------------------------------------------------------------------------------
ITALCEMENTI FABBRICHE RIUNITE CEMENTO SPA, Agenda: 700484746
BERGAMO
CUSIP: T5976T104 Meeting Type: MIX
Ticker: Meeting Date: 5/4/2004 ISIN: IT0001465159
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 05 MAY 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met
E.1 Amend the By-Laws in order to cope Mgmt No Action *
with the new provisions set out by the
Legislative Decrees 2, 3, 4, 5, 6, 8,
9, 11, 13, 14, 15, 16, 17, 18, 19, 20,
21, 22, 26, introduce new article 24
and subsequent renumbering
O.1 Receive the Board of Directors, Mgmt No Action *
Internal Auditors reports on FY
2003, balance sheet reports as of 31
DEC 2003 and resolutions
O.2 Appoint the Board of Directors after Mgmt No Action *
stating terms of office and member s
number
O.3 Authorize to buy own shares and Mgmt No Action *
dispose of them
O.4 Approve the resolutions concerning Mgmt No Action *
the emoluments form Emoluments
Committee, Internal Auditing
Committee and Supervisory Committee
- -------------------------------------------------------------------------------------------------------
LUXOTTICA GROUP SPA, MILANO Agenda: 700520578
CUSIP: T6444Z110 Meeting Type: MIX
Ticker: Meeting Date: 6/17/2004 ISIN: IT0001479374
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 18 JUNE 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.1 Amend some Articles of the By-laws in Mgmt No Action *
order to cope with legislative degree
N.6/2003 and related updates; in
addition, to specify the kind of
glasses to be distributed Article 3,
to state 31 DEC 2050 as Company s
ending date Article 4, to reduce
cut-off for deposit of admission
ticket shares loading term Article 12,
to re-state minimum and maximum
numbers of Board of Directors Members
from 5 to 12 Article 19, empowerment
to setup Committees, their composition
to set up internal control Committee
and its duties Article 19, to state
Board of Directors power Article 23,
external Auditors empowerment to
verify correct keeping of accounts new
Article 28-29
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, Board of Directors
report on Management s activity and
the internal Auditors reports
O.2 Approve the distribution of dividend Mgmt No Action *
O.3 Approve the consolidated balance Mgmt No Action *
sheet report as of 31 DEC 2003, Board
of Directors report on Management s
activity and the internal Auditors
reports
O.4 Approve to state Board of Directors Mgmt No Action *
and Executive Committee s emoluments
for FY 2004
- -------------------------------------------------------------------------------------------------------
MEDIASET SPA Agenda: 700475292
CUSIP: T6688Q107 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: IT0001063210
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 28 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.1 Amend to the Articles of Association Mgmt No Action *
O.1 Approve the financial statement, Mgmt No Action *
Consolidated financial statement,
Board of Directors and Auditors
Report of 31 DEC 2003 and any
adjournment thereof
O.2 Authorize to buy back of shares and Mgmt No Action *
any adjournment thereof
- -------------------------------------------------------------------------------------------------------
MEDIOLANUM SPA Agenda: 700472462
CUSIP: T66932111 Meeting Type: MIX
Ticker: Meeting Date: 4/27/2004 ISIN: IT0001279501
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 30 APR 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met
A.1 Approve the balance sheet and the Mgmt No Action *
consolidated financial statement as
of 31 DEC 2003, the Board of
Directors and BOA reportings, and
relevant resolutions
A.2 Approve the resolutions on the Board Mgmt No Action *
of Directors
A.3 Empower the Board of Directors to buy Mgmt No Action *
back and sell own shares and
relevant resolutions
E.1 Amend the Corporate By-laws in Mgmt No Action *
compliance also with the Law decree
No. 6/2003, as amended by Law decree
No. 37/2004 renumbering of the ARTT
of Corporate By-Laws and acceptance
of new Corporate By-Laws and
acceptance of new Corporate By-Laws
on the basis of the approved
- -------------------------------------------------------------------------------------------------------
PIRELLI & C.SPA, MILANO Agenda: 700493086
CUSIP: T76434108 Meeting Type: MIX
Ticker: Meeting Date: 5/10/2004 ISIN: IT0000072725
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 11 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.1 Amend some Articles of By-Law as Mgmt No Action *
follows: Article 1: denomination;
Article 2: Company purpose; Article
3: legal seat; Article 4: term of
office; Article 5: stock capital;
Article 6: shares; Article 7:
shareholders meeting; Article 8:
shareholders meeting quorum; Article
9: meeting regulation; Article 10:
Company management; Article 11: Board
of Directors powers; Article 12:
Board of Directors call and majority;
Article 14: Directors emoluments;
Article 16: Internal Auditors;
resolution related there to and power
E.2 Authorize the Board of Directors to Mgmt No Action *
increase the stock capital, in one or
more installments, up to a maximum
amount of nominal EUR 600.000.000,00
by issuing new ordinary and/or saving
shares to be reserved to shareholders
and the convertible bondholders, with
the opportunity to exclude the option
right in case shares are reserved to
Pirelli? C. or controlled the
Companies employees; authorize the
Board of Directors for a convertible
bonds issue cum warrants, to be
converted into ordinary and/or saving
shares, up to a maximum amount of
nominal EUR 1.000.000.000,00; and
amend Article 5 of the By-Law
accordingly; resolution related there
to and power
O.1 Approve the Board of Directors and Mgmt No Action *
the Internal Auditors reports on the
Management activity; and the balance
sheet as of 31 DEC 2003; the profits
allocation
O.2 Appoint 1 Director Mgmt No Action *
O.3 Approve to buy own shares and dispose Mgmt No Action *
of them, after revoking, for not
applied part, previous resolution
deliberated during GM held on 07 MAY
2003; resolution related there to and
power bestowal
O.4 Approve to state the Surveillance Mgmt No Action *
Committee Members emoluments
O.5 Adopt a meeting regulation Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
RIUNIONE ADRIATICA DI SICURTA RAS SPA, MILANO Agenda: 700483821
CUSIP: T79470109 Meeting Type: MIX
Ticker: Meeting Date: 4/28/2004 ISIN: IT0000062825
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 29 APR 2004 (AND A
THIRD CALL ON 30 APR 2004).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.1 Approve to amend some Articles of the Mgmt No Action *
Bye-Law and to introduce an
additional Article concerning
internal Auditors meeting
E.2 Amend meeting regulations as per Mgmt No Action *
Resolution E.1
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003 and the Board of
Directors and the internal Auditors
reports on the Management s activity
O.2 Approve the Directors resignement and Mgmt No Action *
appoint Directors after stating
Directors Members number and state
their emoluments
O.3 Approve one alternate Auditors Mgmt No Action *
resignement and re-integrate internal
Auditors Committee
O.4 Grant authority to buy and sell back Mgmt No Action *
according to Articles 2357 and 2359
of Civil Code
- -------------------------------------------------------------------------------------------------------
SANPAOLO IMI SPA, TORINO Agenda: 700479214
CUSIP: T8249V104 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: IT0001269361
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN ORDINARY Non- No Action *
GENERAL MEETING AND IN THE EVENT THE Voting
MEETING DOES NOT REACH QUORUM, THERE
WILL BE A SECOND CALL ON 29 APR 2004.
THANK YOU.
1. Approve the financial statement and Mgmt No Action *
consolidated financial statement at
31 DEC 2003 and the Board of
Directors and Auditors report and the
allocation of profits
2. Approve to determine the number of Mgmt No Action *
Members of the Board of Directors and
re-appoint and emoluments of the
Chairman and the Board of Directors
related to Corporate years
2004/2005/2006
3. Appoint the auditing concerning Mgmt No Action *
financial statement related to
Corporate years 2004/2005/2006
4. Grant authority to buy back Mgmt No Action *
5. Appoint the Deputy Auditor Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SANPAOLO IMI SPA, TORINO Agenda: 700532535
CUSIP: T8249V104 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: IT0001269361
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 30 JUN 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
1. Amend the By-laws and the further Mgmt No Action *
resolutions, concerning the coming
into force of the Legislative Decrees
n. 6/2003 and 37/2004, organizational
structure of Bank s administration and
Management, requirements for
transparency and higher accuracy in
the wording of some By-laws disposals
2. Approve the Fideuram Vita Compagnia Mgmt No Action *
Di Assicurazioni E Riassicurazioni
S.P.A. spin-off from Banca Fideuram
S.P.A. in favour of Sanpaolo IMI
- -------------------------------------------------------------------------------------------------------
SANPAOLO IMI SPA, TORINO Agenda: 700425449
CUSIP: T8249V104 Meeting Type: MIX
Ticker: Meeting Date: 11/24/2003 ISIN: IT0001269361
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM THERE WILL BE A Voting
SECOND CALL ON 25 NOV 2003
A.1 Approve the composition of the Board Mgmt No Action *
of Directors
E.1 Approve the merger by incorporation Mgmt No Action *
of Cardine Finanziaria Spa into
Sanpaolo Imispa and the consequent
E.2 Amend Articles 1, 2, 3, 4, 5, 6, 7, Mgmt No Action *
8, 11, 12, 13, 14, 15, 16, 17, 19, 20
and 21 of the Corporate Bye-laws
- -------------------------------------------------------------------------------------------------------
AUTOGRILL SPA, NOVARA Agenda: 700482653
CUSIP: T8347V105 Meeting Type: MIX
Ticker: Meeting Date: 4/27/2004 ISIN: IT0001137345
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 04 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Amend some articles of the Bye-laws Mgmt No Action *
in order to cope with the new
provisions set out by the Legislative
Decree 17 JAN 2003 No. 6
O.1 Approve the balance sheet report as Mgmt No Action *
of 31 DEC 2003 and the resolutions
related thereto, the consolidate
balance sheet report as of 31 DEC
O.2 Appoint the Directors for the year Mgmt No Action *
2004 with possibility to increase
their maximum number
O.3 Approve the meeting regulations Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO Agenda: 700471496
CUSIP: T8380H104 Meeting Type: MIX
Ticker: Meeting Date: 4/14/2004 ISIN: IT0003479638
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 15 APR 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET
E.1 Amend some Articles of the By-laws: Mgmt No Action *
Article 5 stock capital level Sub-
Section 2, i.e. and authorize the
Board of Directors for a stock
capital increase reserved to a Stock
Options Plan, Article 24 closing of
business year and profit distribution
Sub-Section 1, i.e. to state
business year closing date;
resolutions related there to
O.1 Approve the Seat Pagine Gialle S.P.A Mgmt No Action *
balance sheet reports as of 31 DEC
2003 and the Board of Directors
reports on management activity;
resolutions related there to
O.2 Approve the distribution of available Mgmt No Action *
reserves, after integration of legal
reserves; resolutions related there
- -------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA, SAN DONATO MILANESE (MI) Agenda: 700481120
CUSIP: T8578L107 Meeting Type: MIX
Ticker: Meeting Date: 4/27/2004 ISIN: IT0003153415
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 28 APR 2004 (and a
third call on 29 APR 2004).
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met or the
meeting is
E.1 Amend the Bye-Laws in order to Mgmt No Action *
reflect legislative Decree N.6/2003
Company Law Reform
O.1 Approve the balance sheet and Mgmt No Action *
consolidated balance sheet reports as
of 31 DEC 2003 and Board of
Directors, Internal Auditors and
External Auditors reports
O.2 Approve the profit allocation and Mgmt No Action *
dividend distribution
O.3 Appoint the Directors, after stating Mgmt No Action *
their number and term of office
O.4 Appoint the Board of Directors Mgmt No Action *
Chairman
O.5 Appoint the Internal Auditors to Mgmt No Action *
state effective Auditors emoluments
O.6 Appoint the External Auditors for the Mgmt No Action *
years 2004/2006
O.7 Amend the meeting regulation Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SNIA SPA Agenda: 700527089
CUSIP: T85795226 Meeting Type: EGM
Ticker: Meeting Date: 6/28/2004 ISIN: IT0001495271
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 29 JUN 2004 (AND A
THIRD CALL ON 30 JUN 2004).
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS
E.1 Amend Articles 2, 5, 7, 9, 10, 11, 13 Mgmt No Action *
which reflect the reform of the
Italian Company Law
E.2 Approve the resolutions which do not Mgmt No Action *
re-establish the revaluation reserve
of EUR 13.999.269,76
O.1 Approve the balance sheet as at 31 Mgmt No Action *
DEC 2003 on management activity
covering a losses
O.2 Appoint External Auditors for the FY Mgmt No Action *
2004, 2005, 2006
O.3 Appoint the Directors and fix their Mgmt No Action *
emoluments
- -------------------------------------------------------------------------------------------------------
TELECOM ITALIA MOBILE SPA TIM, TORINO Agenda: 700485091
CUSIP: T9276A104 Meeting Type: MIX
Ticker: Meeting Date: 5/4/2004 ISIN: IT0001052049
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 05 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Amend Article 1, 2, 3, 5, 6, 10, 12, Mgmt No Action *
14, 15, 16, 17, 18, 19, 20, 21, 22,
23, 24, 25 and 27 of the Articles of
By Laws
O.1 Amend meeting regulation Mgmt No Action *
O.2 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003; resolutions related
there to
O.3 Appoint External Auditors for years Mgmt No Action *
2004/2006
O.4 Appoint the Board of Directors. Mgmt No Action *
resolutions related there to; As
announced the upcoming meeting is
called to appoint Directors. As
Directors have to be appointed by
slate voting, please find here below
the list of candidates presented
by Telecom Italia, holding 56.13%
of Telecom Italia Mobile stock
capital. Board of Directors: Mr.
Carlo Buora, Mr. Gianni Mion, Mr.
Marco Edoardo De Benedetti, Mr. Carlo
Angelici, Mr. Carlo Bertazzo, Mr.
Lorenzo Caprio, Mr. Giorgio Della
Seta Ferrari Corbelli Greco, Mr. Enzo
Grilli, Mr. Attilio Leonardo
Lentati, Mr. Gioacchino Paolo Maria
Ligresti, Mr. Giuseppe Lucchini, Mr.
Pier Francesco Saviotti, Mr. Paolo
Savona, Mr. Mauro Sentinelli, Mr.
O.5 Approve to state Internal Auditors Mgmt No Action *
emoluments
- -------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO Agenda: 700484645
CUSIP: T92778108 Meeting Type: EGM
Ticker: Meeting Date: 5/4/2004 ISIN: IT0003497168
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 05 MAY 2004 (and a
third call on 06 MAY 2004).
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met or the
meeting is
E.1 Amend the Articles Mgmt No Action *
2,5,6,7,11,12,13,14,15,16,17,18,19 of
the Bye-Laws to introduce a new
Article on Board of Directors and
Internal Auditors representatives
informative reports
O.1 Approve the meeting regulation Mgmt No Action *
O.2 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003
O.3 Appoint the External Auditors for Mgmt No Action *
Years 2004/2006
O.4 Appoint the Board of Directors, the Mgmt No Action *
candidates are as follows: Mr. Marco
Tronchetti Provera, Mr. Gilberto
Benetton, Mr. Carlo Orazio Buora, Mr.
Riccardo Ruggiero, Mr. Giovanni
Consorte, Mr. Gianni Mion, Mr. Massimo
Moratti, Mr. Renato Pagliaro, Mr.
Carlo Alessandro Puri Negri, Mr. Paolo
Baratta, Mr. John Robert Sotheby Boas,
Mr. Domenico de Sole, Mr. Luigi
Fausti, Mr. Marco Onado, Mr. Luigi
Roth, Ms. Emanuele Maria Carluccio,
Ms. Anna Grandori, Mr. Giuseppe
Quizzi, and Mr. Sandro
O.5 Approve to state the Internal Mgmt No Action *
Auditors emoluments
- -------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO Agenda: 700506477
CUSIP: T92778124 Meeting Type: EGM
Ticker: Meeting Date: 5/4/2004 ISIN: IT0003497176
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend the Articles of Association, Mgmt No Action *
and any adjournment thereof
- -------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO Agenda: 700503192
CUSIP: T92778124 Meeting Type: OGM
Ticker: Meeting Date: 5/5/2004 ISIN: IT0003497176
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 6 MAY 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met or the
meeting is
1. Approve the meeting regulations Mgmt No Action *
2. Approve the financial statements at Mgmt No Action *
31 DEC 2003 and any adjournment
3. Approve the appointment of the Mgmt No Action *
Auditors related to Triennium
4. Appoint the Board of Directors and Mgmt No Action *
any adjournment thereof
5. Approve the emoluments of the Board Mgmt No Action *
of Auditors
- -------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI Agenda: 700526405
CUSIP: T93541117 Meeting Type: EGM
Ticker: Meeting Date: 6/21/2004 ISIN: IT0001453924
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 22 JUN 2004.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met
1. Approve the capital increases and any Mgmt No Action *
adjournment thereof
- -------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI Agenda: 700416680
CUSIP: T93541117 Meeting Type: MIX
Ticker: Meeting Date: 10/26/2003 ISIN: IT0001453924
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note in the event the meeting Non- No Action *
does not reach quorum, there will be Voting
a second call on 27 OCT 2003.
Consequently, your voting instructions
will remain valid for all calls unless
the agenda is amended. Please be also
advised that your shares will be
blocked until the quorum is met
E.1 Amend Articles of the by law related Mgmt No Action *
to legal seat
E.2 Amend Articles of the by law related Mgmt No Action *
to the stock capital and shares
E.3 Approve the rights issue by issuing Mgmt No Action *
new ordinary shares, face value EUR
0.50 and regular ranking, to be paid
through contribution in kind of the
Austrian Company Eunet EDV UND
Internet Dienstleistung AG shares
E.4 Proposal for a rights issue by Mgmt No Action *
issuing new ordinary shares, face
value EUR 0.50 and regular ranking,
to be paid through contribution in
kind of the Swedish company Home.SE
O.1 Appoint the new Board of Directors Mgmt No Action *
Members
- -------------------------------------------------------------------------------------------------------
TISCALI SPA, CAGLIARI Agenda: 700486245
CUSIP: T93541117 Meeting Type: MIX
Ticker: Meeting Date: 4/30/2004 ISIN: IT0001453924
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 06 MAY 2004.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE
BLOCKED UNTIL THE QUORUM IS MET OR THE
MEETING IS
E.1 Amend Articles 2, 5, 8, 12, 14 and 18 Mgmt No Action *
of the Statue
E.2 Approve to increase the capital by Mgmt No Action *
issuing ordinary shares of par value
EUR 0.50, with regular ranking for
dividend and the consequent
deliberations
O.1 Approve the balance for the FY 2003 Mgmt No Action *
and the consequent deliberations
O.2 Appointment of the Board and the Mgmt No Action *
consequent deliberations
- -------------------------------------------------------------------------------------------------------
UNICREDITO ITALIANO SPA, GENOVA Agenda: 700484152
CUSIP: T95132105 Meeting Type: MIX
Ticker: Meeting Date: 4/30/2004 ISIN: IT0000064854
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 03 MAY 2004 (AND A
THIRD CALL ON 04 MAY 2004).
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
E.1 Authorize the Board of Directors as Mgmt No Action *
per Article 2443 of the Italian Civil
Code, to issue in one or more
installments and for a maximum three
year term, a rights issue, without
option right as per Article 2441 of
the Italian Civil Code, up to a
maximum nominal amount of EUR
30,000,000, equal to 0.95 of stock
capital, be reserved to the Executives
of the Holding, Banks and the Group s
Companies, covering relevant position
among the group and amend the By-laws
of the Company
E.2 Authorize the Board of Directors to Mgmt No Action *
approve, in one or more installments
and for a maximum 5 year term, a
bonus issue as per Article 2349 of
the Italian Civil Code, up to a
maximum amount of EUR 52,425,000,
equal to a maximum amount of
104,850,000 of Unicredito Italiano
ordinary shares to be assigned to the
Group Staff, as per the Medium Term
Incentive Plan, approved by the Board
of Directors and to amend the By-laws
O.1 Approve the balance sheet reports as Mgmt No Action *
of 31 DEC 2003, the Board of
Directors, the External Auditors
reports and the Internal Auditors
reports and to submit the
consolidated balance sheet and the
social and environmental reports
O.2 Approve the Buy back as per Article Mgmt No Action *
2357 of the Italian Civil Code and
Article 132 of the Legislative Decree
No.58/1998
O.3 Approve the profit distribution Mgmt No Action *
O.4 Appoint the Internal Auditors, their Mgmt No Action *
Chairman and 2 Alternate Directors
O.5 Approve to fix the Internal Auditors Mgmt No Action *
emoluments for each office year
O.6 Appoint KPMG S.P.A as the External Mgmt No Action *
Auditors in order to audit the
balance sheet, the half-yearly
Management and intermediate balance
sheet reports and approve to fix the
emoluments; acknowledge that the
Auditors will be appointed by slate
voting and the lists will be provided
whenever available
- -------------------------------------------------------------------------------------------------------
UNICREDITO ITALIANO SPA, GENOVA Agenda: 700530315
CUSIP: T95132105 Meeting Type: MIX
Ticker: Meeting Date: 6/25/2004 ISIN: IT0000064854
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE IN THE EVENT THE MEETING Non- No Action *
DOES NOT REACH QUORUM, THERE WILL BE Voting
A SECOND CALL ON 28 JUN 2004 AND
THIRD CALL ON 29 JUN 2004.
CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS
AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET
E.1 Amend the Article of the by-laws and Mgmt No Action *
introduce the new Article and to
remove the meeting regulation as a
part of the By-laws
O.1 Approve the Unicredito Italiano Mgmt No Action *
meeting regulation
- -------------------------------------------------------------------------------------------------------
CITY DEVELOPMENTS LTD Agenda: 700479884
CUSIP: V23130111 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: SG1R89002252
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited financial Mgmt No Action *
statements and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a first and final dividend of Mgmt No Action *
15% less 20% income tax for the YE
31 DEC 2003 as recommended by the
Directors
3. Approve the Directors fees of SGD Mgmt No Action *
220,000 for the YE 31 DEC 2003 and the
Audit Committee fees of SGD 42,500 per
quarter for the period from 01 JUL
2004 to 30 JUN 2005, with payment of
the Audit Committee fees to be made in
arrears at the end of each calendar
quarter
4.1 Re-elect Mr. Kwek Leng Beng as a Mgmt No Action *
Director, who retires in accordance
with the Articles of Association of
the Company
4.2 Re-elect Mr. Kwek Leng Peck as a Mgmt No Action *
Director, who retires in accordance
with the Articles of Association of
the Company
5.1 Re-appoint Mr. Sim Miah Kian as a Mgmt No Action *
Director of the Company until the next
AGM in accordance with Section 153(6)
of the Companies Act, Chapter
5.2 Re-appoint Mr. Tan I Tong as a Mgmt No Action *
Director of the Company until the next
AGM in accordance with Section 153(6)
of the Companies Act, Chapter
5.3 Re-appoint Mr. Ong Pang Boon as a Mgmt No Action *
Director of the Company until the next
AGM in accordance with Section 153(6)
of the Companies Act, Chapter
5.4 Re-appoint Mr. Chee Keng Soon as a Mgmt No Action *
Director of the Company until the next
AGM in accordance with Section 153(6)
of the Companies Act, Chapter
5.5 Re-appoint Mr. Tang See Chim as a Mgmt No Action *
Director of the Company until the next
AGM in accordance with Section 153(6)
of the Companies Act, Chapter
6. Re-appoint Messrs KPMG as the Mgmt No Action *
Auditors and authorize the Directors
to fix their remuneration
7. Transact any other business Other No Action *
8. Authorize the Directors to offer and Mgmt No Action *
grant options in accordance with the
provisions of the City Developments
Share Option Scheme 2001 Scheme and to
allot and issue from time to time such
number of shares in the capital of the
Company as may be required to be
issued pursuant to the exercise of the
options granted under the Scheme
provided that the aggregate number of
shares to be issued pursuant to the
Scheme shall not exceed 8% of the
issued share capital of the Company
from time to time
9. Approve that the purpose of Chapter 9 Mgmt No Action *
of the Listing Manual of the Singapore
Exchange Securities Trading Limited
SGX-ST, for the Company, its
subsidiaries and its associated
Companies that are not listed on the
SGX-ST, or an approved exchange, over
which the Company, its subsidiaries
and/or its interested person(s), have
control, or any of them, to enter into
any of the transactions falling within
the category of interested person
transactions, as specified, Authority
expires the earlier of the date of the
next AGM of the Company; and the
Directors of the Company and each of
them be authorized to complete and do
all such acts and things including
executing all such documents as may be
required as they or he may consider
expedient or necessary or in the
interests of the Company to give
effect to the IPT Mandate and/or this
resolution
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700483871
CUSIP: V53838112 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and adopt the Director s Mgmt No Action *
report and the audited accounts for
the YE 31 DEC 2003
2. Declare a final dividend 22% or 11 Mgmt No Action *
cents per share less tax for the YE
31 DEC 2003
3. Re-elect Mr. Choo Chiau Beng as a Mgmt No Action *
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
4. Re-elect Mr. Lim Hock San as a Mgmt No Action *
Director of the Company pursuant to
Section 81C of the Company s Articles
of Association, who retires in
accordance with Section 81B of the
Company s Articles of Association
5. Re-elect Tsao Yuan Mrs. Lee Soo Ann Mgmt No Action *
as a Director of the Company pursuant
to Section 81C of the Company s
Articles of Association, who retires
in accordance with Section 81B of the
Company s Articles of Association
6. Re-elect Mr. Leung Chun Ying as a Mgmt No Action *
Director of the Company, who retires
in accordance with Section 81A(1) of
the Company s Articles of Association
7. Approve the Directors fees of SGD Mgmt No Action *
492,000 for the YE 31 DEC 2003
8. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
9. Authorize the Directors of the Mgmt No Action *
Company to make market purchases of
up to 10% of the issued ordinary
share capital of the Company at a
price not exceeding the maximum price
as prescribed; Authority expires
the earlier of the next AGM of the
Company or date at which it is
required by law to be held
10. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50 and Article 48A of the
Company s Articles of Association and
the Listing Manual of the Singapore
Exchange Securities Trading Limited
SGX-ST, to allot and issue shares in
the Company by way of rights, bonus or
otherwise, the aggregate number of
shares issued not exceeding 50% of the
issued
share capital of the Company, of which
the aggregate number of shares to be
issued other than on a pro-rata basis
to the existing shareholders of the
Company does not exceed 20% of the
issued share capital of the Company
and the percentage of issued share
capital shall be calculated based on
the Company s issued share capital at
the date of passing of this resolution
after adjusting for new shares arising
from the conversion of convertible
securities or employee share options
on issue and any subsequent
consolidation or subdivision of
shares; Authority expires the earlier
of the conclusion of the next AGM of
the Company or the date of the next
AGM of the
11. Authorize the Company, its Mgmt No Action *
subsidiaries and associated Companies
or any one of them, for the purposes
of Chapter 9 of the Listing Manual of
the SGX-ST, to enter into any such
transactions falling within the
categories of interested person
transactions with any party who falls
within the classes of interested
persons provided that such
transactions are carried out at arm s
length and on normal commercial terms
and authorize the Directors and the
Audit Committee to do all such acts
and things deemed necessary including
executing such documents as may be
required to give effect to this
mandate and/or resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date of the next AGM of the Company as
required by law
- -------------------------------------------------------------------------------------------------------
KEPPEL LTD Agenda: 700521582
CUSIP: V53838112 Meeting Type: CRT
Ticker: Meeting Date: 5/26/2004 ISIN: SG1E04001251
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Confirm the capital reduction under Mgmt No Action *
Section 73 of the Company s Act
(Chapter 50) approved by the Company
by a way of special resolution passed
on 28 APR 2004 to reduce its special
reserve account by the sum of SGD
110,1170,000, and the share premium
account by a sum of up to SGD
32,163,146.26 and such reduction shall
be effected by returning SGD 0.18 in
cash for each issued and fully paid up
ordinary share of SGD 0.50 each in the
capital of the
- -------------------------------------------------------------------------------------------------------
NEPTUNE ORIENT LINES LTD Agenda: 700478731
CUSIP: V67005120 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: SG1F90001388
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and adopt the Directors Mgmt No Action *
report and accounts for the YE 26 DEC
2003 and the Auditors report
10. Re-appoint Mr. Gan Chee Yen as a Mgmt No Action *
Director
11. Re-appoint Mr. Robert Holland, JR. as Mgmt No Action *
a Director
12. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors and Authorize the
Directors to fix their remuneration
13. Grant approval to the Company, its Mgmt No Action *
subsidiaries and associated companies
or any of them to enter into any of
the transactions falling within the
types of Interested Person
Transactions, with any party who is of
the class of interested persons
provided that such transactions are
made on an arm s length basis and on
normal commercial terms Authority
expires at the conclusion of the next
AGM
2. Declare a first and final dividend of Mgmt No Action *
SGD 3.85 cents per share, less tax
of 20% for the YE 26 DEC 2003
3. Approve the payments to Non-Executive Mgmt No Action *
Directors of SGD 1,322,476
4. Re-elect Mr. Cheng Wai Keung as a Mgmt No Action *
Director
5. Re-elect Mr. Lim How Tech as a Mgmt No Action *
6. Re-elect Mr. Yasumasa as a Director Mgmt No Action *
7. Re-appoint Mr. Ang Kong Hua as a Mgmt No Action *
Director
8. Re-appoint Mr. Willie Cheng Jue Hiang Mgmt No Action *
as a Director
9. Re-appoint Mr. David Lim Tiken as a Mgmt No Action *
Director
- -------------------------------------------------------------------------------------------------------
OVERSEAS UNION ENTERPRISE LTD Agenda: 700490080
CUSIP: V70197104 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SG1N99002122
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive, approve and adopt the Mgmt No Action *
Directors report and financial
statements for the YE 31 DEC 2003
2. Declare a final dividend of 6% less Mgmt No Action *
income tax in respect of the year
3. Approve the Directors fees of SGD Mgmt No Action *
435,000 for 2003
4.A Re-appoint Mr. Wee Cho Yaw as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50, until the next AGM of the
Company
4.B Re-appoint Mr. Lim Boon Kheng as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50, until the next AGM of the
Company
5.A Re-elect Mrs. Margaret Lien Wen Hsien Mgmt No Action *
as a Director, who retires by
5.B Re-elect Mr. Kua Hong Pak as a Mgmt No Action *
Director, who retires by rotation
6. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
7. Transact any other business Other No Action *
8. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50 and the listing rules of
the Singapore Exchange Securities
Trading Limited, to issue shares in
the capital of the Company by way of
rights, bonus or otherwise, up to 50%
of the issued share capital of the
Company, of which the aggregate number
of shares to be issued other than on a
pro-rata basis to shareholders of the
Company does not exceed 20% of the
issued share capital of the Company;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the date of the next AGM of
the
- -------------------------------------------------------------------------------------------------------
SINGAPORE AIRLINES LTD Agenda: 700388209
CUSIP: V80178110 Meeting Type: AGM
Ticker: Meeting Date: 7/26/2003 ISIN: SG1H95001506
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the audited financial
statements for the YE 31 MAR 2003 and
the Auditors report thereon
2. Declare a final tax exempt dividend Mgmt No Action *
of 9.0 cents per SGD 0.50 ordinary
share for the YE 31 MAR 2003
3. Elect Sir Brian Pitman as a Director Mgmt No Action *
of the Company until the next AGM of
the Company, pursuant to Section
153(6) of the Companies Act, Chapter
4.a Re-elect Mr. Fock Siew Wah as a Mgmt No Action *
Director, who retires by rotation in
accordance with Article 83 of the
Companies Articles of Association
4.b Re-elect Mr. Ho Kwon Ping as a Mgmt No Action *
Director, who retires by rotation in
accordance with Article 83 of the
Companies Articles of Association
5. Re-elect Mr. Chew Choon Seng as a Mgmt No Action *
Director, who retires by rotation in
accordance with Article 89 of the
Companies Articles of Association
6. Re-appoint Messrs. Ernst & Young as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to fix their
remuneration
7. Approve the Directors fee of SGD Mgmt No Action *
571,000
8. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD Agenda: 700435096
CUSIP: V81378149 Meeting Type: AGM
Ticker: Meeting Date: 12/5/2003 ISIN: SG1G28865390
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt Directors report Mgmt No Action *
and audited accounts for YE 31 AUG
2. Declare a final dividend of 50 cents, Mgmt No Action *
and a special dividend of 30 cents,
per SGD 1 share less income tax in
respect of the FYE 31 AUG 2003
3.1 Re-appoint, pursuant to Section Mgmt No Action *
153(6) of the Companies Act, Chapter
50, Mr. Lim Chin Beng as a Director
of the Company until the next AGM
3.2 Re-appoint, pursuant to Section Mgmt No Action *
153(6) of the Companies Act, Chapter
50, Mr. Michael Fam Yue Onn as a
Director of the Company until the
3.3 Re-appoint, pursuant to Section Mgmt No Action *
153(6) of the Companies Act, Chapter
50, Mr. Lee Ek Tieng as a Director of
the Company until the next AGM
3.4 Re-appoint, pursuant to Section Mgmt No Action *
153(6) of the Companies Act, Chapter
50, Mr. Tang I-Fang as a Director of
the Company until the next AGM
4. Re-elect Mr. Ngiam Tong Dow as a Mgmt No Action *
Director, who retires by rotation in
accordance with the Company s
Articles of Association
5.1 Elect Mr. Philip N. Pillai as a Mgmt No Action *
Director in accordance with the
Company s Articles of Association
5.2 Elect Mr. Sum Soon Lim as a Director Mgmt No Action *
in accordance with the Company s
Articles of Association
6. Approve the Directors fees of SGD Mgmt No Action *
700,207
7. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
8. Transact any other business Non- No Action *
Voting
9.1 Authorize the Directors of the Mgmt No Action *
Company, pursuant to Section 161 of
the Companies Act, Chapter 50 and the
listing rules of the Singapore
Exchange Securities Trading Limited
SGX-ST and subject to the provisions
of the Newspaper and Printing Presses
Act, Chapter 206, to: a) i) issue
shares in the capital of the Company
Shares whether by way of rights, bonus
or otherwise; and/or ii) make or grant
offers, agreements or options
collectively, Instruments that might
or would require Shares to be issued,
including but not limited to the
creation and issue of warrants,
debentures or other instruments
convertible into shares, at any time
and upon such terms and conditions and
for such purposes and to such persons
as the Directors may in their absolute
discretion deem
fit; and b) issue shares in pursuance
of any instrument made or granted by
the Directors while this Resolution
was in force, provided that: 1) the
aggregate number of shares to be
issued pursuant to this Resolution,
does not exceed 50% of the issued
share capital of the Company, of which
the aggregate number of shares to be
issued other than on a pro rata basis
to shareholders of the Company, does
not exceed 20% of the issued share
capital of the Company; 2) for the
purpose of determining the aggregate
number of shares that may be issued
under sub-paragraph (1) above, the
percentage of issued share capital
shall be based on the issued share
capital of the Company at the time
this Resolution is passed, after
adjusting for: i) new shares arising
from the conversion or exercise of any
convertible securities or share
options or vesting of share awards
which are outstanding or subsisting at
the time this Resolution is passed;
and ii) any subsequent consolidation
or subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company or the
date
9.2 Authorize the Directors to offer and Mgmt No Action *
grant options in accordance with the
provisions of the Singapore Press
Holdings Group (1999) Share Option
Scheme 999 Scheme and to allot and
issue such shares as may be issued
pursuant to the exercise of options
under the 1999 Scheme, provided
always that the aggregate number of
shares to be issued pursuant to the
1999 Scheme shall not exceed 12% of
the issued share capital of the
9.3 Authorize the Directors, pursuant to Mgmt No Action *
Sections 76C and 76E of the Companies
Act, Chapter 50, to purchase or
otherwise acquire issued ordinary
shares of SGD 1.00 each fully paid in
the capital of the Company, through
market purchases on the SGX-ST, and/or
off-market purchases in accordance
with any equal access schemes, not
exceeding in aggregate 10% of the
issued ordinary share capital of the
Company, at a price of up to 105%
above the average closing
prices of the shares on the SGX-ST on
the previous 5 trading days in the
case of on-market purchases and 105%
above the average closing prices of
the shares on the SGX-ST on each of
the 5 consecutive trading days in the
case of both off-market and on- market
purchases, and authorize the Directors
and/or any of them to do all such acts
and things deemed necessary to give
effect to the transactions
contemplated and/or authorized by this
resolution; Authority expires the
earlier of the next AGM of the Company
or the date of the next AGM of the
Company
- -------------------------------------------------------------------------------------------------------
SINGAPORE PRESS HOLDINGS LTD Agenda: 700498466
CUSIP: V81378149 Meeting Type: EGM
Ticker: Meeting Date: 5/7/2004 ISIN: SG1G28865390
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve that, subject to the Mgmt No Action *
confirmation of the High Court of the
Republic of Singapore: 1) all the
ordinary shares of SGD 1.00 each both
issued and unissued in the capital of
the Company be subdivided in such
manner that every one of the said
ordinary shares constitute five
ordinary shares of SGD 0.20 each on
which, in the case of ordinary shares
of SGD0.20 each created pursuant to
the subdivision of ordinary shares of
SGD1.00 each in the paid-up capital in
the Company, the sum of SGD0.20 shall
be credited as having been fully
paid-up
for each ordinary share, and the par
value of each ordinary share both
issued and unissued be reduced from
SGD1.00 to SGD0.20; 2) all of the
management shares of SGD 1.00 each
both issued and unissued in the
capital of the Company be subdivided
in such manner that every one of the
said management shares will constitute
five management shares of SGD 0.20
each on which, in the case of
management shares of SGD 0.20 each
created pursuant to the subdivision of
management shares of SGD 1.00 each in
the paid-up capital in the Company
held as at the Books Closure Date, the
sum of SGD 0.20 be credited as having
been fully paid-up for each management
share, and the par value of each
management share both issued and
unissued be reduced from SGD 1.00 to
SGD 0.20; 3) pursuant to the Article
62 of the Articles of Association of
the Company and subject to and
forthwith upon the preceding
paragraphs (1) and (2) taking effect:
a) the issued and paid-up share
capital of the Company of a maximum of
SGD 378,966,125 comprising a maximum
of 1,875,656,840 ordinary shares of
SGD 0.20 each and a maximum of
19,173,785 management shares of SGD
0.20 each be reduced by a maximum of
SGD 56,844,919 and such reduction be
effected by returning to the holders
of the ordinary shares and the
management shares as at the books
closure date, paid up capital to the
extent of SGD 0.03 on each such
ordinary share and management share,
and by reducing the par value of each
such ordinary share and management
share from SGD 0.20 to SGD 0.17; b)
subject to and forthwith upon the
preceding sub-paragraph (a) taking
effect: all of the ordinary shares of
SGD 0.17 each in the issued and
paid-up share capital of the Company
be subdivided in such manner that
every one of the said ordinary shares
shall constitute 17 ordinary shares of
SGD 0.01 each on which the sum of SGD
0.01 shall be credited as having been
fully paid-up for each ordinary share;
all of the ordinary shares of SGD 0.01
each created pursuant to the
subdivision of ordinary shares of SGD
0.17 each be consolidated in such
manner that every 20 of the said
ordinary shares shall constitute one
ordinary share of SGD 0.20 on which
the sum of SGD 0.20 shall be credited
as having been fully paid-up for each
ordinary share and any fraction of an
ordinary share shall be disregarded;
all of the management shares of SGD
0.17 each in the issued and paid-up
share capital of the Company be
subdivided in such manner that every
one of the said management shares
shall constitute 17 management shares
of SGD 0.01 each on which the sum of
SGD 0.01 shall be credited as having
been fully paid-up for each
management share; and all of the
management shares of SGD 0.01 each
created pursuant to the subdivision of
management shares of SGD 0.17 each be
consolidated in such manner that every
20 of the said management shares shall
constitute one management share of SGD
0.20 on which the sum of SGD 0.20
shall be credited as having been fully
paid-up for each management share and
any fraction of a management share
shall be disregarded; c) subject to
and forthwith upon the preceding sub-
paragraphs (a) and (b) taking effect,
the sum standing to the credit of the
share premium account of the Company
be reduced by a maximum sum of SGD
5,684,492, and that such reduction be
effected by returning to the holders
of the ordinary shares and management
shares in the capital of the Company
SGD 0.02 in cash for each issued and
fully paid-up ordinary share and
management share in the capital of the
Company which is cancelled pursuant to
the preceding subparagraphs (a) and
(b); subject to and forthwith upon the
preceding sub-paragraphs (a), (b) and
(c) taking effect, a maximum sum of
SGD 1,023,208,542 forming part of the
retained earnings of the Company as at
05 APR 2004 be capitalized: with the
sum of SGD 1,012,854,690 applied in
paying up in full at par for a maximum
of 5,064,273,450 unissued ordinary
shares of SGD 0.20 each in the capital
of the Company, and the additional
ordinary shares be allotted and issued
credited as fully paid up to the
holders of ordinary shares in the
capital of the Company in the
proportion of 18 additional ordinary
shares for every one ordinary share
held by them which is cancelled
pursuant to the preceding
sub-paragraphs (a) and (b), and
forthwith upon the allotment and issue
of the additional ordinary shares, the
additional ordinary shares be
cancelled in their entirety, and the
maximum sum of SGD 1,012,854,690
arising from such cancellation be
returned to the respective holders of
the additional ordinary shares on the
basis of SGD
0.20 for each additional ordinary
share so cancelled; and with the sum
of SGD 10,353,852 applied in paying up
in full at par for a maximum of
51,769,260 unissued management shares
of SGD 0.20 each in the capital of the
Company, and the additional management
shares be allotted and issued credited
as fully paid up to the holders of
management shares in the capital of
the Company in the proportion of 18
additional management shares for every
one management share held by them
which is cancelled pursuant to the
preceding sub-paragraphs (a) and (b),
and forthwith upon the allotment and
issue of the additional management
shares, the additional management
shares be cancelled in their entirety,
and the maximum sum of SGD 10,353,852
arising from such cancellation be
returned to the respective holders of
the additional management shares on
the basis of SGD 0.20 for each
additional management share so
cancelled; and 4) authorize the
Directors to do all acts and things as
they may consider necessary
- -------------------------------------------------------------------------------------------------------
UNITED OVERSEAS LAND LTD Agenda: 700489025
CUSIP: V95768103 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: SG1S83002349
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the financial statements and Mgmt No Action *
the reports of the Directors and the
Auditors for the YE 31 DEC 2003
2. Declare a first a final dividend of Mgmt No Action *
7.5 cents per ordinary share less
income tax for the YE 31 DEC 2003
3. Approve the Directors fee of SGD Mgmt No Action *
251,000 for the year 2003
4.a Re-appoint Mr. Wee Cho Yaw as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50, until the next AGM of the
Company
4.b Re-appoint Mr. Lim Kee Ming as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50, until the next AGM of the
Company
4.c Re-appoint Mr. Alan Choe Fook Cheong Mgmt No Action *
as a Director of the Company,
pursuant to Section 153(6) of the
Companies Act, Chapter 50, until the
next AGM of the Company
5. Re-elect Mr. Wee Ee Cheong as a Mgmt No Action *
Director, who retires pursuant to
Article 94 of the Company s Articles
of Association
6. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers as the
Auditors of the Company and authorize
the Directors to fix their
7.a Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50,to offer and grant options
in accordance with the regulations of
the UOL 2000 Share Option Scheme the
2000 Scheme and to allot and issue
such number of shares in the Company
as may be required to be issued
pursuant to the exercise of options
under the UOL Group Executives Share
Option Scheme the ESO Scheme and under
the 2000 Scheme, provided that
aggregate number of shares to be
issued pursuant to this resolution
does not exceed 15% of the issued
share
7.b Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50, to issue further shares
in the Company at any time to such
persons, upon such terms and
conditions and for such purposes as
the Directors may in their absolute
discretion deem fit, provided that
the aggregate number of shares to be
issued pursuant to this resolution
shall not exceed 10% of the issued
share capital of the Company
8. Transact other business Other No Action *
- -------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD Agenda: 700490078
CUSIP: V96194127 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: SG1M31001969
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to receive the financial Mgmt No Action *
statements, the Directors and the
Auditors report for the YE 31 DEC
10. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50, to offer and grant
options in accordance with the
regulations of the UOB 1999 Share
Option Scheme (the 1999 Scheme) and
to allot and issue from time to time
such number of shares in the Company
as may be required to be issued
pursuant to the exercise of options
under the 1999 Scheme, provided that
the aggregate number of shares to be
issued pursuant to this resolution
shall not exceed 15% of the issued are
capital of the Company from time
11. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50, to issue shares in the
Company at any time and upon such
terms and conditions and for such
purposes as the Directors may in their
absolute discretion, deem fit provided
that the aggregate number of shares to
be issued pursuant to this resolution
shall not exceed 10% of the issued
share capital of the Company for the
time being
2. Approve to declare a final dividend Mgmt No Action *
of 40% (40cents per share) less 20%
income tax for the YE 31 DEC 2003
3. Approve Directors fees of SGD Mgmt No Action *
618,750 for 2003
4. Appoint Messrs. Ernst and Young as Mgmt No Action *
the Auditors of the Company in place
of the retiring Auditors, Messrs.
PricewaterhouseCoopers and authorize
the Directors to fix their
5. Re-elect Mr. Sim Wong Hoo as a Mgmt No Action *
6. Re-elect Prof. Lim Pin as a Director Mgmt No Action *
7. Re-elect Mrs. Margaret Lien Wen Hsien Mgmt No Action *
as a Director
8. Re-elect Mr. N.G. Boon Yew as a Mgmt No Action *
Director
9. Approve that pursuant to Section Mgmt No Action *
153(6) of the Companies Act, Chapter
50, Mr. Wee Cho Yaw be re-appointed
as a Director of the Company to hold
such office until the next AGM of the
Company
- -------------------------------------------------------------------------------------------------------
ALFA LAVAL AB Agenda: 700476232
CUSIP: W04008152 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SE0000695876
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Adopt the profit and loss account and Mgmt No Action *
the balance sheet, the consolidated
profit and loss account, and the
consolidated balance sheet
B. Approve that the dividend for 2003 Mgmt No Action *
shall be SEK 4.00 per share, 30 APR
2004 is proposed as the record date
to receive the dividend
C. Grant discharge from liability of the Mgmt No Action *
Board Members and the Managing
D. Approve the Members of the Board of Mgmt No Action *
Directors shall be eight, no deputies
are proposed, and the number of the
Auditors shall be two, with two
Deputy Auditors
E. Approve the compensation to the Board Mgmt No Action *
of Directors shall be SEK 2,475,000
to be distributed by the Board of
Directors among the Members elected
by the AGM, and the compensation to
the Auditors shall be paid as
F.1 Re-elect Mr. Lena Olving as the Board Mgmt No Action *
Member
F.10 Elect Mr. Kerstin Mouchard as an Mgmt No Action *
Auditor
F.11 Re-elect Mr. Hakan Olsson as a Deputy Mgmt No Action *
Auditor
F.12 Elect Mr. Thomas Swenson as a Deputy Mgmt No Action *
Auditor
F.2 Re-elect Mr. Finn Rausing as the Mgmt No Action *
Board Member
F.3 Re-elect Mr. Jorn Rausing as the Mgmt No Action *
Board Member
F.4 Re-elect Mr. Christian Salamon as the Mgmt No Action *
Board Member
F.5 Re-elect Mr. Bjorn Saven as the Board Mgmt No Action *
Member
F.6 Re-elect Mr. Waldemar Schmidt as the Mgmt No Action *
Board Member
F.7 Appoint Mr. Anders Narvingar as the Mgmt No Action *
Chairman of the Board
F.8 Elect Mr. Gunilla Berg as a new Board Mgmt No Action *
Member
F.9 Re-elect Mr. Ingvar Ganestam as an Mgmt No Action *
Auditor
G. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
there shall be a Nomination Committee
to prepare and make proposals to the
AGM regarding the election of
Members of the Board of Directors
and, if applicable, the Auditors
H. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the Nomination Committee comprise 5
Members, which shall be
representatives of the 5 largest
shareholders at the close of 3RD
quarter contact the 5 largest
shareholders in the Company, which
then have the right to appoint the
Members to the Nomination Committee;
in addition, the Nomination Committee
may decide that the Board Chairman
shall be a Member of the Committee; if
any of these 5 shareholders declines
the right to appoint a Member to the
Committee, the next shareholder it
terms of size is offered the
opportunity to appoint a Member to the
Committee; if several shareholders
decline the right to appoint Members
to the Committee, there is no
obligation to ask more than 8 of the
largest shareholders, if this is not
required for the Committee to comprise
at least 3
I. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
information about the composition of
the Nomination Committee be announced
publicly in the Company s 3RD
quarter interim report
J. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the nomination Committee shall be
entitled to charge the Company the
costs of recruiting consultants if
this is considered necessary to gain a
suitable selection of Board
K. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the nomination Committee shall report
on its work to the AGM
- -------------------------------------------------------------------------------------------------------
ASSA ABLOY AB Agenda: 700477905
CUSIP: W0817X105 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SE0000255648
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Adopt the statement of income and the Mgmt No Action *
balance sheet and the consolidated
statement of income and the
consolidated statement of income and
the consolidated balance sheet as per
31 DEC 2003
B. Approve the appropriation of the Mgmt No Action *
Company s profit according to the
adopted balance sheet
C. Declare a dividend of SEK 1.25 per Mgmt No Action *
share and approve the record date for
the dividend as 30 APR 2004
D. Grant discharge from liability to the Mgmt No Action *
Board of Directors and the Managing
Director for the FY 2003
E. Approve the number of Board Members Mgmt No Action *
shall be 10
F. Approve the fees to the Board Members Mgmt No Action *
shall amount to a total of SEK
3,950,000
G.1 Re-elect Mr. Bo Dankls as a member of Mgmt No Action *
the Board of Directors
G.10 Elect Mr. Carl Douglas as a member of Mgmt No Action *
the Board Of Directors
G.2 Re-elect Mr. Gustaf Douglas as a Mgmt No Action *
member of the Board of Directors
G.3 Re-elect Mr. Patricia O Driscoll as a Mgmt No Action *
member of the Board of Directors
G.4 Re-elect Mr. George Ehrnrooth as a Mgmt No Action *
member of the Board of Directors
G.5 Re-elect Mr. Per-Olof Eriksson as a Mgmt No Action *
member of the Board of Directors
G.6 Re-elect Mr. Lotta Lunden as a member Mgmt No Action *
of the Board of Directors
G.7 Re-elect Mr. Sven-Christer Nilsson as Mgmt No Action *
a member of the Board of Directors
G.8 Re-elect Mr. Melker Schorling as a Mgmt No Action *
member of the Board of Directors
G.9 Re-elect Mr. Carl-Henric Svanberg as Mgmt No Action *
a member of the Board of Directors
H.1 PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Elect the
members of the Nomination Committee
H.2 PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Re-elect
Messrs. Georg Ehrnrooth, Melker
Schorling, Gustaf Douglas as a member
of the Nomination Committee
I. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve the
question from the Amnesty Business
Group regarding policy documents
concerning human rights
J. Adopt the issue of convertible bonds Mgmt No Action *
according to Section 1 and approve
the measures described in Section 2
for the implementation of a global
incentive program for the employees
in the Assa Abloy Group
- -------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda: 700477892
CUSIP: W10020118 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SE0000101032
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting and election Non- No Action *
of the Chairman to preside at the Voting
A. Approve the profit and loss account Mgmt No Action *
and the balance sheet as well as the
consolidated profit and loss account
and the consolidated balance sheet
B. Grant discharge to the Board Members Mgmt No Action *
and the President from liability
C. Approve to allocate the Company s Mgmt No Action *
profit according to the approved
balance sheet by paying a dividend of
SEK 7:50 per share to the
D. Approve that the record day for Mgmt No Action *
receiving dividend be 30 APR 2004 and
the dividend be distributed by VPC
AB on 05 MAY 2004
E. Approve that 9 ordinary Board Members Mgmt No Action *
and no Deputies are elected
F.1 Re-elect Mr. Sune Carlsson as the Mgmt No Action *
Board Member
F.2 Re-elect Mr. Jacob Wallenberg as the Mgmt No Action *
Board Member
F.3 Re-elect Mr. Gunnar Brock as the Mgmt No Action *
Board Member
F.4 Re-elect Mr. Staffan Boman as the Mgmt No Action *
Board Member
F.5 Re-elect Mr. Kurt Hellstrom as the Mgmt No Action *
Board Member
F.6 Re-elect Mr. Thomas Leysen as the Mgmt No Action *
Board Member
F.7 Re-elect Mr. Ulla Litzen as the Board Mgmt No Action *
Member
F.8 Re-elect Mr. Anders Ullberg as the Mgmt No Action *
Board Member
F.9 Elect Mr. Grace Reksten Skaugen as a Mgmt No Action *
new member of the Board
G. Approve the Board remuneration of SEK Mgmt No Action *
3,000,000 as well as a remuneration
for Board Committee work of SEK
500,000 to be distributed in
accordance with the Board s discretion
to the Board Members elected by the
Meeting and not
H. Approve the application for 2004 of Mgmt No Action *
the 2000-2005 Stock Option Plan/Share
Appreciation Rights Plan and authorize
the Board of Directors to grant stock
options/share appreciation rights to
the key employees in the Group without
monetary compensation in accordance
with the rules specified below and
that primarily, stock options be
granted and only if legal or tax
restraints exist in a certain country
the granting of share appreciation
rights may take place and each stock
option will entitle the holder to
acquire one Series A share in Atlas
Copco AB Company at a pre- determined
exercise price and each share
appreciation right will give the right
to a cash amount equal to the
difference between the price of the
Series A share at exercise and a fixed
initial price grant value and that the
exercise price/grant value be equal to
110% of the average price of the
Series A share traded at the Stockholm
Stock Exchange during a period of 10
trading days immediately after the
meeting and the stock options/share
appreciation rights will have a term
of six years, become exercisable with
1/3 per year from the year after the
grant date and are not transferable
and if employment in the Group is
terminated, unvested stock
options/share appreciation
rights expire immediately and vested
stock options/share appreciation
rights after 3 months and the stock
options will give the right to acquire
already issued shares and there
neither be any dilution of the number
of issued shares nor of the voting
rights of the issued shares of the
Company and that the total number of
stock options and share appreciation
rights correspond to maximum 950,000
shares and the grants be given to
maximum 300 key employees in the Atlas
Copco Group in accordance with the
following principles: category 1, CEO,
22,112 stock options; category 2,
Business Area Executives 4 employees,
11,056 stock options/share
appreciation rights per person;
category 3, other Group Executives and
Division Presidents 21 persons, 5,528
stock options/share appreciation
rights per person; category 4, key
employees 274 persons, 2,764 stock
options/share appreciation rights per
person; and authorize the Board of
Directors to decide which employees be
included in these categories, based on
position, performance and
contributions made; and approve that
the granting to persons from outside
of Sweden will be based on the
prerequisites that such grants are
legally permitted and that the Board
judges that it can be done with
reasonable administrative and/or
financial efforts and that the Board
Members, except for CEO, are not
allowed to participate in the stock
option/share appreciation rights
plans; and in order to secure that the
Company can fulfill its commitment
regarding the delivery of shares for
the stock options and pay for cash
settlement of the share appreciation
rights in accordance with the proposed
program and also to secure possible
future cash flow impacts due to social
fee payments that may be caused by the
stock options/share appreciation
rights, approve to: authorize the
Board to enter into agreement(s) with
external financial institution(s) to
the effect that the Company will
minimize the economic risk caused by a
change
in the share price during the term of
the stock options/share appreciation
rights and that the availability of
shares corresponding to the stock
option contracts entered into is
secured where the
I. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
change Section 4 of the Articles of
Association with the effect that the
difference between Series A shares
and Series B shares is abolished
after which all shares shall have
J. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
change the Articles of Association
with the effect that only one series
of shares can be issued and that
conversion of Series B shares to
Series A shares takes place and
change the Articles of Association
with the effect that Series B shares
can be converted to Series A shares
and approve, alternative to the
previous proposal, to authorize the
Board to formulate a proposal with
the effect that the problem relating
to the difference in pricing between
the two series of shares
K. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint a
Nomination Committee that consists 3
to 5 from the Company independent
members who should represent the
owners at the meeting and that 1
member representing the small
shareholders be part of the Committee
L. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the nomination process continues in
such a way that four of the major
shareholders elect on representative
each during the fourth quarter of
- -------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda: 700480899
CUSIP: W10020134 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SE0000122467
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Approve the agenda Non- No Action *
Voting
A. Approve the profit and loss account Mgmt No Action *
and the balance sheet as well as the
consolidated profit and loss account
and the consolidated balance sheet
B. Grant discharge from liability of the Mgmt No Action *
Board Members and the President
C. Approve the allocation of the Company s Mgmt No Action *
profit according to the approved
balance sheet
D. Approve record day for receiving Mgmt No Action *
dividend
E. Elect nine (9) ordinary Board Members Mgmt No Action *
and no Deputies are elected
F.1 Re-elect Mr. Sune Carlsson as the Mgmt No Action *
ordinary Board Member
F.2 Re-elect Mr. Jacob Wallenberg as the Mgmt No Action *
ordinary Board Member
F.3 Re-elect Mr. Gunnar Brock as the Mgmt No Action *
ordinary Board Member
F.4 Re-elect Mr. Staffan Boman as the Mgmt No Action *
ordinary Board Member
F.5 Re-elect Mr. Kurt Hellstrom as the Mgmt No Action *
ordinary Board Member
F.6 Re-elect Mr. Thomas Leysen as the Mgmt No Action *
ordinary Board Member
F.7 Re-elect Mr. Ulla Litzen as the Mgmt No Action *
ordinary Board Member
F.8 Re-elect Mr. Anders Ullberg as the Mgmt No Action *
ordinary Board Member
F.9 Elect Ms. Grace Reksten Skaugen as Mgmt No Action *
the new Member of the Board
G. Approve the Board remuneration of SEK Mgmt No Action *
3,000,000 is decided upon as well as a
remuneration for Board Committee work
of SEK 500,000; both sums to be
distributed in accordance with the
Board s discretion to the Board
Members elected by the meeting and not
employed by the Company
H. Approve the decision by the meeting Mgmt No Action *
on the application for 2004 of the
2000-2005 Stock Option Plan/Share
Appreciation Rights Plan
I. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Amend Article 4
of Articles of Association: the share
capital shall amount to not less than
SEK 300,000,000 and not more than SEK
1,200,000,000; the change is proposed
to be implemented without granting any
compensation to the holders of Series
A shares
J. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Amend Articles
of Association with the effect that
only one series of shares can be
issued and that conversion of Series B
shares to Series A shares takes place,
and, alternatively, proposal to change
the Articles of Association with the
effect that Series B shares can be
converted to Series A shares; in
addition, Hagstromer & Qviberg
proposes, as an alternative to the
previous proposal, and authorize the
Board to formulate a proposal with the
effect that the problem relating to
the difference in pricing between the
two series of shares in the Company
can be resolved
K. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Appoint a
Nomination Committee by the meeting
that should consist of 3 to 5, from
the Company Independent, Members who
should represent the owners at the
meeting
L. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Elect one
representative each during the fourth
quarter of each year, and that they,
under the supervision of the
Chairman, will formulate a proposal
for the Board that will be submitted
to the meeting for decision
- -------------------------------------------------------------------------------------------------------
BILLERUD AB Agenda: 700487893
CUSIP: W16021102 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: SE0000862997
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Important market processing Non- No Action *
requirement: A beneficial owner Voting
signed power of attorney (POA) is
required in order to lodge and
execute your voting instructions in
this market. Absence of a POA, may
cause your instructions to be
rejected. Should you have any
questions, please contact your client
service representative at ADP. Thank
A. Approve to adopt the income statement Mgmt No Action *
and the balance sheet as well as the
consolidated income statement and
the consolidated balance sheet
B. Approve the appropriation of the of Mgmt No Action *
the Company s profit according to the
adopted balance sheet approve a
dividend of SEK 6.50 per share and
the record date as 10 MAY 2004
C. Grant discharge to the Board Members Mgmt No Action *
and the CEO from personal liability
for their administration for the YE
2003
D. Approve the number of Board Members Mgmt No Action *
at 7
E. approve that the remuneration to the Mgmt No Action *
Board Members amount to SEK 200,000
per member and SEK 400,000 to the
person within the Board that is
appoint by the Chairman and that no
remuneration be paid to the Board
Members who are Billerud employees
and the annual remuneration of the
Auditors be SEK 1,400,000 to be paid
by current account
F.1 Re-elect Mr. Ingvar Petersson to the Mgmt No Action *
Board
F.2 Re-elect Mr. Bjorn Bjomsson to the Mgmt No Action *
Board
F.3 Re-elect Mr. Gunilla Jonson to the Mgmt No Action *
Board
F.4 Re-elect Mr. Per Lundberg to the Mgmt No Action *
F.5 Re-elect Mr. MatsPousett to the Board Mgmt No Action *
F.6 Re-elect Mr. Meg Tiveus to the Board Mgmt No Action *
F.7 Re-elect Mr. Bert Ostlund to the Mgmt No Action *
G. Amend 3 of the Articles of Mgmt No Action *
Association and approve to change the
limits for the lowest and the
highest amount of share capital sot
that the lowest limit is SEK
500,000,000 and the highest is SEK
H. Approve the write down the share Mgmt No Action *
capital by SEK 58,212,500 through the
withdrawal without repayment of
4,657,000 shares that the Company has
bought back to transfer the written-
down amount to a fund to be disposed
according to the decision by the
general meeting
I. Authorize the Board to acquire Mgmt No Action *
Billerud shares on stock markets
where they are listed and that the
amount of shares acquired shall not
result in the Company s holdings of
its own shares exceeding 1/10 of the
total number of shares in the Company
to enable an adjustment of the Company s
capital structure and in the way
contribute to more effective use of
the Company s resources; Authority is
valid until the next AGM
J. Authorize the Board to transfer Mgmt No Action *
Bilerud shares to a third part, with
deviation from preferential rights for
shareholders, as payment in connection
with a Company acquisition and as a
transaction on the stock exchange in
order to raise liquid funds for
payment in connection with a company
acquisition and that the payment for
transferred shares be made paid in
cash and for a transaction other than
via the stock exchange, through
contribution of property or set-off,
or otherwise under additional
conditions; Authority is valid until
the next AGM
K. Approve the write down the share Mgmt No Action *
premium reserve by SEK 530,000,000 to
transfer the written down amount to
non-resisted equity
L. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: appoint a
Nomination Committee comprising of
members who are independent of the
Company and they shall represent the
Company s shareholders at the meeting
and that the representative of smaller
shareholders be included on the
Committee
M. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
reject the Swedish Shareholders
Association s proposal and instead
that the nomination process be as
follow: the role of the Nomination
Committee will be to make proposals to
the AGM about the composition of the
Board and the fees to be paid to the
Board and the Nomination Committee
shall have 3 members who are
representatives of 3 of the larger
shareholders at the end of the 3rd
quarter and the end of the 3rd quarter
the Chairman of the Board shall
contact 3 of the larter shareholders,
who will than appoint 1 member each
and the Nomination Committee Members
will then appoint a Chairman from
among themselves and
the names of the members of the
Nomination Committee will be announced
in connection with the interim report
for the 3rd quarter and the Chairman
of the Board shall assist the
Nomination Committee and they shall
have the right to charge the company
for reasonable costs for employing
recruitment consultants or similar as
necessary and the Nomination Committee
shall report on its activities to the
AGM, where it will be addressed; and
appoint the Remuneration Committee and
the Audit
- -------------------------------------------------------------------------------------------------------
SVENSKA CELLULOSA SCA AB Agenda: 700464895
CUSIP: W21376137 Meeting Type: AGM
Ticker: Meeting Date: 4/1/2004 ISIN: SE0000171886
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve to adopt income statement and Mgmt No Action *
the balance sheet and of the
consolidated income statement and the
consolidated balance sheet
B. Approve the allocation of the Company S Mgmt No Action *
earnings as shown in the adopted
balance sheet and record date for
dividends
C. Grant discharge from personal Mgmt No Action *
liability of the Directors and the
President
D. Approve to fix the number of Mgmt No Action *
Directors to 7 with no Alternate
Directors and allocate a sum of SEK
3,050,000 towards their total
E.1 Elect Mr. Rolf Borjesson as a Mgmt No Action *
E.2 Elect Mr. Soren Gyll as a Director Mgmt No Action *
E.3 Elect Mr. Tom Hedelius as a Director Mgmt No Action *
E.4 Elect Mr. Sverker Martin-Lof as a Mgmt No Action *
Director
E.5 Elect Mr. Anders Nyren as a Director Mgmt No Action *
E.6 Elect Mr. Indra Asander as a Director Mgmt No Action *
E.7 Elect Mr. Jan Astrom as a Director Mgmt No Action *
F. Approve to determine the number of Mgmt No Action *
Auditors and Alternate Auditors and
their remuneration
G. Elect Ohrlings PricewaterhouseCoopers Mgmt No Action *
AB as the Auditors until the
conclusion of the AGM in 2008 at an
agreed remuneration
H. Authorize the Board of Directors to Mgmt No Action *
acquire Company s Class A and/or Class
B shares on a stock exchange and
transfer any shares thus acquired
otherwise than on a stock exchange,
including transfers that deviate from
shareholders preferential share
subscription rights and consideration
in respect of such transfer may be
effected otherwise than in cash; and
acquisition of a maximum of 10% of the
total number of shares in the Company
may be effected at a price per share
within the price interval registered
on the stock exchange at the time of
acquisition and the transfer may take
place at a market value estimated by
the Board of Directors; Authority
expires at the conclusion of the AGM
in 2005
I. Authorize the Chairman of the Board Mgmt No Action *
of Directors to designate a maximum of
5 of the Company s shareholders to
appoint one member each and that these
members shall, together with the
Chairman of the Board of Directors
Constitute the Nomination Committee
for the period until the next AGM and
that the Committee shall be entitled
to co-opt one more
J. Appoint the Audit Committee Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
AKTIEBOLAGET ELECTROLUX Agenda: 700472614
CUSIP: W24713120 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: SE0000103814
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Adopt the profit and loss statement Mgmt No Action *
and the balance sheet and the
consolidated profit and loss
statement and the consolidated
B. Grant discharge from liability to the Mgmt No Action *
Directors and the President
C. Approve the dispositions in respect Mgmt No Action *
of the Company s profit and adopt the
balance sheet and determine the
record date for dividend
D. Approve to determine the number of Mgmt No Action *
Directors and the Deputy Directors to
be elected
E. Approve to determine the fees SEK of Mgmt No Action *
3,750,000 to the Board of Directors
and the Auditors
F.1 Re-elect Mr. Peggy Bruzelius as a Mgmt No Action *
Director
F.2 Re-elect Mr. Thomas Halvorsen as a Mgmt No Action *
Director
F.3 Re-elect Mr. Louis R. Hughes as a Mgmt No Action *
Director
F.4 Re-elect Mr. Hans Straberg as a Mgmt No Action *
Director
F.5 Re-elect Mr. Michael Treschow as a Mgmt No Action *
Director
F.6 Re-elect Mr. Karel Vuursteen as a Mgmt No Action *
Director
F.7 Re-elect Ms. Barbara Thoralfsoon as a Mgmt No Action *
Director
F.8 Elect Mr. Aina Nilsson as a Director Mgmt No Action *
G. Approve the resolution on redemption Mgmt No Action *
offer
H. Approve the acquisition of own shares Mgmt No Action *
I. Authorize the Board of Directors to Mgmt No Action *
transfer of own shares in connection
with Company acquisitions; Authority
expires until he next AGM
J. Approve the implementation of Mgmt No Action *
Electrolux Performance Share Plan
K. Approve the transfer of the Company s Mgmt No Action *
own shares as a result of the share
program
L. Approve the transfer of the Company s Mgmt No Action *
own shares as a result of the
employee stock option programs 1999-
M. Approve the issue regarding Mgmt No Action *
nomination procedure before general
meeting of shareholders
- -------------------------------------------------------------------------------------------------------
AKTIEBOLAGET ELECTROLUX Agenda: 700528168
CUSIP: W24713120 Meeting Type: EGM
Ticker: Meeting Date: 6/16/2004 ISIN: SE0000103814
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
1. Elect the Chairman of the meeting Mgmt No Action *
2. Approve the voting list Mgmt No Action *
3. Approve the agenda Mgmt No Action *
4. Elect the two minutes-checkers Mgmt No Action *
5. Approve that the meeting has been Mgmt No Action *
lawfully convened
6.a Approve the reduction of the Company s Mgmt No Action *
share capital by not more than SEK
76,652,650 the reduction amount
through redemption of no more than
15,330,530 shares for the purpose of
repayment to the shareholders; each
redeemed share SEK 200 will be paid of
which SEK 5 constitutes the par value;
total payment will be made of no more
than SEK 3,066,106,000; exact
redemption amount and the number of
shares will be made public no later
than a week before than the General
Meeting
6.b Approve the increase of the Company s Mgmt No Action *
share capital by no more than SEK
76,652,650 through subscription for no
more than 15,330,530 shares with a par
value of SEK 5 per share; exact
increased share capital and the number
of new shares will be made public no
later than a week before the General
Meeting; Svenska
Handelsbanken AB the Bank shall
subscribe for the new shares with
deviation from the shareholders
preferential rights and the
subscription for the new shares shall
be made on subscription list no later
than 21 JUN 2004 and a price of SEK 5
per share shall be paid in cash for
the subscribed shares in connection
with the subscription in subject to
the Article of Association s
reservation on reduction in accordance
with the Section 8 of the Swedish
Companies Act
6.c Approve the reduction of the Company s Mgmt No Action *
share capital by not more than SEK
76,652,650 the reduction amount
through redemption of not more than
15,330,530 shares and amount
corresponding to the reduction amount
shall be transferred to the statutory
reserve for the purpose of repayment
to the shareholder the bank and to
make the transfer to the statutory
reserve of an amount corresponding to
the reduction amount funds from
non-restricted equity will be used and
the redemption shall be effectuated
immediately after registration of the
new shares issued in accordance with
Section B; exact share redemption
amount and the number of shares will
be made public no later than week
before the General Meeting and the
redemption price shall be paid for
each redeemed share in the amount of
SEK 5 adjusted as per the day of
redemption with an interest rate
corresponding to STIBOR 30 days plus
0.05 percentage points calculated from
the day of payment of the subscription
price of the shares
7. Closing of the meeting Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN Agenda: 700463540
CUSIP: W25381141 Meeting Type: AGM
Ticker: Meeting Date: 4/1/2004 ISIN: SE0000148884
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Opening of the Meeting Mgmt No Action *
10. Receive the information regarding Mgmt No Action *
principles for compensation,
including employee stock option
programmes, applied by SEB
11. Adopt the Profit and Loss Account and Mgmt No Action *
Balance Sheet as well as the
Consolidated Profit and Loss Account
and Consolidated Balance Sheet
12. Allocate the Bank s profit as shown Mgmt No Action *
in the Balance Sheet adopted by the
Meeting
13. Discharge from liability of the Mgmt No Action *
Members of the Board of Directors and
the President
14. Determine the number of Directors and Mgmt No Action *
Deputy Directors to be elected by
the Meeting
15. Determine the number of Auditors and Mgmt No Action *
Deputy Auditors to be elected by the
Meeting
16. Approve the remuneration to the Mgmt No Action *
Directors and Auditors elected by the
Meeting
17. Elect the Directors and Deputy Mgmt No Action *
Directors
18. Elect the Auditors and Deputy Mgmt No Action *
19. Decide on a Nomination Committee Mgmt No Action *
2. Election of Chairman for the Meeting Mgmt No Action *
20. Approve employee stock option Mgmt No Action *
programme for 2004
21.a Approve the acquisition of the Bank s Mgmt No Action *
own shares in its securities
21.b Approve the acquisition and sale of Mgmt No Action *
the Bank s own shares on the stock
exchange for employee stock option
programmes
21.c Approve the sale of the Bank s own Mgmt No Action *
shares to holders of employee stock
options
22. Appoint Auditors of foundations that Mgmt No Action *
have delegated their business to the
Bank
22.d Approve the acquisition of the Bank s Mgmt No Action *
own shares to create possibilities
for the improvement of the capital
structure of the Bank
23. Closing of the Meeting Mgmt No Action *
3. Preparation and approval of the list Mgmt No Action *
of voters
4. Approve the agenda Mgmt No Action *
5. Elect two persons to check the Mgmt No Action *
minutes of the Meeting together with
the Chairman
6. Determine whether the Meeting has Mgmt No Action *
been duly convened
7. Receive the presentation of the Mgmt No Action *
Annual Report and the Auditors
Report as well as the Consolidated
Accounts and the Auditors Report on
the consolidated accounts
8. Receive the information concerning Mgmt No Action *
the work and function of the Board
including its committees (Credit
Committee, Audit & Compliance
Committee and Compensation Committee)
9. Receive the speech by the President Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
ENIRO AB Agenda: 700460861
CUSIP: W2547B106 Meeting Type: OGM
Ticker: Meeting Date: 3/31/2004 ISIN: SE0000718017
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting Non- No Action *
Voting
A. Approve the profit and loss account Mgmt No Action *
and the balance sheet together with
Group profit and loss account and the
Group balance sheet
B. Approve the appropriation of profits Mgmt No Action *
of the Company in accordance with the
approved balance sheet
C. Grant discharge of liability for the Mgmt No Action *
Members of the Board of Directors and
the Managing Director
D. Approve to determine the number of Mgmt No Action *
Members and the Deputy Members of the
Board of Directors to be elected by
the meeting
E. Elect the Members of the Board of Mgmt No Action *
Directors and any Deputy Members of
the Board of Directors
F. Approve to determine the Board of Mgmt No Action *
Directors fee
G. Elect the Auditors Mgmt No Action *
H. Approve to determine the Auditors Mgmt No Action *
I. Approve the resolution concerning the Mgmt No Action *
use of non-restricted reserves
J. Approve the resolution concerning the Mgmt No Action *
redemption plan
K. Authorize the Board of Directors to Mgmt No Action *
acquire own shares
L. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint a
Nomination Committee
M. Other matters Other No Action *
- -------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON Agenda: 700464794
CUSIP: W26049119 Meeting Type: OGM
Ticker: Meeting Date: 4/6/2004 ISIN: SE0000108656
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve the profit and loss statement Mgmt No Action *
and the balance sheet, the
consolidated profit and loss
statement and the consolidated
balance sheet for the Group
B. Grant discharge to the members of the Mgmt No Action *
Board of Directors and the President
from their liability
C. Approve the determination of the Mgmt No Action *
appropriation of the loss in
accordance with the approved balance
sheet
D. Approve to determine the number of Mgmt No Action *
Members and the Deputy Members of the
Board of Directors; the number of
Board members be 9 without deputy
Board Members
E. Approve to determine the fee payable Mgmt No Action *
to the Board of Directors; the fee
to the Board of Directors be maximum
SEK 8 million to be distributed by
the Board of Directors among its
F.1 Re-elect Mr. Peter L. Bonfield as a Mgmt No Action *
Board Member
F.2 Re-elect Mr. Sverker Martin-Lof as a Mgmt No Action *
Board Member
F.3 Re-elect Mr. Arne Martensson as a Mgmt No Action *
Board Member
F.4 Re-elect Mr. Eckhard Pfeiffer as a Mgmt No Action *
Board Member
F.5 Re-elect Mr. Carl-Henric Svanberg as Mgmt No Action *
a Board Member
F.6 Re-elect Ms. Lena Torell as a Board Mgmt No Action *
Member
F.7 Re-elect Mr. Michael Treschow och Mgmt No Action *
Marcus Wallenberg as a Board Member
F.8 Elect Ms. Nancy McKinstry as a Board Mgmt No Action *
Member
G. Determine the fee payable to the Mgmt No Action *
Auditors
H. Elect Mr. Peter Clemedtson, Mgmt No Action *
OhrlingsPricewaterhouseCoopers, as
the Auditor and Mr. Robert Barnden,
OhrlingsPricewaterhouseCoopers, as
the Deputy Auditor for the remaining
mandate period up to and including
the AGM in 2007
I. Elect Mr. Bengt Belfrage, Mr. Mgmt No Action *
Christer Elmehagen, Mr. Anders Nyren,
Mr. Bjorn Svedberg and Mr. Och Michael
Treschow as a members of the
Nomination Committee until the end of
the AGM in 2005; and approve that no
fee is to be paid to the Nomination
Committee for this period
J. Approve the Long Term Incentive Plan Mgmt No Action *
2004 LTI 2004, for senior Managers
and other key contributors and include
23,500,000 shares of Series B to be
added to the SPP 2003, which will
apply during the second half of the
already initiated 24 month
contribution period under the plan
K. Authorize the Board of Directors to Mgmt No Action *
examine whether the performance
matching under LTI 2004 is reasonable
considering the Company s financial
results and position, conditions on
the stock market and other
circumstances, and if not reduce the
number of performance shares to be
matched under LTI 2004 to the lower
number of shares deemed appropriate by
the Board of Directors
L. Amend one parameter of the SPP 2003 Mgmt No Action *
to remove the SEK 50,000 annual
restriction on individual
contributions and investment in
shares, while retaining the 7.5% of
annual salary as the maximum
M. Approve to transfer of own shares up Mgmt No Action *
to 24,600,000 shares of series B
23,5000 shares related to LTI 2004 and
1,100,000 shares to SPP 2003, to such
persons within the Ericsson Group
covered by the terms and conditions
for the SPP 2003 and LTI 2004, for
free consideration until 15 NOV 2004;
and authorize the Ericsson to transfer
of up to 4,90,000 shares of series B,
out of the holdings of 24,600,000
shares, in order to cover certain
payments, mainly social security
payments 4,700,000 shares are related
to LTI 2004 and 200,000 shares to SPP
2003, prior to the AGM in 2005;
transfer of the shares effected at
Stockholmsborsen at a price within
the, at each time, registered price
interval for the
N. Authorize the Ericsson the transfer Mgmt No Action *
of own shares, up to a maximum of
55,780,565 shares of series B or the
lower number of shares of series B,
which as per 06 APR 2004, remains of
the orginal total holding of
57,000,000 shares, for the purpose of
covering certain payments, primarily
social security charges that may
occur in relation to the Company s
Global Stock Incentive Program 2001
and SPP 2003
O. Approve the equal voting rights for Mgmt No Action *
shares of series A and series B
without compensation to the holders
of shares of series A
- -------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda: 700480457
CUSIP: W41422101 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: SE0000106270
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Elect the Chairman of the meeting Non- No Action *
Voting
A. Approve and adopt the profit and loss Mgmt No Action *
account and the balance sheet as
well as the consolidated profit and
loss account and the consolidated
balance sheet
B. Approve the allocation of the Company s Mgmt No Action *
profits according to the adopted
balance sheet
C. Grant release from the liability for Mgmt No Action *
the Members of the Board of Directors
and the Managing Director
D. Approve the determination of 7 Mgmt No Action *
Members of the Board of Directors and
2 alternate Members
E. Approve the fees to the Board of Mgmt No Action *
Directors of SEK 3,900,000 to be
divided between the Members, there
will be no fees to the Members
employed by the Company and fees to
the Auditors is paid on an open
accounts basis
F.1 Re-elect Mr. Fred Andersson as a Mgmt No Action *
Member of the Board of Directors
F.2 Re-elect Mr. Werner Hofer as a Member Mgmt No Action *
of the Board of Directors
F.3 Re-elect Mr. Sussi Kvart as a Member Mgmt No Action *
of the Board of Directors
F.4 Re-elect Mr. Bo Lundquist as a Member Mgmt No Action *
of the Board of Directors
F.5 Re-elect Mr. Stig Nordfelt as a Mgmt No Action *
Member of the Board of Directors
F.6 Re-elect Mr. Stefan Persson as a Mgmt No Action *
Member of the Board of Directors
F.7 Re-elect Mr. Melker Schorling as a Mgmt No Action *
Member of the Board of Directors
F.8 Re-elect Mr. Jan Jacobsen as an Mgmt No Action *
Alternate Member of the Board of
Directors
F.9 Re-elect Mr. Rolf Eriksen as an Mgmt No Action *
Alternate Member of the Board of
Directors
G.1 PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint the
Nomination Committee and approve the
Committee of 3 to 5 persons who are
independent of the Company and who
represent the Company s shareholders
at general meetings, a representative
for the minority shareholders should
be a Member of the Committee
G.2 Approve that the nomination procedure Mgmt No Action *
provides that the majority
shareholders appoint 4 Members at the
end of the third quarter with the
Chairman of the Board of Directors as
the convener
H.1 PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
instruct the Board of Directors to
form a Compensation Committee
H.2 Authorize the Board of Directors to Mgmt No Action *
take decisions on all compensation
issue in the Company
I. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
instruct the Board of Directors to
appoint an Audit Committee
- -------------------------------------------------------------------------------------------------------
GAMBRO AB Agenda: 700471698
CUSIP: W4325F101 Meeting Type: AGM
Ticker: Meeting Date: 4/13/2004 ISIN: SE0000164485
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Opening of the AGM Mgmt No Action *
10. Discharge the members of the Board of Mgmt No Action *
Directors and the President from
personal liability for the fiscal
11. Determine the number of Board members Mgmt No Action *
be set at nine with no Deputy
12. Approve the fee to the Board in a Mgmt No Action *
fixed amount of SEK 3,950,000 for
distribution among those members
elected by the AGM who are not
employees of the Company
13. Approve the fee to Auditors to be Mgmt No Action *
paid as per invoice during the period
up to the next AGM
14.1 Re-elect Mr. Claes Dahlback as a Mgmt No Action *
Director
14.2 Re-elect Ms. Sandra Austin Crayton as Mgmt No Action *
a Director
14.3 Re-elect Mr. Wilbur H Gantz as a Mgmt No Action *
Director
14.4 Re-elect Mr. Peter H Grassmann as a Mgmt No Action *
Director
14.5 Re-elect Mr. Juha P Kokko as a Mgmt No Action *
14.6 Re-elect Mr. Soren Mellstig as a Mgmt No Action *
Director
14.7 Re-elect Mr. Hakan Mogren as a Mgmt No Action *
14.8 Re-elect Ms. Lena Torell as a Mgmt No Action *
14.9 Elect Ms. Adine Grate Axen as a Mgmt No Action *
Director
15. Elect Deputy Auditors, Mr. Hakan Mgmt No Action *
Malmstrom and Ms. Anna Hesselman, for
the remaining mandate period up to
and including the AGM 2007
16. Approve Gambro Group s long-term Mgmt No Action *
Incentive Plans
17. Authorize the Board to decide on Mgmt No Action *
purchase and sale of the Company s
own shares, including authority for
the Board to decide on purchase at
the Stockholm Stock Exchange, or
through an offer to purchase to all
shareholders, and to decide on
disposition, by derogation from the
shareholders preemptive rights,
through sale at the Stockholm Stock
Exchange for the purpose of financing
an acquisition or through transfer
to a third party in connection with
acquisitions for consideration in a
form other than money
18. Request from Amnesty Business Group Mgmt No Action *
regarding policy document on human
rights
19. Closure of Meeting Mgmt No Action *
2. Elect the Chairman for the meeting Mgmt No Action *
3. Prepare and adopt the Voting Register Mgmt No Action *
4. Approve the agenda Mgmt No Action *
5. Determine whether the meeting has Mgmt No Action *
been properly convened
6. Elect two Minutes Checkers Mgmt No Action *
7. Receive the presentation of the Mgmt No Action *
annual report and the Auditors
report, the consolidated financial
report and the Auditors report on
the consolidated financial report,
and the report by the President and
8. Adopt the income statement and Mgmt No Action *
balance sheet and the consolidated
income statement and consolidated
balance sheet
9. Approve the disposition of the Mgmt No Action *
Company s profit as shown in the
balance sheet adopted by the meeting
and the determination of the record
date for the dividend
- -------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP AB Agenda: 700497806
CUSIP: W56523116 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: SE0000412371
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK
A. Adopt the income statement and the Mgmt No Action *
balance sheet and the consolidated
income statement and the consolidated
balance sheet
B. Approve the Company s unappropriated Mgmt No Action *
earnings or accumulated losses as
stated in the adopted balance sheet
C. Grant discharge from liability to the Mgmt No Action *
Members of the Board of Directors
and the Managing Director
D. Approve to determine the number of Mgmt No Action *
Members and the Deputy Members of the
Board of Directors and the number of
Auditors and the Deputy Auditors
E. Approve to determine the fees of the Mgmt No Action *
Members of the Board of Directors and
the Auditors
F.1 Re-elect Mr. Asger Aamund as a Member Mgmt No Action *
of the Board of Directors
F.2 Re-elect Mr. David Chance as a Member Mgmt No Action *
of the Board of Directors
F.3 Re-elect Mr. Lars-Johan Jarnheimer as Mgmt No Action *
a Member of the Board of Directors
F.4 Re-elect Ms. Cristina Stenbeck as a Mgmt No Action *
Member of the Board of Directors
F.5 Re-elect Mr. Pelle Tornberg as a Mgmt No Action *
Member of the Board of Directors
F.6 Elect Mr. Nick Humby as a Member of Mgmt No Action *
the Board of Directors
F.7 Elect Mr. David Marcus as a Member of Mgmt No Action *
the Board of Directors
G. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Elect a
Nomination Committee
H. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Authorize the
Board of Directors to elect a
Remuneration Committee
I. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDERS PROPOSAL: Authorize the
Board of Directors to elect an Audit
Committee
- -------------------------------------------------------------------------------------------------------
NORDEA BANK AB Agenda: 700457460
CUSIP: W57996105 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: SE0000427361
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve to amend the Articles of Mgmt No Action *
Association and thereby to reduce the
mandate period for the Board Members
from 2 years to 1 year
2. Approve: to reduce the share capital Mgmt No Action *
corresponding to the repurchased own
shares held by Nordea AB Publ,
81,608,500 shares, through retirement,
without repayment, of those shares;
the amount of the reduction, EUR
32,343,080.72 be transferred to funds
to be used according to a decision by
a General Meeting of shareholders; and
that the share capital will amount to
EUR 1,128,117,742.40 after the
reduction
3. Approve: in order to contribute to a Mgmt No Action *
more efficient utilization of the
Company s resources, to renew the
authorization until the next AGM to
repurchase up to 10% of the shares in
the Company on a stock exchange where
the Company s shares are listed, or by
means of an acquisition offer directed
to all shareholders in the Company;
that the acquisition of shares on a
stock exchange may
only be made within the price interval
registered at any time on the stock
exchange in question, by which is
meant the interval between the highest
purchase price and lowest selling
price; and that the acquisition of
shares according to an acquisition
offer directed towards all
shareholders may be made at a price
highest corresponding to the stock
exchange share price at the time of
the offer with an addition of
4. Approve that Nordea until the next Mgmt No Action *
AGM on an ongoing basis be able to
purchase own shares, up to 30% of all
shares in the Company, to facilitate
its securities business; and that
the Company s total holding of own
shares, including own shares
purchased in the securities business,
does not exceed 10% of the total
number of shares in the Company
- -------------------------------------------------------------------------------------------------------
NORDEA BANK AB Agenda: 700405625
CUSIP: W57996105 Meeting Type: EGM
Ticker: Meeting Date: 10/22/2003 ISIN: SE0000427361
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend the Company s Articles of Mgmt No Action *
Association
- -------------------------------------------------------------------------------------------------------
SANDVIK AB Agenda: 700487879
CUSIP: W74857165 Meeting Type: AGM
Ticker: Meeting Date: 5/6/2004 ISIN: SE0000667891
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Adopt the income statement and the Mgmt No Action *
balance sheet, as well as the
consolidated income statement and the
balance sheet
B. Grant discharge to the Members of the Mgmt No Action *
Board of Directors and the President
from their liability for the fiscal
year
C. Approve a dividend for the fiscal Mgmt No Action *
2003 of SEK 10.50 per share with 11
MAY 2004 proposed as the record date
for payment of the dividend
D. Approve to determine 8 Board Members Mgmt No Action *
and no deputy Members
E. Approve to determine the remuneration Mgmt No Action *
for the Board is proposed in that the
Chairman receives SEK 975,000 and
other Board members who are not
employed by the Company shall each
receive SEK 325,000 plus a fee for
committee work of not more than SEK
200,000 to be distributed as decided
by the Board between the Board members
who are included in committees
established by the Board
F.1 Re-elect Mr. George Ehnrooth as a Mgmt No Action *
Board member
F.2 Re-elect Mr. Clas Ake Hedstrom as a Mgmt No Action *
Board member
F.3 Re-elect Mr. Sigrun Hjelmquist as a Mgmt No Action *
Board member
F.4 Re-elect Mr. Egil Mycklebust as a Mgmt No Action *
Board member
F.5 Re-elect Mr. Arne Martensson as a Mgmt No Action *
Board member
F.6 Re-elect Mr. Lars Nyberg as a Board Mgmt No Action *
member
F.7 Re-elect Mr. Anders Nyren as a Board Mgmt No Action *
member
F.8 Re-elect Mr. Lars Pettersson as a Mgmt No Action *
Board member
G. Amend the Articles of Association so Mgmt No Action *
that the lowest number of the
Auditors be one instead of two and
that a Deputy Auditor not be
obligatory, and Section 8 of the
Articles of Association
H. Approve the decision on the number of Mgmt No Action *
Auditors and the Deputy Auditors
I. Approve the fees to be paid to the Mgmt No Action *
Auditors
J. Elect Public Accountant Bernhard Ohrn Mgmt No Action *
as the Auditor and the Public
Accountants George Pettersson and
joakim Thilstedt as the Deputy
K. Approve that, one representative of Mgmt No Action *
each of the four largest
shareholders, who may not be members
of thw Board of the Company shall
jointly with the Board Chairman
constitute the nominating committee
for the period up to the end of the
L. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Elect the
Nominating Committee comprising of
three to five persons independent of
the Company and represent the Company
M. Authorize the Board of Directors to Mgmt No Action *
decide on the purchase of the Company s
own shares, prior to the next AGM up
to a maximum number of shares that the
Company s holding at any given time
does not exceed 10% of all the shares
of the Company, the buy-back shall be
effected on Stockholmsborsen Stockholm
Exchange and a step toward adjusting
the Company s capital structure in
accordance with established financial
objectives
- -------------------------------------------------------------------------------------------------------
SECURITAS AB Agenda: 700465607
CUSIP: W7912C118 Meeting Type: AGM
Ticker: Meeting Date: 4/6/2004 ISIN: SE0000163594
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve to adopt the statement of Mgmt No Action *
income and the balance sheet and the
consolidated statement of income and
the consolidated balance sheet as per
31 DEC 2003
B. Approve the appropriation of the Mgmt No Action *
Company s profit according to the
adopted balance sheet and approve the
dividend of SEK 2.00 per share
C. Approve the record date for the Mgmt No Action *
dividend at 13 APR 2004
D. Grant discharge to the Board of Mgmt No Action *
Directors and the Managing Director
from the liability for the FY 2003
E. Approve the establishment of the Mgmt No Action *
number of Board Members to 8 and the
Deputy Members of the Board of
Directors
F. Approve the establishment of fees of Mgmt No Action *
SEK 3,000,000 to the Board of
Directors and the accounting firm fee
on current account
G.1.1 Re-elect Mr. Thomas Berglund as a Mgmt No Action *
Member of the Board of Directors
G.1.2 Re-elect Mr. Annika Bolin as a Member Mgmt No Action *
of the Board of Directors
G.1.3 Re-elect Mr. Carl Douglas as a Member Mgmt No Action *
of Board of the Directors
G.1.4 Re-elect Mr. Gustaf Douglas as a Mgmt No Action *
Member of Board of the Directors
G.1.5 Re-elect Mr. Anders Frick as a Member Mgmt No Action *
of Board of the Directors
G.1.6 Re-elect Mr. Berthold Lindquist as a Mgmt No Action *
Member of Board of the Directors
G.1.7 Re-elect Mr. Fredrik Palmstierna as a Mgmt No Action *
Member of Board of the Directors
G.1.8 Re-elect Mr. Melker Schorling as a Mgmt No Action *
Member of Board of the Directors
G.2 Re-elect the registered public Mgmt No Action *
accounting firm PricewaterhouseCoopers
AB, Stockholm, with authorized Public
Accountant Mr. Goran Tidstrom as
representative of the accounting firm,
for 4 years
H. Re-elect Mr. Gustaf Douglas and Mr. Mgmt No Action *
Melker Schorling as the Members of
the Nomination Committee in respect
of the AGM in 2005
- -------------------------------------------------------------------------------------------------------
SKANDIA INSURANCE AB Agenda: 700474480
CUSIP: W80217107 Meeting Type: AGM
Ticker: Meeting Date: 4/15/2004 ISIN: SE0000113094
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting Non- No Action *
Voting
A. Approve the profit and loss account Mgmt No Action *
and the balance sheet and
consolidated profit and loss account
and the consolidated balance sheet
B. Approve the appropriation of the Mgmt No Action *
Company s profits in accordance with
the adopted balance sheet and fix the
record date for payment of a
C. Grant discharge to the Directors and Mgmt No Action *
the President from liability for
their administration during the FY
D. Approve the Directors fees Mgmt No Action *
E. Approve the number of Directors be Mgmt No Action *
elected by the meeting
F. Elect the Directors Mgmt No Action *
G. Approve the Auditors fees Mgmt No Action *
H. Elect Mr. Goran Engquist and Mr. Mgmt No Action *
Svante Forsbert, both authorized
Public Accountants at Deloitte &
Touche AB, as the Auditors
I. Elect Mr. Gunnar Abrahamson and Mr. Mgmt No Action *
Hans Stenbert, both authorized Public
Accountants at Deloitte & Touche AB,
as the Alternate Auditors
J.1 Approve that the Nominating Committee Mgmt No Action *
consist of 5 members and that the
Committee includes a representative
of the minor shareholders and approve
its remuneration
J.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the Nominating Committee should
consist of three to five persons
independent from the Company, elected
by the General Meeting and
representing the owners of the
Company, and including representative
K. Amend Article 6, first paragraph of Mgmt No Action *
Article 10 and second paragraph of
Article 13 of the Articles of
Association
L. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Authorize the
Board to enroll all policyholders of
Skandia as the members of Sveriges
Forsakringssparares Riksorganisation
Swedish Insurance Savings
Policyholders Association and pay the
costs for such memberships through an
addition to management expenses on the
insurance policies
M. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that: 1)
no secret agreements be made with
Directors, but that everything, even
decisions made through arbitration be
available to the shareholders; 2) if
agreements have been made prior to the
AGM, such agreements be cancelled with
respect to the confidentiality
clauses; and 3) the previous
investigation of Skandia needs to be
complemented, especially with respect
to Mr. Bengt Braun s and Mr. Lars
Ramqvist s liability and that a new
investigation review the affair
historically and up to the 2004 AGM
- -------------------------------------------------------------------------------------------------------
SKANDIA INSURANCE AB Agenda: 700447091
CUSIP: W80217107 Meeting Type: EGM
Ticker: Meeting Date: 1/28/2004 ISIN: SE0000113094
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting Non- No Action *
Voting
A. Approve to elect six Directors at the Mgmt No Action *
meeting
B.1 Elect Mr. Bjorn Bjornsson as a Mgmt No Action *
Director for the period through the
2004 AGM
B.2 Elect Mr. Leif Victoria as a Director Mgmt No Action *
for the period through the 2004 AGM
B.3 Elect Mr. Eero Heliovarra as a Mgmt No Action *
Director for the period through the
2004 AGM
B.4 Elect Dr. Oonagh as a Director for Mgmt No Action *
the period through the 2005 AGM
B.5 Elect Mr. Clas Reuterskiold as a Mgmt No Action *
Director for the period through 2005
AGM
C. Elect Mr. Bertel Enlund, Authorized Mgmt No Action *
Public Accountant, Ernst & Young as
the Auditor for the period through
the 2004 AGM
- -------------------------------------------------------------------------------------------------------
SKANSKA AB Agenda: 700461762
CUSIP: W83567110 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: SE0000113250
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve to adopt the income Mgmt No Action *
statement, balance sheet, the
consolidated income sheet and the
consolidated balance sheet
B. Approve the Board motion regarding Mgmt No Action *
the disposition of the Company s
profit to pay as dividend of SEK 3.00
per share to the shareholders for FY
2003 as shown in the adopted balance
sheet, and determination of the
record date for payment of the
C. Grant discharge to the Members of the Mgmt No Action *
Board and the President from
liability for the FY
D. Approve the number of Board Members Mgmt No Action *
and no Deputy Members to be elected
by the meeting
E. Approve the fees to the Board of Mgmt No Action *
Directors amounting to SEK 3,500,000
plus a special appropriation of SEK
500,000 for the committee work to be
divided among the Members of the Board
who are elected by the meeting and who
are not employees of the Company and
the fee to the Auditors be paid in the
amount shown on approved invoices as
specified
F.1 Re-elect Mr. Roger Flanagan as a Mgmt No Action *
Board Member
F.10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Elect Mr. Lena
Nyberg as a Board Member
F.2 Re-elect Mr. Ulrike Franeka as a Mgmt No Action *
Board Member
F.3 Re-elect Mr. Jane Garwy as a Board Mgmt No Action *
Member
F.4 Re-elect Mr. Stuart Graham as a Board Mgmt No Action *
Member
F.5 Re-elect Mr. Soren Cyll as a Board Mgmt No Action *
Member
F.6 Re-elect Mr. Finn Johnsson as a Board Mgmt No Action *
Member
F.7 Re-elect Mr. Severker Martin-Lof as a Mgmt No Action *
Board Member
F.8 Re-elect Mr. Ame Martensson as a Mgmt No Action *
Board Member
F.9 Re-elect Mr. Anders Nyren as a Board Mgmt No Action *
Member
G. Approve the mandate to the Chairman Mgmt No Action *
of the Board to select one
representative from each of the five
largest shareholders who are not the
Members of the Board and who,
together with the Chairman of the
Board, shall constitute the
Nominating Committee for the period
H. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that
the AGM shall be held alternately in
Gothenburg, Malmo and Stockholm
I. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that the
Skanska s Board of Directors instructs
Skanska s President to present prior
to 01 JUL 2004, an action plan for how
to lead the
- -------------------------------------------------------------------------------------------------------
SVENSKA KULLAGERFABRIKEN SKF AB Agenda: 700469174
CUSIP: W84237143 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: SE0000108227
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve the matter of adoption of the Mgmt No Action *
income statement and the balance
sheet and the consolidated income
statement and the consolidated
B. Approve the distribution of the Mgmt No Action *
profits and the dividend for the FY
2003 of SEK 10.00 per share for the
shareholders with holding recorded on
23 APR 2004 and the payment date is
on 28 APR 2004
C. Grant discharge to the Members of the Mgmt No Action *
Board and the President from the
liability
D. Approve to elect 8 ordinary Board Mgmt No Action *
Members and no deputy Members
E. Approve the allotment of SEK Mgmt No Action *
2,350,000, variable allotment
corresponding to the value equal to
800 Company shares of series B for
the Chairman and 300 shares of series
B for the other Board Members and an
allotment of Committee work of SEK
150,000 as the fee for the Board of
Directors until the next AGM
F. Approve the Auditor fee as in the Mgmt No Action *
invoice
G.1 Re-elect Mr. Anders Scharp as a Board Mgmt No Action *
Member
G.2 Re-elect Mr. Soren Gyll as a Board Mgmt No Action *
Member
G.3 Re-elect Mr. Vito H. Baumgartner as a Mgmt No Action *
Board Member
G.4 Re-elect Mr. Ulla Litzen as a Board Mgmt No Action *
Member
G.5 Re-elect Mr. Philip N. Green as a Mgmt No Action *
Board Member
G.6 Re-elect Mr. Clas Ake Hedstrom as a Mgmt No Action *
Board Member
G.7 Re-elect Mr. Tom Johnstone as a Board Mgmt No Action *
Member
G.8 Elect Mr. Winnie Kin Wah Fok as a Mgmt No Action *
Board Member
H. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Elect the
Nomination Committee consisting of 3
to 5 from the Company free standing
- -------------------------------------------------------------------------------------------------------
SSAB SWEDISH STEEL Agenda: 700477878
CUSIP: W8615U124 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: SE0000171100
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Elect Mr. Sven Unger as the Chairman Non- No Action *
of the meeting Voting
A. Adopt the profit and loss account and Mgmt No Action *
the balance sheet, as well as the
consolidated profit and loss account
and the consolidate balance sheet
B. Approve the disposition of the Mgmt No Action *
Company s profits in accordance with
the adopted balance sheet
C. Approve the record date for dividends Mgmt No Action *
D. Grant discharge to the Members of the Mgmt No Action *
Board of Directors and the President
from liabilities
E. Approve the number of Members of the Mgmt No Action *
Board of Directors at 8
F. Approve the fees of the Board of Mgmt No Action *
Directors at SEK 2.1 million and the
Auditors fees according to the
G.1 Re-elect Mr. Anders G. Carlberg as Mgmt No Action *
the Board Member
G.2 Re-elect Mr. Per-Olof Eriksson as the Mgmt No Action *
Board Member
G.3 Re-elect Mr. Sverker Martin-Lof as Mgmt No Action *
the Board Member
G.4 Re-elect Mr. Marianne Nivert as the Mgmt No Action *
Board Member
G.5 Re-elect Mr. Anders Nyren as the Mgmt No Action *
Board Member
G.6 Re-elect Mr. Anders Ullberg as the Mgmt No Action *
Board Member
G.7 Elect Mr. Carl Bennet as the Board Mgmt No Action *
Member
G.8 Elect Mr. Matti Sundberg as the Board Mgmt No Action *
Member
H. Authorize the Chairman of the Board Mgmt No Action *
of Directors, during the fourth
quarter, to: approve the appointment
by the largest shareholders of 4
persons who are not the Members of the
Board of Directors who, together with
the Chairman of the Board constitute a
Nomination Committee and publish the
composition of the Committee in
conjunction with the Company s report
for the third quarter and that the
Members of the Nomination Committee
receive no fees and that any costs
incurred during the nomination
procedure be borne
I. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve the
establishment of the Nomination
Committee constituting 3 to 5 persons
independent of the Company to
represent the shareholders, of whom 1
represent the small shareholders
J. Approve the rejection to establish an Mgmt No Action *
Audit Committee and that the duties
of such a Committee be performed by
the entire Board of Directors
K. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Authorize the
Board of Directors to establish and
Audit Committee
- -------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda: 700483186
CUSIP: W90937181 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: SE0000193120
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Receive the question from the Amnesty Non- No Action *
Business Group regarding a policy Voting
for the human rights
A. Approve the profit and loss account, Mgmt No Action *
the balance sheet, the consolidated
profit and loss account and
consolidated balance sheet
B. Grant liability for the Members of Mgmt No Action *
the Board and the President for the
period referred to in the financial
C. Approve to allocate the Bank s profit Mgmt No Action *
in accordance with the adopted
balance sheet and also concerning the
record day
D. Authorize the Board to resolve on Mgmt No Action *
acquisition of a maximum of 40 million
ordinary Class A and/or B shares and
divestment of all the Bank s own
ordinary Class A and/or B shares with
the right to deviate from the
shareholders preferential rights and
to decide on acquisition of its own
shares is motivated in order to
increase the earnings per share over
time; approve to acquire a Company or
operations, such truncation would be
facilitated if its own shares were
available to
E. Approve the acquisition of its own Mgmt No Action *
ordinary Class A and/or B shares for
the Bank s trading book, pursuant to
Chapter 4 Section 5 of the Securities
Operations Act (1991:981), on the
condition that own shares in the
trading book shall not at any time
exceed 2% of all shares of the Bank,
the aggregated holding of own shares
must not at any time exceed 10% of the
total number of shares
F. Approve the reduction in the share Mgmt No Action *
capital
G. Approve the bonus issue Mgmt No Action *
H. Approve to increase, by means of Mgmt No Action *
bonus issue, the Bank s share capital
by 104,008,112.25 Swedish Kronor by
means of transfer of 104,008,112.25
Swedish Kronor from the distributable
profits, where the nominal amount of
the share will increase from SEK 4 to
SEK 4.15 and amend the Section 5 of
the Articles of Association
I. Elect 13 Board Members and no Deputy Mgmt No Action *
Members, which is an increase of one
Member
J. Elect 2 Auditors and no Deputy Mgmt No Action *
K. Approve the fees for the Board Mgmt No Action *
Members of SEK 5,600,000, to be
divided among the Members elected by
the meeting who are not employees of
the Bank and to increase the Board
by one Member and by the
establishment of an auditing
Committee; remuneration to the
L.1 Re-elect Mr. Pirkko Alitalo as the Mgmt No Action *
Board Member
L.10 Re-elect Mr. Arne Martensson as the Mgmt No Action *
Board Member
L.11 Re-elect Mr. Anders Nyren as the Mgmt No Action *
Board Member
L.12 Elect Mr. Bante Rathe as the Board Mgmt No Action *
Member
L.13 Elect Mr. Trondheim, Norway, as the Mgmt No Action *
Board Member
L.14 Elect Mr. Ulrika Boethius, Stockholm, Mgmt No Action *
as the Board Member
L.15 Approve the declination of Mr. Lotty Mgmt No Action *
Bergstrom for re-election
L.2 Re-elect Mr. Tommy Bylund as the Mgmt No Action *
Board Member
L.3 Re-elect Mr. Fredrik Baksaas as the Mgmt No Action *
Board Member
L.4 Re-elect Mr. Goran Ennerfelt as the Mgmt No Action *
Board Member
L.5 Re-elect Mr. Lars O Gronstedt as the Mgmt No Action *
Board Member
L.6 Re-elect Mr. Sigrun Hjelmquist as Mgmt No Action *
the Board Member
L.7 Re-elect Mr. Hans Larsson as the Mgmt No Action *
Board Member
L.8 Re-elect Mr. Fredrik Lundberg as the Mgmt No Action *
Board Member
L.9 Re-elect Mr. Sverker Martin-Lof as Mgmt No Action *
the Board Member
M. Re-elect the registered public Mgmt No Action *
accounting firms KPMG Bohlins AB and
Ernst & Young AB for the period until
the end of the AGM in 2008
N. Authorize the Chairman of the Board Mgmt No Action *
to appoint 4 representatives for the
major shareholder of the Bank, who,
with the Chairman, form a Committee to
prepare the next elect of the Board
Members, Board Members are not
eligible to serve on the Committee and
appoint the Chairman among its
Members; the composition of the
Committee before the Board election in
2005 be announced no later than 6
months prior to the AGM in 2005; no
fees are payable to the Committee
O. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint an
Election Committee and this should
comprise 3 to 5 persons who represent
the owners of the Company and who
are independent of the Company, a
representative for the small
shareholders should be a Member of
P. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve that the
Company follow Swedish Laws SFS
1999:268 EC directive 97/5/EC and SFS
2002:598 EC directive 2560/2001
- -------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB Agenda: 700477880
CUSIP: W92277115 Meeting Type: AGM
Ticker: Meeting Date: 4/26/2004 ISIN: SE0000310336
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Adopt the profit and loss statement Mgmt No Action *
and the balance sheet and the
consolidated profit and loss
statement and the consolidated
B. Approve the disposition in respect of Mgmt No Action *
the Company s profit
C. Adopt the Stock Option Programme for Mgmt No Action *
2004
D. Approve the Board of Director Mgmt No Action *
proposal regarding its authorization
to acquire shares in the Company
E. Approve the Board of Directors Mgmt No Action *
proposal to issue by the Company of
call options on repurchase shares in
the Company for the Stock Option
Programme for 2003 and to transfer by
the Company of such shares in the
Company in conjunction with a
potential demand for redemption of
call option
F. Approve the Board of Directors Mgmt No Action *
proposal to reduce the share capital
by SEK 36,000,00o through withdrawal
of 15,000,000 share in the Company by
way of recall of shares without
repayment to the shareholders,
together with the Board of Directors
proposal that the reduced amount shall
be transferred to non- restricted
shareholders equiry for
allocation to a fund for use in
accordance with the resolution passed
by a general meeting of the Company
G. Grant discharge to the Board of Mgmt No Action *
Directors and the President from
liability for the FY
H. Elect 6 ordinary members and no Mgmt No Action *
deputy members
I. Approve to propose the Board fees as Mgmt No Action *
follows: the Chairman fees: SEK
700,000 and the other Board Members
elected by the meeting shall receive
SEK 300,000; furthermore, it is
proposed that the Board be allotted
SEK 400,000 as compensation for the
Committee work carried out; and that
it shall be dividend within the Board
in a manner decided upon
J.1 Re-elect Mr. Bernt Magnusson as the Mgmt No Action *
Board member and deputy member
J.2 Re-elect Mr. Jan Blormberg as the Mgmt No Action *
Board member and deputy member
J.3 Re-elect Mr. Turve Johannesson as the Mgmt No Action *
Board member and deputy member
J.4 Re-elect Mr. Arne Jurbrandt as the Mgmt No Action *
Board member and deputy member
J.5 Re-elect Mr. Meg Tiveus as the Board Mgmt No Action *
member and deputy member
J.6 Elect Mr. Karsten Slotte as the Board Mgmt No Action *
member and deputy member
K. Approve the number of Auditors and Mgmt No Action *
the Deputy Auditors to be elected by
the meeting
L. Approve the fees paid to the Auditors Mgmt No Action *
M. Appoint KPMG Bowins AB KPMG Auditor Mgmt No Action *
with authorized Auditor Thomas Thiel
as the Auditor in charge, up to and
including the AGM to be held 4 years
from election of the Auditor
N.1 Re-elect Mr. Ecrnt Magnusson as the Mgmt No Action *
member of the Nomination Committee
N.2 Re-elect Mr. Bjorn Franzonn as the Mgmt No Action *
member of the Nomination Committee
N.3 Re-elect Mr. Mariame Nilsson as the Mgmt No Action *
member of the Nomination Committee
N.4 Re-elect Mr. Staffan Grefback as the Mgmt No Action *
member of the Nomination Committee
O. Amend the Articles of Association and Mgmt No Action *
authorize the Directors to appoint 1
or several Special Auditors to audit a
Board of Directors statement made
in relation to an issue of new shares
for non-cash consideration or payment
through set-off claims against the
Company or other provisions for the
subscription according to Chapter 4 &
6 of the Swedish Company s Act
1975:1385; or audit of Merger Plans
according to Chapter 14, 7 and 23 of
the said Act
- -------------------------------------------------------------------------------------------------------
TELIASONERA AB Agenda: 700482045
CUSIP: W95890104 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: SE0000667925
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the AGM Non- No Action *
Voting
A. Approve to adopt the income Mgmt No Action *
statement, balance sheet, consolidate
income statement and consolidated
balance sheet
B. Approve the appropriation of the Mgmt No Action *
Company s profits as per the adopted
balance sheet and setting of record
date 03 MAY 2004 and the stock
dividend of SEK 1 per share be
distributed to the shareholders
C. Grant discharge the members of the Mgmt No Action *
Board of Directors and the president
from personal liability for the
administration of the Company in 2003
D. Elect the members and Deputy Board Mgmt No Action *
Members by the AGM
E. Approve the compensation for the Mgmt No Action *
Board of Directors
F. Elect the Board of Directors Mgmt No Action *
G. Amend the Articles of Association Mgmt No Action *
Section 7
H. Elect two Auditors and no Deputy Mgmt No Action *
Auditors shall be designated
I. Approve the compensation to the Mgmt No Action *
Auditors be paid on the basis of the
invoice
J. Elect Ohrlings PricewaterhouseCoopers Mgmt No Action *
AB as the Auditors until the time
that the AGM decision to change the
Articles of Association
K. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Elect the
nomination committee composed of 3 to
5 from the Company independent
Members; the Members should be elected
by the AGM and represent the
shareholders of the Company where of 1
Member should represent the smaller
L. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve the
shareholders Osmo Soronen s to
instruct the Board of Directors
within 60 days from the AGM to decide
upon a delivery guarantee which
requires the Company to, in relation
to private consumers who do not
receive services within the time
M. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve the
shareholder Mr. Einer Hellborn s that
I) Naringsliverts fond/Timbro should
account for all campaigns and expenses
during the last year s and specify if
there is any support for better work
result from the Directors with 100
million salary than those with 10
million salary ii) to request that the
funds should be repaid to the
Companies to give the shareholder in
each Company possibility to decide
upon sharing the money with the
shareholders invest in the Company or
to contribute to PR that would be of
use for the Company
- -------------------------------------------------------------------------------------------------------
WM-DATA AB Agenda: 700418280
CUSIP: W9899H102 Meeting Type: EGM
Ticker: Meeting Date: 11/4/2003 ISIN: SE0000115404
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting and the Non- No Action *
election of the Chairman of the Voting
A. Approve the part-ownership program Mgmt No Action *
comprising a private placement of
convertible debentures
- -------------------------------------------------------------------------------------------------------
WM-DATA AB Agenda: 700436125
CUSIP: W9899H102 Meeting Type: EGM
Ticker: Meeting Date: 12/10/2003 ISIN: SE0000115404
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Opening of the meeting and the Non- No Action *
election of the Chairman of the Voting
A. Approve the part-ownership program Mgmt No Action *
comprising a private placement of
convertible debentures
B. Authorize the Board of Directors to Mgmt No Action *
resolve on new issues of shares
- -------------------------------------------------------------------------------------------------------
WM-DATA AB Agenda: 700468083
CUSIP: W9899H102 Meeting Type: OGM
Ticker: Meeting Date: 4/15/2004 ISIN: SE0000115404
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
A. Approve the income statement and the Mgmt No Action *
balance sheet and the consolidated
income statement and the consolidated
balance sheet
B. Approve the appropriation of the Mgmt No Action *
Company s earnings and a dividend of
SEK 0.20 per share for the
operational year 2003; the record
date to receive the dividend is 20
APR 2004 and the payment date is 23
C. Grant discharge to the Board Members Mgmt No Action *
and the President from their
D. Approve the fees of SEK 1,700,000 to Mgmt No Action *
be paid to the Board of Directors and
the Auditors fee to be paid in
accordance with the Auditors invoice
E. Approve to elect 7 Board Members and Mgmt No Action *
no deputy Board Members
F.1 Re-elect Mr. Borje Ekholm as a Board Mgmt No Action *
Member
F.2 Re-elect Mr. Jonas Fredriksson as a Mgmt No Action *
Board Member
F.3 Re-elect Mr. Lisberth Gustafsson as a Mgmt No Action *
Board Member
F.4 Re-elect Mr. Hans Mellstrom as a Mgmt No Action *
Board Member
F.5 Re-elect Mr. Gundor Rentsch as a Mgmt No Action *
Board Member
F.6 Re-elect Mr. Lars Wedenborn as a Mgmt No Action *
Board Member
F.7 Re-elect Mr. Thord Wilkne as a Board Mgmt No Action *
Member
G. Approve the employees stock option Mgmt No Action *
program for 2004 and the allotment of
1,000,000 employee stock options
without taking into account the
restrictions on the rights disposition
amounts to SEK 6.3 millions to 75
senior Executives and key persons in
the WM-data Group for free
consideration; each option entitles
the holder to purchase one share of
series B in WM-data at an exercise
price of SEK 22.20 per share during
the period from 31 MAR 2007 to 31 MAR
2009
H. Amend the Articles of Association so Mgmt No Action *
that: i) the objects of the Company
are adjusted in respect of the part of
the business that is in fact carried
out in subsidiaries and associated
Companies, by adding the words direct
in Section 3; ii) the Company s object
is deleted in Section 3; iii) 1 or 2
registered public accounting firms may
be elected as Auditors Section 8; iv)
the provisions in first paragraph of
Section 11 be deleted; v) the order of
certain items on agenda is changed
Section 11, paragraph 2; vi) the
provisions to vote for the full number
of shares is deleted Section 12; and
vii) the provision on notice of
general meeting is adjusted in such a
way that notice only takes place by
announcement in newspapers thus not
also by letter in the mail
I. Elect a Nomination Committee consist Mgmt No Action *
of 3 to 5 independent members
representing the Company s owners
- -------------------------------------------------------------------------------------------------------
BANCO COMERCIAL PORTUGUES SA BCP, PORTO Agenda: 700456610
CUSIP: X03188137 Meeting Type: AGM
Ticker: Meeting Date: 3/15/2004 ISIN: PTBCP0AM0007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the 2003 annual report and Mgmt No Action *
results and the 2003 consolidate
annual report and 2003 consolidated
results
2. Approve to appropriate the profits Mgmt No Action *
3. Approve the general appreciation of Mgmt No Action *
the Company s Management and auditing
4. Amend the Company s By-laws Mgmt No Action *
5. Ratify the co-optation of one Member Mgmt No Action *
of the Senior Board to fulfil a
6. Approve the acquisition and sale of Mgmt No Action *
own shares
7. Approve the acquisition and sale of Mgmt No Action *
own bonds
- -------------------------------------------------------------------------------------------------------
BANCO BPI SA, PORTO Agenda: 700476446
CUSIP: X04608109 Meeting Type: AGM
Ticker: Meeting Date: 4/20/2004 ISIN: PTBPI0AM0004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Management report, the Mgmt No Action *
individual and the consolidated
accounts of 2003
2. Approve to distribute the YE results Mgmt No Action *
3. Approve the general appraisal of the Mgmt No Action *
Management and the supervision of the
Company
4. Approve the fulfillment of a vacancy Mgmt No Action *
in the Board of Directors
5. Amend Article 12 of the Company s By- Mgmt No Action *
Laws
6. Approve the acquisition and Mgmt No Action *
alienation of own shares
- -------------------------------------------------------------------------------------------------------
BRISA AUTO ESTRADAS DE PORTUGAL SA, SAO Agenda: 700459806
DOMINGOS DE RANA
CUSIP: X07448107 Meeting Type: AGM
Ticker: Meeting Date: 3/25/2004 ISIN: PTBRI0AM0000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 annual report and Mgmt No Action *
results
2. Approve the 2003 consolidated report Mgmt No Action *
and also the 2003 consolidated
3. Approve the profit appropriation Mgmt No Action *
4. Approve the general appreciation of Mgmt No Action *
the Company s Management and auditing
5. Approve the report of the incentive Mgmt No Action *
plan to the management
6. Approve the acquisition and sale of Mgmt No Action *
own shares
- -------------------------------------------------------------------------------------------------------
ALPHA BANK SA Agenda: 700466748
CUSIP: X1687N119 Meeting Type: AGM
Ticker: Meeting Date: 3/30/2004 ISIN: GRS015013006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive approve the 31 DEC 03 balance Mgmt No Action *
sheet and the financial statements
accompanied by the reports of the
Board of Directors and of the
Chartered Accountants
10. Amend Articles 15, 17 and 20 of the Mgmt No Action *
Articles of Association in order for
the Board of Directors to have the
authority to issue corporate bonds in
conformity with the stipulation of
the Article 1 paragraph 2 of the Law
3156/2003
11. Approve the Board of Directors Mgmt No Action *
remuneration
12. Authorize the Board Members or the Mgmt No Action *
General Management or the Managers to
participate to Board of Directors or
the Management of the Group of
Companies having the same or similar
aims
2. Grant discharge to the Board of Mgmt No Action *
Directors Members and to the
Chartered Accountants of any
liability for the decision of the FY
3. Elect the regular Chartered Mgmt No Action *
Accountants and their replacements
for the FY 2004 and approve their
4. Approve the transformation balance Mgmt No Action *
sheets dated 31 MAR 03 and 06 JUN 03
of the Companies ALPHA HOLDINGS
ROMANIA SA and ALPHA INVEST SA
respectively, accompanied by the
relevant financial statements
5. Grant discharge to the Board of Mgmt No Action *
Directors Members and of the regular
Chartered Accountants of the
Companies ALPHA HOLDINGS ROMANIA and
ALPHA INVEST respectively for the
financial periods form 01 JAN 2003 up
to 24 N OV 2003 and from 01 JAN 2003
up to 28 NOV 2003 respectively
6. Amend Article 5 of the Articles of Mgmt No Action *
Association, resulting from the
exercise of preemptive rights
7. Approve the capital increase by the Mgmt No Action *
capitalization of the surplus value
deriving from the adjustment of the
Company s fixed assets Law 3229/2004
and/or from the capitalization of
reserves and the distribution of
shares and/or modification of the
nominal value of the existing shares
and the irrevocable order to the Board
of Directors for the arrangement of
distribution
8. Amend Article 5 of the Articles of Mgmt No Action *
Association concerning the share
capital due to the aforementioned
capital increase
9. Approve a purchase of the Company s Mgmt No Action *
own shares program according to
Article 16 Paragraph 5 of the Law
2190/1920
- -------------------------------------------------------------------------------------------------------
EFG EUROBANK ERGASIAS SA Agenda: 700471559
CUSIP: X1898P101 Meeting Type: AGM
Ticker: Meeting Date: 4/5/2004 ISIN: GRS323013003
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Bank s annual financial Mgmt No Action *
statements, Board of Directors and
the Auditor s relevant reports; and
profits appropriation
10. Approve the authorization supply, Mgmt No Action *
according to Article 23, Paragraph 1
of Cod. Law 2190/1920 to the Board of
Director Members and Executives, for
their participation in the Banks Group
of Companies or associated Companies
Board of Director s or Management
which have the same or similar
business goals
2. Approve the distribution of shares to Mgmt No Action *
the Bank s employees, according to
Articles 16, Paragraph 2 of Cod. Law
2190/1920 and 1 of Law 30/1988, as
currently in force, the share will be
derived from the Bank s capital
increase with capitalization of a part
from the profits of the year 003; and
amend Article 5 of the BAA
3. Approve the stock option plan for the Mgmt No Action *
Bank s employees, Board of Director
Members and associated Companies,
according to Article 13, Paragraph 9
of Cod. Law 2190/1920, as currently
in force
4. Approve the exemption of the Board of Mgmt No Action *
Director Members and Auditor s from
any liability for indemnity for the
year 2003
5. Elect an Auditing Company for the Mgmt No Action *
year 2004 and approve to determine
their remuneration
6. Approve the election of new Board of Mgmt No Action *
Director and specification of two
Independent, not Executive Members of
the Board of Director, according to
the provisions of Law 3016/2002,
regarding corporate government, as
currently in force
7. Approval the Board of Director s Mgmt No Action *
remuneration and contracts according
to Articles 23a and 24 of C. Law
2190/1920
8. Approve the purchase of the Bank s Mgmt No Action *
own shares, according to Article 16,
Paragraph 5 of Cod. Law 2190/1920 and
briefing regarding the Banks possess
shares
9. Approve the cancellation of shares, Mgmt No Action *
which purchased according to Article
16, Paragraph 5 of Cod. Law
2190/1920, with respective decrease
of the Bank s share capital; and
amend Article 5 of the BAA
- -------------------------------------------------------------------------------------------------------
STORA ENSO OYJ, HELSINKI Agenda: 700465544
CUSIP: X21349109 Meeting Type: AGM
Ticker: Meeting Date: 3/18/2004 ISIN: FI0009005953
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters to be resolved by Mgmt No Action *
the AGM pursuant to Article 14 of
Articles of Association of the
Company and to pay a dividend of EUR
0.45 per share
2. Approve to reduce the share capital Mgmt No Action *
of the Company through the
cancellation of shares held by the
3. Authorize the Board of Directors to Mgmt No Action *
repurchase shares in the Company
4. Authorize the Board of Directors to Mgmt No Action *
dispose of the shares held by the
Company
- -------------------------------------------------------------------------------------------------------
FORTUM CORPORATION Agenda: 700437709
CUSIP: X2978Z118 Meeting Type: EGM
Ticker: Meeting Date: 12/18/2003 ISIN: FI0009007132
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend the Articles of Association Mgmt No Action *
2. Authorize the Board to sell shares Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
FORTUM CORPORATION Agenda: 700459010
CUSIP: X2978Z118 Meeting Type: OGM
Ticker: Meeting Date: 3/25/2004 ISIN: FI0009007132
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AGM. Non- No Action *
THANK YOU. Voting
1. Approve the matters pertaining to Mgmt No Action *
Article 18 of the Articles of
Association and to pay dividend of
EUR 0.42 per share
2. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
abolish the Supervisory Board
3. PLEASE NOTE THAT THIS RESOLUTION IS A Shr No Action *
SHAREHOLDER PROPOSAL: Appoint a
Nomination Committee to prepare
proposals concerning Board Members
and their emoluments for the
- -------------------------------------------------------------------------------------------------------
KESKO OYJ Agenda: 700460582
CUSIP: X44874117 Meeting Type: AGM
Ticker: Meeting Date: 3/29/2004 ISIN: FI0009007900
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Matters to be dealt with at the AGM Mgmt No Action *
in accordance with Article 12 of the
Articles of Association
2. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER S PROPOSAL: Approve to
abandon the stock option schemes for
Kesko s management
- -------------------------------------------------------------------------------------------------------
KONE OY Agenda: 700444069
CUSIP: X45497116 Meeting Type: AGM
Ticker: Meeting Date: 2/27/2004 ISIN: FI0009000566
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the matters to be decided Mgmt No Action *
upon Article 12 of the Articles of
Association
2. Authorize Board Of Directors to Mgmt No Action *
repurchase Company s own shares
3. Authorize Board Of Directors to Mgmt No Action *
decide on distribution of any
repurchased shares
4. Approve to confirm the option program Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
METSO CORPORATION Agenda: 700452787
CUSIP: X53579102 Meeting Type: AGM
Ticker: Meeting Date: 4/6/2004 ISIN: FI0009007835
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the matters pertaining to Mgmt No Action *
Article 11 of the Articles of
Association and to pay dividend of
EUR 0,20 per share
2. Authorize the Board to repurchase Mgmt No Action *
Metso shares
3. Authorize the Board to dispose of Mgmt No Action *
Metso shares
4. Authorize the Board to increase the Mgmt No Action *
share capital by issuing new shares,
convertible bonds and/or stock
- -------------------------------------------------------------------------------------------------------
NATIONAL BANK OF GREECE Agenda: 700525124
CUSIP: X56533114 Meeting Type: AGM
Ticker: Meeting Date: 6/17/2004 ISIN: GRS003013000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN EGM. Non- No Action *
THANK YOU. Voting
1. Amend the Articles Mgmt No Action *
18,21,22,23,24,27,30 and 41 of the
Company s Articles of Association
- -------------------------------------------------------------------------------------------------------
OUTOKUMPU OYJ Agenda: 700470773
CUSIP: X61161109 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: FI0009002422
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters pertaining to the Mgmt No Action *
AGM as stated in the Article 15 of
the Articles of Association as well
as Board s Proposal to pay a dividend
of EUR 0.20 per share
2. Authorize the Board to increase Mgmt No Action *
Company s share capital by issuing
new shares, stock options or
convertible bonds
3. Authorize the Board to repurchase Mgmt No Action *
Company s own shares
4. Authorize the Board to decide to Mgmt No Action *
transfer Company s own shares
- -------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA Agenda: 700460190
CUSIP: X6769Q104 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: PTPTC0AM0009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE ADVISED THAT THIS IS A Non- No Action *
REVISION DUE TO AN AMENDED DEADLINE Voting
DATE. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RE-SEND THIS
PROXY FORM UNLESS YOU WISH TO AMEND
YOU VOTING INSTRUCTIONS. THANK YOU.
1. Approve the annual report, balance Mgmt No Action *
sheet and the accounts for 2003
10. Approve to issue bonds as well as on Mgmt No Action *
any other securities and specifically
about the fixing of the value under
the terms of Number 3 of Article 8,
Paragraph (e) of Number 1 of Article
15 of the By-Laws
11. Approve the acquisition and Mgmt No Action *
alienation of bonds and other own
2. Approve the consolidated annual Mgmt No Action *
report, balance sheet and the
accounts for 2003
3. Approve the profit application and Mgmt No Action *
reserves affectation
4. Approve the general appreciation of Mgmt No Action *
the Company s managing and auditing
5. Approve the ratification of the Mgmt No Action *
cooptation of Directors
6. Approve the acquisition and Mgmt No Action *
alienation of own shares, including
the acquisition in connection with
the program of share buy back
7. Approve the eventual of share capital Mgmt No Action *
reduction and specifically the
reduction up to EUR 125.428.500, in
order to release the capital copiously
in accordance with the program of
share buy back, through the
extinguishment at least, up to
125.428.500 own shares acquired or to
be acquired, as well as connected
reserves, due to the reduction of
issuing of convertible bonds emitted
by the Company and the consequent
alteration of the By-Laws to the
deliberation of the reduction Article
4 of the Social Contract
8. Approve, under the terms of Article Mgmt No Action *
8, Number 4 of the By-Laws on the
parameter to be applicable in case of
an eventual issuing of convertible
bonds in shares that could be
deliberated by the Board of Directors,
as well as about the issuing of
convertible bonds in shares already
realized by the
9. Approve the cancellation of Mgmt No Action *
preferential right in the
subscription of an eventual
convertible bonds issuing, in what
concerns the Resolution number 8 of
this meeting that might be done by
the Board of Directors deliberation
- -------------------------------------------------------------------------------------------------------
EDP - ELECTRICIDADE DE PORTUGAL SA, LISBOA Agenda: 700457612
CUSIP: X67925119 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: PTEDP0AM0009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the annual report, the Mgmt No Action *
Auditors report and the results for
2003
2. Receive the consolidated annual Mgmt No Action *
report, the consolidated auditors
report and the consolidated results
for 2003
3. Approve to discuss the proposal of Mgmt No Action *
profits appropriation
4. Acknowledge the Companys Management Mgmt No Action *
and the auditing
5. Approve to discuss the acquisition Mgmt No Action *
and sale of own shares by EDP and
also by the subsidiary Companies
6. Approve to discuss the acquisition Mgmt No Action *
and sale of own bonds by EDP and also
by the Subsidiary Companies
7. Amend Article 11 of the Company By- Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
PT MULTIMEDIA SERVICOS DE TELECOMUNICACOES E Agenda: 700459515
MULTIMEDIA SGPS SA, LISBOA
CUSIP: X70127109 Meeting Type: AGM
Ticker: Meeting Date: 3/26/2004 ISIN: PTPTM0AM0008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 annual report, the Mgmt No Action *
results and also the Auditor s report
2. Approve the 2003 consolidated Mgmt No Action *
reports, the consolidated results and
the consolidated Auditor s report
3. Approve the appropriation of profits Mgmt No Action *
4. Acknowledge the appreciation of the Mgmt No Action *
Company s Management and the auditing
5. Ratify the Director s Board co- Mgmt No Action *
6. Elect the Corporate Board for the Mgmt No Action *
next 3 years 2004/2006
7. Approve the acquisition of own shares Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
SAMPO PLC Agenda: 700459046
CUSIP: X75653109 Meeting Type: AGM
Ticker: Meeting Date: 4/7/2004 ISIN: FI0009003305
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters pertaining to Mgmt No Action *
Article 20 of the Articles of
Association and declare a dividend of
EUR 1.50 per share
2. Authorize the Board to buy back the Mgmt No Action *
Company s own shares
3. Authorize the Board to convey the Mgmt No Action *
Company s own shares
- -------------------------------------------------------------------------------------------------------
SONAE SGPS SA, MAIA Agenda: 700461231
CUSIP: X82198106 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: PTSON0AE0001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 annual report and Mgmt No Action *
results
2. Approve the 2003 consolidated annual Mgmt No Action *
report and the consolidated results
3. Approve the profits appropriation Mgmt No Action *
4. Approve the Company s management and Mgmt No Action *
auditing
5. Approve to change the number of Mgmt No Action *
Members in the Board of Directors and
elect the Members to fill the
6. Approve the acquisition and the sale Mgmt No Action *
of own shares
7. Approve the acquisition and the sale Mgmt No Action *
of own bonds
8. Approve the acquisition and/or Mgmt No Action *
holding of own shares by subsidiary
9. Approve the authorization to Mgmt No Action *
distribute own shares to the Members
of the Board of Directors as well as
to the Group Companies
- -------------------------------------------------------------------------------------------------------
TIETOENATOR CORP Agenda: 700456660
CUSIP: X90409115 Meeting Type: AGM
Ticker: Meeting Date: 3/18/2004 ISIN: FI0009000277
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters pertaining to Mgmt No Action *
Article 11 of the Articles of
Association as well as Board s
proposal to pay dividend of EUR 0.50
per share
2. Amend Paragraph 5 of the Articles of Mgmt No Action *
Association
3. Approve to decrease the share premium Mgmt No Action *
fund
4. Authorize the Board to acquire Mgmt No Action *
Company s own shares
5. Authorize the Board to decide on Mgmt No Action *
share issues
6. PLEASE NOTE THAT THIS IS A Shr No Action *
SHAREHOLDER PROPOSAL: Approve to
distribute the dotcom solution AB s
shares, which are owned by
Tietoenator Oyj, to the shareholders
- -------------------------------------------------------------------------------------------------------
TITAN CEMENT CO Agenda: 700512571
CUSIP: X90766126 Meeting Type: AGM
Ticker: Meeting Date: 5/24/2004 ISIN: GRS074083007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Board of Directors and Mgmt No Action *
the Auditors reports on the annual
financial statements and the
consolidated financial statements for
the year 2003
10. Approve to decrease the nominal value Mgmt No Action *
of the Company s share from EUR 4.00
to EUR 2.00 and doubling of the
Company s share from 41,966,412
shares to 83,932,824 shares;
shareholders with one common share
will receive one bonus share and
shareholders with one preferential,
non voting share, will receive one
preferential bonus, non voting, share
11. Amend Article 5 of the Company s Mgmt No Action *
Articles of Association, regarding
the capital, due to the aforesaid
increase and share doubling
12. Approve the purchase of the Company s Mgmt No Action *
own shares, common and preferential,
via ATHEX, pursuant to Article 16
Paragraph 5 of Cod.Law 2190/1920
13. Approve the contract agreement Mgmt No Action *
between the Company and a Member of
the Board of Director, regarding his
rendering of services, pursuant to
Article 23A of Cod.Law 2190/1920
14. Amend Article 2, business goal, 12 Mgmt No Action *
and 20 general meetings, 27, 28, 29,
Board of Directors, of the Company s
Articles of Association
15. Approve the stock option programme, Mgmt No Action *
for the Members of the Board of
Directors and top ranking Executives
and to Subsidiary Companies as a call
option
2. Approve the annual financial Mgmt No Action *
statements and the consolidated
financial statements for the year
2003 and profits appropriation
3. Approve the Board of Director Members Mgmt No Action *
remuneration for the year 2003
4. Grant discharge to the Board of Mgmt No Action *
Director Members and the Auditors
from any liability for indemnity for
the year 2003
5. Ratify the election of a new Member Mgmt No Action *
of the Board of Director in
replacement of one who have resigned
6. Elect a new Board of Director, Mgmt No Action *
pursuant to Articles 12, 23 and 24 of
the Company s Articles of
Association and approve the
determination of the Independent Non
7. Elect the Auditors, regular and Mgmt No Action *
substitute for the Company s
financial audit for the year 2004 and
approve the determination of their
8. Approve the insertion to Article 5 of Mgmt No Action *
the Company s Articles of
Association, the Company s share
capital by the amount of EUR 228,960
equal with the nominal value of
95.400 new common voting shares,
which were granted to top ranking
Executives, as a stock option, the
year 2002 and 2003, according to the
decisions made by the shareholders
general meetings on 05 JUL 2000 and
19 JUN 2002 and the Board of
Directors decisions on 17 DEC 2002
9. Approve the share capital increase by Mgmt No Action *
EUR 67,146,259.20 via capitalization
of a special tax free reserve,
Article 20 of Law 1892/1990 and
nominal value increase of the Company s
share from EUR 2.40 to EUR 4.00
- -------------------------------------------------------------------------------------------------------
TITAN CEMENT CO Agenda: 700528132
CUSIP: X90766126 Meeting Type: OGM
Ticker: Meeting Date: 6/8/2004 ISIN: GRS074083007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Amend and reformulate the Statute s Mgmt No Action *
Articles, 2 regarding objective, 12
and 20 regarding the general meeting
and 27,28 and 29 regarding the Board
of Directors
2. Approve the stock option plan for the Mgmt No Action *
Board of Director Members and upper
level Executives of the Company, as
well as the Companies affiliated with
it
- -------------------------------------------------------------------------------------------------------
UPM-KYMMENE CORP Agenda: 700451595
CUSIP: X9518S108 Meeting Type: AGM
Ticker: Meeting Date: 3/24/2004 ISIN: FI0009005987
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters pertaining to Mgmt No Action *
Article11 of the Company s Articles
of Association as well as Board s
proposal to pay dividend of EUR 0,75
per share
2. Approve the Board s proposal to buy Mgmt No Action *
back the Company s own shares using
its distributable funds
3. Authorize the Board to decide on the Mgmt No Action *
disposal of the own shares bought
back in accordance with the above
4. Authorize the Board to decide on Mgmt No Action *
increasing the share capital by
issuing new shares and/or convertible
bonds
- -------------------------------------------------------------------------------------------------------
UPONOR OYJ Agenda: 700452852
CUSIP: X9518X107 Meeting Type: AGM
Ticker: Meeting Date: 3/17/2004 ISIN: FI0009002158
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the matters pertaining to Mgmt No Action *
Article 10 of the Company s Articles
of Association as well as Board s
proposal to pay dividends of EUR 2,00
per share
2. Approve the Board s proposal for Mgmt No Action *
reduction of share capital
3. Approve the Board s proposal to buy Mgmt No Action *
back the Company s own shares
- -------------------------------------------------------------------------------------------------------
WAERTSILAE CORPORATION Agenda: 700454971
CUSIP: X98155116 Meeting Type: AGM
Ticker: Meeting Date: 3/15/2004 ISIN: FI0009003727
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
IMPORTANT MARKET PROCESSING Non- No Action *
REQUIREMENT: A BENEFICIAL OWNER Voting
SIGNED POWER OF ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP.
1. Approve the matters stipulated in Mgmt No Action *
Paragraph 12 of the Articles of
Association
2. Authorize the Board: a) to Mgmt No Action *
repurchase, using distributable
funds, the Company s own Series A and
Series B shares in proportion to the
total number of shares in each
series provided that the total
nominal value of the shares so
purchased and the votes carried by
these shares, shall not exceed 5% of
the Company s total share capital and
voting rights; b) to dispose of the
shares purchased in the manner
described above provided that the
total nominal value of the shares so
disposed of and the votes carried by
these shares, shall not exceed 5% of
the Company s total share capital
- -------------------------------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO LTD Agenda: 700457408
CUSIP: Y0014U183 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: TH0268010Z11
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the matters Mgmt No Action *
10. Approve the allocation of warrants to Mgmt No Action *
Directors, employees and Advisors
who are eligible for the warrants
exceeding 5% of the ESOP grant III
11. Approve the allocation of additional Mgmt No Action *
ordinary shares reserved for
exercising the right in pursuance
with the ESOP grant 1 and 2 due to
the entering into terms and
conditions of the Prospectus
12. Other business Other No Action *
2. Approve to certify the minutes of the Mgmt No Action *
AGM 2003
3. Approve the certify the results of Mgmt No Action *
operation for the year 2003
4. Approve the balance sheet, statement Mgmt No Action *
of income and statement of cash flow
for the year 2003 ended 31 DEC 2003
5. Appoint the Directors and determine Mgmt No Action *
their remuneration for 2004
6. Appoint the Company s Auditors and Mgmt No Action *
determine their remuneration for 2004
7. Approve the dividend payment to the Mgmt No Action *
shareholders for the FY 2003
8. Approve the approve the issuance and Mgmt No Action *
offering of warrants of 8,999,500
units to purchase the Company s
ordinary shares to Directors,
employees and Advisors of the Company
(ESOP grant III)
9. Approve the allocation of 8,999,500 Mgmt No Action *
new ordinary shares at par value of
THB 1 each in order to reserve for
the exercise of warrants under the
ESOP grant III
- -------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD Agenda: 700481803
CUSIP: Y0094N109 Meeting Type: AGM
Ticker: Meeting Date: 6/7/2004 ISIN: CN0007659070
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note the revised wording of Non- No Action *
the resolutions 8.2.1 & 8.2.7. Thank Voting
1. Approve the report of the Board of Mgmt No Action *
Directors of the Company for the YE
31 DEC 2003
12. Transact any other business Other No Action *
2. Approve the report of the Supervisory Mgmt No Action *
Committee of the Company for the YE
31 DEC 2003
3. Approve the audited consolidated Mgmt No Action *
financial statements of the Company
and the Group for the YE 31 MAR 2003
4. Approve the profit distribution Plan Mgmt No Action *
and the dividend and authorize the
Board of Directors to distribute the
dividends
5. Approve the remuneration of the Mgmt No Action *
Directors and Supervisors of the
Company for the YE 31 DEC 2004
6. Approve the payment of housing Mgmt No Action *
subsidy to certain Directors and the
payment of performance bonus for 2003
to certain Directors and Supervisors
7. Appoint PricewaterhouseCoopers as the Mgmt No Action *
Company s International Auditors and
PricewaterhouseCoopers Zhong Tian
CPAs Limited Company as PRC Auditors
until the conclusion of the next AGM
and authorize the Board of Directors
to determine their remuneration
8.1 Approve to terminate the first Board Mgmt No Action *
of Directors upon the conclusion of
the AGM
8.2.1 Acknowledge that Mr. Guo Shengkun Mgmt No Action *
will not offer himself for re-
election as a Director
8.2.2 Re-elect Mr. Liang Zhongxiu Mgmt No Action *
8.2.3 Re-elect Mr. Yia Yofa as a Director Mgmt No Action *
8.2.4 Elect Mr. Loo Jianchnan as a Director Mgmt No Action *
8.2.5 Re-elect Mr. We Weicheng as a Mgmt No Action *
8.2.6 Re-elect Mr. Joseph C. Muscari as a Mgmt No Action *
Director
8.2.7 Elect Mr. Xiao Yaqing as an Executive Mgmt No Action *
Director
8.2.8 Re-elect Mr. Chin Chi Cheong as a Mgmt No Action *
Director
8.2.9 Elect Mr. Jiang Qiangui as a Director Mgmt No Action *
9. Approve the termination of office of Mgmt No Action *
the Supervisory Committee and appoint
3 Supervisors to the Second
Supervisory Committee
S.10 Amend the By-laws of the Articles of Mgmt No Action *
Association of the Company in Article
24, 94, 95, 72, 90 and 133
S.11 Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares, whether domestic
or H shares in the capital of the
Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or 12
months ; and to do all things deemed
necessary in connection with the
issue of new shares, to determine the
use of proceeds and make all
necessary filings and incease the
registered share capital
- -------------------------------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LTD Agenda: 700434044
CUSIP: Y0094N109 Meeting Type: SGM
Ticker: Meeting Date: 12/29/2003 ISIN: CN0007659070
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and confirm the entering into Mgmt No Action *
the Continuing Connected
Transactions and the New Waiver
Application; and authorize the Board
of Directors of the Company to do all
such further acts and things and
execute such further documents and
take all such steps which in its
opinion may be necessary, desirable
and expedient to implement and/or
give effect to the Continuing
Connected Transactions and the terms
and conditions of the new waiver
granted by the Stock Exchange
- -------------------------------------------------------------------------------------------------------
AMMB HOLDINGS BHD Agenda: 700408619
CUSIP: Y0122P100 Meeting Type: AGM
Ticker: Meeting Date: 9/24/2003 ISIN: MYL1015OO006
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive the audited accounts for the Mgmt No Action *
YE 31 MAR 2003 and the reports of the
Directors and the Auditors thereon
10. Authorize the Board of Directors, Mgmt No Action *
subject to the approvals from the
relevant authorities, pursuant to
Section 132D of the Companies Act,
1965 to issue shares in the capital
of the Company at any time upon such
terms and conditions and for such
purposes as the Directors, may, in
their discretion, deem fit provided
that the aggregate number of shares
to be issued pursuant to this
resolution does not exceed 10% of the
issued share capital of the Company
2. Approve the first and final dividend Mgmt No Action *
of 5% less tax for the YE 31 MAR 2003
3. Approve the payment of the Directors Mgmt No Action *
fees for the YE 31 MAR 2003
4. Re-elect Mr. Y. Bhag. Dato Azlan Mgmt No Action *
Hashim as a Director, who retires by
rotation pursuant to Article 89 of
the Company s Articles of Association
5. Re-elect Mr. Y.A. Bhg Tun Mohammed Mgmt No Action *
Hanif Omar as a Director, who retires
by rotation pursuant to Article 89
of the Company s Articles of
6. Re-elect Mr. Soo Kim Wai as a Mgmt No Action *
Director, who retires pursuant to
Article 97 of the Company s Articles
of Association
7. Re-appoint Mr. Y. Bhg. Dato Mohd. Mgmt No Action *
Tahir Haji Abdul Rahim as a Director
of the Company, who retires pursuant
to Section 129 of the Companies Act,
1965, until the next AGM
8. Re-appoint Messrs. Deloitte Mgmt No Action *
KassimChan as the retiring Auditors
and authorize the Directors to
determine their remuneration
9. Authorize the Directors of the Mgmt No Action *
Company, pursuant to the Company s
Employees Share Option Scheme II and
in accordance with Section 132D of
the Companies Act, 1965, to allot and
issue shares in the Company in
accordance with the Scheme
- -------------------------------------------------------------------------------------------------------
ANGANG NEW STEEL COMPANY LTD Agenda: 700500134
CUSIP: Y0132D105 Meeting Type: AGM
Ticker: Meeting Date: 6/15/2004 ISIN: CN0009082362
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 report of the Board Mgmt No Action *
of Directors of the Company
2. Approve the 2003 report of the Mgmt No Action *
Supervisory Committee of the Company
3. Approve the 2003 audited financial Mgmt No Action *
statements of the Company as at 31
DEC 2003
4. Approve the proposed profit Mgmt No Action *
distribution plan of the Company for
2003
5. Approve to determine the remuneration Mgmt No Action *
of the Directors and the Supervisors
of the Company for 2003
6. Approve the appointment of the Mgmt No Action *
Auditors for 2004 and authorize the
Board of Directors of the Company to
determine their remuneration
7. Approve and ratify the asset purchase Mgmt No Action *
agreement dated 23 MAR 2004 the
Asset Purchase Agreement entered
into between the Company and Anshan
Iron & Steel Group Complex and the
transaction referred to therein; and
the Directors of the Company be
authorized to do all such further
acts and things and execute all such
further documents and take all such
steps as they may consider necessary,
desirable or expedient to implement
and/or give effect to the terms of
the Asset Purchase Agreement and/or
the transactions contemplated
therein, with such changes as the
Directors of the Company may consider
necessary, desirable or expedient
S.10 Approve the proposals put forward at Mgmt No Action *
the meeting by any shareholder(s)
holdings 5% or more of the shares
carrying the right to vote at such
meeting
S.8A Amend the Article 73 of the Article Mgmt No Action *
of Association
S.8B Amend the Paragraph 3 of Article 96 Mgmt No Action *
of the Article of Association
S.8C Amend the Article 79 of the Articles Mgmt No Action *
of Association
S.8D Amend the Paragraph 6 of Article 145 Mgmt No Action *
of the Articles of Association
S.8E Amend the Article 148 of the Articles Mgmt No Action *
of Association
S.8F Amend the Articles 6 of the Articles Mgmt No Action *
of Association
S.9 Authorize the Board of Directors, Mgmt No Action *
with the reference to the Resolution
numbers S.8A to S.8F, to approve,
execute and do or procure to be
executed and done, all such
documents, deeds and things as it may
consider necessary in connection
therewith; and to make such
amendments to the Articles of
Association of the Company
- -------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD BBL Agenda: 700464136
CUSIP: Y0606R119 Meeting Type: AGM
Ticker: Meeting Date: 4/9/2004 ISIN: TH0001010014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the 10th AGM Mgmt No Action *
held on 11 APR 2003
10. Approve the reconsideration of the Mgmt No Action *
resolutions regarding the allocations
of shares and issuance of various
types of the Bank s securities
11. Other business Other No Action *
2. Acknowledge the reports on the Mgmt No Action *
capital increase and the redemption
and adjustment of the capital
3. Acknowledge the report on the results Mgmt No Action *
of the operations for the year 2003
as in the annual report
4. Acknowledge the report of the Audit Mgmt No Action *
Committee
5. Approve the balance sheet and the Mgmt No Action *
income statements for the year 2003
6. Approve the appropriation of the Mgmt No Action *
profit for the year 2003
7. Approve the compensation for the Bank s Mgmt No Action *
accumulated losses
8. Elect the Director(s) in place of Mgmt No Action *
those retiring by rotation
9. Appoint the Auditors and determine Mgmt No Action *
the remuneration
- -------------------------------------------------------------------------------------------------------
BANK OF EAST ASIA LTD Agenda: 700455404
CUSIP: Y06942109 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: HK0023000190
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
accounts and the reports of the
Directors and of the Auditors for the
YE31 DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Elect the Directors Mgmt No Action *
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5. Amend Articles 76, 78, 119 and 135 of Mgmt No Action *
the Articles of Association of the
6. Approve to grant a general mandate to Mgmt No Action *
the Directors to issue additional
shares not exceeding 20% of the
issued share capital
7. Approve to grant a general mandate to Mgmt No Action *
the Directors to repurchase shares
not exceeding 10% of the issued share
capital
8. Approve to extend the general mandate Mgmt No Action *
under Resolution 6, by increasing
the number of shares permitted to be
issued equivalent to the number of
shares repurchased under Resolution 7
- -------------------------------------------------------------------------------------------------------
BEC WORLD PUBLIC CO LTD Agenda: 700474290
CUSIP: Y0769B133 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: TH0592010Z14
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Certify the minutes of the EGM of Mgmt No Action *
shareholders no. 1/2003
2. Receive the board of Directors Mgmt No Action *
report on the Company s operations
during the YR 2003
3. Approve the balance sheet and the Mgmt No Action *
profit and loss statement of the YE
31 DEC 2003
4. Approve appropriation of the profit Mgmt No Action *
of the year 2003 and dividend payment
5. Appoint the Directors to replace Mgmt No Action *
those retried and fix the Directors
remuneration for the YR 2004
6. Appoint the Auditors and fix the Mgmt No Action *
Auditors fee for the YR 2004
- -------------------------------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD Agenda: 700501009
CUSIP: Y07717104 Meeting Type: AGM
Ticker: Meeting Date: 6/8/2004 ISIN: CN0009324749
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
Directors for the year of 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee for the year of 2003
3. Approve the financial statements and Mgmt No Action *
the Auditor s report for the year of
2003
4. Approve the proposal for distribution Mgmt No Action *
of profit for the year of 2003
5. Re-appoint PricewaterhouseCoopers Mgmt No Action *
Zhong Tian Certified Public
Accountants Co., Ltd., and
PricewaterhouseCoopers as the Company s
PRC and International Auditors for
the year of 2004 and authorize the
Board of Directors to fix their
remunerations
S.6 Approve to grant a general mandate to Mgmt No Action *
the Board of Directors to issue
additional shares not exceeding 20%
of the respective aggregate amount of
the issued domestic shares and
issued overseas listed foreign shares
of the Company
S.7 Amend Articles 1,17,73,95,99,102 of Mgmt No Action *
the Articles of Association of the
Company
- -------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD Agenda: 700498101
CUSIP: Y0920U103 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: HK2388011192
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
statements of accounts and the
reports of the Directors and of the
Auditors of the Company for the YE 31
10. Approve to extend the general mandate Mgmt No Action *
granted to the Board of Directors,
conditional on the passing of
Resolutions 8 and 9, to allot, issue,
grant, distribute or otherwise deal
with additional shares in the Company
pursuant to Resolution 8, by an
amount representing the aggregate
nominal amount of the issued share
capital of the Company purchased by
the Company pursuant to Resolution 9,
provided that such amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
this Resolutions 8 and 9
2. Declare a final dividend of HKD 0.32 Mgmt No Action *
per share for the YE 31 DEC 2003
3. Re-elect the Directors Mgmt No Action *
4. Approve that with effect from 01 JAN Mgmt No Action *
2004 and until the shareholders
resolve otherwise, to pay additional
remuneration to Non-Executive
Directors and Senior Adviser who are
also Chairman or the Members of
Committees of the Board of Directors
Committee(s) as follows: a) HKD
100,000 per annum per Committee to
each Committee Chairman, to be pro-
rated in the case of an incomplete
year of services; and b) HKD 50,000
per annum per Committee to each
Committee Member, to be pro-rated in
the case of an incomplete year of
services
5. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors of the Company and
authorize the Board of Directors to
determine their remuneration
7. Approve that with effect from 01 JAN Mgmt No Action *
2004 and until the shareholders
resolve otherwise, each Member and
Secretary of Committees of the Board
of Directors Committee(s) who are
not the Directors or salaried
employees of the Group shall be paid
a fee of HKD 50,000 per annum, to be
pro-rated in the case of an
incomplete year of service provided
that no Member or Secretary shall
receive any fee in excess of HKD
50,000 irrespective of the number of
Committee(s) he or she has served
8. Authorize the Board of Directors, Mgmt No Action *
subject to this resolution, to allot,
issue, grant, distribute and
otherwise deal with additional shares
and to make or grant offers,
agreements, options, warrants and
other securities during and after the
relevant period, not exceeding the
aggregate of a) 20% of the aggregate
nominal amount of the issued share
capital of the Company as at the date
of passing of this resolution; and
b) the aggregate nominal amount of
the issued share capital of the
Company purchased by the Company
subsequent to the passing of this
resolution up to 10% of the
aggregate nominal amount of the
issued share capital of the Company
as at the date of passing of this
resolution , otherwise than pursuant
to i) a rights issue; or ii) the
exercise of rights of subscription or
conversion under the terms of any
warrants issued by the Company or any
securities which are convertible
into shares; or iii) any share option
scheme or similar arrangement; or
iii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period
9. Authorize the Board of Directors, Mgmt No Action *
subject to this resolution, to
purchase shares during the relevant
period, on The Stock Exchange of Hong
Kong Limited the Stock Exchange or
any other stock exchange on which
the shares may be listed and
recognized by the Securities and
Futures Commission of Hong Kong and
the Stock Exchange for this purpose,
subject to and in accordance with all
applicable laws including the Hong
Kong Code on share repurchases and
the Rules Governing the Listing of
Securities on the Stock Exchange as
amended from time to time , not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company as at the date
of passing of this resolution;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM of
S.6 Amend Article 2(a), 15, 40, 76A, Mgmt No Action *
80(a), 98, 99, 102, 106(g), 109 and
110 of Articles of Associations of
the Company
- -------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda: 700468627
CUSIP: Y10923103 Meeting Type: AGM
Ticker: Meeting Date: 4/12/2004 ISIN: SG1J27887962
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the audited accounts for
the YE 31 DEC 2003 and the Auditors
report thereon
10.A Authorize the Directors to issue Mgmt No Action *
shares in the Company provided that
the aggregate number of shares issued
does not exceed 50% of the issued
share capital of the Company; shares
issued other than on a pro rata basis
to shareholders shall not exceed 20%
of the issued share capital of the
Company
10.B Authorize the Directors to offer and Mgmt No Action *
grant options in accordance with the
capital and share option plan scheme
and to allot and issue shares
pursuant to the exercise of options
provided the number of shares issue
does not exceed 15% of the issued
share capital of the Company
2. Declare a 1st and final dividend of Mgmt No Action *
SGD 0.04 per share less tax of 20%
for the YE 31 DEC 2003
3. Approve the sum of SGD 971,340 as Mgmt No Action *
Directors fees for the YE 31 DEC
4.A Re-appoint Sir Alan Cockshaw as a Mgmt No Action *
Director of the Company
4.B Re-appoint Mr. Jackson Peter Tai as Mgmt No Action *
the Director of the Company
4.C Re-appoint Mr. Lucien Wong Yuen Kuai Mgmt No Action *
as a Director of the Company
5. Elect Mr. Andrew Buxton as a Director Mgmt No Action *
of the Company
6.A Re-appoint Mr. Hsuan Owyang as a Mgmt No Action *
Director of the Company
6.B Re-appoint Mr. Lim Chin Beng as a Mgmt No Action *
Director of the Company
7. Re-appoint Messrs. KPMG as the Mgmt No Action *
Auditors of the Company and authorize
the Directors to fix their
8. Transact other business Other No Action *
9. Appoint Dr. Richard Hu Tsu Tau as a Mgmt No Action *
Director of the Company
- -------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD Agenda: 700481841
CUSIP: Y11757104 Meeting Type: AGM
Ticker: Meeting Date: 5/12/2004 ISIN: HK0293001514
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Declare a final dividend Mgmt No Action *
2. Re-elect the Directors Mgmt No Action *
3. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
4. Authorize the Directors to make on- Mgmt No Action *
market repurchases shares of the
Company during the relevant period,
subject to and in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital; Authority expires the
earlier of the conclusion of the next
AGM or the expiration of the period
within which the next AGM is to be
5. Authorize the Directors to allot, Mgmt No Action *
issue and deal with additional shares
in the capital of the Company and
make or grant offers, agreements and
options during and after the relevant
period, not exceeding the aggregate
of a) 20% of the aggregate nominal
amount of the issued share capital of
the Company; plus b) the nominal
amount of share capital repurchased
up to 10% of the aggregate nominal
amount of the issued share capital ,
otherwise than pursuant to i) a
rights issue; or ii) any scrip
dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM or the
expiration of the period within which
the next AGM is to be held by law
6. Authorize the Directors of the Mgmt No Action *
Company to exercise the powers of the
Company referred to in Resolution 5
in respect of the shares referred to
in the resolution
7. Approve that the aggregate fees paid Mgmt No Action *
to the Directors shall not exceed HKD
3 million
S.8 Amend the Articles of Association of Mgmt No Action *
the Company by adding definitions
after Article 2(a), by adding a new
Article 63A after Article 63, by
adding a new Article 81A after
Article 81, amending Article 116, by
deleting Article 121, 165, 167, 169,
171, 174 entirely and subsitituting
with a new Article and deleting
Article 175 entirely
- -------------------------------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO LTD Agenda: 700464023
CUSIP: Y1296K117 Meeting Type: AGM
Ticker: Meeting Date: 4/21/2004 ISIN: TH0101010Z14
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to adopt the minutes of the Mgmt No Action *
AGM No.1/2003
2. Acknowledge the report on the Company s Mgmt No Action *
operations for the year 2003
3. Approve the balance sheet and profit Mgmt No Action *
and loss statement for the YE 31 DEC
2003
4. Acknowledge the interim dividend Mgmt No Action *
payment during the year 2003
5. Approve the appropriation of profit, Mgmt No Action *
and approve the annual dividend
payment for the year 2003
6. Amend the Memorandum of the Mgmt No Action *
Association in Article 3: the
objectives of the Company
7. Appoint the Directors in place of Mgmt No Action *
those, who retires by rotation
8. Appoint the Company s Auditors and Mgmt No Action *
approve to fix the remuneration for
the year 2004
9. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
CHARTERED SEMICONDUCTOR MANUFACTURING LTD Agenda: 700484847
CUSIP: Y1297M104 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: SG1H23874727
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to adopt the audited accounts Mgmt No Action *
of the Company for the YE 31 DEC
2003, including the reports of the
Directors and the Auditors
2.A1 Re-elect Mr. Andre Borrel as a Mgmt No Action *
Director pursuant to Article 94 of
the Company s Articles of Association
2.A2 Re-elect Mr. Tay Siew Choon as a Mgmt No Action *
Director pursuant to Article 94 of
the Company s Articles of Association
2.A3 Re-elect Mr. Peter Seah Lim Huat as a Mgmt No Action *
Director pursuant to Article 94 of
the Company s Articles of Association
2.B Re-elect Mr. Philip Tan Yuen Fah as a Mgmt No Action *
Director pursuant to Article 99 of
the Company s Articles of Association
3.A Re-appoint Mr. Charles E. Thompson as Mgmt No Action *
a Director of the Company, pursuant
to Section 153(6) of the Companies
Act, Chapter 5, until the next AGM of
the Company
3.B Re-appoint Mr. Robert E. La Blanc as Mgmt No Action *
a Director of the Company, pursuant
to Section 153(6) of the Companies
Act, Chapter 5, until the next AGM of
the Company
4. Re-appoint KPMG as the Company s Mgmt No Action *
Auditors and authorize the Directors
to fix their remuneration
5. Approve the Directors fees of SGD Mgmt No Action *
427,125 for the YE 31 DEC 2003
6. Approve the Company s Employee Shares Mgmt No Action *
Purchase Plan 2004 (the Chartered
ESPP 2004 ): (a) the Chartered ESPP
2004, under which ordinary shares of
par value SGD 0.26 each in the
capital of the Company ( ordinary
shares ) may be purchased by
participants under the Chartered ESPP
2004 in accordance with the rules of
the Chartered ESPP 2004 as specified
(b) the Directors of the Company be
authorized: (i) to establish the
Chartered ESPP 2004, (ii) to
establish a Committee of Directors to
administer the Chartered ESPP 2004
in accordance with the provisions of
the Chartered ESPP 2004, (iii) to
modify and/or amend the chartered
ESPP 2004 from time to time provided
that such modification and/or
amendment is effected in accordance
with the provisions of the chartered
ESPP 2004 and to do all such acts and
to enter into all such transactions,
arrangements and agreements as may
be necessary or expedient in order to
give full effect to the chartered
ESPP 2004, and (iv) to offer and
grant in accordance with the
provisions of the chartered ESPP
2004, and to allot and issue from
time to time such number of ordinary
shares as may be required to be
issued pursuant to the exercise of
7. Approve the Company s Shares Purchase Mgmt No Action *
Plan 2004 for employees of Silicon
Manufacturing Partners Pte Ltd (the
SMP ESPP 2004 ) that: (a) the SMP
ESPP 2004, under which ordinary
shares may be purchased by
participants under the SMP ESPP 2004
in accordance with the rules of the
SMP ESPP 2004 and (b) the Directors
of the Company be authorized: (i) to
establish the SMP ESPP 2004, (ii) to
establish a Committee of Directors to
administer the SMP ESPP 2004 in
accordance with the provisions of the
SMP ESPP 2004, (iii) to modify
and/or amend the SMP ESPP 2004 from
time to time provided that such
modification and/or amendment is
effected in accordance with the
provisions of the SMP ESPP 2004 and
to do all such acts and to enter into
all such transactions, arrangements
and agreements as may be necessary or
expedient in order to give full
effect to the SMP ESPP 2004, and (iv)
to offer and grant in accordance
with the provisions of the SMP ESPP
2004, and to allot and issue from
time to time such number of ordinary
shares as may be required to be
issued pursuant to the exercise of
rights to purchase ordinary shares
8.A Authorize the Directors to allot and Mgmt No Action *
issue shares in the capital of the
Company pursuant to Section 161 of
the Companies Act, Chapter 50
8.B Authorize the Directors to create and Mgmt No Action *
issue securities and to allot and
issue shares in the capital of the
Company in connection therewith
pursuant to Section 161 of the
Companies Act, Chapter 50
8.C Authorize the Directors to offer and Mgmt No Action *
grant options and to allot and issue
additional shares in the capital of
the Company pursuant to the exercise
of options under the Company s Share
Option Plan 1999
- -------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD Agenda: 700500071
CUSIP: Y13213106 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: HK0001000014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited financial Mgmt No Action *
statements and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Elect the Directors Mgmt No Action *
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5.1 Authorize the Directors, to issue and Mgmt No Action *
dispose of additional shares, not
exceeding 20% of the existing issued
share capital of the Company at the
date of the resolution; Authority is
valid until the next AGM
5.2 Authorize the Directors to repurchase Mgmt No Action *
shares of HKD 0.50 each in the
capital of the Company during the
relevant period in accordance with
all applicable laws and the
requirements of the Rules Governing
the Listing of Securities on The
Stock Exchange of Hong Kong Limited
or of any other stock exchange, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
which the next AGM of the Company
5.3 Approve to extend the general mandate Mgmt No Action *
granted to the Directors of the
Company to issue and dispose of
additional shares pursuant to
Resolution 5.1, by the addition of an
amount representing the aggregate
nominal amount of the share capital
repurchased by the Company pursuant
to Resolution 5.2, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
at the date of passing
- -------------------------------------------------------------------------------------------------------
CHINA LIFE INS CO LTD Agenda: 700508039
CUSIP: Y1477R204 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: CN0003580601
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the report of the Mgmt No Action *
Board of Directors of the Company
for the year 2003
10. Appoint Mr. Tian Hui, nominated by Mgmt No Action *
the Supervisory Committee, as an
Additional Member of the Supervisory
Committee of the Company
2. Receive and approve the report of the Mgmt No Action *
Supervisory Committee of the Company
for the year 2003
3. Receive and approve the audited Mgmt No Action *
financial statements of the Company
and the Auditors report for the YE
31 DEC 2003
4. Re-appoint PricewaterhouseCoopers Mgmt No Action *
Zhong Tian CPAs Limited Company, and
PricewaterhouseCoopers, Certified
Public Accountants, as the PRC
auditors and International Auditors
of the Company for the year 2004 and
authorize the Board of Directors to
determine their remuneration
5. Appoint Mr. Daniel Joseph Kunesh, Mgmt No Action *
nominated by the Board of Directors,
as an Additional Independent Non-
Executive Director of the Company
6. Appoint Mr. Sun Shuyi, nominated by Mgmt No Action *
the Board of Directors, as an
Additional Independent Non-Executive
Director of the Company
7. Appoint Mr. Cai Rang, nominated by Mgmt No Action *
the Board of Directors, as an
Additional Independent Non-Executive
Director of the Company
8. Appoint Mr. Fan Yingjun, nominated by Mgmt No Action *
the Board of Directors, as an
Additional Independent Non-Executive
Director of the Company
9. Appoint Mr. Ren Hongbin, nominated by Mgmt No Action *
the Supervisory Committee, as an
Additional Member of the Supervisory
Committee of the Company
S.11 Amend Article 6, 16, 19, 66, 88, 89, Mgmt No Action *
92 and 97 of the Articles of
Association of the Company
S.12 Authorize the Board of Directors to Mgmt No Action *
make such amendments to the Articles
of Association of the Company as it
thinks fit so as to increase the
registered capital of the Company and
reflect the new capital structure of
the Company upon the allotment and
issuance of shares of the Company as
specified; authorize the Board of
Directors during the relevant period,
to separately or concurrently issue,
allot and deal with additional
domestic shares and overseas listed
foreign shares of the Company, and to
make or grant offers, agreements,
and option in respect thereof, not
exceeding 20% of each of the
aggregate of the nominal amount of
the domestic shares and overseas
listed foreign shares of the Company
in as at the date of passing of this
resolution; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of 12 month period ; authorize the
Directors to approve, execute and do
or procure to be executed and done,
all such documents, deeds and thing
as it may consider necessary in
connection with the issue of such new
shares including, without
limitation, determining the time and
place of issue, making all necessary
applications to the relevant
authorities, entering into an
underwriting agreements (or any other
agreements) , determining the use of
proceeds and making all necessary
filings and registrations with the
relevant PRC, Hong Kong and other
authorities, including but not
limited to registering the increased
registered capital of the Company
with the relevant authorities in the
PRC in accordance with the actual
increase of capital as a result of
issuance of shares
- -------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda: 700478565
CUSIP: Y15002101 Meeting Type: AGM
Ticker: Meeting Date: 5/27/2004 ISIN: CN0007789299
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the audited financial Mgmt No Action *
statements and the report of the
Auditors for the YE 31 DEC 2003
2. Approve a final dividend for the YE Mgmt No Action *
31 DEC 2003
3. Receive and consider the budget for Mgmt No Action *
FY 2004
4. Approve the report of the Directors Mgmt No Action *
for the YE 31 DEC 2003
5. Approve the report of the Supervisory Mgmt No Action *
Committee for the YE 31 DEC 2003
6. Elect 2 Directors and fix their Mgmt No Action *
remuneration
7. Re-appoint Ernst & Young, Hug Ming Mgmt No Action *
and Ernt & Young as the domestic and
international Auditors of the Company
for the YE 31 DEC 2004 and authorize
the Board of Directors of the
Company to fix their fees
- -------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC Agenda: 700480356
CUSIP: Y15010104 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: CN0005789556
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
Directors of the Sinopec Corp., for
the YE 31 DEC 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee of Sinopec Corp., for the
YE 31 DEC 2003
3. Approve the audited accounts and the Mgmt No Action *
audited consolidated accounts of
Sinopec Corp., for the YE 31 DEC 2003
4. Approve the Sinopec Corp., s 2003 Mgmt No Action *
profit appropriation plan and the
final dividend
5. Appoint Messrs KPMG Huazhen and KPMG Mgmt No Action *
as the PRC and international Auditors
respectively, of Sinope Corp., for
2004 and authorize the Board of
Directors to fix their remuneration
S.1 Authorize the Directors of Sinopec Mgmt No Action *
Corp., pursuant to the Company Law of
the People s Republic of China PRC
Company Law and the listing rules
of the relevant Stock Exchanges, to
issue foreign shares listed overseas
by conversion of the surplus reserve
into share capital in accordance with
the Company Law of the PRC and the
Articles of Association of Sinopec
Corp., and to determine the class and
number of new shares to be issued,
issue price, starting and closing
dated for the issue, class and number
of shares to be issued to the
existing share holders and the making
or granting of offers, agreements
and options during and after the
relevant period, not exceeding the
aggregate of 20% of the existing
overseas listed foreign shares of
Sinopec Corp.,; Authority expires
the earlier of the conclusion of the
next AGM of the Sinopec Corp., or 12
months ; authorize the Board of
Directors, subject to the approval of
the relevant authorities of the PRC
and in accordance with Company Law of
the PRC, to increase the registered
capital of Sinopec Corp., up to CNY
90,058,536,600 and to sign the
necessary documents, complete the
necessary formalities and take other
necessary steps to complete the
allotment and issue and listing of
new shares; and authorize the Board
of Directors to make appropriate and
necessary amendments to Articles 20
and 23 of the Articles of Association
after completion of the allotment
and issue of new shares by the
Sinopec Corp.,
S.2 Amend Articles of Association and its Mgmt No Action *
schedules as : a) addition of
clauses in relation to external
guarantees in the Articles of
Association and its schedules by
amending Sub-paragraph (8) of Section
1 of Article 107, Section 2 of
Article 107, Sub-paragraph (3) of
Article 13 and Sub-paragraph (8) of
Section 1 of Article 2 and inserting
Sub-paragraph (3) after Sub-paragraph
(2) of Section 4 of Article 33; b)
addition of clauses in relation to
shareholders meetings and Board
meeting in Articles of Association
and its schedules in accordance with
Appendix 3 and other provisions of
the listing rules of the Hong Kong
Stock Exchange by inserting a section
in Article 74 as Section 2, and
amending Sub-paragraph (4) of Article
100, Sub-paragraph (3) of Article
101, Section (2) of Article 157 and
Paragraph 1 of Section 1 of Article
76, inserting a section in Article 62
as Section 2 and Section 7 of
Article 33; and c) amend Articles of
Association its schedules regarding
detailed rules on the Work of the
Secretary of the Board by amending
- -------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC Agenda: 700407186
CUSIP: Y15010104 Meeting Type: EGM
Ticker: Meeting Date: 10/15/2003 ISIN: CN0005789556
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Authorize the Company, within 12 Mgmt No Action *
months from the date of passing of
this resolution, to issue corporate
bonds to citizens holding valid and
legal proof of identity of the PRC
and PRC legal persons save for those
who are prohibited by PRC laws or
regulations from subscription,
maturing at 15 years or 20 years,
with a total issuing amount at CNY
3.5 billion and at an issue price,
according to the par value of the
S.2 Authorize the Board of Directors of Mgmt No Action *
the Company, to deal with all matters
in connection with the issuance of
the 03 Sinopec Bonds, including but
not limited to: a) exercising all the
powers of the Company, to determine
the timing and the terms of the issue
of the 03 Sinopec Bonds; b)
formulating the offering prospectuses
for the 03 Sinopec Bonds; c) signing
material contracts in connection
with the use of proceeds from the
issue of the 03 Sinopec Bonds; and d)
dealing with all other matters in
connection with the issue of the 03
- -------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC Agenda: 700427001
CUSIP: Y15010104 Meeting Type: EGM
Ticker: Meeting Date: 12/18/2003 ISIN: CN0005789556
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Major On-going Connected Mgmt No Action *
Transactions and authorize the Board
of Directors of Sinopec Corp. to do
all such further acts and things and
execute all such further documents
and take all such steps which in its
option may be necessary in connection
with the Major On-going Connected
Transactions
2. Approve the De-minimus On-going Mgmt No Action *
Connected Transactions and authorize
the Board of Directors of Sinopec
Corp. to do all such further acts and
things and execute all such further
documents and take all such steps
which in its option may be necessary
in connection with the De-minimus On-
going Connected Transactions
- -------------------------------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO LTD Agenda: 700512874
CUSIP: Y1503W102 Meeting Type: AGM
Ticker: Meeting Date: 6/16/2004 ISIN: CN0009084145
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Amend Article 3, 6, 12, 59, 75, 77, Mgmt No Action *
81, 101, 102, 106, 108, 121, 122, 124
and 171 and Chapter 18 of the
Articles of Association of the
Company and authorize the Board of
Directors to amend appropriately the
wordings of the above amendment
proposals and to deal with any other
matters as required by any PRC
relevant auditing authorities and the
listing rules of any stock exchange
in which the securities of the
1. Receive the report of the Directors Mgmt No Action *
of the Company for the year 2003
2. Receive the report of the Supervisory Mgmt No Action *
Committee of the Company for the
year 2003
3. Approve the audited consolidated Mgmt No Action *
financial statements of the Company
for the year 2003
4. Approve the profit distribution Mgmt No Action *
budget of the Company for the year
5. Appoint KPMG as the international Mgmt No Action *
Auditors of the Company for the year
2004 and KPMG Huazhen as the PRC
Auditors of the Company for the year
2004 and authorize the Board to
determine their remuneration
6.1 Elect Mr. Yan Zhi Qing as an Mgmt No Action *
Executive Director and authorize the
Board of Directors to determine the
remuneration thereof
6.10 Elect Mr. Wu Rong Nan as an Executive Mgmt No Action *
Director and authorize the Board of
Directors to determine the
remuneration thereof
6.11 Elect Mr. Simon To as an Independent Mgmt No Action *
Non-Executive Director and authorize
the Board of Directors to determine
the remuneration thereof
6.12 Elect Mr. Peter Lok as an Independent Mgmt No Action *
Non-Executive Director and authorize
the Board of Directors to determine
the remuneration thereof
6.13 Elect Mr. Wei Ming Hai as an Mgmt No Action *
Independent Non-Executive Director
and authorize the Board of Directors
to determine the remuneration thereof
6.14 Elect Mr. Wang Zhi as an Independent Mgmt No Action *
Non-Executive Director and authorize
the Board of Directors to determine
their remuneration thereof
6.15 Elect Mr. Sui Guang Jun as an Mgmt No Action *
Independent Non-Executive Director
and authorize the Board of Directors
to determine their remuneration
6.2 Elect Mr. Liu Ming Qi as an Executive Mgmt No Action *
Director and authorize the Board of
Directors to determine the
remuneration thereof
6.3 Elect Mr. Wang Chang Shun as an Mgmt No Action *
Executive Director and authorize the
Board of Directors to determine the
remuneration thereof
6.4 Elect Mr. Peng An Fa as an Executive Mgmt No Action *
Director and authorize the Board of
Directors to determine the
remuneration thereof
6.5 Elect Mr. Wang Quan Hua as an Mgmt No Action *
Executive Director and authorize the
Board of Directors to determine the
remuneration thereof
6.6 Elect Mr. Zhao Liu An as an Executive Mgmt No Action *
Director and authorize the Board of
Directors to determine the
remuneration thereof
6.7 Elect Mr. Zhou Yong Qian as an Mgmt No Action *
Executive Director and authorize the
Board of Directors to determine the
remuneration thereof
6.8 Elect Mr. Zhou Yong Jin as an Mgmt No Action *
Executive Director and authorize the
Board of Directors to determine the
remuneration thereof
6.9 Elect Mr. Xu Jie Bo as an Executive Mgmt No Action *
Director and authorize the Board of
Directors to determine the
remuneration thereof
7.1 Elect Mr. Sun Xiao Yi as a Member of Mgmt No Action *
the Supervisory Committee and
authorize the Supervisory Committee
to determine their remuneration
7.2 Elect Mr. Yang Guang Hua as a Member Mgmt No Action *
of the Supervisory Committee and
authorize the Supervisory Committee
to determine their remuneration
7.3 Elect Mr. Yang Yi Hua as a Member of Mgmt No Action *
the Supervisory Committee and
authorize the Supervisory Committee
to determine their remuneration
8. Amend Articles 2, 47 and 51 of the Mgmt No Action *
Rules of Procedures for AGM
9. Amend Articles 21, 22, 33, 35, 54, Mgmt No Action *
62, 65, 87, 90, 91 and 100 of the
Rules of Procedures for the Board of
- -------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO LTD Agenda: 700498151
CUSIP: Y1503Y108 Meeting Type: AGM
Ticker: Meeting Date: 6/10/2004 ISIN: CN0008932385
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 report of the Board Mgmt No Action *
of Directors of the Company
2. Approve the 2003 report of the Mgmt No Action *
Supervisory Committee of the Company
3. Approve the 2003 audited financial Mgmt No Action *
report of the Company
4. Approve the profit distribution plan Mgmt No Action *
of the Company for 2003
5. Approve the remuneration of the Mgmt No Action *
Directors and the Supervisors of the
Company for 2004
6. Re-appoint Shanghai Zhonghun Huying Mgmt No Action *
C.P.A. and Ernst & Young as the
Domestic and International Auditors
of the Company for 2004 respectively;
and authorize the Directors to fix
their remuneration
7. Appoint Mr. Sun Zhitang as a Director Mgmt No Action *
of the Company
8. Approve the establishment of the Mgmt No Action *
Audit Committee of the Board of
Directors of the Company
9. Approve the establishment of the Mgmt No Action *
Strategy Committee of the Board of
Directors of the Company
S.10 Approve to amend Articles 7, 72, 97, Mgmt No Action *
148, 152, 153 of the Articles of
Association of the Company in order
to reflect (i) the relevant
provisions of Appendix 3 to The Rules
Governing the Listing of Securities
on the Stock Exchange of Hong Kong
Limited which came into effect on 31
MAR 2004; and (ii) the requirements
stipulated by, Article 31 of the
Guidelines for Corporate Governance
of Listed Companies
- -------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO LTD Agenda: 700447558
CUSIP: Y1503Y108 Meeting Type: EGM
Ticker: Meeting Date: 3/9/2004 ISIN: CN0008932385
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve, confirm and ratify the Mgmt No Action *
agreement dated 08 JAN 2004 between
the Company and China Shipping
(Group) Company Holding Company
Supplemental Agreement which is
supplemental to the revised services
agreement between the Company and
Holding Company on 03 APR 2001
Revised Services Agreement and the
on-going connected transactions
referred to in the Revised Services
Agreement and authorize the Directors
of the Company to do all such
further acts and things and execute
all such further documents
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700426996
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 12/15/2003 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the conditional sale and Mgmt No Action *
purchase agreement dated 26 OCT 2003
the Acquisition Agreement , between
the Company and China
Telecommunications Corporation,
pursuant to which, inter alia, China
Telecommunications Corporation has
agreed to sell and the Company agreed
to purchase, the target assets at a
purchase price of CNY 46,000 million
comprising: a) CNY 11,000 million
payable in cash at completion of the
acquisition; and b) CNY 35,000
million to be paid on the date
falling 10 years from completion of
the acquisition; and authorize the
Directors of the Company to do all
such further acts and things and
execute such further documents and
take all such steps which in their
opinion as may be necessary,
desirable or expedient to implement
and/or give effect to the terms of
the Acquisition Agreement
2. Approve, subject to the passing of Mgmt No Action *
ordinary Resolution number 1 of this
meeting being proposed, the
prospective connected transactions
set out in Sections 10.1(b), 10.2(a),
10.2(e) and 10.2(f) as described in
the paragraph headed Connected
Transactions under the Section Letter
from the Chairman, of the circular
of the Company dated 27 OCT 2003,
which the Company expects to occur on
a regular and continuous basis in
the ordinary and usual course of
business of the Company, its
subsidiaries and the Target Group, as
the case may be, together with the
Combined Group s relevant upper
limits; and authorize the Directors
of the Company to do all such further
acts and things and execute such
further documents and take all such
steps which in their opinion as may
be necessary, desirable or expedient
to implement and/or give effect to
the terms of such prospective
connected transactions
S.3 Approve to amend, subject to the Mgmt No Action *
passing of ordinary Resolution number
1 of this meeting being proposed,
the service areas of the Company
stipulated in Article 13 of the
Articles of Association of the
Company from 4 provinces namely
Shanghai, Guandong, Jiangsu and
Zhejiang to 10 provinces namely
Shanghai, Guandong, Jiangsu,
Zhejiang, Anhui, Fujian, Jiangxi,
Guangxi, Chongquing and Sichuan, to
reflect the change in the service
areas of the Company as a result of
the acquisition referred to in the
ordinary Resolution number 1; and
authorize the Directors to take all
such actions which in their opinion
are necessary or desirable to
complete the procedures for the
approval
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700472486
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 5/3/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Authorize the Directors of the Mgmt No Action *
Company to issue and allot up to
8,317,560,515 New H Shares the New H
Shares , which comprises i) up to
7,561,418,650 New H Shares
representing approximately 10% of the
current registered share capital of
the Company the Primary Shares and
ii) up to 756,141,865 New H Shares
representing 10% of the 7,561,418,650
Primary Shares to be issued and
allotted upon conversion of up to
756,141,865 existing domestic shares
held by PRC state shareholders the
Secondary Shares to comply with the
provisional measures on the
administration of the reduction of
the state owned shares for raising
social security funds subject to the
following: a) the number of Secondary
Shares actually issued and allotted
upon conversion from domestic shares
shall be 10% of the number of Primary
Shares actually issued and allotted
by the Company at any time and from
time to time pursuant to this special
resolution; b) any issue and
allotment of the New H Shares
pursuant to this special resolution
shall be made on such terms and
conditions as the Directors of the
Company or a duly authorized
committee thereof approve to be
appropriate and in the best interests
of the Company and subject to other
conditions, including size, timing
and price, as mentioned in this
special resolution; c) the price at
which any or all of the New H Shares
may be issued and allotted by the
Directors of the Company pursuant to
this special resolution shall be
determined by reference to the
prevailing market price of the H
Shares at the time of offering and
all other relevant market
considerations; such price will in
any event be within a range of 20%
below or above the prevailing market
price of the H Shares of the Company
at the time of the offering; d) the
net proceeds from any such issue and
allotment of the Primary Shares shall
wholly fund the Company s potential
acquisition; if the potential
acquisition does not proceed for
whatever reason, any net proceeds
raised from the issue and allotment
of the Primary Shares pursuant to the
new issue will be used for the
Company s other similar possible
strategic acquisition; pending such
use, the Company will invest such net
proceeds in certificates of deposit,
US Government securities or certain
other interest-bearing securities or
place such net proceeds in bank
deposits; any use, investment or
deposit of the net proceeds as
mentioned above other than for the
potential acquisition will have been
reviewed and approved by the
Independent Non-Executive Directors
of the Company; e) any New H Shares
to be issued and allotted shall be
offered to investors who are
independent of and not connected with
any Promoter, Director, Supervisor,
Chief Executive or substantial
shareholder of the Company or any of
its subsidiaries or an Associate of
any of them, in full compliance with
the rules and regulations of the
Listing Rules and all applicable
laws; f) approval of the issue and
allotment of the New H Shares shall
be obtained from the holders of H
shares by way of special resolution
at a separate class meeting of
holders of H shares and from the
holders of domestic shares of the
Company by way of special resolution
at a separate class meeting of
holders of domestic shares; g)
approvals for the issue and allotment
of the New H Shares shall be
obtained from all relevant PRC
governmental and regulatory
authorities; and h) the authority to
the Directors of the Company to the
issue and allotment the New H Shares
S.2 Authorize the Directors of the Mgmt No Action *
Company to increase the registered
capital of the Company and to make
such appropriate and necessary
amendments to the Articles of the
Association of the Company as they
think fit to reflect the registered
capital of the Company following the
issue and allotment of any or all of
the New H Shares as the Directors of
the Company may in their discretion
decide to issue
S.3 Approve that, subject to the passing Mgmt No Action *
of S.1 above, the shareholders of the
Company, for the avoidance of doubt,
waive their pre-emptive rights if
any over any or all of the New H
Shares which may be issued and
allotted pursuant to S.1
- -------------------------------------------------------------------------------------------------------
CHINA TELECOM CORP LTD Agenda: 700495321
CUSIP: Y1505D102 Meeting Type: EGM
Ticker: Meeting Date: 6/9/2004 ISIN: CN0007867483
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O.1 Approve the conditional sale and Mgmt No Action *
purchase agreement dated 13 APR 2004
Acquisition Agreement between the
Company and China Telecommunications
Corporation, pursuant to which, inter
alia, China Telecommunications
Corporation has agreed to sell, and
the Company has agreed to purchase,
the entire equity interests in each
of the Target Companies at a purchase
price of CNY 27,800 million
comprising: (a) an initial cash
consideration of CNY 8,340 million
payable in cash at completion of the
acquisition; and (b) a deferred
consideration of CNY 19,460 million
to be paid on or before the date
falling ten years from completion of
the acquisition
O.2 Approve, subject to the passing of Mgmt No Action *
Ordinary Resolution 1, the
prospective connected transactions as
specified, which the Company expects
to occur on a regular and continuous
basis in the ordinary and usual
course of business of the Company,
its subsidiaries and the Target
Group, as the case may be, together
with the Combined Groups relevant
aggregate annual values for the
engineering agreements, community
services agreements and ancillary
telecommunications services
agreements and the absence of an
aggregate annual value for the
interconnection agreement, and
authorize the Directors of the
Company to do all such further acts
and things and execute such further
documents and take all such steps
which in their opinion may be
necessary, desirable or expedient to
implement
S.3 Approve, subject to the passing of Mgmt No Action *
Ordinary Resolution , that the
service areas of the Company
stipulated in Article 13 of the
Articles of Association of the
Company is amended from ten provinces
autonomous regions, municipalities
directly under the central government,
namely Shanghai, Guangdong,
Jiangsu, Zhejiang, Anhui, Fujian,
Jiangxi, Guangxi, Chongqing and
Sichuan to twenty provinces
autonomous regions, municipalities
directly under the central government,
namely Shanghai, Guangdong,
Jiangsu, Zhejiang, Anhui, Fujian,
Jiangxi, Guangxi, Chongqing, Sichuan,
Hubei, Hunan, Hainan, Guizhou,
Yunnan, Shaanxi, Gansu, Qinghai,
Ningxia and Xinjiang to reflect the
change in the service areas of the
Company, and authorize the Directors
of the Company to take all actions
which in their opinion are necessary
or desirable to complete the
procedures for the approval and/or
registration or filing of the afore
mentioned amendments to the Articles
S.4 Amend the Articles of Association of Mgmt No Action *
the Company by: (a) restating Article
6; (b) adding the paragraph to the
end of the Article 65; (c) replacing
the second paragraph of Article 95
- -------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda: 700459983
CUSIP: Y1660Q104 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: HK0002007356
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final and a special final Mgmt No Action *
dividend
3. Elect the Directors Mgmt No Action *
4. Re-appoint the Auditors Mgmt No Action *
S.5 Amend the Company s Articles of Mgmt No Action *
Association by: (a) deleting few
words in Article 76(B); (b) adding a
new Article 76(C) after Article
76(B); (c) deleting few lines in
Article 91; (d) adding a few words in
Article 94; (e) deleting the first
sentence in Article 97(A); (f)
deleting the 2nd line in Article
97(A); (g) deleting Article 97(B) and
replacing it with a new Article
97(B); (h) adding a few words in
Article 97(C); (i) deleting a few
words in Article 97(D); (j) deleting
a few words in Article 97(E); (k)
deleting a few words in Article 103;
(l) deleting a few words in Article
106; (m) deleting a few words in
Article 110; (n) deleting a few words
in Article 112(A); (o) deleting
Article 112(B)
6. Approve that the Executive Directors Mgmt No Action *
enter into the rotation of Directors
over the course of up to 3 AGM s in
the order of seniority, being
elegible for re-elections
7. Re-elect the Executive Directors Mgmt No Action *
8. Approve to fix the remuneration of Mgmt No Action *
the Chairman, the Vice Chairmen and
the other Non-Executive Directors at
the sum of HKD 280,000, HKD 220,000
and HKD 200,000 each respectively for
each FY, effective 01 JUL 2004 and
payable on a pro rate basis for the
FYE 31 DEC 2004; approve to pay
additional remuneration to Non-
executive Directors who serve on the
Board Committees of the Company as
prescribed , for each FY, effective
01 JUL 2004 and payable on a pro rate
basis for the FYE 31 DEC 2004
9. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company otherwise than
pursuant to: i) a rights issue; or
ii) the exercise of any share option
scheme or similar arrangement; or
iii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by law
10. Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of HKD
0.55 each in the capital of the
Company during the relevant period,
in accordance with all the applicable
laws and the requirements of Rules
Governing the Listing of Securities
on The Stock Exchange of Hong Kong
Limited, not exceeding 10% of the
aggregate nominal amount of the
issued share capital of the Company;
Authority expires the earlier of the
conclusion of the AGM
11. Approve, conditional upon the passing Mgmt No Action *
of Resolutions 9 and 10, to add the
aggregate nominal amount of the share
capital of the Company repurchased
by the Company pursuant to Resolution
9, to the aggregate nominal amount
of the share capital of the Company
that may be allotted
- -------------------------------------------------------------------------------------------------------
COMFORTDELGRO CORPORATION LTD Agenda: 700493911
CUSIP: Y1690R106 Meeting Type: AGM
Ticker: Meeting Date: 4/29/2004 ISIN: SG1N31909426
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the audited accounts for
the FYE 31 DEC 2003 together with the
Auditors report
10. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50 and the listing rules of
the Singapore Exchange Securities
Trading Limited, to allot and issue
shares in the Company by way of
rights, bonus or otherwise , the
aggregate number of shares issued not
exceeding 50% of the issued share
capital of the Company, of which the
aggregate number of shares to be
issued other than on a pro-rata basis
to the existing shareholders of the
Company does not exceed 20% of the
issued share capital of the Company
and the percentage of issued share
capital shall be calculated based on
the Company s issued share capital at
the date of passing of this
resolution after adjusting for new
shares arising from the conversion of
convertible securities or employee
share options on issue and any
subsequent consolidation or
subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the date of the next AGM
11. Authorize the Directors in accordance Mgmt No Action *
with the rules and terms of the
Comfortdelgro Employees Share Option
Scheme to allot and issue time to
time number of share in the Company
provided that the aggregate number of
shares to be issued shall not exceed
15% of the total issued share
capital of the Company
2. Declare a final dividend of 12.25% Mgmt No Action *
per share less income tax for the YE
31 DEC 2003
3. Approve the payment of Directors Mgmt No Action *
fees of SGD 377,891 for the YE 31 DEC
4. Re-elect Mr. Lim Jit Poh as a Mgmt No Action *
5. Re-elect Mr. Kua Hong Pak as a Mgmt No Action *
6. Re-elect Mr. Tow Heng Tan as a Mgmt No Action *
7. Re-elect Mr. David Wong Chin Huat as Mgmt No Action *
a Director
8. Re-appoint Meesrs Deloitte and Touche Mgmt No Action *
as the Auditors and authorize the
Directors to fix their remuneration
9. Transact any other ordinary business Other No Action *
- -------------------------------------------------------------------------------------------------------
DATANG INTL PWR GENERATION CO LTD Agenda: 700515351
CUSIP: Y20020106 Meeting Type: CLS
Ticker: Meeting Date: 6/22/2004 ISIN: CN0009060798
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1.1 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve the
Company s issue of not more than
1,000,000,000 A shares pursuant to
the A share issue
1.2 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve the
Company s private placing in the form
of state-owned legal person shares,
which are provisionally prohibited
from listing and trading, of
301,704,761 and 92,358,500 state-
owned legal person shares to China
Datang Corporation and Tianjin
Jinnberg Investment Company
respectively out of the total amount
of A shares to be issued by the
Company pursuant to the A share issue
1.3 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve the
Company s issue of not more than
605,936,639 A shares to the public
out of the total amount of A shares
to be issued by the Company pursuant
to the A share issue state in point
1.4 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve that the
A shares to be issued by the Company
pursuant to the A share issue be of
par value of RMB 1.00
1.5 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve that the
A shares to be issued by the Company
to the public be applied to be
listed on the Shanghai Stock Exchange
1.6 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve that the
A shares to be issued by the Company
to the public pursuant to the A
share issue be issued to natural
persons and institutional investors
within the PRC except those
prohibited by PRC laws and
regulations
1.7 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve the
proposal in relation to the share of
accumulated profits among the new and
old shareholders of the Company
after the completion of the A share
1.8 Approve the Company s application for Mgmt No Action *
the issue of not more than
1,000,000,000 Renminbi RMB
denominated ordinary shares A shares
comprising a private placing of A
shares made to China Datang
Corporation and Tianjin Jinnedg
Investment Company and a public offer
of A shares to the public A shares
issue and that the A shares to be
issued be of a par value of RMB 1.00
each and the A shares to be issued to
the public be listed on the Shanghai
Stock Exchange; and approve to
authorize the Board of Directors of
the Company to make final decision in
relation to the A share issue, sign
all such agreements and/or documents,
carry out all such procedures and
take all such actions as deemed
necessary, in connection with the
completion of the A share issue as
well as the execution and completion
of the procedures for the listing on
the Shanghai Stock Exchange of such
portion of share to be issued to the
public in the PRC after the
completion of the A share issue
2. Approve that all decisions made by Mgmt No Action *
the Company in relation to the A
share issue, i.e., all points in
Resolution 1, be valid for 1 year
from the date of passing of the
relevant resolutions at the
forthcoming H shares class meeting
and being approved at an EGM and the
domestic share class meeting
- -------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda: 700492212
CUSIP: Y20246107 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: SG1L01001701
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Directors Mgmt No Action *
report and the audited accounts for
the YE 31 DEC 2003 and the Auditors
report thereon
2A. Declare a final dividend of 16 cents Mgmt No Action *
per ordinary share, less income tax
for the YE 31 DEC 2003
2B. Declare a final dividend of 16 cents Mgmt No Action *
per non-voting convertible preference
share, less income tax for the YE 31
DEC 2003
2C. Declare a final dividend of 16 cents Mgmt No Action *
per non-voting redeemable convertible
preference share, less income tax
for the YE 31 DEC 2003
3. Approve to sanction the amount of SGD Mgmt No Action *
647,851 proposed as the Directors
fees for 2003
4. Appoint Messrs. Ernst and Young as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to fix their
5A.a Re-elect Mr. S. Dhanabalan as a Mgmt No Action *
Director, who retires under Article
95 of the Company s Articles of
Association
5A.b Re-elect Mr. Bernard Chen Tien Lap as Mgmt No Action *
a Director, who retires under
Article 95 of the Company s Articles
of Association
5A.c Re-elect Mr. Fock Siew Wah as a Mgmt No Action *
Director, who retires under Article
95 of the Company s Articles of
Association
5B.a Re-elect Mr. Kwa Chong Seng as a Mgmt No Action *
Director, who retires under Article
101 of the Company s Articles of
Association
5B.b Re-elect as Mr. N.R. Narayana Murthy Mgmt No Action *
as a Director, who retires under
Article 101 of the Company s Articles
of Association
5B.c Re-elect Mr. Frank Wong Kwong Shing Mgmt No Action *
as a Director, who retires under
Article 101 of the Company s Articles
of Association
5C. Re-appoint Mr. Thean Lip Ping as a Mgmt No Action *
Director, who retires pursuant to
Section 153(2) of the Companies Act,
chapter 50
6A. Authorize the Board of Directors of Mgmt No Action *
the Company to offer and grant
options in accordance with the
provisions of the DBSH Share Option
Plan and to allot and issue from time
to time such number of ordinary
shares of SGD 1.00 each in the
capital of the Company DBSH ordinary
shares as may be required to be
issued pursuant to the exercise of
the options under the DBSH Share
Option Plan provided always that the
aggregate number of new DBSH ordinary
shares to be issued pursuant to the
DBSH Share Option Plan and DBSH
Performance Share Plan shall not
exceed 15% of the issued share
6B. Authorize the Board of Directors of Mgmt No Action *
the Company to offer and grant awards
in accordance with the provisions of
the DBSH Performance Share Plan and
to allot and issue from time to time
such number of DBSH ordinary shares
as may be required to be issued
pursuant to the vesting of awards
under the DBSH Performance Share
Plan, provided always that the
aggregate number of new DBSH ordinary
shares to be issued pursuant to the
DBSH Performance Share Plan and DBSH
Share Option Plan shall not exceed
15% of the issued share capital of
the Company from time to time
6C. Authorize the Directors of the Mgmt No Action *
Company, pursuant to Section 161 of
the Companies Act, Chapter 50 and the
listing rules of the Singapore
Exchange Securities Trading Limited
SGX-ST , to issue shares in the
Company by way of rights, bonus or
otherwise at any time and upon such
terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute
discretion deem fit provided that,
the aggregate number of shares issued
not exceeding 50% of the issued
share capital of the Company, of
which the aggregate number of shares
to be issued other than on a pro-rata
basis to the shareholders of the
Company does not exceed 20% of the
issued share capital of the Company
and the percentage of issued share
capital of the Company shall be
calculated based on the Company s
issued share capital at the date of
passing of this resolution after
adjusting for new shares arising from
the conversion or exercise of
convertible securities or share
options or vesting of share awards
which are outstanding or subsisting
at the time of this resolution is
passed and any subsequent
consolidation or subdivision of
shares; and in exercising the
authority conferred by this
resolution the Company shall comply
with the provisions of the Listing
Manual of the SGX-ST for the time
being in force unless such
compliance has been waived by the
SGX-ST and the Articles of
Association for the time being of the
Company; Authority expires the
earlier of the conclusion of the next
AGM of the Company
- -------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS (THAILAND) PUBLIC CO LTD Agenda: 700459654
CUSIP: Y20266154 Meeting Type: AGM
Ticker: Meeting Date: 3/29/2004 ISIN: TH0528010Z18
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of AGM no.1/2003, Mgmt No Action *
held on 17 MAR 2003
2. Acknowledge the operation result of Mgmt No Action *
the Company in 2003
3. Approve the financial statements for Mgmt No Action *
the year ended as at 31 DEC 2003 as
well as the Auditor s report
4. Consider the re-election of the Mgmt No Action *
Directors and Audit Committee member
whose terms were up, as the Directors
of the Company and approve the
remuneration
5. Consider the appointment of External Mgmt No Action *
Auditor and approve the audit fee for
year 2004
6. Approve the payment of bonus to Mgmt No Action *
Directors
7. Approve the dividend payment for the Mgmt No Action *
fiscal year 2003
8. Approve the amendments and additional Mgmt No Action *
of the Company Article
9. Consider other business(if any) Other No Action *
- -------------------------------------------------------------------------------------------------------
DRB-HICOM BHD Agenda: 700407655
CUSIP: Y2075V100 Meeting Type: AGM
Ticker: Meeting Date: 9/18/2003 ISIN: MYL1619OO005
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
financial statements for the FYE 31
MAR 2003, together with the Directors
and the Auditors reports thereon
2. Approve a first and final dividend of Mgmt No Action *
2.0 sen gross per share less income
tax of 28% for the FYE 31 MAR 2003
3. Approve the payment of the Directors Mgmt No Action *
fees for the FYE 31 MAR 2003
4. Re-elect Dr. Tan Sri Dato Seri Mohd. Mgmt No Action *
Salen Sulong as a Director, who
retires in accordance with the
Company s Articles of Association
5. Re-elect Mr. Dato Maznah Abdul Jalil Mgmt No Action *
as a Director, who retires in
accordance with the Company s
Articles of Association
6. Re-elect Mr. Dato Mohd. Nor Mohamad Mgmt No Action *
as a Director, who retires in
accordance with the Company s
Articles of Association
7. Re-elect Mr. Dato B. Bhaskaran Mgmt No Action *
Pillai as a Director, who retires in
accordance with the Company s
Articles of Association
8. Re-elect Major General (R) Dato Amir Mgmt No Action *
Baharudin as a Director, who retires
in accordance with the Company s
Articles of Association
9. Re-appoint Mr. Dato Haji Mohamad Nor Mgmt No Action *
Mohamad as a Director of the Company
until the next AGM of the Company,
who retires in accordance with
Section 129 of the Companies Act,
10. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers as the
Auditors and authorize the Directors
to fix their remuneration
11. Authorize the Directors, pursuant to Mgmt No Action *
Section 132D of the Companies Act,
1965 and the DRB-HICOM Berhad
Employees Share Option Scheme the
Scheme as approved at the EGM of the
Company held on 26 APR 2000, to
issue shares in the Company at any
time and in accordance with the terms
and conditions of the Scheme
12. Authorize the Directors, pursuant to Mgmt No Action *
Section 132D of the Companies Act,
1965 and subject always to the
Companies Act, 1965 and the approvals
of the relevant governmental and/or
regulatory authorities, to issue
shares in the Company at such price,
upon such terms and conditions, for
such purposes and to such person or
persons as the Directors may deem fit
provided that the aggregate number
of shares issued pursuant to this
resolution does not exceed 10% of the
issued share capital of the Company
and to obtain approval from the Kuala
Lumpur Stock Exchange for the
listing of and quotation for the
additional shares so issued;
Authority expires at the conclusion
of the next AGM of the Company
- -------------------------------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC CO LTD Agenda: 700478072
CUSIP: Y22834116 Meeting Type: AGM
Ticker: Meeting Date: 4/26/2004 ISIN: TH0465010013
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THE PARTIAL AND Non- No Action *
SPLIT VOTING ARE ALLOWED. THANK YOU Voting
1. Approve the minutes of the Mgmt No Action *
shareholders EGM No. 1/2004 hold on
23 FEB 2004
2. Approve the Board of Directors Mgmt No Action *
annual report for the year 2003 and
acknowledge the payment of the
interim dividend
3. Approve the balance sheet and the Mgmt No Action *
statement of income loss as at 31
DEC 2003
4. Approve the appropriation of the net Mgmt No Action *
profit and the payment of the
5. Appoint the Auditors and determine Mgmt No Action *
the audit fee
6. Amend the Article 36(3) of the Mgmt No Action *
Company s Articles of Association
7. Elect the Directors to replace the Mgmt No Action *
retiring Directors and to determine
the remuneration
8. Other matters Other No Action *
- -------------------------------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC CO LTD Agenda: 700450365
CUSIP: Y22834116 Meeting Type: EGM
Ticker: Meeting Date: 2/23/2004 ISIN: TH0465010013
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the Mgmt No Action *
shareholders AGM No. 1/2003 held on
30 APR 2003
2. Approve the amendment to Clause 7 of Mgmt No Action *
the Company s Articles of Association
by substituting 45% for 49%
3. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
FRASER & NEAVE LTD Agenda: 700390773
CUSIP: Y2642C114 Meeting Type: EGM
Ticker: Meeting Date: 7/29/2003 ISIN: SG1M29902574
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve, pursuant to Article 53 of Mgmt No Action *
the Articles of Association of the
Company and subject to the
confirmation of the High Court of the
Republic of Singapore: A) that the
authorized share capital of the
Company be reduced from SGD 500
million divided into 500 million
ordinary shares of SGD1.00 each to
SGD 450 million divided into 500
million ordinary shares of SGD 0.90
each and such reduction be effected
by reducing the paid-up capital of
the Company by a maximum of SGD 26.9
million to the extent of SGD 0.10 on
each ordinary shares, and by reducing
the par value of each of issued and
unissued ordinary shares, from SGD
1.00 to SGD 0.90; B) the subdivision
and consolidation of shares subject
to and forthwith upon that: I) all of
the issued and unissued ordinary
shares of SGD 0.90 each in the
capital of the Company be subdivided
in such manner that every 1 of the
said ordinary shares shall constitute
90 ordinary shares of SGD 0.01 each
and the par value of each ordinary
shares be reduced from SGD 0.90 to
SGD 0.01, II) all of the issued and
unissued ordinary shares of SGD 0.01
each created pursuant to the
subdivision of ordinary shares of SGD
0.90 each be consolidated in such
manner that every 100 of the said
ordinary shares shall constitute one
ordinary shares of SGD 1.00 any
fraction of an ordinary shares shall
be disregarded, and the par value of
each of the ordinary shares be
increased from SGD 0.01 to SGD 1.00,
III) the authorized ordinary share
capital of the Company be restored to
its former capital of SGD 500
million divided into 500 million
ordinary shares of SGD 1.00 each by
creating such number of ordinary
shares of SGD 1.00 each, being the
difference between 500 million
ordinary shares of SGD 1.00 each and
the aggregate number of ordinary
shares of SGD 1.00 each arising from
the consolidation of ordinary shares,
and IV) authorize the Directors to
dispose or deal with the aggregate
number of ordinary shares
representing fractional interests
arising from the consolidation of the
ordinary shares, in such manner and
for such purpose as they deem fit in
the interests of the Company, and to
give instructions for the disposal of
or dealing with such ordinary shares
and to authorize any person to
execute any instrument of transfer in
relation to such ordinary shares; C)
to reduce the of share premium
account subject to and forthwith upon
the S.1(A) and S.1(B) taking effect,
the sum standing to the credit of
the share premium account of the
Company be reduced by a maximum sum
of SGD 149.4 million, and that such
reduction be effected by returning
SGD 5.57 in cash for each issued and
fully paid-up ordinary share in the
capital of the Company which is
cancelled pursuant to S.1(A) and S.1
(B); D) subject to and forthwith upon
the S.1 (A) S.1(B) and S.1(C) taking
effect a maximum sum of SGD 53.7
million forming part of the revenue
reserve of the Company be capitalized
and applied in paying up in full at
par for a maximum of 53,639,092
unissued ordinary shares of SGD 1.00
each in the capital of the Company,
and the additional shares be allotted
and issued credited as fully paid-up
to the holders of ordinary shares in
the capital of the Company in the
proportion of 2 additional shares for
every 1 ordinary shares held by them
which is cancelled pursuant to
S.1(A) and S.1(B), and forthwith upon
the allotment and issue of the
additional shares, the additional
shares be cancelled in their
entirety, and the maximum sum of SGD
53.7 million arising from such
cancellation be returned to the
respective holders of the additional
shares on the basis of SGD 1.00 for
each additional shares so cancelled;
and E) authorize the Directors and
each of them to do all acts and
things and to execute all such
documents as they or he may consider
necessary
S.2 Approve, pursuant to Article 53 of Mgmt No Action *
the Articles of Association of the
Company and subject to the
confirmation of the High Court of the
Republic Of Singapore: A) that the
issued and paid-up capital of the
Company be reduced by: I) canceling
(1) a maximum of 4,597,192 of the
issued and fully paid-up ordinary
share of SGD 1.00 each in the capital
of the Company or (2) a minimum of
4,137,471 of the issued and fully
paid-up ordinary shares of SGD 1.00
each in the capital of the Company
held by, and II) canceling all of the
7,402,808 issued and fully paid-up
ordinary shares of SGD 1.00 each in
the capital of the Company held by
the subsidiaries of Overseachinese
Banking Corporation Limited OCBC
namely, Eastern Realty Co Limited,
OCBC Holdings Private Limited and
Orient Holdings Private Limited,
excluding the issued and fully paid-
up ordinary share of SGD 1.00 each
in the capital of the Company held by
such subsidiaries which are to be
cancelled, the maximum sum of SGD 12
million arising from such reduction
of issued and paid-up capital be
returned to the OCBC Group Companies
on the basis of SGD 1.00 for each
ordinary shares of SGD 1.00 in the
capital of the Company held by each
OCBC Group Company so cancelled; B)
reduction of share premium account
subject to and forthwith upon the
preceding paragraph S.2(A) taking
effect, the sum standing to the
credit of the share premium account
of the Company be reduced by a
maximum sum of SGD 61.8 million and
that such reduction be effected by
returning SGD 5.15 in cash to the
OCBC Group Companies for each
relevant shares which is cancelled
pursuant to S.2 (A), C) subject to
and forthwith upon S.2 (A) and S.2
(B) taking effect: I) a maximum sum
of SGD 24 million forming part of the
revenue reserve of the Company be
capitalized and applied in paying up
in full at par for a maximum of
24,000,000 unissued ordinary shares
of SGD 1.00 each in the capital of
the Company, the new shares be
allotted and issued credited as fully
paid-up to the OCBC Group Companies,
in the proportion of 2 new shares
for every 1 relevant share which is
cancelled pursuant to S.1 (A), and
II) forthwith upon the allotment and
issue of the new shares , the new
shares be cancelled in their
entirety, and the maximum sum of SGD
24 million arising from such
cancellation be returned to the OCBC
Group Companies on the basis of SGD
1.00 for each new share so cancelled,
and D) authorize the Directors and
each of them to do all acts and
things and to execute all such
documents as they or he may consider
- -------------------------------------------------------------------------------------------------------
FRASER & NEAVE LTD Agenda: 700446809
CUSIP: Y2642C122 Meeting Type: AGM
Ticker: Meeting Date: 1/29/2004 ISIN: SG1O43912722
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the report of the Mgmt No Action *
Directors and the audited accounts
for the YE 30 SEP 2003
2. Approve a final dividend of 30 cents Mgmt No Action *
per share, after deduction of
Singapore tax, for the YE 30 SEP 2003
3.a Re-appoint Dr. Michael Fam as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50
3.b Re-appoint Mr. Lee Ek Tieng as a Mgmt No Action *
Director of the Company, pursuant to
Section 153(6) of the Companies Act,
Chapter 50
3.c Re-appoint Mr. Ho Tian Yee as a Mgmt No Action *
Director of the Company, who retires
by rotation
3.d Re-appoint Dr. Lee Tih Shih, as a Mgmt No Action *
Director of the Company, who retires
by rotation
3.e Re-appoint Mr. Nicky Tan Ng Kuang as Mgmt No Action *
a Director of the Company
4. Approve the Directors fees of SGD Mgmt No Action *
547,000 for the YE 30 SEP 2004
5. Re-appoint the Auditors for the Mgmt No Action *
ensuing year and authorize the
Directors to fix their remuneration
6. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50 and the listing rules of
the Singapore Exchange Securities
Trading Limited, to allot and issue
shares in the Company by way of
rights, bonus or otherwise , the
aggregate number of shares issued not
exceeding 50% of the issued share
capital of the Company, of which the
aggregate number of shares to be
issued other than on a pro-rata basis
to the existing shareholders of the
Company does not exceed 20% of the
issued share capital of the Company
and the percentage of issued share
capital shall be calculated based on
the Company s issued share capital at
the date of passing of this
resolution after adjusting for new
shares arising from the conversion of
convertible securities or employee
share options on issue and any
subsequent consolidation or
subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the date of the next AGM
7. Authorize the Directors to allot and Mgmt No Action *
issue such number of shares in the
capital of the Company as may be
required to be issued pursuant to the
exercise of options under the Fraser
and Neave Limited Executives Share
Option Scheme
8. Authorize the Directors to offer and Mgmt No Action *
grant options in accordance with the
provisions of the Fraser and Neave
Limited Executives Share Option
Scheme 1999 1999 Scheme and to
allot and issue such shares as may be
issued pursuant to the exercise of
options under the 1999 Scheme, the
aggregate number of shares issued
pursuant to the 1999 Scheme shall not
exceed 15 %. of the issued share
capital of the Company
9. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
GOLDEN HOPE PLANTATIONS BHD Agenda: 700394997
CUSIP: Y2747L118 Meeting Type: EGM
Ticker: Meeting Date: 8/11/2003 ISIN: MYL1953OO008
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the joint venture between Mgmt No Action *
Golden Hope Development SB, a wholly
owned subsidiary of Golden Hope
Plantations BHD, and Negara
Properties Smarthome SB, a wholly
owned subsidiary of Negara
Properties (M) BHD, to jointly
develop Bangi Estate which consists
of 3 parcels of freehold land, all in
the mukim of Kajang, and 1 parcel of
freehold land in the mukim of
Semenyih, all in the district of Hulu
Langat, Selangor Darul Ehsan
2. Approve the joint venture between Mgmt No Action *
Golden Hope Development SB, a wholly
owned subsidiary of Golden Hope
Plantations BHD, and Melawati
Development SB, a wholly owned
subsidiary of Negara Properties (M)
BHD, to jointly develop Old
Lunderston Estate which consists of 7
parcels of freehold land, all in the
mukim of Teluk Panglima Garang,
Kajang, and 1 parcel of freehold land
in the mukim of Tanjung Duabelas,
all in the district of Kuala Langat
3. Approve the joint venture between Mgmt No Action *
Golden Hope Development SB, a wholly
owned subsidiary of Golden Hope
Plantations BHD, and Melawati
Development SB, a wholly owned
subsidiary of Negara Properties (M)
BHD, to jointly develop part of Kota
Bayuemas which consists of 3 parcels
of freehold land, all in the mukim of
and district of Klang, Selangor
4. Approve the joint venture between Mgmt No Action *
Golden Hope Development SB, a wholly
owned subsidiary of Golden Hope
Plantations BHD, and Negara Property
Realty SB, a wholly owned subsidiary
of Negara Properties (M) BHD, to
jointly develop part of Kota Seriemas
which consists of 24 parcels of
freehold land in mukim of Labu,
District of Seremban, Negeri Sembilan
- -------------------------------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD Agenda: 700424586
CUSIP: Y30166105 Meeting Type: AGM
Ticker: Meeting Date: 11/13/2003 ISIN: HK0101000591
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the financial Mgmt No Action *
statements and reports of the
Directors and Auditors for the year
ended 30 JUN 2003
2. Declare a final ordinary dividend Mgmt No Action *
3. Re-elect the Directors; and authorize Mgmt No Action *
the Board of Directors to fix
Directors fees
4. Re-appoint the Auditors Mgmt No Action *
5.A Approve that: (a) subject to Mgmt No Action *
paragraphs (b) and (c) below, the
exercise by the Directors of the
Company during the Relevant Period of
all the powers of the Company to
purchase shares in the capital of the
Company be and is hereby generally
and unconditionally approved; (b) the
aggregate nominal amount of ordinary
shares of HKD 1 each in the capital
of the Company (Ordinary Shares)
which may be purchased by the Company
on The Stock Exchange of Hong Kong
Limited or on any other stock
exchange recognized for this purpose
by the Securities and Futures
Commission and The Stock Exchange of
Hong Kong Limited under the Hong Kong
Code on Share Repurchases pursuant
to the approval in paragraph (a)
above shall not exceed 10% of the
aggregate nominal amount of the
Ordinary Shares in the share capital
of the Company in issue at the date
of passing this Resolution, and the
said approval shall be limited
accordingly; (c) the aggregate
nominal amount of convertible
cumulative preference shares of HKD
7,500 each in the capital of the
Company (Convertible Preference
Shares) which may be purchased by the
Company on The Stock Exchange of
Hong Kong Limited, Societe de la
Bourse de Luxembourg (Luxembourg
Stock Exchange) or on any other stock
exchange recognized for this purpose
by the Securities and Futures
Commission and The Stock Exchange of
Hong Kong Limited under the Hong Kong
Code on Share Repurchases pursuant
to the approval in paragraph (a)
above shall not exceed 10% of the
aggregate nominal amount of the
Convertible Preference Shares in the
share capital of the Company in issue
at the date of passing this
Resolution, and the said approval
shall be limited accordingly; and (d)
for the purpose of this Resolution,
Relevant Period means the period from
the passing of this Resolution until
whichever is the earlier of: (i) the
conclusion of the next AGM of the
Company; (ii) the expiration of the
period within which the next AGM of
the Company is required by law to be
held; and (iii) the revocation or
variation of the authority given
under this Resolution by ordinary
resolution of the shareholders
5.B Approve that: (a) subject to Mgmt No Action *
paragraph (c) below, pursuant to
Section 57B of the Companies
Ordinance, the exercise by the
Directors of the Company during the
Relevant Period of all the powers of
the Company to allot, issue and deal
with additional shares in the capital
of the Company and to allot, issue
or grant securities convertible into
shares in the capital of the Company
or options, warrants or similar
rights to subscribe for any such
shares or such convertible securities
and to make or grant offers,
agreements and options which might
require the exercise of such powers
be and it is hereby generally and
unconditionally approved; (b) the
approval in paragraph (a) above shall
authorize the Directors of the
Company during the Relevant Period to
allot, issue or grant securities
convertible into shares in the
capital of the Company and to make or
grant offers, agreements and options
which might require the exercise of
such powers after the end of the
Relevant Period; (c) the aggregate
nominal amount of share capital
allotted or agreed conditionally or
unconditionally to be allotted
(whether pursuant to an option or
otherwise) by the Directors of the
Company pursuant to the approval in
paragraph (a) above, otherwise than
pursuant to (i) a Rights Issue, (ii)
the exercise of rights of
subscription under the terms of any
warrants issued by the Company or the
exercise of rights of conversion
attaching to any Convertible
Preference Shares, (iii) any option
scheme or similar arrangement for the
time being adopted for the grant or
issue to officers and/or employees of
the Company and/or any of its
subsidiaries of shares or rights to
acquire shares of the Company or (iv)
any scrip dividend or similar
arrangement providing for the
allotment of shares in lieu of the
whole or part of a dividend on shares
of the Company in accordance with
the Articles of Association of the
Company, shall not exceed the
aggregate of: (aa) in the case of
Ordinary Shares, 20% of the aggregate
nominal amount of the Ordinary
Shares in the share capital of the
Company in issue at the date of
passing this Resolution plus (bb) in
the case of Convertible Preference
Shares, 20% of the aggregate nominal
amount of the Convertible Preference
Shares in the share capital of the
Company in issue at the date of
passing this Resolution plus (cc) if
the Directors are so authorized by a
separate ordinary resolution of the
shareholders of the Company set out
as Resolution No. 5C in the Notice of
the Meeting, the nominal amount of
the share capital of the Company
repurchased by the Company subsequent
to the passing of this Resolution,
up to a maximum equivalent to 10 % in
the case of Ordinary Shares, the
aggregate nominal amount of the
Ordinary Shares in issue at the date
of passing this Resolution and in the
case of Convertible Preference
Shares, the aggregate nominal amount
of the Convertible Preference Shares
in issue at the date of passing this
Resolution, and the said approval
shall be limited accordingly; and (d)
for the purpose of this Resolution:
Rights Issue means an offer of shares
or other securities open for a
period fixed by the Directors of the
Company to holders of shares of the
Company or any class thereof on the
register on a fixed record date in
proportion to their then holdings of
such shares or class thereof (subject
to such exclusion or other
arrangements as the Directors of the
Company may deem necessary or
expedient in relation to fractional
entitlements or having regard to any
restrictions or obligations under the
laws
5.C Authorize the Directors of the Mgmt No Action *
Company to exercise the powers of the
Company referred to in paragraph (a)
of the resolution set out as
Resolution No. 5B in the Notice of
the Meeting in respect of the share
capital of the Company referred to in
sub-paragraph (cc) of paragraph (c)
of such Resolution
6. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
HANG SENG BANK LTD Agenda: 700465049
CUSIP: Y30327103 Meeting Type: AGM
Ticker: Meeting Date: 4/22/2004 ISIN: HK0011000095
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the statement of Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Elect the Directors Mgmt No Action *
3. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
4. Appoint a Managing Director Mgmt No Action *
5. Authorize the Directors to repurchase Mgmt No Action *
shares up to 10% of the issued share
capital
6. Authorize the Directors to issue Mgmt No Action *
additional shares not exceeding in
aggregate, except in certain specific
circumstances such as pursuant to a
rights issue or scrip dividend
scheme, 20% of the issued share
capital 5% where the shares are to
be allotted wholly for cash
- -------------------------------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO LTD Agenda: 700418305
CUSIP: Y31476107 Meeting Type: AGM
Ticker: Meeting Date: 12/1/2003 ISIN: HK0012000102
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
statement of the accounts and the
reports of the Directors and the
Auditors for the YE 30 JUN 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect the retiring Director and Mgmt No Action *
approve to fix the Directors
remuneration
4. Re-appoint the Auditors Mgmt No Action *
5.A Authorize the Directors of the Mgmt No Action *
Company to repurchase ordinary shares
of HKD 2.00 each in the capital of
the Company during the relevant
period, on The Stock Exchange of Hong
Kong Limited or any other stock
exchange on which the shares of the
Company have been or may be listed
and recognized by the Securities and
Futures Commission for such purposes,
subject to and in accordance with
all applicable laws and regulations
of the Rules Governing the Listing of
Securities on the stock exchange,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; and
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM of
the Company is to be held by law
5.B Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares of the Company and
make or grant offers, agreements and
options during and after the
relevant period, not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company
otherwise than pursuant to: i) a
rights issue; or ii) any option
scheme or similar arrangement; or
iii) an issue of shares in the
Company upon the exercise of the
subscription rights attaching to any
warrants which may be issued by the
Company; or iv) any scrip dividend
pursuant to the Articles of
Association of the Company; and
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM
5.C Approve to extend the general mandate Mgmt No Action *
granted to the Directors to allot,
issue and deal with additional shares
pursuant to Resolution 5.B by an
amount representing the aggregate
nominal amount of the share in the
capital of the Company repurchased
pursuant to Resolution 5.A, provided
that such amount does not exceed 10%
of the aggregate nominal amount of
the issued share capital of the
Company at the date of passing
5.D Approve, pursuant to the general Mgmt No Action *
mandates given in ordinary resolution
5.B and 5.C, to allot and issue of
all or any of the shares of the
Company, provided that the aggregate
nominal amount of the share capital
of the Company shall not exceed HKD
3,600,000,000, to increase the
authorized share capital of the
Company from time to time immediately
prior to the said allotment and
issue to such amount up to but not
exceeding HKD 4,200,000,000 as the
Directors deem necessary or expedient
by the creation of the appropriate
number of additional new ordinary
shares of HKD 2.00 each up to but not
exceeding 300,000,000
S.6 Amend the Company s Articles of Mgmt No Action *
Association: a) by deleting the words
in item (i) in Article 2 and
substitute with a new words; by
deleting the words in item (iii) in
Article 2 and substitute with a new
words; by adding a new definitions to
Article 2; b) by adding a new
paragraph to the end of Article 38;
c) by deleting the words from Article
16, 20 and 41(i) and substitute with
a new words; d) by deleting the
words from Article 96A and substitute
with a new words; by deleting the
word before the words clearing house
nominee from Article 96A; e) by
deleting Article 133 in its entirety
and substitute with a new paragraph;
f) by deleting the words from Article
141 and the marginal note to Article
171 and substituting with new words
Hong Kong ; and by adding sentence
immediately following the words in
writing in Article 170; by adding
the sentence immediately following
the words registered address as
aforesaid in Article 170
- -------------------------------------------------------------------------------------------------------
HONG KONG & CHINA GAS CO LTD Agenda: 700492375
CUSIP: Y33370100 Meeting Type: AGM
Ticker: Meeting Date: 5/5/2004 ISIN: HK0003000038
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the statement of Mgmt No Action *
accounts for the YE 31 DEC 2003 and
the reports of the Directors and the
Auditors thereon
2. Declare a final dividend Mgmt No Action *
3. Re-elect the Directors Mgmt No Action *
4. Re-appoint PricewaterhouseCoopers as Mgmt No Action *
the Auditors of the Company and
authorize the Directors to fix their
remuneration
5. Approve the Director s fee of HKD Mgmt No Action *
130,000 per annum and the Chairman s
fee of an additional HKD 130,000 per
annum
6.1 Authorize the Directors to purchase Mgmt No Action *
shares in the capital of the Company
during the relevant period, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by law or in
accordance with the Articles of
Association of the Company
6.2 Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements, options and warrants
during and after the relevant period,
not exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company otherwise than
pursuant to a rights issue;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is
to be held by law or in accordance
with the Articles of Association
6.3 Approve, conditional upon the passing Mgmt No Action *
of Resolutions 6.1 and 6.2, to
extend the general mandate granted to
the Directors to allot, issue and
deal with the shares pursuant to
Resolution 6.2, by an amount
representing the aggregate nominal
amount of the share capital
repurchased pursuant to Resolution
6.1, provided that such amount does
not exceed 10% of the aggregate
nominal amount of the issued share
capital of the Company
S.6.4 Amend the Articles of Association of Mgmt No Action *
the Company by: amending Article 69,
adding a New Article 79A after
Article 79, amending Articles 81, 93,
105(G), 105(H), 105(I) and 105(K)
- -------------------------------------------------------------------------------------------------------
HONGKONG ELECTRIC HOLDINGS LTD Agenda: 700474656
CUSIP: Y33549117 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: HK0006000050
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the statement of Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect the retiring Directors Mgmt No Action *
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5. Approve to pay HKD 50,000 as Mgmt No Action *
remuneration to the Members of the
Audit Committee of the Board of
Directors effective 01 JAN 2004
6. Authorize the Directors to issue and Mgmt No Action *
dispose of the additional shares of
the Company during the relevant
period, not exceeding 20% of the
existing issued share capital of the
Company; authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within the next AGM is
required by law to be held
7. Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of HKD
1.00 each in the capital of the
Company during the relevant period,
in accordance with the Rules
Governing the Listing of Securities
on The Stock Exchange of Hong Kong
Limited Stock Exchange , not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period
8. Approve, conditional upon the passing Mgmt No Action *
of Resolutions 6 and 7, to extend
the general mandate granted to the
Directors to allot, issue and deal
with the shares pursuant to
Resolution 6, by an amount
representing the aggregate nominal
amount of the share capital
repurchased pursuant to Resolution 7,
provided that such amount does not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
S.9 Amend the Articles of Association of Mgmt No Action *
the Company as follows: (a) by adding
a new definition in Article 2; (b)
by inserting a few words in Article
85; (c) by amending Articles 107(3),
107(3)(a), (c), (d), (f), (g) and
(h), by adding a few words in
107(3)(a), by adding a few words in
107(3)(b), by deleting a few words in
107(3)(d), by deleting the existing
Article 107(3)(e) and substituting it
with a new Article 107(3)(e), by
inserting a few words in Article
107(3)(g) and by inserting a few
words in Article 107(3)(h); (d) by
deleting a few words in Article 110;
(e) by inserting a few words in
Article 116; (f) by deleting the
existing Article 120 and substituting
it with a new Article 120; (g) by
deleting a few words in Article 122;
(h) by deleting the existing Article
169
- -------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda: 700466217
CUSIP: Y3506N105 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: HK0388009489
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT IN ORDER TO SELECT Non- No Action *
WHICH TWO CANDIDATES WILL BE ELECTED Voting
DIRECTORS, THE RESOLUTIONS THEMSELVES
CONTAIN A METHOD OF DETERMINING
SUPPORT FOR A CANDIDATE. EACH
RESOLUTION FOR THE APPOINTMENT OF
DIRECTOR TO BE PROPOSED AT THE AGM
WILL PROVIDE AS FOLLOWS: THAT SUBJECT
TO THE NUMBER OF NET VOTES CAST IN
RELATION TO THIS RESOLUTION (NET
VOTES BEING VOTES CAST IN FAVOUR
MINUS VOTES CAST AGAINST THIS
RESOLUTION) BEING AMONG THE TWO
HIGHEST NUMBER OF NET VOTES CAST ON
EACH OF THE RESOLUTIONS FOR THE
APPOINTMENT OF A PERSON AS A DIRECTOR
OF THE COMPANY AT THE AGM TO BE HELD
ON 31MAR2004, (NAME OF CANDIDATE) BE
AND IS HEREBY APPOINTED AS DIRECTOR
OF THE COMPANY WITH EFFECT FROM THE
CONCLUSION OF THE AGM, PROVIDED THAT
IF ANY TWO OR MORE OF SUCH
RESOLUTIONS RECORD THE SAME NUMBER OF
NET VOTES (THE TIED RESOLUTONS ),
THE RANKING OF THE TIED RESOLUTIONS
FROM HIGHEST TO LOWEST NUMBER OF NET
VOTES SHALL BE DETERMINED BY THE
DRAWING OF LOTS BY THE CHAIRMAN
1. Receive and approve the audited Mgmt No Action *
accounts for YE 31 DEC 2003 together
with reports of the Directors and the
Auditors thereon
2. Declare a final dividend Mgmt No Action *
3. Declare a special dividend Mgmt No Action *
4.1 Elect Mr. John Estmond Strickland as Mgmt No Action *
a Director
4.2 Elect Mr. Wong Si Hung Oscar as a Mgmt No Action *
Director
5. Re-appoint the Auditors Mgmt No Action *
6.A Authorize the Directors of HKEx, Mgmt No Action *
pursuant to Section 57B of the
Companies Ordinance, to allot, issue
and deal with additional shares of
HKD 1.00 each in the capital of HKEx
and to make or grant offers,
agreements and options including
bonds, warrants and debentures
convertible into shares of HKEx ,
subject to and in accordance with the
requirements of the Rules Governing
the Listing of Securities on the
Stock Exchange, during and after the
relevant period, not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company
at the date of passing this
resolution, otherwise than pursuant
to i) a rights issue; or ii) an issue
of shares as scrip dividend pursuant
to the Articles of Association of
HKEx from time to time; iii) exercise
of rights or subscription or
conversion under the terms of any
warrant or other securities issued by
the Company carrying a right to
subscribe for or purchase shares in
the Company; iii) an issue of shares
under any option scheme of the
Company or similar arrangement; iv)
an issue of shares in HKEx upon the
exercise of the subscription rights
attaching to any warrants issued by
HKEx provided that the issue of such
warrants; Authority expires the
earlier of the conclusion of the next
AGM of HKEx or the expiration of the
period within which the next AGM
6.B Authorize the Directors to repurchase Mgmt No Action *
shares of HKEx on the Stock Exchange
of Hong Kong Limited Stock Exchange
or any other stock exchange on
which the securities of the Company
may be listed and recognized by the
Securities and Futures Commission and
the Stock Exchange for this purpose,
during the relevant period, subject
to and in accordance with all
applicable laws and/or requirements
of the rules governing the listing of
securities on the Stock Exchange or
any other stock exchange, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of HKEx at the date of
passing this resolution; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
which the next AGM of HKEx
6.C Approve, conditional upon the passing Mgmt No Action *
of Resolutions 6.I and 6.II, to
extend the general mandate granted to
the Directors of the Company to
allot, issue and deal with additional
shares, pursuant to Resolution 6.I
by adding thereto an amount
representing the aggregate nominal
amount of the share capital of the
Company repurchased by HKEx pursuant
to Resolution 6.II, provided that
such amount does not exceed 10% of
the aggregate nominal amount of the
issued share capital of the Company
at the date of passing
6.D Approve that a remuneration of HKD Mgmt No Action *
100,000 be paid to each of the Non-
Executive Directors of HKEx at the
conclusion of the next AGM of HKEx
for the period from the conclusion of
this meeting to the conclusion of
the next AGM of HKEx, provided that
such remuneration be paid in
proportion to the period of service
in the case if a Director who has not
served the entire period
6.E Approve, conditional upon: a) the Mgmt No Action *
passing of Resolution 3; b) the per
share amount of such special cash
dividend payable to shareholders of
HKEx being not less than 2% of the
closing price of the shares of HKEx
on the Stock Exchange as stated in
the Stock Exchange s daily quotations
sheet on the day the announcement of
the proposal to pay such special
cash dividend is published in Hong
Kong newspapers or, if such day is
not a trading day, the first trading
day thereafter; and c) obtaining the
consent of the relevant option
holder, to i) that the subscription
price per share pre-listing option
subscription price and the contract
size for the unexercised portion of
each option that has been granted
under the pre-listing share option
scheme Pre-Listing Share Option
Scheme of HKEx adopted on 31 MAY
2000 but not fully exercised on the
date of passing of this resolution
and ii) the subscription price per
share Post-Listing Option
Subscription Price and the contract
size for the unexercised portion of
each option that has been granted
under the share option scheme Post
Listing Share Option Scheme of HKEx
adopted on 31 MAY 2000 and amended on
17 APR 2002 but not fully exercised
on the date of passing of this
resolution, be adjusted as
prescribed; and for the avoidance of
any doubt, any refusal to give
consent on the party of an option
holder shall not affect the
adjustment of the Pre-Listing Option
Subscription Price, the Post-Listing
Subscription Price
S.6.F Approve, subject to the written Mgmt No Action *
approval of the Securities and
Futures Commission pursuant to
Section 67 of the Securities and
Futures Ordinance, to: a) amend
Article 2 of the Articles of
Association of HKEx by adding a new
definition; b) delete Article 70(1)
of the Articles of Association of
HKEx and replace it with a new
Article 70(1); c) add a new Article
79A; d) deleting Article 90(2)(b) of
the Articles of Association and
replacing it with a new Article
90(2)(b); e) delete Article 94(1) of
the Articles of Association of HKEx
and replacing it with a new Article
94(1); f) deleting Article 95(h) of
the Articles of Association of HKEx
and replacing it with a new Article
95(h); and g) delete Article 101(7)
to (10) of the Articles
- -------------------------------------------------------------------------------------------------------
HOPEWELL HOLDINGS LTD Agenda: 700411642
CUSIP: Y37129148 Meeting Type: AGM
Ticker: Meeting Date: 10/21/2003 ISIN: HK0054007841
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
financial statements and the reports
of the Directors and the Auditors for
the YE 30 JUN 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect the Directors and approve to Mgmt No Action *
fix the Directors fees
4. Re-appoint the Auditors Mgmt No Action *
5.1 Authorize the Directors to repurchase Mgmt No Action *
ordinary shares of the Company
during the relevant period, on The
Stock Exchange of Hong Kong Limited
or any other stock exchange on which
the shares of the Company have been
or may be listed and recognized by
the Securities and Futures Commission
of Hong Kong and the stock exchange
for such purposes, subject to and in
accordance with all applicable laws
and requirements of the Rules
Governing the Listing of securities
on the stock exchange or of any other
stock exchange, not exceeding 10% of
the aggregate nominal amount of the
issued share capital of the Company
at the date of passing of this
Resolution; and Authority expires
the earlier of the conclusion of the
next AGM of the Company or the
expiration of the period within which
the next AGM of the Company
5.2 Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares of the Company
and make or grant offers, agreements
and options during and after the
relevant period, not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company,
otherwise than pursuant to Articles
of Association of the Company or
pursuant to a rights issue or
pursuant to exercise of any rights of
subscription or conversion under any
existing warrants, bonds,
debentures, notes and other
securities issued by the company or
pursuant to any share option scheme;
and Authority expires the earlier of
the conclusion of the next AGM of
the Company or the expiration of the
period within which the next AGM
5.3 Approve to extend the general mandate Mgmt No Action *
granted to the Directors to allot
shares pursuant to Resolution 5.2, by
an amount representing the aggregate
nominal amount of the share capital
of the Company repurchased pursuant
to Resolution 5.1, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
at the date of passing
- -------------------------------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD Agenda: 700522091
CUSIP: Y3738Y101 Meeting Type: AGM
Ticker: Meeting Date: 6/29/2004 ISIN: CN0009185819
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
Directors of the Company for the year
2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee of the Company for the
year 2003
3. Approve the audited financial Mgmt No Action *
statements of the Company and the
Auditors report for the year 2003
4. Approve the Company s profit Mgmt No Action *
distribution proposal for the year
5. Appoint KPMG, Certified Public Mgmt No Action *
Accountants and KPMG Huazhen as
International Auditors of the
Company, for the FYE 31 DEC 2004 and
authorize the Board of Directors of
the Company to determine their
6. Other matters Other No Action *
S.1 Approve that, a) resolution passed at Mgmt No Action *
the 2002 AGM of the Company held on
24 JUN 2003 relating to the proposal
of the Company to issue to
individuals and institutional
investors in the PRC and to China
Huadian Corporation Renminbi RMB
denominated domestic ordinary shares
A shares with a nominal value of
RMB 1.00 each and to list such A
shares to be issued to the public in
the PRC on the Shanghai Stock
Exchange proposed A share issue and
will be refreshed for a 1 year
period in the same structure and
manner and in essentially identical
terms as those passed at the 2002
AGM; and b) with China Huadian
Corporation and any of its associates
abstaining from voting; and the
resolution passed at the 2002 AGM
relating to the Company s proposal
regarding its intended use
S.2 Approve the Company s proposal Mgmt No Action *
regarding its intended use of
proceeds to be raised from the
proposed A share issue
S.3 Approve that, the amendments proposed Mgmt No Action *
to made to the Articles of
Association of the Company in
connection with, and to cater for,
the proposed A share issue
S.4 Amend paragraph (1) of the Article Mgmt No Action *
23; amend 63, 70, 71 and the second
paragraph under Article 91; by adding
the new paragraph second under
Article 69 and as a new paragraph
under Article 86; and by adding new
paragraph second immediately
following the first paragraph under
Article 124 of the Articles of
Association
- -------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC Agenda: 700486942
CUSIP: Y3744A105 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: CN0009115410
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the working report from the Mgmt No Action *
Board of Directors of the Company for
year 2003
2. Approve the working report from the Mgmt No Action *
Supervisory Committee of the Company
for the year 2003
3. Approve the audited financial Mgmt No Action *
statements of the Company for the
year 2003
4. Re-appoint PricewaterhouseCoopers Mgmt No Action *
Zhong Tian CPAs Company Limited as
the PRC Auditors of the Company and
PricewaterhouseCoopers as the Company s
International Auditors for 2004,
with a total remuneration of USD 1.58
million
5. Approve that each Independent Mgmt No Action *
Director shall be paid an annual
allowance of RMB 60,000 tax
exclusive by two installments; that
the Company shall reimburse to the
Independent Directors all their
expenses including traveling
expenses and administrative expenses
reasonably incurred by them for the
purpose of attending the meetings of
Board of Directors and shareholders
meetings and performing their duties
as required by the relevant laws and
under the Company s Articles of
Association; and that the Company
shall not provide any other benefits
6. Approve that: having been audited by Mgmt No Action *
PricewaterhouseCoopers Zhong Tian
CPAs Company Limited and
PricewaterhouseCoopers the Company s
net profit under the PRC GAAP,
International Financial Reporting
Standards and US GAAP were RMB
5,457,142,551, RMB 5,430,407,607 and
RMB 5,470,041,000 respectively; that
10% and 7.5% of the net profit for
the year 2003 of the Company under
the PRC GAAP RMB 5,457,142,551
should be appropriated to the
statutory surplus reserve fund and
the statutory public welfare fund
respectively
7. Approve that: as at 31 DEC 2003, the Mgmt No Action *
Company s additional paid-in capital
and surplus reserve fund under the
PRC GAAP were RMB 10,403,229,361 and
RMB 4,374,668,188 respectively; and
on the basis that the Company s total
issued share capital being
6,027,671,200 shares as at the year
end of 2003, the Company will issue
additional new shares on the basis of
5 new shares for every 10 existing
ordinary shares to its shareholders
by conversion of reserve fund
8. Amend the Articles of Association Mgmt No Action *
- -------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC Agenda: 700512848
CUSIP: Y3744A105 Meeting Type: EGM
Ticker: Meeting Date: 6/15/2004 ISIN: CN0009115410
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the acquisition of 40% Mgmt No Action *
interest in Hebei Hanfeng Power
Generation Limited Liability Company
and 90% interest in Jiaggangshan
Huaneng Power Generation Limited
Liability Company held by China
Huaneng Group by the Company and the
agreement for transfer of Huaneng
Group Interest
2. Approve the acquisition of 55% Mgmt No Action *
interest in Huaneng Hunan Yueyang
Power Generation Limited Liability
Company, 60% interest in Huaneng
Chongqing Luohuang Power Generation
Limited Liability Company and the
entire assets and liabilities of
Huaneng International Power
Development Corporation Yingkou
Branch Company and the agreement for
Transfer of HIPDC Interest
3. Approve the guarantee arrangements Mgmt No Action *
and agreements between Hebei Hanfeng
Power Generation Limited Liability
Company, Jinggangshan Huaneng Power
Generation Limited Liability Company
and China Huaneng Group and subject
to the completion of the acquisition
and the transfer of 10% interest in
Jinggangshan Huaneng Power Generation
Limited Liability Company held by
Jiangxi Province Investment
Corporation to the Company, the
Company s taking up of the existing
guarantee of Jinggangshan Huaneng
Power Generation Limited Liability
Company originally provided by China
Huaneng Group
4. Approve the entrusted loan Mgmt No Action *
arrangement between Huaneng Hunan
Yueyang Power Generation Limited
Liability Company, Huaneng
International Power Development
Corporation and China Huaneng Finance
Company, the entrusted loan
arrangement in respect of Yingkou
Power Plant between the Company,
Huaneng International Power
Development Corporation and China
Huaneng Finance Company, the
arrangement between the Company and
Huaneng International Power
Development Corporation regarding the
account payables of Yingkou Power
Plant and the arrangement regarding
the foreign loan between Huaneng
International Power Development
Corporation and Huaneng Chongqing
Luohuang Power Generation Limited
5. Approve the loan and deposit Mgmt No Action *
arrangement between Jinggangshan
Huaneng Power Generation Limited
Liability Company and China Huaneng
Finance Company and subject to the
completion of the Acquisition and the
transfer of 10% interest in
Jinggangshan Huaneng Power Generation
Limited Liability Company held by
Jiangxi Province Investment
Corporation to the Company, the
Company s taking up of the aforesaid
rights and obligations of
Jinggangshan Huaneng Power Generation
Limited Liability Company and the
deposit arrangement between Huaneng
Chongqing Luohuang Power Generation
Limited Liability Company, Huaneng
Hunan Yueyang Power Generation
Limited Liability Company and China
Huaneng Group
- -------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD Agenda: 700504029
CUSIP: Y38024108 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: HK0013000119
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the statement of Mgmt No Action *
accounts and reports of the
Directors and the Auditors for the YE
2. Declare a final dividend Mgmt No Action *
3. Elect the Directors Mgmt No Action *
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5.1 Authorize the Director to issue and Mgmt No Action *
dispose of additional ordinary shares
of the Company not exceeding 20% of
the existing issued ordinary share
capital of the Company
5.2 Authorize the Director, during the Mgmt No Action *
relevant period, to repurchase
ordinary shares of HKD 0.25 each in
the capital of the Company in
accordance with all applicable laws
and the requirements of the Rules
Governing the Listing of Securities
on The Stock Exchange of Hong Kong
Limited or of any other stock
exchange, not exceeding 10% of the
aggregate nominal amount of the
ordinary share capital of the Company
in issue at the date of this
Resolution; Authority expires at the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM of
the Company is required by Law to be
held
5.3 Approve, pursuant to Resolution 1, to Mgmt No Action *
extend the authority granted to the
Director to issue and dispose of
additional ordinary shares, by the
adding thereto an amount representing
the aggregate nominal amount of the
ordinary share capital of the Company
repurchased by the Company under the
authority granted pursuant to
Resolution 2, provided that such
amount shall not exceed 10% of the
aggregate nominal amount of the
issued ordinary share capital of the
Company
- -------------------------------------------------------------------------------------------------------
HYSAN DEVELOPMENT CO LTD Agenda: 700481904
CUSIP: Y38203124 Meeting Type: AGM
Ticker: Meeting Date: 5/11/2004 ISIN: HK0014000126
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the statement of Mgmt No Action *
accounts for the YE 31 DEC 2003
together with the reports of the
Directors and the Auditors thereon
2. Declare a final dividend together Mgmt No Action *
with a scrip alternative
3. Re-elect the retiring Directors Mgmt No Action *
4. Re-appoint Messrs. Deloitte Touche Mgmt No Action *
Tohmatsu as the Auditors
5. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and dispose
of additional shares in the Company
and to make or grant offers,
agreements, options, warrants or
other securities during the relevant
period, not exceeding 20% of the
aggregate nominal amount of the share
capital of the Company; otherwise
than pursuant to i) a rights issue;
or ii) any Option Scheme or similar
arrangement; or iii) any scrip
dividend or similar arrangement
pursuant to the Articles of
Association of the company;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM
6. Approve to extend the general mandate Mgmt No Action *
to the Directors of the Company to
purchase or otherwise acquire shares
of HKD 5 each in the capital of the
Company during the relevant period,
in accordance with all applicable
laws and the requirements of the
Rules Governing the Listing of
Securities on The Stock Exchange of
Hong Kong Limited, not exceeding 10%
of the aggregate nominal amount of
the share capital of the Company;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM of
the Company is to be held by law
7. Approve, conditional upon the passing Mgmt No Action *
of Resolutions 5 and 6, the
aggregate nominal amount of the
shares which are purchased or
otherwise acquired by the Company
pursuant to Resolution 6 shall be
added to the aggregate nominal amount
of the shares which may be issued
S.8 Amend the Articles of Association of Mgmt No Action *
the Company as specified, on proposed
amendments to Articles of
- -------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD Agenda: 700520958
CUSIP: Y4082C133 Meeting Type: AGM
Ticker: Meeting Date: 6/12/2004 ISIN: INE009A01021
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive, approve and adopt the Mgmt No Action *
balance sheet as at 31 MAR 2004 and
the profit and loss account as per
the Indian GAAP for the YE on that
date and the report of the Directors
and the Auditors thereon
2. Declare a final dividend and a Mgmt No Action *
special one-time dividend
3. Re-elect Mr. Deepak M. Satwalekar as Mgmt No Action *
a Director, who retires by rotation
4. Re-elect Professor Marti G. Mgmt No Action *
Subrahmanyam as a Director, who
retires by rotation
5. Re-elect Mr. S Gopalakrishnan as a Mgmt No Action *
Director, who retires by rotation
6. Re-elect Mr. S. D. Shibulal as a Mgmt No Action *
Director, who retires by rotation
7. Re-elect Mr. T. V. Mohandas Pai as a Mgmt No Action *
Director, who retires by rotation
8. Appoint Bharat S. Raut & Company, Mgmt No Action *
Chartered Accountants, as the
Auditors of the Company for the YE 31
MAR 2005, at a fee to be determined
by the Board of Directors in
consultation with the Auditors which
fee may be paid on a progressive
billing basis to be agreed between
the Auditors and the Board of
Directors or such employee of the
S.9 Approve, pursuant to the applicable Mgmt No Action *
provisions of the Securities and
Exchange Board of India Delisting of
Securities Guidelines 2003 and
subject to the provisions of the
Companies Act, 1956, Securities
Contracts (Regulation), Act, 1956 and
the Rules framed there under,
Listing Agreement and all other
applicable rules, regulations and
guidelines and subject to the
approval of stock exchanges where the
shares of the Company are listed and
any other appropriate authority,
institutions or regulators as may be
necessary and subject to such
conditions and modifications, if any,
as may be prescribed or imposed by
any authority while granting such
approvals, permissions and sanctions,
which may be agreed to by the Board
of Directors oldie Company, to delist
the equity shares of the Company
from the Bangalore Stock Exchange
Limited BGSE at such time as the
Board may decide; and authorize, for
the purpose of giving effect to this
resolution, the Board or any
Committee thereof on behalf of the
Company to do all such acts, deeds,
matters and things as it may, in its
absolute discretion, deem necessary
for such purpose and with power on
behalf of the Company to settle any
questions, difficulties or doubts
that may arise in this regard without
requiring the Board to secure any
further consent or approval of the
S.10 Approve to pay and distribute, Mgmt No Action *
pursuant to the provisions of Section
309 and other applicable provisions,
if any, of the Companies Act, 1956,
a sum not exceeding 0.5% per annum of
the net profits of the Company
calculated in accordance with the
provisions of Sections 198, 349 and
350 of the Companies Act, 1956,
amongst the Directors of the Company
or some or any of them other than
the Managing Director and the
Executive Directors in such amounts
or proportions and in such manner and
in all respects as may be directed
by the Board of Directors till 31 MAR
2008 and such payments shall be made
out of the profits of the Company
for each corresponding year
11. Approve, pursuant to the provisions Mgmt No Action *
of Sections 198; 269, 309, 310 and
other applicable provisions, if any,
read with Schedule XIII of the
Companies Act, 1956, including any
statutory modification s or re-
enactment s thereof, the revision in
the terms of remuneration payable to
Mr. S. Gopalakrishnan, Mr. T.V.
Mohandas Pai, Mr. Srinath Batni and
Mr. S.D. Shibulal hereinafter
collectively referred to as Executive
Directors to the effect that the
Executive Directors shall be paid
with effect from 01 JUL 2003, till
the expiry of their present term of
office, remuneration by way of
salary, perquisites etc
12. Approve, pursuant to the provisions Mgmt No Action *
of Sections 198, 269, 309, 310 and
other applicable provisions, if any,
read with Schedule XIII of the
Companies Act, 1956, including any
statutory modification s or re-
enactment s thereof, for the time
being in force, the revision in the
terms of remuneration payable to Mr.
N.R. Narayana Murthy, Mr. Nandan M.
Nilekani, Mr. S. Gopalakrishnan, Mr.
K. Dinesh, Mr. T.V. Mohandas Pai, Mr.
Srinath Batni and Mr. S.D. Shibulal
hereinafter collectively referred to
as Executive Directors to the
effect that the Executive Directors
shall be paid with effect from 01 APR
2004, till the expiry of their
present term of office, remuneration
by way of salary, perquisites, etc
13. Approve that, in accordance with the Mgmt No Action *
provisions of Sections 198, 269, 309
and Schedule XIII and other
applicable provisions, if any, of the
Companies Act, 1956, Mr. S.
Gopalakrishnan be reappointed as the
Deputy Managing Director and Chief
Operating Officer for a further
period of 5 years with effect from 17
OCT 2004, on the terms and
conditions as set out in the draft
agreement to be executed by Mr. S.
Gopalakrishnan, including the
remuneration to be paid in the event
of loss or inadequacy of profits in
any FY during the aforesaid period ,
submitted to this meeting and for
identification initialed by the
Company Secretary, with liberty to
the Board of Directors, to alter,
vary and modify the terms of the said
reappointment/remuneration including
salary, performance bonus,
allowances and perquisites in such a
manner as may be agreed to between
the Board of Directors and Mr. S.
Gopalakrishnan within and in
accordance with and subject to the
limits prescribed in Schedule XIII to
the Companies Act, 1956, or any
amendment or any statutory
modification thereto and conditions,
if any, as may be stipulated by the
Central Government and as may be
agreed to accordingly between the
Board of Directors and Mr. S.
Gopalakrishnan; and that,
notwithstanding anything herein above
stated where in any FY closing on
and after 31 MAR 2005, the Company
incurs a loss or its profits are
inadequate, the Company shall pay Mr.
S. Gopalakrishnan remuneration by
way of salary performance bonus and
other allowances not exceeding a sum
of INR 24,00,000 per annum or INR
2,00,000 per month and in addition
thereto the perquisites not exceeding
the limits specified under Paragraph
2 of Section 11, Part II of Schedule
XIII to the Companies Act, 1956, or
such other limits
14. Approve to increase the authorized Mgmt No Action *
share capital of the Company from INR
50,00,00,000 divided into
10,00,00,000 equity shares of INR 5
each to INR 150,00,00,000 divided
into 30,00,00,000 equity shares of
INR 5 each and consequently the
existing Clause V of the Memorandum
of Association of the company be
altered by deleting the same and
substituting in place and instead
thereof a new Clause V
S.15 Amend the Articles of Association of Mgmt No Action *
the Company by deleting the existing
Article 3 and substituting in place
and instead thereof a new Article 3
16. Approve that, in accordance with the Mgmt No Action *
relevant provisions of the Articles
of Association of the Company and
recommendation of the Board of
Directors and subject to the
guidelines issued by the Securities
and Exchange Board of India and such
approvals as may be required in this
regard, consent of the members be and
is hereby accorded to the Board of
Directors of the Company herein
after referred to as the Board, which
expression shall be deemed to
include a Committee of Directors duly
authorized in this behalf , for
capitalization of such of the general
reserves of the Company as may be
considered necessary by the Board for
the purpose of issue of bonus shares
of INR 5 each, credited as fully
paid up shares to the holders of the
existing equity shares of the Company
whose names appear in the Register
of Members on such date as may be
fixed in this regard, in the
proportion of three equity shares for
every one existing equity share held
by them; consequent to the issue of
bonus shares, herein before resolved,
in accordance with the relevant
provisions of the Articles of
Association of the Company and
subject to any registration statement
to be filed with the Securities and
Exchange Commission, USA and any
other requirement under any law,
consent of the shareholders be
accorded to the Board of Directors of
the Company hereinafter referred to
as the Board, which expression shall
be deemed to include a Committee of
Directors duly authorized in this
behalf for the purpose of issue of
stock dividend Bonus , credited as
fully paid up to the holders of the
existing American Depository Shares
of the Company whose names appear on
such date as may be fixed in this
regard, in the proportion of one
American Depository Share for every
one existing American Depositary
Share held by them; consequent to the
issue of bonus shares and stock
dividend in respect of the equity
shares and American Depositary
Shares, the ratio of the equity
shares to American Depositary Shares
be in the proportion of one American
Depositary Share for every one equity
share; no allotment letters shall be
issued to the allottees of the bonus
shares and that the certificate s
in respect of bonus shares shall be
completed and thereafter be
dispatched to the allottees thereof
within the period prescribed or that
may be prescribed in this behalf,
from time to time, except in respect
of those allottees who opt for issue
of shares in dematerialized form; the
issue and allotment of the said
bonus shares to the extent they
relate to Non-Resident Indians NRIs,
Persons of Indian Origin PIO /
Overseas Corporate Bodies OCBs and
other foreign investors of the
Company will be subject to the
approval of the Reserve Bank of India
RBI , as may be necessary; for the
purposes of giving effect to the
bonus issue of Equity Shares and
American Depository Shares resolved
hereinbefore, the issuance of equity
shares and / or American Depository
Shares or instruments or securities
representing the same, the Board and
other designated Officers of the
Company be authorized on behalf of
the Company to do all such acts,
deeds, matters and things as it may
at its discretion deem necessary or
desirable for such purpose, including
without limitation, filing a
registration statement, if any and
other documents with the Securities
and Exchange Commission, USA and / or
the Securities and Exchange Board of
India, listing the additional Equity
Shares and/or American Depository
Shares on the Bangalore Stock
Exchange, the Stock Exchange, Mumbai,
National Stock Exchange of India and
the NASDAQ National Market, as the
case may be, amending, if necessary
the relevant sections of the
Agreement entered into between the
Company, Bankers Trust Company, New
York the Depository to the Company s
ADSs and the American Depositary
Receipt Holders the Depositary
Agreement in connection with the
Company s ADS offering and listing on
the NASDAQ and the entering into of
any depositary arrangements in regard
to any such bonus as it may in its
absolute discretion deem fit; and
that the Board be authorized to take
all other steps as may be necessary
to give effect to the aforesaid
resolution and determine all other
terms and conditions of the issue of
bonus shares as the Board may in its
absolute discretion deem fit
17. Authorize the Trustees of the Infosys Mgmt No Action *
Technologies Employees Welfare Trust
the Trust to form a new trust for
the benefit and welfare of the
employees and to transfer or in any
other manner convey to such newly
created trust, the equity shares
which have been returned to the Trust
or are remaining unutilized with the
Trust, pursuant to the Company s
1994 Employee Stock Offer Plan or to
convey the proceeds from any sale of
such equity shares to create the
corpus for the trust so established;
and to determine all other terms and
conditions of the formation and
operation of the new charitable trust
- -------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda: 700515008
CUSIP: Y4443L103 Meeting Type: AGM
Ticker: Meeting Date: 6/28/2004 ISIN: CN0009076356
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the Directors report of the Mgmt No Action *
Company for the YE 31 DEC 2003
10. Transact other business Other No Action *
2. Approve the Supervisors report of the Mgmt No Action *
Company for the YE 31 DEC 2003
3. Approve the audited accounts and the Mgmt No Action *
report from the Auditors for the YE
31 DEC 2003
4. Approve the profit distribution Mgmt No Action *
scheme in respect of the final
dividend of CNY 0.145 per share for
the YE 31 DEC 2003; the Company
recorded a net profit amounted to CNY
950.530.727 after taxation of CNY
1,005,773,000; after appropriation of
10% statutory surplus reserve fund
and 5% statutory public welfare fund
and adding a retained profit of CNY
1,145,819,878 as the beginning of the
year, the total distributable profit
amounted to CNY 1,277,509,496
5. Appoint Deloitte Touche Tohmastu Mgmt No Action *
Certified Public Accounts Limited and
Deloitte Touche Tohmastu as the
Company PRC and International
Auditors for the FY 2004 and to fix
the aggregate remuneration at CNY
1.18 million
6. Appoint Mr. Xie Jia Quan as a Mgmt No Action *
Director of the Company and approve
the service contract to be entered
between Mr. Xie and the Company until
the date of the AGM to be held in
7. Approve the investment by the Company Mgmt No Action *
of CNY 10.54 billion in the widening
of the existing four-lane dual
carriageway of the Jiangsu section of
Shanghai-Nanjing Expressway into an
eight-lane dual expressway and
authorize the Directors of the
Company to take any action and sign
any documents, contracts, agreements
in relation to the widening
8. Approve to pay CNY 6,423,000 to the Mgmt No Action *
employees qualified under the cash
housing allowance scheme in this year
S.9 Amend the Articles of Association of Mgmt No Action *
the Company by inserting a new sub-
class (3) to the Article 76 and by
replacing the existing Article 101(2)
- -------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda: 700461116
CUSIP: Y4443L103 Meeting Type: EGM
Ticker: Meeting Date: 3/23/2004 ISIN: CN0009076356
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Appoint Deloitte Touche Tomhatsu CPA Mgmt No Action *
Ltd. and Deloitte Touche Tomhatsu as
the Company s Domestic and Overseas
Auditors at a total remuneration of
CNY 1,180,000 per annum
S.2 Amend the Articles of Association as Mgmt No Action *
follows: (a) by amending the Original
Article 77 (No. 65 of the Mandatory
Provisions); (b) by amending the
Original Article 101; (c) by amending
the Original Article 125; and (d) by
adding Clause V to the Original
Article 103
- -------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda: 700468677
CUSIP: Y4446C100 Meeting Type: AGM
Ticker: Meeting Date: 5/20/2004 ISIN: CN0009070615
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
Directors for the year 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee for the year 2003
3. Approve the audited financial Mgmt No Action *
statements and the Auditors report
for the year 2003
4. Approve the distribution of profit Mgmt No Action *
for the year 2003
5. Re-appoint Deloitte Touche Tohmatsu Mgmt No Action *
Shangai, Certified Public Accountants
Ltd., and Deloitte Touche Tohmatsu
as the Company s PRC and the
International Auditors for the year
2004 and authorize any two Executive
Directors of the Company to fix their
remuneration and enter into the
service agreement and other related
documents with them
S.6 Authorize the Board of Directors of Mgmt No Action *
the Company to exercise from time to
time during the Relevant Period all
the powers of the Company, in
accordance with the Rules Governing
the Listing of Securities on The
Stock Exchange of Hong Kong Limited,
the Listing Rules of the London Stock
Exchange Limited, the Company Law of
the PRC and other applicable rules
and regulations of the PRC, to allot
and issue new foreign shares on such
terms and conditions as the Board of
Directors may determine and that, in
the exercise of their power to allot
and issue shares, the authority of
the Board of Directors shall include
(without limitation); (i) the
determination of the number of H
shares to be issued; (ii) the
determination of the issue price of
the new H Shares; (iii) the
determination of the opening and
closing dates for the offer of the
new issues; (iv) the determination of
the number of new H Shares (if any)
to be issued to the existing
shareholders; (v) the power to make
or grant offers, agreements and
options which might require the
exercise of such powers to allot and
issue shares; (vi) in the case of an
offer or allotment of H shares to the
shareholders of the Company, the
power to exclude shareholders with
are resident outside the Hong Kong;
(b) upon the exercise of the powers
pursuant to point (a) above, the
Board of Directors may during the
Relevant Period make an grant offers,
agreements and options which might
require the H shares relating to the
exercise of the authority there under
being allotted and issued after the
expiry of the Relevant Period, (c)
the aggregate amount of the H Shares
to be allotted or conditionally or
unconditionally agreed to be allotted
and Issued (whether pursuant to the
exercise of options or otherwise) by
the Board of Directors pursuant to
the authority granted under point (a)
above (excluding any shares which
may be allotted and issued upon the
conversion of the capital reserve
fund into capital in accordance with
the Company Law or Articles of
Association of the Company, not
exceed 20% of the aggregate amount of
the H Shares in issue as at the date
of passing of this Resolution; (d)
the Board of Directors of the Company
in exercising the mandate granted
under point (a) above shall comply
with the Company Law, other
applicable laws and regulations of
the PRC, and the Listing Rules and
the London Listing Rules (in each
case, as amended, from time to time)
and shall be subject to the approval
of the China Securities Regulatory
Commission and relevant authorities
of the People Republic of China;
Authority expires the earlier at the
conclusion of the next AGM of the
Company or by special resolution of
the shareholders in general meeting ;
(e) for the purposes of this
Resolution, shares allotted and
issued upon the exercise of the
mandate given pursuant to point (a)
of this Resolution increase the
registered capital of the Company;
subject to the Listing Committee of
The Stock Exchange of Hong Kong
Limited granting listing of, and
permission to deal in, the H shares
of the Company s share capital
proposed to be issued by the Company
and subject to the approval of the
China Securities Regulatory
Commission for the Issue of shares
being granted, the Board of Directors
be and they are hereby authorized to
amend, as they may deem appropriate
and necessary, the Articles of
Association of the Company to reflect
the change in the share capital
- -------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda: 700440198
CUSIP: Y4446C100 Meeting Type: EGM
Ticker: Meeting Date: 1/15/2004 ISIN: CN0009070615
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. (a) Approve the blister copper Mgmt No Action *
purchase agreement dated 28 NOV 2003,
entered into between the Company and
Jiangxi Copper Corporation, pursuant
to which the Company has agreed,
inter alia, to purchase up to 70,000
tonnes of blister copper per annum
from JCC and/or its subsidiaries for
a term commencing from the data of
the agreement to 31 DEC 2006 (the
Blister Copper Purchase Agreement )
and all the transactions contemplated
there under to be and are hereby
approved, ratified and confirmed; and
(b) authorize the Directors of the
Company on behalf of the Company to
sign seal, exercise, perfect deliver
and do all such documents, deeds,
acts, matters and things as they may
in their discretion consider
necessary or desirable or expedient
for the purpose of or in connection
with the Blister Copper Purchase
Agreement and to make and agree such
variations of a non-material nature
in or to the terms of the Blister
Copper Purchase Agreement as they may
in their discretion consider to be
desirable
2. (a) Approve the blister (scrap) Mgmt No Action *
copper agreement dated 28 NOV 2003
entered into between the Company and
Jiangxi Copper Corporation, pursuant
to which the Company has agreed,
inter alia, to process blister copper
and/or scrap copper supplied by JCC
and/or its subsidiaries into cathode
copper of up to 7,500 tonnes per
annum for a term commencing from the
date of the agreement to 31 DEC 2006
Blister (Scrap) Processing Agreement)
and all the transactions
contemplated there under be and are
hereby approved, ratified and
confirmed; and (b) authorize the
Directors of the Company for and on
behalf of the Company to sign, seal,
execute, perfect, deliver and do all
such documents, deeds, acts, matters
and things as they may in their
discretion consider necessary or
desirable or expedient for the
purpose of or in connection with the
Blister (Scrap) Copper Processing
Agreement and to make and agree such
variations of a non-material nature
in or to the terms of the Blister
(Scrap) Copper Processing Agreement
as they may in their discretion
consider to be desirable
3. (a) Approve the consolidated supply Mgmt No Action *
agreement dated 28 NOV 2003 entered
in between the Company and Jiangxi
Copper Product Company Limited,
pursuant to which the Company has,
agreed, inter alia, to supply to the
JV Company (i) up to 150,000 tonnes
of copper cathode per annum, and (ii)
the fuel and gas required for
operation of the JV Company,
including oxygen, nitrogen, liquefied
oxygen, liquefied nitrogen and
liquefied petroleum gas for a term
commencing from the date of the
agreement to 31 DEC 2006 and all the
transactions contemplated there under
be and are hereby approved, ratified
and confirmed; and (b) authorize the
Directors of the Company for and on
behalf of the Company to sign, seal,
execute, perfect, deliver and do all
such documents, deeds, acts, matters
and things as they may in their
discretion consider necessary or
desirable or expedient for the
purpose of or in connection with the
Consolidated Supply Agreement and to
make and agree such variations of a
non-material nature in or to the
terms of the Consolidated Supply
Agreement as they may in their
discretion consider to be desirable
4. (a) Approve the consolidated supply Mgmt No Action *
and service agreement dated 28 NOV
2003 entered in between Jiangxi
Copper Corporation and Jiangxi Copper
Products Company Limited, pursuant
to which (i) JCC has agreed, inter
alia, to provide electricity supply
and transportation service to the JV
Company, and (ii) the JV Company has
agreed to sell copper rod and wire to
JCC and to process the cathode
copper supplied by JCC for a term
commencing from the date of the
agreement to 31 DEC 2006, the
Consolidated Supply and Service
Agreement and all transactions
contemplated there under; and (b)
authorize the Directors of the
Company for and on behalf of the
Company to approve and/or to sign,
seal, execute, perfect, deliver and
do all such documents, deeds acts,
matters and things as they may in
their discretion consider necessary
or desirable or expedient for the
purpose of or in connection with the
Consolidated Supply and Services
Agreement and to approve and/or to
make and agree such variations of a
non-material nature in or to the
terms of the Consolidated Supply and
Service Agreement as they may in
their discretion consider to be
desirable
5. (a) Approve the capital increase Mgmt No Action *
agreement dated 28 NOV 2003 entered
into between the Company, Jiangxi
Copper Corporation and JCC Copper
Products Company Limited, pursuant to
which the parties thereto have
agreed, inter alia, to increase the
registered capital of Jiangxi Copper
Product Company Limited from RMB
150,000,000 to RMB 225,000,000 by an
additional registered capital in the
amount of RMB 75,000,000 to be
contribute by the Company and JCC (or
JCC Copper Company, upon completion
of the transfer of 40% interest in
the JV Company from JCC to JCC Copper
Company) in accordance with their
respective shareholdings in the JV
Company and all the transactions
contemplated there under; and (b)
authorize the Directors of the
Company for and on behalf of the
Company to sign, seal, execute,
perfect, deliver and do all such
documents, deeds, acts, matters and
things as they may in their
discretion consider necessary or
desirable or expedient for the
purpose of or in connection with the
JV Capital Increase Agreement and to
make and agree such variations of a
non-material nature in or to the
terms of the JV Capital Increase
Agreement and to make and discretion
consider to be desirable and in the
S.6 Amend Article 13 of the Company s Mgmt No Action *
Articles of Association and replace
it by the following article:The scope
of operation of the Company shall be
based on the items approved by the
Company registration authorities, the
main scope of operation include;
non-ferrous metal mines, rare metals,
non-metal mines; smelting mangle
processing and further processing of
non-ferrous metals and related by
products; sale and after sale
services for self-produced, futures
business outside the People Republic
of China together with related
inquiry services and businesses: (b)
authorize the Director of the
Company to deal with on behalf of the
Company the relevant application,
approval, registration and filing
procedures and other related issues
arising from the above mentioned
changes and the amendments of the
Articles of Association of the
S.7 Authorize the Board of Directors of Mgmt No Action *
the Company to exercise from time to
time during the Relevant Period all
the powers of the Company to allot
and issue new shares on such terms
and conditions as the Board of
Directors may determine and that, in
the exercise of their power to allot
and issue shares, the authority of
the Board of Directors shall include
(without limitation); (i) the
determination of the number of the
overseas foreign listed shares of the
Company to be issued; (ii) the
determination of the issue price of
the new H Shares; (iii) the
determination of the opening and
closing dates for the offer of the
new issues; (iv) the determination of
the number of new H Shares (if any)
to be issued to the existing
shareholders; (v) the power to make
or grant offers, agreements and
options which might require the
exercise of such powers to allot and
issue shares; (vi) in the case of an
offer or allotment of shares to the
shareholders of the Company, the
power to exclude shareholders with
are resident outside the People; (b)
upon the exercise of the powers
pursuant to paragraph (a) above, the
Board of Directors may during the
Relevant Period make an grant offers,
agreements and options which might
require the shares relating to the
exercise of the authority there under
being allotted and issued after the
expiry of the Relevant Period, (c)
the aggregate amount of the H Shares
to be allotted or conditionally or
unconditionally agreed to be allotted
and Issued (whether pursuant to the
exercise of options or otherwise) by
the Board of Directors pursuant to
the authority granted under paragraph
(a) above (excluding any shares
which may be allotted and issued upon
the conversion of the capital
reserve fund into capital in
accordance with the Company Law of
the People, not exceed 20% of the
aggregate amount of the H Shares in
issue as at the date of passing of
this Resolution; (d) the Board of
Directors of the Company in
exercising the mandate granted under
paragraph (a) above shall comply with
the Company Law of the People, other
applicable laws and regulations of
the Republic of China, and the Rule
Governing the Listing of Securities
on The Stock Exchange of Hong Kong
Limited (in each case, as amended,
from time to time) and shall be
subject to the approval of the China
Securities Regulatory Commission and
relevant authorities of the People
Republic of China; (e) for the
purposes of this Resolution, shares
allotted and issued upon the exercise
of the mandate given pursuant to
paragraph (a) of this Resolution
provided that the registered capital
of the Company shall not exceed 120%
of the amount of registered capital
of the Company as at the date of
passing of this Resolution; subject
to the Listing Committee of The Stock
Exchange of Hong Kong Limited
granting listing of, and permission
to deal in, the H shares of the
Company s share capital proposed to
be issued by the Company and subject
to the approval of the China
Securities Regulatory Commission for
the Issue of shares being granted,
the Board of Directors be and they
are hereby authorized to amend, as
they may deem appropriate and
necessary, the Articles of Associated
of the Company to reflect the change
in the share capital in the share
capital structure of the Company
- -------------------------------------------------------------------------------------------------------
KASIKORNBANK PUBLIC COMPANY LIMITED Agenda: 700462500
CUSIP: Y4591R100 Meeting Type: AGM
Ticker: Meeting Date: 4/2/2004 ISIN: TH0016010009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and adopt the minutes of the Mgmt No Action *
AGM No. 91 held on 03 APR 2003
2. Acknowledge the Board of Directors Mgmt No Action *
report of the year 2003 operation
3. Approve the balance sheet and the Mgmt No Action *
profit and loss account for the YE 31
DEC 2003 and acknowledge the
omission of dividend payment
4. Approve the compensating for the Mgmt No Action *
accumulated losses
5. Elect the Directors to replace the Mgmt No Action *
Directors, who retired by rotation
6. Amend the first paragraph of Article Mgmt No Action *
9, Article 17, the first paragraph of
Article 18, and Article 19 of the
Bank s Articles of Association
7. Approve the names and the number of Mgmt No Action *
the Directors, who have signing
authority
8. Appoint the Auditor and fix the Mgmt No Action *
Auditors remuneration
9. Amend Clause 4 of the Bank s Mgmt No Action *
Memorandum of Association to conform
to the fact that the Bank no longer
has any preferred shares due to the
conversion of all preferred shares
into ordinary shares
10. Approve to reduce the registered Mgmt No Action *
capital of the Bank and amend Clause
4 of the Bank s Memorandum of
11. Approve to increase the registered Mgmt No Action *
capital of the Bank and amend Clause
4 of the Bank s Memorandum
12. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
LAND AND HOUSE PUBLIC CO LTD Agenda: 700476953
CUSIP: Y5172C198 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: TH0143010Z16
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to certify the minutes of EGM Mgmt No Action *
No. 1/2004
2. Acknowledge the report on the Company s Mgmt No Action *
operating results in respect for
the YE 31 DEC 2003
3. Approve the balance sheet and the Mgmt No Action *
profit and loss statement for the YE
31 DEC 2003
4. Approve the appropriation of the Mgmt No Action *
profits, distribution of the
dividends and the legal reserve for
5. Approve the appointment of the Mgmt No Action *
Directors by replacing with those who
retired by rotation and to fix their
remuneration
6. Approve the appointment of the Mgmt No Action *
Auditors and fix their remuneration
7. Approve the issuance and the offer Mgmt No Action *
for sale of debentures
8. Consider any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
LAND AND HOUSE PUBLIC CO LTD Agenda: 700442813
CUSIP: Y5172C198 Meeting Type: EGM
Ticker: Meeting Date: 1/26/2004 ISIN: TH0143010Z16
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the AGM No. Mgmt No Action *
1/2546
2. Approve the amendment in Article 42 Mgmt No Action *
of the Company s Articles of
Association about dividend payment
3. Approve the allocation of WTS to Mgmt No Action *
employees who act as Directors of the
Company and its subsidiaries ESOP
4. Any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
LARSEN AND TOUBRO LTD Agenda: 700447320
CUSIP: Y5217N126 Meeting Type: EGM
Ticker: Meeting Date: 2/3/2004 ISIN: INE018A01014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Board of Directors of Mgmt No Action *
the Company, pursuant to the
provisions of Section 293(1)(a) and
other applicable provisions, if any,
of the Companies Act, 1956, and the
Memorandum and Articles of
Association of the Company, and
subject to other permissions and
approvals as may be required, , to
transfer, sell and/or dispose of the
undertaking of the Company situated
at Plot No.F-1, MIDC, Malegaon,
Sinner, Dist. Nashik, Maharashtra, as
a going concern or otherwise at such
price and on such terms and
conditions as may be decided by the
Board of Directors or a Committee of
Directors to be appointed for the
purpose with power to the Board of
Directors or to the Committee of
Directors to finalize and execute
necessary documents including
agreements, deeds of assignment/
conveyance and other documents and to
do all such other acts, deeds,
matters and things as may be deemed
necessary and expedient in their
discretion for completion
- -------------------------------------------------------------------------------------------------------
MAANSHAN IRON & STEEL CO LTD Agenda: 700504409
CUSIP: Y5361G109 Meeting Type: AGM
Ticker: Meeting Date: 6/1/2004 ISIN: CN0008881962
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the working report of the Mgmt No Action *
Board of Directors for the year 2003
2. Approve the working report of the Mgmt No Action *
Supervisory Committee for the year
3. Approve the audited financial Mgmt No Action *
statements for the year 2003
4. Approve the proposed profit Mgmt No Action *
appropriation for the year 2003
5. Appoint Ernst & Young Hua Ming and Mgmt No Action *
Ernst & Young as the Company s
Auditors for the year 2004, and
authorize the Directors to determine
the remuneration of the Auditors
6. Approve the review of resolutions on Mgmt No Action *
revision of remuneration s for the
Company s fourth session of the
Supervisory Committee and the method
of their payment: the total
remuneration payable for the fourth
session of the Board of Directors for
the year of service shall not exceed
RMB 4.30 million, in which the
total annual remuneration of
Independent Directors shall not
exceed RMB 30,000 and the total
remuneration payable for the fourth
session of Supervisory Committee for
the year of service shall not exceed
RMB 1.70 millions in which the total
annual remuneration of Independent
Supervisors shall not exceed RMD
S.7.1 Approve to review the amendments to Mgmt No Action *
the Articles of Association of
Maanshan Iron and Steel Company
S.7.2 Approve to review the proposal Mgmt No Action *
submitted by the Board of Directors
of the Company for amending the
Article of Association and authorize
the Board of Directors to revise the
wording of the amendments to the
Articles of Association and to
undertaken any other related actions
in accordance with the requirements
of relevant if any government
authorities of the state
S.7.3 Authorize the Board of Directors, Mgmt No Action *
subject to the conditions of this
resolution and in accordance with the
rules governing the Listing of
Securities on the Stock Exchange of
Hong Kong Limited as amended from
time to time and the Company Law of
the people s Republic of China
Company Law , to determine the issue
of new shares severally or jointly as
well as the terms and conditions of
the allotment and issue, including
but not limited to: 1) the class and
number of placing shares; 2) the
issue price of new shares; 3) the
commencing date and ending date of
the new issue; 4) the class and
number of new shares to be issued to
the existing shareholders; and 5) the
making or grant of offers,
agreements and options necessary for
the exercise of such authority and to
make or grant offers, agreements and
options during and after the
relevant period, not exceeding 20% of
the aggregate nominal amount of the
overseas listed foreign shares of the
Company in issue as at the date of
passing of this resolution;
Authority expires the earlier of the
conclusion of the next AGM or 12
months after the date of passing of
this resolution ; authorize the Board
of Directors, subject to the
approval of the relevant authority of
the PRC and according to the Company
Law, to increase the respective
registered capital to the required
amount pursuant to the exercise of
its power under this resolution
- -------------------------------------------------------------------------------------------------------
MALAYSIAN AIRLINES SYSTEM BHD Agenda: 700404471
CUSIP: Y56461109 Meeting Type: AGM
Ticker: Meeting Date: 9/8/2003 ISIN: MYL3786OO000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the report of the Mgmt No Action *
Directors and the audited accounts
for the FYE 31 MAR 2003 along with
the report of the Auditors thereon
2. Approve the Directors fees for the Mgmt No Action *
FYE 31 MAR 2003
3. Re-elect Tan Sri Dato Seri Azizan Mgmt No Action *
bin Zainul Abidin as a Director under
Article 139 of the Company s
Articles of Association
4. Re-elect Tan Sri Dato Dr. Samsudin Mgmt No Action *
bin Hitam as a Director under Article
139 of the Company s Articles of
Association
5. Re-elect Dato Md. Nor bin Md. Yusof Mgmt No Action *
as a Director under Article 139 of
the Company s Articles of Association
6. Re-elect Mr. Datu Haji Salleh bin Mgmt No Action *
Haji Sulaiman as a Director under
Article 137 of the Company s Articles
of Association
7. Re-elect Mr. Datu Haji Abdillah as a Mgmt No Action *
Director under Article 137 of the
Company s Articles of Association
8. Re-elect Mr. Dato Gumuri bin Hj Mgmt No Action *
Hussain as a Director under Article
137 of the Company s Articles of
Association
9. Re-appoint Messrs. Ernst & Young as Mgmt No Action *
the Auditors and authorize the
Directors to fix their remuneration
10. Authorize the Directors, pursuant to Mgmt No Action *
Section 132D of the Companies Act,
1965, to issue and allot shares in
the Company provided aggregate number
of shares to be issued does not
exceed 10% of the issued share
capital of the Company; Authority
expires at the conclusion of the next
11. Transact any other business Mgmt Other No Action *
- -------------------------------------------------------------------------------------------------------
MALAYSIAN OXYGEN BHD MOX Agenda: 700404534
CUSIP: Y56879102 Meeting Type: EGM
Ticker: Meeting Date: 9/9/2003 ISIN: MYL3832OO002
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve: i) that the Memorandum of Mgmt No Action *
Association of the Company be altered
by the insertion to Clause 3, the
following new sub-clause (a1)
immediately after sub-clause (a)
Clause 3(a1) to carry on the business
of an investment holding Company,
purchase, take on lease, exchange,
acquire, invest in and hold either in
the name of the Company or in that
of any nominee of any nominee of or
trustee for the Company shares,
stocks, debentures, debenture stock,
bonds, notes, obligations, units,
warrants, options, securities and any
rights, interests or privileges in
connection therewith issued or
guaranteed by any Company wherever
incorporated or issued or guaranteed
by any Government, public body,
authority or statutory Corporation or
enterprise in any part of the world
and to subscribe for, take, acquire,
hold, sell, underwrite and exchange
any such shares, stocks, debentures,
debenture stocks, bonds, notes,
obligations, units, warrants,
options, securities and any rights,
interests or privileges in connection
therewith and whether or not fully
paid up and exercise and enforce all
rights and powers conferred by or
incidental to the ownership of any
investment of the Company, dispose of
any such incidental to the ownership
of any investment of the Company,
dispose of any such investment and
act and perform all the functions of
a holdings Company; and (ii) that the
Memorandum of Association of the
Company be altered by the insertion
to Clause 3, the following new sub-
clause(b1) immediately after sub-
clause(b) clause 3(b1) to act as
management, investment, business,
technical and/or industrial
consultant or adviser and/or to
provide financial managerial,
supervisory, administrative,
management or technical services and
assistance of any nature whatsoever
to any Corporation including
industrial relations, personnel
training, business systems and
processes and data processing,
finance and leasing, planning,
taxation, insurance public relations,
administration and organization
- -------------------------------------------------------------------------------------------------------
MAXIS COMMUNICATIONS BHD Agenda: 700413278
CUSIP: Y5903J108 Meeting Type: EGM
Ticker: Meeting Date: 9/29/2003 ISIN: MYL5051OO007
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Authorize the Company, subject to the Mgmt No Action *
approvals of the relevant
authorities, to take such steps as
shall be within its power to approve
and cause Advanced Wireless
Technologies Sdn Bhd (AWT), its
wholly-owned subsidiary, to grant an
option to MEASAT Broadcast Network
Systems Sdn Bhd (MBNS) to subscribe
for such number of ordinary shares of
MYR 1.00 each which would represent
up to 25% of the enlarged issued and
paid-up share capital of AWT (i.e. up
to 833,334 ordinary shares of MYR
1.00 each in AWT at a par value of
MYR 1.00 per share to be paid in cash
(such that, if the option is
exercised for all the ordinary shares
in AWT subject thereto the total
subscription price shall be MYR
833,334.00), such option to be
exercisable within such period as was
specified in the Section 2.1 of Part
A of the Company s circular dated 13
SEP 2003 and authorize the Directors
of the Company or any Committee of
Directors to whom the Directors may
wish to delegate their authority to
take and cause AWT to take all such
action and to enter and cause AWT to
enter into any agreements with MBNS
to give effect to the grant of such
option with full powers to make
applications to the relevant
authorities and regulatory bodies for
any approvals and consents required
and assent to any conditions,
modifications, variations, deletions
and/or amendments as may be required
by the relevant authorities and to do
all such things as they may consider
necessary or expedient in the best
interest of the Company
2. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries, to enter into recurrent
related party transactions of a
revenue or trading nature with MEASAT
Broadcast Network Systems Sdn Bhd
and Multimedia Interactive
Technologies Sdn Bhd, provided that
such transactions are necessary for
day-to-day operations and are carried
out in the ordinary course of
business on normal commercial terms
and on terms which are not more
favourable to the parties with which
such recurrent transactions are to be
entered into than those generally
available to the public and are not
detrimental to the minority
shareholders of the Company and that
the mandate conferred by this
resolution shall continue to be in
force until : (a) the conclusion of
the next AGM of the Company following
the general meeting at which this
resolution shall be passed, at which
time it will lapse, unless by a
resolution passed at such meeting,
the authority conferred by this
resolution is renewed; or (b) the
expiration of the period within which
such next AGM is required to be held
pursuant to Section 143(1) of the
Companies Act,1965 (excluding however
such extension as may be allowed
pursuant to Section 143(2) of the
Companies Act, 1965); or (c) this
resolution is revoked or varied by
resolution passed by the shareholders
in general meeting whichever is the
earliest and authorize the Directors
of the Company be authorised to
complete and do all such acts and
things (including executing all such
documents as may be required) as they
may consider expedient or necessary
3. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with (i)
SRG Asia Pacific Sdn Bhd and (ii) UT
Projects Sdn Bhd, provided that such
transactions are necessary for day-
to-day operations and are carried out
in the ordinary course of business
on normal commercial terms and on
terms which are not more favourable
to the parties with which such
recurrent transactions are to be
entered into than those generally
available to the public and are not
detrimental to the minority
shareholders of the Company and the
mandate conferred by this resolution
shall continue to be in force until
(a) the conclusion of the next AGM of
the Company following the general
meeting at which this resolution
shall be passed, at which time it
will lapse, unless by a resolution
passed at such meeting, the authority
conferred by this resolution is
renewed; or (b) the expiration of the
period within which such next AGM is
required to be held pursuant to
Section 143(1) of the Companies
Act,1965 (excluding however such
extension as may be allowed pursuant
to Section 143(2) of the Companies
Act, 1965); or (c) this resolution is
revoked or varied by resolution
passed by the shareholders in general
meeting, whichever is the earliest;
and authorize the Directors of the
Company to do all such acts and
things (including executing all such
documents as may be required) as they
may consider expedient or necessary
4. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with
Binariang Satellite Systems Sdn Bhd,
provided that such transactions are
necessary for day-to-day operations
and are carried out in the ordinary
course of business on normal
commercial terms and on terms which
are not more favourable to Binariang
Satellite Systems Sdn Bhd than those
generally available to the public and
are not detrimental to the minority
shareholders of the Company and the
mandate conferred by this resolution
shall continue to be in force until :
(a) the conclusion of the next AGM
of the Company following the general
meeting at which this resolution
shall be passed, at which time it
will lapse, unless by a resolution
passed at such meeting, the authority
conferred by this resolution is
renewed; or (b) the expiration of the
period within which such next AGM is
required to be held pursuant to
Section 143(1) of the Companies
Act,1965 (excluding however such
extension as may be allowed pursuant
to Section 143(2) of the Companies
Act,1965); or (c) this resolution is
revoked or varied by resolution
passed by the shareholders in general
meeting, whichever is the earliest;
and authorize the Directors of the
Company to do such acts and things
(including executing all such
documents as may be required) as they
may consider expedient or necessary
to give effect to this resolution
5. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with (i)
Tanjong Golden Village Sdn Bhd; and
(ii) Tanjong City Centre Property
Management Sdn Bhd, provided that
such transactions are necessary for
day-to-day operations and are carried
out in the ordinary course of
business on normal commercial terms
and on terms which are not more
favourable to the parties with which
such recurrent transactions are to be
entered into than those generally
available to the public and are not
detrimental to the minority
shareholders of the Company and the
mandate conferred by this resolution
shall continue to be in force until :
(a) the conclusion of the next AGM
of the Company following the general
meeting at which this resolution
shall be passed, at which time it
will lapse, unless by a resolution
passed at such meeting, the
authority conferred by this
resolution is renewed; or (b) the
expiration of the period within which
such next AGM is required to be held
pursuant to Section 143(1) of the
Companies Act,1965 (excluding however
such extension as may be allowed
pursuant to Section 143(2) of the
Companies Act,1965); or (c) this
resolution is revoked or varied by
resolution passed by the shareholders
in general meeting, whichever is
the earliest; and authorize the
Directors of the Company to complete
and do all such acts and things
(including executing all such
documents as may be required) as they
may consider expedient or necessary
6. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with Arena
Johan Sdn Bhd, provided that such
transactions are necessary for day-
to-day operations and are carried out
in the ordinary course of business
on normal commercial terms and on
terms which are not more favourable
to Arena Johan Sdn Bhd than those
generally available to the public and
are not detrimental to the minority
shareholders of the Company, and that
the mandate conferred by this
resolution shall continue to be in
force until : (a) the conclusion of
the next AGM of the Company following
the general meeting at which this
resolution shall be passed, at which
time it will lapse, unless by a
resolution passed at such meeting,
the authority conferred by this
resolution is renewed; or (b) the
expiration of the period within which
such next AGM is required to be held
pursuant to Section 143(1) of the
Companies Act,1965 (excluding however
such extension as may be allowed
pursuant to Section 143(2) of the
Companies Act,1965); or (c) this
resolution is revoked or varied by
resolution passed by the shareholders
in general meeting, whichever is the
earliest; and authorize the
Directors of the Company to complete
and do all such acts and things
(including executing all such
documents as may be required) as they
may consider expedient or necessary
7. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with (i)
Oakwood Sdn Bhd; (ii) Arab Malaysian
Property Trust Management Bhd; (iii)
MBf Property Holdings Sdn Bhd; (iv)
AmFinance Berhad; (v) Resorts World
Berhad, Genting Highlands Berhad and
Genting Golf Course Berhad and (vi)
Genting Property Management Sdn Bhd,
provided that such transactions are
necessary for day-to-day operations
and are carried out in the ordinary
course of business on normal
commercial terms and on terms which
are not more favourable to the
parties with which such recurrent
transactions are to be entered into
than those generally available to the
public and are not detrimental to
the minority shareholders of the
Company, and that the mandate
conferred by this resolution shall
continue to be in force until : (a)
the conclusion of the next AGM of the
Company following the general
meeting at which this resolution
shall be passed, at which time it
will lapse, unless by a resolution
passed at such meeting, the authority
conferred by this resolution is
renewed; or (b) the expiration of the
period within which such next AGM is
required to be held pursuant to
Section 143(1) of the Companies
Act,1965 (excluding however such
extension as may be allowed pursuant
to Section 143(2) of the Companies
Act,1965); or (c) this resolution is
revoked or varied by resolution
passed by the shareholders in general
meeting, whichever is the earliest;
and authorize the Directors of the
Company to complete and do all such
acts and things (including executing
all such documents as may be
required) as they may consider
expedient or necessary
8. Authorize the Company, pursuant to Mgmt No Action *
Chapter 10.09 of the Listing
Requirements of Kuala Lumpur Stock
Exchange for the Company and its
subsidiaries to enter into recurrent
related party transactions of a
revenue or trading nature with
HeiTech Padu Berhad, provided that
such transactions are necessary for
day-to-day operations and are carried
out in the ordinary course of
business on normal commercial terms
and on terms which are not more
favourable to HeiTech Padu Berhad
than those generally available to the
public and are not detrimental to
the minority shareholders of the
Company, and that the mandate
conferred by this resolution shall
continue to be in force until : (a)
the conclusion of e next AGM of the
Company following the general meeting
at which this resolution shall be
passed, at which time it will lapse,
unless by a resolution passed at such
meeting, the authority conferred by
this resolution is renewed; or (b)
the expiration of the period within
which such next annual general
meeting is required to be held
pursuant to Section 143(1) of the
Companies Act,1965 (excluding however
such extension as may be allowed
pursuant to Section 143(2) of the
Companies Act,1965); or (c) this
resolution is revoked or varied by
resolution passed by the shareholders
in general meeting, whichever is the
earliest; and authorize the
Directors of the Company to do all
such acts and things (including
executing all such documents as may
be required) as they may consider
- -------------------------------------------------------------------------------------------------------
SINOTRANS LTD Agenda: 700492921
CUSIP: Y6145J104 Meeting Type: AGM
Ticker: Meeting Date: 6/2/2004 ISIN: CN0001729671
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the report of the Mgmt No Action *
Board of Directors for the YE 31 DEC
2003
2. Receive and approve the report of the Mgmt No Action *
Supervisory Committee for the YE 31
DEC 2003
3. Receive and approve the audited Mgmt No Action *
accounts of the Company and the
Auditors report for the YE 31 DEC
4. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers as the
International Auditors of the Company
and authorize the Directors of the
Company to fix their remuneration
5. Authorize the directors of the Mgmt No Action *
Company to decide on matter relating
to the declaration, payment and
recommendation of interim dividends
for the year 2004
6. Receive and approve the profit Mgmt No Action *
distribution proposal and final
dividend of the Company for the YE 31
DEC 2003
S.7 Amend the Articles Mgmt No Action *
13,65,78,94,109,130 of Articles of
Association of the Company
- -------------------------------------------------------------------------------------------------------
MTR CORP LTD Agenda: 700521594
CUSIP: Y6146T101 Meeting Type: AGM
Ticker: Meeting Date: 6/3/2004 ISIN: HK0066009694
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the audited Mgmt No Action *
statement of accounts and the reports
of the Directors and Auditors of the
Company for the YE 31 DEC 2003
2. Declare a final dividend for the YE Mgmt No Action *
31 DEC 2003
3. Re-elect retiring Members of the Mgmt No Action *
Board of Directors
4. Re-appoint KPMG as the Auditors of Mgmt No Action *
the Company and authorize the Board
of Directors to determine their
remuneration
5. Authorize the Directors to allot, Mgmt No Action *
issue, grant, distribute and
otherwise deal with additional shares
in the Company, not exceeding 20% of
the issued share capital of the
Company as at the date of the
resolution as adjusted Issue
6. Authorize the Directors to purchase Mgmt No Action *
shares in the Company, not exceeding
10% of the issued share capital of
the Company as at the date of the
resolution Repurchase Mandate
7. Authorize the Directors, subject to Mgmt No Action *
the passing of the resolutions to
grant the Issue Mandate and
Repurchase Mandate in respect of the
aggregate nominal amount of share
capita in the Company purchased by
S.8 Amend the Articles of Association of Mgmt No Action *
the Company to reflect certain recent
amendments to the rules governing
the listing of securities on The
Stock Exchange of Hong Kong Limited
and the Companies Ordinance
- -------------------------------------------------------------------------------------------------------
NATIONAL FINANCE PUBLIC COMPANY LIMITED Agenda: 700476989
CUSIP: Y6238H114 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: TH0083010Y15
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the AGM 2003 Mgmt No Action *
2. Acknowledge the report on the Mgmt No Action *
operation results of the Company for
the year 2003
3. Approve the audited balance sheets Mgmt No Action *
and the profit and loss accounts
ending on 31 DEC 2003
4. Approve the allotment of the profit Mgmt No Action *
and the payment of the dividend for
the 2003 operational results
5. Approve the appointment of the Mgmt No Action *
Directors to fulfill the vacancy of
the Directors retiring by the
6. Approve the appointment of the Mgmt No Action *
Auditors and to determine the
auditing fee for 2004
7. Approve the Financial Institutional Mgmt No Action *
Business Restructuring Plan of the
Group
8. Amend the Articles of Association of Mgmt No Action *
the Company by adding the provision
regarding the related transactions
9. Acknowledge the payment of Mgmt No Action *
remuneration for the Board of
Directors of the Company for the year
2003
- -------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda: 700422378
CUSIP: Y63084126 Meeting Type: AGM
Ticker: Meeting Date: 12/2/2003 ISIN: HK0017000149
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
statement of accounts and the reports
of the Directors and the Auditors
for the YE 30 JUN 2003
2. Re-elect the Directors and authorize Mgmt No Action *
the Directors to fix their
3. Re-elect the Joint Auditors and Mgmt No Action *
authorize the Directors to fix their
remuneration
- -------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda: 700444502
CUSIP: Y63084126 Meeting Type: EGM
Ticker: Meeting Date: 1/8/2004 ISIN: HK0017000149
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the share exchange as Mgmt No Action *
specified and all other transactions
contemplated in connection therewith
and authorize the Directors of the
Company to do such acts and things
and execute such other documents
which in their opinion may be
necessary, desirable or expedient to
carry out or give effect to the share
exchange and contemplated in
connection therewith and otherwise to
procure the completion thereof
- -------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda: 700465455
CUSIP: Y63084126 Meeting Type: EGM
Ticker: Meeting Date: 3/22/2004 ISIN: HK0017000149
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Increase authorized share capital of Mgmt No Action *
the Company from HKD 3,300,000,000 to
HKD 10,000,000,000 by the creation
of 6,700,000,000 additional shares of
HKD 1.00 each in the capital of the
2. Approve that subject to the passing Mgmt No Action *
of Ordinary Resolution No. 1 set out
in the notice convening the
Extraordinary General Meeting at
which this Resolution is proposed:
(A) conditional upon the Listing
Committee of The Stock Exchange of
Hong Kong Limited (the Stock
Exchange ) granting a listing of and
permission to deal in the shares of
HKD 1.00 each of the Company in their
nil-paid and fully-paid forms to be
allotted to the shareholders of the
Company by way of rights as announced
on 13 FEB 2004 of not less than
987,817,877 and not more than
1,031,232,719 new shares of HKD 1.00
each (the Rights Shares ) is hereby
approved; and (B) the Directors of
the Company be and are hereby
authorized to allot and issue the
Rights Shares pursuant to or in
connection with the Rights Issue
notwithstanding that the same may be
offered, allotted or issued
otherwise than pro rata to the
existing shareholders of the Company
and, in particular, the Directors of
the Company may make such exclusions
or other arrangements in relation to
fractional entitlements or overseas
shareholders as they deem necessary
or expedient having regard to any
restrictions or obligations under the
laws of, or the requirements of any
recognized regulatory body or any
stock exchange in, any territory
outside Hong Kong, and to do all acts
and things which in their opinion
are necessary
- -------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD Agenda: 700470901
CUSIP: Y64248126 Meeting Type: EGM
Ticker: Meeting Date: 4/15/2004 ISIN: SG1L51001825
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE ADVISED THAT THIS IS A Non- No Action *
REVISION DUE TO THE REVISED WORDING Voting
OF RESOLUTIONS. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT RE-
SEND THIS PROXY FORM UNLESS YOU WISH
TO AMEND YOU VOTING INSTRUCTIONS.
1. Approve, for the purpose of Sections Mgmt No Action *
76C and 76E of the Companies Act,
Chapter 50, the exercise by the
Directors of the Bank of all the
powers of the Bank to purchase or
otherwise acquire units of ordinary
stock transferable in amounts and
multiples of SGD 1 each in the
capital of the Bank ( Stock Units )
into which issued and fully paid-up
ordinary shares of SGD 1 each in the
capital of the Bank ( Ordinary Shares
) are converted not exceeding in
aggregate the Maximum Limit at such
price or prices as may be determined
by the Directors form time to time up
to the Maximum Price, whether by way
of: (i) market purchase(s) on the
Singapore Exchange Securities Trading
Limited and/or any other stock
exchange on which the Stock Units may
for the time being be listed and
quoted; and/or (ii) off-market
purchase(s) (if effected otherwise
than on the SGX-ST or, as the case
may be, Other Exchange) in accordance
with any equal access scheme(s) as
may be determined or formulated by
the Directors as they consider fit,
with scheme(s) shall satisfy all the
conditions prescribed by the
Companies Act, and other wise in
accordance with all other laws and
regulations and rules of the SGX-ST,
or as the case may be, Other Exchange
as may for the time being be
applicable, be and is hereby
authorized and approve generally and
unconditionally (the Stock Purchase
Mandate ); authority conferred on the
Directors of the Bank pursuant to
the Stock Purchase Mandate may be
exercised by the Directors at any
time and from time to time during the
period commencing from the date of
the passing of this Resolution and
expiring by the next AGM; authorize
the Directors of the Bank and/or any
of them to complete and do all such
acts and things (including executing
such documents as may be required) as
they and/or he may consider
expedient or necessary to give effect
to the transactions contemplated
- -------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD Agenda: 700489087
CUSIP: Y64248126 Meeting Type: EGM
Ticker: Meeting Date: 4/30/2004 ISIN: SG1L51001825
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
2. Authorize the Directors of the Bank, Mgmt No Action *
subject to the passing of Resolution
S.1 to, issue preference shares
referred to in Article 7I and Article
7J of the Articles of Association of
the Bank and/or make or grant
offers, agreements or options that
might or would require preference
shares to be issued, and to do all
such acts and things as the Directors
may consider necessary or
appropriate to give effect to this
resolution; Authority expires the
earlier of the next AGM of the
Company or the date of the next AGM
S.1 Approve to increase the authorized Mgmt No Action *
share capital of the Bank by the
creation of 15,000,000 new class I
preference shares of par value SGD
0.01 each subject to the
restrictions set out in the New
Article 7I and 12,500,000 shares of
par value USD 0.01 subject to the
restrictions set out in the New
Article 7I ; and amend the Articles
of Association of the Bank by
inserting New Articles 7I and 7J
- -------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD Agenda: 700390824
CUSIP: Y64248126 Meeting Type: EGM
Ticker: Meeting Date: 7/28/2003 ISIN: SG1L51001825
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
S.1 Approve, pursuant to Article 56 of Mgmt No Action *
the Bank s Articles of Association
and subject to the confirmation of
the High Court of the Republic of
Singapore, a) to reduce the issued
and paid-up ordinary share capital of
the Bank by canceling all of the
12,138,915 ordinary shares of SGD
1.00 each in the capital of the Bank
which, on issue, were converted into
12,138,915 ordinary stock units of
SGD 1.00 each, held by Fraser and
Neave, Limited F & N ad forthwith
upon such reduction taking effect,
the sum of SGD 12,138,915 arising
from such reduction of issued and
paid-up ordinary share capital be
returned to F&N on the basis of SGD
1.00 for each ordinary stock unit of
SGD 1.00 in the capital of the Bank
held by F&N so cancelled; b) subject
to and forthwith upon the point a)
taking effect, the sum standing to
the credit of the share premium
account of the bank be reduced by a
sum of SGD 92,619,921.45 and that
such reduction be effected by
returning SGD 7.63 in cash to F & N
for each issued and fully paid-up
ordinary stock unit in the capital of
the Bank which is cancelled pursuant
to point a); and authorize the
Directors to do all acts and things
and execute all documents as they or
he consider necessary
- -------------------------------------------------------------------------------------------------------
PCCW LTD Agenda: 700496854
CUSIP: Y6802P120 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: HK0008011667
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and consider the audited Mgmt No Action *
financial statements of the Company
and the reports of the Directors and
the Auditors for the YE 31 DEC 2003
2. Re-elect the Directors and authorize Mgmt No Action *
the Directors to fix their
remuneration of the Directors
3. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers as the
Auditors and authorize the Directors
to fix their remuneration
4. Authorize the Directors to allot, Mgmt No Action *
issue and deal with additional shares
in the capital of the Company or
securities convertible into shares or
options, warrants or similar rights
to subscribe for shares and make or
grant offers, agreements and options
during and after the relevant period,
not exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company, otherwise
than pursuant to i) a rights issue;
or ii) the exercise of rights of
subscription or conversion under the
terms of any warrants issued by the
Company or any securities; or iii)
the exercise subscription rights
under any option scheme or similar
arrangement; or iv) any scrip
dividend or similar arrangement;
Authority expires the earlier of the
conclusion of the next AGM of the
Company or the expiration of the
period within which the next AGM is
5. Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of the
Company during the relevant period,
on The Stock Exchange of Hong Kong
Limited or any other stock exchange
on which the shares of the Company
have been or may be listed and
recognized by the Securities and
Futures Commission of Hong Kong on
share repurchases for such purposes,
subject to and in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the AGM of the Company or the
expiration of the period within which
the next AGM of the Company
6. Approve, subject to the passing of Mgmt No Action *
Resolution 5, the aggregate nominal
amount of share capital of the
Company allotted by the Directors
pursuant to and in accordance with
the mandate granted under Resolution
4, is increased and extended by the
addition of the aggregate nominal
amount of the shares in the capital
of the Company that may be
repurchased by the Company pursuant
to Resolution 5, provided that such
amount shall not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
7. Approve the share option scheme of Mgmt No Action *
the Company, subject to and condition
upon the Listing Committee of the
Stock Exchange and the granting of
options thereunder; and authorize the
Directors of the Company to do all
such acts and to enter all such
transactions, arrangements and
agreements as deem necessary or
expedient in order to share option
scheme including but without
limitation to administer the share
option scheme, to modify and/or amend
the share option scheme, to allot
and issue shares pursuant to the
exercise of the options under the
share option scheme shall not exceed
10% of the relevant class of the
issued share capital of the Company
and the maximum number of shares
granted under the share option scheme
and any other share option scheme of
the Company in issue shall not
exceed 30% of the relevant class of
the issued share capital of the
Company, to make application to the
Stock Exchange and other stock
exchanges upon which the issued
shares of the Company listed, to
consent and expedient to such
conditions, modifications and/or
variations required by the relevant
S.8 Amend the Articles of Association of Mgmt No Action *
the Company by: a) deleting some
definitions in Article 2 and
replacing with new definitions; b)
replacing the reference in Article
78(b); c) adding the new Article 82A
after existing Article 82; d) adding
the new sub-paragraph (e) to Article
83; e) deleting the Articles 100(g)
and 100(h) and substituting with the
new Articles; f) deleting the new
Article 102 and substituting with the
new Article 102; g) replacing a word
in Article 104; and h) replacing the
reference in Article 176(a)
- -------------------------------------------------------------------------------------------------------
PCCW LTD Agenda: 700481930
CUSIP: Y6802P120 Meeting Type: EGM
Ticker: Meeting Date: 4/29/2004 ISIN: HK0008011667
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve that the transaction, the Mgmt No Action *
acquisition agreement and all the
other transactions contemplated
therein and authorize any one
Director of the Company, as directed
by the Board of the Company or a
Committee of the Board to execute
all such documents and to do all such
acts, matters or things as he may in
his discretion consider necessary or
desirable on behalf of the Company
for the purpose of or in connection
with the transactions or the
implementation or the exercise or
enforcement of any of the rights and
performance of obligations under the
acquisition agreement
- -------------------------------------------------------------------------------------------------------
PERUSAHAAN OTOMOBIL NASIONAL BHD PROTON Agenda: 700410424
CUSIP: Y6860U102 Meeting Type: AGM
Ticker: Meeting Date: 9/29/2003 ISIN: MYL5304OO000
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 112431 DUE TO REVISED Voting
WORDING OF RESOLUTION NUMBER 3. ALL
VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1. Receive and adopt the audited Mgmt No Action *
financial statements FYE 31 MAR 2003
and the reports of the Directors and
the Auditors
10. Authorize the Directors, pursuant to Mgmt No Action *
Section 132D of the Companies Act,
1965, to issue and allot shares in
the Company of up to10% of the issued
share capital of the Company
2. Declare a final tax exempt dividend Mgmt No Action *
of MYR 12 sen per ordinary share
3. Re-elect Mr. Y. Bhg. Datuk Kisai bin Mgmt No Action *
Rahmat as a Director in accordance
with Article 103 of the Company s
Articles of Association
4. Re-elect Mr. Y. Bhg. Dato Haji Abdul Mgmt No Action *
Majid Bin Haji Hussein as a Director
in accordance with Article 103 of
the Company s Articles of Association
5. Re-elect Mr. Hisayoshi Kumai as a Mgmt No Action *
Director in accordance with Article
103 of the Company s Articles of
Association
6. Re-elect Mr. Y. Bhg. Datuk A. Razak Mgmt No Action *
Bin Ramli as a Director in accordance
with Article 103 of the Company s
Articles of Association
7. Re-elect Mr. Masaharu Iwata as a Mgmt No Action *
Director in accordance with Article
110 of the Company s Articles of
Association
8. Approve the Directors fees FYE 31 Mgmt No Action *
MAR 03
9. Re-appoint Messrs. Mgmt No Action *
PricewaterhouseCoopers as the
Auditors and authorize the Directors
to fix their remuneration
- -------------------------------------------------------------------------------------------------------
PETROCHINA CO LTD Agenda: 700486865
CUSIP: Y6883Q104 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: CN0009365379
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Board of Mgmt No Action *
Directors of the Company for the year
2003
10. Transact any other matters Other No Action *
2. Approve the report of the Supervisory Mgmt No Action *
Committee of the Company for the
year 2003
3. Approve the audited financial Mgmt No Action *
statement of the Company for the year
2003
4. Approve the declaration and payment Mgmt No Action *
of a final dividend for the YE 31 DEC
2003 in the amount and in the manner
recommended by the Board of
5. Authorize the Board of Directors to Mgmt No Action *
determine the distribution of interim
dividend for the year 2004
6. Appoint PricewaterhouseCoopers, Mgmt No Action *
Certified Public Accountant as the
International Auditors of the Company
and PricewaterhouseCoopers Zhong
Tian CPAs Limited Company, Certified
Public Accountants, as the domestic
Auditors of the Company for the year
2004 and authorize the Board of
Directors to fix their remuneration
7. Elect the Directors of the Company Mgmt No Action *
8. Elect the Supervisors of the Company Mgmt No Action *
S.9 Authorize the Board of Directors to Mgmt No Action *
make amendments to the Articles of
Association of the Company as it
thinks fit so as to increase the
registered share capital of the
Company and reflect the new capital
structure of the Company upon the
allotment and issuance of shares of
the Company as contemplated in this
resolution during the relevant period
to allot and deal with additional
domestic shares and overseas listed
foreign shares of the Company and to
make grant offers, agreements and
options in respect to the following
conditions: such mandate shall not
exceed beyond the relevant period to
make or grant offers, agreements or
options the aggregate nominal amount
of the domestic shares and overseas
listed foreign shares issued and
allotted or agreed to be issued and
allotted by the Board of Directors
otherwise than pursuant to i) a
rights issue; or ii) any share option
scheme or similar arrangement
adopted by the Company from time to
time for the grant or issue to
officers and employees of the Company
and/or any of its subsidiaries of
shares or rights to acquire shares of
the Company shall not exceed 20% of
the aggregate nominal amount of the
domestic shares and overseas listed
foreign shares of the Company in
issue as at the date of this
resolution, under such mandate in
accordance with the Company Law of
the PRC and the Rules Governing the
Listing og Securities on the Stock
Exchange of Hong Kong limited and
only if all necessary approvals from
China Securities Regulatory
Commission and/or other relevant PRC
government authorities are obtained;
Authority expires the earlier of the
conclusion of the next AGM
- -------------------------------------------------------------------------------------------------------
PTT PUBLIC COMPANY LIMITED Agenda: 700462586
CUSIP: Y6883U113 Meeting Type: AGM
Ticker: Meeting Date: 4/9/2004 ISIN: TH0646010015
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Certify the minutes of the 2003 Mgmt No Action *
shareholders AGM held on 29,20 APR
2003
2. Approve PTT s 2003 operating results Mgmt No Action *
3. Approve the audited balance sheet and Mgmt No Action *
income statement for the YE 31 DEC
4. Approve the annual net profit Mgmt No Action *
allocation and dividend payment
5. Appoint the new Directors to replace Mgmt No Action *
the Directors who are due to retire
by rotation
6. Determine the remuneration for PTT s Mgmt No Action *
Board of Directors for 2004
7. Appoint the Auditor; and determine Mgmt No Action *
its remuneration
8. Transact any other business (if any) Other No Action *
- -------------------------------------------------------------------------------------------------------
PETRONAS DAGANGAN BHD PDB Agenda: 700372193
CUSIP: Y6885A107 Meeting Type: AGM
Ticker: Meeting Date: 7/14/2003 ISIN: MYL5681OO001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited financial Mgmt No Action *
statements for the FYE 31 MAR 2003
with the reports of the Directors and
the Auditors
2. Approve the payment of final dividend Mgmt No Action *
of 10% per ordinary share less tax
for the FYE 31 MAR 2003
3. Re-elect, Mr. Tan Sri Dato Mohd Mgmt No Action *
Hassan Bin Marican, as a Director,
pursuant to Article 93 of the Company s
Articles of Association
4. Re-elect, Dr. R. Thillainathan, as a Mgmt No Action *
Director pursuant to Article 93 of
the Company s Articles of Association
5. Re-elect, Mr. Ainon Marziah BT Wahi, Mgmt No Action *
as a Director pursuant to Article 96
of the Company s Articles of
Association
6. Re-elect, Mr. Ibrahim Bin Marsidi, as Mgmt No Action *
a Director pursuant to Article 93 of
the Company s Articles of
7. Approve the payment of the Director s Mgmt No Action *
fees for the FYE 31 MAR 2003
8. Re-appoint Messrs. KPMG Desa Megat Mgmt No Action *
and Company as the Auditors, and
authorize the Directors to fix their
remuneration; and approve the payment
of Directors fees for the FYE 31
MAR 2003
- -------------------------------------------------------------------------------------------------------
PETRONAS GAS BHD Agenda: 700388401
CUSIP: Y6885J116 Meeting Type: AGM
Ticker: Meeting Date: 7/21/2003 ISIN: MYL6033OO004
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the audited Mgmt No Action *
financial statements for the FYE 31
MAR 2003 and the reports of the
Directors and the Auditors
2. Approve the payment of final dividend Mgmt No Action *
of 10% per ordinary share for the
FYE 31 MAR 2003
3. Approve the payment of special Mgmt No Action *
dividend of 10% per ordinary share
for the FYE 31 MAR 2003
4. Re-elect Mr. Tan Sri Dato Mohd Mgmt No Action *
Hassan Bin Marican as a Director,
pursuant to Article 93 of the Company s
Articles of Association
5. Re-elect Mr. Muri Bin Muhammad as a Mgmt No Action *
Director, pursuant to Article 93 of
the Company s Articles of Association
6. Re-elect Mr. Chew Kong Seng as a Mgmt No Action *
Director, pursuant to Article 93 of
the Article of the Company s Articles
of Association
7. Re-elect Mr. Abdul Rahim Bin Hashim Mgmt No Action *
as a Director, pursuant to Article 96
of the Company s Article of
8. Re-elect Mr. Wan Zulkiflee Bin Wan Mgmt No Action *
Ariffin as a Director, pursuant to
Article 96 of the Company s Articles
of Association
9. Approve the Directors fees for the Mgmt No Action *
FYE 31 MAR 2003
10. Re-appoint Messrs. KPMG Desa Mega TN Mgmt No Action *
Company as the Auditors and authorize
the Directors to fix their
11. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda: 700513220
CUSIP: Y6975Z103 Meeting Type: AGM
Ticker: Meeting Date: 6/15/2004 ISIN: CN0005531867
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Directors Mgmt No Action *
for 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee for 2003
3. Approve the report of the Auditors Mgmt No Action *
and the audited financial statements
for 2003
4. Approve the Profit Distribution Plan Mgmt No Action *
and the recommendation for dividend
for 2003
5. Re-appoint Ernst & Young as the Mgmt No Action *
Auditors of the Company until the
conclusion of the next AGM and
authorize the Board of Directors to
fix their remuneration
6. Appoint Mr. Tse Sze-Wing, Edmund as Mgmt No Action *
Non-Executive Director of the Company
S.7 Approve to grant the general mandate Mgmt No Action *
to the Board of Directors to issue,
allot and deal with additional
domestic shares and H shares not
exceeding 20% of each of the issued
domestic shares and H shares of the
Company and authorize the Board of
Directors to make corresponding
amendments to the Articles of
Association as it thinks fit so as to
reflect the new capital structure
upon the allotment or issuance
S.8 Amend the Articles of Association of Mgmt No Action *
the Company
- -------------------------------------------------------------------------------------------------------
PT MULIA INDUSTRINDO TBK Agenda: 700524083
CUSIP: Y71312113 Meeting Type: AGM
Ticker: Meeting Date: 6/30/2004 ISIN: ID1000060106
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the annual report, balance Mgmt No Action *
sheet report, profit and loss report
for the YE 31 DEC 2003
2. Approve balance sheet report, profit Mgmt No Action *
and loss report for the YE 31 DEC
2002, and to give Acquit Et de charge
for the Board of Commissioners and
Directors for the YE 31 DEC 2003
3. Appoint Public Accountant for the Mgmt No Action *
year 2004
- -------------------------------------------------------------------------------------------------------
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD Agenda: 700480508
CUSIP: Y7145P132 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: TH0355010Z16
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT PARTIAL AND SPLIT Non- No Action *
VOTING ARE ALLOWED. THANK YOU. Voting
1. Approve the minutes of the 2003 AGM Mgmt No Action *
10. Other business Other No Action *
2. Acknowledge the Company s performance Mgmt No Action *
for the year 2003 and approve the
2003 financial statements
3. Approve the appointment of new Mgmt No Action *
Directors in replacement of those who
retires by rotation and set the
Directors remuneration
4. Appoint the Auditor and set his/her Mgmt No Action *
remuneration
5. Approve the reallocation of the 2.4 Mgmt No Action *
million shares which was previously
registered and reserved for the
exercise of right under the WTS
issued to Management and employees in
1998, but has expired
6. Approve the issuance and offering of Mgmt No Action *
0.8 million units of WTS to purchase
the Company s common shares for
Management and employees as proposed
in Resolution 5 for the year 2004-
7. Approve the issuance and offering of Mgmt No Action *
2 million units of WTS to purchase
the Company s common shares for
Management and employees for the year
2004, which is in accordance with
the continuous 5 year program
8. Approve the allotment of the 0.8 Mgmt No Action *
million shares, registered in 1998
for the exercise of right under the
WTS issued to Management and
employees for the year 2004, as
requested for approval in Resolution
9. Approve the allotment of 2 million Mgmt No Action *
shares, registered in 2002 for the
exercise of rights under the WTS
issued to Management and employees
for the year 2004, as requested for
approval in Resolution 7
- -------------------------------------------------------------------------------------------------------
QINGLING MOTORS CO LTD Agenda: 700410575
CUSIP: Y71713104 Meeting Type: EGM
Ticker: Meeting Date: 10/22/2003 ISIN: CN0008918244
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE BE ADVISED THAT THIS IS A Non- No Action *
REVISION DUE TO THE REVISED WORDING Voting
OF RESOLUTIONS. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT RE-
SEND THIS PROXY FORM UNLESS YOU WISH
TO AMEND YOU VOTING INSTRUCTIONS.
1. Approve the resignation of Mr. Utsumi Mgmt No Action *
Jun as an Executive Director of the
Company with effect from the date
hereof
2. Elect Mr. Yoshito Mochizuki as an Mgmt No Action *
Executive Director of the Company
until the date of the AGM in 2006 and
authorize the Board of Directors to
enter into a service contract with
Mr. Yoshito Mochizuki and do all acts
and things deemed necessary to give
effect to such matters
- -------------------------------------------------------------------------------------------------------
SAHAVIRIYA STEEL INDUSTRIES PUBLIC CO LTD Agenda: 700472866
CUSIP: Y7441E112 Meeting Type: AGM
Ticker: Meeting Date: 4/27/2004 ISIN: TH0436010019
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to certify the minutes of the Mgmt No Action *
AGM No. 14 held on 29 APR 2003
2. Approve to certify the Company s Mgmt No Action *
annual report and the Board of
Directors report for 2003
3. Approve the balance sheets and the Mgmt No Action *
profit and loss statements of the FYE
31 DEC 2003
4. Approve the allocation of 2003 Mgmt No Action *
5. Re-appoint the Directors, who retire Mgmt No Action *
by rotation
6. Approve the Directors remuneration Mgmt No Action *
for the year 2003
7. Appoint the Auditors and determine Mgmt No Action *
the Auditors fees
8. Approve an amendment to Clause 3 of Mgmt No Action *
the Memorandum of Association of the
Company to add one more objective
after which it will have 45
9. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
SHIN CORPORATION PUBLIC CO LTD Agenda: 700461875
CUSIP: Y77496142 Meeting Type: AGM
Ticker: Meeting Date: 4/23/2004 ISIN: TH0201010Z12
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the matters to be informed Mgmt No Action *
2. Approve and certify the minutes of Mgmt No Action *
the AGM of shareholders held on 29
APR 200323
3. Approve and certify the Board of Mgmt No Action *
Directors report on the cooperating
results for 2003
4. Approve the Company s balance sheet, Mgmt No Action *
statement of income and the statement
of cash flow for the YE 31 DEC 2003
5. Approve the appropriation of the net Mgmt No Action *
profit of the Company for 2003
6. Approve the appointment of the Mgmt No Action *
Company s Auditor, and fix their
7. Approve the election of the Directors Mgmt No Action *
replacing those retired by rotation
to determine the authorized
signatories of the Company
8. Approve to fix the Directors Mgmt No Action *
remuneration for 2004
9. Approve the issuance and offering of Mgmt No Action *
warrants of 13,660,200 units to
purchase the Company s ordinary
shares to the Directors, employees
and advisors of the Company ESOP
10. Approve the allocation of 13,660,200 Mgmt No Action *
new ordinary shares, at par value of
THB 1 each in order to reserve for
the exercise of warrants under the
ESOP Grant III
11. Approve the allocation of warrants of Mgmt No Action *
the Company s Directors, employees
and advisors who are eligible for the
warrants exceeding 5% of the total
ESOP Grant III
12. Transact other matters Other No Action *
- -------------------------------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO LTD (FORMERLY SIAM Agenda: 700451088
CEMENT CO LTD)
CUSIP: Y7866P147 Meeting Type: AGM
Ticker: Meeting Date: 3/24/2004 ISIN: TH0003010Z12
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Please note that this is a revision Non- No Action *
due to reflect that partial and split Voting
voting are allowed at this meeting.
If you have already sent in your
votes, please do not return this
proxy form unless you decide to amend
your original instructions.
1. Approve the minutes of the AGM No.10 Mgmt No Action *
2. Approve the Company s operation Mgmt No Action *
results for the year 2003 and the
balance sheet and the profit and loss
statement for the FYE 31 DEC 2003
3. Approve the allocation of profits for Mgmt No Action *
2003
4. Elect the Directors in replacement Mgmt No Action *
for the Directors who are due to
retire by rotation
5. Appoint the Auditor and determine the Mgmt No Action *
Auditor s remuneration for the year
2004
6. Approve the amendment to the Company s Mgmt No Action *
regulations in 3 topics: a) to
amend the Company s regulations
regarding the Directors bonus
payment order to comply with the
adjustment of the bonus payment and
remuneration for Directors; b) to
amend the Company s regulations
regarding the authorized signatories
legally binding the Company with the
Company s common seal on; and c) to
amend the Company s regulations
regarding the connected transactions
of the Listed Companies to comply
with the notification of the Stock
Exchange of Thailand Governing the
entering into the disclosure of
information
7. Approve to adjust the rate of the Mgmt No Action *
bonus payment and the remuneration
for Directors
8. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
SIAM CITY CEMENT PUBLIC CO LTD Agenda: 700456331
CUSIP: Y7887N139 Meeting Type: AGM
Ticker: Meeting Date: 4/8/2004 ISIN: TH0021010010
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve and adopt the minutes of the Mgmt No Action *
10TH Annual General Shareholders
Meeting held on 29 APR 2003
2. Approve and acknowledge the report of Mgmt No Action *
the Audit Committee
3. Approve and acknowledge the report of Mgmt No Action *
the Board of Directors
4. Approve the Company s Balance sheet Mgmt No Action *
as of 31 DEC 2003 and profit and loss
statement for the year 2003
5. Approve the appropriation of the Mgmt No Action *
Company s net profit for the year
2003; and declare the dividends and
payment of the Directors bonus; and
acknowledge the payment of the
interim dividends
6. Approve the re-election of Directors, Mgmt No Action *
who retires by rotation
7. Approve the appointment of the Mgmt No Action *
Auditors and fix their remuneration
for the year 2004
8. Amend the Articles of Association of Mgmt No Action *
the Company in compliance with the
set s regulation governing connected
transactions
9. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD Agenda: 700462687
CUSIP: Y7905M113 Meeting Type: AGM
Ticker: Meeting Date: 4/8/2004 ISIN: TH0015010018
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of AGM of the Mgmt No Action *
shareholder number 180 held on 09 APR
2003
10. Transact any other business Other No Action *
2. Acknowledge the annual report Mgmt No Action *
prepared by the Board of Directors
for the FY 2003
3. Approve the financial statements for Mgmt No Action *
the FY 2003 ending 31 DEC 2003
4. Approve the allocation of profits and Mgmt No Action *
dividend payment
5. Approve the Directors bonus Mgmt No Action *
6. Elect the Directors in replacement of Mgmt No Action *
those retired by rotation
7. Appoint the Auditors and approve to Mgmt No Action *
fix the auditing fee
8. Amend the Bank s Articles of Mgmt No Action *
Association
9. Amend the Clause 4 of the Bank s Mgmt No Action *
Memorandum of Association
- -------------------------------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD Agenda: 700462675
CUSIP: Y7907V129 Meeting Type: AGM
Ticker: Meeting Date: 4/8/2004 ISIN: TH0015020017
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the AGM No.180 Mgmt No Action *
held on 09 APR 2003
2. Acknowledge the annual report Mgmt No Action *
prepared by the Board of Directors
for the FY 2003
3. Approve the financial statement for Mgmt No Action *
the FYE 31 DEC 2003
4. Approve the allocation of the profits Mgmt No Action *
and the dividend payment
5. Approve the Director s bonus Mgmt No Action *
6. Elect the Directors in replacement of Mgmt No Action *
those retired by rotation
7. Appoint the Auditors and fix the Mgmt No Action *
auditing fee
8. Approve the amendment to the Bank s Mgmt No Action *
Articles of Association
9. Approve the amendment to Clause 4 of Mgmt No Action *
the Bank s Memorandum of Association
10. Other business Other No Action *
- -------------------------------------------------------------------------------------------------------
SEMBCORP INDUSTRIES LTD Agenda: 700499672
CUSIP: Y79711100 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: SG1G26864940
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and adopt the Directors Mgmt No Action *
report and the accounts for the YE 31
DEC 2003
2. Approve the payment of a gross final Mgmt No Action *
dividend of SGD 0.05 per share less
income tax for the YE 31 DEC 2003
3. Re-elect Mr. K Shanmugam, who retires Mgmt No Action *
pursuant to Article 93 of the
Company s Articles of Association
4. Re-elect Mr. Goh Geok Ling, who Mgmt No Action *
retires pursuant to Article 93 of the
Company s Articles of Association
5. Re-elect Mr. Richard Hale OBE, who Mgmt No Action *
retires pursuant to Article 93 of the
Company s Articles of Association
6. Re-elect the Mr. Yong Ying-I, who Mgmt No Action *
retires pursuant to Article 99 of the
Company s Articles of Association
7. Re-elect the Dr. Vichit Mgmt No Action *
Suraphongchai, who retires pursuant
to Article 99 of the Company s
8. Re-appoint Mr. Tetsuro Kawakami as a Mgmt No Action *
Director until the next AGM, who
retires under Section 153(6) of the
Companies Act, Chapter 50
9. Approve the sum of SGD 675,321 as Mgmt No Action *
Directors fees for the YE 31 DEC
10. Re-appoint KPMG as the Auditors of Mgmt No Action *
the Company and authorize the
Directors to fix their remuneration
11. Authorize the Directors of the Mgmt No Action *
Company to: a) i) issue shares in the
capital of the Company whether by
way of rights, bonus or otherwise;
and/or; ii) to make or grant offers,
agreements or options instruments
that might or would require shares to
be issued, including but not limited
to the creation and issue of
warrants, debentures or other
instruments convertible into shares,
at any time and upon such terms and
conditions and for such purposes and
to such persons as the Directors deem
fit; b) issue shares in pursuance of
any instrument made or granted by
the Directors while this resolution
was in force, provided that:
notwithstanding the authority
conferred by this resolution may have
ceased to be in force , 1) the
aggregate number of shares to be
issued pursuant to this resolution
including shares to be issued in
pursuance of Instruments made or
granted pursuant to this resolution
does not exceed 50% of the issued
share capital of the Company, of
which the aggregate number of shares
to be issued other than on a pro rata
basis to shareholders of the Company
including shares to be issued in
pursuance of instruments made or
granted pursuant to this resolution
does not exceed 20% of the issued
share capital of the Company; 2)
subject to such manner of calculation
as prescribed by the Singapore
Exchange Securities Trading Limited
SGX-ST for the purpose of
determining the aggregate number of
shares that may issued, the
percentage of issued share capital
shall be based on the issued share
capital of the Company as at the time
this resolution is passed, after
adjusting for: i) new shares arising
from the conversion or exercise of
any convertible securities or share
options or vesting of share awards
which are outstanding or subsisting
at the time this resolution is
passed; and ii) any subsequent
consolidation or subdivision of
shares; 3) in exercising the
authority conferred by this
resolution, the Company shall comply
with the provisions of the listing
manual of the SGX-ST unless such
compliance has been waived by the
SGXST and the Articles of
Association for the time being of the
Company; and 4) the authority
conferred by this resolution shall
continue in force until the
conclusion of the next AGM of the
Company or the date by which the next
12. Approve, for the purposes of Chapter Mgmt No Action *
9 of the listing manual Chapter 9
of the SGX-ST, that the Company, its
subsidiaries and associated Companies
that are entities at risk as that
term is used in Chapter 9 , or any of
them, to enter into any of the
transactions falling within the types
of interested person transactions
with any party who is of the class of
interested persons, provided that
such transactions are made on normal
commercial terms and in accordance
with the review procedures for such
interested person transactions; b)
authority expires at the conclusion
of the next AGM of the Company; and
c) authorize the Directors of the
Company to complete and do all such
acts and things including executing
all such documents as may be required
as they may consider expedient or
necessary or in the interests of the
Company to give effect to the
shareholders mandate and/or this
13. Authorize the Directors to: a) offer Mgmt No Action *
and grant options in accordance with
the provisions of the SembCorp
Industries Share Option Plan and/or
to grant awards in accordance with
the provisions of the SembCorp
Industries Performance Share Plan
and/or the SembCorp Industries
Restricted Stock Plan; and b) allot
and issue from time to time such
number of shares of SGD 0.25 each in
the capital of the Company as
required to be issued pursuant to the
exercise of options under the Share
Option Plan and/or such number of
fully paid shares as may be required
to be issued pursuant to the vesting
of awards under the Performance Share
Plan and/or the Restricted Stock
Plan, provided that the aggregate
number of shares to be issued
pursuant to the Share Plans shall not
exceed 15% of the issued share
capital of the Company
- -------------------------------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING LTD Agenda: 700465366
CUSIP: Y7996W103 Meeting Type: AGM
Ticker: Meeting Date: 3/31/2004 ISIN: SG1F60858221
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and adopt the Directors Mgmt No Action *
report and the audited accounts for
the YE 31 DEC 2003 and the Auditors
report thereon
2. Declare a first and final tax Mgmt No Action *
exemption dividend of 35% and a
special tax exemption dividend of 78%
for the YE 31 DEC 2003
3.A.1 Re-elect Mr. Koh Beng Seng as a Mgmt No Action *
Director whom will cease to hold
office pursuant to Article 104 of the
Articles of Association of the
3.A.2 Re-elect Mr. MG NG Yat Chung as a Mgmt No Action *
Director whom will cease to hold
office pursuant to Article 104 of the
Articles of Association of the
3.A.3 Re-elect Dr. Tan Kim Siew as a Mgmt No Action *
Director whom will cease to hold
office pursuant to Article 104 of the
Articles of Association
3.B.1 Re-elect Prof. Lui Pao Chuen as a Mgmt No Action *
Director who retires by rotation
pursuant to Article 98 of the
Articles of Association of the
3.B.2 Re-elect Mr. Winston Tan Tien Hin as Mgmt No Action *
a Director who retires by rotation
pursuant to Article 98 of the
Articles of Association of the
3.C Approve the retirement of Mr. Tan Mgmt No Action *
Guong Ching as a Director who retires
by rotation pursuant to Article 98
of the Articles of Association of the
Company
4. Approve the sum of SGD 361,959 as the Mgmt No Action *
Directors fees for the YE 31 DEC
5. Re-appoint the Ernst & Young as the Mgmt No Action *
Auditors of the Company and authorise
the Directors to fix their
6. Transact any other business Other No Action *
7. Authorize the Directors, in Mgmt No Action *
compliance with the listing manual of
the Singapore Exchange Securities
Trading Limited, to issue ordinary
shares in the capital of the Company
shares by way of rights, bonus or
otherwise , and/or make or grant
offers agreements or options
instruments that might or would
require shares to be issued,
including but not limited to the
creation and issue of as well as
adjustments to warrants, debentures
or other instruments convertible into
shares at any time and such terms
and conditions and for such purposes
and to such persons as the Directors
may deem fit, the aggregate number of
shares issued not exceeding 50% of
the issued share capital of the
Company, of which the aggregate
number of shares to be issued other
than on a pro-rata basis to the
existing shareholders of the Company
does not exceed 20% of the issued
share capital of the Company and the
percentage of issued share capital
shall be calculated based on the
Company s issued share capital at the
date of passing of this resolution
after adjusting for new shares
arising from the conversion or
exercise of any convertible
securities or share options or
vesting of awards which are
outstanding or subsisting at the time
this resolution is passed, any
subsequent consolidation or
subdivision of shares; Authority
expires the earlier of the conclusion
of the next AGM of the Company
8. Authorize the Directors to offer and Mgmt No Action *
grant options in accordance with the
provisions of the Singapore
Technologies Engineering Shares
Option Plan Share Option Plan ,
and/or to grant awards in accordance
with the provisions of the Singapore
Technologies Engineering Performance
Shares Plan Performance Shares Plan,
and/or the Singapore Technologies
Engineering Restricted stock plan
Restricted stock plan , the Share
Option Plan, the Performance Shares
Plan, the Restricted stock plan,
together the Share Plans , and to
allot and issue such number of
ordinary shares of SGD 0.10 each in
the Capital of the Company as may be
required to be issued pursuant to the
exercise of options under the Share
Option Plan and/or such number of
fully paid shares as may be required
to be issued pursuant to the vesting
of awards under the
Performance Shares Plan and/or the
Restricted stock plan, and the
aggregate number of ordinary shares to
be issued shall not exceed 15% of the
issued share capital
- -------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD Agenda: 700393565
CUSIP: Y79985126 Meeting Type: EGM
Ticker: Meeting Date: 8/29/2003 ISIN: SG1A62000819
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. (a) Approve the new SingTel Mgmt No Action *
Performance Share Plan the Plan ,
under which awards Awards of fully
paid-up ordinary shares of SGD 0.15
each in the capital of the Company
Ordinary Shares , their equivalent
cash value or combinations thereof
will be granted, free of charge, to
selected employees of the Company
and/or its subsidiaries, including
Executive Directors of the Company,
and other selected participants; and
(b) authorize the Directors of the
Company to establish, administer
modify and/or alter the Plan from
time to time, provided that such
modification and/or alteration is
effected in accordance with the
provisions of the Plan and to do all
such acts and to enter into all such
transactions and arrangements as may
be necessary or expedient in order to
give full effect to the Plan; (c)
and authorize the Directors of the
Company to grant Awards in accordance
with the provisions of the Plan and
to allot and issue such number of
fully paid-up Ordinary Shares as may
be required to be issued pursuant to
the vesting of Awards under the Plan,
provided that the aggregate number
of Ordinary Shares to be allotted and
issued pursuant to the Singapore
Telecom Share Option Scheme 1999 and
the Plan shall not exceed 10% of the
total issued ordinary share capital
of the Company
2. Approve, pursuant to Exception 9 in Mgmt No Action *
Listing Rule 7.2 of the Listing Rules
of Australian Stock Exchange
Limited, the issue of ordinary shares
under the SingTel Performance Share
Plan, as an exception to ASX Listing
3. Approve, for the purposes of Listing Mgmt No Action *
Rule 10.14 of the Listing Rules of
Australian Stock Exchange Limited,
the participation by the relevant
person in the SingTel Performance
4. Authorize the Directors, for the Mgmt No Action *
purposes of Sections 76C and 76E of
the Companies Act, to purchase or
otherwise acquire ordinary shares in
the issued share capital of the
Company, not exceeding in aggregate
10 % of the issued ordinary share
capital of the Company and 10% of the
issued non-redeemable preference
share capital of the Company
respectively, by way of market
purchases on the Singapore Exchange
Securities Trading Limited SGX-ST ,
and/or, off-market purchases effected
otherwise than on the SGX-ST in
accordance with any equal access
scheme(s), at a price of up to 105%
of the average closing market prices
over the previous 5 market days in
case of market purchase and 110% in
the case of off-market purchase, and
things including executing such
documents as may be required as they
and/or he may consider expedient or
necessary to give effect to the
transactions contemplated and/or
authorized by this Resolution;
Authority expires the earlier of the
date on which the next AGM of the
Company is to be held or is required
6. Authorize the Directors of the Mgmt No Action *
Company, notwithstanding the
provisions of the Articles of
Association of the Company, and
pursuant to Section 161 of the
Companies Act, Chapter 50, and the
listing rules of the Singapore
Exchange Securities Trading Limited,
to issue shares in the capital of the
Company by way of rights, bonus or
otherwise , up to 50% of the issued
share capital of the Company make or
grant offers, agreements or options
Instruments that might or would
require shares to be issued,
including but not limited to the
creation and issue of as well as
adjustments to warrants, debentures
or other instruments convertible into
shares, at any time and upon such
terms and conditions and for such
purposes and to such persons as they
may in their absolute discretion deem
fit; and, of which the aggregate
number of shares to be issued other
than on a pro-rata basis to
shareholders of the Company does not
exceed 15% of the issued share
capital of the Company; Authority
expires the earlier of the date on
which the next AGM of the Company is
to be held or is required by law
S.5 Amend Articles 9(B), 11(B), 19, 116, Mgmt No Action *
138, 140, 150, 154 and 155 and the
heading ALTERATION OF ARTICLES before
Article 154 of the Articles, and
renumber Articles 51, 152 and 153 of
the Articles of Association of the
Company
- -------------------------------------------------------------------------------------------------------
SINO LAND CO LTD Agenda: 700415436
CUSIP: Y80267126 Meeting Type: AGM
Ticker: Meeting Date: 11/18/2003 ISIN: HK0083000502
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THE REVISED RECORD DATE Non- No Action *
FROM 11 NOV 2003 TO 13 NOV 2003. Voting
THANK YOU
1. Receive and consider the audited Mgmt No Action *
financial statements and the reports
of the Directors and the Auditors for
the YE 30 JUN 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect the retiring Directors and Mgmt No Action *
fix their remuneration
4. Re-appoint Messrs. Deloitte Touche Mgmt No Action *
Tohmatsu as the Auditors for the
ensuing year and authorize the
Directors to fix their remuneration
5.i Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of the
Company during the relevant period,
on The Stock Exchange of Hong Kong
Limited or any other stock exchange
on which the shares of the Company
have been or may be listed and
recognized by the Securities and
Futures Commission under the Hong
Kong Code on share repurchases for
such purposes, subject to and in
accordance with all applicable laws
and regulations, at such price as the
Directors may at their discretion
determine in accordance with all
applicable laws and regulations, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the AGM of the Company or the
expiration of the period within which
the next AGM of the Company
5.ii Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the Company to
allot, issue or grant securities of
the Company including bonds,
debentures and notes convertible into
share of the Company and make or
grant offers, agreements or options,
during and after the relevant period,
not exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company, otherwise
than pursuant to the exercise of
subscription rights under the Company s
warrants or pursuant to any script
dividend scheme or pursuant to a
rights issue or pursuant to the
exercise of any share option scheme
or any rights of conversion under any
existing convertible bonds,
debentures or notes of the Company
Authority expires the earlier of the
conclusion of the next AGM or the
expiration of the period within which
the next AGM is to be held by law
5.iii Approve, conditional upon the passing Mgmt No Action *
of Resolutions 5.i and 5.ii, to add
the aggregate nominal amount of
shares repurchased by the Company
pursuant to Resolution 5.i up to 10%
of the aggregate nominal amount of
the issued share capital , to the
aggregate nominal amount of the share
capital of the Company that may be
allotted pursuant to Resolution 5.ii,
provided that such amount shall not
exceed 10% of the aggregate nominal
amount of the issued share capital of
the Company at the date of passing
- -------------------------------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO LTD Agenda: 700480370
CUSIP: Y80373106 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: CN0008871674
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the 2003 report of the Mgmt No Action *
Directors
2. Approve the 2003 report of the Mgmt No Action *
Supervisory Committee
3. Approve the 2003 audited statement of Mgmt No Action *
accounts and the 2004 budget
4. Approve the 2003 Profit Appropriation Mgmt No Action *
Plan
5. Re-appoint KPMG Huazhen as the Mgmt No Action *
Company s Domestic Auditors for the
year 2004 and KPMG as the Company s
International Auditors for the year
2004, and authorize the Directors to
fix their remuneration
6.a.1 Elect Mr. Du Chongjun as a Director Mgmt No Action *
of the Company
6.a.2 Elect Mr. Han Zhihao as a Director of Mgmt No Action *
the Company
6.a.3 Elect Mr. Wu Haijun as a Director of Mgmt No Action *
the Company
6.a.4 Elect Mr. Gao Jinping as a Director Mgmt No Action *
of the Company
6.b.1 Elect Mr. Dai Shuming as a Supervisor Mgmt No Action *
S.7 Authorize the Board of Directors of Mgmt No Action *
the Company to modify the wording of
the amendments and do all other
things in respect of the amendments,
in accordance with the requirements
of any relevant PRC Regulatory
Authority or the rules of any stock
exchange on which the securities of
the Company are: a) by deletion of
Article 83 by new Clause 83; b) by
deletion of Article 88 by new Clause
88; c) by deletion of Article 107 by
new Clause 107; d) by deletion of
Clause (4) of Article 110 by new
Clause 110; e) by deletion of Clause
(3) of Article 111 by new Clause 111;
f) by deletion of Article 154 by new
Clause 154; g) by deletion of
Article 177 by new Clause 177
S.8 Amend Article 2 of Appendix 2 to the Mgmt No Action *
Articles of Association of the
Company, namely the rules of
procedure for the Board of Directors
meetings, be deleted and replaced by
- -------------------------------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO LTD Agenda: 700416286
CUSIP: Y80373106 Meeting Type: EGM
Ticker: Meeting Date: 11/21/2003 ISIN: CN0008871674
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the contract for supply of Mgmt No Action *
Acrylonitrile to be entered into
between the Company and Shanghai
Secco Petrochemical Company Limited
Secco Company Supply Contract , and
the Company s obligations thereunder
and authorize any Director of the
Company to do all acts and things and
execute all documents which may in
his opinion be necessary, desirable
or expedient to implement and give
effect to any of the matter relating
to, or incidental to, the Company
2. Approve the contract for supply of Mgmt No Action *
Acrylonitrile to be entered into
between the Zheijiang Jinyong Acrylic
Fiber Company Limited Jinyong and
Secco Jinyong Supply Contract , and
the fulfillment of Jinyong
obligations thereunder and authorize
any Director of the Company to do all
acts and things and execute all
documents which may in his opinion be
necessary, desirable or expedient to
implement and give effect to any of
the matter relating to, or incidental
to, the Jinyong Supply Contract
- -------------------------------------------------------------------------------------------------------
SINOPEC ZHENHAI REFINING & CHEMICAL CO LTD Agenda: 700501720
CUSIP: Y80387106 Meeting Type: AGM
Ticker: Meeting Date: 6/18/2004 ISIN: CN0008934001
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the audited financial report Mgmt No Action *
of the Company and the report of the
Board of Directors and the Auditors
for the YE 31 DEC 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee for 2003
3. Approve the profit appropriation Mgmt No Action *
proposal for the YE 31 DEC 2003
4. Approve to determine the remuneration Mgmt No Action *
of the Members of the Board of
Directors and the Supervisors
representing shareholders for the
year of 2004
5. Appoint KPMG Certified Public Mgmt No Action *
Accounts as the Auditors of the
Company for the year of 2004 and
authorize the Board of Directors to
determine their remuneration
S.6 Approve the resolution by the Board Mgmt No Action *
of Directors of the Company regarding
the proposed amendments to the
Articles of Association and authorize
the Board of Directors to modify the
wordings as appropriate and to do
all such things as necessary in
respect of the amendments to the
Articles of Association pursuant to
the requirements if any of the
relevant PRC authorities and the
rules governing the listing of
securities on the Stock Exchange
- -------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD Agenda: 700416274
CUSIP: Y82594121 Meeting Type: AGM
Ticker: Meeting Date: 11/18/2003 ISIN: HK0016000132
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the report of the Mgmt No Action *
Directors and the audited accounts
for the YE 30 JUN 2003
2. Declare a final dividend Mgmt No Action *
3. Re-elect the Directors and approve to Mgmt No Action *
fix their remuneration
4. Re-appoint the Auditors and authorize Mgmt No Action *
the Director to fix their
5. Authorize the Directors of the Mgmt No Action *
Company to repurchase shares of the
Company during the relevant period,
on The Stock Exchange of Hong Kong
Limited Stock Exchange or any other
stock exchange recognized for this
purpose by the Securities and Futures
Commission and the Stock Exchange
under the Hong Kong Code on Share
Repurchases for such purposes, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
which the next AGM of the Company is
to be held by its Articles of
Association or by the Laws of Hong
6. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements, options and warrants
during and after the relevant period,
not exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company, otherwise
than pursuant to: i) a rights issue;
or ii) any share option scheme or
similar arrangement; or iii) any
scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM of the Company is to be held by
its Articles of Association or by the
Laws of Hong Kong
7. Authorize the Directors of the Mgmt No Action *
Company to exercise the powers of the
Company referred to in Resolution 6
in respect of the amount representing
the aggregate nominal amount of
share capital of the Company
repurchased under Resolution 5
8. Transact any other business Other No Action *
- -------------------------------------------------------------------------------------------------------
SWIRE PACIFIC LTD Agenda: 700496816
CUSIP: Y83310105 Meeting Type: AGM
Ticker: Meeting Date: 5/13/2004 ISIN: HK0019000162
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Declare a final dividend Mgmt No Action *
2. Re-elect the Directors Mgmt No Action *
3. Re-appoint the Auditors and authorize Mgmt No Action *
the Directors the Directors to fix
their remuneration
4. Authorize the Directors to make on Mgmt No Action *
market share repurchases of any class
of the Company s shares during the
relevant period, not exceeding 10% of
the aggregate nominal amount of the
shares of that class in issue;
Authority expires the earlier of the
conclusion of the next AGM or the
expiration of the period within which
the next AGM is to be held by law
5. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the shares of that
class in issue otherwise than
pursuant to: i) a rights issue; or
ii) any scrip dividend or similar
arrangement; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM is to be held by law ; the
nominal amount of any shares of that
class repurchased by the Company
subsequent to the passing of this
resolution up to 10% of the
aggregate nominal amount of the
shares of that class in issue
6. Authorize the Directors to exercise Mgmt No Action *
the powers of the Company referred to
in the Resolution 5
S.7 Amend the Articles of Association of Mgmt No Action *
the Company: a) by adding some
definitions in Article 2(a) and by
deleting some words in Article 2(a);
b) by adding some paragraphs (g) and
(h) after paragraph (f) in Article 2;
c) by deleting some words in Article
7(a) and substituting with new
words; d) by adding a new Article 63A
after Article 63; e) by adding new
Article 81A after Article 81; f) by
deleting some words in Article 95 and
substituting with new words; g) by
amending Article 116; h) by adding
some words in Article 123; i) by
deleting Article 165 and substituting
with the new Article; j) by deleting
Article 167 and substituting with
the new Article; k) by deleting
Article 169 and subsisting with the
new Article; l) by deleting Article
171 and substituting with the new
Article; m) by deleting some words in
Article 172 and substituting with
the new words; n) by deleting Article
174 entirely and substituting with
the new Article; and o) by deleting
Article 175 entirely
- -------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD Agenda: 700472501
CUSIP: Y85830100 Meeting Type: AGM
Ticker: Meeting Date: 5/19/2004 ISIN: HK0511001957
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the Company s Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend Mgmt No Action *
3. Elect the Directors and fix their Mgmt No Action *
remuneration
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5.A Authorize the Directors, in Mgmt No Action *
substitution for all previous
authorities, to allot, issue and deal
with unissued shares in the capital
of the Company and make or grant
offers, agreements, options and other
rights, or issue securities during
the relevant period, not exceeding
the aggregate of i) 10% of the
aggregate nominal amount of the share
capital of the Company; and ii) the
nominal amount of any share capital
of the Company repurchased by the
Company up to a maximum equivalent
to10% of the aggregate nominal amount
of the share capital of the Company,
otherwise than pursuant to i) a
rights issue; or ii) any scrip
dividend or similar arrangement
providing for allotment of shares in
lieu of the whole or part of a
dividend on the ordinary shares in
the Company in accordance with the
Articles of Association of the
Company; Authority expires the
earlier of the conclusion of the next
AGM of the Company or the expiration
of the period within which the next
AGM of the Company is required by the
Articles of Association
5.B Authorize the Directors to purchase Mgmt No Action *
shares on The Stock Exchange of Hong
Kong Limited or any other stock
exchange on which the shares may be
listed and recognized by the
Securities and Futures Commission and
The Stock Exchange of Hong Kong
Limited during the relevant period,
not exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
which the next AGM of the Company is
required by the Articles of
Association of the Company or is to
be held by law
5.C Authorize the Directors of the Mgmt No Action *
Company to exercise the powers of the
Company referred to Resolution 5.A
5.D Approve to close the period of 30 Mgmt No Action *
days during which the Company s
register of members, under Section
99(1) of the Companies Ordinance
during the calendar year 2004 and
extend to 60 days, pursuant to
Section 99(2) of the Companies
S.5.E Approve and adopt the Articles of Mgmt No Action *
Association of the Company in
substitution for and to the exclusion
of all existing Articles of
Association of the Company
S.5.F Approve to delete Clause 3 of the Mgmt No Action *
Memorandum of Association of the
Company and re-designate the existing
Clause 4 and 5 as Clause 3 and
Clause 4 respectively
- -------------------------------------------------------------------------------------------------------
TISCO FINANCE PUBLIC CO LTD Agenda: 700472892
CUSIP: Y8842M158 Meeting Type: AGM
Ticker: Meeting Date: 4/28/2004 ISIN: TH0597010014
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the minutes of the general Mgmt No Action *
meeting of shareholders for the year
2003
10. Others Other No Action *
2. Ratify the Board of Directors Mgmt No Action *
business activities during 2003 as
described in the Annual Report
3. Adopt the Company and its subsidiary Mgmt No Action *
Companies Balance Sheets and profit
and loss statements for the YE 31 DEC
2003
4. Approve the appropriation of profit Mgmt No Action *
and the payment of dividend from 2003
operations
5. Elect the Directors to replace those Mgmt No Action *
who retires by rotation
6. Elect a new Director Mgmt No Action *
7. Acknowledge the Directors Mgmt No Action *
8. Approve the appointment of the Mgmt No Action *
Auditors and their remuneration for
the year 2004
9. Approve the allotment of 5,317,000 Mgmt No Action *
units of warrants in the 5th year of
5-year Employee Stock Option Program
and the allotment of warrants to
Directors and employees of the
Company and its subsidiaries who will
be entitled to receive warrants in
accumulation of more than 5% of the
total warrants issued and offered
under the ESOP Program
- -------------------------------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LTD Agenda: 700424182
CUSIP: Y8972V101 Meeting Type: EGM
Ticker: Meeting Date: 12/5/2003 ISIN: CN0006030588
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
PLEASE NOTE THAT THIS IS AN AMENDMENT Non- No Action *
TO MEETING # 115280 DUE TO REVISED Voting
WORDING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 Elect Mr. Ma Tiesheng as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.10 Elect Mr. Li Xiaoguang as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.11 Elect Mr. Si Yupei as a Director for Mgmt No Action *
the second Board of the Company for a
term of three years and authorize
the Board to enter into the service
contract for Director and approve to
fix the remuneration thereof
1.12 Elect Mr. Song Jian as a Director for Mgmt No Action *
the second Board of the Company for
a term of three years and authorize
the Board to enter into the service
contract for Director and approve to
fix the remuneration thereof
1.13 Elect Mr. Wu Jiapei as a Non- Mgmt No Action *
Executive Director for the second
Board of the Company for a term of
three years and authorize the Board
to enter into the service contract
for Director
1.14 Elect Mr. Chow Kwok Wah James as a Mgmt No Action *
Non-Executive Director for the second
Board of the Company for a term of
three years and authorize the Board
to enter into the service contract
for Director and approve to fix the
remuneration thereof
1.15 Elect Mr. Lee Kwok Ming as a Non- Mgmt No Action *
Executive Director for the second
Board of the Company for a term of
three years and authorize the Board
to enter into the service contract
for Director and approve to fix the
remuneration thereof
1.2 Elect Mr. Wang Quanhua as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.3 Elect Mr. Cao Jianxiong as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.4 Elect Mr. Zhang Xueren as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.5 Elect Mr. Zhu Yong as a Director for Mgmt No Action *
the second Board of the Company for a
term of three years and authorize
the Board to enter into the service
contract for Director and approve to
fix the remuneration thereof
1.6 Elect Mr. Rong Gang as a Director for Mgmt No Action *
the second Board of the Company for
a term of three years and authorize
the Board to enter into the service
contract for Director and approve to
fix the remuneration thereof
1.7 Elect Mr. Yang Yatie as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.8 Elect Mr. Ding Weiping as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
1.9 Elect Mr. Song Jinxiang as a Director Mgmt No Action *
for the second Board of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Director and
approve to fix the remuneration
2.1 Elect Mr. Li Xiaojun as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.2 Elect Mr. Chen Lihong as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.3 Elect Mr. Du Hongying as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.4 Elect Mr. Zhang Yakun as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.5 Elect Mr. Wang Yongqiang as a Mgmt No Action *
Supervisor for the second Supervisory
Committee of the Company for a term
of three years and authorize the
Board to enter into the service
contract for Supervisor and approve
to fix the remuneration thereof
2.6 Elect Mr. Tan Xiaoxi as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.7 Elect Mr. Zhang Xin as a Supervisor Mgmt No Action *
for the second Supervisory Committee
of the Company for a term of three
years and authorize the Board to
enter into the service contract for
Supervisor and approve to fix the
remuneration thereof
2.8 Elect Mr. Rao Geping as a Independent Mgmt No Action *
Supervisor for the second
Supervisory Committee of the Company
for a term of three years and
authorize the Board to enter into the
service contract for Supervisor and
approve to fix the remuneration
3. Approve that the ongoing connected Mgmt No Action *
transactions, which the Company
expects to occur on a regular and
continuous basis in the ordinary and
usual course of business of the
Company and its subsidiaries and
authorize the Directors of the
Company to do all such further acts
and things and execute all such
further documents and take all such
steps which in their opinion may be
necessary, desirable or expedient to
implement and/or give effect to terms
of such connected transactions
4. Amend, subject to the registration by Mgmt No Action *
the State Administration for
Industry and Commerce, Articles 1 and
21 of the Articles of Association
- -------------------------------------------------------------------------------------------------------
TSINGTAO BREWERY CO LTD Agenda: 700388437
CUSIP: Y8997D102 Meeting Type: EGM
Ticker: Meeting Date: 8/13/2003 ISIN: CN0008870445
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
2. Appoint Mr. Stephen J. Burrows as a Mgmt No Action *
Non-Executive Director of the Company
3. Appoint Mr. David Andrew Renaud as a Mgmt No Action *
Supervisor of the Company
4. Elect Mr. Chu Zhen Gang currently a Mgmt No Action *
Non-Executive Director of the Company
as an Independent Director of the
Company in accordance with the
provisions of the Articles of
Association
S.1 Amend Articles of Association of the Mgmt No Action *
Company to delete and replace
Paragraph 1 of Article 93, Article
122 and Article 123
- -------------------------------------------------------------------------------------------------------
UMW HOLDINGS BHD Agenda: 700401564
CUSIP: Y90510101 Meeting Type: EGM
Ticker: Meeting Date: 8/27/2003 ISIN: MYL4588OO009
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve to increase the authorized Mgmt No Action *
share capital from MYR 500,000,000 to
MYR 600,000,000
2. Approve the bonus issue in the Mgmt No Action *
proportion of 2 new ordinary shares
for every 3 existing ordinary shares
of the Company of par value MYR 3.00
each
- -------------------------------------------------------------------------------------------------------
VENTURE CORPORATION LTD Agenda: 700489986
CUSIP: Y9360Y103 Meeting Type: AGM
Ticker: Meeting Date: 4/30/2004 ISIN: SG0531000230
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
Transact any other business Non- No Action *
Voting
1. Receive and adopt the Directors Mgmt No Action *
report and the audited accounts of
the Company for the YE 31 DEC 2003
together with the Auditors report
thereon
2. Declare a final dividend of 25% tax- Mgmt No Action *
exempt and a bonus dividend of 50%
less income tax for the YE 31 DEC
2003 2002 : final tax-exempt
dividend of 15% and bonus tax-exempt
dividend of 15%
3. Re-elect Mr. Soo Eng Hiong as a Mgmt No Action *
Director, who retires pursuant to
Article 74 of the Company s Articles
of Association
4. Re-elect Mr. Goh Geok Ling as a Mgmt No Action *
Director, who retires pursuant to
Article 74 of the Company s Articles
of Association and remains as the
Member of the Audit Committee and
will be considered independent for
the purpose of Rule 704(8) of the
Listing Manual of the Singapore
Exchange Securities Trading Limited
5. Re-elect Mr. Goon Kok Loon as a Mgmt No Action *
Director, who retires pursuant to
Article 74 of the Company s Articles
of Association and remains as the
Member of the Audit Committee and the
Compensation Committee and will be
considered independent for the
purpose of Rule 704(8) of the Listing
Manual of the Singapore Exchange
Securities Trading Limited
6. Re-elect Mr. Cecil Vivian Richard Mgmt No Action *
Wong as a Director, who retires under
Section 153(6) of the Companies Act,
Chapter 50 and remains as a Chairman
of the Audit Committee and Share
Option Committee and the Member of
the Nominating Committee and
Compensation Committee and will be
considered independent for the
purpose of Rule 704(8) of the Listing
Manual of the Singapore Exchange
Securities Trading Limited
7. Approve the payment of the Directors Mgmt No Action *
fees of SGD 86,000 for YE 31 DEC
2003 2002: SGD 86,000
8. Re-appoint Deloitte & Touche as the Mgmt No Action *
Company s Auditors; and authorize the
Directors to fix their remuneration
9. Authorize the Directors, pursuant to Mgmt No Action *
Section 161 of the Companies Act,
Chapter 50, to allot and issue shares
up to 10% of issued share capital,
to issue shares in the capital of the
Company at any time upon such terms
and conditions and for such purpose
as the Directors may in their
absolute discretion deem fit provided
always that the aggregate number of
shares to be issued pursuant to this
resolution shall not exceed 10% of
the issued share capital of the
Company for the time being
10. Authorize the Directors to allot and Mgmt No Action *
issue from time to time such number
of shares in the capital of the
Company as may be required to be
issued pursuant to the exercise of
options granted under the Venture
Manufacturing Singapore Limited
Executives Share Option Scheme the
Scheme provided always that the
aggregate number of shares to be
issued pursuant to the Scheme shall
not exceed 25% of the issued share
capital of the company from time to
time and that the aggregate number of
shares to be issued to controlling
shareholders as defined in the
Scheme or their Associates shall not
exceed 25% of the total number of
shares available under the Scheme and
the number of shares to be issued to
each controlling shareholder or his
Associate shall not exceed 10% of the
total number of share available
under the Scheme
- -------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda: 700504067
CUSIP: Y9551M108 Meeting Type: AGM
Ticker: Meeting Date: 5/18/2004 ISIN: HK0004000045
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive and approve the statements of Mgmt No Action *
accounts and the reports of the
Directors and the Auditors for the YE
31 DEC 2003
2. Declare a final dividend for the YE Mgmt No Action *
31 DEC 2003
3. Re-elect the retiring Directors Mgmt No Action *
4. Appoint the Auditors and authorize Mgmt No Action *
the Directors to fix their
5. Authorize the Directors of the Mgmt No Action *
Company to purchase shares in the
capital of the Company during the
relevant period, on The Stock
Exchange of Hong Kong Limited or any
other stock exchange may recognized
by the Securities and Futures
Commission of Hong Kong and The stock
exchange of Hong Kong Limited under
the Code on share repurchases, not
exceeding 10% of the aggregate
nominal amount of the issued share
capital of the Company; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
which the next AGM of the Company is
6. Authorize the Directors of the Mgmt No Action *
Company to allot, issue and deal with
additional shares in the capital of
the Company and make or grant offers,
agreements and options during and
after the relevant period, not
exceeding 20% of the aggregate
nominal amount of the issued share
capital of the Company; and the
nominal amount of share capital of
the Company repurchased by the
Company subsequent to the passing of
this resolution 10% of the aggregate
nominal amount of the share capital
of the company in issue at the date
of passing this resolution ,
otherwise than pursuant to: i) any
executive or employee share option or
incentive scheme; or ii) a rights
issue; or iii) any scrip dividend or
similar arrangement; Authority
expires the earlier of the conclusion
of the next AGM of the Company or
the expiration of the period within
7. Approve to extend the general mandate Mgmt No Action *
granted to the Directors of the
Company to allot, issue and deal with
additional shares of the Company
pursuant to Resolution 6, by an
amount representing the aggregate
nominal amount of the share capital
repurchased by the Company pursuant
to Resolution 5, provided that such
amount does not exceed 10% of the
aggregate nominal amount of the
issued share capital of the Company
at the date of passing
S.8 Amend the Articles of Association of Mgmt No Action *
the Company as follows: a) by adding
the new definition after the
definition in Article 2; b) by adding
a new Article 84A immediately after
Article 84; c) by deleting sub-
paragraphs (B)(i) and (ii) of Article
102 in their entireties and
substituting with the new sub-
paragraphs; by deleting Article 06 in
its entirety and substituting with
new Article; and e) by deleting a
word in first line in Article 107 and
substituting with a new word and by
deleting the margin note of Article
107 in its entirety and substituting
with a new margin note
- -------------------------------------------------------------------------------------------------------
WIPRO LTD Agenda: 700525617
CUSIP: Y96659142 Meeting Type: AGM
Ticker: Meeting Date: 6/11/2004 ISIN: INE075A01022
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Receive the audited balance sheet as Mgmt No Action *
at 31 MAR 2004 and the profits and
loss account for the YE on that date
and the reports of the Directors and
Auditors thereon
2. Declare final dividend and a one-time Mgmt No Action *
dividend on the equity shares
3. Reappoint a Directors in place of Mr. Mgmt No Action *
B.C. Prabhakar, who retires by
rotation and being eligible, offers
himself for reappointment
4. Reappoint a Directors in place of Mr. Mgmt No Action *
N. Vaghul, who retires by rotation
and being eligible, offers himself
for reappointment
5. Appoint M/s. N.M. Raiji & Co., as the Mgmt No Action *
Auditors to hold office from the
conclusion of this meeting until the
conclusion of the next AGM of the
Company at the remuneration to be
decided by the Audit Committee of the
Board from time to time
6. Re-appoint of Mr. Vivek Paul, subject Mgmt No Action *
to the provisions of the Sections
269, 309, 311 and other applicable
provisions, if any, of the Companies
Act, 1956, and the approval of the
Government of India, as whole time
Directors designated as Vice Chairman
of the Company for a further period
of 5 years with the effect from 26
JUL 2004, as well as the payment of
Base salary, commission, perquisites
and other benefits to Mr. Vivek Paul,
Vice Chairman Remuneration as was
applicable up to 25 JUL 2004 be
approved; and revision in the
remuneration payable to Mr. Vivek
Paul, Vice Chairman be recommended by
the compensation and benefits
committee to the Board for its
approvals, from time to time and will
be subject to the approval of the
Members of the Company
7. Approve the authorized share capital Mgmt No Action *
of the Company be increased, pursuant
to the Section 16 and the Section 94
and other applicable provisions of
the Companies Act, 1956, from INR
1000,000,000 to INR 1750,000,000 new
equity share of INR 2 each and
accordingly amend the Memorandum of
Association of the Company
S.10 Approve that, pursuant to the Mgmt No Action *
provisions of Section 61 of the
Companies Act 1956, and the
Securities Exchange Board of India
guidelines, 2003 and other statutory
provisions as will be applicable from
time to time, the Equity Shares of
the Company be got delisted from all
or anyone or more of the following
stock exchanges: a) Delhi Stock
Exchange Association Ltd., New Delhi
b) Calcutta Stock Exchange
Association Ltd., Kolkata c) Stock
Exchange Association., Ahmendabad c)
Stock Exchange- Ahemedabad d) Cochin
Stock Exchange Ltd, Cochin d)
Bangalore Stock Exchange Ltd,
Bangalore; authorize the Chairman and
the Managing Director and
Directors/Company Secretary of the
Company to do all such acts, deeds
and things and to sign all such
documents papers and writings as will
be necessary to give effect to this
S.11 Approve that, pursuant to the Mgmt No Action *
provisions of the Section 81(1A) and
all other applicable provisions of
the Companies Act 1956, including the
relevant notifications issued by the
Reserve Bank of India, issue of
Foreign Currency Convertible Bonds
and the ordinary shares through
Depositary Receipt Mechanism Scheme
1993 and SEBI Employees Stock Option
Scheme and Employee Stock Purchase
Scheme 1999 issued by the Securities
and the Exchange Board of Indian on
Employees Stock Option Plans, the
Memorandum of Association and the
Articles of Association of the Wipro
Limited and subject to the approval,
consent, permission and sanction if
any, of the appropriate
authorities/institutions of bodies as
may be necessary and subject to such
terms and the conditions as may be
prescribed, consent of the Company be
and it is hereby accorded to the
Board of Directors to issue, offer
and allot to any one or more or all
of the permanent employees of the
Company including executive and non-
executive Directors but excluding the
promoter Directors and the Directors
holding directly or indirectly more
than 10% of the outstanding equity
shares of the Company Restricted
Stock Units RSU convertible in to
equity shares at the option of the
Company and holder of the securities
linked to equity shares through
American Depository Receipts ADRs
and Global Depositary Receipts GDRs
and any other instruments or
securities subscribed to in foreign
currency, by the said persons
identified above pursuant to an ADS
Restricted Stock Unit Plan 2004 which
is linked to ADRs, GDRs /
securities, and which upon conversion
of the units could give rise to the
issue of securities up to 2,000,000
or such other adjusted of any bonus,
stock splits or consolidations or
other re-organization of the capital
structure of the Company underlying
equity shares at an exercise price of
not less than the face value of the
equity shares ; authorize the Board
of Directors on behalf of the Company
to issue, offer and allot to any one
or more or all of the permanent
employees of the subsidiary Companies
of the Company whether in India or
Overseas including executive and
non-executive Directors of such
subsidiary Companies but excluding
Promoter Directors and Directors
holding directly or indirectly more
than 10% of the outstanding equity
shares of the Company and the
subject to approval of SEBI and other
statutory authorities to such other
category of persons as may be
permitted from time to time and as
may be deemed necessary by the Board
of Directors of the Company, such
number of underlying equity shares
and securities convertible in to
equity shares at the option of the
Company and holder of the securities
linked to equity shares through
American Depositary Receipts ADRs
and Global Depositary Receipts GDRs
and any other instruments or
securities subscribed to in foreign
currency by the said persons
identified above pursuant to a
Restricted Stock Unit Plan 2004 which
is linked to ADRs / GDRs /
Securities, and which upon conversion
of the units could give rise to the
issue of securities within the
overall limit of up to 2,000,0000
such other adjusted figure for any
bonus, stock splits or consolidations
or other re-organization of the
capital structure of the Company
underlying equity shares referred to
above, at an exercise price of not
less than the face value of the
equity shares as will be decided by
the Administrator at the time of
grant of RSUs; authorize the Board of
Directors to determine all other
terms and conditions of the issue of
the said RSUs and to take all such
actions as the Board may deem fit;
authorize the Company and/or agency
or body will issue depository
receipts representing the underlying
equity shares or other securities
issued by the Company in registered
form with such features and
attributes as are prevalent in
international capital markets for
instruments of this nature and to
provide for the tradability or free
transferability thereof as per the
international practices and
regulations, and under the forms and
practices prevalent in the
international markets including
filing any statements and any
amendments thereto with the United
Stated Securities and Exchange
Commission SEC and / or such other
relevant regulatory authority as may
be necessary; authorize the Board, to
issue and allot such number of
equity shares as may be required to
be issued and allotted upon
conversion of any unit or as may deem
in accordance with the terms of the
offering, all such shares ranking
pari passu with the equity shares of
the Company in all respects excepting
such right as to dividend as may be
provided in the Statement filed,
referred to above and as amended from
time to time; for the purpose of
giving effect to any issue or
allotment of equity shares or
securities or instruments
representing the same as specified,
on behalf of the company to do all
such acts, deeds, matters and things
as it may in its absolute discretion
deem necessary or desirable for such
purpose, including without
limitation, filing necessary
documents/statements with the
securities and Exchange Commission or
such other regulatory authority as
may deem for listing the securities
on the New York Stock Exchange or
NASDAQ National market or such other
international stock exchange and
entering into of depository
arrangements in regard to any such
issue or allotment, as it may in
its/their absolute discretion deem
fit; to settle all questions,
difficulties or doubts that may arise
in regard to the issue, offer or
allotment of securities or of units
giving rise to shares/securities upon
exercise and utilization of the
issue proceeds as it may in its
absolute discretion deem fit without
being required to seek any further
consent or approval of the members or
otherwise to the end and intent that
the members shall be deemed to have
given their approval thereto
expressly by the authority of these
resolutions; to delegate all or any
of the powers herein conferred to any
Committed of the Directors or Chief
Executive Officer or any Executive
Director or Directors
S.12 Authorize the, Board of Directors Mgmt No Action *
pursuant to the provisions of Section
81 (1A) and all other applicable
provisions of the Companies Act 1956,
including the relevant circulars and
notifications issued by the Reserve
Bank of India RBI , SEBI Employee
Stock Option Scheme and Employee
Stock Purchase Scheme, Guidelines,
1999 the SEBI ESOP Guidelines
issued by securities and Exchange
Board of India on Employee Stock
Option and Stock Purchase Plans and
the Memorandum of Association and
Articles of Association of Wipro
Limited the Company and subject to
the approval, consent, permission
and/or sanction if any of the
appropriate authorities/institution
or bodies as may deem and subject to
such terms and conditions as
specified, consent of the Company to
issue, offer and allot to any one or
more or all of the permanent
employees of the Company including
Executive and Non-Executive Directors
but excluding the promoter Directors
and Directors holding directly or
indirectly more than more than 10% of
the outstanding equity shares of the
Company Restricted Stock Units
RSUs convertible into equity shares
at the option of the Company and/or
holder of the securities linked to
equity shares upto 2,000,000 2
million or such other adjusted
figure for any bonus, stock splits or
consolidations or other re-
organization of the capital structure
of the Company as may be applicable
from time to time Restricted Stock
Units convertible into equity shares
</Table>
<Table>
of nominal value INR 2 each under a
Restricted Stock Unit Plan 2004 to be
created by the company for the
benefit of the employees, at an
exercise price of not less than the
face value of the equity shares on
the terms and conditions as
specified; authorize the Board of
Directors pursuant to the Restricted
Stock Unit Plan 2004 to be created by
the Company, to issue, offer and
allot such number of equity shares of
the Company within the overall limit
of upto 2,000,000 2 million or
such other adjusted figure for any
bonus, stock splits or consolidations
or other re-organization of the
capital structure of the Company as
may be applicable from time to time
RSUs convertible into equity shares
referred to above to the permanent
employees of the subsidiary Companies
of the Company whether in India or
overseas including Executive and
Non-Executive Directors of such
subsidiary companies but excluding
promoter Directors and Directors
holding directly or indirectly more
than 10% of the outstanding equity
shares of the company and subject to
approval of the SEBI and other
Statutory authorities to such other
category of persons as may be
permitted from time to time and as
may be deemed necessary by the Board
of Directors of the Company; the
Board of Directors to determine all
other terms and conditions of the
issue of the said Restricted Stock
Units as the Board may in its
absolute discretion determine; the
Board to issue and allot such number
of equity shares as may be required
to be issued and allotted upon
conversion of any RSUs or as may be
necessary in accordance with the
terms of the offering, all such
shares ranking pari passu with the
equity shares of the Company in all
respects excepting such right as to
dividend as may be provide and as
amended from time to time; for the
purpose of giving effect to any issue
or allotment of equity shares or
securities or instruments
representing the same as described,
the Board and other designated
officers of the Company to do all
acts, deeds, matters and things as it
may at its/their absolute discretion
deem necessary or desirable for such
purpose, including without
limitation, filing necessary
documents/statement with the stock
exchanges, statutory authorities and
other agencies and such other
regulatory authority as may deem for
listing the securities on the stock
exchanges; the Board to settle all
questions, difficulties or doubts
that may arise in regard to the
issue, offer or allotment of
securities or of Restricted Stock
Units giving rise to
shares/securities upon exercise and
utilization of the issue proceeds as
it may in its absolute discretion
deem fit without being required to
seek any further consent or approval
of the members or otherwise to the
end and intent that the members shall
be deemed to have given their
approval thereto expressly by the
authority of these resolutions; the
Board to delegate all or any of the
powers herein conferred to any
Committee of the Directors or Chief
Executive Officer or any Executive
Director or Directors or any other
Officer or Officers of the Company to
give effect to the aforesaid
resolutions; the Board of Directors
to determine all other terms and
conditions of the issue
S.8 Approve that, pursuant to Section 31 Mgmt No Action *
and other applicable provisions of
the Companies Act, 1956 in Article 4
of the Articles of Association of the
Company INR 10000,000,000 divided in
to 375,000,000 equity shares of INR
2 each and 25,000,000 preference
shares of INR10 each be substituted
by the figures and words INR
1750,000,000 divided into 750,000,000
equity shares of INR 2 and
25,000,000 preference shares of INR
S.9 Approve that, pursuant to Article 152 Mgmt No Action *
of the Articles of Association, a
part of the amount standing to the
credit of the general reserve account
of the Company be capitalized and
applied for allotment of bonus shares
to the persons who as a date to be
herein after fixed by the Board of
Directors will be the holders of the
existing equity shares of INR 2 each
of the Company, in payment in full of
2 equity shares of INR 2 each out of
the Company s unissued equity share
capital, credited as fully paid and
be accordingly allotted as bonus
shares to such Members as aforesaid
in the proportion of 2 equity shares
of every 1 existing equity share held
by such Members respectively on the
said date; such bonus equity shares
will be subject to the Memorandum and
Articles of Association of the
Company and will rank pari passu in
all respects with and carry the same
rights as the existing equity shares
and will be entitled to participate
in full in any dividend to be
declared for the FY in which the
bonus shares are allotted; no letters
of allotment be issued with respect
to additional equity shares but the
share certificates to shareholders
who hold their existing equity shares
will be completed and ready for
dispatch within 3 months and direct
credit of additional equity shares to
shareholders who hold the existing
equity shares in electronic from will
be completed within 1 month from the
date of allotment thereof; the
allotment and issue of fully paid new
equity shares as bonus shares to the
extent that they relate to non
resident Members of the Company will
be subject to the approval of the
Reserve Bank of India under FEMA;
authorize the Board of Directors to
take all such steps for giving any
such direction as may be necessary or
desirable and to settle any question
of difficulties whatsoever that may
arise with regard to the issue,
allotment and distribution
- -------------------------------------------------------------------------------------------------------
YANZHOU COAL MINING CO LTD Agenda: 700504548
CUSIP: Y97417102 Meeting Type: AGM
Ticker: Meeting Date: 6/25/2004 ISIN: CN0009131243
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the working report of the Mgmt No Action *
Board of Directors of the Company
Board for the YE 31 DEC 2003
2. Approve the working report of the Mgmt No Action *
Supervisory committee of the Company
for the YE 31 DEC 2003
3. Approve the audited financial Mgmt No Action *
statements of the Company as at and
for the YE 31 DEC 2003
4. Approve the profit distribution plan Mgmt No Action *
and the final dividend and special
cash dividend distribution plans of
the Company for the YE 31 DEC 2003
and authorize the Board to distribute
such final dividend and special cash
dividend to the shareholder of the
Company
5. Approve to fix the remuneration of Mgmt No Action *
the Directors and Supervisors of the
Company for the YE 31 DEC 2004
6.1 Appoint Mr. Wang Xin as Director of Mgmt No Action *
the Company until the conclusion of
the next AGM of the Company
6.2 Appoint Mr. Wang Xinkun as Director Mgmt No Action *
of the Company until the conclusion
of the next AGM of the Company
6.3 Appoint Mr. Wang Quanxi as Director Mgmt No Action *
of the Company until the conclusion
of the next AGM of the Company
7. Appoint Deloitte Touche Tohmatsu Mgmt No Action *
certified public accountants in Hong
Kong and Dolitte Touche Tohmatsu
certified Public Accountants Ltd.
certified public accountants in PRC
excluding Hong Kong as the Company s
international and domestiv Auditors
for the Year 2004, to hold office
until the conclusion of the next AGM
and fix their remuneration
S.8 Amend the Articles of Association of Mgmt No Action *
the Company and authorize the Board
to do all such things as necessary in
connection with such amendments
S.9 Approve the general mandate to be Mgmt No Action *
granted to the Board to issue new
shares
10. Transact the written proposals put Other No Action *
forward at meeting by any
shareholders holding 5% or more of
the shares carrying the right to vote
- -------------------------------------------------------------------------------------------------------
SINOPEC YIZHENG CHEMICAL FIBRE CO LTD Agenda: 700433345
CUSIP: Y9841W106 Meeting Type: EGM
Ticker: Meeting Date: 12/27/2003 ISIN: CN0008902438
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the agreement entered into by Mgmt No Action *
the Company and Sinopec Zhenhai
Refining & Chemical Company Limited
ZRCC on 10 NOV 2003, for the
purchase of paraxylene from ZRCC the
agreement and the transactions
under the Agreement
2. Authorize the Directors of the Mgmt No Action *
Company to do all such acts in
connection with the Agreement and all
transactions thereunder including
the making of the relevant waiver
application to the Stock Exchange of
- -------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda: 700473325
CUSIP: Y9891F102 Meeting Type: AGM
Ticker: Meeting Date: 5/21/2004 ISIN: CN0009068411
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the report of the Directors Mgmt No Action *
for the year 2003
2. Approve the report of the Supervisory Mgmt No Action *
Committee for the year 2003
3. Approve the audited financial Mgmt No Action *
statements for the year 2003
4. Approve the distribution of profits Mgmt No Action *
for the year 2003
5. Approve the financial budget for the Mgmt No Action *
year 2004
6. Re-appoint Ernst & Young Hong Kong Mgmt No Action *
certified Public Accountants and
Zhejiang Pan-China certified Public
Accountants as the international
Auditors and the PRC Auditors of the
Company respectively and authorize
the Board of Directors to fix the
remunerations
S.1 Authorize the Board of Directors of Mgmt No Action *
the Company: 1) subject to Paragraphs
(2) and (3) below, to exercise
during the relevant period Paragraph
(4) all the powers of the Company
to allot, issue or otherwise deal
with, either separately or
concurrently, each of the existing
issued Domestic Shares Domestic
Shares and overseas listed foreign
shares H Shares in the capital of
the Company; 2) subject to the
approval as required under Paragraph
(1) above, to allot or issue Domestic
Shares and H Shares, either
separately or concurrently, of not
more than 20% of each of the existing
issued Domestic Shares and H Shares
in the capital of the Company as at
the date of passing this resolution;
3) approval as required in Paragraph
(1) above is subject to the granting
of approval from the China Securities
Regulatory Commission; 4) authority
expires the earlier of the conclusion
of the next AGM or 12 months from
the passing of this resolution; and
5) to make appropriate amendments to
the relevant Article of the Articles
of Association of the Company after
the completion of the allotment and
issuance as provided in Paragraph (1)
above, to increase the share capital
of the Company and reflect the new
share structure of the Company and to
complete the related registration
formalities with the relevant
S.2 Authorize the Board of Directors of Mgmt No Action *
the Company to amend the Articles of
Association of the Company; and
authorize the Board to modify the
wordings of the amendments as
appropriate and to do all such things
as necessary in respect of the
amendments pursuant to the
requirements if any of the relevant
PRC authorities or under the rules
of any stock exchange on which any
securities of the Company are listed:
1) amend Sub-Paragraph (1) of
Article 40; 2) by inserting new
Article 48A after the existing
Article 48 and before the existing
Article 49; 3) amend the first
Paragraph of Article 70; 4) by
inserting new Article 81A after the
existing Article 81 and before the
existing Article 82; 5) amend the
second Paragraph of Article 91; 6)
amend the second and third Paragraphs
of Article 126; 7) amend Article
127
- -------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda: 700404609
CUSIP: Y9891F102 Meeting Type: EGM
Ticker: Meeting Date: 10/9/2003 ISIN: CN0009068411
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
1. Approve the proposed interim dividend Mgmt No Action *
of the Company for the 6 months
ended 30 JUN 2003
*Management position unknown
====================== FIFTH THIRD INTERNATIONAL GDP FUND ======================
======================= FIFTH THIRD LARGE CAP CORE FUND ========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
A.G. EDWARDS, INC.
Ticker: AGE Security ID: 281760108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bagby For For Management
1.2 Elect Director Dr. E. Eugene Carter For For Management
1.3 Elect Director Peter B. Madoff For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Cannon For For Management
1.2 Elect Director Bruce R. Chizen For For Management
1.3 Elect Director James E. Daley For For Management
1.4 Elect Director Charles M. Geschke For For Management
1.5 Elect Director Delbert W. Yocam For For Management
2 Amend Omnibus Stock Plan For For Management
3 Expense Stock Options Against For Shareholder
4 Adopt a Plocy that will Committ Against For Shareholder
Executives to Hold a Significant
Percentage of their Shares
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 8190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II For For Management
1.3 Elect Director Michael H. Armacost For Withhold Management
1.4 Elect Director Kriss Cloninger III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke, Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director Nobuhiro Mori For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director Glenn Vaughn, Jr. For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director James G. Andress For For Management
1.3 Elect Director Edward A. Brennan For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Ronald T. LeMay For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director J. Christopher Reyes For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director Judith A. Sprieser For For Management
1.12 Elect Director Mary Alice Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Robert E. R. Huntley For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director John S. Reed For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Report on Product Warnings for Pregnant Against Against Shareholder
Women
4 Report on Health Risks Associated with Against Against Shareholder
Cigarette Filters
5 Political Contributions/Activities Against Against Shareholder
6 Cease Use of Light and Ultra Light in Against Against Shareholder
Cigarette Marketing
7 Place Canadian Style Warnings on Against Against Shareholder
Cigarette Packaging
8 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For For Management
1.2 Elect Director Carlos Fernandez G. For For Management
1.3 Elect Director James R. Jones For For Management
1.4 Elect Director Andrew C. Taylor For For Management
1.5 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Chevassus For For Management
1.2 Elect Director Stephen J. Hagge For For Management
1.3 Elect Director Carl A. Siebel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Per-Olof Aronson For For Management
1.2 Elect Director Walter Kunerth For For Management
1.3 Elect Director Lars Westerberg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 53015103
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Joseph A. Califano, Jr. For For Management
1.5 Elect Director Leon G. Cooperman For For Management
1.6 Elect Director Ann Dibble Jordan For For Management
1.7 Elect Director Harvey M. Krueger For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Henry Taub For For Management
1.10 Elect Director Arthur F. Weinbach For For Management
1.11 Elect Director Josh S. Weston For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Fogarty For For Management
1.2 Elect Director Susan J. Kropf For For Management
1.3 Elect Director Maria Elena Lagomasino For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Report on Feasibility of Removing Against Against Shareholder
Parabens from Company Products
6 Report on Feasibility of Removing Dibutyl Against Against Shareholder
Phthalate from Company Products
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BANK ONE CORP.
Ticker: ONE Security ID: 06423A103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director John H. Bryan For For Management
2.2 Elect Director Stephen B. Burke For For Management
2.3 Elect Director James S. Crown For For Management
2.4 Elect Director James Dimon For For Management
2.5 Elect Director Maureen A. Fay For For Management
2.6 Elect Director Laban P. Jackson, Jr. For For Management
2.7 Elect Director John W. Kessler For For Management
2.8 Elect Director Robert I. Lipp For For Management
2.9 Elect Director Richard A. Manoogian For For Management
2.10 Elect Director David C. Novak For For Management
2.11 Elect Director John W. Rogers, Jr. For For Management
2.12 Elect Director Frederick P. Stratton, For For Management
Jr.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAUSCH & LOMB INC.
Ticker: BOL Security ID: 071707103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Kenneth L. Wolfe For For Management
1.4 Elect Director Ronald L. Zarrella For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BECKMAN COULTER, INC.
Ticker: BEC Security ID: 075811109
Meeting Date: APR 1, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Dollens For Withhold Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William N. Kelley, M.D. For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. DeGraan For For Management
1.3 Elect Director James F. Orr For For Management
1.4 Elect Director Margaretha af Ugglas For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Armando M. Codina For For Management
1.3 Elect Director Leo F. Mullin For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Limit Executive Compensation Against Against Shareholder
6 Limit Executive Compensation Against Against Shareholder
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 90613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director M. Anthony Burns For For Management
1.5 Elect Director Kim B. Clark For For Management
1.6 Elect Director Manuel A. Fernandez For For Management
1.7 Elect Director Benjamin H. Griswold, IV For For Management
1.8 Elect Director Anthony Luiso For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 55921100
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director John W. Barter For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director L.W. Gray For For Management
1.7 Elect Director Kathleen A. O'Neil For For Management
1.8 Elect Director George F. Raymond For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Vilma S. Martinez For Withhold Management
1.3 Elect Director Marc F. Racicot For Withhold Management
1.4 Elect Director Roy S. Roberts For For Management
1.5 Elect Director Matthew K. Rose For For Management
1.6 Elect Director Marc J. Shapiro For For Management
1.7 Elect Director J.C. Watts, Jr. For For Management
1.8 Elect Director Robert H. West For For Management
1.9 Elect Director J. Steven Whisler For For Management
1.10 Elect Director Edward E. Whitacre, Jr. For For Management
1.11 Elect Director Michael B. Yanney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Welters For For Management
1.2 Elect Director Tony L. White For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CERIDIAN CORPORATION
Ticker: CEN Security ID: 156779100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cadogan For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Robert H. Ewald For For Management
1.4 Elect Director Ronald T. LeMay For For Management
1.5 Elect Director George R. Lewis For For Management
1.6 Elect Director Ronald L. Turner For For Management
1.7 Elect Director Carole J. Uhrich For For Management
1.8 Elect Director Alan F. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CERTEGY INC
Ticker: CEY Security ID: 156880106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Hunt For For Management
1.2 Elect Director Phillip B. Lassiter For For Management
1.3 Elect Director Kathy Brittain White For For Management
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Warren E. Buffett For Withhold Management
1.5 Elect Director Douglas N. Daft For For Management
1.6 Elect Director Barry Diller For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Susan Bennett King For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director Donald F. Mchenry For For Management
1.11 Elect Director Robert L. Nardelli For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director J. Pedro Reinhard For For Management
1.14 Elect Director James D. Robinson III For For Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Report on Operational Impact of HIV/AIDS For For Shareholder
Pandemic
4 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
5 Prohibit Awards to Executives Against Against Shareholder
6 Submit Executive Compensation to Vote Against For Shareholder
7 Submit Executive Compensation to Vote Against Against Shareholder
8 Implement China Principles Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Brady For For Management
1.2 Elect Director James R. Curtiss For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Robert J. Lawless For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Lane For For Management
1.2 Elect Director Antonio Madero B. For For Management
1.3 Elect Director Aulana L. Peters For For Management
1.4 Elect Director John R. Walter For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ferguson For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director David M. Gavin For For Management
1.4 Elect Director Michael E. Gellert For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
DORAL FINANCIAL CORP.
Ticker: DRL Security ID: 25811P100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Bonini For For Management
1.2 Elect Director Edgar M. Cullman, Jr For For Management
1.3 Elect Director John L. Ernst For For Management
1.4 Elect Director Peter A. Hoffman For For Management
1.5 Elect Director Efraim Kier For For Management
1.6 Elect Director Salomon Levis For For Management
1.7 Elect Director Zoila Levis For For Management
1.8 Elect Director Harold D. Vicente For For Management
1.9 Elect Director John B. Hughes For For Management
2 Increase Authorized Common Stock For For Management
3 Increase Authorized Preferred Stock For Against Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold A. Allemang For For Management
1.2 Elect Director John C. Danforth For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Andrew N. Liveris For For Management
1.5 Elect Director James M. Ringler For For Management
1.6 Elect Director William S. Stavropoulos For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Report on Social Initiatives in Bhopal Against Against Shareholder
- --------------------------------------------------------------------------------
DUN & BRADSTREET CORP, THE
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alden For For Management
1.2 Elect Director Allan Z. Loren For For Management
1.3 Elect Director Victor A. Pelson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EATON CORP.
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Critelli For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director Kiran M. Patel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Copeland, Jr For For Management
1.2 Elect Director Lee A. Ault III For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director A. William Dahlberg For For Management
1.5 Elect Director L. Phillip Humann For For Management
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Bruce W. Duncan For For Management
1.4 Elect Director Stephen O. Evans For For Management
1.5 Elect Director James D. Harper, Jr. For For Management
1.6 Elect Director Boone A. Knox For For Management
1.7 Elect Director Desiree G. Rogers For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Amend Articles/Bylaws/Charter to Remove For For Management
Antitakeover Provision(s)
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORP.
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas DeBenedictis For For Management
1.2 Elect Director G. Fred Dibona, Jr. For For Management
1.3 Elect Director Sue L. Gin For For Management
1.4 Elect Director Edgar D. Jannotta For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara Levinson For Withhold Management
1.2 Elect Director Joseph Neubauer For Withhold Management
1.3 Elect Director Joseph A. Pichler For Withhold Management
1.4 Elect Director Karl M. von der Heyden For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For Withhold Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLEETBOSTON FINANCIAL CORP.
Ticker: FLT Security ID: 339030108
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne M. Tatlock For Withhold Management
1.2 Elect Director Norman H. Wesley For Withhold Management
1.3 Elect Director Peter M. Wilson For Withhold Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Behar For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Donald G. Fisher For For Management
1.4 Elect Director Doris F. Fisher For For Management
1.5 Elect Director Robert J. Fisher For For Management
1.6 Elect Director Glenda A. Hatchett For For Management
1.7 Elect Director Penelope L. Hughes For For Management
1.8 Elect Director Bob L. Martin For For Management
1.9 Elect Director Jorge P. Montoya For For Management
1.10 Elect Director Paul S. Pressler For For Management
1.11 Elect Director James M. Schneider For For Management
1.12 Elect Director Mayo A. Shattuck III For For Management
1.13 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Percy N. Barnevik For For Management
1.2 Elect Director John H. Bryan For For Management
1.3 Elect Director Armando M. Codina For For Management
1.4 Elect Director George M.C. Fisher For For Management
1.5 Elect Director Karen Katen For For Management
1.6 Elect Director Kent Kresa For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Philip A. Laskawy For For Management
1.9 Elect Director E.Stanley O'Neal For For Management
1.10 Elect Director Eckhard Pfeiffer For For Management
1.11 Elect Director G.Richard Wagoner, Jr. For For Management
2 Ratify Auditors For For Management
3 Prohibit Awards to Executives Against Against Shareholder
4 Prohibit Awards to Executives Against Against Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Limit Composition of Committees to Against Against Shareholder
Independent Directors
7 Report on Greenhouse Gas Emissions Against Against Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Establish Executive and Director Stock Against Against Shareholder
Ownership Guidelines
- --------------------------------------------------------------------------------
GENERAL MOTORS CORP.
Ticker: GM Security ID: 370442105
Meeting Date: OCT 3, 2003 Meeting Type: Written Consent
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles For For Management
3 Approve Hughes Split-Off For For Management
4 Approve GM/News Stock Sale For For Management
5 Approve News Stock Acquisition For For Management
6 Amend Articles For For Management
- --------------------------------------------------------------------------------
GILLETTE CO., THE
Ticker: G Security ID: 375766102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. DeGraan For Withhold Management
1.2 Elect Director Wilbur H. Gantz For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Jorge Paulo Lemann For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
GUIDANT CORP.
Ticker: GDT Security ID: 401698105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice A. Cox, Jr. For For Management
1.2 Elect Director Nancy-Ann Min DeParle For For Management
1.3 Elect Director Ronald W. Dollens For For Management
1.4 Elect Director Enrique C. Falla For For Management
1.5 Elect Director Kristina M. Johnson, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 93671105
Meeting Date: SEP 10, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kenneth Baum For For Management
1.2 Elect Director Henry F. Frigon For For Management
1.3 Elect Director Roger W. Hale For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director John M. Connors, Jr. For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Alan G. Hassenfeld For For Management
1.6 Elect Director Claudine B. Malone For For Management
1.7 Elect Director Edward M. Philip For For Management
1.8 Elect Director Paula Stern For For Management
1.9 Elect Director Alfred J. Verrecchia For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HNI CORP
Ticker: HNI Security ID: 438092108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Halbrook For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director Jack D. Michaels For For Management
1.4 Elect Director Abbie J. Smith For For Management
2 Change Company Name For For Management
3 Amend Articles to Remove Antitakeover For For Management
Provisions
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Jackson Ratcliffe For For Management
1.2 Elect Director E. Richard Brooks For For Management
1.3 Elect Director George Edwards, Jr. For For Management
1.4 Elect Director Joel Hoffman For For Management
1.5 Elect Director Andrew McNally IV For For Management
1.6 Elect Director Daniel Meyer For For Management
1.7 Elect Director Timothy Powers For For Management
1.8 Elect Director Malcolm Wallop For For Management
1.9 Elect Director Daniel Van Riper For For Management
1.10 Elect Director Richard Swift For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan W. Ayers For For Management
1.2 Elect Director James L. Moody, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IMS HEALTH INC.
Ticker: RX Security ID: 449934108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Edwards For For Management
1.2 Elect Director David M. Thomas For For Management
1.3 Elect Director William C. Van Faasen For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.C. Godsoe For For Management
1.2 Elect Director C.J. Horner For For Management
1.3 Elect Director O.R. Smith For For Management
2 ADOPTION OF AMENDED AND RESTATED For For Management
INCENTIVE STOCK PLAN OF 1998.
3 APPROVAL OF AMENDED AND RESTATED For For Management
BYE-LAWS.
4 Ratify Auditors For For Management
5 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Against For Shareholder
BOARD OF DIRECTORS.
6 SHAREHOLDER PROPOSAL TO CHANGE THE Against Against Shareholder
COMPANY S JURISDICTION OF INCORPORATION.
7 SHAREHOLDER PROPOSAL TO REQUIRE THE Against Against Shareholder
SEPARATION OF THE CHIEF EXECUTIVE OFFICER
AND THE CHAIR OF THE BOARD.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Morean For For Management
1.2 Elect Director Thomas A. Sansone For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Mel S. Lavitt For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Frank A. Newman For For Management
1.8 Elect Director Laurence S. Grafstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL SERVICES, INC.
Ticker: JHF Security ID: 41014S106
Meeting Date: FEB 24, 2004 Meeting Type: Special
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard N. Burrow For For Management
1.2 Elect Director Mary S. Coleman For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director Robert J. Darretta For For Management
1.5 Elect Director M. Judah Folkman For For Management
1.6 Elect Director Ann D. Jordan For For Management
1.7 Elect Director Arnold G. Langbo For For Management
1.8 Elect Director Susan L. Lindquist For For Management
1.9 Elect Director Leo F. Mullin For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director David Satcher For For Management
1.12 Elect Director Henry B. Schacht For For Management
1.13 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 28, 2004 Meeting Type: Annual
Record Date: NOV 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Barnett For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jeffrey A. Joerres For For Management
1.4 Elect Director Richard F. Teerlink For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Non-Employee Director Stock For For Management
Option Plan
6 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Carson, Sr. For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy A. Johnson For For Management
1.4 Elect Director Ann Mclaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For Withhold Management
1.2 Elect Director Claudio X. Gonzalez For Withhold Management
1.3 Elect Director Linda Johnson Rice For Withhold Management
1.4 Elect Director Marc J. Shapiro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 2, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger S. Berlind For For Management
1.2 Elect Director Marsha Johnson Evans For For Management
1.3 Elect Director Sir Christopher Gent For For Management
1.4 Elect Director Dina Merrill For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank T. Cary For For Management
1.2 Elect Director Paul J. Curlander For For Management
1.3 Elect Director Martin D. Walker For For Management
1.4 Elect Director James F. Hardymon For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director Jon A. Boscia For For Management
1.3 Elect Director Eric G. Johnson For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
Ticker: LLTC Security ID: 535678106
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Swanson, Jr. For Withhold Management
1.2 Elect Director David S. Lee For For Management
1.3 Elect Director Leo T. McCarthy For For Management
1.4 Elect Director Richard M. Moley For For Management
1.5 Elect Director Thomas S. Volpe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MBNA CORP.
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Berick For Withhold Management
1.2 Elect Director Benjamin R. Civiletti For Withhold Management
1.3 Elect Director Bruce L. Hammonds For Withhold Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Randolph D. Lerner For Withhold Management
1.6 Elect Director Stuart L. Markowitz For For Management
1.7 Elect Director William B. Milstead For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Require Majority of Independent Directors Against For Shareholder
on Board
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MCKESSON CORP.
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton F. Irby III For For Management
1.2 Elect Director James V. Napier For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MERCURY GENERAL CORP.
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Joseph For For Management
1.2 Elect Director Charles E. Mcclung For For Management
1.3 Elect Director Donald R. Spuehler For For Management
1.4 Elect Director Richard E. Grayson For For Management
1.5 Elect Director Donald P. Newell For For Management
1.6 Elect Director Bruce A. Bunner For For Management
1.7 Elect Director Nathan Bessin For For Management
1.8 Elect Director Michael D. Curtius For For Management
1.9 Elect Director Gabriel Tirador For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 29, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank V. Atlee III For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Sharon R. Long, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Impact of Genetically Against Against Shareholder
Engineered Seed
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Withhold Management
1.2 Elect Director Dr. Klaus Zumwinkel For For Management
1.3 Elect Director Sir Howard Davies For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Boykin For For Management
1.2 Elect Director Linda Fayne Levinson For For Management
1.3 Elect Director Victor L. Lund For For Management
1.4 Elect Director James M. Ringler For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
4 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Michael S. Hamson For For Management
1.4 Elect Director Leo I. Higdon, Jr. For For Management
1.5 Elect Director Pierre Lassonde For For Management
1.6 Elect Director Robert J. Miller For For Management
1.7 Elect Director Wayne W. Murdy For For Management
1.8 Elect Director Robin A. Plumbridge For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Michael K. Reilly For For Management
1.11 Elect Director Seymour Schulich For For Management
1.12 Elect Director James V. Taranik For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke as Class For For Management
A Director
1.2 Elect Director Ralph D. DeNunzio as Class For For Management
A Director
1.3 Elect Director Richard K. Donahue as For Withhold Management
Class A Director
1.4 Elect Director Delbert J. Hayes as Class For For Management
A Director
1.5 Elect Director Douglas G. Houser as Class For For Management
A Director
1.6 Elect Director Jeanne P. Jackson as Class For For Management
A Director
1.7 Elect Director Philip H. Knight as Class For For Management
A Director
1.8 Elect Director Charles W. Robinson as For For Management
Class A Director
1.9 Elect Director John R. Thompson, Jr. as For Withhold Management
Class A Director
1.10 Elect Director Jill K. Conway as Class B For For Management
Director
1.11 Elect Director Alan B. Graf, Jr. as Class For For Management
B Director
1.12 Elect Director John E. Jaqua as Class B For For Management
Director
1.13 Elect Director A. Michael Spence as Class For For Management
B Director
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Wayne Gittinger For For Management
1.2 Elect Director Enrique Hernandez, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
1.4 Elect Director Bruce A. Nordstrom For For Management
1.5 Elect Director John N. Nordstrom For For Management
1.6 Elect Director Alfred E. Osborne, Jr., For For Management
Ph.D.
1.7 Elect Director William D. Ruckelshaus For For Management
1.8 Elect Director Alison A. Winter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHEAST UTILITIES
Ticker: NU Security ID: 664397106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Booth For For Management
1.2 Elect Director Cotton Mather Cleveland For For Management
1.3 Elect Director Sanford Cloud, Jr. For For Management
1.4 Elect Director James F. Cordes For For Management
1.5 Elect Director E. Gail De Planque For For Management
1.6 Elect Director John H. Forsgren For For Management
1.7 Elect Director John G. Graham For For Management
1.8 Elect Director Elizabeth T. Kennan For For Management
1.9 Elect Director Robert E. Patricelli For For Management
1.10 Elect Director Charles W. Shivery For For Management
1.11 Elect Director John F. Swope For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Carroll, Jr. For For Management
1.2 Elect Director Eric Krasnoff For For Management
1.3 Elect Director Dr. Edward L. Snyder For For Management
1.4 Elect Director Dr. James D. Watson For For Management
1.5 Elect Director Marcus Wilson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 2, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Thomas Golisano For Withhold Management
1.2 Elect Director Betsy S. Atkins For For Management
1.3 Elect Director G. Thomas Clark For Withhold Management
1.4 Elect Director David J. S. Flaschen For For Management
1.5 Elect Director Phillip Horsley For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director J. Robert Sebo For Withhold Management
1.8 Elect Director Joseph M. Tucci For Withhold Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Ray L. Hunt For For Management
1.4 Elect Director Arthur C. Martinez For For Management
1.5 Elect Director Indra K. Nooyi For For Management
1.6 Elect Director Franklin D. Raines For For Management
1.7 Elect Director Steven S. Reinemund For For Management
1.8 Elect Director Sharon Percy Rockefeller For For Management
1.9 Elect Director James J. Schiro For For Management
1.10 Elect Director Franklin A. Thomas For For Management
1.11 Elect Director Cynthia M. Trudell For For Management
1.12 Elect Director Solomon D. Trujillo For For Management
1.13 Elect Director Daniel Vasella For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director John S. McFarlane For For Management
1.4 Elect Director Eduardo R. Menasce For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Chellgren For For Management
1.2 Elect Director Robert Clay For For Management
1.3 Elect Director J. Gary Cooper For For Management
1.4 Elect Director George Davidson, Jr. For For Management
1.5 Elect Director Richard Kelson For Withhold Management
1.6 Elect Director Bruce Lindsay For For Management
1.7 Elect Director Anthony Massaro For For Management
1.8 Elect Director Thomas O'Brien For For Management
1.9 Elect Director Jane Pepper For For Management
1.10 Elect Director James Rohr For For Management
1.11 Elect Director Lorene Steffes For For Management
1.12 Elect Director Dennis Strigl For For Management
1.13 Elect Director Stephen Thieke For For Management
1.14 Elect Director Thomas Usher For For Management
1.15 Elect Director Milton Washington For For Management
1.16 Elect Director Helge Wehmeier For For Management
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Allen J. Krowe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Lewis For For Management
1.2 Elect Director Glenn M. Renwick For For Management
1.3 Elect Director Donald B. Shackelford For For Management
2 Amend Articles to Issue Shares without For For Management
Issuing Physical Certificates
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUESTAR CORP.
Ticker: STR Security ID: 748356102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teresa Beck For For Management
1.2 Elect Director R.D. Cash For For Management
1.3 Elect Director Robert E. McKee III For Withhold Management
1.4 Elect Director Gary G. Michael For For Management
1.5 Elect Director Charles B. Stanley For For Management
2 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
RADIOSHACK CORP.
Ticker: RSH Security ID: 750438103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Belatti For For Management
1.2 Elect Director Ronald E. Elmquist For For Management
1.3 Elect Director Robert S. Falcone For For Management
1.4 Elect Director Daniel R. Feehan For For Management
1.5 Elect Director Richard J. Hernandez For For Management
1.6 Elect Director Lawrence V. Jackson For Withhold Management
1.7 Elect Director Robert J. Kamerschen For For Management
1.8 Elect Director H. Eugene Lockhart For For Management
1.9 Elect Director Jack L. Messman For For Management
1.10 Elect Director William G. Morton, Jr. For For Management
1.11 Elect Director Thomas G. Plaskett For For Management
1.12 Elect Director Leonard H. Roberts For For Management
1.13 Elect Director Edwina D. Woodbury For For Management
2 Approve Deferred Compensation Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.T. Battenberg III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Vernon E. Jordan, Jr. For For Management
1.6 Elect Director Laurette T. Koellner For For Management
1.7 Elect Director Cornelis J.A. Van Lede For For Management
1.8 Elect Director Joan D. Manley For For Management
1.9 Elect Director Cary D. McMillan For For Management
1.10 Elect Director C. Steven McMillan For For Management
1.11 Elect Director Rozanne L. Ridgway For For Management
1.12 Elect Director Richard L. Thomas For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Against Shareholder
4 Implement and Monitor Code of Corporate Against Against Shareholder
Conduct - ILO Standards
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Barnes For For Management
1.2 Elect Director James A. Henderson For For Management
1.3 Elect Director John B. McCoy For For Management
1.4 Elect Director S. Donley Ritchey For For Management
1.5 Elect Director Joyce M. Roche For For Management
1.6 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws For For Management
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Change Size of Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Baum For For Management
1.2 Elect Director Wilford D. Godbold, Jr. For For Management
1.3 Elect Director Richard G. Newman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
7 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Boland For For Management
1.2 Elect Director John G. Breen For For Management
1.3 Elect Director Duane E. Collins For For Management
1.4 Elect Director Christopher M. Connor For For Management
1.5 Elect Director Daniel E. Evans For For Management
1.6 Elect Director Susan J. Kropf For Withhold Management
1.7 Elect Director Robert W. Mahoney For For Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director A. Malachi Mixon, III For For Management
1.10 Elect Director Curtis E. Moll For Withhold Management
1.11 Elect Director Joseph M. Scaminace For For Management
1.12 Elect Director Richard K. Smucker For For Management
2 Amend Bylaws For Against Management
3 Amend Bylaws For For Management
4 Amend Nomination Procedures for the Board For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIEBEL SYSTEMS, INC.
Ticker: SEBL Security ID: 826170102
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Hartz For For Management
1.2 Elect Director Charles R. Schwab For For Management
1.3 Elect Director George T. Shaheen For For Management
1.4 Elect Director John W. White For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Abstain For Shareholder
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A203
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Hippeau For For Management
1.2 Elect Director Daniel Yih For For Management
1.3 Elect Director Kneeland Youngblood For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kennett Burnes For For Management
1.2 Elect Director David Gruber For For Management
1.3 Elect Director Linda Hill For For Management
1.4 Elect Director Charles Lamantia For For Management
1.5 Elect Director Robert Weissman For For Management
2 Exempt Board of Directors from Against For Shareholder
Massachusetts General Laws, Chapter 156B,
Section 50A(a)
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker: SYMC Security ID: 871503108
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tania Amochaev For For Management
1.2 Elect Director William Coleman For For Management
1.3 Elect Director Dr. Per-Kristian Halvorsen For For Management
1.4 Elect Director David Mahoney For For Management
1.5 Elect Director Robert S. Miller For For Management
1.6 Elect Director Bill Owens For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TEKTRONIX, INC.
Ticker: TEK Security ID: 879131100
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerry B. Cameron For For Management
1.2 Elect Director Cyril J. Yansouni For For Management
2 Refrain from Doing Business in China Against Against Shareholder
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Bader For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Ivor J. Evans For For Management
1.4 Elect Director Lord Powell of Bayswater For For Management
KCMG
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock-for-Salary/Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Report on Foreign Weapons Sales Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Tully M. Friedman For For Management
1.3 Elect Director Christoph Henkel For For Management
1.4 Elect Director William R. Johnson For For Management
1.5 Elect Director Gerald E. Johnston For For Management
1.6 Elect Director Robert W. Matschullat For For Management
1.7 Elect Director Gary G. Michael For For Management
1.8 Elect Director Klaus Morwind For For Management
1.9 Elect Director Jan L. Murley For For Management
1.10 Elect Director Lary R. Scott For For Management
1.11 Elect Director Michael E. Shannon For For Management
1.12 Elect Director G. Craig Sullivan For For Management
2 Approve Deferred Compensation Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director Stephen F. Bollenbach For For Management
1.3 Elect Director Stephen M. Case For For Management
1.4 Elect Director Frank J. Caufield For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Miles R. Gilburne For For Management
1.7 Elect Director Carla A. Hills For For Management
1.8 Elect Director Reuben Mark For For Management
1.9 Elect Director Michael A. Miles For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director R. E. Turner For For Management
1.13 Elect Director Francis T. Vincent, Jr. For For Management
2 Ratify Auditors For For Management
3 Adopt China Principles Against Against Shareholder
4 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: TVCR Security ID: 89420G406
Meeting Date: MAR 19, 2004 Meeting Type: Special
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: Annual
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For Withhold Management
1.2 Elect Director John Tyson For Withhold Management
1.3 Elect Director Leland E. Tollett For Withhold Management
1.4 Elect Director Barbara A. Tyson For Withhold Management
1.5 Elect Director Lloyd V. Hackley For For Management
1.6 Elect Director Jim Kever For For Management
1.7 Elect Director David A. Jones For For Management
1.8 Elect Director Richard L. Bond For Withhold Management
1.9 Elect Director Jo Ann R. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For Against Management
4 Ratify Auditors For For Management
5 Remove Supervoting Rights for Class B Against For Shareholder
Common Stock
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: SEP 24, 2003 Meeting Type: Special
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VULCAN MATERIALS CO.
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin R. Smith For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Donald B. Rice For For Management
1.4 Elect Director Vincent J. Trosino For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Balloun For For Management
1.2 Elect Director John T. Casteen, III For For Management
1.3 Elect Director Joseph Neubauer For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Dona Davis Young For For Management
2 Ratify Auditors For For Management
3 Require Two Candidates for Each Board Against Against Shareholder
Seat
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against For Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against For Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC.
Ticker: WEN Security ID: 950590109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Hill For For Management
1.2 Elect Director Paul D. House For For Management
1.3 Elect Director John R. Thompson For For Management
1.4 Elect Director J. Randolph Lewis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Rogel For For Management
1.2 Elect Director William D. Ruckelshaus For For Management
1.3 Elect Director Richard H. Sinkfield For For Management
1.4 Elect Director James N. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Declassify the Board of Directors Against For Management
4 Expense Stock Options Against For Shareholder
5 Implement Restricted Share Executive Against For Shareholder
Compensation Plan
6 Report on Greenhouse Gas Emissions Against Against Shareholder
7 Develop Policy Regarding Old Growth Against Against Shareholder
Forests
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford L. Alexander, For For Management
Jr.
1.2 Elect Director Frank A. Bennack, Jr. For For Management
1.3 Elect Director Richard L. Carrion For For Management
1.4 Elect Director Robert Essner For For Management
1.5 Elect Director John D. Feerick For For Management
1.6 Elect Director Robert Langer For For Management
1.7 Elect Director John P. Mascotte For For Management
1.8 Elect Director Mary Lake Polan For For Management
1.9 Elect Director Ivan G. Seidenberg For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director John R. Torell III For For Management
2 Ratify Auditors For For Management
3 Report on Drug Pricing Against Against Shareholder
4 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
XEROX CORP.
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Richard J. Harrington For For Management
1.3 Elect Director William Curt Hunter For For Management
1.4 Elect Director Vernon E. Jordan, Jr. For Withhold Management
1.5 Elect Director Hilmar Kopper For For Management
1.6 Elect Director Ralph S. Larsen For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director N.J. Nicholas, Jr. For For Management
1.9 Elect Director John E. Pepper For For Management
1.10 Elect Director Ann N. Reese For For Management
1.11 Elect Director Stephen Robert For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Holland, Jr. For For Management
1.2 Elect Director David C. Novak For For Management
1.3 Elect Director Jackie Trujillo For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Adopt Smoke-Free Restaurant Policy Against Against Shareholder
5 Prepare a Sustainability Report Against For Shareholder
6 Adopt MacBride Principles Against Against Shareholder
7 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
8 Report on Animal Welfare Standards Against Against Shareholder
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L. E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
==================== FIFTH THIRD LARGE CAP OPPORTUNITY FUND ====================
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 8190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 11, 2003 Meeting Type: Annual
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Elson For For Management
1.2 Elect Director Marsha J. Evans For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director N. Gerry House For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director Edward S. Lampert For For Management
1.7 Elect Director W. Andrew McKenna For For Management
1.8 Elect Director Steve Odland For For Management
1.9 Elect Director James J. Postl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 73325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Coleman III For For Management
1.2 Elect Director Dale Crandall For For Management
1.3 Elect Director William H. Janeway For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: OCT 28, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2003 Meeting Type: Annual
Record Date: JUL 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Livio D. DeSimone For For Management
1.3 Elect Director William T. Esrey For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director John M. Keenan For For Management
1.8 Elect Director Heidi G. Miller For For Management
1.9 Elect Director Hilda Ochoa-Brillembourg For For Management
1.10 Elect Director Stephen W. Sanger For For Management
1.11 Elect Director A. Michael Spence For For Management
1.12 Elect Director Dorothy A. Terrell For For Management
1.13 Elect Director Raymond G. Viault For For Management
1.14 Elect Director Paul S. Walsh For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 93671105
Meeting Date: SEP 10, 2003 Meeting Type: Annual
Record Date: JUL 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kenneth Baum For For Management
1.2 Elect Director Henry F. Frigon For For Management
1.3 Elect Director Roger W. Hale For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTUIT, INC.
Ticker: INTU Security ID: 461202103
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Stratton D. Sclavos For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Wayne Gittinger For For Management
1.2 Elect Director Enrique Hernandez, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
1.4 Elect Director Bruce A. Nordstrom For For Management
1.5 Elect Director John N. Nordstrom For For Management
1.6 Elect Director Alfred E. Osborne, Jr., For For Management
Ph.D.
1.7 Elect Director William D. Ruckelshaus For For Management
1.8 Elect Director Alison A. Winter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 13, 2003 Meeting Type: Annual
Record Date: AUG 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ellison For For Management
1.2 Elect Director Donald L. Lucas For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Jeffrey O. Henley For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Non-Employee Director Omnibus Stock For For Management
Plan
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PHELPS DODGE CORP.
Ticker: PD Security ID: 717265102
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marie L. Knowles For For Management
1.2 Elect Director Jon C. Madonna For For Management
1.3 Elect Director Gordon R. Parker For For Management
1.4 Elect Director Robert D. Johnson For For Management
2 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alejandro Achaval For For Management
1.2 Elect Director Ronald L. Kuehn, Jr. For For Management
1.3 Elect Director H. Mitchell Watson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stockholder Protection Rights For For Management
Agreement
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For Against Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
4 Limit Awards to Executives Against Against Shareholder
==================== FIFTH THIRD LIFEMODEL AGGRESSIVE FUND =====================
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786219
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786615
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786649
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786672
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786748
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786771
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R130
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4a Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
6a Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R817
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
=================== FIFTH THIRD LIFEMODEL CONSERVATIVE FUND ====================
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786219
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786615
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786649
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786672
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786748
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786771
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786847
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R130
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4a Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
6a Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R585
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R817
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
===================== FIFTH THIRD LIFEMODEL MODERATE FUND ======================
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786219
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786615
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786649
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786672
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786748
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786771
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786847
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R130
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4a Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
6a Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R585
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R817
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
=============== FIFTH THIRD LIFEMODEL MODERATELY AGGRESSIVE FUND ===============
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786219
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786615
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786649
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786672
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786748
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786771
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786847
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R130
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4a Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
6a Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R585
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R817
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
============== FIFTH THIRD LIFEMODEL MODERATELY CONSERVATIVE FUND ==============
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786219
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786615
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786649
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786672
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786748
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786771
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIDELITY MUNICIPLE TRUST
Ticker: Security ID: 316786847
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
2 Elect Trustees For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
3 Amend Declaration of Trust For For Management
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
4a Approve Change of Fundamental Investment For For Management
Policy - Inter-fund lending
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
5 Approve Investment Advisory Agreement For For Management
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
6a Approve Change of Fundamental Investment For For Management
Policy - Diversification
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
7 Other Business For Abstain Management
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R130
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4a Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
6a Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R585
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
- --------------------------------------------------------------------------------
FIFTH THIRD FUNDS
Ticker: Security ID: 31678R817
Meeting Date: NOV 6, 2003 Meeting Type: Special
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Trustees For Did Not Management
Vote
2 Elect Trustees For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
3 Amend Declaration of Trust For Did Not Management
Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
4b Approve Change of Fundamental Investment For Did Not Management
Policy - Inter-fund lending Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
5 Approve Investment Advisory Agreement For Did Not Management
Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
6b Approve Change of Fundamental Investment For Did Not Management
Policy - Diversification Vote
7 Other Business For Did Not Management
Vote
7 Other Business For Did Not Management
Vote
=================== FIFTH THIRD MICHIGAN MUNICIPAL BOND FUND ===================
TAX-FREE INVESTMENTS CO.
Ticker: Security ID: 876935404
Meeting Date: OCT 21, 2003 Meeting Type: Special
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Conversion to Series of Delaware For For Management
Statutory Trust
=============== FIFTH THIRD MICHIGAN MUNICIPAL MONEY MARKET FUND ===============
======================= FIFTH THIRD MICRO CAP VALUE FUND =======================
A. M. CASTLE & CO.
Ticker: CAS Security ID: 148411101
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. Culliton For For Management
1.2 Elect Director William K. Hall For For Management
1.3 Elect Director Robert S. Hamada For For Management
1.4 Elect Director Patrick J. Herbert, III For For Management
1.5 Elect Director John W. Mccarter, Jr. For For Management
1.6 Elect Director John Mccartney For For Management
1.7 Elect Director G. Thomas Mckane For For Management
1.8 Elect Director John W. Puth For For Management
1.9 Elect Director Michael Simpson For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
A.T. CROSS COMPANY
Ticker: ATX Security ID: 227478104
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Galal P. Doss For For Management
2.2 Elect Director Andrew J. Parsons For For Management
2.3 Elect Director James C. Tappan For For Management
3 Approve Outside Director Stock For For Management
Awards/Options in Lieu of Cash
- --------------------------------------------------------------------------------
ACCELRYS INC
Ticker: ACCL Security ID: 71713B104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Bartlett, Ph.D. For Withhold Management
1.2 Elect Director Kenneth L. Coleman For For Management
1.3 Elect Director Ricardo B. Levy, Ph.D. For For Management
2 Change Company Name For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN BUILDING CONTROL, INC.
Ticker: ABCX Security ID: 024750101
Meeting Date: JUN 21, 2004 Meeting Type: Annual
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lance R. Borvansky For For Management
1.2 Elect Director Carlo R. Loi For For Management
1.3 Elect Director John C. Macaulay For For Management
1.4 Elect Director Danny W. Mills For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERON INTERNATIONAL CORP.
Ticker: AMN Security ID: 030710107
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: FEB 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Michael Hagan For For Management
1.2 Elect Director Terry L. Haines For For Management
1.3 Elect Director Dennis C. Poulsen For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ANAREN INC.
Ticker: ANEN Security ID: 32744104
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale F. Eck For For Management
1.2 Elect Director Carl W. Gerst, Jr. For For Management
1.3 Elect Director James G. Gould For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANGELICA CORP.
Ticker: AGL Security ID: 034663104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan S. Elliott For For Management
1.2 Elect Director Don W. Hubble For For Management
1.3 Elect Director Kelvin R. Westbrook For For Management
1.4 Elect Director Ronald J. Kruszewski For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
APAC CUSTOMER SERVICES, INC.
Ticker: APAC Security ID: 00185E106
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Bernard For For Management
1.2 Elect Director Thomas M. Collins For For Management
1.3 Elect Director John W. Gerdelman For For Management
1.4 Elect Director Robert J. Keller For For Management
1.5 Elect Director Paul J. Liska For For Management
1.6 Elect Director Theodore G. Schwartz For For Management
1.7 Elect Director Samuel K. Skinner For For Management
- --------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome L. Davis For For Management
1.2 Elect Director James L. Martineau For For Management
1.3 Elect Director Michael E. Shannon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORP.
Ticker: AEC Security ID: 045604105
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert T. Adams For Did Not Management
Vote
1.2 Elect Director James M. Delaney For Did Not Management
Vote
1.3 Elect Director Jeffrey I. Friedman For Did Not Management
Vote
1.4 Elect Director Gerald C. McDonough For Did Not Management
Vote
1.5 Elect Director Mark L. Milstein For Did Not Management
Vote
1.6 Elect Director Frank E. Mosier For Did Not Management
Vote
1.7 Elect Director Richard T. Schwarz For Did Not Management
Vote
- --------------------------------------------------------------------------------
AULT, INC.
Ticker: AULT Security ID: 51503100
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: SEP 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Barnett For For Management
1.2 Elect Director Brian T. Chang For For Management
1.3 Elect Director John Colwell, Jr. For For Management
1.4 Elect Director Frederick M. Green For For Management
1.5 Elect Director John G. Kassakian For For Management
1.6 Elect Director David J. Larkin For For Management
1.7 Elect Director Marvonia Pearson Walker For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
AVIALL, INC.
Ticker: AVL Security ID: 05366B102
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Muzyka For For Management
1.2 Elect Director Jonathan M. Schofield For For Management
1.3 Elect Director Peter J. Clare For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC.
Ticker: BSET Security ID: 070203104
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter W. Brown, M.D. For For Management
1.2 Elect Director Willie D. Davis For Withhold Management
1.3 Elect Director Alan T. Dickson For Withhold Management
1.4 Elect Director Paul Fulton For For Management
1.5 Elect Director Howard H. Haworth For For Management
1.6 Elect Director Michael E. Murphy For For Management
1.7 Elect Director Dale C. Pond For For Management
1.8 Elect Director Robert H. Spilman, Jr. For For Management
1.9 Elect Director David A. Stonecipher For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEI TECHNOLOGIES, INC.
Ticker: BEIQ Security ID: 05538P104
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Crocker For For Management
1.2 Elect Director J. Lavon Morton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BKF CAPITAL GROUP, INC.
Ticker: BKF Security ID: 05548G102
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anson M. Beard, Jr. For Withhold Management
1.2 Elect Director Peter J. Solomon For Withhold Management
1.3 Elect Director Dean J. Takahashi For Withhold Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BLAIR CORP.
Ticker: BL Security ID: 092828102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Blair For Withhold Management
1.2 Elect Director Robert D. Crowley For Withhold Management
1.3 Elect Director Harriet Edelman For For Management
1.4 Elect Director Cynthia A. Fields For For Management
1.5 Elect Director Bryan J. Flanagan For Withhold Management
1.6 Elect Director John O. Hanna For For Management
1.7 Elect Director Craig N. Johnson For For Management
1.8 Elect Director Murray K. Mccomas For Withhold Management
1.9 Elect Director Thomas P. Mckeever For Withhold Management
1.10 Elect Director Ronald L. Ramseyer For For Management
1.11 Elect Director Michael A. Schuler For For Management
1.12 Elect Director John E. Zawacki For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOMBAY COMPANY, INC. , THE
Ticker: BBA Security ID: 097924104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Raffin For For Management
1.2 Elect Director Julie L. Reinganum For For Management
1.3 Elect Director Bruce R. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOYKIN LODGING COMPANY
Ticker: BOY Security ID: 103430104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert T. Adams For Withhold Management
1.2 Elect Director Robert W. Boykin For For Management
1.3 Elect Director Lee C. Howley, Jr. For For Management
1.4 Elect Director James B. Meathe For For Management
1.5 Elect Director Mark J. Nasca For For Management
1.6 Elect Director William H. Schecter For For Management
1.7 Elect Director Ivan J. Winfield For For Management
- --------------------------------------------------------------------------------
BRANTLEY CAPITAL CORP.
Ticker: BBDC Security ID: 105494108
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Hellerman For Did Not Management
Vote
1.2 Elect Director Robert Pinkas For Did Not Management
Vote
1.3 Elect Director Phillip Goldstein For Did Not Management
Vote
1.4 Elect Director Patrick Bales For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
BRUSH ENGINEERED MATERIALS INC.
Ticker: BW Security ID: 117421107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Keithley For For Management
1.2 Elect Director William R. Robertson For For Management
1.3 Elect Director John Sherwin, Jr. For For Management
- --------------------------------------------------------------------------------
BUCA, INC.
Ticker: BUCA Security ID: 117769109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Mihajlov For For Management
1.2 Elect Director Paul J. Zepf For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BUTLER MANUFACTURING CO.
Ticker: BBR Security ID: 123655102
Meeting Date: APR 27, 2004 Meeting Type: Special
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
CALAMP CORP
Ticker: CAMP Security ID: 129900106
Meeting Date: APR 8, 2004 Meeting Type: Special
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
CALGON CARBON CORP.
Ticker: CCC Security ID: 129603106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Cruickshank For For Management
1.2 Elect Director Thomas A. McConomy For Withhold Management
1.3 Elect Director Julie S. Roberts For For Management
1.4 Elect Director John S. Stanik For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARRINGTON LABORATORIES, INC.
Ticker: CARN Security ID: 144525102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Marquez For Withhold Management
1.2 Elect Director Selvi Vescovi For For Management
1.3 Elect Director Ronald R. Blanck, D.O. For For Management
1.4 Elect Director Edwin Meese, III For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
CENTURY BUSINESS SERVICES, INC.
Ticker: CBIZ Security ID: 156490104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick L. Burdick For Withhold Management
1.2 Elect Director Steven L. Gerard For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cristina H. Kepner For For Management
1.2 Elect Director Thomas L. Gutshall For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHAMPIONSHIP AUTO RACING TEAMS, INC.
Ticker: CPNT Security ID: 158711101
Meeting Date: DEC 19, 2003 Meeting Type: Special
Record Date: NOV 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
CHAMPIONSHIP AUTO RACING TEAMS, INC.
Ticker: CPNT Security ID: 158711101
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Biggs For For Management
1.2 Elect Director Carl A. Haas For Withhold Management
1.3 Elect Director James F. Hardymon For For Management
1.4 Elect Director James A. Henderson For For Management
1.5 Elect Director Christopher R. Pook For Withhold Management
1.6 Elect Director Rafael A. Sanchez For For Management
1.7 Elect Director Frederick T. Tucker For For Management
1.8 Elect Director Derrick Walker For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHRONIMED, INC.
Ticker: CHMD Security ID: 171164106
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Hubers For For Management
1.2 Elect Director Thomas A. Cusick For For Management
1.3 Elect Director Myron Z. Holubiak For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COBRA ELECTRONICS CORP.
Ticker: COBR Security ID: 191042100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Carmichael For For Management
1.2 Elect Director Carl Korn For For Management
1.3 Elect Director Ian R. Miller For For Management
- --------------------------------------------------------------------------------
CONCORD CAMERA CORP.
Ticker: LENS Security ID: 206156101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira B. Lampert For Withhold Management
1.2 Elect Director Ronald S. Cooper For For Management
1.3 Elect Director Morris H. Gindi For For Management
1.4 Elect Director J. David Hakman For For Management
1.5 Elect Director William J. O'Neill, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVENANT TRANSPORT, INC.
Ticker: CVTI Security ID: 22284P105
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Parker For Withhold Management
1.2 Elect Director Robert E. Bosworth For For Management
1.3 Elect Director Hugh O. Maclellan, Jr. For For Management
1.4 Elect Director Bradley A. Moline For Withhold Management
1.5 Elect Director Mark A. Scudder For Withhold Management
1.6 Elect Director William T. Alt For Withhold Management
1.7 Elect Director Niel B. Nielson For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
CUTTER & BUCK INC.
Ticker: CBUK Security ID: 232217109
Meeting Date: OCT 7, 2003 Meeting Type: Annual
Record Date: JUL 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry L. (Skip) Kotkins, For For Management
Jr.
1.2 Elect Director James C. Towne For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DEB SHOPS, INC.
Ticker: DEBS Security ID: 242728103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry H. Feinberg For For Management
1.2 Elect Director Barry H. Frank For Withhold Management
1.3 Elect Director Ivan Inerfeld For For Management
1.4 Elect Director Ned J. Kaplin For For Management
1.5 Elect Director Marvin Rounick For Withhold Management
1.6 Elect Director Jack A. Rounick For Withhold Management
1.7 Elect Director Warren Weiner For Withhold Management
- --------------------------------------------------------------------------------
DHB INDUSTRIES, INC.
Ticker: DHB Security ID: 23321E103
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Brooks For Withhold Management
1.2 Elect Director Gary Nadelman For For Management
1.3 Elect Director Jerome Krantz For For Management
1.4 Elect Director Cary Chasin For Withhold Management
1.5 Elect Director Dawn M. Schlegel For Withhold Management
1.6 Elect Director Barry Berkman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander P. Shukis For For Management
1.2 Elect Director Gary L. Stone For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
EDELBROCK CORP.
Ticker: EDEL Security ID: 279434104
Meeting Date: NOV 21, 2003 Meeting Type: Annual
Record Date: OCT 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director O. Victor Edelbrock, Jr. For Withhold Management
1.2 Elect Director Jeffrey L. Thompson For Withhold Management
1.3 Elect Director Aristedes T. Feles For Withhold Management
1.4 Elect Director Cathleen Edelbrock For Withhold Management
1.5 Elect Director Timothy D. Pettit For For Management
1.6 Elect Director Jerry Herbst For For Management
1.7 Elect Director Dr. Cornelius J. Pings For For Management
1.8 Elect Director Ralph O. Hellmold For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ENESCO GROUP INC
Ticker: ENC Security ID: 292973104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Ditomassi For For Management
1.2 Elect Director Hector J. Orci For For Management
1.3 Elect Director Anne-Lee Verville For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQUUS II INCORPORATED
Ticker: EQS Security ID: 294766100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam P. Douglass For For Management
1.2 Elect Director Gregory J. Flanagan For For Management
1.3 Elect Director Robert L. Knauss For For Management
1.4 Elect Director Nolan Lehmann For For Management
1.5 Elect Director Brad Orvieto For For Management
1.6 Elect Director Gary R. Petersen For For Management
1.7 Elect Director John W. Storms For For Management
1.8 Elect Director Dr. Francis D. Tuggle For For Management
1.9 Elect Director Dr. Edward E. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLOW INTERNATIONAL CORP.
Ticker: FLOW Security ID: 343468104
Meeting Date: SEP 23, 2003 Meeting Type: Annual
Record Date: AUG 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan K. Ver Hagen For For Management
1.2 Elect Director Daniel J. Evans For For Management
1.3 Elect Director Stephen R. Light For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Kenneth M. Roberts For For Management
- --------------------------------------------------------------------------------
FROZEN FOOD EXPRESS INDUSTRIES, INC.
Ticker: FFEX Security ID: 359360104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Michael O'Connor For Withhold Management
1.2 Elect Director Stoney M. Stubbs, Jr. For Withhold Management
1.3 Elect Director Charles G. Robertson For Withhold Management
2 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
GALYANS TRADING INC
Ticker: GLYN Security ID: 36458R101
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin J. Holman For Withhold Management
1.2 Elect Director Norman S. Matthews For For Management
1.3 Elect Director Byron E. Allumbaugh For For Management
1.4 Elect Director Frank J. Belatti For For Management
1.5 Elect Director Stuart B. Burgdoerfer For Withhold Management
1.6 Elect Director Timothy J. Faber For Withhold Management
1.7 Elect Director Michael Goldstein For For Management
1.8 Elect Director Todd W. Halloran For Withhold Management
1.9 Elect Director George R. Mrkonic, Jr. For For Management
1.10 Elect Director John M. Roth For Withhold Management
1.11 Elect Director Ronald P. Spogli For Withhold Management
1.12 Elect Director Peter Starrett For Withhold Management
2 Amend Stock Option Plan Grant for CEO For For Management
3 Amend Restricted Stock Plan for CEO For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GENERAL CABLE CORP.
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Noddle For For Management
1.2 Elect Director John E. Welsh, III For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GSI LUMONICS INC. (FORMERLY LUMONICS INC. )
Ticker: GSLI Security ID: 36229U102
Meeting Date: AUG 4, 2003 Meeting Type: Special
Record Date: JUN 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring of the Company as a For For Management
Delaware Company
- --------------------------------------------------------------------------------
GSI LUMONICS INC. (FORMERLY LUMONICS INC. )
Ticker: GSI. Security ID: 36229U102
Meeting Date: MAY 20, 2004 Meeting Type: Annual/Special
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect All Director Nominees as a Single For For Management
Slate
2.1 Elect Director Richard B. Black For For Management
2.2 Elect Director Paul F. Ferrari For For Management
2.3 Elect Director Phillip A. Griffith For For Management
2.4 Elect Director Byron O. Pond For For Management
2.5 Elect Director Benjamin J. Virgilio For For Management
2.6 Elect Director Charles D. Winston For For Management
3 Ratify Auditors For For Management
4 Amend 1995 Stock Option Plan For For Management
- --------------------------------------------------------------------------------
HAGGAR CORP.
Ticker: HGGR Security ID: 405173105
Meeting Date: MAR 11, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.M. Haggar III For For Management
1.2 Elect Director Richard W. Heath For For Management
1.3 Elect Director James Neal Thomas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARDINGE, INC.
Ticker: HDNG Security ID: 412324303
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Patrick Ervin For Withhold Management
1.2 Elect Director Mitchell I. Quain For For Management
1.3 Elect Director Kyle H. Seymour For For Management
1.4 Elect Director John J. Perrotti For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARKEN ENERGY CORP.
Ticker: HEC Security ID: 412552309
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Eliminate Cumulative Voting For Against Management
4.1 Elect Director Michael M. Ameen, Jr. For For Management
4.2 Elect Director Mikel D. Faulkner For For Management
4.3 Elect Director J. William Petty For For Management
4.4 Elect Director Alan G. Quasha For For Management
4.5 Elect Director H. A. Smith For For Management
5.1 Elect Director Mikel D. Faulkner For For Management
5.2 Elect Director J. William Petty For For Management
6 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
HARKEN ENERGY CORP.
Ticker: HEC Security ID: 412552309
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael M. Ameen, Jr. For For Management
1.2 Elect Director Mikel D. Faulkner For For Management
1.3 Elect Director Dr. J. William Petty For For Management
1.4 Elect Director Alan G. Quasha For For Management
1.5 Elect Director H.A. Smith For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
HARTMARX CORP.
Ticker: HMX Security ID: 417119104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Anthony For For Management
1.2 Elect Director Jeffrey A. Cole For For Management
1.3 Elect Director James P. Dollive For For Management
1.4 Elect Director Raymond F. Farley For For Management
1.5 Elect Director Elbert O. Hand For For Management
1.6 Elect Director Dipak C. Jain For For Management
1.7 Elect Director Homi B. Patel For For Management
1.8 Elect Director Michael B. Rohlfs For For Management
1.9 Elect Director Stuart L. Scott For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard I. Beattie For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Thomas J. Friel For For Management
1.4 Elect Director Antonio Borges For For Management
- --------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 1, 2004 Meeting Type: Annual
Record Date: JAN 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Cumming For For Management
1.2 Elect Director Irwin Jacobs For For Management
1.3 Elect Director David R. LaVance, Jr. For For Management
1.4 Elect Director Nancy L. Leaming For For Management
1.5 Elect Director Glenn P. Muir For For Management
1.6 Elect Director William A. Peck For For Management
1.7 Elect Director Jay A. Stein For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HUFFY CORP.
Ticker: HUFC Security ID: 444356109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don R. Graber For For Management
1.2 Elect Director Donald K. Miller For For Management
1.3 Elect Director Paul R. D'Aloia For For Management
1.4 Elect Director James F. Robeson For For Management
1.5 Elect Director Thomas C. Sullivan For For Management
2 Amend Bundled Compensation Plans For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ICO, INC.
Ticker: ICOC Security ID: 449293109
Meeting Date: MAR 5, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. John Knapp For For Management
1.2 Elect Director Charles T. McCord, III For For Management
1.3 Elect Director W. Robert Parkey, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
INFOCUS CORP.
Ticker: INFS Security ID: 45665B106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Behrendt For For Management
1.2 Elect Director Michael R. Hallman For For Management
1.3 Elect Director John V. Harker For For Management
1.4 Elect Director Svein S. Jacobsen For For Management
1.5 Elect Director Duane C. McDougall For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INPUT/OUTPUT, INC.
Ticker: IO Security ID: 457652105
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Myers For Withhold Management
1.2 Elect Director Bruce S. Appelbaum For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IOMEGA CORP.
Ticker: IOM Security ID: 462030305
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Berkowitz For For Management
1.2 Elect Director Bruce B. Darling For For Management
1.3 Elect Director Stephen N. David For For Management
1.4 Elect Director Margaret L. Hardin For For Management
1.5 Elect Director Werner T. Heid For For Management
1.6 Elect Director John E. Nolan For For Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
IONICS, INC.
Ticker: ION Security ID: 462218108
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
IONICS, INC.
Ticker: ION Security ID: 462218108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Brown For For Management
1.2 Elect Director William K. Reilly For For Management
1.3 Elect Director Robert H. Temkin For For Management
1.4 Elect Director Allen S. Wyett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JAMESON INNS, INC.
Ticker: JAMS Security ID: 470457102
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Lawrence For For Management
1.2 Elect Director David S. Fraser For For Management
2 Increase Authorized Common Stock For Against Management
3 Eliminate Stock Ownership Restrictions For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
K2 INC.
Ticker: KTO Security ID: 482732104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilford D. Godbold, Jr. For For Management
1.2 Elect Director Lou L. Holtz For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
KANEB SERVICES LLC
Ticker: KSL Security ID: 484173109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangwoo Ahn For For Management
1.2 Elect Director John R. Barnes For For Management
1.3 Elect Director Murray R. Biles For Withhold Management
- --------------------------------------------------------------------------------
LAZARE KAPLAN INTERNATIONAL, INC.
Ticker: LKI Security ID: 521078105
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maurice Tempelsman For Withhold Management
1.2 Elect Director Leon Tempelsman For Withhold Management
1.3 Elect Director Lucien Burstein For Withhold Management
1.4 Elect Director Myer Feldman For Withhold Management
1.5 Elect Director Richard A. Berenson For For Management
1.6 Elect Director Robert A. Del Genio For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LESCO, INC.
Ticker: LSCO Security ID: 526872106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Best For For Management
1.2 Elect Director Robert F. Burkhardt For For Management
1.3 Elect Director Michael P. DiMino For For Management
1.4 Elect Director J. Martin Erbaugh For For Management
1.5 Elect Director Michael E. Gibbons For For Management
1.6 Elect Director Enrique Foster Gittes For For Management
1.7 Elect Director Lee C. Howley For For Management
1.8 Elect Director Christopher H.B. Mills For For Management
1.9 Elect Director R. Lawrence Roth For For Management
- --------------------------------------------------------------------------------
MALAYSIA FUND, INC., THE
Ticker: MF Security ID: 560905101
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne E. Hedien For For Management
1.2 Elect Director Dr. Manuel H. Johnson For For Management
1.3 Elect Director James F. Higgins For For Management
- --------------------------------------------------------------------------------
MATERIAL SCIENCES CORP.
Ticker: MSC Security ID: 576674105
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avrum Gray For For Management
1.2 Elect Director Frank L. Hohmann III For For Management
1.3 Elect Director Dr. Ronald A. Mitsch For For Management
1.4 Elect Director Dr. Mary P. Quin For For Management
1.5 Elect Director John P. Reilly For For Management
1.6 Elect Director John D. Roach For For Management
1.7 Elect Director Curtis G. Solsvig III For For Management
1.8 Elect Director Ronald L. Stewart For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Rossi For For Management
1.2 Elect Director Jean Lavigne For For Management
- --------------------------------------------------------------------------------
MEADE INSTRUMENTS CORP.
Ticker: MEAD Security ID: 583062104
Meeting Date: JUL 10, 2003 Meeting Type: Annual
Record Date: MAY 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven G. Murdock For For Management
1.2 Elect Director Harry L. Casari For Withhold Management
- --------------------------------------------------------------------------------
MEADOWBROOK INSURANCE GROUP, INC.
Ticker: MIG Security ID: 58319P108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph S. Dresner For For Management
1.2 Elect Director Ralph Milo For For Management
1.3 Elect Director David K. Page For For Management
1.4 Elect Director Herbert Tyner For For Management
1.5 Elect Director Merton J. Segal For For Management
2 Ratify Auditors For For Management
3 Amend Bundled Compensation Plans For For Management
- --------------------------------------------------------------------------------
MEDIA 100 INC.
Ticker: MDEA Security ID: 58440W105
Meeting Date: AUG 22, 2003 Meeting Type: Special
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a Private For For Management
Placement
- --------------------------------------------------------------------------------
MEDTOX SCIENTIFIC, INC.
Ticker: TOX Security ID: 584977201
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Johnson For For Management
1.2 Elect Director Robert J. Marzec For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
MERCURY AIR GROUP, INC.
Ticker: MAX Security ID: 589354406
Meeting Date: APR 12, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip J. Fagan, Jr. M.D. For Withhold Management
1.2 Elect Director Joseph A. Czyzyk For Withhold Management
1.3 Elect Director Frederick H. Kopko, Jr. For For Management
1.4 Elect Director Gary J. Feracota For For Management
1.5 Elect Director Sergei Kouzmine For Withhold Management
1.6 Elect Director Michael H. Janowiak For For Management
1.7 Elect Director Angelo Pusateri For For Management
2 Approve Sale of Company Assets For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICHAEL BAKER CORP.
Ticker: BKR Security ID: 057149106
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert N. Bontempo For For Management
1.2 Elect Director Nicholas P. Constantakis For For Management
1.3 Elect Director William J. Copeland For Withhold Management
1.4 Elect Director Donald P. Fusilli, Jr. For For Management
1.5 Elect Director Roy V. Gavert, Jr. For For Management
1.6 Elect Director Thomas D. Larson For For Management
1.7 Elect Director John E. Murray, Jr. For For Management
1.8 Elect Director Richard L. Shaw For Withhold Management
2 Amend Non-Employee Director Omnibus Stock For For Management
Plan
- --------------------------------------------------------------------------------
MIDAS, INC.
Ticker: MDS Security ID: 595626102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archie R. Dykes For For Management
1.2 Elect Director Alan D. Feldman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MIDWAY GAMES INC.
Ticker: MWY Security ID: 598148104
Meeting Date: DEC 12, 2003 Meeting Type: Special
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve/Amend Conversion of Securities For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MIDWAY GAMES INC.
Ticker: MWY Security ID: 598148104
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold H. Bach, Jr. For Withhold Management
1.2 Elect Director William C. Bartholomay For For Management
1.3 Elect Director Kenneth D. Cron For For Management
1.4 Elect Director Louis J. Nicastro For Withhold Management
1.5 Elect Director Neil D. Nicastro For Withhold Management
1.6 Elect Director Shari E. Redstone For For Management
1.7 Elect Director Ira S. Sheinfeld For Withhold Management
1.8 Elect Director Robert N. Waxman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MIDWAY GAMES INC.
Ticker: MWY Security ID: 598148104
Meeting Date: OCT 30, 2003 Meeting Type: Special
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
- --------------------------------------------------------------------------------
MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald J. Marusiak For For Management
1.2 Elect Director Lawrence Trachtenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gedalio Grinberg For Withhold Management
1.2 Elect Director Efraim Grinberg For Withhold Management
1.3 Elect Director Margaret Hayes-Adame For For Management
1.4 Elect Director Richard Cote For Withhold Management
1.5 Elect Director Alan H. Howard For For Management
1.6 Elect Director Nathan Leventhal For For Management
1.7 Elect Director Donald Oresman For For Management
1.8 Elect Director Leonard L. Silverstein For Withhold Management
2 Ratify Auditors For For Management
3 Amend Deferred Compensation Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
MTS SYSTEMS CORP.
Ticker: MTSC Security ID: 553777103
Meeting Date: JAN 27, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dugald K. Campbell For For Management
1.2 Elect Director Jean-Lou Chameau For For Management
1.3 Elect Director Merlin E. Dewing For For Management
1.4 Elect Director Sidney W. Emery, Jr. For For Management
1.5 Elect Director Linda Hall Whitman For For Management
1.6 Elect Director Brendan C. Hegarty For For Management
1.7 Elect Director Barb J. Samardzich For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MVC CAPITAL
Ticker: MVC Security ID: 553829102
Meeting Date: SEP 16, 2003 Meeting Type: Special
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Investment Management For For Management
Plan
- --------------------------------------------------------------------------------
MVC CAPITAL INC
Ticker: MVC Security ID: 553829102
Meeting Date: MAR 29, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio Dominianni For Did Not Management
Vote
1.2 Elect Director Gerald Hellerman For Did Not Management
Vote
1.3 Elect Director Robert C. Knapp For Did Not Management
Vote
1.4 Elect Director Michael Tokarz For Did Not Management
Vote
1.5 Elect Director Robert S. Everett For Did Not Management
Vote
2 Change Fund Name For Did Not Management
Vote
- --------------------------------------------------------------------------------
NANOMETRICS INC.
Ticker: NANO Security ID: 630077105
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent J. Coates For For Management
1.2 Elect Director J. Thomas Bentley For For Management
1.3 Elect Director John D. Heaton For For Management
1.4 Elect Director Stephen J. Smith For For Management
1.5 Elect Director Edmond R. Ward For For Management
1.6 Elect Director William G. Oldham For For Management
1.7 Elect Director Mircea V. Dusa For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL DENTEX CORP.
Ticker: NADX Security ID: 63563H109
Meeting Date: APR 13, 2004 Meeting Type: Special
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Brown For For Management
1.2 Elect Director Jack R. Crosby For For Management
1.3 Elect Director Daniel A. Grady For For Management
1.4 Elect Director David V. Harkins For Withhold Management
1.5 Elect Director Norman F. Strate For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMARKET CORP
Ticker: NEU Security ID: 297659609
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director William W. Berry For For Management
2.2 Elect Director Phyllis L. Cothran For For Management
2.3 Elect Director Bruce C. Gottwald For For Management
2.4 Elect Director Thomas E. Gottwald For For Management
2.5 Elect Director James E. Rogers For For Management
2.6 Elect Director Sidney Buford Scott For For Management
2.7 Elect Director Charles B. Walker For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHWEST PIPE CO.
Ticker: NWPX Security ID: 667746101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Franson For For Management
- --------------------------------------------------------------------------------
OAK TECHNOLOGY, INC.
Ticker: OAKT Security ID: 671802106
Meeting Date: AUG 8, 2003 Meeting Type: Special
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
ODETICS, INC.
Ticker: ODETA Security ID: 676065204
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall L. Gudmundson For Withhold Management
1.2 Elect Director Jerry F. Muench For Withhold Management
1.3 Elect Director Kevin C. Daly, Ph.D. For Withhold Management
1.4 Elect Director Gregory A. Miner For Withhold Management
1.5 Elect Director John W. Seazholtz For For Management
1.6 Elect Director Joel Slutzky For Withhold Management
1.7 Elect Director Thomas L. Thomas For Withhold Management
1.8 Elect Director Paul E. Wright For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Wolfort For For Management
1.2 Elect Director Ralph M. Della Ratta For For Management
1.3 Elect Director Martin H. Elrad For For Management
1.4 Elect Director Howard Goldstein For For Management
- --------------------------------------------------------------------------------
ON ASSIGNMENT, INC.
Ticker: ASGN Security ID: 682159108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brock For For Management
1.2 Elect Director Elliott Ettenberg For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OPTIMAL GROUP INC.
Ticker: OPMR Security ID: 68388R208
Meeting Date: APR 6, 2004 Meeting Type: Special
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 A Resolution Approving the Issuance of For For Management
Approximately 9,059,589 Class A Shares
of Optimal Pursuant to the Amalgamation
Agreement with TERRA PAYMENTS INC
2 Approve the Special Resolution on the For For Management
Sale of Assets of the U-Scan Business
3 Approve Special Resolution to Change its For For Management
Corporate Name to Optimal Group Inc
4 Increase Maximum Board Size to 13 For For Management
Directors
5 Elect Henry M. Karp, Leon P. Garfinkle For For Management
and Jonathan J. Ginns as Directors to
Hold Office till 2007
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
OREGON STEEL MILLS, INC.
Ticker: OS Security ID: 686079104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Kinnune For For Management
1.2 Elect Director David L. Parkinson For For Management
1.3 Elect Director Brett Wilcox For For Management
2 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
- --------------------------------------------------------------------------------
ORTHOLOGIC CORP.
Ticker: OLGC Security ID: 68750J107
Meeting Date: JUN 7, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredric J. Feldman, Ph.D. For For Management
1.2 Elect Director Thomas R. Trotter For For Management
1.3 Elect Director Michael D. Casey For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ORTHOLOGIC CORP.
Ticker: OLGC Security ID: 68750J107
Meeting Date: NOV 26, 2003 Meeting Type: Special
Record Date: OCT 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
- --------------------------------------------------------------------------------
OSI SYSTEMS, INC.
Ticker: OSIS Security ID: 671044105
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For Withhold Management
1.2 Elect Director Ajay Mehra For Withhold Management
1.3 Elect Director Steven C. Good For For Management
1.4 Elect Director Meyer Luskin For For Management
1.5 Elect Director Madan G. Syal For Withhold Management
1.6 Elect Director Chand R. Viswanathan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OSTEOTECH, INC.
Ticker: OSTE Security ID: 688582105
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Bauer For Withhold Management
1.2 Elect Director Kenneth P. Fallon, III For Withhold Management
1.3 Elect Director Stephen S. Galliker For For Management
1.4 Elect Director Michael J. Jeffries For Withhold Management
1.5 Elect Director Donald D. Johnston For Withhold Management
1.6 Elect Director John Phillip Kostuik, For Withhold Management
M.D.
1.7 Elect Director Stephen J. Sogin, Ph.D. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OVERLAND STORAGE, INC.
Ticker: OVRL Security ID: 690310107
Meeting Date: NOV 17, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher P. Calisi For For Management
1.2 Elect Director Robert A. Degan For For Management
1.3 Elect Director Scott McClendon For For Management
1.4 Elect Director John Mutch For For Management
1.5 Elect Director Peter Preuss For For Management
1.6 Elect Director John A. Shane For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: PTSI Security ID: 693149106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick P. Calderone For Withhold Management
1.2 Elect Director Frank L. Conner For For Management
1.3 Elect Director Thomas H. Cooke For For Management
1.4 Elect Director Manuel J. Moroun For Withhold Management
1.5 Elect Director Matthew T. Moroun For For Management
1.6 Elect Director Daniel C. Sullivan For For Management
1.7 Elect Director Robert W. Weaver For Withhold Management
1.8 Elect Director Charles F. Wilkins For For Management
- --------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORP.
Ticker: PRXL Security ID: 699462107
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: OCT 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Joseph Eagle For For Management
1.2 Elect Director Richard L. Love For For Management
1.3 Elect Director Serge Okun For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEMSTAR INC.
Ticker: PMTR Security ID: 706552106
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen J. Berning For For Management
1.2 Elect Director Gregory S. Lea For For Management
1.3 Elect Director Wolf Michel For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PERCEPTRON, INC.
Ticker: PRCP Security ID: 71361F100
Meeting Date: DEC 8, 2003 Meeting Type: Annual
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Beattie For For Management
1.2 Elect Director Kenneth R. Dabrowski For For Management
1.3 Elect Director Philip J. DeCocco For For Management
1.4 Elect Director W. Richard Marz For For Management
1.5 Elect Director Robert S. Oswald For For Management
1.6 Elect Director Alfred A. Pease For For Management
1.7 Elect Director James A. Ratigan For For Management
1.8 Elect Director Terryll R. Smith For For Management
- --------------------------------------------------------------------------------
PIONEER-STANDARD ELECTRONICS, INC.
Ticker: NTY Security ID: 723877106
Meeting Date: JUL 29, 2003 Meeting Type: Annual
Record Date: JUN 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Christ For For Management
1.2 Elect Director Arthur Rhein For For Management
1.3 Elect Director Thomas C. Sullivan For For Management
- --------------------------------------------------------------------------------
PIONEER-STANDARD ELECTRONICS, INC.
Ticker: NTY Security ID: 723877106
Meeting Date: SEP 12, 2003 Meeting Type: Special
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
Ticker: TUTR Security ID: 72764Y100
Meeting Date: MAR 4, 2004 Meeting Type: Annual
Record Date: JAN 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth L. Greenstein For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
PLATO LEARNING, INC.
Ticker: TUTR Security ID: 72764Y100
Meeting Date: NOV 17, 2003 Meeting Type: Special
Record Date: OCT 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PRICE LEGACY CORP.
Ticker: PLRE Security ID: 74144P106
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack McGrory For Did Not Management
Vote
1.2 Elect Director James F. Cahill For Did Not Management
Vote
1.3 Elect Director Murray Galinson For Did Not Management
Vote
1.4 Elect Director Keene Wolcott For Did Not Management
Vote
1.5 Elect Director Reuben S. Leibowitz For Did Not Management
Vote
1.6 Elect Director Melvin L. Keating For Did Not Management
Vote
- --------------------------------------------------------------------------------
PRICE LEGACY CORP.
Ticker: PLRE Security ID: 74144P106
Meeting Date: MAR 11, 2004 Meeting Type: Special
Record Date: FEB 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Exchange Offer for common stock or Series For For Management
1 preferred stock for shares of Series A
preferred stock
2 Exchange Offer of common stock for Series For For Management
B preferred stock
3 Approve Reverse Stock Split For For Management
4 Authorize Board to Set Terms of Preferred For For Management
Stock
5 Eliminate Class of Preferred Stock For For Management
6 Change the Manner of Election of For For Management
Directors
7 Change the Company's Authorized Capital For For Management
Stock
8 Amend Articles/Bylaws/Charter-Non-Routine For For Management
- --------------------------------------------------------------------------------
PRIME HOSPITALITY CORP.
Ticker: PDQ Security ID: 741917108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Lorber For For Management
1.2 Elect Director Richard Szymanski For For Management
- --------------------------------------------------------------------------------
QUAKER FABRIC CORP.
Ticker: QFAB Security ID: 747399103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangwoo Ahn For For Management
1.2 Elect Director Larry A. Liebenow For For Management
1.3 Elect Director Jerry Ignacio Porras For For Management
1.4 Elect Director Eriberto R. Scocimara For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
R. G. BARRY CORP.
Ticker: RGBC Security ID: 068798107
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward M. Stan For Withhold Management
2 Amend Articles For For Management
- --------------------------------------------------------------------------------
REGISTER.COM INC
Ticker: RCOM Security ID: 75914G101
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUL 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Niles H. Cohen For For Management
1.2 Elect Director Dewain K. Cross For For Management
1.3 Elect Director Peter A. Forman For Withhold Management
1.4 Elect Director Richard D. Forman For Withhold Management
1.5 Elect Director James A. Mitarotonda For For Management
1.6 Elect Director Stanley Morten For For Management
1.7 Elect Director Mitchell I. Quain For For Management
1.8 Elect Director Jim Rosenthal For For Management
1.9 Elect Director Reginald Van Lee For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
REGISTER.COM INC
Ticker: RCOM Security ID: 75914G101
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Niles H. Cohen For For Management
1.2 Elect Director Dewain K. Cross For For Management
1.3 Elect Director Peter A. Forman For For Management
1.4 Elect Director Richard D. Forman For For Management
1.5 Elect Director James A. Mitarotonda For For Management
1.6 Elect Director Stanley Morten For For Management
1.7 Elect Director Mitchell I. Quain For For Management
1.8 Elect Director Jim Rosenthal For For Management
1.9 Elect Director Reginald Van Lee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKFORD CORP.
Ticker: ROFO Security ID: 77316P101
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Gary Suttle For For Management
1.2 Elect Director Jerry E. Goldress For For Management
1.3 Elect Director Nicholas G. Bartol For For Management
1.4 Elect Director Timothy C. Bartol For For Management
1.5 Elect Director Ralph B. Godfrey For For Management
1.6 Elect Director John P. Lloyd For For Management
- --------------------------------------------------------------------------------
ROCKY SHOES & BOOTS, INC.
Ticker: RCKY Security ID: 774830103
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Finn For For Management
1.2 Elect Director G. Courtney Haning For For Management
1.3 Elect Director Curtis A. Loveland For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ROYCE MICRO-CAP TRUST, INC.
Ticker: RMT Security ID: 780915104
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Royce For Withhold Management
1.2 Elect Director William Koke For For Management
1.3 Elect Director David Meister For For Management
1.4 Elect Director G. Peter O'Brien For For Management
- --------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC.
Ticker: RTI Security ID: 74973W107
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Andersson For For Management
1.2 Elect Director Neil A. Armstrong For For Management
1.3 Elect Director Daniel I. Booker For For Management
1.4 Elect Director Donald P. Fusilli For For Management
1.5 Elect Director Ronald L. Gallatin For For Management
1.6 Elect Director Charles C. Gedeon For For Management
1.7 Elect Director Robert M. Hernandez For For Management
1.8 Elect Director Edith E. Holiday For For Management
1.9 Elect Director John H. Odle For For Management
1.10 Elect Director Timothy G. Rupert For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
Ticker: SFE Security ID: 786449108
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony L. Craig For For Management
1.2 Elect Director Julie A. Dobson For For Management
1.3 Elect Director Robert E. Keith, Jr. For For Management
1.4 Elect Director Andrew E. Lietz For For Management
1.5 Elect Director George MacKenzie For For Management
1.6 Elect Director Jack L. Messman For For Management
1.7 Elect Director John W. Poduska, Sr. For For Management
1.8 Elect Director Robert Ripp For For Management
1.9 Elect Director John J. Roberts For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAUCONY, INC.
Ticker: SCNYA Security ID: 804120103
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fisher For For Management
1.2 Elect Director Charles A. Gottesman For For Management
1.3 Elect Director Jonathan O. Lee For Withhold Management
1.4 Elect Director Robert J. Lefort, Jr. For For Management
1.5 Elect Director John J. Neuhauser For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEA CONTAINERS LTD.
Ticker: SCR.B Security ID: 811371707
Meeting Date: JUN 7, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Campbell For Withhold Management
1.2 Elect Director W. Murray Grindrod For For Management
1.3 Elect Director Robert M. Riggs For For Management
1.4 Elect Director Philip J.R. Schlee For For Management
1.5 Elect Director Charles N.C. Sherwood For For Management
1.6 Elect Director James B. Sherwood For Withhold Management
1.7 Elect Director Michael J.L. Stracey For For Management
2 APPROVAL OF 2004 STOCK OPTION PLAN. For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEEBEYOND TECHNOLOGY CORP
Ticker: SBYN Security ID: 815704101
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Buckley For For Management
1.2 Elect Director Steven A. Ledger For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Greenberg For Withhold Management
1.2 Elect Director Jeffrey Greenberg For Withhold Management
1.3 Elect Director David Weinberg For Withhold Management
2 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
SONICWALL, INC.
Ticker: SNWL Security ID: 835470105
Meeting Date: DEC 12, 2003 Meeting Type: Annual
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Establish Range For Board Size For For Management
2.1 Elect Director David W. Garrison For For Management
2.2 Elect Director Charles D. Kissner For For Management
2.3 Elect Director Matthew Medeiros For For Management
2.4 Elect Director Sreekanth Ravi For For Management
2.5 Elect Director David A. Shrigley For For Management
2.6 Elect Director Cary H. Thompson For For Management
2.7 Elect Director Robert M. Williams For For Management
2.8 Elect Director Edward F. Thompson For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
SONICWALL, INC.
Ticker: SNWL Security ID: 835470105
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Garrison For For Management
1.2 Elect Director Charles D. Kissner For For Management
1.3 Elect Director Matthew Medeiros For For Management
1.4 Elect Director Cary H. Thompson For For Management
1.5 Elect Director Robert M. Williams For For Management
1.6 Elect Director Edward F. Thompson For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORP.
Ticker: SOCB Security ID: 84129R100
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Wayne Pearsn For Withhold Management
1.2 Elect Director Robert M. Scott For Withhold Management
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Epley, Jr. For For Management
1.2 Elect Director John Hammerschmidt For For Management
1.3 Elect Director Robert Howard For For Management
1.4 Elect Director Harold Korell For For Management
1.5 Elect Director Vello Kuuskraa For For Management
1.6 Elect Director Kenneth Mourton For For Management
1.7 Elect Director Charles Scharlau For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
STEIN MART, INC.
Ticker: SMRT Security ID: 858375108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvin R. Carpenter For For Management
1.2 Elect Director Linda McFarland Farthing For Withhold Management
1.3 Elect Director Michael D. Fisher For For Management
1.4 Elect Director Mitchell W. Legler For For Management
1.5 Elect Director Michael D. Rose For For Management
1.6 Elect Director Richard L. Sisisky For For Management
1.7 Elect Director Jay Stein For For Management
1.8 Elect Director Martin E. Stein, Jr. For For Management
1.9 Elect Director J. Wayne Weaver For For Management
1.10 Elect Director John H. Williams, Jr. For For Management
1.11 Elect Director James H. Winston For Withhold Management
- --------------------------------------------------------------------------------
STEINWAY MUSICAL INSTRUMENTS, INC.
Ticker: LVB Security ID: 858495104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kyle R. Kirkland For Withhold Management
1.2 Elect Director Dana D. Messina For Withhold Management
1.3 Elect Director Bruce A. Stevens For Withhold Management
1.4 Elect Director John M. Stoner, Jr. For Withhold Management
1.5 Elect Director A. Clinton Allen For For Management
1.6 Elect Director Rudolph K. Kluiber For For Management
1.7 Elect Director Peter McMillan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STEPAN CO.
Ticker: SCL Security ID: 858586100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Potter For For Management
1.2 Elect Director F. Quinn Stepan For For Management
1.3 Elect Director Edward J. Wehmer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRATEGIC DISTRIBUTION, INC.
Ticker: STRD Security ID: 862701307
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Berkley For For Management
1.2 Elect Director William R. Berkley, Jr. For For Management
1.3 Elect Director Andrew M. Bursky For Withhold Management
1.4 Elect Director Catherine James Paglia For Withhold Management
1.5 Elect Director Robert D. Neary For For Management
1.6 Elect Director Jack H. Nusbaum For Withhold Management
1.7 Elect Director Joshua A. Polan For For Management
1.8 Elect Director Mitchell I. Quain For For Management
1.9 Elect Director Ronald C. Whitaker For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRIDE RITE CORP., THE
Ticker: SRR Security ID: 863314100
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine M. Cournoyer For For Management
1.2 Elect Director James F. Orr III For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUPERIOR UNIFORM GROUP, INC.
Ticker: SGC Security ID: 868358102
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Benstock For For Management
1.2 Elect Director Michael Benstock For For Management
1.3 Elect Director Alan D. Schwartz For For Management
1.4 Elect Director Peter Benstock For For Management
1.5 Elect Director Manuel Gaetan For For Management
1.6 Elect Director Sidney Kirschner For For Management
1.7 Elect Director Robin Hensley For For Management
1.8 Elect Director Paul Mellini For For Management
1.9 Elect Director Arthur Wiener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMMETRICOM, INC.
Ticker: SYMM Security ID: 871543104
Meeting Date: OCT 31, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Krish A. Prabhu For For Management
1.2 Elect Director Thomas W. Steipp For For Management
1.3 Elect Director Alfred Boschulte For For Management
1.4 Elect Director Robert T. Clarkson For For Management
1.5 Elect Director Elizabeth A. Fetter For For Management
1.6 Elect Director Robert M. Neumeister For For Management
1.7 Elect Director Dr. Richard W. Oliver For For Management
1.8 Elect Director Richard N. Snyder For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
SYSTEMAX INC.
Ticker: SYX Security ID: 871851101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Leeds For Withhold Management
1.2 Elect Director Bruce Leeds For For Management
1.3 Elect Director Robert Leeds For Withhold Management
1.4 Elect Director Gilbert Fiorentino For For Management
1.5 Elect Director Robert Rosenthal For For Management
1.6 Elect Director Stacy S. Dick For For Management
1.7 Elect Director Ann R. Leven For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THERAGENICS CORP.
Ticker: TGX Security ID: 883375107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orwin L. Carter, Ph.D. For For Management
1.2 Elect Director Philip A. Incarnati For For Management
1.3 Elect Director M. Christine Jacobs For For Management
- --------------------------------------------------------------------------------
TRANSPORT CORPORATION OF AMERICA, INC.
Ticker: TCAM Security ID: 89385P102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anton J. Christianson For For Management
1.2 Elect Director William P. Murnane For For Management
1.3 Elect Director Charles M. Osborne For For Management
1.4 Elect Director Michael J. Paxton For For Management
1.5 Elect Director Kenneth J. Roering For For Management
1.6 Elect Director William D. Slattery For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TWEETER HOME ENTERTAINMENT GROUP, INC.
Ticker: TWTR Security ID: 901167106
Meeting Date: JAN 15, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Stone For For Management
1.2 Elect Director Jeffrey Bloomberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Issuance of Warrants For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: RMIX Security ID: 90333L102
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Colson For For Management
1.2 Elect Director Vincent D. Foster For For Management
1.3 Elect Director Mary P. Ricciardello For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS, INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Arling For For Management
1.2 Elect Director Satjiv S. Chahil For For Management
1.3 Elect Director Bruce A. Henderson For Withhold Management
1.4 Elect Director William C. Mulligan For Withhold Management
1.5 Elect Director J.C. Sparkman For Withhold Management
2 Ratify Auditors For Against Management
3 Approve Directors Compensation Plan For For Management
- --------------------------------------------------------------------------------
VANS, INC.
Ticker: VANS Security ID: 921930103
Meeting Date: JUN 30, 2004 Meeting Type: Special
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
VANS, INC.
Ticker: VANS Security ID: 921930103
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Schoenfeld For For Management
1.2 Elect Director James R. Sulat For For Management
1.3 Elect Director Lisa M. Douglas For For Management
1.4 Elect Director Charles G. Armstrong For For Management
1.5 Elect Director Leonard R. Wilkens For For Management
1.6 Elect Director Gary H. Schoenfeld For For Management
1.7 Elect Director Wilbur J. Fix For For Management
1.8 Elect Director Kathleen M. Gardarian For For Management
1.9 Elect Director Gerald Grinstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Shareholder Rights Plan (Poison For For Management
Pill)
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VESTA INSURANCE GROUP, INC.
Ticker: VTA Security ID: 925391104
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. D. Batlivala For For Management
1.2 Elect Director Kevin J. Tierney For For Management
1.3 Elect Director T. Owen Vickers For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VIGNETTE CORP.
Ticker: VIGN Security ID: 926734104
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Hogan For For Management
1.2 Elect Director Michael D. Lambert For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VOLT INFORMATION SCIENCES, INC.
Ticker: VOL Security ID: 928703107
Meeting Date: APR 9, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd Frank For Withhold Management
1.2 Elect Director Bruce G. Goodman For Withhold Management
1.3 Elect Director Mark N. Kaplan For For Management
1.4 Elect Director Steven A. Shaw For Withhold Management
1.5 Elect Director Theresa A. Havell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WILLBROS GROUP INC
Ticker: WG Security ID: 969199108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney B. Mitchell For For Management
1.2 Elect Director S. Miller Williams For For Management
2 APPROVAL OF AMENDMENT NUMBER 4 TO For For Management
WILLBROS GROUP, INC. 1996 STOCK PLAN,
WHICH INCREASES THE TOTAL NUMBER OF
SHARES OF THE COMMON STOCK OF THE COMPANY
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
3,125,000 TO 4,075,000 SHARES.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WOLVERINE TUBE, INC.
Ticker: WLV Security ID: 978093102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Duncan For For Management
1.2 Elect Director Jan K. Ver Hagen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZOMAX, INC.
Ticker: ZOMX Security ID: 989929104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Angelini For For Management
1.2 Elect Director Phillip T. Levin For For Management
1.3 Elect Director Janice Ozzello Wilcox For For Management
1.4 Elect Director Robert Ezrilov For For Management
1.5 Elect Director Howard P. Liszt For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
======================= FIFTH THIRD MID CAP GROWTH FUND ========================
A.G. EDWARDS, INC.
Ticker: AGE Security ID: 281760108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bagby For For Management
1.2 Elect Director Dr. E. Eugene Carter For For Management
1.3 Elect Director Peter B. Madoff For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ACTIVISION, INC.
Ticker: ATVI Security ID: 4930202
Meeting Date: SEP 18, 2003 Meeting Type: Annual
Record Date: JUL 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Kotick For For Management
1.2 Elect Director Brian G. Kelly For For Management
1.3 Elect Director Ronald Doornink For For Management
1.4 Elect Director Kenneth L. Henderson For For Management
1.5 Elect Director Barbara S. Isgur For For Management
1.6 Elect Director Steven T. Mayer For For Management
1.7 Elect Director Robert J. Morgado For For Management
2 Increase Authorized Preferred and Common For Against Management
Stock
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVANCE AUTO PARTS INC
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence P. Castellani For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Gilbert T. Ray For For Management
1.4 Elect Director John M. Roth For For Management
1.5 Elect Director Carlos A. Saladrigas For For Management
1.6 Elect Director William L. Salter For For Management
1.7 Elect Director Francesca Spinelli For For Management
1.8 Elect Director Nicholas F. Taubman For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 8190100
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Jeffrey A. Rich For For Management
1.3 Elect Director Mark A. King For For Management
1.4 Elect Director Joseph P. O'Neill For For Management
1.5 Elect Director Frank A. Rossi For For Management
1.6 Elect Director J. Livingston Kosberg For For Management
1.7 Elect Director Dennis McCuistion For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALBERTO-CULVER CO.
Ticker: ACV Security ID: 013068101
Meeting Date: JAN 22, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. G. Atwater, Jr. For For Management
1.2 Elect Director Sam J. Susser For For Management
1.3 Elect Director William W. Wirtz For For Management
1.4 Elect Director John A. Miller For For Management
1.5 Elect Director James G. Brocksmith, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Articles For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 31652100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director John N. Boruch For For Management
1.3 Elect Director Winston J. Churchill For For Management
1.4 Elect Director Thomas D. George For For Management
1.5 Elect Director Gregory K. Hinckley For For Management
1.6 Elect Director Juergen Knorr For For Management
1.7 Elect Director John B. Neff For For Management
1.8 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVOCENT CORPORATION
Ticker: AVCT Security ID: 053893103
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. McAleer For For Management
1.2 Elect Director David P. Vieau For For Management
1.3 Elect Director Doyle C. Weeks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 73325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Coleman III For For Management
1.2 Elect Director Dale Crandall For For Management
1.3 Elect Director William H. Janeway For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOGEN IDEC INC
Ticker: DSPG Security ID: 449370105
Meeting Date: NOV 12, 2003 Meeting Type: Special
Record Date: SEP 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BIOMET, INC.
Ticker: BMET Security ID: 90613100
Meeting Date: SEP 27, 2003 Meeting Type: Annual
Record Date: AUG 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry L. Ferguson For For Management
1.2 Elect Director Daniel P. Hann For For Management
1.3 Elect Director Thomas F. Kearns, Jr. For For Management
1.4 Elect Director Dane A. Miller, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON RESOURCES INC.
Ticker: BR Security ID: 122014103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Laird I. Grant For For Management
1.4 Elect Director Robert J. Harding For For Management
1.5 Elect Director John T. LaMacchia For For Management
1.6 Elect Director Randy L. Limbacher For For Management
1.7 Elect Director James F. McDonald For For Management
1.8 Elect Director Kenneth W. Orce For Withhold Management
1.9 Elect Director Donald M. Roberts For For Management
1.10 Elect Director James A. Runde For For Management
1.11 Elect Director John F. Schwarz For For Management
1.12 Elect Director Walter Scott, Jr. For Withhold Management
1.13 Elect Director Bobby S. Shackouls For For Management
1.14 Elect Director Steven J. Shapiro For For Management
1.15 Elect Director William E. Wade, Jr. For For Management
2 Approve Increase in Common Stock and a For For Management
Stock Split
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORP.
Ticker: CCMP Security ID: 12709P103
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Enriquez-Cabot For For Management
1.2 Elect Director H. Laurance Fuller For For Management
2 Elect Director William P. Noglows For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lally For For Management
1.2 Elect Director John M. Larson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAR 22, 2004 Meeting Type: Special
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Issuance of Stock in Connection For For Management
with Merger Agreement
3 Increase Authorized Preferred Stock For Against Management
4 Approve Omnibus Stock Plan For For Management
5 Allow Postponement or Adjournment of For Against Management
Special Meeting
- --------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: CMX Security ID: 141705103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director Colleen C. Welch, Ph.D. For For Management
1.3 Elect Director Roger L. Headrick For For Management
1.4 Elect Director Jean-Pierre Millon For For Management
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., Ph.D. For For Management
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Robert J. Feeney, Ph.D. For For Management
1.4 Elect Director Martyn D. Greenacre For Withhold Management
1.5 Elect Director Charles A. Sanders, M.D. For For Management
1.6 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.7 Elect Director Dennis L. Winger For For Management
1.8 Elect Director Horst Witzel, Dr.-Ing. For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CHEESECAKE FACTORY, INC., THE
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gregory For Withhold Management
2 Amend Stock Option Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helene B. Gralnick For Withhold Management
1.2 Elect Director Verna K. Gibson For For Management
1.3 Elect Director Betsy S. Atkins For For Management
1.4 Elect Director Scott A. Edmonds For Withhold Management
2 Change Range for Size of the Board For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHRISTOPHER & BANKS CORP
Ticker: CBK Security ID: 171046105
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: MAY 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Prange For For Management
1.2 Elect Director James J. Fuld, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
CINTAS CORP.
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Richard T. Farmer For For Management
2.2 Elect Director Robert J. Kohlhepp For For Management
2.3 Elect Director Scott D. Farmer For For Management
2.4 Elect Director Paul R. Carter For For Management
2.5 Elect Director Gerald V. Dirvin For For Management
2.6 Elect Director Robert J. Herbold For For Management
2.7 Elect Director Roger L. Howe For For Management
2.8 Elect Director David C. Phillips For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Expense Stock Options Against Against Shareholder
5 Establish a Nominating Committee of Against For Shareholder
Independent Directors
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Report on Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Ellis For For Management
1.2 Elect Director Lew Frankfort For For Management
1.3 Elect Director Sally Frame Kasaks For For Management
1.4 Elect Director Gary Loveman For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
- --------------------------------------------------------------------------------
COX RADIO, INC.
Ticker: CXR Security ID: 224051102
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita P. Baranco For For Management
1.2 Elect Director G. Dennis Berry For Withhold Management
1.3 Elect Director Richard A. Ferguson For Withhold Management
1.4 Elect Director Paul M. Hughes For For Management
1.5 Elect Director James C. Kennedy For Withhold Management
1.6 Elect Director Marc W. Morgan For Withhold Management
1.7 Elect Director Robert F. Neil For Withhold Management
1.8 Elect Director Nicholas D. Trigony For Withhold Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Neal Hunter For For Management
1.2 Elect Director Charles M. Swoboda For For Management
1.3 Elect Director John W. Palmour, Ph.D. For For Management
1.4 Elect Director Dolph W. von Arx For Withhold Management
1.5 Elect Director James E. Dykes For Withhold Management
1.6 Elect Director William J. O'Meara For Withhold Management
1.7 Elect Director Robert J. Potter, Ph.D. For Withhold Management
- --------------------------------------------------------------------------------
CYTYC CORPORATION
Ticker: CYTC Security ID: 232946103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director Daniel J. Levangie For For Management
1.3 Elect Director Joseph B. Martin, M.D., For For Management
Ph.D.
2 Approve Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOLLAR TREE STORES, INC.
Ticker: DLTR Security ID: 256747106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Range for Size of the Board For For Management
2.1 Elect Director H. Ray Compton For For Management
2.2 Elect Director John F. Megrue For For Management
2.3 Elect Director Alan L. Wurtzel For For Management
2.4 Elect Director Bob Sasser For For Management
2.5 Elect Director Thomas E. Whiddon For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
FASTENAL CO.
Ticker: FAST Security ID: 311900104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Kierlin For Withhold Management
1.2 Elect Director Stephen M. Slaggie For Withhold Management
1.3 Elect Director Michael M. Gostomski For For Management
1.4 Elect Director John D. Remick For For Management
1.5 Elect Director Henry K. McConnon For For Management
1.6 Elect Director Robert A. Hansen For For Management
1.7 Elect Director Willard D. Oberton For Withhold Management
1.8 Elect Director Michael J. Dolan For For Management
1.9 Elect Director Reyne K. Wisecup For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.R. Jensen For For Management
1.2 Elect Director K.M. Robak For For Management
1.3 Elect Director T.C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Withhold Management
1.2 Elect Director William J. Candee, III For For Management
1.3 Elect Director George S. Cohan For For Management
1.4 Elect Director Dan L. Goldwasser For For Management
1.5 Elect Director Lester B. Salans, M.D. For For Management
1.6 Elect Director Kenneth E. Goodman For Withhold Management
1.7 Elect Director Phillip M. Satow For Withhold Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENTEX CORP.
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Mulder For For Management
1.2 Elect Director Frederick Sotok For For Management
1.3 Elect Director Wallace Tsuha For For Management
2 Amend Stock Option Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
HUGHES SUPPLY, INC.
Ticker: HUG Security ID: 444482103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker II For For Management
1.2 Elect Director Dale E. Jones For For Management
1.3 Elect Director William P. Kennedy For For Management
1.4 Elect Director Patrick J. Knipe For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: ICST Security ID: 45811K208
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hock E. Tan For Withhold Management
1.2 Elect Director Nam P. Suh, Ph.D. For For Management
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory S. Lang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: JAN 26, 2004 Meeting Type: Special
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORP.
Ticker: IRF Security ID: 460254105
Meeting Date: NOV 24, 2003 Meeting Type: Annual
Record Date: SEP 26, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Plummer For For Management
1.2 Elect Director Minoru Matsuda For For Management
1.3 Elect Director Robert S. Attiyeh For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Williams For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Dr. Robert W. Conn For For Management
1.4 Elect Director James V. Diller For For Management
1.5 Elect Director Gary E. Gist For For Management
1.6 Elect Director Jan Peeters For For Management
1.7 Elect Director Robert N. Pokelwaldt For For Management
1.8 Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INVACARE CORP.
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald B. Blouch For For Management
1.2 Elect Director John R. Kasich For For Management
1.3 Elect Director Dan T. Moore, III For For Management
1.4 Elect Director Joseph B. Richey, II For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INVERESK RESEARCH GROUP, INC
Ticker: IRGI Security ID: 461238107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Henderson For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 13, 2004 Meeting Type: Annual
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Morean For For Management
1.2 Elect Director Thomas A. Sansone For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Mel S. Lavitt For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Frank A. Newman For For Management
1.8 Elect Director Laurence S. Grafstein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For Withhold Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For Against Management
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director Willie D. Davis For For Management
1.3 Elect Director Jack M. Greenberg For For Management
1.4 Elect Director Terry A. Hueneke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: DEC 10, 2003 Meeting Type: Special
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amnon Landan For For Management
1.2 Elect Director Igal Kohavi For For Management
1.3 Elect Director Clyde Ostler For For Management
1.4 Elect Director Yair Shamir For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Anthony Zingale For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICHAELS STORES, INC.
Ticker: MIK Security ID: 594087108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Wyly, Jr. For For Management
1.2 Elect Director Sam Wyly For For Management
1.3 Elect Director Richard E. Hanlon For For Management
1.4 Elect Director Richard C. Marcus For For Management
1.5 Elect Director Liz Minyard For For Management
1.6 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY, INC.
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MID ATLANTIC MEDICAL SERVICES, INC.
Ticker: MME Security ID: 59523C107
Meeting Date: FEB 10, 2004 Meeting Type: Special
Record Date: JAN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
NATIONAL COMMERCE FINANCIAL CORPORATION
Ticker: NCF Security ID: 63545P104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake P. Garrett, Jr. For For Management
1.2 Elect Director Thomas M. Garrott For For Management
1.3 Elect Director C. Dan Joyner For For Management
1.4 Elect Director W. Neely Mallory, Jr. For For Management
1.5 Elect Director Eric B. Munson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Michael R. Hallman For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director Dr. Sachio Semmoto For For Management
1.8 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Pops For For Management
1.2 Elect Director Stephen A. Sherwin, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC.
Ticker: NFB Security ID: 659424105
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Reeve For For Management
1.2 Elect Director George H. Rowsom For For Management
1.3 Elect Director Dr. Kurt R. Schmeller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUL 10, 2003 Meeting Type: Annual
Record Date: MAY 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tench Coxe For For Management
1.2 Elect Director Mark A. Stevens For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICARE, INC.
Ticker: OCR Security ID: 681904108
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Hutton For For Management
1.2 Elect Director Joel F. Gemunder For For Management
1.3 Elect Director Charles H. Erhart, Jr. For For Management
1.4 Elect Director David W. Froesel, Jr. For For Management
1.5 Elect Director Sandra E. Laney For For Management
1.6 Elect Director Andrea R. Lindell, DNSc, For For Management
RN
1.7 Elect Director Sheldon Margen, M.D. For For Management
1.8 Elect Director John H. Timoney For For Management
1.9 Elect Director Amy Wallman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATTERSON DENTAL CO.
Ticker: PDCO Security ID: 703412106
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold C. Slavkin For For Management
1.2 Elect Director James W. Wiltz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 26, 2003 Meeting Type: Annual
Record Date: JUL 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.K. Desai For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Balakrishnan S. Iyer For For Management
1.5 Elect Director Carol L. Miltner For For Management
1.6 Elect Director George D. Wells For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Irwin Federman For For Management
1.3 Elect Director Judy Bruner For For Management
1.4 Elect Director Michael E. Marks For For Management
1.5 Elect Director James D. Meindl For For Management
1.6 Elect Director Alan F. Shugart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack W. Schuler For For Management
1.2 Elect Director Mark C. Miller For For Management
1.3 Elect Director John P. Connaughton For For Management
1.4 Elect Director Rod F. Dammeyer For For Management
1.5 Elect Director Patrick F. Graham For For Management
1.6 Elect Director John Patience For For Management
1.7 Elect Director Thomas R. Reusche For For Management
1.8 Elect Director Peter Vardy For For Management
1.9 Elect Director L. John Wilkerson, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Report on Waste Incineration Against Against Shareholder
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director John W. Benson For For Management
2.2 Elect Director Gerald B. Fischer For For Management
2.3 Elect Director Kendrick B. Melrose For For Management
- --------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Andy D. Bryant For For Management
1.3 Elect Director Chi-Foon Chan For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Deborah A. Coleman For For Management
1.6 Elect Director A. Richard Newton For For Management
1.7 Elect Director Sasson Somekh For Withhold Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Non-Employee Director Stock Option For Against Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
TELEFLEX INC.
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia C. Barron For For Management
1.2 Elect Director Donald Beckman For Withhold Management
1.3 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Toy For For Management
1.2 Elect Director Ying Wu For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VALSPAR CORP., THE
Ticker: VAL Security ID: 920355104
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Gaillard For For Management
1.2 Elect Director Mae C. Jemison For For Management
1.3 Elect Director Gregory R. Palen For For Management
1.4 Elect Director Lawrence Perlman For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARCO INTERNATIONAL, INC.
Ticker: VRC Security ID: 922122106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director George S. Dotson For For Management
1.3 Elect Director Richard A. Kertson For Withhold Management
1.4 Elect Director John F. Lauletta For For Management
1.5 Elect Director Eric L. Mattson For For Management
1.6 Elect Director L.E. Simmons For For Management
1.7 Elect Director Jeffery A. Smisek For For Management
1.8 Elect Director Douglas E. Swanson For For Management
1.9 Elect Director James D. Woods For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VARIAN INC
Ticker: VARI Security ID: 922206107
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. McDonald For For Management
1.2 Elect Director Wayne R. Moon For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director Samuel Hellman For For Management
1.3 Elect Director Terry R. Lautenbach For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Lester For For Management
1.2 Elect Director Edward A. Mueller For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Adrian D.P. Bellamy For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Michael R. Lynch For For Management
1.8 Elect Director Richard T. Robertson For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XTO ENERGY CORP
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Kevil For Withhold Management
1.2 Elect Director Scott G. Sherman For For Management
1.3 Elect Director Bob R. Simpson For Withhold Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORP.
Ticker: ZBRA Security ID: 989207105
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard Cless For For Management
1.2 Elect Director Michael A. Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Adopt Charter Language on Board Diversity Against Against Shareholder
======================= FIFTH THIRD MULTI CAP VALUE FUND =======================
3COM CORP.
Ticker: COMS Security ID: 885535104
Meeting Date: SEP 23, 2003 Meeting Type: Annual
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Claflin For For Management
1.2 Elect Director Paul G. Yovovich For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC.
Ticker: ADCT Security ID: 000886101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Annunziata For For Management
1.2 Elect Director John J. Boyle III For For Management
1.3 Elect Director Larry W. Wangberg For For Management
1.4 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AK STEEL HOLDING CORP.
Ticker: AKS Security ID: 001547108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Abdoo For For Management
1.2 Elect Director Donald V. Fites For For Management
1.3 Elect Director Dr. Bonnie G. Hill For For Management
1.4 Elect Director Robert H. Jenkins For For Management
1.5 Elect Director Lawrence A. Leser For For Management
1.6 Elect Director Daniel J. Meyer For For Management
1.7 Elect Director Shirley D. Peterson For For Management
1.8 Elect Director Dr. James A. Thomson For For Management
1.9 Elect Director James L. Wainscott For For Management
- --------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director John P. DesBarres For For Management
1.4 Elect Director Robert W. Fri For For Management
1.5 Elect Director William R. Howell For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Leonard J. Kujawa For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Donald G. Smith For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
4 Submit Executive Pension Benefit to Vote Against For Shareholder
5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
6 Establish Term Limits for Directors Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director William G. Bowen For For Management
1.4 Elect Director Ursula M. Burns For For Management
1.5 Elect Director Kenneth I. Chenault For For Management
1.6 Elect Director Peter R. Dolan For For Management
1.7 Elect Director Vernon E. Jordan, Jr. For For Management
1.8 Elect Director Jan Leschly For For Management
1.9 Elect Director Richard A. McGinn For For Management
1.10 Elect Director Edward D. Miller For For Management
1.11 Elect Director Frank P. Popoff For For Management
1.12 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Peter Ricketts For Withhold Management
1.2 Elect Director C. Kevin Landry For For Management
1.3 Elect Director Mark L. Mitchell For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Barcus For For Management
1.2 Elect Director James L. Bryan For For Management
1.3 Elect Director James T. Hackett For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 034425108
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Bollinger, Ph.D. For For Management
1.2 Elect Director Philip Wm. Colburn For For Management
1.3 Elect Director Thomas A. Donahoe For For Management
1.4 Elect Director Ralph E. Faison For For Management
1.5 Elect Director Jere D. Fluno For For Management
1.6 Elect Director William O. Hunt For For Management
1.7 Elect Director Charles R. Nicholas For For Management
1.8 Elect Director Robert G. Paul For For Management
1.9 Elect Director Gerald A. Poch For For Management
1.10 Elect Director Glen O. Toney, Ph.D. For For Management
1.11 Elect Director Dennis L. Whipple For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDREW CORP.
Ticker: ANDW Security ID: 34425108
Meeting Date: JUL 15, 2003 Meeting Type: Special
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Authorize New Class of Preferred Stock For For Management
3 Approve Increase in Size of Board For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For Withhold Management
1.3 Elect Director Jan Kalff For Withhold Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: DEC 18, 2003 Meeting Type: Special
Record Date: OCT 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene C. Fiedorek For For Management
1.2 Elect Director Patricia Albjerg Graham For For Management
1.3 Elect Director F. H. Merelli For Withhold Management
1.4 Elect Director Raymond Plank For For Management
2 Report on Greenhouse Gas Emissions Against For Shareholder
- --------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Jerome B. York For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
APPLERA CORP
Ticker: ABI Security ID: 38020202
Meeting Date: OCT 16, 2003 Meeting Type: Annual
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For Withhold Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 39483102
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Allen Andreas For For Management
1.2 Elect Director Mollie Hale Carter For For Management
1.3 Elect Director Roger S. Joslin For For Management
1.4 Elect Director D.J. Mimran For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director M. Brian Mulroney For For Management
1.7 Elect Director J. K. Vanier For For Management
1.8 Elect Director O. G. Webb For For Management
1.9 Elect Director Kelvin R. Westbrook For For Management
- --------------------------------------------------------------------------------
AT&T CORP.
Ticker: T Security ID: 001957505
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors William F. Aldinger For For Management
1.2 Elect Directors Kenneth T. Derr For For Management
1.3 Elect Directors David W. Dorman For For Management
1.4 Elect Directors M. Kathryn Eickhoff For For Management
1.5 Elect Directors Herbet L. Henkel For For Management
1.6 Elect Directors Frank C. Herringer For For Management
1.7 Elect Directors Shirley Ann Jackson For For Management
1.8 Elect Directors Jon C. Madonna For For Management
1.9 Elect Directors Donald F. McHenry For For Management
1.10 Elect Directors Tony L. White For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Separate Chairman and CEO Positions Against For Shareholder
7 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC.
Ticker: AWE Security ID: 00209A106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Nobuharu Ono For For Management
2.2 Elect Director Carolyn M. Ticknor For For Management
2.3 Elect Director John D. Zeglis For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Prohibit Awards to Executives Against Against Shareholder
6 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. DeGraan For For Management
1.3 Elect Director James F. Orr For For Management
1.4 Elect Director Margaretha af Ugglas For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 084670207
Meeting Date: MAY 1, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For Withhold Management
1.2 Elect Director Charles T. Munger For Withhold Management
1.3 Elect Director Susan T. Buffett For Withhold Management
1.4 Elect Director Howard G. Buffett For Withhold Management
1.5 Elect Director Malcolm G. Chace For For Management
1.6 Elect Director David S. Gottesman For For Management
1.7 Elect Director Charlotte Guyman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Thomas S. Murphy For For Management
1.10 Elect Director Ronald L. Olson For Withhold Management
1.11 Elect Director Walter Scott, Jr. For Withhold Management
2 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
BIG LOTS INC.
Ticker: BLI Security ID: 089302103
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert J. Bell For For Management
1.2 Elect Director Sheldon M. Berman For For Management
1.3 Elect Director David T. Kollat For For Management
1.4 Elect Director Brenda J. Lauderback For For Management
1.5 Elect Director Philip E. Mallott For For Management
1.6 Elect Director Ned Mansour For For Management
1.7 Elect Director Michael J. Potter For For Management
1.8 Elect Director Russell Solt For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
- --------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 96761101
Meeting Date: SEP 8, 2003 Meeting Type: Annual
Record Date: JUL 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Corbin For For Management
1.2 Elect Director Stewart K. Owens For For Management
1.3 Elect Director Robert E.H. Rabold For Withhold Management
- --------------------------------------------------------------------------------
BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director Ernest J. Novak, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Dolan For For Management
1.2 Elect Director Louis V. Gerstner, Jr. For For Management
1.3 Elect Director Leif Johansson For For Management
2 Ratify Auditors For For Management
3 Report on Political Against Against Shareholder
Contributions/Activities
4 Cease Political Contributions/Activities Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC
Ticker: CSG Security ID: 127209302
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINANCIAL STATEMENTS For For Management
2 DECLARATION OF FINAL DIVIDEND 2003 For For Management
3 DIRECTORS REMUNERATION REPORT For For Management
4.1 Elect Director John Sunderland For For Management
4.2 Elect Director Ken Hanna For For Management
4.3 Elect Director Rick Braddock For For Management
4.4 Elect Director Roger Carr For For Management
4.5 Elect Director David Thompson For For Management
5 Ratify Auditors For For Management
6 REMUNERATION OF AUDITORS For For Management
7 AUTHORITY TO ALLOT RELEVANT SECURITIES For For Management
8 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS For For Management
9 AUTHORITY TO PURCHASE OWN ORDINARY SHARES For For Management
10 AMEND RULES OF THE SHARE OPTION PLAN 1994 For For Management
11 AMEND RULES OF THE 1997 LONG TERM For For Management
INCENTIVE PLAN
12 APPROVAL OF THE BONUS SHARE RETENTION For For Management
PLAN 2004
13 AMEND RULES OF EIGHT NAMED SHARE For For Management
SCHEMES/PLANS
14 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR For For Management
PLANS
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Baroness Hogg For For Management
1.8 Elect Director A. Kirk Lanterman For For Management
1.9 Elect Director Modesto A. Maidique For For Management
1.10 Elect Director John P. Mcnulty For For Management
1.11 Elect Director Peter Ratcliffe For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Stuart Subotnick For For Management
1.14 Elect Director Uzi Zucker For For Management
2 Ratify Auditors For For Management
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
4 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL PERIOD
ENDED NOVEMBER 30, 2003.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
6 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
7 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC
SHARES.
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP., THE
Ticker: SCH Security ID: 808513105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald G. Fisher For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David B. Yoffie For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORP.
Ticker: CVX Security ID: 166764100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director Robert J. Eaton For For Management
1.4 Elect Director Sam Ginn For For Management
1.5 Elect Director Carla Anderson Hills For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director J. Bennett Johnston For For Management
1.8 Elect Director Sam Nunn For For Management
1.9 Elect Director David J. O'Reilly For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill) Policy
4 Amend Omnibus Stock Plan For For Management
5 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Require Affirmative Vote of a Majority of Against Against Shareholder
the Shares to Elect Directors
8 Report on Health and Environmental Against Against Shareholder
Initiatives in Ecuador
9 Report on Renewable Energy Against Against Shareholder
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Campbell For For Management
1.2 Elect Director Jane E. Henney, M.D. For For Management
1.3 Elect Director Charles R. Shoemate For For Management
1.4 Elect Director Louis W. Sullivan, M.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORP.
Ticker: CINF Security ID: 172062101
Meeting Date: APR 24, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Brown For For Management
1.2 Elect Director Dirk J. Debbink For For Management
1.3 Elect Director Robert C. Schiff For For Management
1.4 Elect Director John M. Shepherd For For Management
1.5 Elect Director Douglas S. Skidmore For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard J. Couillaud For Withhold Management
1.2 Elect Director Henry E. Gauthier For Withhold Management
1.3 Elect Director John R. Ambroseo For Withhold Management
1.4 Elect Director Charles W. Cantoni For For Management
1.5 Elect Director John H. Hart For For Management
1.6 Elect Director Robert J. Quillinan For Withhold Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Frank P. Carrubba For For Management
2 Amend Stock Option Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: DEC 16, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862402
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: JUL 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Robert A. Krane For For Management
1.3 Elect Director Mark H. Rauenhorst For For Management
1.4 Elect Director Bruce Rohde For For Management
2 Ratify Auditors For For Management
4 Genetically Modified Organisms (GMO) Against Against Shareholder
5 Modify Current and Future Stock Option Against Against Shareholder
Plans
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director James E. Copeland, Jr. For For Management
1.3 Elect Director Kenneth M. Duberstein For For Management
1.4 Elect Director Ruth R. Harkin For For Management
1.5 Elect Director William R. Rhodes For For Management
1.6 Elect Director J. Stapleton Roy For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Report on Drilling in the Arctic National Against Against Shareholder
Wildlife Refuge
- --------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Neal Hunter For For Management
1.2 Elect Director Charles M. Swoboda For For Management
1.3 Elect Director John W. Palmour, Ph.D. For For Management
1.4 Elect Director Dolph W. von Arx For Withhold Management
1.5 Elect Director James E. Dykes For Withhold Management
1.6 Elect Director William J. O'Meara For Withhold Management
1.7 Elect Director Robert J. Potter, Ph.D. For Withhold Management
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.E. Bailey For For Management
1.2 Elect Director R.L. Burrus, Jr. For For Management
1.3 Elect Director E.J. Kelly, III For For Management
1.4 Elect Director R.D. Kunisch For For Management
1.5 Elect Director S.J. Morcott For For Management
1.6 Elect Director D.M. Ratcliffe For For Management
1.7 Elect Director C.E. Rice For For Management
1.8 Elect Director W.C. Richardson For For Management
1.9 Elect Director F.S. Royal, M.D. For For Management
1.10 Elect Director D.J. Shepard For For Management
1.11 Elect Director M.J. Ward For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
CUBIC CORP.
Ticker: CUB Security ID: 229669106
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter J. Zable For For Management
1.2 Elect Director Walter C. Zable For Withhold Management
1.3 Elect Director William W. Boyle For For Management
1.4 Elect Director Dr. Richard C. Atkinson For Withhold Management
1.5 Elect Director Raymond L. deKozan For For Management
1.6 Elect Director Robert T. Monagan For For Management
1.7 Elect Director Raymond E. Peet For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terry R. Lautenbach For For Management
1.7 Elect Director Terrence Murray For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Thomas M. Ryan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DIEBOLD, INC.
Ticker: DBD Security ID: 253651103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis V. Bockius III For For Management
1.2 Elect Director Christopher M. Connor For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Eric C. Evans For For Management
1.5 Elect Director Gale S. Fitzgerald For For Management
1.6 Elect Director Phillip B. Lassiter For For Management
1.7 Elect Director John N. Lauer For For Management
1.8 Elect Director William F. Massy For For Management
1.9 Elect Director Walden W. O'Dell For For Management
1.10 Elect Director Eric J. Roorda For For Management
1.11 Elect Director W. R. Timken, Jr. For For Management
1.12 Elect Director Henry D. G. Wallace For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Allen For For Management
1.2 Elect Director Peter W. Brown For For Management
1.3 Elect Director Ronald J. Calise For For Management
1.4 Elect Director Thos. E. Capps For For Management
1.5 Elect Director George A. Davidson, Jr. For For Management
1.6 Elect Director John W. Harris For For Management
1.7 Elect Director Robert S. Jepson, Jr. For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Richard L. Leatherwood For For Management
1.10 Elect Director Margaret A. McKenna For For Management
1.11 Elect Director Kenneth A. Randall For For Management
1.12 Elect Director Frank S. Royal For For Management
1.13 Elect Director S. Dallas Simmons For For Management
1.14 Elect Director Robert H. Spilman For For Management
1.15 Elect Director David A. Wollard For For Management
2 Ratify Auditors For For Management
3 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 264399106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Anderson For For Management
1.2 Elect Director Ann M. Gray For For Management
1.3 Elect Director Michael E.J. Phelps For Withhold Management
1.4 Elect Director James T. Rhodes For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
FLORIDA EAST COAST INDUSTRIES, INC.
Ticker: FLA Security ID: 340632108
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Anestis For For Management
1.2 Elect Director Robert D. Fagan For For Management
1.3 Elect Director David M. Foster For For Management
1.4 Elect Director Allen C. Harper For For Management
1.5 Elect Director Adolfo Henriques For For Management
1.6 Elect Director James E. Jordan For For Management
1.7 Elect Director Gilbert H. Lamphere For For Management
1.8 Elect Director John S. Lord For For Management
1.9 Elect Director Joseph Nemec For For Management
1.10 Elect Director Herbert H. Peyton For For Management
1.11 Elect Director James J. Pieczynski For For Management
1.12 Elect Director W. L. Thornton For Withhold Management
- --------------------------------------------------------------------------------
FOOT LOCKER INC
Ticker: FL Security ID: 344849104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Preston For For Management
1.2 Elect Director Matthew D. Serra For For Management
1.3 Elect Director Christopher A. Sinclair For For Management
1.4 Elect Director Dona D. Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FURNITURE BRANDS INTERNATIONAL, INC.
Ticker: FBN Security ID: 360921100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.B. Bell For For Management
1.2 Elect Director J.T. Foy For For Management
1.3 Elect Director W.G. Holliman For For Management
1.4 Elect Director J.R. Jordan, Jr. For For Management
1.5 Elect Director D.E. Lasater For For Management
1.6 Elect Director L.M. Liberman For For Management
1.7 Elect Director R.B. Loynd For For Management
1.8 Elect Director B.L. Martin For For Management
1.9 Elect Director A.B. Patterson For For Management
1.10 Elect Director A.E. Suter For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For For Management
1.2 Elect Director James S. Crown For For Management
1.3 Elect Director Lester Crown For For Management
1.4 Elect Director William P. Fricks For For Management
1.5 Elect Director Charles H. Goodman For For Management
1.6 Elect Director Jay L. Johnson For For Management
1.7 Elect Director George A. Joulwan For For Management
1.8 Elect Director Paul G. Kaminski For For Management
1.9 Elect Director John M. Keane For For Management
1.10 Elect Director Lester L. Lyles For For Management
1.11 Elect Director Carl E. Mundy, Jr. For For Management
1.12 Elect Director Robert Walmsley For For Management
2 Approve Omnibus Stock Plan For For Management
3 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
4 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD.
Ticker: GLBL Security ID: 379336100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Dore For For Management
1.2 Elect Director James C. Day For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director Edgar G. Hotard For For Management
1.5 Elect Director Richard A. Pattarozz For For Management
1.6 Elect Director James L. Payne For For Management
1.7 Elect Director Michael J. Pollock For Withhold Management
1.8 Elect Director Luis K. Tellez For For Management
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James J. Glasser For For Management
1.5 Elect Director James W. Griffith For For Management
1.6 Elect Director William R. Holland For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Douglas E. Olesen For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
1.10 Elect Director James R. Wilson For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOODYEAR TIRE & RUBBER CO., THE
Ticker: GT Security ID: 382550101
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Keegan For For Management
1.2 Elect Director Rodney O'Neal For For Management
1.3 Elect Director Shirley D. Peterson For For Management
1.4 Elect Director John G. Breen For For Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: AUG 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Dionne For For Management
1.2 Elect Director David B. Rickard For For Management
1.3 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Magdalena H. Averhoff, For For Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Richard M. Bracken For For Management
1.5 Elect Director Martin Feldstein For For Management
1.6 Elect Director Thomas F. Frist, Jr., For For Management
M.D.
1.7 Elect Director Frederick W. Gluck For For Management
1.8 Elect Director Glenda A. Hatchett For For Management
1.9 Elect Director Charles O. Holliday, Jr. For For Management
1.10 Elect Director T. Michael Long For For Management
1.11 Elect Director John H. McArthur For For Management
1.12 Elect Director Kent C. Nelson For For Management
1.13 Elect Director Frank S. Royal, M.D. For For Management
1.14 Elect Director Harold T. Shapiro For For Management
2 Ratify Auditors For For Management
3 Amend Management Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD CO.
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.T. Babbio, Jr. For For Management
1.2 Elect Director P.C. Dunn For For Management
1.3 Elect Director C.S. Fiorina For For Management
1.4 Elect Director R.A. Hackborn For For Management
1.5 Elect Director G.A. Keyworth II For For Management
1.6 Elect Director R.E. Knowling, Jr. For For Management
1.7 Elect Director S.M. Litvack For Withhold Management
1.8 Elect Director R.L. Ryan For For Management
1.9 Elect Director L.S. Salhany For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
HILLENBRAND INDUSTRIES, INC.
Ticker: HB Security ID: 431573104
Meeting Date: FEB 12, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ray J. Hillenbrand as For Withhold Management
Class II Director
1.2 Elect Director Anne Griswold Peirce as For For Management
Class II Director
1.3 Elect Director Peter H. Soderberg as For For Management
Class II Director
2 Elect Director Joanne C. Smith as Class For For Management
III Director
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: HMC Security ID: 438128308
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF PROPOSAL FOR APPROPRIATION OF For For Management
RETAINED EARNINGS FOR THE 80TH FISCAL
YEAR.
2 PARTIAL AMENDMENTS TO THE ARTICLES OF For For Management
INCORPORATION.
3.1 Elect Director T. Fukui For For Management
3.2 Elect Director K. Amemiya For For Management
3.3 Elect Director M. Hagino For For Management
3.4 Elect Director M. Harada For For Management
3.5 Elect Director M. Shiraishi For For Management
3.6 Elect Director S. Aoki For For Management
3.7 Elect Director A. Hyogo For For Management
3.8 Elect Director S. Dobashi For For Management
3.9 Elect Director S. Toshida For For Management
3.10 Elect Director K. Hirashima For For Management
3.11 Elect Director K. Kondo For For Management
3.12 Elect Director Y. Ikenoya For For Management
3.13 Elect Director T. Onda For For Management
3.14 Elect Director A. Takano For For Management
3.15 Elect Director T. Ito For For Management
3.16 Elect Director S. Kishi For For Management
3.17 Elect Director H. Yoshino For For Management
3.18 Elect Director M. Yoshimi For For Management
3.19 Elect Director M. Kato For For Management
3.20 Elect Director S. Takagi For For Management
3.21 Elect Director H. Kuroda For For Management
3.22 Elect Director A. Hamada For For Management
3.23 Elect Director T. Kowashi For For Management
3.24 Elect Director T. Iwamura For For Management
3.25 Elect Director T. Yamamoto For For Management
3.26 Elect Director M. Takabayashi For For Management
3.27 Elect Director T. Oyamo For For Management
3.28 Elect Director S. Kanazawa For For Management
3.29 Elect Director M. Nishimae For For Management
3.30 Elect Director F. Ike For For Management
3.31 Elect Director M. Yamashita For For Management
3.32 Elect Director H. Kobayashi For For Management
3.33 Elect Director K. Sagawa* For For Management
3.34 Elect Director K. Iiyama* For For Management
3.35 Elect Director H. Oshima* For For Management
3.36 Elect Director S. Minekawa* For For Management
4 ELECTION AS CORPORATE AUDITOR: KOJI For For Management
MIYAJIMA
5 ELECTION AS CORPORATE AUDITOR: HIROSHI For For Management
OKUBO
6 ELECTION AS CORPORATE AUDITOR: FUMIHIKO For For Management
SAITO
7 REVISION OF AMOUNT OF REMUNERATION For For Management
PAYABLE TO DIRECTORS.
8 PAYMENT OF BONUS TO DIRECTORS AND For For Management
CORPORATE AUDITORS FOR THE 80TH FISCAL
YEAR.
9 PRESENTATION OF RETIREMENT ALLOWANCE TO For For Management
RETIRING DIRECTORS AND CORPORATE AUDITORS
FOR THEIR RESPECTIVE SERVICES.
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For Withhold Management
1.2 Elect Director Bruce Karatz For Withhold Management
1.3 Elect Director Russell E. Palmer For Withhold Management
1.4 Elect Director Ivan G. Seidenberg For Withhold Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORP.
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Abbott For For Management
1.2 Elect Director Mary H. Futrell For For Management
1.3 Elect Director Louis G. Lower II For For Management
1.4 Elect Director Joseph J. Melone For For Management
1.5 Elect Director Jeffrey L. Morby For For Management
1.6 Elect Director Shaun F. O'Malley For For Management
1.7 Elect Director Charles A. Parker For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones For For Management
1.2 Elect Director David A. Jones, Jr. For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael E. Gellert For For Management
1.5 Elect Director John R. Hall For For Management
1.6 Elect Director Kurt J. Hilzinger For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management
- --------------------------------------------------------------------------------
INDUSTRIAS BACHOCO S.A.
Ticker: Security ID: 456463108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 DISCUSS, APPROVE OR AMEND THE REPORT OF For For Management
THE BOARD OF DIRECTORS OF THE COMPANY
REQUIRED BY ARTICLE 172 OF THE GENERAL
LAW OF COMMERCIAL CORPORATIONS,
CONSIDERING THE REPORT OF THE STATUTORY
AUDITOR AND THE REPORT OF THE AUDIT
COMMITTEE, BOTH REPORTS WITH
2 PRESENTATION OF THE REPORT OF THE BOARD For For Management
OF DIRECTORS OF THE COMPANY REGARDING THE
POLICIES OF THE COMPANY TO PURCHASE ITS
OWN SHARES, AND PRESENTATION OF THE
PROPOSAL OF THE MAXIMUM AMOUNT THAT THE
COMPANY CAN ALLOCATE TO PURCHASE ITS OWN
SHARES DURING 2
3 PRESENTATION AND, IN ITS CASE, APPROVAL For Against Management
OF THE PROPOSAL FOR PAYMENT OF DIVIDENDS
IN CASH. RESOLUTIONS THEREOF.
4 Ratify Auditors For For Management
5 APPOINTMENT OR RATIFICATION OF THE For For Management
MEMBERS OF THE AUDIT COMMITTEE.
RESOLUTIONS THEREOF.
6 DETERMINATION OF THE CORRESPONDING For For Management
REMUNERATION TO BE PAID TO THE MEMBERS OF
THE BOARD OF DIRECTORS, SECRETARY,
STATUTORY AUDITOR, AND THE AUDIT
COMMITTEE. RESOLUTIONS THEREOF.
7 APPOINTMENT OF SPECIAL DELEGATES OF THE For For Management
COMPANY, IN ORDER TO ATTEND TO THE
GENERAL SHAREHOLDERS MEETINGS OF THE
SUBSIDIARIES OF THE COMPANY, AND TO
FORMALIZE THE RESOLUTIONS ADOPTED IN THIS
MEETING. RESOLUTIONS THEREOF.
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
IONICS, INC.
Ticker: ION Security ID: 462218108
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
IONICS, INC.
Ticker: ION Security ID: 462218108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Brown For For Management
1.2 Elect Director William K. Reilly For For Management
1.3 Elect Director Robert H. Temkin For For Management
1.4 Elect Director Allen S. Wyett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO)
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen C. Barrett For For Management
1.2 Elect Director M.Anthony Burns For Withhold Management
1.3 Elect Director Maxine K. Clark For For Management
1.4 Elect Director Allen Questrom For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JDS UNIPHASE CORP.
Ticker: JDSU Security ID: 46612J101
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Enos For For Management
1.2 Elect Director Peter A. Guglielmi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND
Ticker: BTO Security ID: 409735107
Meeting Date: MAR 18, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patti Mcgill Peterson For For Management
1.2 Elect Director Steven R. Pruchansky For For Management
1.3 Elect Director Norman H. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
KERR-MCGEE CORP.
Ticker: KMG Security ID: 492386107
Meeting Date: JUN 25, 2004 Meeting Type: Special
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
KERR-MCGEE CORP.
Ticker: KMG Security ID: 492386107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bradford For For Management
1.2 Elect Director Luke R. Corbett For For Management
1.3 Elect Director David C Genever-Watling For For Management
1.4 Elect Director Farah M. Walters For For Management
2 Ratify Auditors For For Management
3 Establishment of an Office of the Board Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Cutler For For Management
1.2 Elect Director Douglas J. McGregor For For Management
1.3 Elect Director Eduardo R. Menasce For For Management
1.4 Elect Director Henry L. Meyer III For For Management
1.5 Elect Director Peter G. Ten Eyck, II For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For Withhold Management
1.2 Elect Director Claudio X. Gonzalez For Withhold Management
1.3 Elect Director Linda Johnson Rice For Withhold Management
1.4 Elect Director Marc J. Shapiro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: NOV 4, 2003 Meeting Type: Annual
Record Date: SEP 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earnest W. Deavenport, Jr. For For Management
as Class II Director
1.2 Elect Director Elizabeth M. Greetham as For For Management
Class II Director
1.3 Elect Director James R. Lattanzi as Class For For Management
III Director
1.4 Elect Director Philip M. Pfeffer as Class For For Management
II Director
1.5 Elect Director Ted G. Wood as Class I For For Management
Director
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis C. Camilleri For Withhold Management
1.2 Elect Director Roger K. Deromedi For Withhold Management
1.3 Elect Director Dinyar S. Devitre For Withhold Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Betsy D. Holden For Withhold Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Mary L. Schapiro For For Management
1.8 Elect Director Charles R. Wall For Withhold Management
1.9 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORP.
Ticker: L Security ID: 530718105
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director Paul A. Gould For For Management
1.3 Elect Director John C. Malone For Withhold Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MARATHON OIL CORP
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Charles R. Lee For For Management
1.3 Elect Director Dennis H. Reilley For For Management
1.4 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Report on Greenhouse Gas Emissions Against For Shareholder
4 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dow For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Wayne B. Lyon For For Management
1.4 Elect Director David L. Johnston For For Management
1.5 Elect Director J. Michael Losh For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO., THE
Ticker: MAY Security ID: 577778103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Kahn For Withhold Management
1.2 Elect Director Helene L. Kaplan For Withhold Management
1.3 Elect Director James M. Kilts For Withhold Management
1.4 Elect Director Russell E. Palmer For Withhold Management
1.5 Elect Director William P. Stiritz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For For Management
1.2 Elect Director Walter E. Massey For For Management
1.3 Elect Director John W. Rogers, Jr. For For Management
1.4 Elect Director Anne-Marie Slaughter For For Management
1.5 Elect Director Roger W. Stone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
MILLENNIUM PHARMACEUTICALS, INC.
Ticker: MLNM Security ID: 599902103
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Homcy, M.D. For For Management
1.2 Elect Director Raju S. Kucherlapati, For For Management
Ph.D.
1.3 Elect Director Eric S. Lander, Ph.D. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NATUZZI SPA (FORMERLY INDUSTRIE NATUZZI SPA)
Ticker: NTZ Security ID: 63905A101
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Financial Statements and Statutory For For Management
Reports of the Subsidiary Style & Comfort
Srl
3 Elect Directors and Approve Remuneration For For Management
of Directors
4 Appoint Internal Statutory Auditors and For For Management
Chairman; Approve Remuneration of
Auditors
5 Elect External Auditors and Fix For For Management
Remuneration of Auditors
6 Approve Dividend Distribution of EUR 0.14 For For Management
per ADR
- --------------------------------------------------------------------------------
NEIMAN MARCUS GROUP, INC. , THE
Ticker: NMG.A Security ID: 640204202
Meeting Date: JAN 16, 2004 Meeting Type: Annual
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Smith For For Management
1.2 Elect Director Robert A. Smith For For Management
1.3 Elect Director Paula Stern For For Management
1.4 Elect Director Gary L. Countryman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott S. Cowen For For Management
1.2 Elect Director Cynthia A. Montgomery For For Management
1.3 Elect Director Allan P. Newell For For Management
1.4 Elect Director Gordon R. Sullivan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Aiello For For Management
1.2 Elect Director Fred Corrado For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Wayne Mackie For For Management
1.5 Elect Director Claudia B. Malone For For Management
1.6 Elect Director Jack L. Messman For For Management
1.7 Elect Director Richard L. Nolan For For Management
1.8 Elect Director Thomas G. Plaskett For For Management
1.9 Elect Director John W. Poduska, Sr. For For Management
1.10 Elect Director James D. Robinson, III For For Management
1.11 Elect Director Kathy Brittain White For For Management
2 Expense Stock Options Against For Shareholder
3 Performance-Based/Indexed Options Against For Shareholder
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
ORTHODONTIC CENTERS OF AMERICA, INC.
Ticker: OCA Security ID: 68750P103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D J L Buchman, Dmd, Ms For Withhold Management
1.2 Elect Director Kevin M. Dolan For For Management
1.3 Elect Director Linda C. Girard For For Management
1.4 Elect Director David W. Vignes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307
Meeting Date: NOV 19, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Carroll, Jr. For For Management
1.2 Elect Director Eric Krasnoff For For Management
1.3 Elect Director Dr. Edward L. Snyder For For Management
1.4 Elect Director Dr. James D. Watson For For Management
1.5 Elect Director Marcus Wilson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PAYLESS SHOESOURCE, INC.
Ticker: PSS Security ID: 704379106
Meeting Date: MAY 27, 2004 Meeting Type: Proxy Contest
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan Jr. For For Management
1.2 Elect Director Michael E. Murphy For For Management
1.3 Elect Director Robert C. Wheeler For For Management
2 Ratify Auditors For For Management
1.1 Elect Director James A. Mitarotonda Against None Management
1.2 Elect Director William J. Fox Against None Management
1.3 Elect Director Harold D. Kahn Against None Management
2 Ratify Auditors For None Management
- --------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For For Management
1.2 Elect Director Richard B. McGlynn For For Management
1.3 Elect Director Peter F. O'Malley For For Management
1.4 Elect Director Frank K. Ross For For Management
1.5 Elect Director William T. Torgerson For For Management
2 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PIER 1 IMPORTS, INC
Ticker: PIR Security ID: 720279108
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAY 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin J. Girouard For For Management
1.2 Elect Director James M. Hoak, Jr. For For Management
1.3 Elect Director Tom M. Thomas For For Management
1.4 Elect Director John H. Burgoyne For For Management
1.5 Elect Director Michael R. Ferrari For For Management
1.6 Elect Director Karen W. Katz For For Management
1.7 Elect Director Terry E. London For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick R. Holley For For Management
1.2 Elect Director Ian B. Davidson For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director David D. Leland For Withhold Management
1.5 Elect Director John G. McDonald For For Management
1.6 Elect Director Hamid R. Moghadam For For Management
1.7 Elect Director John H. Scully For For Management
1.8 Elect Director Stephen C. Tobias For For Management
1.9 Elect Director Carl B. Webb For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Endorse CERES Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PRIME HOSPITALITY CORP.
Ticker: PDQ Security ID: 741917108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Lorber For For Management
1.2 Elect Director Richard Szymanski For For Management
- --------------------------------------------------------------------------------
ROYAL DUTCH PETROLEUM CO.
Ticker: RPETY Security ID: 780257804
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 FINALIZATION OF THE BALANCE SHEET AS AT For For Management
DECEMBER 31, 2003, THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR 2003 AND THE NOTES
TO THE BALANCE SHEET AND THE PROFIT AND
LOSS ACCOUNT.
2 DECLARATION OF THE TOTAL DIVIDEND FOR THE For For Management
YEAR 2003.
3 DISCHARGE OF THE MANAGING DIRECTORS OF For Against Management
RESPONSIBILITY IN RESPECT OF THEIR
MANAGEMENT FOR THE YEAR 2003.
4 DISCHARGE OF THE MEMBERS OF THE For Against Management
SUPERVISORY BOARD OF RESPONSIBILITY FOR
THEIR SUPERVISION FOR THE YEAR 2003.
5 APPOINTMENT OF MS. L.Z. COOK AS A For For Management
MANAGING DIRECTOR OF THE COMPANY.*
6 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A For For Management
MEMBER OF THE SUPERVISORY BOARD.*
7 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS For For Management
A MEMBER OF THE SUPERVISORY BOARD OWING
TO RETIREMENT BY ROTATION.*
8 REDUCTION OF THE ISSUED SHARE CAPITAL For For Management
WITH A VIEW TO CANCELLA- TION OF THE
SHARES ACQUIRED BY THE COMPANY IN ITS OWN
CAPITAL.
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT, For For Management
PURSUANT TO ARTICLE 98, BOOK 2 OF THE
NETHERLANDS CIVIL CODE, AS THE COMPETENT
BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
- --------------------------------------------------------------------------------
SAKS INCORPORATED
Ticker: SKS Security ID: 79377W108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanton J. Bluestone For Withhold Management
1.2 Elect Director Robert B. Carter For For Management
1.3 Elect Director Julius W. Erving For Withhold Management
1.4 Elect Director Donald E. Hess For Withhold Management
1.5 Elect Director George L. Jones For Withhold Management
1.6 Elect Director Stephen I. Sadove For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Hassan For For Management
1.2 Elect Director Philip Leder, M.D. For For Management
1.3 Elect Director Eugene R. McGrath For For Management
1.4 Elect Director Richard de J. Osborne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion H. Antonini For For Management
1.2 Elect Director David J. McLaughlin For For Management
1.3 Elect Director James V. Napier For Withhold Management
1.4 Elect Director Sam Nunn For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Fiedler For For Management
1.2 Elect Director W. Dudley Lehman For For Management
1.3 Elect Director Frank S. Ptak For For Management
1.4 Elect Director Edward H. Rensi For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STANLEY WORKS, THE
Ticker: SWK Security ID: 854616109
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Breen For For Management
1.2 Elect Director Virgis W. Colbert For For Management
1.3 Elect Director John F. Lundgren For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: SUNW Security ID: 866810104
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director L. John Doerr For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Michael E. Lehman For For Management
1.6 Elect Director Robert L. Long For For Management
1.7 Elect Director M. Kenneth Oshman For For Management
1.8 Elect Director Naomi O. Seligman For For Management
1.9 Elect Director Lynn E. Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Lillis For For Management
1.2 Elect Director Jeffrey Noodle For For Management
1.3 Elect Director Steven S. Rogers For For Management
1.4 Elect Director Ronald E. Daly For For Management
1.5 Elect Director Marissa Peterson For For Management
2 Ratify Auditors For For Management
3 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.H. Drew For For Management
1.2 Elect Director T.K. Dunnigan For For Management
1.3 Elect Director J.K. Hauswald For For Management
1.4 Elect Director D. Jernigan For For Management
1.5 Elect Director R.B. Kalich Sr. For For Management
1.6 Elect Director R.A. Kenkel For For Management
1.7 Elect Director K.R. Masterson For For Management
1.8 Elect Director D.J. Pileggi For For Management
1.9 Elect Director J.P. Richard For For Management
1.10 Elect Director J.L. Stead For For Management
1.11 Elect Director D.D. Stevens For For Management
1.12 Elect Director W.H. Waltrip For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
TORO COMPANY, THE
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Buhrmaster For For Management
1.2 Elect Director Winslow H. Buxton For For Management
1.3 Elect Director Robert H. Nassau For For Management
1.4 Elect Director Christopher A. Twomey For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90078109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Long For For Management
1.2 Elect Director Martin B. Mcnamara For For Management
1.3 Elect Director Robert M. Sprague For For Management
1.4 Elect Director J. Michael Talbert For For Management
2 APPROVAL OF THE AMENDMENT OF OUR For For Management
LONG-TERM INCENTIVE PLAN AS DESCRIBED IN
THE PROXY STATEMENT.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRIZEC PROPERTIES, INC.
Ticker: TRZ Security ID: 89687P107
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Munk For For Management
1.2 Elect Director Timothy Callahan For For Management
1.3 Elect Director L. Jay Cross For For Management
1.4 Elect Director Brian Mulroney For For Management
1.5 Elect Director James O'Connor For For Management
1.6 Elect Director Glenn Rufrano For For Management
1.7 Elect Director Richard Thomson For For Management
1.8 Elect Director Polyvios Vintiadis For For Management
1.9 Elect Director Stephen Volk For For Management
1.10 Elect Director Casey Wold For For Management
2 Ratify Auditors For For Management
3 Amend Articles For Against Management
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buyniski For Withhold Management
Gluckman
1.2 Elect Director Arthur D. Collins, Jr. For Withhold Management
1.3 Elect Director Jerry W. Levin For Withhold Management
1.4 Elect Director Thomas E. Petry For Withhold Management
1.5 Elect Director Richard G. Reiten For Withhold Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Submit Executive Compensation to Vote Against For Shareholder
5 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: APR 16, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P.F. Anschutz For For Management
1.2 Elect Director R.K. Davidson For For Management
1.3 Elect Director T.J. Donohue For For Management
1.4 Elect Director A.W. Dunham For For Management
1.5 Elect Director S.F. Eccles For For Management
1.6 Elect Director I.J. Evans For For Management
1.7 Elect Director J.R. Hope For For Management
1.8 Elect Director M.W. Mcconnell For For Management
1.9 Elect Director S.R. Rogel For For Management
1.10 Elect Director E. Zedillo For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Felix Zandman For Withhold Management
1.2 Elect Director Philippe Gazeau For Withhold Management
1.3 Elect Director Zvi Grinfas For For Management
1.4 Elect Director Dr. Gerald Paul For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against For Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WATERS CORP.
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director M.J. Berendt, Ph.D. For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Philip Caldwell For For Management
1.5 Elect Director Edward Conard For Withhold Management
1.6 Elect Director L.H. Glimcher, M.D. For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Thomas P. Salice For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan D. Gilmour For For Management
1.2 Elect Director Michael F. Johnston For For Management
1.3 Elect Director Janice D. Stoney For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
WINN-DIXIE STORES, INC.
Ticker: WIN Security ID: 974280109
Meeting Date: OCT 8, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillie K. Fowler as Class For For Management
II Director
1.2 Elect Director Frank Lazaran as Class II For For Management
Director
1.3 Elect Director Edward W. Mehrer, Jr. as For For Management
Class II Director
1.4 Elect Director Ronald Townsend as Class For For Management
II Director
1.5 Elect Director John E. Anderson as Class For For Management
III Director
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
======================= FIFTH THIRD MUNICIPAL BOND FUND ========================
TAX-FREE INVESTMENTS CO.
Ticker: Security ID: 876935404
Meeting Date: OCT 21, 2003 Meeting Type: Special
Record Date: JUL 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Conversion to Series of Delaware For For Management
Statutory Trust
=================== FIFTH THIRD MUNICIPAL MONEY MARKET FUND ====================
===================== FIFTH THIRD OHIO MUNICIPAL BOND FUND =====================
===================== FIFTH THIRD PRIME MONEY MARKET FUND ======================
======================= FIFTH THIRD QUALITY GROWTH FUND ========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward A. Brennan For Withhold Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director W. James McNerney, Jr. For Withhold Management
1.4 Elect Director Kevin W. Sharer For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Bernard Aidinoff For For Management
1.2 Elect Director Pei-Yuan Chia For For Management
1.3 Elect Director Marshall A. Cohen For For Management
1.4 Elect Director Willaim S. Cohen For For Management
1.5 Elect Director Martin S. Feldstein For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director Maurice R. Greenberg For For Management
1.8 Elect Director Carla A. Hills For For Management
1.9 Elect Director Frank J. Hoenemeyer For For Management
1.10 Elect Director Richard C. Holbrooke For For Management
1.11 Elect Director Donald P. Kanak For For Management
1.12 Elect Director Howard I. Smith For For Management
1.13 Elect Director Martin J. Sullivan For For Management
1.14 Elect Director Edmund S.W. Tse For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Divest from Tobacco Equities Against Against Shareholder
7 Link Executive Compensation to Predatory Against Against Shareholder
Lending
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Jerry D. Choate For Withhold Management
1.3 Elect Director Frank C. Herringer For For Management
1.4 Elect Director Gilbert S. Omenn For For Management
2 Ratify Auditors For For Management
3 Prepare Glass Ceiling Report Against Against Shareholder
4 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Change Company Name For For Management
- --------------------------------------------------------------------------------
ANTHEM INC.
Ticker: ATH Security ID: 03674B104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Liss For For Management
1.2 Elect Director James W. McDowell, Jr. For For Management
1.3 Elect Director George A. Schaefer, Jr. For For Management
1.4 Elect Director Jackie M. Ward For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Alan R. Griffith For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Richard J. Kogan For For Management
1.6 Elect Director Michael J. Kowalski For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director John C. Malone For For Management
1.9 Elect Director Paul Myners, CBE For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director Thomas A. Renyi For For Management
1.13 Elect Director William C. Richardson For For Management
1.14 Elect Director Brian L. Roberts For For Management
1.15 Elect Director Samuel C. Scott III For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Political Contributions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Limit Composition of Committee to Against Against Shareholder
Independent Directors
7 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradbury H. Anderson For For Management
1.2 Elect Director K.J. Higgins Victor For For Management
1.3 Elect Director Allen U. Lenzmeier For For Management
1.4 Elect Director Frank D. Trestman For For Management
1.5 Elect Director James C. Wetherbe For For Management
1.6 Elect Director Ronald James For For Management
1.7 Elect Director Matthew H. Paull For For Management
1.8 Elect Director Mary A. Tolan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Bing For For Management
1.2 Elect Director John F. Finn For For Management
1.3 Elect Director John F. Havens For For Management
1.4 Elect Director David W. Raisbeck For For Management
1.5 Elect Director Robert D. Walter For For Management
- --------------------------------------------------------------------------------
CINTAS CORP.
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Richard T. Farmer For For Management
2.2 Elect Director Robert J. Kohlhepp For For Management
2.3 Elect Director Scott D. Farmer For For Management
2.4 Elect Director Paul R. Carter For For Management
2.5 Elect Director Gerald V. Dirvin For For Management
2.6 Elect Director Robert J. Herbold For For Management
2.7 Elect Director Roger L. Howe For For Management
2.8 Elect Director David C. Phillips For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Expense Stock Options Against Against Shareholder
5 Establish a Nominating Committee of Against For Shareholder
Independent Directors
6 Require Majority of Independent Directors Against For Shareholder
on Board
7 Report on Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For Withhold Management
1.2 Elect Director Thomas O. Hicks For For Management
1.3 Elect Director Perry J. Lewis For For Management
1.4 Elect Director L. Lowry Mays For For Management
1.5 Elect Director Mark P. Mays For For Management
1.6 Elect Director Randall T. Mays For For Management
1.7 Elect Director B.J. Mccombs For For Management
1.8 Elect Director Phyllis B. Riggins For For Management
1.9 Elect Director Theordore H. Strauss For For Management
1.10 Elect Director J.C. Watts For For Management
1.11 Elect Director John H. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COX COMMUNICATIONS, INC.
Ticker: COX Security ID: 224044107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Dennis Berry For Withhold Management
1.2 Elect Director Janet M. Clarke For For Management
1.3 Elect Director James C. Kennedy For Withhold Management
1.4 Elect Director Robert C. O'Leary For Withhold Management
1.5 Elect Director James O. Robbins For Withhold Management
1.6 Elect Director Rodney W. Schrock For For Management
1.7 Elect Director Andrew J. Young For Withhold Management
2 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
EATON CORP.
Ticker: ETN Security ID: 278058102
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Critelli For For Management
1.2 Elect Director Ernie Green For For Management
1.3 Elect Director Kiran M. Patel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: NOV 24, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Fernandez G. For For Management
1.2 Elect Director C.F. Knight For For Management
1.3 Elect Director G.A. Lodge For For Management
1.4 Elect Director R.L. Ridgway For For Management
1.5 Elect Director E.E. Whitacre, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director William R. Howell For For Management
1.4 Elect Director Reatha Clark King For For Management
1.5 Elect Director Philip E. Lippincott For For Management
1.6 Elect Director Harry J. Longwell For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Lee R. Raymond For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Restricted For For Management
Stock Plan
4 Affirm Political Nonpartisanship Against Against Shareholder
5 Report on Political Against Against Shareholder
Contributions/Activities
6 Report on Equatorial Guinea Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Amend EEO Statement to Include Reference Against For Shareholder
to Sexual Orientation
11 Report on Climate Change Research Against Against Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director James M. Denny For For Management
1.4 Elect Director John C. Martin For For Management
1.5 Elect Director Gordon E. Moore For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director George P. Shultz For For Management
1.8 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2004 Meeting Type: Annual
Record Date: FEB 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Of Madingley For For Management
1.3 Elect Director Claes Dahlback For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Lois D. Juliber For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HDI Security ID: 412822108
Meeting Date: APR 24, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Richard I. Beattie For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director John L. Clendenin For For Management
1.4 Elect Director Berry R. Cox For For Management
1.5 Elect Director Claudio X. Gonzalez For Withhold Management
1.6 Elect Director Milledge A. Hart, III For For Management
1.7 Elect Director Bonnie G. Hill For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Robert L. Nardelli For For Management
1.10 Elect Director Roger S. Penske For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For Shareholder
6 Adopt ILO Based Code of Conduct Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority Against Against Shareholder
of the Shares to Elect Directors
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Michael J. Birck For For Management
1.3 Elect Director Marvin D. Brailsford For For Management
1.4 Elect Director James R. Cantalupo For For Management
1.5 Elect Director Susan Crown For For Management
1.6 Elect Director Don H. Davis, Jr. For For Management
1.7 Elect Director W. James Farrell For For Management
1.8 Elect Director Robert C. McCormack For For Management
1.9 Elect Director Robert S. Morrison For For Management
1.10 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Carlos Ghosn For For Management
1.4 Elect Director Nannerl O. Keohane For For Management
1.5 Elect Director Charles F. Knight For For Management
1.6 Elect Director Lucio A. Noto For For Management
1.7 Elect Director Samuel J. Palmisano For For Management
1.8 Elect Director John B. Slaughter For For Management
1.9 Elect Director Joan E. Spero For For Management
1.10 Elect Director Sidney Taurel For For Management
1.11 Elect Director Charles M. Vest For For Management
1.12 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors for the Company's For For Management
Business Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plans
7 Submit Executive Compensation to Vote Against For Shareholder
8 Expense Stock Options Against For Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 China Principles Against Against Shareholder
11 Report on Political Against Against Shareholder
Contributions/Activities
12 Report on Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For Withhold Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 28, 2003 Meeting Type: Annual
Record Date: JUL 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Michael R. Bonsignore For For Management
1.3 Elect Director Gordon M. Sprenger For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jared L. Cohon For For Management
1.2 Elect Director Ira J. Gumberg For For Management
1.3 Elect Director Martin G. Mcguinn For For Management
1.4 Elect Director David S. Shapira For For Management
1.5 Elect Director John P. Surma For For Management
1.6 Elect Director Edward J. Mcaniff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Wm. G. Reed, Jr. For For Management
1.10 Elect Director Jon A. Shirley For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Refrain from Giving Charitable Against Against Shareholder
Contributions
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Wayne Gittinger For For Management
1.2 Elect Director Enrique Hernandez, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
1.4 Elect Director Bruce A. Nordstrom For For Management
1.5 Elect Director John N. Nordstrom For For Management
1.6 Elect Director Alfred E. Osborne, Jr., For For Management
Ph.D.
1.7 Elect Director William D. Ruckelshaus For For Management
1.8 Elect Director Alison A. Winter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane L. Burnham For For Management
1.2 Elect Director Dolores E. Cross For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Robert S. Hamada For For Management
1.5 Elect Director Robert A. Helman For Withhold Management
1.6 Elect Director Dipak C. Jain For For Management
1.7 Elect Director Arthur L. Kelly For For Management
1.8 Elect Director Robert C. Mccormack For For Management
1.9 Elect Director Edward J. Mooney For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director John W. Rowe For For Management
1.12 Elect Director Harold B. Smith For For Management
1.13 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Robert Charles Clark For For Management
1.4 Elect Director Leonard S. Coleman, Jr. For For Management
1.5 Elect Director Errol M. Cook For For Management
1.6 Elect Director Susan S. Denison For For Management
1.7 Elect Director Michael A. Henning For For Management
1.8 Elect Director John R. Murphy For For Management
1.9 Elect Director John R. Purcell For For Management
1.10 Elect Director Linda Johnson Rice For For Management
1.11 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Dugas, Jr. For For Management
1.2 Elect Director David N. McCammon For For Management
1.3 Elect Director William J. Pulte For For Management
1.4 Elect Director Francis J. Sehn For For Management
1.5 Elect Director Michael E. Rossi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditor Against For Shareholder
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2004 Meeting Type: Annual
Record Date: DEC 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Don H. Davis, Jr. For For Management
A.2 Elect Director William H. Gray, III For For Management
A.3 Elect Director William T. McCormick, Jr. For For Management
A.4 Elect Director Keith D. Nosbusch For For Management
B Ratify Auditors For For Management
C Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Deutch For For Management
1.2 Elect Director J.S. Gorelick For For Management
1.3 Elect Director A. Gould For For Management
1.4 Elect Director T. Isaac For For Management
1.5 Elect Director A. Lajous For For Management
1.6 Elect Director A. Levy-Lang For For Management
1.7 Elect Director D. Primat For For Management
1.8 Elect Director T. Sandvold For For Management
1.9 Elect Director N. Seydoux For For Management
1.10 Elect Director L.G. Stuntz For For Management
2 ADOPTION AND APPROVAL OF FINANCIALS AND For For Management
DIVIDENDS
3 APPROVAL OF ADOPTION OF THE 2004 STOCK For For Management
AND DEFERRAL PLAN FOR NON-EMPLOYEE
DIRECTORS
4 APPROVAL OF AUDITORS For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND DISCUSS THE COMPANY S For For Management
CONSOLIDATED BALANCE SHEET AS OF DECEMBER
31, 2003 AND THE CONSOLIDATED STATEMENTS.
2 TO APPROVE THE BOARD OF DIRECTORS For Against Management
RECOMMENDATION THAT THE CASH DIVIDEND FOR
THE YEAR ENDED DECEMBER 31, 2003, WHICH
WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY
US$0.322) PER ORDINARY SHARE, BE DECLARED
FINAL.
3 TO ELECT ABRAHAM E. COHEN TO SERVE FOR A For For Management
THREE-YEAR TERM.
4 TO ELECT LESLIE DAN TO SERVE FOR A For For Management
THREE-YEAR TERM.
5 TO ELECT PROF. MEIR HETH TO SERVE FOR A For For Management
THREE-YEAR TERM.
6 TO ELECT PROF. MOSHE MANY TO SERVE FOR A For For Management
THREE-YEAR TERM.
7 TO ELECT DOV SHAFIR TO SERVE FOR A For For Management
THREE-YEAR TERM.
8 TO APPROVE THE PURCHASE OF DIRECTOR S AND For Against Management
OFFICER S LIABILITY INSURANCE FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: TEVA Security ID: 881624209
Meeting Date: OCT 27, 2003 Meeting Type: Special
Record Date: SEP 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect G. Shalev as an External Director For For Management
2 Approve Increase in Remuneration of For For Management
Directors other than the Chairman
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Adams For For Management
1.2 Elect Director David L. Boren For For Management
1.3 Elect Director Daniel A. Carp For For Management
1.4 Elect Director Thomas J. Engibous For For Management
1.5 Elect Director Gerald W. Fronterhouse For For Management
1.6 Elect Director David R. Goode For For Management
1.7 Elect Director Wayne R. Sanders For For Management
1.8 Elect Director Ruth J. Simmons For For Management
1.9 Elect Director Richard K. Templeton For For Management
1.10 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy J. Bernard For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director Jean-Pierre Garnier For For Management
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Harold McGraw III For For Management
1.8 Elect Director Frank P. Popoff For For Management
1.9 Elect Director H. Patrick Swygert For For Management
1.10 Elect Director Andre Villeneuve For For Management
1.11 Elect Director H. A. Wagner For For Management
1.12 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Disclosure of Executive Compensation Against Against Shareholder
4 Develop Ethical Criteria for Military Against Against Shareholder
Contracts
5 Performance-Based/Indexed Options Against For Shareholder
6 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against For Shareholder
7 Prepare Sustainability Report Against For Shareholder
8 Report on Stock Option Distribution by Against For Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against For Shareholder
11 Submit Executive Compensation to Vote Against For Shareholder
======================= FIFTH THIRD SHORT TERM BOND FUND =======================
====================== FIFTH THIRD SMALL CAP GROWTH FUND =======================
ACXIOM CORP.
Ticker: ACXM Security ID: 5125109
Meeting Date: AUG 6, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Ann Hayes Die For For Management
1.2 Elect Director William J. Henderson For For Management
1.3 Elect Director Charles D. Morgan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
ADVANCED DIGITAL INFORMATION CORP.
Ticker: ADIC Security ID: 007525108
Meeting Date: MAR 10, 2004 Meeting Type: Annual
Record Date: JAN 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom A. Alberg For For Management
1.2 Elect Director Walter F. Walker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
ADVANCED NEUROMODULATION SYSTEMS, INC.
Ticker: ANSI Security ID: 00757T101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh M. Morrison For For Management
1.2 Elect Director Robert C. Eberhart, Ph.D. For For Management
1.3 Elect Director Michael J. Torma, M.D. For For Management
1.4 Elect Director Richard D. Nikolaev For For Management
1.5 Elect Director Christopher G. Chavez For For Management
1.6 Elect Director Joseph E. Laptewicz For For Management
1.7 Elect Director J. Philip McCormick For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ADVISORY BOARD CO, THE
Ticker: ABCO Security ID: 00762W107
Meeting Date: FEB 25, 2004 Meeting Type: Annual
Record Date: DEC 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc N. Casper For For Management
1.2 Elect Director Michael A. D'Amato For For Management
1.3 Elect Director Kelt Kindick For For Management
1.4 Elect Director Joseph E. Laird, Jr. For For Management
1.5 Elect Director Frank J. Williams For For Management
1.6 Elect Director Jeffrey D. Zients For For Management
1.7 Elect Director Leanne M. Zumwalt For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADVO, INC.
Ticker: AD Security ID: 007585102
Meeting Date: JAN 23, 2004 Meeting Type: Annual
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd C. Brown For For Management
1.2 Elect Director David F. Dyer For For Management
1.3 Elect Director Bobbie Gaunt For For Management
1.4 Elect Director Karen Kaplan For For Management
1.5 Elect Director John J. Mahoney For For Management
1.6 Elect Director Gary M. Mulloy For For Management
1.7 Elect Director Howard H. Newman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AEROPOSTALE, INC
Ticker: ARO Security ID: 007865108
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Classify the Board of Directors For Against Management
2.1 Elect Director Julian R. Geiger For For Management
2.2 Elect Director John S. Mills For For Management
2.3 Elect Director Bodil Arlander For For Management
2.4 Elect Director Ronald L. Beegle For For Management
2.5 Elect Director Mary Elizabeth Burton For For Management
2.6 Elect Director Robert B. Chavez For For Management
2.7 Elect Director David Edwab For For Management
2.8 Elect Director John D. Howard For For Management
2.9 Elect Director David B. Vermylen For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Nutt For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Richard E. Floor For Withhold Management
1.4 Elect Director Stephen J. Lockwood For For Management
1.5 Elect Director Harold J. Meyerman For For Management
1.6 Elect Director Robert C. Puff, Jr. For For Management
1.7 Elect Director Dr. Rita M. Rodriguez For For Management
- --------------------------------------------------------------------------------
AIRGAS, INC.
Ticker: ARG Security ID: 9363102
Meeting Date: JUL 29, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hovey For For Management
1.2 Elect Director Paula A. Sneed For For Management
1.3 Elect Director David M. Stout For For Management
1.4 Elect Director William O. Albertini For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Graham For For Management
1.2 Elect Director F. Thomson Leighton For For Management
1.3 Elect Director Naomi Seligman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Kent Bowen For For Management
1.2 Elect Director David E. Collins For For Management
1.3 Elect Director Brian Dovey For For Management
1.4 Elect Director Joseph Lacob For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Greg J. Santora For For Management
1.7 Elect Director Kelsey Wirth For For Management
1.8 Elect Director C. Raymond Larkin, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 18804104
Meeting Date: AUG 5, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances D. Cook For For Management
1.2 Elect Director Gilbert F. Decker For For Management
1.3 Elect Director Jonathan G. Guss For For Management
1.4 Elect Director Admiral David E. Jeremiah, For For Management
USN (Ret.)
1.5 Elect Director Admiral Paul David Miller, For For Management
USN (Ret.)
1.6 Elect Director Daniel J. Murphy, Jr. For For Management
1.7 Elect Director General Robert W. For For Management
RisCassi, USA (Ret.)
1.8 Elect Director Michael T. Smith For For Management
1.9 Elect Director William G. Van Dyke For For Management
2 Ratify Auditors For For Management
3 Report on Space-Based Weapons Against Against Shareholder
- --------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP, INC.
Ticker: AHG Security ID: 37933108
Meeting Date: JUL 17, 2003 Meeting Type: Annual
Record Date: MAY 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director I.T. Corley For For Management
1.3 Elect Director David L. Goldsmith For For Management
1.4 Elect Director Lawrence M. Higby For For Management
1.5 Elect Director Richard H. Koppes For For Management
1.6 Elect Director Philip R. Lochner, Jr. For For Management
1.7 Elect Director Jeri L. Lose For For Management
1.8 Elect Director Beverly Benedict Thomas For For Management
1.9 Elect Director Ralph V. Whitworth For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ASCENTIAL SOFTWARE CORP.
Ticker: ASCL Security ID: 04362P207
Meeting Date: JUN 18, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Ellenberger For For Management
1.2 Elect Director William J. Weyand For For Management
2 Reduce Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASK JEEVES, INC.
Ticker: ASKJ Security ID: 045174109
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George (skip) Battle For For Management
1.2 Elect Director Steven Berkowitz For For Management
1.3 Elect Director Garrett Gruener For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ATHEROGENICS INC
Ticker: AGIX Security ID: 047439104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bearman For For Management
1.2 Elect Director Vaughn D. Bryson For Withhold Management
1.3 Elect Director T. Forcht Dagi For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ATHEROS COMMUNICATIONS, INC
Ticker: ATHR Security ID: 04743P108
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Barratt For For Management
1.2 Elect Director Marshall Mohr For For Management
1.3 Elect Director Andrew Rappaport For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUGUST TECHNOLOGY CORPORATION
Ticker: AUGT Security ID: 05106U105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Jeff L. O'Dell For For Management
2.2 Elect Director Michael W. Wright For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Krall For For Management
1.2 Elect Director Pamela F. Lenehan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVOCENT CORPORATION
Ticker: AVCT Security ID: 053893103
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. McAleer For For Management
1.2 Elect Director David P. Vieau For For Management
1.3 Elect Director Doyle C. Weeks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Nigbor For For Management
1.2 Elect Director Cary T. Fu For For Management
1.3 Elect Director Steven A. Barton For For Management
1.4 Elect Director John W. Cox For For Management
1.5 Elect Director John C. Custer For For Management
1.6 Elect Director Peter G. Dorflinger For For Management
1.7 Elect Director Bernee D. L. Strom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BIOLASE TECHNOLOGY, INC.
Ticker: BLTI Security ID: 090911108
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Federico Pignatelli For For Management
1.2 Elect Director William A. Owens For Withhold Management
1.3 Elect Director Jeffrey W. Jones For For Management
1.4 Elect Director George V. D' Arbeloff For For Management
1.5 Elect Director Robert M. Anderton For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Colangelo For For Management
1.2 Elect Director Harold A. Fick For For Management
1.3 Elect Director Allen L. Sinai For For Management
1.4 Elect Director Timothy L. Vaill For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
BUSINESS OBJECTS S.A.
Ticker: BOBJ Security ID: 12328X107
Meeting Date: DEC 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Crystal Decsions For For Management
Inc. and Approve Terms of Merger
Agreement
2 Approve Issuance of Up to 37 Million For For Management
Shares in Connection with Acquisition,
and Amend Articles Accordingly
3 Approve Issuance of Warrants to Subscribe For For Management
to Up to 15,000 Shares to David J. Roux
4 Authorize Issuance of Up to 250,000 For For Management
Shares Reserved for Business Objects SA
Employee Benefits Trust for Use in 1995
International Employee Stock Purchase
Plan
5 Approve Issuance of Up to 50,000 Shares For For Management
Reserved for Employees Participating in
Savings-Related Share Purchase Plan
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
EUR 1.3 Million
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1.3 Million
8 Amend 2001 Executive Stock Option Plan For Against Management
Re: Number of Available Shares
9 Elect David J. Roux as Director For For Management
10 Approve Increase in Director Remuneration For For Management
to Aggregate Amount of EUR 350,000
11 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CELL GENESYS, INC.
Ticker: CEGE Security ID: 150921104
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Sherwin, M.D. For For Management
1.2 Elect Director David W. Carter For For Management
1.3 Elect Director Nancy M. Crowell For For Management
1.4 Elect Director James M. Gower For For Management
1.5 Elect Director John T. Potts, Jr., M.D. For For Management
1.6 Elect Director Thomas E. Shenk, Ph.D. For For Management
1.7 Elect Director Eugene L. Step For For Management
1.8 Elect Director Inder M. Verma, Ph.D. For For Management
1.9 Elect Director Dennis L. Winger For For Management
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
CENTENE CORP DEL
Ticker: CNC Security ID: 15135B101
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Bartlett For For Management
1.2 Elect Director Richard P. Wiederhold For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
CENTRAL FREIGHT LINES, INC.
Ticker: CENF Security ID: 153491105
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Fasso For For Management
1.2 Elect Director John Breslow For For Management
1.3 Elect Director Jerry Moyes For For Management
1.4 Elect Director Porter J. Hall For For Management
1.5 Elect Director Duane W. Acklie For For Management
1.6 Elect Director Gordan W. Winburne For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CENTRAL GARDEN & PET CO.
Ticker: CENT Security ID: 153527106
Meeting Date: FEB 9, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brown For Withhold Management
1.2 Elect Director Glenn W. Novotny For Withhold Management
1.3 Elect Director Brooks M. Pennington III For Withhold Management
1.4 Elect Director John B. Balousek For For Management
1.5 Elect Director David N. Chichester For For Management
1.6 Elect Director Bruce A. Westphal For For Management
1.7 Elect Director Daniel P. Hogan, Jr. For For Management
- --------------------------------------------------------------------------------
CERADYNE, INC.
Ticker: CRDN Security ID: 156710105
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel P. Moskowitz For For Management
1.2 Elect Director Richard A. Alliegro For For Management
1.3 Elect Director Eduard Bagdasarian For For Management
1.4 Elect Director Frank Edelstein For For Management
1.5 Elect Director Wilford D. Godbold, Jr. For For Management
1.6 Elect Director Milton L. Lohr For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CHILDREN'S PLACE RETAIL STORES, INC., THE
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley Silverstein For Withhold Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry E. Robertson For For Management
1.2 Elect Director Raymond Schultz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CLARCOR, INC.
Ticker: CLC Security ID: 179895107
Meeting Date: MAR 22, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Burgstahler For For Management
1.2 Elect Director Paul Donovan For For Management
1.3 Elect Director Norman E. Johnson For For Management
2 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CLOSURE MEDICAL CORPORATION
Ticker: CLSR Security ID: 189093107
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Miller For For Management
1.2 Elect Director Rolf D. Schmidt For For Management
2 Amend Stock Option Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMERCIAL CAPITAL BANCORP, INC.
Ticker: CCBI Security ID: 20162L105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Stephen H. Gordon For For Management
2.2 Elect Director Mark E. Schaffer For For Management
2.3 Elect Director Christopher G. Hagerty For For Management
3 Ratify Auditors For For Management
4 Increase Authorized Common Stock For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
CONNETICS CORP.
Ticker: CNCT Security ID: 208192104
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander E. Barkas, For For Management
Ph.D.
1.2 Elect Director Eugene A. Bauer, M.D. For Withhold Management
1.3 Elect Director R. Andrew Eckert For For Management
1.4 Elect Director Denise M. Gilbert, Ph.D. For For Management
1.5 Elect Director John C. Kane For For Management
1.6 Elect Director Thomas D. Kiley For For Management
1.7 Elect Director Leon E. Panetta For Withhold Management
1.8 Elect Director G. Kirk Raab For For Management
1.9 Elect Director Thomas G. Wiggans For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: FEB 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Moses Marx For For Management
1.4 Elect Director Donald Press For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E Rubenstein M.D. For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC.
Ticker: COCO Security ID: 218868107
Meeting Date: NOV 20, 2003 Meeting Type: Annual
Record Date: OCT 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. St. Pierre For Withhold Management
1.2 Elect Director Linda Arey Skladany, Esq. For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVANCE INC.
Ticker: CVD Security ID: 222816100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Baylis For Withhold Management
1.2 Elect Director Irwin Lerner For Withhold Management
2 Declassify the Board of Directors Against For Shareholder
3 Other Business For Against Management
- --------------------------------------------------------------------------------
DELPHI FINANCIAL GROUP, INC.
Ticker: DFG Security ID: 247131105
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Sherman For For Management
1.2 Elect Director Robert Rosenkranz For For Management
1.3 Elect Director Van D. Greenfield For For Management
1.4 Elect Director Robert M. Smith, Jr. For For Management
1.5 Elect Director Harold F. Ilg For For Management
1.6 Elect Director Lawrence E. Daurelle For For Management
1.7 Elect Director James N. Meehan For For Management
1.8 Elect Director Edward A. Fox For For Management
1.9 Elect Director Philip R. O'Connor For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Divest from Tobacco Equities Against Against Shareholder
5 Other Business For Against Management
- --------------------------------------------------------------------------------
DENDRITE INTERNATIONAL, INC.
Ticker: DRTE Security ID: 248239105
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bailye For For Management
1.2 Elect Director John A. Fazio For For Management
1.3 Elect Director Bernard M. Goldsmith For For Management
1.4 Elect Director Edward J. Kfoury For For Management
1.5 Elect Director Paul A. Margolis For For Management
1.6 Elect Director John H. Martinson For For Management
1.7 Elect Director Terence H. Osborne For For Management
1.8 Elect Director Patrick J. Zenner For Withhold Management
- --------------------------------------------------------------------------------
DIGENE CORP.
Ticker: DIGE Security ID: 253752109
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Landon For For Management
1.2 Elect Director John J. Whitehead For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
DIGITAL THEATER SYSTEMS, INC.
Ticker: DTSI Security ID: 25389G102
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Slusser For For Management
1.2 Elect Director Joseph A. Fischer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIONEX CORP.
Ticker: DNEX Security ID: 254546104
Meeting Date: OCT 24, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Anderson For For Management
1.2 Elect Director A. Blaine Bowman For For Management
1.3 Elect Director Dr. Lukas Braunschweiler For For Management
1.4 Elect Director B. J. Moore For For Management
1.5 Elect Director Riccardo Pigliucci For For Management
1.6 Elect Director Michael W. Pope For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DIRECT GENERAL CORP.
Ticker: DRCT Security ID: 25456W204
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Adair, Jr. For For Management
- --------------------------------------------------------------------------------
DOT HILL SYSTEMS CORPORATION
Ticker: HILL Security ID: 25848T109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chong Sup Park For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E.PIPHANY, INC.
Ticker: EPNY Security ID: 26881V100
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohan Gyani For For Management
1.2 Elect Director Douglas J. Mackenzie For For Management
1.3 Elect Director Karen A. Richardson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julia Gouw For For Management
1.2 Elect Director Peggy Cherng For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMBARCADERO TECHNOLOGIES, INC.
Ticker: EMBT Security ID: 290787100
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy C.K. Chou For For Management
1.2 Elect Director Frank M. Polestra For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORP.
Ticker: EMMS Security ID: 291525103
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey H. Smulyan For Withhold Management
1.2 Elect Director Walter Z. Berger For Withhold Management
1.3 Elect Director Greg A. Nathanson For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ENCORE MEDICAL CORP.
Ticker: ENMC Security ID: 29256E109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Martin, Ph.D. For For Management
1.2 Elect Director Zubeen Shroff For Withhold Management
1.3 Elect Director Bruce Wesson For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ENGINEERED SUPPORT SYSTEMS, INC.
Ticker: EASI Security ID: 292866100
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.T. Bush For For Management
1.2 Elect Director Gerald E. Daniels For For Management
1.3 Elect Director Ronald W. Davis For For Management
1.4 Elect Director S. Lee Kling For For Management
1.5 Elect Director General Crosbie E. Saint For For Management
1.6 Elect Director Earl W. Wims, Ph.D. For Withhold Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
EPICOR SOFTWARE CORPORATION
Ticker: EPIC Security ID: 29426L108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. George Klaus For For Management
1.2 Elect Director Donald R. Dixon For For Management
1.3 Elect Director Thomas F. Kelly For For Management
1.4 Elect Director Harold D. Copperman For For Management
1.5 Elect Director Robert H. Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EPIX MEDICAL, INC.
Ticker: EPIX Security ID: 26881Q101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley T Crooke Md Phd For For Management
2 Amend Stock Option Plan For For Management
3 Change Company Name For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John McAdam For For Management
1.2 Elect Director Alan J. Higginson For For Management
2 Elect Director Rich Malone For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
FINDWHAT.COM
Ticker: FWHT Security ID: 317794105
Meeting Date: DEC 15, 2003 Meeting Type: Annual
Record Date: OCT 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Pisaris-Henderson For For Management
1.2 Elect Director Kenneth E. Christensen For For Management
1.3 Elect Director Lee Simonson For For Management
1.4 Elect Director Phillip R. Thune For For Management
1.5 Elect Director Jerry Della Femina For For Management
1.6 Elect Director Frederick E. Guest II For For Management
1.7 Elect Director Daniel B. Brewster, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
FINDWHAT.COM
Ticker: FWHT Security ID: 317794105
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Approve Omnibus Stock Plan For For Management
3 Approve Option Replacement Plan For For Management
4.1 Elect Director C.A. Pisaris-Henderson For For Management
4.2 Elect Director Kenneth E. Christensen For For Management
4.3 Elect Director Lee Simonson For For Management
4.4 Elect Director Phillip R. Thune For For Management
4.5 Elect Director Jerry Della Femina For For Management
4.6 Elect Director David J. Londoner For For Management
4.7 Elect Director Frederick E. Guest Ii For For Management
4.8 Elect Director Daniel B. Brewster, Jr. For For Management
5 Increase Authorized Common Stock For Against Management
6 Change State of Incorporation from Nevada For For Management
to Delaware
- --------------------------------------------------------------------------------
FIRST AMERICAN CORP.
Ticker: FAF Security ID: 318522307
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary J. Beban For For Management
1.2 Elect Director J. David Chatham For For Management
1.3 Elect Director William G. Davis For For Management
1.4 Elect Director James L. Doti For For Management
1.5 Elect Director Lewis W. Douglas, Jr. For For Management
1.6 Elect Director Paul B. Fay, Jr. For For Management
1.7 Elect Director D. P. Kennedy For For Management
1.8 Elect Director Parker S. Kennedy For For Management
1.9 Elect Director Frank E. O'Bryan For For Management
1.10 Elect Director Roslyn B. Payne For For Management
1.11 Elect Director D. Van Skilling For For Management
1.12 Elect Director Herbert B. Tasker For For Management
1.13 Elect Director Virginia M. Ueberroth For For Management
- --------------------------------------------------------------------------------
FIRST BANCORP(PUERTO RICO)
Ticker: FBP Security ID: 318672102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angel Alvarez Perez For For Management
1.2 Elect Director Jose Luis Ferrer-Canals For For Management
1.3 Elect Director Sharee Ann For For Management
Umpierre-Catinchi
2 Elect Director Jose Menendez Cortada For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC
Ticker: FCFS Security ID: 31942D107
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ms. Schuchmann For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Carter For For Management
1.2 Elect Director Michael T. Smith For For Management
2 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
FORWARD AIR CORPORATION
Ticker: FWRD Security ID: 349853101
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Campbell For For Management
1.2 Elect Director Andrew C. Clarke For For Management
1.3 Elect Director Hon. Robert Keith Gray For For Management
1.4 Elect Director Richard W. Hanselman For For Management
1.5 Elect Director C. John Langley, Jr. For For Management
1.6 Elect Director Ray A. Mundy For For Management
1.7 Elect Director Scott M. Niswonger For For Management
1.8 Elect Director B. Clyde Preslar For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Approve Compensation Arrangement for For For Management
Non-Employee Director
- --------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Kartsotis For Withhold Management
1.2 Elect Director Jal S. Shroff For Withhold Management
1.3 Elect Director Donald J. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FOUNDRY NETWORKS, INC.
Ticker: FDRY Security ID: 35063R100
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby R. Johnson, Jr. For For Management
1.2 Elect Director Andrew K. Ludwick For For Management
1.3 Elect Director Alfred J. Amoroso For For Management
1.4 Elect Director C. Nicholas Keating, Jr. For For Management
1.5 Elect Director J. Steven Young For Withhold Management
1.6 Elect Director Alan L. Earhart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FRED'S, INC.
Ticker: FRED Security ID: 356108100
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Hayes For For Management
1.2 Elect Director John R. Eisenman For For Management
1.3 Elect Director Roger T. Knox For For Management
1.4 Elect Director John D. Reier For For Management
1.5 Elect Director Thomas H. Tashjian For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mae C. Jemison, M.D. For For Management
1.2 Elect Director Brian A. McNamee, For For Management
M.B.B.S.
1.3 Elect Director Armin M. Kessler For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GIVEN IMAGING
Ticker: GIVN Security ID: M52020100
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Doron Birger For For Management
1.2 Elect Director Mr. J. Silverstein For For Management
1.3 Elect Director Mr. Reven Baron For For Management
1.4 Elect Director Dr. Dalia Megiddo For For Management
1.5 Elect Director Mr. Chen Barir For For Management
1.6 Elect Director Mr. Eyal Lifschitz For For Management
1.7 Elect Director Mr. Gavriel D. Meron For For Management
1.8 Elect Director Mr. James M. Cornelius* For For Management
1.9 Elect Director Mr. Michael Grobstein* For For Management
2 TO INCREASE THE NUMBER OF ORDINARY SHARES For Against Management
RESERVED FOR ISSUANCE UNDER THE 2003
STOCK OPTION PLAN BY AN ADDITIONAL
1,000,000 SHARES.
3 TO INCREASE THE COMPANY S AUTHORIZED For Against Management
SHARE CAPITAL AND TO AMEND THE COMPANY S
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
REFLECT SUCH INCREASE.
4 TO APPROVE COMPENSATION FOR THE DIRECTORS For Against Management
OF THE COMPANY.
5 TO APPROVE THE COMPENSATION OF THE For Against Management
PRESIDENT AND CHIEF EXECUTIVE OFFICER OF
THE COMPANY.
6 TO APPROVE INDEMNIFICATION AGREEMENTS AND For Against Management
THE EXTENSION OF ISSUANCE COVERAGE FOR
CERTAIN DIRECTORS OF THE COMPANY.
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLOBAL PAYMENTS, INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: OCT 22, 2003 Meeting Type: Annual
Record Date: AUG 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond L. Killian, Jr. as For For Management
Class I Director
1.2 Elect Director Michael W. Trapp as Class For For Management
II Director
1.3 Elect Director Gerald J. Wilkins as Class For For Management
II Director
1.4 Elect Director Alex W. Hart as Class III For For Management
Director
1.5 Elect Director William I. Jacobs as Class For For Management
III Director
1.6 Elect Director Gillian H. Denham as Class For Withhold Management
III Director
1.7 Elect Director Alan M. Silberstein as For For Management
Class III Director
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Ley For For Management
1.2 Elect Director E. Floyd Kvamme For For Management
1.3 Elect Director William F. Reddersen For For Management
1.4 Elect Director Lewis Solomon For For Management
1.5 Elect Director Michel L. Vaillaud For For Management
1.6 Elect Director David R. Van Valkenburg For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HIBBETT SPORTING GOODS, INC.
Ticker: HIBB Security ID: 428565105
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Kirkland For For Management
1.2 Elect Director Michael J. Newsome For For Management
1.3 Elect Director Thomas A. Saunders, III For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
HOT TOPIC, INC.
Ticker: HOTT Security ID: 441339108
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia Cohen For For Management
1.2 Elect Director Corrado Federico For For Management
1.3 Elect Director W. Scott Hedrick For For Management
1.4 Elect Director Elizabeth McLaughlin For For Management
1.5 Elect Director Bruce Quinnell For For Management
1.6 Elect Director Andrew Schuon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HYPERION SOLUTIONS CORP.
Ticker: HYSL Security ID: 44914M104
Meeting Date: NOV 10, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Rodek For For Management
1.2 Elect Director Aldo Papone For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan W. Ayers For For Management
1.2 Elect Director James L. Moody, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INFOSPACE INC.
Ticker: INSP Security ID: 45678T201
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Hearney For For Management
1.2 Elect Director Rufus W. Lumry For For Management
1.3 Elect Director James F. Voelker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERMAGNETICS GENERAL CORP.
Ticker: IMGC Security ID: 458771102
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Hoffman For For Management
1.2 Elect Director Thomas L. Kempner For For Management
1.3 Elect Director Dr. Sheldon Weinig For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INVERESK RESEARCH GROUP, INC
Ticker: IRGI Security ID: 461238107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Henderson For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT EDUCATIONAL SERVICES, INC.
Ticker: ESI Security ID: 45068B109
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene R. Champagne For For Management
1.2 Elect Director John F. Cozzi For For Management
1.3 Elect Director James D. Fowler, Jr. For For Management
1.4 Elect Director Harris N. Miller For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
IXIA
Ticker: XXIA Security ID: 45071R109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Claude Asscher For For Management
1.2 Elect Director Massoud Entekhabi For Withhold Management
1.3 Elect Director Errol Ginsberg For Withhold Management
1.4 Elect Director Jon F. Rager For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
J. B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cooper, Jr. For For Management
1.2 Elect Director Wayne Garrison For For Management
1.3 Elect Director Bryan Hunt For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JARDEN CORP.
Ticker: JAH Security ID: 471109108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian G.H. Ashken For For Management
1.2 Elect Director Richard L. Molen For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
JEFFERIES GROUP, INC
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Patrick Campbell For For Management
1.2 Elect Director Richard G. Dooley For For Management
1.3 Elect Director Richard B. Handler For For Management
1.4 Elect Director Frank J. Macchiarola For For Management
1.5 Elect Director John C. Shaw, Jr. For For Management
2 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
JOY GLOBAL, INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director James R. Klauser For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director James H. Tate For For Management
- --------------------------------------------------------------------------------
KENSEY NASH CORP.
Ticker: KNSY Security ID: 490057106
Meeting Date: DEC 3, 2003 Meeting Type: Annual
Record Date: OCT 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kaufmann For For Management
1.2 Elect Director Harold N. Chefitz For Withhold Management
1.3 Elect Director Steven J. Lee For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
KOS PHARMACEUTICALS, INC.
Ticker: KOSP Security ID: 500648100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Jaharis For Withhold Management
1.2 Elect Director Daniel M. Bell For Withhold Management
1.3 Elect Director Robert E. Baldini For Withhold Management
1.4 Elect Director Adrian Adams For Withhold Management
1.5 Elect Director John Brademas, Ph. D For For Management
1.6 Elect Director Steven Jaharis, M.D. For For Management
1.7 Elect Director Nicholas E. Madias, M.D. For For Management
1.8 Elect Director Mark Novitch, M.D. For For Management
1.9 Elect Director Frederick B. Whittemore For For Management
2 Amend Stock Option Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KYPHON INC
Ticker: KYPH Security ID: 501577100
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Campe For For Management
1.2 Elect Director Douglas W. Kohrs For For Management
1.3 Elect Director Jack W. Lasersohn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LABOR READY, INC.
Ticker: LRW Security ID: 505401208
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Sullivan For For Management
1.2 Elect Director Carl W. Schafer For For Management
1.3 Elect Director William W. Steele For For Management
1.4 Elect Director Joseph P. Sambataro, Jr. For For Management
1.5 Elect Director Gates McKibbin For For Management
1.6 Elect Director Thomas E. McChesney For For Management
1.7 Elect Director Mark R. Beatty For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LTX CORPORATION
Ticker: LTXX Security ID: 502392103
Meeting Date: DEC 10, 2003 Meeting Type: Annual
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger W. Blethen For For Management
1.2 Elect Director Robert J. Boehlke For For Management
1.3 Elect Director Roger J. Maggs For For Management
2 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
MAF BANCORP, INC.
Ticker: MAFB Security ID: 55261R108
Meeting Date: NOV 25, 2003 Meeting Type: Special
Record Date: OCT 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MAPINFO CORP.
Ticker: MAPS Security ID: 565105103
Meeting Date: FEB 12, 2004 Meeting Type: Annual
Record Date: DEC 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark P. Cattini For Withhold Management
1.2 Elect Director John C. Cavalier For Withhold Management
1.3 Elect Director Joni Kahn For Withhold Management
1.4 Elect Director Thomas L. Massie For For Management
1.5 Elect Director Robert P. Schechter For Withhold Management
1.6 Elect Director Quinn H. Tran For Withhold Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MARTEK BIOSCIENCES CORP.
Ticker: MATK Security ID: 572901106
Meeting Date: MAR 18, 2004 Meeting Type: Annual
Record Date: JAN 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. MacMaster, Jr. For For Management
1.2 Elect Director John H. Mahar For For Management
1.3 Elect Director Eugene H. Rotberg For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MATTSON TECHNOLOGY, INC.
Ticker: MTSN Security ID: 577223100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Kannappan For For Management
1.2 Elect Director William Turner For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDICINES COMPANY (THE)
Ticker: MDCO Security ID: 584688105
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouse For For Management
1.2 Elect Director T. Scott Johnson For For Management
1.3 Elect Director David M. Stack For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MERCURY COMPUTER SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: NOV 17, 2003 Meeting Type: Special
Record Date: OCT 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bertelli For For Management
1.2 Elect Director Russell K. Johnsen For For Management
2 Amend Stock Option Plan For For Management
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: METH Security ID: 591520200
Meeting Date: JUL 10, 2003 Meeting Type: Special
Record Date: JUN 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tender Offer to Purchase All For For Management
Outstanding Shares of Class B common
Stock
- --------------------------------------------------------------------------------
MGI PHARMA, INC.
Ticker: MOGN Security ID: 552880106
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Ferrara For For Management
1.2 Elect Director Gilla Kaplan, Ph.D. For For Management
1.3 Elect Director Edward W. Mehrer For For Management
1.4 Elect Director Hugh E. Miller For For Management
1.5 Elect Director Leon O. Moulder, Jr. For For Management
1.6 Elect Director Lee J. Schroeder For For Management
1.7 Elect Director David B. Sharrock For Withhold Management
1.8 Elect Director Waneta C. Tuttle, Ph.D. For For Management
1.9 Elect Director Arthur L. Weaver, M.D. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director Richard S. Chute For Withhold Management
1.3 Elect Director Owen W. Robbins For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Amend Employee Stock Purchase Plan For For Management
5 Amend Employee Stock Purchase Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NAVIGANT CONSULTING INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Thompson For For Management
1.2 Elect Director Samuel K. Skinner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NBTY, INC.
Ticker: NTY Security ID: 628782104
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur Rudolph For For Management
1.2 Elect Director Glenn Cohen For For Management
1.3 Elect Director Michael L. Ashner For For Management
1.4 Elect Director Michael C. Slade For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: AUG 21, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Santo J. Costa, J.D. For For Management
1.2 Elect Director John R. Evans, M.D. For For Management
1.3 Elect Director James G. Groninger For Withhold Management
1.4 Elect Director Hunter Jackson, Ph.D. For Withhold Management
1.5 Elect Director Joseph Klein, III For For Management
1.6 Elect Director Donald E. Kuhla, Ph.D. For For Management
1.7 Elect Director Thomas N. Parks, Ph.D. For For Management
1.8 Elect Director Calvin R. Stiller, M.D. For For Management
1.9 Elect Director Peter G. Tombros For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Santo J. Costa For For Management
1.2 Elect Director John R. Evans For For Management
1.3 Elect Director James G. Groninger For Withhold Management
1.4 Elect Director Hunter Jackson For For Management
1.5 Elect Director Joseph Klein III For For Management
1.6 Elect Director Donald E. Kuhla For For Management
1.7 Elect Director Thomas N. Parks For For Management
1.8 Elect Director Calvin R. Stiller For For Management
1.9 Elect Director Peter G. Tombros For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Hooker For For Management
1.2 Elect Director Harris J. Pappas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNICELL INC
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Roberg For For Management
1.2 Elect Director John D. Stobo, Jr. For For Management
1.3 Elect Director Donald C. Wegmiller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC.
Ticker: OVTI Security ID: 682128103
Meeting Date: OCT 1, 2003 Meeting Type: Annual
Record Date: AUG 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph Jeng For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicole Vitullo For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Stock Option For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
OSHKOSH TRUCK CORP.
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 3, 2004 Meeting Type: Annual
Record Date: DEC 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Andersen as For For Management
Class A Director
1.2 Elect Director Robert G. Bohn as Class A For For Management
Director
1.3 Elect Director Frederick M. Franks, Jr. For For Management
as Class A Director
1.4 Elect Director Michael W. Grebe as Class For For Management
A Director
1.5 Elect Director Kathleen J. Hempel as For For Management
Class A Director
1.6 Elect Director J. Peter Mosling, Jr. as For Withhold Management
Class A Director
1.7 Elect Director Stephen P. Mosling as For For Management
Class A Director
1.8 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
OSI PHARMACEUTICALS, INC.
Ticker: OSIP Security ID: 671040103
Meeting Date: MAR 17, 2004 Meeting Type: Annual
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Colin Goddard, Ph.D. For For Management
1.3 Elect Director Edwin A. Gee, Ph.D. For Withhold Management
1.4 Elect Director Michael Atieh For For Management
1.5 Elect Director G. Morgan Browne For For Management
1.6 Elect Director Daryl K. Granner, M.D. For For Management
1.7 Elect Director Walter M Lovenberg, Phd For For Management
1.8 Elect Director Viren Mehta For For Management
1.9 Elect Director Sir Mark Richmond, Phd For For Management
1.10 Elect Director John P. White For Withhold Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO INC
Ticker: PFCB Security ID: 69333Y108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director R. Michael Welborn For For Management
1.3 Elect Director James D. Shennan, Jr. For For Management
1.4 Elect Director F. Lane Cardwell, Jr. For For Management
1.5 Elect Director Kenneth J. Wessels For For Management
1.6 Elect Director M. Ann Rhoades For For Management
1.7 Elect Director Lesley H. Howe For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
PACKETEER, INC.
Ticker: PKTR Security ID: 695210104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Cote For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PATINA OIL & GAS CORP.
Ticker: POG Security ID: 703224105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bayless For For Management
1.2 Elect Director Jeffrey L. Berenson For For Management
1.3 Elect Director Robert J. Clark For For Management
1.4 Elect Director Jay W. Decker For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Elizabeth K. Lanier For For Management
1.7 Elect Director Alexander P. Lynch For For Management
1.8 Elect Director Paul M. Rady For For Management
1.9 Elect Director Jon R. Whitney For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Cortinovis For For Management
1.2 Elect Director David J. Drury For For Management
1.3 Elect Director Dean A. Foate For For Management
1.4 Elect Director John L. Nussbaum For For Management
1.5 Elect Director Thomas J. Prosser For For Management
1.6 Elect Director Charles M. Strother, M.D. For For Management
1.7 Elect Director Jan K. VerHagen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLX TECHNOLOGY, INC.
Ticker: PLXT Security ID: 693417107
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Salameh For For Management
1.2 Elect Director D. James Guzy For Withhold Management
1.3 Elect Director Robert H. Smith For For Management
1.4 Elect Director Timothy Draper For For Management
1.5 Elect Director John H. Hart For For Management
2 Increase Authorized Common Stock For For Management
3 Issue Shares in Connection with an For For Management
Acquisition
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCS INC
Ticker: PRAA Security ID: 73640Q105
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Roberts For Withhold Management
1.2 Elect Director William Brophey For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROGRESS SOFTWARE CORP.
Ticker: PRGS Security ID: 743312100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Joseph W. Alsop For For Management
2.2 Elect Director Larry R. Harris For For Management
2.3 Elect Director Roger J. Heinen, Jr. For For Management
2.4 Elect Director Michael L. Mark For For Management
2.5 Elect Director Scott A. Mcgregor For For Management
2.6 Elect Director Amran Rasiel For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
QUEST SOFTWARE, INC.
Ticker: QSFT Security ID: 74834T103
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: MAY 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicent C. Smith For For Management
1.2 Elect Director Doran G. Machin For For Management
1.3 Elect Director Jerry Murdock, Jr. For For Management
1.4 Elect Director Raymond J. Lane For For Management
1.5 Elect Director Augustine L. Nieto II For For Management
1.6 Elect Director Kevin M. Klausmeyer For For Management
2 Amend Stock Option Plan For Against Management
3 Approve Increase in Size of Board For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUIKSILVER, INC.
Ticker: ZQK Security ID: 74838C106
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Barnum, Jr. For For Management
1.2 Elect Director Charles E. Crowe For Withhold Management
1.3 Elect Director Michael H. Gray For For Management
1.4 Elect Director Robert G. Kirby For Withhold Management
1.5 Elect Director Bernard Mariette For Withhold Management
1.6 Elect Director Robert B. McKnight, Jr. For Withhold Management
1.7 Elect Director Franck Riboud For Withhold Management
1.8 Elect Director Tom Roach For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approval of the Terms of the Executive For For Management
Incentive Plan
- --------------------------------------------------------------------------------
RC2 CORP
Ticker: RCRC Security ID: 749388104
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Dods For Withhold Management
1.2 Elect Director Boyd L. Meyer For Withhold Management
1.3 Elect Director Peter K.K. Chung For Withhold Management
1.4 Elect Director Curtis W. Stoelting For Withhold Management
1.5 Elect Director John S. Bakalar For For Management
1.6 Elect Director John J. Vosicky For For Management
1.7 Elect Director Paul E. Purcell For Withhold Management
1.8 Elect Director Daniel M. Wright For For Management
1.9 Elect Director Thomas M. Collinger For For Management
1.10 Elect Director Richard E. Rothkopf For Withhold Management
1.11 Elect Director Michael J. Merriman, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REGENERATION TECHNOLOGIES, INC.
Ticker: RTIX Security ID: 75886N100
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian K. Hutchison For For Management
1.2 Elect Director David J. Simpson For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
REGIS CORP.
Ticker: RGS Security ID: 758932107
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf E. Bjelland For For Management
1.2 Elect Director Paul D. Finkelstein For For Management
1.3 Elect Director Thomas L. Gregory For For Management
1.4 Elect Director Van Zandt Hawn For For Management
1.5 Elect Director Susan S. Hoyt For For Management
1.6 Elect Director David B. Kunin For For Management
1.7 Elect Director Myron Kunin For For Management
- --------------------------------------------------------------------------------
RESPIRONICS, INC.
Ticker: RESP Security ID: 761230101
Meeting Date: NOV 18, 2003 Meeting Type: Annual
Record Date: OCT 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Lawyer For For Management
1.2 Elect Director Sean McDonald For For Management
1.3 Elect Director John C. Miles II For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC
Ticker: RIGL Security ID: 766559603
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Deleage, Ph.D. For For Management
1.2 Elect Director Alan D. Frazier For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SALIX PHARMACEUTICALS LTD
Ticker: SLXP Security ID: 795435106
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For For Management
1.2 Elect Director Thomas W. D'Alonzo For For Management
1.3 Elect Director Richard A. Franco For For Management
1.4 Elect Director William P. Keane For For Management
1.5 Elect Director Carolyn J. Logan For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAPIENT CORPORATION
Ticker: SAPE Security ID: 803062108
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius W. Gaskins, Jr. For For Management
1.2 Elect Director Gary S. McKissock For For Management
1.3 Elect Director J. Stuart Moore For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCP POOL CORP.
Ticker: POOL Security ID: 784028102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilson B. Sexton For For Management
1.2 Elect Director Andrew W. Code For For Management
1.3 Elect Director James J. Gaffney For For Management
1.4 Elect Director M.J. Perez De La Mesa For For Management
1.5 Elect Director Robert C. Sledd For For Management
1.6 Elect Director John E. Stokely For For Management
1.7 Elect Director Harlan F. Seymour For For Management
1.8 Elect Director George T. Haymaker, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCS TRANSPORTATION, INC.
Ticker: SCST Security ID: 81111T102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Holland For For Management
1.2 Elect Director Douglas W. Rockel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SECURE COMPUTING CORP.
Ticker: SCUR Security ID: 813705100
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Puricelli For For Management
1.2 Elect Director Timothy McGurran For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SELECT MEDICAL CORP.
Ticker: SEM Security ID: 816196109
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell L. Carson For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Leopold Swergold For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMTECH CORP.
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Jason L. Carlson For Withhold Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director James T. Lindstrom For For Management
1.6 Elect Director John L. Piotrowski For For Management
1.7 Elect Director John D. Poe For Withhold Management
1.8 Elect Director James T. Schraith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEROLOGICALS CORP.
Ticker: SERO Security ID: 817523103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph E. Christoffersen, For For Management
Ph.D.
1.2 Elect Director Desmond H. O'Connell, Jr. For Withhold Management
1.3 Elect Director George M. Shaw, M.D., For For Management
Ph.D.
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Epley, Jr. For For Management
1.2 Elect Director John Hammerschmidt For For Management
1.3 Elect Director Robert Howard For For Management
1.4 Elect Director Harold Korell For For Management
1.5 Elect Director Vello Kuuskraa For For Management
1.6 Elect Director Kenneth Mourton For For Management
1.7 Elect Director Charles Scharlau For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
STERIS CORP.
Ticker: STE Security ID: 859152100
Meeting Date: JUL 25, 2003 Meeting Type: Annual
Record Date: MAY 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Hardis For For Management
1.2 Elect Director Raymond A. Lancaster For For Management
1.3 Elect Director J.B. Richey For For Management
1.4 Elect Director Les C. Vinney For For Management
2 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TEKELEC
Ticker: TKLC Security ID: 879101103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Adams For For Management
1.2 Elect Director Jean-Claude Asscher For Withhold Management
1.3 Elect Director Daniel L. Brenner For Withhold Management
1.4 Elect Director Martin A. Kaplan For Withhold Management
1.5 Elect Director Frederick M. Lax For Withhold Management
1.6 Elect Director Jon F. Rager For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For Against Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TELIK, INC.
Ticker: TELK Security ID: 87959M109
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.M. Wick, M.D., Ph.D. For For Management
1.2 Elect Director Richard Newman, Esq. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li-San Hwang For For Management
1.2 Elect Director James M. Jaska For For Management
1.3 Elect Director J. Christopher Lewis For For Management
1.4 Elect Director Patrick C. Haden For For Management
1.5 Elect Director James J. Shelton For For Management
1.6 Elect Director Daniel A. Whalen For For Management
1.7 Elect Director Hugh M. Grant For For Management
1.8 Elect Director Richard H. Truly For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES INC
Ticker: TCBI Security ID: 88224Q107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter B. Bartholow For For Management
1.2 Elect Director Leo Corrigan, III For For Management
1.3 Elect Director James R. Erwin For Withhold Management
1.4 Elect Director J. M. (jody) Grant For For Management
1.5 Elect Director Frederick B. Hegi, Jr. For Withhold Management
1.6 Elect Director James R. Holland, Jr. For For Management
1.7 Elect Director George F. Jones, Jr. For For Management
1.8 Elect Director Larry A. Makel For For Management
1.9 Elect Director W.W. Mcallister III For For Management
1.10 Elect Director Lee Roy Mitchell For Withhold Management
1.11 Elect Director Steven P. Rosenberg For For Management
1.12 Elect Director John C. Snyder For For Management
1.13 Elect Director Robert W. Stallings For For Management
1.14 Elect Director James C. Thompson, Jr. For Withhold Management
1.15 Elect Director Ian J. Turpin For Withhold Management
- --------------------------------------------------------------------------------
TEXAS REGIONAL BANKSHARES, INC.
Ticker: TRBS Security ID: 882673106
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Atlas For For Management
1.2 Elect Director Frank N. Boggus For Withhold Management
1.3 Elect Director Robert G. Farris For For Management
1.4 Elect Director C. Kenneth Landrum, M.D For For Management
1.5 Elect Director David L. Lane For For Management
1.6 Elect Director Jack H. Mayfield, Jr. For For Management
1.7 Elect Director Joe Penland, Sr. For For Management
1.8 Elect Director Joseph E. Reid For For Management
1.9 Elect Director G.E. Roney For For Management
1.10 Elect Director Julie G. Uhlhorn For For Management
1.11 Elect Director Walter Umphrey For For Management
1.12 Elect Director Mario Max Yzaguirre For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 9, 2003 Meeting Type: Annual
Record Date: OCT 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil D. Chrisman For For Management
1.2 Elect Director Alan Siegel For Withhold Management
1.3 Elect Director Geoffrey A. Thomson For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
THORATEC CORP.
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Donald Hill For For Management
1.2 Elect Director D. Keith Grossman For For Management
1.3 Elect Director Howard E. Chase For For Management
1.4 Elect Director J. Daniel Cole For For Management
1.5 Elect Director Neil F. Dimick For For Management
1.6 Elect Director William M. Hitchcock For For Management
1.7 Elect Director George W. Holbrook, Jr. For For Management
1.8 Elect Director Daniel M. Mulvena For For Management
- --------------------------------------------------------------------------------
TRACTOR SUPPLY CO.
Ticker: TSCO Security ID: 892356106
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Wright For For Management
1.2 Elect Director Gerard E. Jones For Withhold Management
1.3 Elect Director Edna K. Morris For For Management
2 Ratify Auditors For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
TRIMBLE NAVIGATION LTD.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director Robert S. Cooper For For Management
1.3 Elect Director John B. Goodrich For Withhold Management
1.4 Elect Director William Hart For For Management
1.5 Elect Director Ulf J. Johansson For For Management
1.6 Elect Director Bradford W. Parkinson For Withhold Management
1.7 Elect Director Nickolas W. VandeSteeg For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Y. Chan For For Management
1.2 Elect Director Joseph J. Jou For For Management
1.3 Elect Director Dr. Godwin Wong For For Management
1.4 Elect Director Thomas S. Wu For For Management
2 Amend Certificate to Remove Anti-Takeover For For Management
Provision
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UGI CORP.
Ticker: UGI Security ID: 902681105
Meeting Date: FEB 24, 2004 Meeting Type: Annual
Record Date: DEC 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Stratton For For Management
1.2 Elect Director Stephen D. Ban For For Management
1.3 Elect Director Richard C. Gozon For For Management
1.4 Elect Director Lon R. Greenberg For For Management
1.5 Elect Director Thomas F. Donovan For For Management
1.6 Elect Director Marvin O. Schlanger For For Management
1.7 Elect Director Anne Pol For For Management
1.8 Elect Director Ernest E. Jones For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
UNITED SURGICAL PARTNERS INTERNATIONAL INC
Ticker: USPI Security ID: 913016309
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Steen For For Management
1.2 Elect Director Thomas L. Mills For For Management
1.3 Elect Director Boone Powell, Jr. For For Management
1.4 Elect Director Paul B. Queally For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Hayne For Withhold Management
1.2 Elect Director Scott A. Belair For Withhold Management
1.3 Elect Director Harry S. Cherken, Jr. For Withhold Management
1.4 Elect Director Joel S. Lawson III For For Management
1.5 Elect Director Glen T. Senk For Withhold Management
1.6 Elect Director Robert H. Strouse For For Management
2 Increase Authorized Common Stock For Against Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Dutton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WCI COMMUNITIES INC
Ticker: WCI Security ID: 92923C104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Philip Handy For Withhold Management
1.2 Elect Director Jerry L. Starkey For For Management
1.3 Elect Director Kathleen M. Shanahan For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WEST MARINE, INC.
Ticker: WMAR Security ID: 954235107
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph K. Repass For For Management
1.2 Elect Director John Edmondson For For Management
1.3 Elect Director Richard E. Everett For For Management
1.4 Elect Director Geoffrey A. Eisenberg For For Management
1.5 Elect Director David Mccomas For For Management
1.6 Elect Director Peter Roy For For Management
1.7 Elect Director Daniel J. Sweeney For For Management
1.8 Elect Director William U. Westerfield For For Management
1.9 Elect Director Diane Greene For For Management
- --------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION
Ticker: WWCA Security ID: 95988E204
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Stanton For For Management
1.2 Elect Director John L. Bunce, Jr. For For Management
1.3 Elect Director Mitchell R. Cohen For For Management
1.4 Elect Director Daniel J. Evans For For Management
1.5 Elect Director Theresa E. Gillespie For For Management
1.6 Elect Director Jonathan M. Nelson For For Management
1.7 Elect Director Peggy V. Phillips For For Management
1.8 Elect Director Mikal J. Thomsen For For Management
1.9 Elect Director Peter H. van Oppen For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
WILSON GREATBATCH TECHNOLOGIES, INC.
Ticker: GB Security ID: 972232102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward F. Voboril For For Management
1.2 Elect Director Pamela G. Bailey For For Management
1.3 Elect Director Joseph A. Miller, Jr. For For Management
1.4 Elect Director Bill R. Sanford For For Management
1.5 Elect Director Peter H. Soderberg For For Management
1.6 Elect Director Thomas S. Summer For For Management
1.7 Elect Director William B. Summers, Jr. For For Management
1.8 Elect Director John P. Wareham For For Management
- --------------------------------------------------------------------------------
WINTRUST FINANCIAL CORP.
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce K. Crowther For For Management
1.2 Elect Director Bert A. Getz, Jr. For For Management
1.3 Elect Director Paul J. Liska For For Management
1.4 Elect Director Albin F. Moschner For For Management
1.5 Elect Director Ingrid S. Stafford For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ZORAN CORP.
Ticker: ZRAN Security ID: 98975F101
Meeting Date: AUG 8, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Levy Gerzberg For For Management
2.2 Elect Director Uzia Galil For For Management
2.3 Elect Director James D. Meindl For For Management
2.4 Elect Director James B. Owens, Jr. For For Management
2.5 Elect Director Arthur B. Stabenow For For Management
2.6 Elect Director Philip M. Young For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
=============== FIFTH THIRD SMALL CAP VALUE (CHARTWELL PORTION) ================
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank R. Schmeler For Withhold Management
1.2 Elect Director Thomas R. Beecher, Jr. For Withhold Management
1.3 Elect Director Francis L. McKone For Withhold Management
1.4 Elect Director Barbara P. Wright For For Management
1.5 Elect Director Joseph G. Morone For For Management
1.6 Elect Director Christine L. Standish For Withhold Management
1.7 Elect Director Erland E. Kailbourne For For Management
1.8 Elect Director John C. Standish For Withhold Management
1.9 Elect Director Hugh J. Murphy For For Management
2 Approve Outside Director Stock Awards in For For Management
Lieu of Cash
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 017361106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director Cyrus F. Freidheim, Jr. For For Management
1.3 Elect Director Ted J. Kleisner For For Management
2 Eliminate Cumulative Voting For Against Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Amend Vote Requirements to Amend For For Shareholder
Articles/Bylaws/Charter
7 Submit Shareholder Rights Plan (Poison For For Shareholder
Pill) to Shareholder Vote
8 Declassify the Board of Directors For For Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Expense Stock Options Against For Shareholder
11 Adopt a Policy that will Commit Executive Against For Shareholder
& Directors to Hold at Least 50% of their
Shares
12 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
13 Restore Preemptive Rights of Shareholders Against Against Shareholder
14 Reincorporate in Another State from Against For Shareholder
Maryland to Delaware
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 017361106
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date: SEP 29, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Julia L. Johnson For For Management
1.3 Elect Director Gunnar E. Sarsten For Withhold Management
2 Ratify Auditors For For Management
3 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
4 Performance- Based/Indexed Options Against Against Shareholder
5 Performance- Based/Indexed Options Against Against Shareholder
6 Expense Stock Options Against For Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Adopt Simple Majority Vote Requirement Against For Shareholder
9 Declassify the Board of Directors Against For Shareholder
10 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
11 Reincorporate in Another State from Against For Shareholder
Maryland to Delaware
- --------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES, INC.
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Patrick Hassey For For Management
1.2 Elect Director H. Kent Bowen For For Management
1.3 Elect Director John D. Turner For For Management
- --------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEOS Security ID: 02553E106
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: APR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon P. Diamond For Withhold Management
1.2 Elect Director James V. O'Donnell For Withhold Management
1.3 Elect Director Janice E. Page For For Management
2 Expense Stock Options Against For Shareholder
3 Adopt ILO Based Code of Conduct Against Against Shareholder
- --------------------------------------------------------------------------------
AMERICAN FINANCIAL REALTY TRUST
Ticker: AFR Security ID: 02607P305
Meeting Date: JUN 9, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Glenn Blumenthal For For Management
1.2 Elect Trustee John M. Eggemeyer III For For Management
1.3 Elect Trustee Raymond Garea For For Management
1.4 Elect Trustee Michael J. Hagan For For Management
1.5 Elect Trustee John P. Hollihan III For For Management
1.6 Elect Trustee William M. Kahane For For Management
1.7 Elect Trustee Richard A. Kraemer For For Management
1.8 Elect Trustee Lewis S. Ranieri For For Management
1.9 Elect Trustee Nicholas S. Schorsch For For Management
- --------------------------------------------------------------------------------
AMERICAN FINANCIAL REALTY TRUST
Ticker: AFR Security ID: 02607P305
Meeting Date: SEP 25, 2003 Meeting Type: Annual
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.a.1 Elect Trustee Glenn Blumenthal For For Management
2.a.2 Elect Trustee John M. Eggemeyer III For For Management
2.a.3 Elect Trustee Raymond Garea For For Management
2.a.4 Elect Trustee Michael J. Hagan For For Management
2.a.5 Elect Trustee John P. Hollihan III For For Management
2.a.6 Elect Trustee William M. Kahane For For Management
2.a.7 Elect Trustee Richard A. Kraemer For For Management
2.a.8 Elect Trustee Lewis S. Ranieri For For Management
2.a.9 Elect Trustee Nicholas S. Schorsch For For Management
2.a.0 Elect Trustee J. Rock Tonkel For For Management
2.b.1 Elect Trustee Glenn Blumenthal For For Management
2.b.2 Elect Trustee Raymond Garea For For Management
2.b.3 Elect Trustee William M. Kahane For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lord James Blyth For For Management
1.2 Elect Director Robert L. Crandall For For Management
1.3 Elect Director Robert W. Grubbs Jr. For For Management
1.4 Elect Director F. Philip Handy For For Management
1.5 Elect Director Melvyn N. Klein For For Management
1.6 Elect Director Stuart M. Sloan For For Management
1.7 Elect Director Thomas C. Theobald For For Management
1.8 Elect Director Mary Agnes Wilderotter For For Management
1.9 Elect Director Matthew Zell For For Management
1.10 Elect Director Samuel Zell For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES INC
Ticker: ACLS Security ID: 054540109
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Tooker For For Management
1.2 Elect Director Patrick H. Nettles For For Management
1.3 Elect Director Alexander M. Cutler For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEMA GOLD CORP.
Ticker: BGO. Security ID: 08135F107
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive T. Johnson For Did Not Management
Vote
1.2 Elect Director R. Stuart Angus For Did Not Management
Vote
1.3 Elect Director Barry D. Rayment For Did Not Management
Vote
1.4 Elect Director Cole E. McFarland For Did Not Management
Vote
1.5 Elect Director Eulogio Perez-Cotapos For Did Not Management
Vote
1.6 Elect Director Thomas I. A. Allen For Did Not Management
Vote
1.7 Elect Director Jerry R. Korpan For Did Not Management
Vote
1.8 Elect Director Robert M. D. Cross For Did Not Management
Vote
1.9 Elect Director Robert J. Gayton For Did Not Management
Vote
2 Ratify PricewaterhouseCoopers LLP as For Did Not Management
Auditors Vote
3 Amend Stock Option Plan to Increase For Did Not Management
Shares Resreved Thereunder Vote
4 Amend Stock Option Plan Re: Expiry Date For Did Not Management
of Options Vote
- --------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Chapin For For Management
1.2 Elect Director John L. Hall, II For For Management
1.3 Elect Director Hollis W. Plimpton, Jr. For For Management
1.4 Elect Director Rosamond B. Vaule For For Management
1.5 Elect Director Franklin Wyman, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: AUG 27, 2003 Meeting Type: Special
Record Date: JUL 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
2 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
CHATTEM, INC.
Ticker: CHTT Security ID: 162456107
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill W. Stacy For For Management
1.2 Elect Director Zan Guerry For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry E. Robertson For For Management
1.2 Elect Director Raymond Schultz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIBER, INC.
Ticker: CBR Security ID: 17163B102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby G. Stevenson For For Management
1.2 Elect Director James C. Spira For For Management
1.3 Elect Director Peter H. Cheesbrough For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CLARK, INC.
Ticker: CLK Security ID: 181457102
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Wamberg For For Management
1.2 Elect Director Randy Pohlman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, INC.
Ticker: CTCO Security ID: 203349105
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Henry For For Management
1.2 Elect Director Michael J. Mahoney For For Management
1.3 Elect Director John J. Whyte For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COOPER TIRE & RUBBER CO.
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur H. Aronson For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Byron O. Pond For For Management
2 Ratify Auditors Against For Shareholder
- --------------------------------------------------------------------------------
COORS (ADOLPH) COMPANY
Ticker: RKY Security ID: 217016104
Meeting Date: OCT 3, 2003 Meeting Type: Special
Record Date: AUG 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation from For For Management
Colorado to Delaware
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 8, 2003 Meeting Type: Annual
Record Date: OCT 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Harold Blumenstein For For Management
1.4 Elect Director James Grosfeld For For Management
1.5 Elect Director James E. Meeks For For Management
1.6 Elect Director Marvin L. Schmidt For For Management
1.7 Elect Director Jonathan Vannini For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CSK AUTO CORP.
Ticker: CAO Security ID: 125965103
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maynard Jenkins For For Management
1.2 Elect Director James G. Bazlen For For Management
1.3 Elect Director Morton Godlas For For Management
1.4 Elect Director Terilyn A. Henderson For For Management
1.5 Elect Director Charles K. Marquis For For Management
1.6 Elect Director Charles J. Philippin For For Management
1.7 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DOLLAR THRIFTY AUTOMOTIVE GROUP, INC.
Ticker: DTG Security ID: 256743105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Shi Boren For For Management
1.2 Elect Director Thomas P. Capo For For Management
1.3 Elect Director Maryann N. Keller For For Management
1.4 Elect Director Hon. Edward C. Lumley For For Management
1.5 Elect Director Gary L. Paxton For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director John P. Tierney For For Management
1.8 Elect Director Edward L. Wax For For Management
- --------------------------------------------------------------------------------
ELECTRONICS BOUTIQUE HOLDINGS CORP.
Ticker: ELBO Security ID: 286045109
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Alfred J. Stein For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC.
Ticker: EFII Security ID: 286082102
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gill Cogan For Did Not Management
Vote
1.2 Elect Director Jean-Louis Gassee For Did Not Management
Vote
1.3 Elect Director Guy Gecht For Did Not Management
Vote
1.4 Elect Director James S. Greene For Did Not Management
Vote
1.5 Elect Director Dan Maydan For Did Not Management
Vote
1.6 Elect Director Fred Rosenzweig For Did Not Management
Vote
1.7 Elect Director Thomas I. Unterberg For Did Not Management
Vote
1.8 Elect Director David Peterschmidt For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
ELKCORP
Ticker: ELK Security ID: 287456107
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 2, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Karol For For Management
1.2 Elect Director Dale V. Kesler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENERGY PARTNERS, LTD
Ticker: EPL Security ID: 29270U105
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bachmann For For Management
1.2 Elect Director John C Bumgarner For For Management
1.3 Elect Director Jerry D. Carlisle For For Management
1.4 Elect Director Harold D. Carter For For Management
1.5 Elect Director Enoch L. Dawkins For For Management
1.6 Elect Director Robert D. Gershen For For Management
1.7 Elect Director William O. Hiltz For Withhold Management
1.8 Elect Director John G. Phillips For For Management
1.9 Elect Director Dr. Eamon M. Kelly For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
FLORIDA EAST COAST INDUSTRIES, INC.
Ticker: FLA Security ID: 340632108
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Anestis For For Management
1.2 Elect Director Robert D. Fagan For For Management
1.3 Elect Director David M. Foster For For Management
1.4 Elect Director Allen C. Harper For For Management
1.5 Elect Director Adolfo Henriques For For Management
1.6 Elect Director James E. Jordan For For Management
1.7 Elect Director Gilbert H. Lamphere For For Management
1.8 Elect Director John S. Lord For For Management
1.9 Elect Director Joseph Nemec For For Management
1.10 Elect Director Herbert H. Peyton For For Management
1.11 Elect Director James J. Pieczynski For For Management
1.12 Elect Director W. L. Thornton For Withhold Management
- --------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Kartsotis For Withhold Management
1.2 Elect Director Jal S. Shroff For Withhold Management
1.3 Elect Director Donald J. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FRONTIER OIL CORP.
Ticker: FTO Security ID: 35914P105
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Gibbs For For Management
1.2 Elect Director Douglas Y. Bech For For Management
1.3 Elect Director G. Clyde Buck For For Management
1.4 Elect Director T. Michael Dossey For For Management
1.5 Elect Director James H. Lee For For Management
1.6 Elect Director Paul B. Loyd, Jr. For For Management
1.7 Elect Director Carl W. Schafer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FURNITURE BRANDS INTERNATIONAL, INC.
Ticker: FBN Security ID: 360921100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K.B. Bell For For Management
1.2 Elect Director J.T. Foy For For Management
1.3 Elect Director W.G. Holliman For For Management
1.4 Elect Director J.R. Jordan, Jr. For For Management
1.5 Elect Director D.E. Lasater For For Management
1.6 Elect Director L.M. Liberman For For Management
1.7 Elect Director R.B. Loynd For For Management
1.8 Elect Director B.L. Martin For For Management
1.9 Elect Director A.B. Patterson For For Management
1.10 Elect Director A.E. Suter For For Management
- --------------------------------------------------------------------------------
GARDNER DENVER, INC.
Ticker: GDI Security ID: 365558105
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Hansen For For Management
1.2 Elect Director Thomas M. McKenna For For Management
1.3 Elect Director Diane K. Schumacher For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD.
Ticker: GLBL Security ID: 379336100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Dore For For Management
1.2 Elect Director James C. Day For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director Edgar G. Hotard For For Management
1.5 Elect Director Richard A. Pattarozz For For Management
1.6 Elect Director James L. Payne For For Management
1.7 Elect Director Michael J. Pollock For Withhold Management
1.8 Elect Director Luis K. Tellez For For Management
- --------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL, LTD.
Ticker: GTI Security ID: 384313102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilbert E. Playford For For Management
1.2 Elect Director R. Eugene Cartledge For For Management
1.3 Elect Director Mary B. Cranston For For Management
1.4 Elect Director John R. Hall For For Management
1.5 Elect Director Harold E. Layman For For Management
1.6 Elect Director Ferrell P. McClean For For Management
1.7 Elect Director Michael C. Nahl For For Management
1.8 Elect Director Craig S. Shular For For Management
2 Amend Pension and Retirement Medical Against Against Shareholder
Insurance Plan
- --------------------------------------------------------------------------------
H.B. FULLER CO.
Ticker: FUL Security ID: 359694106
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norbert R. Berg For For Management
1.2 Elect Director Knut Kleedehn For For Management
1.3 Elect Director John C. van Roden, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HECLA MINING CO.
Ticker: HL Security ID: 422704106
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Crumley For For Management
1.2 Elect Director Charles L. McAlpine For For Management
1.3 Elect Director Jorge E. Ordonez C. For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
Ticker: HT Security ID: 427825104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Thomas S. Capello For For Management
1.2 Elect Trustee Donald J. Landry For For Management
1.3 Elect Trustee William Lehr, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HYPERION SOLUTIONS CORP.
Ticker: HYSL Security ID: 44914M104
Meeting Date: NOV 10, 2003 Meeting Type: Annual
Record Date: SEP 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Rodek For For Management
1.2 Elect Director Aldo Papone For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
IMATION CORP.
Ticker: IMN Security ID: 45245A107
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Taylor For For Management
1.2 Elect Director Daryl J. White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INDEPENDENCE COMMUNITY BANK CORP.
Ticker: ICBC Security ID: 453414104
Meeting Date: MAR 8, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 12, 2003 Meeting Type: Annual
Record Date: JUL 21, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory S. Lang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
JACUZZI BRANDS INC
Ticker: JJZ Security ID: 469865109
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Elect Director Veronica M. Hagen as Class For For Management
I Director
A.2 Elect Director Sir Harry Solomon as Class For For Management
I Director
A.3 Elect Director David H. Clarke as Class For For Management
III Director
A.4 Elect Director Claudia E. Morf as Class For For Management
III Director
A.5 Elect Director Robert R. Womack as Class For For Management
III Director
B Ratify Auditors For For Management
C Approve Omnibus Stock Plan For For Management
D Approve Option Exchange Program For Against Management
- --------------------------------------------------------------------------------
KADANT INC
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Rainville For For Management
- --------------------------------------------------------------------------------
KAYDON CORP.
Ticker: KDN Security ID: 486587108
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For For Management
1.2 Elect Director Gerald J. Breen For For Management
1.3 Elect Director Brian P. Campbell For For Management
1.4 Elect Director Thomas C. Sullivan For For Management
1.5 Elect Director Robert M. Teeter For For Management
1.6 Elect Director B. Joseph White For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KEANE, INC.
Ticker: KEA Security ID: 486665102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fain For For Management
1.2 Elect Director John F. Keane For For Management
1.3 Elect Director John F. Rockart For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LA-Z-BOY INC.
Ticker: LZB Security ID: 505336107
Meeting Date: AUG 12, 2003 Meeting Type: Annual
Record Date: JUN 25, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Foss For For Management
1.2 Elect Director Patrick H. Norton For For Management
1.3 Elect Director Helen O. Petrauskas For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
LAWSON SOFTWARE INC
Ticker: LWSN Security ID: 520780107
Meeting Date: OCT 30, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Coughlan For For Management
1.2 Elect Director David J. Eskra For For Management
1.3 Elect Director David R. Hubers For For Management
1.4 Elect Director Thomas G. Hudson For For Management
1.5 Elect Director Richard D. Kreysar For For Management
1.6 Elect Director David S. B. Lang For For Management
1.7 Elect Director H. Richard Lawson For For Management
1.8 Elect Director Michael A. Rocca For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC.
Ticker: LPNT Security ID: 53219L109
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeWitt Ezell, Jr. For For Management
1.2 Elect Director William V. Lapham For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LINENS 'N THINGS, INC.
Ticker: LIN Security ID: 535679104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley P. Goldstein For For Management
1.2 Elect Director Robert Kamerschen For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: METH Security ID: 591520200
Meeting Date: FEB 17, 2004 Meeting Type: Annual
Record Date: JAN 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren L. Batts For For Management
1.2 Elect Director William C. Croft For For Management
1.3 Elect Director Donald W. Duda For For Management
1.4 Elect Director Christopher J. Hornung For For Management
1.5 Elect Director William T. Jensen For For Management
1.6 Elect Director Paul G. Shelton For For Management
1.7 Elect Director Lawrence B. Skatoff For For Management
1.8 Elect Director George C. Wright For For Management
- --------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: METH Security ID: 591520200
Meeting Date: JAN 8, 2004 Meeting Type: Special
Record Date: NOV 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
MINERALS TECHNOLOGIES, INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Curcio For For Management
1.2 Elect Director Paul R. Saueracker For For Management
1.3 Elect Director William C. Stivers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAY 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald J. Marusiak For For Management
1.2 Elect Director Lawrence Trachtenberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Werner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
O'CHARLEY'S INC.
Ticker: CHUX Security ID: 670823103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Andrews For For Management
1.2 Elect Director John E. Stokely For For Management
1.3 Elect Director H. Steve Tidwell For For Management
- --------------------------------------------------------------------------------
ORTHODONTIC CENTERS OF AMERICA, INC.
Ticker: OCA Security ID: 68750P103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D J L Buchman, Dmd, Ms For Withhold Management
1.2 Elect Director Kevin M. Dolan For For Management
1.3 Elect Director Linda C. Girard For For Management
1.4 Elect Director David W. Vignes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PAXAR CORP.
Ticker: PXR Security ID: 704227107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur Hershaft For For Management
1.2 Elect Director Joyce F. Brown For For Management
1.3 Elect Director David L. Kolb For For Management
1.4 Elect Director Thomas R. Loemker For For Management
1.5 Elect Director James C. McGroddy For For Management
1.6 Elect Director Harvey L. Ganis For For Management
1.7 Elect Director Roger M. Widmann For For Management
- --------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
Ticker: PERY Security ID: 288853104
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Feldenkreis For For Management
1.2 Elect Director Gary Dix For For Management
1.3 Elect Director Leonard Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PIPER JAFFRAY COS
Ticker: PJC Security ID: 724078100
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Duff For For Management
1.2 Elect Director Samuel L. Kaplan For For Management
1.3 Elect Director Frank L. Sims For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. Baldwin, J. Bank, D. Carmichael, For Did Not Management
N. Currie, J. Fishman, G. Morrison, S. Vote
Newman, and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
2b Elect M. Price as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
2c Elect W. Robbie as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
3a Elect W. Robbie as Director of Platinum For Did Not Management
Re (UK) Ltd. Vote
3b Elect R Worsley as Director of Platinum For Did Not Management
Re (UK) Ltd. Vote
4 Amend Bylaws Re: Remove Requirement that For Did Not Management
Shareholders Consider Matters of Non-US Vote
Subsidiaries
5 Approve Omnibus 2002 Share Incentive Plan For Did Not Management
Vote
6 Ratify KPMG LLP as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Jonathan F. Bank For For Management
1.3 Elect Director Dan R. Carmichael For For Management
1.4 Elect Director Neill A. Currie For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Gregory E.A. Morrison For For Management
1.7 Elect Director Steven H. Newman For For Management
1.8 Elect Director Peter T. Pruitt For For Management
2 THE PROPOSAL TO ELECT GREGORY E.A. For For Management
MORRISON TO THE BOARD OF DIRECTORS OF
PLATINUM UNDERWRITERS BERMUDA, LTD.
3 THE PROPOSAL TO ELECT MICHAEL D. PRICE TO For For Management
THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
4 THE PROPOSAL TO ELECT WILLIAM A. ROBBIE For For Management
TO THE BOARD OF DIRECTORS OF PLATINUM
UNDERWRITERS BERMUDA, LTD.
5 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
WILLIAM A. ROBBIE TO THE BOARD OF
DIRECTORS OF PLATINUM RE (UK) LIMITED.
6 THE PROPOSAL TO RATIFY THE APPOINTMENT OF For For Management
RUSSELL WORSLEY TO THE BOARD OF DIRECTORS
OF PLATINUM RE (UK) LIMITED.
7 THE PROPOSAL TO AMEND BYE-LAWS OF THE For For Management
COMPANY BY REMOVING SECTION 44(2), WHICH
REQUIRES THE SHAREHOLDERS OF THE COMPANY
TO CONSIDER MATTERS THAT ARE SUBMITTED TO
THE SHAREHOLDERS OF THE COMPANY S
NON-U.S. SUBSIDIARIES.
8 THE PROPOSAL TO APPROVE THE COMPANY S For For Management
2002 SHARE INCENTIVE PLAN.
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: PTP Security ID: G7127P100
Meeting Date: SEP 17, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. Baldwin, J. Bank, D. Carmichael, For Did Not Management
N. Currie, J. Fishman, G. Morrison, S. Vote
Newman, and P. Pruitt as Directors
2a Elect G. Morrison as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
2b Elect M. Price as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
2c Elect W. Robble as Director of Platinum For Did Not Management
Underwriters Bermuda, Ltd. Vote
3a Elect G. Morrison as Director of Platinum For Did Not Management
Re (UK) Ltd. Vote
3b Elect C. Pettengell as Director of For Did Not Management
Platinum Re (UK) Ltd. Vote
3c Elect R. Porter as Director of Platinum For Did Not Management
Re (UK) Ltd. Vote
4 Approve Section 162(m) Performance For Did Not Management
Incentive Plan Vote
5 Ratify KPMG as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
POLYONE CORP.
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Cartwright For For Management
1.2 Elect Director Gale Duff-Bloom For For Management
1.3 Elect Director J. Douglas Campbell For For Management
1.4 Elect Director Wayne R. Embry For For Management
1.5 Elect Director Robert A. Garda For For Management
1.6 Elect Director Gordon D. Harnett For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director William F. Patient For For Management
1.9 Elect Director Thomas A. Waltermire For For Management
1.10 Elect Director Farah M. Walters For For Management
2 Amend Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
PRECISION DRILLING CORPORATION
Ticker: PD. Security ID: 74022D100
Meeting Date: MAY 11, 2004 Meeting Type: Annual/Special
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W.C. Dunn, Robert J.S. Gibson, For For Management
Murray K. Mullen, Patrick M. Murray, Fred
W. Pheasey, Robert L. Phillips, Hank B.
Swartout, H.Garth Wiggins as Directors
2 Ratify Auditors For For Management
3 Approve 2004 Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
PUGET ENERGY, INC.
Ticker: PSD Security ID: 745310102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis J. Campbell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Dr. Kenneth P. Mortimer For For Management
1.4 Elect Director Stephen P. Reynolds For For Management
- --------------------------------------------------------------------------------
QUIKSILVER, INC.
Ticker: ZQK Security ID: 74838C106
Meeting Date: MAR 26, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Barnum, Jr. For For Management
1.2 Elect Director Charles E. Crowe For Withhold Management
1.3 Elect Director Michael H. Gray For For Management
1.4 Elect Director Robert G. Kirby For Withhold Management
1.5 Elect Director Bernard Mariette For Withhold Management
1.6 Elect Director Robert B. McKnight, Jr. For Withhold Management
1.7 Elect Director Franck Riboud For Withhold Management
1.8 Elect Director Tom Roach For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approval of the Terms of the Executive For For Management
Incentive Plan
- --------------------------------------------------------------------------------
RADISYS CORP.
Ticker: RSYS Security ID: 750459109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Scott Gibson For For Management
1.2 Elect Director Scott C. Grout For For Management
1.3 Elect Director Ken J. Bradley For For Management
1.4 Elect Director Richard J. Faubert For For Management
1.5 Elect Director Dr. William W. Lattin For For Management
1.6 Elect Director Kevin C. Melia For For Management
1.7 Elect Director Carl W. Neun For For Management
1.8 Elect Director Jean-Pierre D. Patkay For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
RECKSON ASSOCIATES REALTY CORP.
Ticker: RA Security ID: 75621K106
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Stock Ownership Limitations For For Management
3.1 Elect Director Peter Quick For For Management
3.2 Elect Director Stanley Steinberg For Withhold Management
3.3 Elect Director John Ruffle For For Management
3.4 Elect Director Elizabeth McCaul For For Management
3.5 Elect Director Douglas Crocker II For For Management
3.6 Elect Director Scott H. Rechler For For Management
3.7 Elect Director Donald J. Rechler For For Management
3.8 Elect Director Lewis S. Ranieri For Withhold Management
3.9 Elect Director Ronald H. Menaker For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Fox III For For Management
1.2 Elect Director Sir Graham Hearne For For Management
1.3 Elect Director H. E. Lentz For For Management
1.4 Elect Director P. Dexter Peacock For For Management
- --------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 10, 2003 Meeting Type: Annual
Record Date: AUG 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director James A. Karman For For Management
1.3 Elect Director Donald K. Miller For For Management
1.4 Elect Director Joseph P. Viviano For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
- --------------------------------------------------------------------------------
RUBY TUESDAY, INC.
Ticker: RI Security ID: 781182100
Meeting Date: OCT 7, 2003 Meeting Type: Annual
Record Date: AUG 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Donald Ratajczak For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Claire L. Arnold For For Management
2 Approve Omnibus Stock Plan For For Management
3 Report on Impact of Genetically Against Against Shareholder
Engineered Foods
- --------------------------------------------------------------------------------
SCOTTISH RE GROUP LTD
Ticker: SCT Security ID: G7885T104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael C. French and Hazel R. For Did Not Management
O'Leary as Directors Vote
2 Approve 2004 Equity Incentive For Did Not Management
Compensation Plan Vote
3 Ratify Ernst & Young LLP as Auditors For Did Not Management
Vote
4 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
SCOTTISH RE GROUP LTD
Ticker: SCT Security ID: G7885T104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. French For For Management
1.2 Elect Director Hazel R. O'Leary For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE For For Management
COMPENSATION PLAN
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCS TRANSPORTATION, INC.
Ticker: SCST Security ID: 81111T102
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Holland For For Management
1.2 Elect Director Douglas W. Rockel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SKY FINANCIAL GROUP, INC.
Ticker: SKYF Security ID: 83080P103
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred H. Johnson, III For For Management
1.2 Elect Director James C. McBane For For Management
1.3 Elect Director Gerard P. Mastroianni For For Management
1.4 Elect Director Robert E. Spitler For For Management
1.5 Elect Director Joseph N. Tosh, II For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: SEP 3, 2003 Meeting Type: Annual
Record Date: JUL 11, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Luter, III For For Management
1.2 Elect Director Wendell H. Murphy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC.
Ticker: SOV Security ID: 845905108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Hove, Jr. For Withhold Management
1.2 Elect Director Daniel K. Rothermel For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Stock Plan and Employee Stock For Against Management
Purchase Plan
5 Approve Bonus Plan For Against Management
- --------------------------------------------------------------------------------
STEINER LEISURE LTD.
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Finkelstein* For For Management
1.2 Elect Director Jonathan D. Mariner* For For Management
1.3 Elect Director David S. Harris** For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE PLAN. For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STILLWATER MINING CO.
Ticker: SWC Security ID: 86074Q102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Fuller For For Management
1.2 Elect Director Patrick M. James For For Management
1.3 Elect Director Steven S. Lucas For For Management
1.4 Elect Director Joseph P. Mazurek For Withhold Management
1.5 Elect Director Francis R. Mcallister For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Donald W. Riegle, Jr. For For Management
1.8 Elect Director Todd D. Schafer For For Management
1.9 Elect Director Jack E. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TECHNITROL, INC.
Ticker: TNL Security ID: 878555101
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Hofmann For For Management
1.2 Elect Director Edward M. Mazze For For Management
- --------------------------------------------------------------------------------
TOO, INC.
Ticker: TOO Security ID: 890333107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Krinsky For For Management
1.2 Elect Director Kenneth J. Strottman For For Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
URS CORP.
Ticker: URS Security ID: 903236107
Meeting Date: MAR 23, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Jesse Arnelle For For Management
1.2 Elect Director Richard C. Blum For For Management
1.3 Elect Director Armen Der Marderosian For For Management
1.4 Elect Director Mickey P. Foret For For Management
1.5 Elect Director Martin M. Koffel For For Management
1.6 Elect Director Richard B. Madden For For Management
1.7 Elect Director General Joseph W. For For Management
Ralston, USAF (Ret.)
1.8 Elect Director John D. Roach For For Management
1.9 Elect Director William D. Walsh For For Management
2 Increase Authorized Common Stock For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
- --------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 941053100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald J. Mittelstaedt For For Management
2 Increase Authorized Common Stock and For For Management
Eliminate Class of Preferred Stock
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geoffrey B. Bloom For For Management
1.2 Elect Director David T. Kollat For For Management
1.3 Elect Director David P. Mehney For For Management
1.4 Elect Director Timothy J. O'Donovan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZORAN CORP.
Ticker: ZRAN Security ID: 98975F101
Meeting Date: AUG 8, 2003 Meeting Type: Annual
Record Date: JUN 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Levy Gerzberg For For Management
2.2 Elect Director Uzia Galil For For Management
2.3 Elect Director James D. Meindl For For Management
2.4 Elect Director James B. Owens, Jr. For For Management
2.5 Elect Director Arthur B. Stabenow For For Management
2.6 Elect Director Philip M. Young For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
============== FIFTH THIRD SMALL CAP VALUE (FIFTH THIRD PORTION) ===============
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Golden For For Management
1.2 Elect Director Seth R. Johnson For Withhold Management
1.3 Elect Director Edward F. Limato For For Management
- --------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU. Security ID: 008916108
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Carragher For For Management
1.2 Elect Director Ralph S. Cunningham For For Management
1.3 Elect Director D. Grant Devine For For Management
1.4 Elect Director Susan A. Henry For For Management
1.5 Elect Director Frank W. King For For Management
1.6 Elect Director Frank W. Proto For For Management
1.7 Elect Director Harry G. Schaefer For For Management
1.8 Elect Director Michael M. Wilson For For Management
1.9 Elect Director Victor J. Zaleschuk For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Shareholder Rights Plan (Poison For For Management
Pill)
- --------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis G. Cole For For Management
1.2 Elect Director Charles D. Klein For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANDRX CORP.
Ticker: ADRX Security ID: 034553107
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. DuBow For For Management
1.2 Elect Director Elliot F. Hahn, Ph.D. For For Management
1.3 Elect Director Thomas P. Rice For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANNTAYLOR STORES CORP.
Ticker: ANN Security ID: 036115103
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Grayson For For Management
1.2 Elect Director Rochelle B. Lazarus For For Management
1.3 Elect Director J. Patrick Spainhour For For Management
1.4 Elect Director Michael W. Trapp For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Ray M. Robinson For For Management
1.7 Elect Director Frederic Salerno For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BEMA GOLD CORP.
Ticker: BGO. Security ID: 08135F107
Meeting Date: JUN 23, 2004 Meeting Type: Annual/Special
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive T. Johnson For Did Not Management
Vote
1.2 Elect Director R. Stuart Angus For Did Not Management
Vote
1.3 Elect Director Barry D. Rayment For Did Not Management
Vote
1.4 Elect Director Cole E. McFarland For Did Not Management
Vote
1.5 Elect Director Eulogio Perez-Cotapos For Did Not Management
Vote
1.6 Elect Director Thomas I. A. Allen For Did Not Management
Vote
1.7 Elect Director Jerry R. Korpan For Did Not Management
Vote
1.8 Elect Director Robert M. D. Cross For Did Not Management
Vote
1.9 Elect Director Robert J. Gayton For Did Not Management
Vote
2 Ratify PricewaterhouseCoopers LLP as For Did Not Management
Auditors Vote
3 Amend Stock Option Plan to Increase For Did Not Management
Shares Resreved Thereunder Vote
4 Amend Stock Option Plan Re: Expiry Date For Did Not Management
of Options Vote
- --------------------------------------------------------------------------------
CAL DIVE INTERNATIONAL, INC.
Ticker: CDIS Security ID: 127914109
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director Bernard J. Duroc-Danner For For Management
1.3 Elect Director John V. Lovoi For For Management
- --------------------------------------------------------------------------------
CAMBIOR INC.
Ticker: CBJ. Security ID: 13201L103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alexander Balogh, Guy Dufresne, For For Management
Graham Farquharson, Michel Gaucher, Louis
Gignac, John Hick, Robert Normand, Kazuo
Shuto as Directors
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIRCUIT CITY STORES, INC.
Ticker: CC Security ID: 172737108
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.V. Goings For For Management
1.2 Elect Director James F. Hardymon For For Management
1.3 Elect Director Allen B. King For For Management
1.4 Elect Director J. Patrick Spainhour For For Management
1.5 Elect Director Carolyn Y. Woo For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Michael L. Meyer For For Management
1.3 Elect Director Ronald L. Olson For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
COVANCE INC.
Ticker: CVD Security ID: 222816100
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Baylis For Withhold Management
1.2 Elect Director Irwin Lerner For Withhold Management
2 Declassify the Board of Directors Against For Shareholder
3 Other Business For Against Management
- --------------------------------------------------------------------------------
ELDORADO GOLD CORP LTD.
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: APR 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Auston For For Management
1.2 Elect Director K. Ross Cory For For Management
1.3 Elect Director Robert R. Gilmore For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Hugh C. Morris For For Management
1.6 Elect Director Paul N. Wright For For Management
2 Ratify Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Amend Incentive Stock Option Plan For Against Management
- --------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John T. Baily, Charles G. Froland, For Did Not Management
and James R. Kroner as Class II Directors Vote
of Endurance Specialty Holdings Limited
2 Elect J Baily, W Bolinder, D Cole, J For Did Not Management
Coslet, A DiNovi, B Ehrhart, C Froland, J Vote
Kroner, K LeStrange, R Perry, and R Spass
as Directors of Endurance Specialty
Insurance Ltd.
3 Elect J Baily, W Bolinder, M Boucher, D For Did Not Management
Cole, J Coslet, A DiNovi, B Ehrhart, C Vote
Froland, K LeStrange, S Minshall, R
Perry, and R Spass as Directors of
Endurance Worldwide Holdings Ltd.
4 Elect J Baily, W Bolinder, M Boucher, D For Did Not Management
Cole, J Coslet, A DiNovi, B Ehrhart, C Vote
Froland, K LeStrange, S Minshall, R
Perry, and R Spass as Directors of
Endurance Worldwide Insurance Ltd.
5 Elect S Carlsen, J Kroner, and K For Did Not Management
LeStrange as Directors of Endurance Vote
Services Limited
6 Approve Ernst & Young as Auditors and For Did Not Management
Authorize Board to Fix Their Vote
Remuneration
7 Transact Other Business (Non-Voting) None Did Not Management
Vote
- --------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD.
Ticker: GLBL Security ID: 379336100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Dore For For Management
1.2 Elect Director James C. Day For For Management
1.3 Elect Director Edward P. Djerejian For For Management
1.4 Elect Director Edgar G. Hotard For For Management
1.5 Elect Director Richard A. Pattarozz For For Management
1.6 Elect Director James L. Payne For For Management
1.7 Elect Director Michael J. Pollock For Withhold Management
1.8 Elect Director Luis K. Tellez For For Management
- --------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD.
Ticker: GSC. Security ID: 38119T104
Meeting Date: MAY 20, 2004 Meeting Type: Annual/Special
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director Peter J. Bradford For For Management
1.3 Elect Director David K. Fagin For For Management
1.4 Elect Director Ian MacGregor For For Management
1.5 Elect Director Lars-Eric Johansson For For Management
1.6 Elect Director Michael P. Martineau For For Management
2 Approve Shareholder Rights Plan (Poison For For Management
Pill)
3 Amend 1997 Stock Option Plan For Against Management
4 Approve Auditors and Authorize Board to For For Management
Fix Remuneration of Auditors
- --------------------------------------------------------------------------------
HEADWATERS INCORPORATED
Ticker: HDWR Security ID: 42210P102
Meeting Date: MAR 12, 2004 Meeting Type: Annual
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Sam Christensen For For Management
1.2 Elect Director William S. Dickinson For For Management
1.3 Elect Director Malyn K. Malquist For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
HILB ROGAL & HOBBS CO
Ticker: HRH Security ID: 431294107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.S.M. French For For Management
1.2 Elect Director Robert B. Lockhart For Withhold Management
1.3 Elect Director Anthony F. Markel For For Management
1.4 Elect Director Robert S. Ukrop For Withhold Management
2 Change Company Name For For Management
3 Approve Deferred Compensation Plan For For Management
4 Approve Employee Stock Purchase Plan For Against Management
5 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORP.
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Abbott For For Management
1.2 Elect Director Mary H. Futrell For For Management
1.3 Elect Director Louis G. Lower II For For Management
1.4 Elect Director Joseph J. Melone For For Management
1.5 Elect Director Jeffrey L. Morby For For Management
1.6 Elect Director Shaun F. O'Malley For For Management
1.7 Elect Director Charles A. Parker For For Management
- --------------------------------------------------------------------------------
INTER-TEL, INC.
Ticker: INTL Security ID: 458372109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven G. Mihaylo For For Management
1.2 Elect Director J. Robert Anderson For For Management
1.3 Elect Director Jerry W. Chapman For For Management
1.4 Elect Director Gary D. Edens For For Management
1.5 Elect Director C. Roland Haden For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 6, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director David G. Arscott For For Management
1.3 Elect Director Robert M. Berdahl For For Management
1.4 Elect Director Richard J. Elkus, Jr. For For Management
1.5 Elect Director Jack R. Harris For For Management
1.6 Elect Director Grant M. Inman For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORP.
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark O. Hatfield For For Management
1.2 Elect Director Cyrus Y. Tsui For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCAFEE INC.
Ticker: MFE Security ID: 640938106
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Dutkowsky For For Management
1.2 Elect Director Denis O'Leary For For Management
1.3 Elect Director Robert Pangia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCURY GENERAL CORP.
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Joseph For For Management
1.2 Elect Director Charles E. Mcclung For For Management
1.3 Elect Director Donald R. Spuehler For For Management
1.4 Elect Director Richard E. Grayson For For Management
1.5 Elect Director Donald P. Newell For For Management
1.6 Elect Director Bruce A. Bunner For For Management
1.7 Elect Director Nathan Bessin For For Management
1.8 Elect Director Michael D. Curtius For For Management
1.9 Elect Director Gabriel Tirador For For Management
- --------------------------------------------------------------------------------
NORDSON CORP.
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 11, 2004 Meeting Type: Annual
Record Date: JAN 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Ginn For Withhold Management
1.2 Elect Director Stephen R. Hardis For Withhold Management
1.3 Elect Director William L. Robinson For For Management
1.4 Elect Director Benedict P. Rosen For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ORTHODONTIC CENTERS OF AMERICA, INC.
Ticker: OCA Security ID: 68750P103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D J L Buchman, Dmd, Ms For Withhold Management
1.2 Elect Director Kevin M. Dolan For For Management
1.3 Elect Director Linda C. Girard For For Management
1.4 Elect Director David W. Vignes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
Ticker: PAS Security ID: 71343P200
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director Herbert M. Baum For For Management
1.3 Elect Director Richard G. Cline For For Management
1.4 Elect Director Pierre S. Du Pont For For Management
1.5 Elect Director Archie R. Dykes For For Management
1.6 Elect Director Jarobin Gilbert, Jr. For For Management
1.7 Elect Director Matthew M. Mckenna For For Management
1.8 Elect Director Lionel L. Nowell, III For For Management
1.9 Elect Director Robert C. Pohlad For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Awards to Executives Against For Shareholder
5 Report on Recycling Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
Ticker: PERY Security ID: 288853104
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Feldenkreis For For Management
1.2 Elect Director Gary Dix For For Management
1.3 Elect Director Leonard Miller For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORP.
Ticker: RL Security ID: 731572103
Meeting Date: AUG 14, 2003 Meeting Type: Annual
Record Date: JUN 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold H. Aronson as Class For Withhold Management
A Director
1.2 Elect Director Dr. Joyce F. Brown as For For Management
Class A Director
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POLYONE CORP.
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Cartwright For For Management
1.2 Elect Director Gale Duff-Bloom For For Management
1.3 Elect Director J. Douglas Campbell For For Management
1.4 Elect Director Wayne R. Embry For For Management
1.5 Elect Director Robert A. Garda For For Management
1.6 Elect Director Gordon D. Harnett For For Management
1.7 Elect Director David H. Hoag For For Management
1.8 Elect Director William F. Patient For For Management
1.9 Elect Director Thomas A. Waltermire For For Management
1.10 Elect Director Farah M. Walters For For Management
2 Amend Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 13, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For For Management
1.2 Elect Director William C. McCormick For For Management
1.3 Elect Director Vernon E. Oechsle For For Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PROVINCE HEALTHCARE CO.
Ticker: PRV Security ID: 743977100
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Rash For For Management
1.2 Elect Director Joseph P. Nolan For For Management
1.3 Elect Director Winfield C. Dunn For For Management
1.4 Elect Director Paul J. Feldstein For For Management
1.5 Elect Director David R. Klock For For Management
1.6 Elect Director Michael P. Haley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: Security ID: 715680104
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAY 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE ANNUAL REPORT AND TO For For Management
RATIFY THE FINANCIAL STATEMENT OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
2 TO APPROVE THE ALLOCATIONS OF NET PROFIT For For Management
FOR RESERVE FUND, DIVIDENDS AND OTHER
PURPOSES AND TO APPROVE THE DETERMINATION
OF THE AMOUNT, TIME AND MANNER OF PAYMENT
OF DIVIDENDS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2003.
3 TO DETERMINE THE REMUNERATION FOR THE For For Management
BOARD OF COMMISSIONER OF THE COMPANY FOR
YEAR 2004 AND THE BONUS FOR THE BOARD OF
COMMISSIONER OF THE COMPANY FOR YEAR
2003.
4 Ratify Auditors For For Management
5 TO APPROVE THE SECOND PHASE EXERCISE For Against Management
PRICE IN RELATION TO THE COMPANY S
EMPLOYEE STOCK OPTION PROGRAM ( ESOP ),
WHICH HAS BEEN APPROVED DURING THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS, HELD ON
JUNE 26, 2003.
6 TO APPROVE THE PROPOSED CHANGE OF For For Management
COMPOSITION OF THE BOARD OF COMMISSIONERS
AND/OR BOARD OF DIRECTORS OF THE COMPANY.
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: Security ID: 715680104
Meeting Date: MAR 8, 2004 Meeting Type: Special
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE CHANGE OF NOMINAL VALUE OF For For Management
THE SHARES OF THE COMPANY IN CONNECTION
WITH THE STOCK SPLIT FROM RP 500 PER
SHARE TO BECOME RP 100 PER SHARE, AND THE
AMENDMENT TO THE ARTICLES OF ASSOCIATION
WITH RESPECT TO SUCH STOCK SPLIT.
2 TO APPROVE THE DELEGATION OF AUTHORITY TO For For Management
THE BOARD OF COMMISSIONERS TO DETERMINE
THE SALARY, INCENTIVES, INSURANCE,
REMUNERATION AND OTHER FACILITIES AND
ALLOWANCES OF THE DIRECTORS OF THE
COMPANY.
- --------------------------------------------------------------------------------
PT INDOSAT, INDONESIAN SATELLITE CORPORATION
Ticker: Security ID: 715680104
Meeting Date: NOV 11, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with PT Satelit For For Management
Palapa Indonesia, PT Indosat Multi Media
Mobile and PT Bimagraha Telekomindo
2 Amend Articles of Association Re: Change For Against Management
in Terms of Office for Directors, Change
in Meeting Notice Period, Authorization
within Board of Directors
- --------------------------------------------------------------------------------
ROBERT MONDAVI CORP. (THE)
Ticker: MOND Security ID: 609200100
Meeting Date: DEC 12, 2003 Meeting Type: Annual
Record Date: OCT 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Greer as Class A For For Management
Director
1.2 Elect Director Anthony Greener as Class A For For Management
Director
1.3 Elect Director John M. Thompson as Class For For Management
A Director
1.4 Elect Director R. Michael Mondavi as For For Management
Class B Director
1.5 Elect Director Marcia Mondavi Borger as For For Management
Class B Director
1.6 Elect Director Timothy J. Mondavi as For For Management
Class B Director
1.7 Elect Director Frank E. Farella as Class For For Management
B Director
1.8 Elect Director Gregory M. Evans as Class For For Management
B Director
1.9 Elect Director Adrian Bellamy as Class B For For Management
Director
1.10 Elect Director Ted W. Hall as Class B For For Management
Director
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
SCOTTISH RE GROUP LTD
Ticker: SCT Security ID: G7885T104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael C. French and Hazel R. For Did Not Management
O'Leary as Directors Vote
2 Approve 2004 Equity Incentive For Did Not Management
Compensation Plan Vote
3 Ratify Ernst & Young LLP as Auditors For Did Not Management
Vote
4 Transact Other Business (Non-Voting) None Did Not Management
Vote
1.1 Elect Director Michael C. French For For Management
1.2 Elect Director Hazel R. O'Leary For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE For For Management
COMPENSATION PLAN
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter III For For Management
1.2 Elect Director S. Malcolm Gillis For For Management
1.3 Elect Director B.D. Hunter For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director John W. Mecom, Jr. For For Management
1.6 Elect Director Thomas L. Ryan For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
STEAK & SHAKE COMPANY (THE)
Ticker: SNS Security ID: 857873103
Meeting Date: FEB 11, 2004 Meeting Type: Annual
Record Date: DEC 5, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Dunn For For Management
1.2 Elect Director Alan B. Gilman For For Management
1.3 Elect Director Stephen Goldsmith For For Management
1.4 Elect Director Wayne L. Kelley For For Management
1.5 Elect Director Charles E. Lanham For For Management
1.6 Elect Director Ruth J. Person For For Management
1.7 Elect Director J. Fred Risk For For Management
1.8 Elect Director John W. Ryan For For Management
1.9 Elect Director James Williamson, Jr. For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STEINER LEISURE LTD.
Ticker: STNR Security ID: P8744Y102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Finkelstein* For For Management
1.2 Elect Director Jonathan D. Mariner* For For Management
1.3 Elect Director David S. Harris** For For Management
2 APPROVAL OF 2004 EQUITY INCENTIVE PLAN. For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STEWART ENTERPRISES, INC.
Ticker: STEI Security ID: 860370105
Meeting Date: APR 13, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank B. Stewart, Jr. For For Management
1.2 Elect Director John P. Laborde For For Management
1.3 Elect Director Thomas M. Kitchen For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNRISE SENIOR LIVING INC.
Ticker: SRZ Security ID: 86768K106
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Callen For Withhold Management
1.2 Elect Director Paul J. Klaassen For Withhold Management
- --------------------------------------------------------------------------------
SWIFT TRANSPORTATION CO., INC.
Ticker: SWFT Security ID: 870756103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Alphonse E. Frei For For Management
1.3 Elect Director Jock Patton For For Management
1.4 Elect Director Karl Eller For For Management
1.5 Elect Director Paul M. Mecray, III For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Adopt Charter Language on Board Diversity Against Against Shareholder
5 Adopt Policy to Annually Submit Selection Against For Shareholder
of Independent Auditor
- --------------------------------------------------------------------------------
THE HOUSTON EXPLORATION CO.
Ticker: THX Security ID: 442120101
Meeting Date: JUN 3, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Catell For Withhold Management
1.2 Elect Director John U. Clarke For For Management
1.3 Elect Director David G. Elkins For For Management
1.4 Elect Director Robert J. Fani For Withhold Management
1.5 Elect Director William G. Hargett For Withhold Management
1.6 Elect Director Harold R. Logan, Jr. For For Management
1.7 Elect Director Gerald Luterman For Withhold Management
1.8 Elect Director Stephen W. McKessy For For Management
1.9 Elect Director H. Neil Nichols For Withhold Management
1.10 Elect Director Donald C. Vaughn For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VECTREN CORP.
Ticker: VVC Security ID: 92240G101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Engelbrecht For For Management
1.2 Elect Director William G. Mays For For Management
1.3 Elect Director J. Timothy Mcginley For For Management
1.4 Elect Director Richard P. Rechter For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
VERITAS DGC INC.
Ticker: VTS Security ID: 92343P107
Meeting Date: DEC 2, 2003 Meeting Type: Annual
Record Date: NOV 6, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loren K. Carroll For For Management
1.2 Elect Director Clayton P. Cormier For For Management
1.3 Elect Director James R. Gibbs For For Management
1.4 Elect Director Stephen J. Ludlow For For Management
1.5 Elect Director Brian F. MacNeill For For Management
1.6 Elect Director Jan Rask For For Management
1.7 Elect Director David B. Robson For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve Option Exchange Program For For Management
- --------------------------------------------------------------------------------
WHEATON RIVER MINERALS LTD
Ticker: WRM Security ID: 962902102
Meeting Date: JUN 8, 2004 Meeting Type: Special
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ian W. Telfer, Larry Bell, Frank For For Management
Guistra, Douglas Holtby, Eduardo Luna,
Antonio Madero, Ian J. McDonald, Neil
Woodyer as Directors
2 Ratify Deloitte & Touche LLP as Auditors For For Management
and Authorise Directors to Fix Their
Remuneration
3 Approve Merger Agreement with IAMGold For Against Management
Corporation.
====================== FIFTH THIRD STRATEGIC INCOME FUND =======================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director H.Laurance Fuller For For Management
1.3 Elect Director Richard A. Gonzalez For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director David A. Lord Owen For For Management
1.7 Elect Director Boone Powell Jr. For For Management
1.8 Elect Director Addison Barry Rand For For Management
1.9 Elect Director W.Ann Reynolds For For Management
1.10 Elect Director Roy S. Roberts For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director John R. Walter For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Drug Pricing Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Report on Operational Imact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
AMB PROPERTY CORP.
Ticker: AMB Security ID: 00163T109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamid R. Moghadam For For Management
1.2 Elect Director W. Blake Baird For For Management
1.3 Elect Director T. Robert Burke For For Management
1.4 Elect Director David A. Cole For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director Frederick W. Reid For For Management
1.7 Elect Director Jeffrey L. Skelton For For Management
1.8 Elect Director Thomas W. Tusher For For Management
1.9 Elect Director Caryl B. Welborn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD.
Ticker: ACAS Security ID: 024937104
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary C. Baskin For For Management
1.2 Elect Director Alvin N. Puryear For For Management
2 Approve Stock Option Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Issuance of Warrants For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERICAN INCOME FUND, INC.
Ticker: MRF Security ID: 02672T109
Meeting Date: OCT 28, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Strauss For For Management
1.2 Elect Director Virginial Stringer For For Management
1.3 Elect Director James Wade For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Kimball Brooker For For Management
1.2 Elect Director Robert E. Gallagher For For Management
1.3 Elect Director David S. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAR 17, 2004 Meeting Type: Special
Record Date: JAN 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Charles W. Coker For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Paul Fulton For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Donald E. Guinn For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director C. Steven McMillan For For Management
1.13 Elect Director Eugene M. McQuade For For Management
1.14 Elect Director Patricia E. Mitchell For For Management
1.15 Elect Director Edward L. Romero For For Management
1.16 Elect Director Thomas M. Ryan For For Management
1.17 Elect Director O. Temple Sloan, Jr. For For Management
1.18 Elect Director Meredith R. Spangler For For Management
1.19 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Change Date of Annual Meeting Against Against Shareholder
4 Adopt Nomination Procedures for the Board Against Against Shareholder
5 Charitable Contributions Against Against Shareholder
6 Establish Independent Committee to Review Against Against Shareholder
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against Against Shareholder
Information Security
- --------------------------------------------------------------------------------
BLACKROCK INCOME OPPORTUNITY TRUST., THE
Ticker: BNA Security ID: 092475102
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew F. Brimmer For For Management
1.2 Elect Director Kent Dixon For For Management
1.3 Elect Director Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
BLACKROCK INCOME TRUST INC., THE
Ticker: BKT Security ID: 09247F100
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew F. Brimmer For For Management
1.2 Elect Director Kent Dixon For For Management
1.3 Elect Director Robert S. Kapito For For Management
- --------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC.
Ticker: CF Security ID: 160903100
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Agnew For For Management
1.2 Elect Director Denise Marie Fugo For For Management
1.3 Elect Director Charles John Koch For For Management
1.4 Elect Director Ronald F. Poe For For Management
1.5 Elect Director Jerome L. Schostak For For Management
1.6 Elect Director Mark Shaevsky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115203
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent A. Calarco For Did Not Management
Vote
1.2 Elect Director George Campbell, Jr. For Did Not Management
Vote
1.3 Elect Director Gordon J. Davis For Did Not Management
Vote
1.4 Elect Director Michael J. Del Giudice For Did Not Management
Vote
1.5 Elect Director Joan S. Freilich For Did Not Management
Vote
1.6 Elect Director Ellen V. Futter For Did Not Management
Vote
1.7 Elect Director Sally Hernandez-Pinero For Did Not Management
Vote
1.8 Elect Director Peter W. Likins For Did Not Management
Vote
1.9 Elect Director Eugene R. McGrath For Did Not Management
Vote
1.10 Elect Director Frederic V. Salerno For Did Not Management
Vote
1.11 Elect Director Stephen R. Volk For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Employee Stock Purchase Plan For Did Not Management
Vote
4 Increase Disclosure of Executive Against Did Not Shareholder
Compensation Vote
- --------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP.
Ticker: DDR Security ID: 251591103
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean S. Adler For For Management
1.2 Elect Director Terrance R. Ahern For For Management
1.3 Elect Director Mohsen Anvari For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Victor B. MacFarlane For For Management
1.6 Elect Director Craig Macnab For For Management
1.7 Elect Director Scott D. Roulston For For Management
1.8 Elect Director Barry A. Sholem For For Management
1.9 Elect Director William B. Summers, Jr. For For Management
1.10 Elect Director Bert L. Wolstein For For Management
1.11 Elect Director Scott A. Wolstein For For Management
2 Amend Shareholder Rights Plan (Poison For For Management
Pill)
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: OCT 17, 2003 Meeting Type: Annual
Record Date: AUG 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel Hayes For For Management
1.2 Elect Director Norton Reamer For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director Franklyn G. Prendergast For For Management
1.4 Elect Director Kathi P. Seifert For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Limit Executive Compensation Against Against Shareholder
5 Report on Drug Pricing Against Against Shareholder
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Bruce W. Duncan For For Management
1.4 Elect Director Stephen O. Evans For For Management
1.5 Elect Director James D. Harper, Jr. For For Management
1.6 Elect Director Boone A. Knox For For Management
1.7 Elect Director Desiree G. Rogers For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Amend Articles/Bylaws/Charter to Remove For For Management
Antitakeover Provision(s)
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against For Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HEALTH CARE PROPERTY INVESTORS, INC.
Ticker: HCP Security ID: 421915109
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Cirillo For For Management
1.2 Elect Director Robert R. Fanning, Jr. For For Management
1.3 Elect Director James F. Flaherty III For For Management
1.4 Elect Director David B. Henry For For Management
1.5 Elect Director Michael D. McKee For For Management
1.6 Elect Director Harold M. Messmer, Jr. For For Management
1.7 Elect Director Peter L. Rhein For For Management
1.8 Elect Director Kenneth B. Roath For For Management
1.9 Elect Director Richard M. Rosenberg For For Management
1.10 Elect Director Joseph P. Sullivan For For Management
2 Increase Authorized Common Stock For Against Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERSHEY FOODS CORP.
Ticker: HSY Security ID: 427866108
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Boscia For For Management
1.2 Elect Director R.H. Campbell For For Management
1.3 Elect Director R.F. Cavanaugh For For Management
1.4 Elect Director G.P. Coughlan For For Management
1.5 Elect Director H. Edelman For For Management
1.6 Elect Director B.G. Hill For For Management
1.7 Elect Director R.H. Lenny For For Management
1.8 Elect Director M.J. Mcdonald For For Management
1.9 Elect Director M.J. Toulantis For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ING PRIME RATE TRUST
Ticker: PPR Security ID: 44977W106
Meeting Date: AUG 19, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paul Doherty For For Management
1.2 Elect Trustee J. Michael Earley For For Management
1.3 Elect Trustee R. Barbara Gitenstein For For Management
1.4 Elect Trustee Thomas McInerney For For Management
1.5 Elect Trustee David Putnam For For Management
1.6 Elect Trustee Blaine Rieke For For Management
1.7 Elect Trustee John Turner For For Management
1.8 Elect Trustee Roger Vincent For For Management
1.9 Elect Trustee Richard Wedemeyer For For Management
2.1 Elect Trustee Walter May For For Management
2.2 Elect Trustee Jock Patton For For Management
3 Ratify Auditors For For Management
4 Approve Subadvisory Agreement For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
ING PRIME RATE TRUST
Ticker: PPR Security ID: 44977W106
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Paul S. Doherty For For Management
1.2 Elect Trustee J. Michael Earley For For Management
1.3 Elect Trustee R. Barbara Gitenstein For For Management
1.4 Elect Trustee Thomas J. Mcinerney For For Management
1.5 Elect Trustee David W.C. Putnam For For Management
1.6 Elect Trustee Blaine E. Rieke For For Management
1.7 Elect Trustee John G. Turner For For Management
1.8 Elect Trustee Roger B. Vincent For For Management
1.9 Elect Trustee Richard A. Wedemeyer For For Management
- --------------------------------------------------------------------------------
JEFFERSON-PILOT CORP.
Ticker: JP Security ID: 475070108
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Glass For For Management
1.2 Elect Director George W. Henderson, III For For Management
1.3 Elect Director Patrick S. Pittard For For Management
1.4 Elect Director Robert G. Greer For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For For Management
Option Plan
- --------------------------------------------------------------------------------
KIMCO REALTY CORP.
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Kimmel For Withhold Management
1.2 Elect Director Milton Cooper For Withhold Management
1.3 Elect Director Richard G. Dooley For Withhold Management
1.4 Elect Director Michael Flynn For Withhold Management
1.5 Elect Director Joe Grills For For Management
1.6 Elect Director David Henry For Withhold Management
1.7 Elect Director F. Patrick Hughes For For Management
1.8 Elect Director Frank Lourenso For Withhold Management
1.9 Elect Director Richard Saltzman For For Management
2 Amend Stock Option Plan For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
MFS GOVERNMENT MARKETS INCOME TRUST
Ticker: MGF Security ID: 552939100
Meeting Date: OCT 7, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John Ballen For For Management
1.2 Elect Trustee William Poorvu For For Management
1.3 Elect Trustee J. Dale Sherratt For For Management
1.4 Elect Trustee Ward Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MFS INTERMEDIATE INCOME TRUST
Ticker: MIN Security ID: 55273C107
Meeting Date: OCT 8, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John Ballen For For Management
1.2 Elect Trustee William Poorvu For For Management
1.3 Elect Trustee J. Dale Sherratt For For Management
1.4 Elect Trustee Ward Smith For For Management
2 Establish Trustee Stock Ownership Against Against Management
Requirement
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. Mckinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Franklin D. Raines For For Management
1.13 Elect Director Ruth J. Simmons For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
1.15 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against Shareholder
6 Report on Political Against Against Shareholder
Contributions/Activities
7 Establish Term Limits for Directors Against Against Shareholder
8 Report on Drug Pricing Against Against Shareholder
9 Limit Awards to Executives Against Against Shareholder
10 Amend Animal Testing Policy Against Against Shareholder
- --------------------------------------------------------------------------------
PIONEER INTEREST SHARES, INC.
Ticker: MUO Security ID: 723703104
Meeting Date: JUL 1, 2003 Meeting Type: Annual
Record Date: APR 30, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.K. Bush For For Management
1.2 Elect Director J.F. Cogan, Jr. For For Management
1.3 Elect Director R.H. Egdahl For For Management
1.4 Elect Director M.B.W. Graham For For Management
1.5 Elect Director O.M. Hood For For Management
1.6 Elect Director M.A. Piret For For Management
1.7 Elect Director S.K. West For For Management
1.8 Elect Director J. Winthrop For For Management
2 Approve Change of Fundamental Investment For For Management
Policy
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Feinberg For For Management
1.2 Elect Director Donald P. Jacobs For For Management
1.3 Elect Director D. Michael Steuert For For Management
1.4 Elect Director J. Andre Teixeira For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC STORAGE, INC.
Ticker: PSA Security ID: 74460D729
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Wayne Hughes For For Management
1.2 Elect Director Ronald L. Havner, Jr. For For Management
1.3 Elect Director Harvey Lenkin For For Management
1.4 Elect Director Robert J. Abernethy For For Management
1.5 Elect Director Dann V. Angeloff For For Management
1.6 Elect Director William C. Baker For For Management
1.7 Elect Director John T. Evans For For Management
1.8 Elect Director Uri P. Harkham For For Management
1.9 Elect Director B. Wayne Hughes, Jr. For Withhold Management
1.10 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC.
Ticker: RVT Security ID: 780910204
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Royce For Withhold Management
1.2 Elect Director William Koke For For Management
1.3 Elect Director Peter O'Brien For For Management
1.4 Elect Director David Meister For For Management
- --------------------------------------------------------------------------------
SCUDDER INTERMEDIATE GOVERNMENT TRUST
Ticker: KGT Security ID: 811163104
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John W. Ballantine For For Management
1.2 Elect Trustee Lewis A. Burnham For For Management
1.3 Elect Trustee Donald L. Dunaway For For Management
1.4 Elect Trustee James R. Edgar For For Management
1.5 Elect Trustee Paul K. Freeman For For Management
1.6 Elect Trustee Robert B. Hoffman For For Management
1.7 Elect Trustee Shirley D. Peterson For For Management
1.8 Elect Trustee William N. Shiebler For For Management
1.9 Elect Trustee John G. Weithers For For Management
2 Ratify Auditors For For Management
3 Approve Change of Fundamental Investment For Against Management
Policy- Investment Objective
4 Approve Change of Fundamental Investment For For Management
Policy- Investment Policy
5 Approve Change of Fundamental Investment For For Management
Policy- Diversification
6 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Borrowing
7 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Senior
Securities
8 TO APPROVE THE MODIFICATION OR For For Management
ELIMINATION OF CERTAIN Approve Change of
Fundamental Investment Policy-
Concentration
9 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective-
Underwriting
10 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Real Estate
11 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Commodities
12 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Lending
13 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Margin
Purchase and Short Sales
14 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Illiquid
Securities
15 Approve Change of Fundamental Investment For For Management
Policy- Investment Objective- Other
Investment Companies
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Birch Bayh For For Management
1.2 Elect Director Melvyn E. Bergstein For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Karen N. Horn For For Management
1.5 Elect Director G. William Miller For For Management
1.6 Elect Director J. Albert Smith, Jr. For For Management
1.7 Elect Director Pieter S. van den Berg For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
- --------------------------------------------------------------------------------
SOURCE CAPITAL INC.
Ticker: SOR Security ID: 836144204
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willard H. Altman,Jr. For For Management
1.2 Elect Director Paul G. Schloemer For For Management
2 Continuation of the Investment Advisory For For Management
Agreement
- --------------------------------------------------------------------------------
SOUTHTRUST CORP.
Ticker: SOTR Security ID: 844730101
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director John M. Bradford For For Management
1.3 Elect Director William C. Hulsey For For Management
1.4 Elect Director Wallace D. Malone, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 7, 2003 Meeting Type: Annual
Record Date: SEP 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Golden as Class For Withhold Management
II Director
1.2 Elect Director Joseph A. Hafner, Jr. as For For Management
Class II Director
1.3 Elect Director Thomas E. Lankford as For Withhold Management
Class II Director
1.4 Elect Director Richard J. Schnieders as For Withhold Management
Class II Director
1.5 Elect Director John K. Stubblefield, Jr. For For Management
as Class III Director
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on the Impact of Genetically Against Against Shareholder
Engineered Products
- --------------------------------------------------------------------------------
TEMPLETON GLOBAL INCOME FUND, INC.
Ticker: GIM Security ID: 880198106
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Crothers For Did Not Management
Vote
1.2 Elect Director Charles Johnson For Did Not Management
Vote
1.3 Elect Director Fred Millsaps For Did Not Management
Vote
1.4 Elect Director Frank Olson For Did Not Management
Vote
2 Approve Conversion to a Delaware For Did Not Management
Statutory Trust Vote
3.1 Approve Change of Fundamental Investment For Did Not Management
Policy - Borrowing and Issuing Senior Vote
Securities
3.2 Approve Change of Fundamental Investment For Did Not Management
Policy - Concentration Vote
3.3 Approve Change of Fundamental Investment For Did Not Management
Policy - Commodities Vote
3.4 Approve Change of Fundamental Investment For Did Not Management
Policy - Real Estate Vote
3.5 Approve Change of Fundamental Investment For Did Not Management
Policy - Lending Vote
3.6 Approve Change of Fundamental Investment For Did Not Management
Policy - Underwriting Vote
4 Approve Elimination of Certain of the For Did Not Management
Fund's Fundamental Investment Vote
Restrictions
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Declassify the Board of Directors Against For Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
THORNBURG MORTGAGE, INC.
Ticker: TMA Security ID: 885218107
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Drue M. Anderson For For Management
1.2 Elect Director David A. Ater For Withhold Management
1.3 Elect Director Larry A. Goldstone For Withhold Management
1.4 Elect Director Ike Kalangis For Withhold Management
- --------------------------------------------------------------------------------
VAN KAMPEN BOND FUND
Ticker: VBF Security ID: 920955101
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee R. Craig Kennedy For For Management
1.2 Elect Trustee Jack E. Nelson For For Management
1.3 Elect Trustee Richard F. Powers, III For For Management
1.4 Elect Trustee Hugo F. Sonnenschein For For Management
- --------------------------------------------------------------------------------
VAN KAMPEN SENIOR INCOME TRUST
Ticker: VVR Security ID: 920961109
Meeting Date: APR 8, 2004 Meeting Type: Special
Record Date: FEB 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Fundamental Investment For For Management
Policy- Leverage
- --------------------------------------------------------------------------------
VAN KAMPEN SENIOR INCOME TRUST
Ticker: VVR Security ID: 920961109
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Richard F. Powers, III For For Management
- --------------------------------------------------------------------------------
VECTREN CORP.
Ticker: VVC Security ID: 92240G101
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Engelbrecht For For Management
1.2 Elect Director William G. Mays For For Management
1.3 Elect Director J. Timothy Mcginley For For Management
1.4 Elect Director Richard P. Rechter For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
- --------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Robert P. Kogod For For Management
1.2 Elect Trustee David Mandelbaum For For Management
1.3 Elect Trustee Richard R. West For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA PREFERRED FUNDING CORP
Ticker: Security ID: 92977V206
Meeting Date: DEC 12, 2003 Meeting Type: Annual
Record Date: NOV 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Alward For Abstain Management
1.2 Elect Director Joel J. Griffin For Abstain Management
1.3 Elect Director Charles F. Jones For Abstain Management
1.4 Elect Director G. Kennedy Thompson For Abstain Management
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Margaret Osmer Mcquade For For Management
1.4 Elect Director William D. Schulte For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanford Alexander For For Management
1.2 Elect Director Andrew M. Alexander For For Management
1.3 Elect Director J. Murry Bowden For For Management
1.4 Elect Director James W. Crownover For For Management
1.5 Elect Director Robert J. Cruikshank For For Management
1.6 Elect Director Melvin A. Dow For For Management
1.7 Elect Director Stephen A. Lasher For For Management
1.8 Elect Director Douglas W. Schnitzer For For Management
1.9 Elect Director Marc J. Shapiro For For Management
2 Ratify Auditors For For Management
3 Limit Awards to Executives Against For Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.A. Blanchard III For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For Withhold Management
1.11 Elect Director Judith M. Runstad For Withhold Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Approve Retirement Plan For For Management
3 Ratify Auditors For For Management
4 Expense Stock Options Against For Shareholder
5 Limit Executive Compensation Against Against Shareholder
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Against Against Shareholder
Contributions/Activities
========================= FIFTH THIRD TECHNOLOGY FUND ==========================
AGERE SYSTEMS INC
Ticker: AGR.A Security ID: 00845V100
Meeting Date: FEB 19, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Clemmer For For Management
1.2 Elect Director John T. Dickson For For Management
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Cullen For For Management
1.2 Elect Director Robert L. Joss For For Management
1.3 Elect Director Walter B. Hewlett For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: FEB 10, 2004 Meeting Type: Annual
Record Date: DEC 17, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Peter Ricketts For Withhold Management
1.2 Elect Director C. Kevin Landry For For Management
1.3 Elect Director Mark L. Mitchell For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 31652100
Meeting Date: JUL 30, 2003 Meeting Type: Annual
Record Date: JUN 20, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director John N. Boruch For For Management
1.3 Elect Director Winston J. Churchill For For Management
1.4 Elect Director Thomas D. George For For Management
1.5 Elect Director Gregory K. Hinckley For For Management
1.6 Elect Director Juergen Knorr For For Management
1.7 Elect Director John B. Neff For For Management
1.8 Elect Director James W. Zug For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 9, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald G. Fishman For For Management
1.2 Elect Director F. Grant Saviers For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For For Management
1.2 Elect Director Deborah A. Coleman For For Management
1.3 Elect Director Herbert M. Dwight, Jr. For For Management
1.4 Elect Director Philip V. Gerdine For For Management
1.5 Elect Director Paul R. Low For For Management
1.6 Elect Director Dan Maydan For For Management
1.7 Elect Director Steven L. Miller For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director Gerhard H. Parker For For Management
1.10 Elect Director Michael R. Splinter For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ASPECT COMMUNICATIONS CORP.
Ticker: ASPT Security ID: 04523Q102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Ariko For For Management
1.2 Elect Director Donald P. Casey For For Management
1.3 Elect Director Norman A. Fogelsong For For Management
1.4 Elect Director John W. Peth For For Management
1.5 Elect Director Thomas Weatherford For For Management
1.6 Elect Director David B. Wright For For Management
1.7 Elect Director Gary E. Barnett For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Amend Outside Director Stock For For Management
Awards/Options in Lieu of Cash
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ATMEL CORP.
Ticker: ATML Security ID: 049513104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Perlegos For Withhold Management
1.2 Elect Director Gust Perlegos For Withhold Management
1.3 Elect Director Tsung-Ching Wu For Withhold Management
1.4 Elect Director T. Peter Thomas For For Management
1.5 Elect Director Norm Hall For Withhold Management
1.6 Elect Director Pierre Fougere For For Management
1.7 Elect Director Dr. Chaiho Kim For For Management
1.8 Elect Director David Sugishita For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 26, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Landy For For Management
1.2 Elect Director Mark Leslie For For Management
1.3 Elect Director Donald K. Peterson For For Management
1.4 Elect Director Anthony P. Terracciano For For Management
2 Approve Omnibus Stock Plan For For Management
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
BEA SYSTEMS, INC.
Ticker: BEAS Security ID: 73325102
Meeting Date: JUL 11, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Coleman III For For Management
1.2 Elect Director Dale Crandall For For Management
1.3 Elect Director William H. Janeway For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 30, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE For For Management
DIRECTORS): (NOTE: DIRECTORS ARE ELECTED
AS A GROUP, NOT INDIVIDUALLY): GIL SHWED,
MARIUS NACHT, DAVID RUBNER, TAL SHAVIT.
2 TO RATIFY THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2003.
3 TO RATIFY THE APPOINTMENT AND For For Management
COMPENSATION OF THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS.
4 TO APPROVE AMENDMENT TO DIRECTORS For Against Management
COMPENSATION.
5 TO APPROVE EXECUTIVE OFFICERS For Against Management
COMPENSATION.
- --------------------------------------------------------------------------------
CHECKFREE CORP.
Ticker: CKFR Security ID: 162813109
Meeting Date: OCT 29, 2003 Meeting Type: Annual
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Johnson For For Management
1.2 Elect Director Eugene F. Quinn For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Make Effort to Locate Women and Against For Shareholder
Minorities for Board Nomination
- --------------------------------------------------------------------------------
CONCORD COMMUNICATIONS, INC.
Ticker: CCRD Security ID: 206186108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Wadsworth For For Management
2 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORP.
Ticker: CY Security ID: 232806109
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T.J. Rodgers For For Management
1.2 Elect Director Fred B. Bialek For For Management
1.3 Elect Director Eric A. Benhamou For For Management
1.4 Elect Director John C. Lewis For For Management
1.5 Elect Director Alan F. Shugart For For Management
1.6 Elect Director James R. Long For For Management
1.7 Elect Director W. Steve Albrecht For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Egan For For Management
1.2 Elect Director Michael C. Ruettgers For For Management
1.3 Elect Director David N. Strohm For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John McAdam For For Management
1.2 Elect Director Alan J. Higginson For For Management
2 Elect Director Rich Malone For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
FINISAR CORP.
Ticker: FNSR Security ID: 31787A101
Meeting Date: OCT 1, 2003 Meeting Type: Annual
Record Date: AUG 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Ferguson For For Management
1.2 Elect Director Larry D. Mitchell For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOUNDRY NETWORKS, INC.
Ticker: FDRY Security ID: 35063R100
Meeting Date: JUN 1, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby R. Johnson, Jr. For For Management
1.2 Elect Director Andrew K. Ludwick For For Management
1.3 Elect Director Alfred J. Amoroso For For Management
1.4 Elect Director C. Nicholas Keating, Jr. For For Management
1.5 Elect Director J. Steven Young For Withhold Management
1.6 Elect Director Alan L. Earhart For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: APR 16, 2004 Meeting Type: Special
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For For Management
1.2 Elect Director Robert M. Calderoni For For Management
1.3 Elect Director Kenneth Levy For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOMAG, INC.
Ticker: KOMG Security ID: 500453204
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Brahe For For Management
1.2 Elect Director Kenneth R. Swimm For For Management
1.3 Elect Director Michael Lee Workman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilfred J. Corrigan For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Malcolm R. Currie For For Management
1.4 Elect Director T.Z. Chu For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Matthew J. O'Rourke For For Management
1.7 Elect Director Gregorio Reyes For For Management
1.8 Elect Director Larry W. Sonsini For For Management
2 Amend Employee Stock Purchase Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 18, 2004 Meeting Type: Annual
Record Date: DEC 22, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl J. Krapek For For Management
1.2 Elect Director Patricia F. Russo For For Management
1.3 Elect Director Henry B. Schacht For For Management
1.4 Elect Director Franklin A. Thomas For For Management
2 Declassify the Board of Directors and For For Management
Amend Director Removal Provision
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Reverse Stock Split For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
6 Prohibit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
MACROMEDIA, INC.
Ticker: MACR Security ID: 556100105
Meeting Date: JUL 24, 2003 Meeting Type: Annual
Record Date: MAY 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert K. Burgess For For Management
1.2 Elect Director John (Ian) Giffen For Withhold Management
1.3 Elect Director William H. Harris, Jr. For For Management
1.4 Elect Director Robert A. Kotick For For Management
1.5 Elect Director Donald L. Lucas For For Management
1.6 Elect Director Timothy O'Reilly For For Management
1.7 Elect Director William B. Welty For For Management
2 Approve Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For For Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M. D. Sampels For For Management
1.5 Elect Director A. R. Frank Wazzan For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERCURY INTERACTIVE CORP.
Ticker: MERQ Security ID: 589405109
Meeting Date: DEC 10, 2003 Meeting Type: Special
Record Date: OCT 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
2 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NETWORK APPLIANCE, INC.
Ticker: NTAP Security ID: 64120L104
Meeting Date: SEP 2, 2003 Meeting Type: Annual
Record Date: JUL 7, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Sanjiv Ahuja For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Michael R. Hallman For For Management
1.6 Elect Director Nicholas G. Moore For For Management
1.7 Elect Director Dr. Sachio Semmoto For For Management
1.8 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
NMS COMMUNICATIONS CORP.
Ticker: NMSS Security ID: 629248105
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank King, Ph.D. For For Management
1.2 Elect Director Pamela D. A. Reeve For For Management
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PERKINELMER INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamara J. Erickson For For Management
1.2 Elect Director Nicholas A. Lopardo For For Management
1.3 Elect Director Alexis P. Michas For For Management
1.4 Elect Director James C. Mullen For For Management
1.5 Elect Director Dr. Vicki L. Sato For For Management
1.6 Elect Director Gabriel Schmergel For For Management
1.7 Elect Director Kenton J. Sicchitano For For Management
1.8 Elect Director Gregory L. Summe For For Management
1.9 Elect Director G. Robert Tod For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against For Shareholder
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RSA SECURITY INC.
Ticker: RSAS Security ID: 749719100
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gloria C. Larson For For Management
1.2 Elect Director Joseph B. Lassiter, III For For Management
1.3 Elect Director Charles R. Stuckey, Jr. For For Management
2 Ratify Auditors For For Management
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SANMINA-SCI CORP.
Ticker: SANM Security ID: 800907107
Meeting Date: JAN 26, 2004 Meeting Type: Annual
Record Date: DEC 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Bolger For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Randy W. Furr For For Management
1.4 Elect Director Mario M. Rosati For For Management
1.5 Elect Director A. Eugene Sapp, Jr. For For Management
1.6 Elect Director Wayne Shortridge For For Management
1.7 Elect Director Peter J. Simone For For Management
1.8 Elect Director Jure Sola For For Management
1.9 Elect Director Bernard V Vonderschmitt For For Management
1.10 Elect Director Jacqueline M. Ward For For Management
2 Ratify Auditors For For Management
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SAPIENT CORPORATION
Ticker: SAPE Security ID: 803062108
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius W. Gaskins, Jr. For For Management
1.2 Elect Director Gary S. McKissock For For Management
1.3 Elect Director J. Stuart Moore For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
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SEMTECH CORP.
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director James P. Burra For For Management
1.3 Elect Director Jason L. Carlson For Withhold Management
1.4 Elect Director Rockell N. Hankin For For Management
1.5 Elect Director James T. Lindstrom For For Management
1.6 Elect Director John L. Piotrowski For For Management
1.7 Elect Director John D. Poe For Withhold Management
1.8 Elect Director James T. Schraith For For Management
2 Ratify Auditors For For Management
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TEKELEC
Ticker: TKLC Security ID: 879101103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert V. Adams For For Management
1.2 Elect Director Jean-Claude Asscher For Withhold Management
1.3 Elect Director Daniel L. Brenner For Withhold Management
1.4 Elect Director Martin A. Kaplan For Withhold Management
1.5 Elect Director Frederick M. Lax For Withhold Management
1.6 Elect Director Jon F. Rager For Withhold Management
2 Amend Stock Option Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Non-Employee Director Stock Option For Against Management
Plan
5 Ratify Auditors For For Management
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TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: AUG 6, 2003 Meeting Type: Annual
Record Date: JUN 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Ramsay For For Management
1.2 Elect Director Randy Komisar For Withhold Management
1.3 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
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UNITEDGLOBAL.COM INC
Ticker: UCOMA Security ID: 913247508
Meeting Date: DEC 17, 2003 Meeting Type: Special
Record Date: NOV 14, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For Against Management
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UNITEDGLOBAL.COM INC
Ticker: UCOMA Security ID: 913247508
Meeting Date: FEB 11, 2004 Meeting Type: Special
Record Date: JAN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
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UNITEDGLOBAL.COM INC
Ticker: UCOMA Security ID: 913247508
Meeting Date: SEP 30, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Dick For For Management
1.2 Elect Director Tina M. Wildes For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
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VEECO INSTRUMENTS, INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 7, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heinz K. Fridrich For For Management
1.2 Elect Director Roger D. McDaniel For For Management
1.3 Elect Director Irwin H. Pfister For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
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XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 7, 2003 Meeting Type: Annual
Record Date: JUN 9, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem P. Roelandts For For Management
1.2 Elect Director John L. Doyle For For Management
1.3 Elect Director Jerald G. Fishman For For Management
1.4 Elect Director Philip T. Gianos For For Management
1.5 Elect Director William G. Howard, Jr. For For Management
1.6 Elect Director Harold E. Hughes, Jr. For For Management
1.7 Elect Director Richard W. Sevcik For For Management
1.8 Elect Director Elizabeth Vanderslice For For Management
2 Ratify Auditors For For Management
==================== FIFTH THIRD U.S. GOVERNMENT BOND FUND =====================
================= FIFTH THIRD U.S. TREASURY MONEY MARKET FUND ==================
========================== FIFTH THIRD WORLDWIDE FUND ==========================
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Fifth Third Funds
- -----------------------------------------------------------------------
(Registrant)
By: /s/ Bryan Haft, President
- ---------------------------------------------------------------
Bryan Haft, President
Date: July 8, 2005
========== END NPX REPORT