1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTER ENDED June 30, 1996 COMMISSION FILE NO. 1-7949 ------------- ------- REGENCY AFFILIATES, INC. ------------------------ (Exact Name Of Registrant As Specified In Its Charter) Delaware 72-0888772 -------- ---------- (State or other jurisdiction of (IRS Employer incorporation or organization) Identification Number) 381 Robinwood Lane, Wheaton, IL 60187 - ------------------------------- ----- (Address of principal executive offices) (Zip Code) 10842 Old Mill Road #5, Omaha, Nebraska 68154 - --------------------------------------- ----- (Address of administrative offices) (Zip Code) Registrant's Telephone Number (executive office) including Area Code: (708)690-8684 Registrant's Telephone Number (administrative office), including Area Code: (402)330-8750 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- Indicate the number of shares outstanding of each of the Issuer's classes of common stock, as of the latest practicable date. $.40 Par Value Common Stock- 11,655,664 shares as of June 30, 1996. 1 2 PART II -- OTHER INFORMATION ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K Exhibit 10 (b) - Collateral Assignment, Pledge and Security Agreement dated June 21, 1996 between the Company and Southern Indiana Properties, Inc. 3 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. REGENCY AFFILIATES, INC. ------------------------ (Registrant) August 21, 1996 By: /s/ Gary K. Nuttall - ---------------------------- ---------------------- Date Gary K. Nuttall