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FORM 10-Q/A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
- ----- EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 1996.
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
- ----- EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _______ TO _______.
Commission File No. 0-13375
LSI Industries Inc.
State of Incorporation - Ohio IRS Employer I.D. No. 31-0888951
10000 Alliance Road
Cincinnati, Ohio 45242
(513) 793-3200
Indicate by checkmark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months, and (2) has been subject to such filing
requirements for the past 90 days.
YES __X__ NO _______
Common Shares, no par value. Shares Outstanding at January 30, 1997: 9,014,972.
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This Form 10-Q for the period ended December 31, 1996 is being
amended to correct some of the data originally filed in the Exhibit 27
Financial Data Schedule.
PART II. OTHER INFORMATION
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITYHOLDERS
At the Company's Annual Meeting of Shareholders held November 14,
1996, the following actions were taken by shareholders:
4.1 All persons nominated as Class B Directors were elected with the
votes for each person being:
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Shares - Withheld Shares
Name Shares For Authority Abstained
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Allen L. Davis 7,687,369 41,160 n/a
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James P. Sferra 7,684,434 44,095 n/a
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Donald E. Whipple 7,684,199 44,330 n/a
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4.2 The selection of Arthur Andersen LLP as independent public
accountants for fiscal year 1997 was ratified by the following vote:
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Shares For Shares Against Shares Abstained Broker Non-Votes
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7,699,268 21,301 7,960 n/a
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ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
a) Exhibits
11 Statement Re Computation of Earnings Per Share
27 Financial Data Schedule
(b) Reports on Form 8-K
No reports on Form 8-K have been filed during the quarter
for which this Report is filed.
[All other items required in Part II have been omitted because they are
not applicable or are not required.]
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
LSI Industries Inc.
BY: /s/ Robert J. Ready
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Robert J. Ready
President and Chief Executive Officer
(Principal Executive Officer)
BY: /s/ Ronald S. Stowell
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Ronald S. Stowell
Chief Financial Officer and Treasurer
(Principal Financial and Accounting Officer)
May 13, 1997
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