1 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): DECEMBER 1, 1999 DAUGHERTY RESOURCES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) BRITISH COLUMBIA 0-12185 NOT APPLICABLE (STATE OR OTHER JURISDICTION (COMMISSION (I.R.S. EMPLOYER OF INCORPORATION) FILE NUMBER) IDENTIFICATION NO.) 129 PROSPEROUS PLACE, SUITE 201 LEXINGTON, KENTUCKY 40509-1844 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) Registrant's telephone number, including area code: (606) 263-3948 ================================================================================ 2 ITEM 5. OTHER EVENTS On December 1, 1998, Daugherty Resources, Inc. (the "Company") completed the sale of Red River Hardwoods, Inc., an 80% owned subsidiary ("Red River"), to H&S Lumber, Inc. The transaction was structured as a sale of all the capital stock of Red River, the minority interest in which was consolidated with the Company's majority interest immediately prior to the transaction. The sale was effected through Daugherty Petroleum, Inc., a wholly owned subsidiary of the Company, and was effective as of June 30, 1999. The Agreement governing the transaction and a related press release are filed as exhibits to this report and incorporated herein by reference. To reflect the June 30, 1999 effective date of the sale, the Company will restate its financial statements for the second and third quarters of 1999. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) None (b) None (c) Exhibits. EXHIBIT NUMBER EXHIBIT ------ ------- 10.1 Agreement dated as of June 30, 1999 between Daugherty Petroleum, Inc. and H&S Lumber, Inc. 20.1 Press release dated December 8, 1999. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. DAUGHERTY RESOURCES, INC. Date: December 8, 1999 By: /s/ William S. Daugherty --------------------------- William S. Daugherty President (Duly Authorized Officer)