1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 1997 FREMONT GOLD CORPORATION (Exact name of registrant as specified in its charter) Delaware 33-0773-A 65-0110447 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 777 Hornby Street, Suite 2000, Vancouver, British Columbia, V6Z 1S4 - ---------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (604) 682-4606 The Rothchild Companies, Inc., 1055 West Hastings Street, Suite 2380, Vancouver, British Columbia V6E 2E9 (Former name or former address, if changed since last report.) 2 ITEM 9. SALES OF EQUITY SECURITIES PURSUANT TO REGULATION S. On September 24, 1997, the Board of Directors of Fremont Gold Corporation (the "Company") authorized the private unregistered sale of up to 8,636,262 shares of the Company's common stock, par value, $0.001, at a price of $0.55 per share, aggregating gross proceeds to the Company of no less than $1,800,000 and not more than $4,750,000. Such private sales were authorized to be made under either Rule 903 of Regulation S ("Regulation S") promulgated under the Securities Act of 1933, as amended (the "Act"), and/or Section 4(2) of the Act. As previously reported on a Form 8K filed with the Securities and Exchange Commission on October 16, 1997, the Company accepted subscription proceeds for the purchase of 3,523,636 shares of common stock, representing aggregate proceeds to the Company in the amount of $1,938,000 from September 29, 1997 through October 14, 1997. Subsequently, the Company continued to pursue the private sale of the remaining 5,112,727 shares of common stock available for issuance under the September 4 authorization. On October 17, 1997, the Company accepted additional subscription proceeds for the purchase of 363,636 shares of common stock from Regional Investments, Inc. representing aggregate proceeds to the Company of $200,000. The Company plans to continue to seek the private placement of the remaining 4,749,091 shares of common stock available for issuance under the September 4 authorization. No underwriter has been involved in any of these private sales and no underwriting discounts or commissions have been paid by the Company. Based upon its review of documentation certified by each buyer, the Company determined that each of the buyers to date was (i) sophisticated (based upon net worth and investment experience), (ii) an institutional investor, and/or (iii) not a U.S. Person (as defined in Regulation S). 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. /s/ Michael J. Hopley Michael J. Hopley Chief Executive Officer Date: November 3, 1997 3