UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED SEPTEMBER 30, 1998 COMMISSION FILE NUMBER 1-3507 R O H M A N D H A A S C O M P A N Y ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 23-1028370 - ------------------------------- -------------------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 100 INDEPENDENCE MALL WEST, PHILADELPHIA, PENNSYLVANIA 19106 - ------------------------------------------------------ ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (215) 592-3000 -------------- Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. Yes ___X___ No _______ Common stock outstanding at October 4, 1998: 166,481,479 SHARES ------------------ ROHM AND HAAS COMPANY AND SUBSIDIARIES FORM 10-Q PART I - FINANCIAL INFORMATION ITEM 1. FINANCIAL STATEMENTS The following are incorporated herein by reference to pages 9 through 12 of the company's Quarterly Report to Stockholders for the third quarter of 1998, a complete copy of which is attached as Exhibit 20. 1. Statements of Consolidated Earnings 2. Statements of Consolidated Cash Flows 3. Consolidated Balance Sheets 4. Notes to Consolidated Financial Statements ITEM 2. - MANAGEMENT DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The management discussion and analysis is incorporated herein by reference to pages 2 through 6 of the company's Quarterly Report to Stockholders for the third quarter of 1998, a complete copy of which is attached as Exhibit 20. ITEM 3. - MARKET RISK DISCUSSION Management's discussion of market risk is incorporated herein by reference to page 32 of the 1997 Stockholders' Report filed as Exhibit 13 to the report on Form 10-K for the year ended December 31, 1997, filed with the Securities and Exchange Commission on March 27, 1998. PART II - OTHER INFORMATION ITEM 1. LEGAL PROCEEDINGS A discussion of legal proceedings is incorporated herein by reference to pages 5 and 12 of the company's Quarterly Report to Stockholders for the third quarter of 1998, a complete copy of which is attached as Exhibit 20. ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibits: Exhibit (12) - Computation of Ratio of Earnings to Fixed Charges for the company and subsidiaries. Exhibit (20) - Copy of the company's Quarterly Report to Stockholders for the quarter ended September 30, 1998. Exhibit (27) - Financial Data Schedules (b) No reports on Form 8-K were filed during the quarter ended September 30, 1998. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. DATE: November 12, 1998 ROHM AND HAAS COMPANY ----------------- (Registrant) BRADLEY J. BELL VICE PRESIDENT AND CHIEF FINANCIAL OFFICER EXHIBIT INDEX (Pursuant to Part 232.102(d) of Regulation S-T) Exhibit No. Description - ------- ----------------------------------------------------------- (12) Computation of Ratio of Earnings to Fixed Charges (20) Copy of Quarterly Report to Stockholders (27.1) Financial Data Schedule (27.2) Financial Data Schedule