SCHEDULE 14A
(Rule 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No. )
Filed by the Registrant [X]
Filed by a Party other than the Registrant [ ]
Check the appropriate box:
[ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission
Only (as permitted by Rule 14a-6(e)(2))
[X] Definitive Proxy Statement
[ ] Definitive Additional Materials
[ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12
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Eaton Vance Growth Trust Eaton Vance Mutual Funds Trust
Eaton Vance Investment Trust Eaton Vance Series Trust
Eaton Vance Municipals Trust Eaton Vance Special Investment Trust
Eaton Vance Municipals Trust II
(Name of Registrant as Specified in Its Charter)
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(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
[X] No fee required.
[ ] Fee computed on table below per Exchange Act Rules 14a-6(i) (1) and 0-11.
(1) Title of each class of securities to which transaction applies:
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(2) Aggregate number of securities to which transaction applies:
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(3) Per unit price or other underlying value of transaction computed pursuant
to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is
calculated and state how it was determined):
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(4) Proposed maximum aggregate value of transaction:
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(5) Total fee paid:
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[ ] Fee paid previously with preliminary materials.
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[ ] Check box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration statement number, or
the form or schedule and the date of its filing.
(1) Amount Previously Paid:
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(2) Form, Schedule or Registration Statement no.:
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(4) Date Filed:
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EATON VANCE GROUP OF FUNDS
THE EATON VANCE BUILDING
255 STATE STREET
BOSTON, MASSACHUSETTS 02109
April 8, 2003
Dear Shareholder:
We cordially invite you to attend a Special Meeting of Shareholders of the Eaton
Vance Group of Funds on Friday, June 6, 2003. There is only one item on the
agenda, but it is an important one - the election of Trustees. We ask you to
read the enclosed information carefully and to submit your vote promptly.
In the proxy statement that follows this letter, the current Trustees are asking
shareholders to elect a slate of Trustees that includes all of the existing
Trustees (except for one who is retiring) and one or more new Trustees. The
current Trustees serve on the Boards of multiple Eaton Vance funds. If the
entire slate is elected, at least two-thirds of each Board will continue to be
composed of Trustees who are independent of Fund management.
Since the Trustee proposal is common to the Funds, we have combined our
discussion into a single proxy statement, which will reduce Fund expenses.
Please note that we are required to provide you with one proxy card for each
account that you own.
We realize that most of our shareholders will not be able to attend the meeting
and vote their shares in person. However, your Fund does need your vote. You can
vote by MAIL, TELEPHONE, or over the INTERNET, as explained in the enclosed
material. If you later decide to attend the meeting, you may revoke your proxy
and vote your shares in person. By voting promptly, you can help your Fund avoid
the expense of additional mailings.
If you would like additional information concerning the election of Trustees,
please call one of our service representatives at 1-866-387-2378. Your
participation in this vote is extremely important.
Sincerely,
/s/ James B. Hawkes
James B. Hawkes
President and Chief Executive
Officer
Eaton Vance Management
YOUR VOTE IS IMPORTANT - PLEASE RETURN YOUR PROXY CARD PROMPTLY.
SHAREHOLDERS ARE URGED TO SIGN AND MAIL THE ENCLOSED PROXY IN THE ENCLOSED
POSTAGE PREPAID ENVELOPE OR VOTE BY TELEPHONE OR OVER THE INTERNET BY FOLLOWING
THE ENCLOSED INSTRUCTIONS. YOUR VOTE IS IMPORTANT WHETHER YOU OWN A FEW SHARES
OR MANY SHARES.
EATON VANCE GROUP OF FUNDS
THE EATON VANCE BUILDING
255 STATE STREET
BOSTON, MASSACHUSETTS 02109
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS
TO BE HELD JUNE 6, 2003
A Special Meeting of Shareholders of each Eaton Vance Fund listed on the
following pages will be held at the principal office of the Funds, The Eaton
Vance Building, 255 State Street, Boston, Massachusetts 02109, on Friday, June
6, 2003 at 1:30 P.M. (Eastern Standard Time), for the following purposes:
1. To consider and act upon a proposal to elect a Board of Trustees.
2. To consider and act upon any other matters which may properly come before
the meeting and any adjourned session thereof.
The proposal to elect Trustees is discussed in greater detail in the following
pages.
The meeting is called pursuant to the By-Laws of each Fund. The Boards of
Trustees of the Funds have fixed the close of business on April 8, 2003 as the
record date for the determination of the shareholders of each Fund entitled to
notice of and to vote at the meeting and any adjournments thereof.
By Order of the Board of
Trustees
/s/ Alan R. Dynner
Alan R. Dynner
Secretary
April 8, 2003
Boston, Massachusetts
IMPORTANT
SHAREHOLDERS CAN HELP THE BOARD OF TRUSTEES AVOID THE NECESSITY AND ADDITIONAL
EXPENSE TO EACH FUND OF FURTHER SOLICITATIONS TO OBTAIN A QUORUM BY PROMPTLY
RETURNING THE ENCLOSED PROXY OR VOTING BY TELEPHONE OR OVER THE INTERNET. THE
ENCLOSED ADDRESSED ENVELOPE REQUIRES NO POSTAGE IF MAILED IN THE UNITED STATES
AND IS INTENDED FOR YOUR CONVENIENCE.
SPECIAL MEETING OF SHAREHOLDERS - JUNE 6, 2003
EATON VANCE GROUP OF FUNDS
The Funds in the Eaton Vance Group of Funds are part of various trusts. Each Trust listed below is a "Trust" and
collectively, the "Trusts". The Funds listed below are each a "Fund" and collectively, the "Funds". A majority of the
Eaton Vance Funds are in the master-feeder structure and invest their assets in a corresponding portfolio. Each portfolio
listed below is a "Portfolio" and collectively, the "Portfolios". The list below contains all the Funds and their
corresponding Portfolios.
TRUST NAMES FUND NAMES CORRESPONDING PORTFOLIO
- ----------- ---------- -----------------------
Eaton Vance Growth Trust Atlanta Capital Intermediate Bond Fund N/A
(9 Funds) Atlanta Capital Large-Cap Growth Fund Large-Cap Growth Portfolio
Atlanta Capital Small-Cap Fund Small-Cap Portfolio
Eaton Vance Asian Small Companies Fund Asian Small Companies Portfolio
Eaton Vance Growth Fund Growth Portfolio
Eaton Vance Information Age Fund Information Age Portfolio
Eaton Vance Large-Cap Growth Fund Large-Cap Growth Portfolio
Eaton Vance Small-Cap Fund Small-Cap Portfolio
Eaton Vance Worldwide Health Sciences Fund Worldwide Health Sciences Portfolio
Eaton Vance Investment Trust Eaton Vance California Limited Maturity California Limited Maturity Municipals
(8 Funds) Municipals Fund Portfolio
Eaton Vance Florida Limited Maturity Florida Limited Maturity Municipals
Municipals Fund Portfolio
Eaton Vance Massachusetts Limited Maturity
Municipals Fund Massachusetts Limited Maturity
Eaton Vance National Limited Maturity Municipals Portfolio
Municipals Fund National Limited Maturity Municipals
Eaton Vance New Jersey Limited Maturity Portfolio
Municipals Fund
Eaton Vance New York Limited Maturity New Jersey Limited Maturity Municipals
Municipals Fund Portfolio
Eaton Vance Ohio Limited Maturity Municipals New York Limited Maturity Municipals
Fund Portfolio
Eaton Vance Pennsylvania Limited Maturity Ohio Limited Maturity Municipals
Municipals Fund Portfolio
Pennsylvania Limited Maturity Municipals
Portfolio
Eaton Vance Municipals Trust Eaton Vance Alabama Municipals Fund Alabama Municipals Portfolio
(27 Funds) Eaton Vance Arizona Municipals Fund Arizona Municipals Portfolio
Eaton Vance Arkansas Municipals Fund Arkansas Municipals Portfolio
Eaton Vance California Municipals Fund California Municipals Portfolio
Eaton Vance Colorado Municipals Fund Colorado Municipals Portfolio
Eaton Vance Connecticut Municipals Fund Connecticut Municipals Portfolio
Eaton Vance Florida Municipals Fund Florida Municipals Portfolio
Eaton Vance Georgia Municipals Fund Georgia Municipals Portfolio
Eaton Vance Kentucky Municipals Fund Kentucky Municipals Portfolio
Eaton Vance Louisiana Municipals Fund Louisiana Municipals Portfolio
Eaton Vance Maryland Municipals Fund Maryland Municipals Portfolio
Eaton Vance Massachusetts Municipals Fund Massachusetts Municipals Portfolio
Eaton Vance Michigan Municipals Fund Michigan Municipals Portfolio
Eaton Vance Minnesota Municipals Fund Minnesota Municipals Portfolio
Eaton Vance Mississippi Municipals Fund Mississippi Municipals Portfolio
Eaton Vance Missouri Municipals Fund Missouri Municipals Portfolio
Eaton Vance New Jersey Municipals Fund New Jersey Municipals Portfolio
Eaton Vance New York Municipals Fund New York Municipals Portfolio
Eaton Vance North Carolina Municipals Fund North Carolina Municipals Portfolio
Eaton Vance Ohio Municipals Fund Ohio Municipals Portfolio
Eaton Vance Oregon Municipals Fund Oregon Municipals Portfolio
Eaton Vance Pennsylvania Municipals Fund Pennsylvania Municipals Portfolio
Eaton Vance Rhode Island Municipals Fund Rhode Island Municipals Portfolio
Eaton Vance South Carolina Municipals Fund South Carolina Municipals Portfolio
Eaton Vance Tennessee Municipals Fund Tennessee Municipals Portfolio
Eaton Vance Virginia Municipals Fund Virginia Municipals Portfolio
Eaton Vance West Virginia Municipals Fund West Virginia Municipals Portfolio
Eaton Vance Municipals Trust II Eaton Vance Florida Insured Municipals Fund Florida Insured Municipals Portfolio
(4 Funds) Eaton Vance Hawaii Municipals Fund Hawaii Municipals Portfolio
Eaton Vance High Yield Municipals Fund High Yield Municipals Portfolio
Eaton Vance Kansas Municipals Fund Kansas Municipals Portfolio
Eaton Vance Mutual Funds Trust Eaton Vance Cash Management Fund Cash Management Portfolio
(19 Funds) Eaton Vance Equity Research Fund N/A
Eaton Vance Floating-Rate Fund Floating Rate Portfolio
Eaton Vance Floating-Rate High Income Fund Floating Rate Portfolio/High Income Portfolio
Eaton Vance Government Obligations Fund Government Obligations Portfolio
Eaton Vance High Income Fund High Income Portfolio
Eaton Vance Low Duration Fund Cash Management Portfolio/Government
Obligations Portfolio/Investment
Portfolio/Investment Grade Income Portfolio
Eaton Vance Money Market Fund Cash Management Portfolio
Eaton Vance Municipal Bond Fund N/A
Eaton Vance Strategic Income Fund Strategic Income Portfolio/High
Income Portfolio
Eaton Vance Tax Free Reserves N/A
Eaton Vance Tax-Managed Equity Asset All Tax-Managed Portfolios
Allocation Fund
Eaton Vance Tax-Managed Growth Fund 1.1 Tax-Managed Growth Portfolio
Eaton Vance Tax-Managed Growth Fund 1.2 Tax-Managed Growth Portfolio
Eaton Vance Tax-Managed International
Growth Fund Tax Managed International Growth Portfolio
Eaton Vance Tax-Managed Mid-Cap Core Fund Tax-Managed Mid-Cap Core Portfolio
Eaton Vance Tax-Managed Multi-Cap
Opportunity Fund
Eaton Vance Tax-Managed Small-Cap Value Fund Tax-Managed Small-Cap Value Portfolio
Eaton Vance Tax-Managed Value Fund Tax-Managed Value Portfolio
Eaton Vance Series Trust Eaton Vance Tax-Managed Growth Fund 1.0 Tax-Managed Growth Portfolio
(1 Fund)
Eaton Vance Special Investment Eaton Vance Balanced Fund Capital Growth Portfolio/Investment
Trust Grade Income Portfolio
(7 Funds) Eaton Vance Emerging Markets Fund Emerging Markets Portfolio
Eaton Vance Greater India Fund South Asia Portfolio
Eaton Vance Large-Cap Core Fund Large-Cap Core Portfolio
Eaton Vance Small-Cap Growth Fund Small-Cap Growth Portfolio
Eaton Vance Small-Cap Value Fund Small-Cap Value Portfolio
Eaton Vance Special Equities Fund Special Equities Portfolio
EATON VANCE GROUP OF FUNDS
THE EATON VANCE BUILDING
255 STATE STREET
BOSTON, MASSACHUSETTS 02109
PROXY STATEMENT
A proxy is enclosed with the foregoing Notice of a Special Meeting of the Funds
to be held June 6, 2003 at the Eaton Vance Building, 255 State Street, Boston,
MA 02109 for the benefit of shareholders who wish to vote, but do not expect to
be present at the meeting. Shareholders may also vote by telephone or over the
Internet. All proxies are solicited on behalf of the Board of Trustees. A
written proxy is revocable by the person giving it prior to exercise by a signed
writing filed with the Funds' proxy tabulator, Management Information Services,
an ADP Company, P.O. Box 9123, Hingham, MA 02043-9123, or by executing and
delivering a later dated proxy, or by attending the meeting and voting the
shares in person. Proxies voted by telephone or over the Internet may be revoked
at any time in the same manner that proxies voted by mail may be revoked. Each
proxy will be voted in accordance with its instructions; if no instruction is
given, an executed proxy will authorize the persons named as attorneys, or any
of them, to vote in favor of each matter. This proxy material is initially being
mailed to shareholders on or about April 8, 2003. Supplementary solicitations
may be made by mail, telephone, telegraph, facsimile or electronic means.
The Trustees have fixed the close of business on April 8, 2003 as the record
date for the determination of the shareholders entitled to notice of and to vote
at the meeting and any adjournments thereof. Shareholders at the close of
business on the record date will be entitled to one vote for each share held.
The number of shares of beneficial interest (excluding fractions thereof) of
each Fund outstanding as of February 28, 2003 is set forth in Exhibit A.
The persons who held of record more than 5% of the outstanding shares of any
class of shares of a Fund as of February 28, 2003 are set forth in Exhibit B. To
the knowledge of the Fund, no other person owns (of record or beneficially) 5%
or more of the outstanding shares of any class of shares of a Fund. The
Trustees, nominees for Trustee, and executive officers of each Fund individually
and as a group own beneficially less than 1% of the outstanding shares of each
Fund, except as disclosed on Exhibit B. Shareholders of all classes of shares of
a Fund will vote jointly on all items. Each Trust's Board of Trustees shall be
elected by a plurality of the shares of the entire Trust voted in person or by
proxy. Election of Trustees is non-cumulative.
The Trustees know of no business other than the business mentioned in Proposal 1
of the Notice of Meeting that will be presented for consideration. If any other
matters are properly presented, it is the intention of the persons named as
attorneys in the enclosed proxy to vote the proxies in accordance with their
judgment on such matters.
EACH FUND WILL FURNISH WITHOUT CHARGE A COPY OF THE FUND'S MOST RECENT ANNUAL
REPORT AND ITS SEMI-ANNUAL REPORT TO ANY SHAREHOLDER UPON REQUEST. SHAREHOLDERS
DESIRING TO OBTAIN A COPY OF SUCH REPORT SHOULD WRITE TO THE FUND C/O EATON
VANCE MANAGEMENT, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA 02109,
ATTN: PROXY COORDINATOR, OR CALL 1-866-387-2378.
PROPOSAL 1. ELECTION OF TRUSTEES
The Boards of Trustees of the Trusts and Portfolios have proposed that the slate
of persons listed in the table set forth below be elected as Trustees of each
Trust and Portfolio, respectively (with the exceptions noted below). Each person
currently serves as a Trustee for multiple funds in the Eaton Vance Group of
Funds, except for Mr. Park who is a nominee for election to each Board. If
elected, Mr. Park will replace Mr. Treynor, a current Trustee who is retiring
pursuant to each Trust's mandatory retirement policy, and who is not proposed
for election. Other than the nomination of Mr. Park and the retirement of Mr.
Treynor, the slate of nominees for each Board in most cases consists of persons
currently serving as a Trustee on that Board. As described below, Ms. Bibliowicz
and Ms. Stout are not currently Trustees for certain Trusts and Portfolios. They
are nominated as Trustees for those Trusts and Portfolios in addition to Mr.
Park.
TRUSTEE NOMINATIONS
Messrs. Dwight, Hawkes, Hayes and Reamer currently serve as Trustees of each
Trust and Portfolio. MESSRS. DWIGHT, HAWKES, HAYES AND REAMER ARE NOMINATED TO
SERVE ON ALL BOARDS.
Ms. Bibliowicz currently serves as Trustee on all Trusts and Portfolios with
the exception of Asian Small Companies Portfolio, Emerging Markets Portfolio,
Information Age Portfolio and South Asia Portfolio. Ms. Stout currently serves
as Trustee of all Trusts and Portfolios with the exception of Eaton Vance
Series Trust, Emerging Markets Portfolio, South Asia Portfolio and Tax-Managed
Growth Portfolio. MS. BIBLIOWICZ AND MS. STOUT ARE NOMINATED TO SERVE ON ALL
BOARDS.
Messrs. Chen and Lloyd George serve as Trustees of Asian Small Companies
Portfolio, Emerging Markets Portfolio, Information Age Portfolio and South
Asia Portfolio. MESSRS. CHEN AND LLOYD GEORGE ARE NOMINATED TO SERVE ONLY ON
THE BOARDS OF THE FOREGOING PORTFOLIOS AND ARE NOT NOMINATED TO SERVE ON ANY
ADDITIONAL BOARDS. In addition, Mr. Lloyd George serves as President of each
of the above-named Portfolios, except Information Age Portfolio of which he is
Vice President.
AS INDICATED ABOVE, MR. PARK IS NOMINATED TO SERVE ON ALL BOARDS.
The nominees for Trustee and their principal occupations for at least the last
five years are set forth in the table below. Unless otherwise indicated, the
position listed under "Position(s) Held with the Fund and/or Portfolio" are held
with all Funds and Portfolios. Each Trustee holds office until his or her
successor is elected and qualified. Information about Trust and Portfolio
officers appears in Exhibit E.
INTERESTED TRUSTEES
James B. Hawkes is an "interested person" as defined in the Investment Company
Act of 1940 (the "1940 Act") by reason of his affiliations with certain of the
Funds; Eaton Vance Management ("EVM" or "Eaton Vance"); Boston Management and
Research ("BMR"), a wholly-owned subsidiary of EVM; and Eaton Vance
Distributors, Inc. ("EVD"), a wholly-owned subsidiary of EVM. EVM, BMR and EVD
are indirect wholly-owned subsidiaries of Eaton Vance Corp. ("EVC"), a publicly
traded holding company. EVC and Eaton Vance Inc. ("EV") are the corporate parent
and trustee, respectively, of Eaton Vance and BMR. (EVM, EVD, EVC, BMR and their
affiliates are sometimes referred to collectively as the "Eaton Vance
Organization").
Jessica M. Bibliowicz is an "interested person" because of her affiliation with
a brokerage firm that is and has been a dealer in shares of each Fund and of
other Funds for which EVM or BMR acts as investment adviser or for which EVD
serves as principal underwriter.
Robert Lloyd George is an "interested person" by reason of his affiliation with
Lloyd George Investment Management (Bermuda) Limited, an investment adviser to
certain of the Funds and Portfolios.
NUMBER OF
PORTFOLIOS IN
FUND COMPLEX
POSITION(s) TERM OF OFFICE OVERSEEN BY
HELD WITH THE (2) TRUSTEE OR OTHER DIRECTORSHIPS
FUND AND/OR AND LENGTH OF PRINCIPAL OCCUPATION(s) DURING NOMINEE FOR HELD BY TRUSTEE OR
NAME, ADDRESS AND AGE(1) PORTFOLIO TIME SERVED PAST FIVE YEARS TRUSTEE(3) NOMINEE FOR TRUSTEE
- ------------------------- -------------- -------------- ------------------------------- -------------- -----------------------
INTERESTED TRUSTEES
JESSICA M. BIBLIOWICZ(6) Trustee See Exhibit F President and Chief Executive 191 None
DOB: 11/28/59 Officer of National Financial
Partners (financial services
company) (since April 1999).
President and Chief Operating
Officer of John A. Levin & Co.
(registered investment adviser)
(July 1997 to April 1999) and a
Director of Baker, Fentress &
Company, which owns John A.
Levin & Co. (July 1997 to April
1999).
HON. ROBERT LLOYD Trustee and See Exhibit F Chief Executive Officer of 5 None
GEORGE(7) President or Lloyd George Management
DOB: 8/13/52 Vice President (B.V.I.) Limited ("LGM") and
(4) Lloyd George Investment
Management (Bermuda) Limited.
Chairman of LGM.
JAMES B. HAWKES(6) Trustee and See Exhibit F Chairman, President and Chief 191 Director of EVC
DOB: 11/9/41 President or Executive Officer of BMR, Eaton
Vice President Vance, EVC and EV; Director of
(5) EV; Vice President and Director
of EVD. Trustee and/or officer
of 191 registered investment
companies in the Eaton Vance
Group of Funds.
NONINTERESTED TRUSTEES
EDWARD K.Y. CHEN(7) Trustee See Exhibit F President of Lingnan University 5 Director of First
DOB: 1/14/45 in Hong Kong. Pacific Company, Asia
Satellite
Telecommunications
Holdings Ltd. and Wharf
Holdings Limited
(property management
and communications)
DONALD R. DWIGHT(6) Trustee See Exhibit F President of Dwight Partners, 191 Trustee/Director of the
DOB: 3/26/31 Inc. (corporate relations and Royce Funds (mutual
communications company). funds) consisting of 17
portfolios
SAMUEL L. HAYES, III(6) Trustee See Exhibit F Jacob H. Schiff Professor of 191 Director of Tiffany &
DOB: 2/23/35 Investment Banking Emeritus, Co. (specialty
Harvard University Graduate retailer) and Telect,
School of Business Inc. (telecommunication
Administration. services company)
WILLIAM H. PARK(6) Current -- President and Chief Executive 191 None
DOB: 9/19/47 Nominee for Officer, Prizm Capital
Trustee Management, LLC (investment
management firm) (since 2002).
Executive Vice President and
Chief Financial Officer, United
Asset Management Corporation (a
holding company owning
institutional investment
management firms) (1982-2001).
NORTON H. REAMER(6) Trustee See Exhibit F President, Unicorn Corporation 191 None
DOB: 9/21/35 (an investment and financial
advisory services company)
(since September 2000).
Chairman, Hellman, Jordan
Management Co., Inc. (an
investment management company)
(since November 2000). Advisory
Director of Berkshire Capital
Corporation (investment banking
firm) (since June 2002).
Formerly, Chairman of the
Board, United Asset Management
Corporation and Chairman,
President and Director, UAM
Funds (mutual funds).
LYNN A. STOUT(6) Trustee See Exhibit F Professor of Law, University of 191 None
DOB: 9/14/57 California at Los Angeles
School of Law (since July
2001). Formerly, Professor of
Law, Georgetown University Law
Center.
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(1) The business address of each Trustee is The Eaton Vance Building, 255 State Street, Boston, MA 02109 with the exception of
Mr. Lloyd George whose business address is 3808 One Exchange Square, Central, Hong Kong and Mr. Chen whose business address
is Lingnan College, Tuen Mun, Hong Kong.
(2) As noted under "Trustee Nominations," each Trustee holds office until his or her successor is elected and qualified.
(3) Includes both master and feeder funds in master-feeder structure.
(4) Mr. Lloyd George is President of the following Portfolios: Asian Small Companies Portfolio, Emerging Markets Portfolio and
South Asia Portfolio. Mr. Lloyd George is Vice President of Information Age Portfolio.
(5) Mr. Hawkes is President of the following Portfolios: Large-Cap Growth Portfolio, Small-Cap Portfolio, Small-Cap Value
Portfolio, Tax-Managed Mid-Cap Core Portfolio and Tax-Managed Small-Cap Value. Mr. Hawkes is Vice President of the following
Trusts and Portfolios: Eaton Vance Investment Trust, Eaton Vance Municipals Trust, Eaton Vance Municipals Trust II, Alabama
Municipals Portfolio, Arizona Municipals Portfolio, Arkansas Municipals Portfolio, Asian Small Companies Portfolio,
California Limited Maturity Municipals Portfolio, California Municipals Portfolio, Colorado Municipals Portfolio, Connecticut
Municipals Portfolio, Emerging Markets Portfolio, Florida Insured Municipals Portfolio, Florida Limited Maturity Municipals
Portfolio, Florida Municipals Portfolio, Georgia Municipals Portfolio, Hawaii Municipals Portfolio, High Yield Municipals
Portfolio, Kansas Municipals Portfolio, Kentucky Municipals Portfolio, Louisiana Municipals Portfolio, Maryland Municipals
Portfolio, Massachusetts Limited Maturity Municipals Portfolio, Massachusetts Municipals Portfolio, Michigan Municipals
Portfolio, Minnesota Municipals Portfolio, Mississippi Municipals Portfolio, Missouri Municipals Portfolio, National Limited
Maturity Municipals Portfolio, New Jersey Limited Maturity Municipals Portfolio, New Jersey Municipals Portfolio, New York
Limited Maturity Municipals Portfolio, New York Municipals Portfolio, North Carolina Municipals Portfolio, Ohio Limited
Maturity Municipals Portfolio, Ohio Municipals Portfolio, Oregon Municipals Portfolio, Pennsylvania Limited Maturity
Municipals Portfolio, Pennsylvania Municipals Portfolio, Rhode Island Municipals Portfolio, South Carolina Municipals
Portfolio, South Asia Portfolio, Tennessee Municipals Portfolio, Virginia Municipals Portfolio and West Virginia Municipals
Portfolio.
(6) Nominee for all Trusts and Portfolios.
(7) Nominee only for Asian Small Companies Portfolio, Emerging Markets Portfolio, Information Age Portfolio and South Asia
Portfolio.
The following table shows the dollar range of equity securities beneficially owned by each Trustee and nominee for Trustee (other
than Messrs. Chen and Lloyd George who own no shares) in each Fund and in all Eaton Vance Funds overseen by the Trustee as of
February 28, 2003. This table only lists those Funds in which Trustees own shares. Interests in a Portfolio are currently offered
only to certain institutional investors and cannot be purchased by Trustees. The valuation date for the shares owned by Trustees
is February 28, 2003.
DOLLAR RANGE OF EQUITY SECURITIES OWNED BY
-----------------------------------------------------------------------------------
JESSICA JAMES B. DONALD R. SAMUEL L. WILLIAM NORTON H. LYNN A.
M. HAWKES DWIGHT(2) HAYES, III H. PARK REAMER(2) STOUT(2)
BIBLIOWIC (1) (3) (2)(3) (2) (3)
FUND NAME Z(1)
Eaton Vance Asian Small Companies Fund None Over None None None None None
$100,000
Eaton Vance Balanced Fund None $10,001- None None None None None
$50,000
Eaton Vance Cash Management Fund None Over None None None $1-$10,000 None
$100,000
Eaton Vance Emerging Markets Fund None Over None None None None None
$100,000
Eaton Vance Floating-Rate High
Income Fund None Over None None $10,001- None None
$100,000 $50,000
Eaton Vance Greater India Fund None $10,001- None $10,001- None None None
$50,000 $50,000
Eaton Vance Growth Fund None None $50,001- None None None None
$100,000
Eaton Vance Information Age Fund None $50,001- $10,001- None None None $10,001-
$100,000 $50,000 $50,000
Eaton Vance Municipal Bond Fund None $50,001- Over $1-$10,000 $10,001- $1-$10,000 None
$100,000 $100,000 $50,000
Eaton Vance Small-Cap Growth Fund None None None $10,001- None None None
$50,000
Eaton Vance Special Equities Fund None None $1-$10,000 None None None None
Eaton Vance Strategic Income Fund None $10,001- None None None None None
$50,000
Eaton Vance Tax Free Reserves None None None None None $1-$10,000 None
Eaton Vance Tax-Managed Equity Asset None Over None None None None None
Allocation Fund $100,000
Eaton Vance Tax-Managed Growth Fund 1.1 None None $10,001- None None None $10,001-
$50,000 $50,000
Eaton Vance Tax-Managed Growth Fund 1.2 $10,001- None None None $10,001- None None
$50,000 $50,000
Eaton Vance Tax-Managed Value Fund None $50,001- None None None None None
$100,000
Eaton Vance Worldwide Health Sciences
Fund None Over $10,001- $50,001- $10,001- None None
$100,000 $50,000 $100,000 $50,000
Aggregate Dollar Range of Equity $10,001- Over Over Over $50,001- Over $10,001-
Securities Owned in all Registered $50,000 $100,000 $100,000 $100,000 $100,000 $100,000 $50,000
Funds Overseen byTrustee in the Eaton
Vance Group of Funds
- ----------
(1) Interested Trustee
(2) Noninterested Trustee
(3) For some Funds, figures include shares which may be deemed to be beneficially owned through a Trustee Deferred Compensation
Plan.
Unless authority to vote for election of one or more of the nominees is
specifically withheld by executing the proxy in the manner stated thereon, it is
the present intention that the enclosed proxy will be used for the purpose of
voting in favor of the election of all nominees as Trustees as described above
to hold office in accordance with the By-Laws. Each Trustee nominee has
consented to stand for election and to serve as a Trustee if elected. If any
nominee should be unable to serve, an event not now anticipated, the
discretionary power given in the proxy may be used to vote for a substitute
nominee as designated by the Board of Trustees to replace such person (unless
authority to vote for election of all nominees is specifically withheld by
executing the proxy in the manner stated thereon).
BOARD MEETINGS AND COMMITTEES
During the calendar year ended December 31, 2002, the Trustees met nine times,
the Special Committee met four times, the Audit Committee met once and the
Nominating Committee met seven times. With the exception of Messrs. Chen and
Lloyd George, each Trustee currently serving on the Boards listed above attended
at least 75% of such Board and committee meetings on which he or she serves.
The Nominating, Audit and Special Committees of the Funds' Board of Trustees are
each comprised of Trustees who are not "interested persons" as that term is
defined under the 1940 Act.
Messrs. Treynor (Chairman), Dwight, Hayes, Reamer and Ms. Stout currently serve
on the Nominating Committee. The purpose of the Nominating Committee is to
recommend to the Board nominees for the position of noninterested Trustee and to
assure that at least a majority of the Board of Trustees is independent of Eaton
Vance, LGM and their affiliates. The Trustees will, when a vacancy exists or is
anticipated, consider any nominee for Trustee recommended by a shareholder if
such recommendation is submitted to the Board in writing and contains sufficient
background information concerning the individual to enable a proper judgment to
be made as to such individual's qualifications.
Messrs. Treynor (Chairman), Dwight, Hayes and Reamer are members of the Audit
Committee of the Funds' Board of Trustees. The Audit Committee's functions
include making recommendations to the Trustees regarding the selection and
performance of the independent accountants and reviewing matters relative to
accounting and auditing practices and procedures, accounting records, and the
internal accounting controls of the Funds and certain service providers.
Messrs. Hayes (Chairman), Dwight, Reamer and Ms. Stout are members of the
Special Committee of the Funds' Board of Trustees. The purpose of the Special
Committee is to consider, evaluate and make recommendations to the full Board of
Trustees concerning (i) all contractual arrangements with service providers to a
Fund, including investment advisory, administrative, transfer agency, custodial
and/or fund accounting and distribution services, and (ii) all other matters in
which Eaton Vance, LGM or their affiliates has any actual or potential conflict
of interest with a Fund or its shareholders.
Each Portfolio has the same committee and compensation structure for Trustees
as described herein for the Funds, with the exception of the following
committees. The Nominating Committee of Emerging Markets and South Asia
Portfolios is comprised of Messrs. Reamer (Chairman), Chen, Dwight and Hayes;
the Nominating Committee of Asian Small Companies and Information Age
Portfolios is comprised of Messrs. Treynor (Chairman), Chen, Dwight, Hayes,
Reamer and Ms. Stout; and the Nominating Committee of Eaton Vance Series Trust
and Tax-Managed Growth Portfolio is comprised of Messrs. Treynor (Chairman),
Dwight, Hayes and Reamer. The Audit Committee of Emerging Markets and South
Asia Portfolios is comprised of Messrs. Dwight (Chairman), Chen and Hayes. The
Special Committee of Eaton Vance Series Trust, Emerging Markets, South Asia
and Tax-Managed Growth Portfolios consists of Messrs. Hayes (Chairman), Dwight
and Reamer.
REMUNERATION OF TRUSTEES
Trustees of each Portfolio who are not affiliated with EVM or BMR may elect to
defer receipt of all or a percentage of their annual fees in accordance with the
terms of a Trustees Deferred Compensation Plan (a "Trustees" Plan"). Under each
Trustees' Plan, an eligible Trustee may elect to have his deferred fees invested
by a Portfolio in the shares of one or more funds in the Eaton Vance Group of
Funds, and the amount paid to the Trustees under each Trustees' Plan will be
determined based upon the performance of such investments. Deferral of Trustees'
fees in accordance with each Trustees' Plan will have a negligible effect on the
Portfolio's assets, liabilities, and net income per share, and will not obligate
a Portfolio to retain the services of any Trustee or obligate a Portfolio to pay
any particular level of compensation to the Trustee. None of the Funds or the
Portfolios has a retirement plan for Trustees. The fees and expenses of those
Trustees who are not members of the Eaton Vance Organization are paid by the
Funds. Exhibit C sets forth (i) the compensation earned by the Trustees who are
not members of the Eaton Vance Organization in their capacities as Trustees of
each Fund as of the Fund's most recent fiscal year end, and (ii) the
compensation earned in their capacities as Trustees of the registered investment
companies in the Eaton Vance Group of Funds for the year ended December 31,
2002.
ELECTION OF PORTFOLIO TRUSTEES
As described above, each nominee for Trustee of a Fund is also nominated to
serve as Trustee of the Fund's corresponding Portfolio or Portfolios. For those
Funds in a "master-feeder structure" that invest in a single Portfolio, each
such Fund will vote its interest in its corresponding Portfolio for or against a
Portfolio Trustee nominee in the same proportion as the instructions received
from the Fund's shareholders. For those Funds that invest in multiple
Portfolios, each such Fund will vote its respective interests in its Portfolios
for or against a Portfolio Trustee nominee in accordance with applicable law.
VOTING AT THE MEETING
Unless authority to vote for election of one or more nominees is specifically
withheld by executing the proxy in the manner stated thereon, it is the present
intention that the enclosed proxy will be used for the purpose of authorizing
each Fund to vote in favor of the election of the nominees set forth in Proposal
1 to be Trustees of the respective Trusts and Portfolios, to hold office until
their successors are elected and qualified.
VOTE REQUIRED TO APPROVE PROPOSAL 1
Each Trust's Board of Trustees shall be elected by a plurality of the shares of
the entire Trust voted in person or by proxy.
THE BOARD OF TRUSTEES RECOMMENDS THAT THE SHAREHOLDERS OF EACH FUND VOTE TO
ELECT EACH NOMINEE OF ITS RESPECTIVE TRUST AS A TRUSTEE OF THE TRUST.
NOTICE TO BANKS AND BROKER/DEALERS
The Funds have previously solicited all Nominee and Broker/Dealer accounts as to
the number of additional proxy statements required to supply owners of shares.
Should additional proxy material be required for beneficial owners, please
forward such requests to Eaton Vance Management, The Eaton Vance Building, 255
State Street, Boston, MA 02109, Attn: Proxy Coordinator.
ADDITIONAL INFORMATION
AUDITORS, AUDIT FEES AND ALL OTHER FEES
Deloitte & Touche LLP ("Deloitte"), 200 Berkeley Street, Boston, MA 02116, or
PricewaterhouseCoopers, LLP ("PWC"), 160 Federal Street, Boston, MA 02110, serve
as independent accountants of the Funds and Portfolios. Deloitte and PWC are
expected to be represented at the Special Meeting, but if not, a representative
will be available by telephone should the need for consultation arise.
Representatives of Deloitte and PWC will have the opportunity to make a
statement if they desire to do so and will be available to respond to
appropriate questions. A list of the Funds, their independent accountant and the
fees paid to the auditors for a Fund's most recent fiscal year are set forth in
Exhibit D. Deloitte also provides services to other investment companies
sponsored by Eaton Vance and serves as EVC's auditors. Total fees paid to
Deloitte by EVC (and its affiliates) for EVC's fiscal year ended October 31,
2002 were $816,946. PWC provides services to other investment companies
sponsored by Eaton Vance, but not to EVC or its affiliates. The Audit Committee
and Board of Trustees of each Fund are aware that Deloitte provides services to
the Eaton Vance Organization and considered whether the provision of such
services is compatible with the maintenance of that firm's independence.
OFFICERS OF THE FUNDS AND PORTFOLIOS
The officers of the Funds, their corresponding Portfolios and length of service
are set forth in Exhibits E and F. Because of their positions with Eaton Vance
and their ownership of EVC stock, the officers of each Fund and each Portfolio
will benefit from the advisory fees and/or administration fees paid by a Fund or
Portfolio to Eaton Vance or BMR. Because of their positions with Lloyd George
Investment Management (Bermuda) Limited or OrbiMed Advisors, LLC and their
ownership interests therein, certain Portfolio officers benefit from the
advisory fees paid by certain Portfolios to Lloyd George Investment Management
(Bermuda) Limited or OrbiMed Advisors LLC.
INVESTMENT ADVISER, ADMINISTRATOR AND UNDERWRITER
Eaton Vance and BMR serve as investment adviser to many of the Funds and
Portfolios in the Eaton Vance Group of Funds. In addition, Eaton Vance serves as
administrator to each Fund. Lloyd George Investment Management (Bermuda)
Limited, 3808 One Exchange Square, Central, Hong Kong serves as the investment
adviser to certain Funds and Portfolios. OrbiMed Advisors, LLC, 767 3\r/\d/
Avenue, New York, NY 10017, is the investment adviser to Worldwide Health
Sciences Portfolio. Atlanta Capital Management, LLC and Fox Asset Management
LLC, each an indirect majority owned subsidiary of Eaton Vance, act as sub-
advisers to certain Funds and Portfolios. EVD acts as the principal underwriter
for all Funds and as placement agent for all the Portfolios. The business
address of Eaton Vance, BMR, EVD, Atlanta Capital Management, LLC and Fox Asset
Management LLC is The Eaton Vance Building, 255 State Street, Boston, MA 02109.
PROXY SOLICITATION AND TABULATION
The expense of preparing, printing and mailing this Proxy Statement and
enclosures and the costs of soliciting proxies on behalf of each Trust's Board
of Trustees will be borne ratably by its Funds. Proxies will be solicited by
mail and may be solicited in person or by telephone, telegraph, facsimile or
other electronic means by officers of the Trust, by personnel of Eaton Vance, by
the Funds' transfer agent, PFPC Inc., by broker-dealer firms or by a
professional solicitation organization. The expenses connected with the
solicitation of these proxies and with any further proxies which may be
solicited by a Fund's officers, by Eaton Vance personnel, by the transfer agent,
PFPC Inc., by broker-dealer firms, in person, or by telephone, by telegraph, by
facsimile or other electronic means will be borne pro rata by each Fund based on
the number of that Fund's shareholder accounts. A written proxy may be delivered
to a Fund or its transfer agent prior to the meeting by facsimile machine,
graphic communication equipment or other electronic transmission. A Fund will
reimburse banks, broker-dealer firms, and other persons holding shares
registered in their names or in the names of their nominees, for their expenses
incurred in sending proxy material to and obtaining proxies from the beneficial
owners of such shares. Total aggregate proxy solicitation costs for all the
Trusts are estimated to be $1,326,138. As mentioned, such costs will be borne
ratably by all of the Funds.
Shareholders may also choose to give their proxy votes by telephone using an
automated telephonic voting system or through the Internet rather than return
their proxy cards. Please see the proxy card for details. The Fund may arrange
for Eaton Vance, its affiliates or agents to contact shareholders who have not
returned their proxy cards and offer to have votes recorded by telephone. If a
Fund records votes by telephone or over the Internet, it will use procedures
designed to authenticate shareholders' identities, to allow shareholders to
authorize the voting of their shares in accordance with their instructions, and
to confirm that their instructions have been properly recorded. If the enclosed
proxy card is executed and returned, or an Internet or telephonic vote is
delivered, that vote may nevertheless be revoked at any time prior to its use by
written notification received by the Fund, by the execution of a later-dated
proxy card, by the Fund's receipt of a subsequent valid Internet or telephonic
vote, or by attending the meeting and voting in person.
All proxy cards solicited by the Board of Trustees that are properly executed
and telephone and Internet votes that are properly delivered and received by the
Secretary prior to the meeting, and which are not revoked, will be voted at the
meeting. Shares represented by such proxies will be voted in accordance with the
instructions thereon. If no specification is made on the proxy card with respect
to Proposal 1, it will be voted FOR the matters specified on the proxy card. For
purposes of determining the presence or absence of a quorum and for determining
whether sufficient votes have been received for approval of any matter to be
acted upon at the meeting, abstentions and broker non- votes (i.e., proxies from
brokers or nominees indicating that such persons have not received instructions
from the beneficial owner or other person entitled to vote shares on a
particular matter with respect to which the brokers or nominees do not have
discretionary power) will be treated as shares that are present at the meeting,
but which have not been voted. Accordingly, abstentions and broker non-votes
will assist the Fund in obtaining a quorum, but will have no effect on the
outcome of the Proposal.
If a quorum is not present at the meeting or if a quorum is present at the
meeting, but sufficient votes by the shareholders of the Trust in favor of
Proposal 1 set forth in the Notice of this meeting are not received by the
meeting date, the persons named as attorneys in the enclosed proxy may propose
one or more adjournments of the meeting to permit further solicitation of
proxies. Any such adjournment will require the affirmative vote of the holders
of a majority of the shares of that Trust present in person or by proxy at the
session of the meeting to be adjourned. The persons named as attorneys in the
enclosed proxy will vote in favor of such adjournment those proxies that they
are entitled to vote in favor of the Proposal for which further solicitation of
proxies is to be made. They will vote against any such adjournment those proxies
required to be voted against such Proposal. The costs of any such additional
solicitation and of any adjourned session will be borne by the Funds as
described above.
SHAREHOLDER PROPOSALS
Shareholders wishing to submit proposals for consideration at a subsequent
shareholders' meeting should send their written proposals to: Secretary, Eaton
Vance Group of Funds, The Eaton Vance Building, 255 State Street, Boston, MA
02109. Proposals must be received in advance of a proxy solicitation to be
considered and the mere submission of a proposal does not guarantee inclusion in
the proxy statement or consideration at the meeting. The Funds do not conduct
annual meetings.
April 8, 2003
EXHIBIT A
The outstanding shares of beneficial interest of each Fund may consist of Class
A, Advisers Class, Class B, Class C, Class D, Class I, Class R or Class S shares
as indicated below.
NO. OF SHARES
OUTSTANDING ON
FUND NAME AND CLASS FEBRUARY 28, 2003
- ------------------- -----------------
Eaton Vance Growth Trust
Atlanta Capital Intermediate Bond Fund (Class I and R) ....................................... 1,075,515
Atlanta Capital Large-Cap Growth Fund (Class I and R) ........................................ 2,481,854
Atlanta Capital Small-Cap Fund (Class I and R) ............................................... 964,825
Eaton Vance Asian Small Companies Fund (Class A and B) ....................................... 219,699
Eaton Vance Growth Fund (Class A, B and C) ................................................... 16,902,469
Eaton Vance Information Age Fund (Class A, B, C and D) ....................................... 8,564,585
Eaton Vance Large-Cap Growth Fund (Class A) .................................................. 35,766
Eaton Vance Small-Cap Fund (Class A) ......................................................... 786,087
Eaton Vance Worldwide Health Sciences Fund (Class A, B, C and D) ............................. 212,410,341
Eaton Vance Investment Trust
Eaton Vance California Limited Maturity Municipals Fund (Class A and B) ...................... 2,739,863
Eaton Vance Florida Limited Maturity Municipals Fund (Class A, B and C) ...................... 6,412,154
Eaton Vance Massachusetts Limited Maturity Municipals Fund (Class A, B and C) ................ 6,728,288
Eaton Vance National Limited Maturity Municipals Fund (Class A, B and C) ..................... 19,062,006
Eaton Vance New Jersey Limited Maturity Municipals Fund (Class A and B) ...................... 4,517,391
Eaton Vance New York Limited Maturity Municipals Fund (Class A, B and C) ..................... 9,255,878
Eaton Vance Ohio Limited Maturity Municipals Fund (Class A and B) ............................ 2,074,022
Eaton Vance Pennsylvania Limited Maturity Municipals Fund (Class A, B and C) ................. 5,369,488
Eaton Vance Municipals Trust
Eaton Vance Alabama Municipals Fund (Class A and B) .......................................... 6,094,668
Eaton Vance Arizona Municipals Fund (Class A and B) .......................................... 6,585,482
Eaton Vance Arkansas Municipals Fund (Class A and B) ......................................... 4,174,334
Eaton Vance California Municipals Fund (Class A and B) ....................................... 24,463,635
Eaton Vance Colorado Municipals Fund (Class A and B) ......................................... 3,596,577
Eaton Vance Connecticut Municipals Fund (Class A and B) ...................................... 14,212,867
Eaton Vance Florida Municipals Fund (Class A and B) .......................................... 24,613,180
Eaton Vance Georgia Municipals Fund (Class A and B) .......................................... 5,630,386
Eaton Vance Kentucky Municipals Fund (Class A and B) ......................................... 6,833,269
Eaton Vance Louisiana Municipals Fund (Class A and B) ........................................ 2,863,016
Eaton Vance Maryland Municipals Fund (Class A and B) ......................................... 7,932,905
Eaton Vance Massachusetts Municipals Fund (Class A, B and I) ................................. 20,277,030
Eaton Vance Michigan Municipals Fund (Class A and B) ......................................... 6,929,161
Eaton Vance Minnesota Municipals Fund (Class A and B) ........................................ 5,214,666
Eaton Vance Mississippi Municipals Fund (Class A and B) ...................................... 1,709,379
Eaton Vance Missouri Municipals Fund (Class A and B) ......................................... 5,365,238
Eaton Vance New Jersey Municipals Fund (Class A and B) ....................................... 25,052,197
Eaton Vance New York Municipals Fund (Class A and B) ......................................... 29,643,736
Eaton Vance North Carolina Municipals Fund (Class A and B) ................................... 9,239,018
Eaton Vance Ohio Municipals Fund (Class A and B) ............................................. 17,459,617
Eaton Vance Oregon Municipals Fund (Class A and B) ........................................... 8,144,432
Eaton Vance Pennsylvania Municipals Fund (Class A and B) ..................................... 22,122,413
Eaton Vance Rhode Island Municipals Fund (Class A and B) ..................................... 5,526,478
Eaton Vance South Carolina Municipals Fund (Class A and B) ................................... 4,792,934
Eaton Vance Tennessee Municipals Fund (Class A and B) ........................................ 4,575,743
Eaton Vance Virginia Municipals Fund (Class A and B) ......................................... 11,294,987
Eaton Vance West Virginia Municipals Fund (Class A and B) .................................... 2,681,464
Eaton Vance Municipals Trust II
Eaton Vance Florida Insured Municipals Fund (Class A and B) .................................. 3,346,332
Eaton Vance Hawaii Municipals Fund (Class A and B) ........................................... 1,846,921
Eaton Vance High Yield Municipals Fund (Class A, B and C) .................................... 38,822,871
Eaton Vance Kansas Municipals Fund (Class A and B) ........................................... 2,094,449
Eaton Vance Mutual Funds Trust
Eaton Vance Cash Management Fund ............................................................. 92,765,720
Eaton Vance Equity Research Fund ............................................................. 87,800
Eaton Vance Floating-Rate Fund (Advisers Class, Class B, C and I) ............................ 85,157,120
Eaton Vance Floating-Rate High Income Fund (Advisers Class, Class B, C and I) ................ 48,906,692
Eaton Vance Government Obligations Fund (Class A, B and C) ................................... 191,382,611
Eaton Vance High Income Fund (Class B and C) ................................................. 165,400,801
Eaton Vance Low Duration Fund (Class A, B and C) ............................................. 9,893,375
Eaton Vance Money Market Fund ................................................................ 160,128,109
Eaton Vance Municipal Bond Fund (Class A, B and I) ........................................... 23,504,899
Eaton Vance Strategic Income Fund (Class A, B and C) ......................................... 32,581,694
Eaton Vance Tax Free Reserves ................................................................ 33,086,811
Eaton Vance Tax-Managed Equity Asset Allocation Fund (Class A, B and C) ...................... 17,677,197
Eaton Vance Tax-Managed Growth Fund 1.1 (Class A, B, C, I and S) ............................. 238,758,524
Eaton Vance Tax-Managed Growth Fund 1.2 (Class A, B, C, D and I) ............................. 123,702,488
Eaton Vance Tax-Managed International Growth Fund (Class A, B, C and D) ...................... 13,807,935
Eaton Vance Tax-Managed Mid-Cap Core Fund (Class A, B and C) ................................. 890,355
Eaton Vance Tax-Managed Multi-Cap Opportunity Fund (Class A, B, C and D) ..................... 5,064,394
Eaton Vance Tax-Managed Small-Cap Value Fund (Class A, B and C) .............................. 1,107,249
Eaton Vance Tax-Managed Value Fund (Class A, B, C and D) ..................................... 51,679,836
Eaton Vance Series Trust
Eaton Vance Tax-Managed Growth Fund 1.0 ...................................................... 2,066,354
Eaton Vance Special Investment Trust
Eaton Vance Balanced Fund (Class A, B and C) ................................................. 28,899,245
Eaton Vance Emerging Markets Fund (Class A and B) ............................................ 1,460,540
Eaton Vance Greater India Fund (Class A and B) ............................................... 2,058,327
Eaton Vance Large-Cap Core Fund (Class A, B and C) ........................................... 564,860
Eaton Vance Small-Cap Growth Fund (Class A, B and C) ......................................... 1,206,794
Eaton Vance Small-Cap Value Fund (Class A, B and C) .......................................... 203,722
Eaton Vance Special Equities Fund (Class A, B and C) ......................................... 13,064,530
EXHIBIT B
As of February 28, 2003, the following record owner(s) of the specified Fund and class held the share percentages indicated below,
which were owned either (i) beneficially by such person(s) or (ii) of record by such person(s) on behalf of customers who are the
beneficial owners of such shares and as to which such record owner(s) may exercise voting rights under certain limited
circumstances. Beneficial owners of 25% or more of a class of a Fund are presumed to be in control of the class for purposes of
voting on certain matters submitted to shareholders. Class I shares are also known as "Institutional Shares". Beneficial share
ownership by a Fund Trustee or officer, as the case may be, is noted.
AMOUNT OF
SECURITIES AND
ADDRESS % OWNED
EATON VANCE GROWTH TRUST
ATLANTA CAPITAL INTERMEDIATE BOND FUND
Class I Shares
NFSC FEBO GBA Master Pension & PS Trust, GBA Retirement Serv. Inc. TTEE(1) Atlanta, GA 841,608 (78.2%)
Reliance Trust Company FBO Georgia Bankers Association .................... Atlanta, GA 233,374 (21.7%)
Class R Shares
Eaton Vance Management* ................................................... Boston, MA 265 (100.0%)
ATLANTA CAPITAL LARGE-CAP GROWTH FUND
Class I Shares
NFSC FEBO GBA Master Pension & PS Trust, GBA Retirement Serv. Inc. TTEE(1) Atlanta, GA 11,109,223 (45.0%)
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Profit Sharing Plan** ................................................... Glastonbury, CT 491,526 (19.8%)
NFSC FEBO GBA Capital Plans ............................................... Stockbridge, GA 460,944 (18.6%)
Reliance Trust Company FBO Georgia Bankers Association .................... Atlanta, GA 383,573 (15.5%)
Class R Shares
Eaton Vance Management* ................................................... Boston, MA 101 (100.0%)
ATLANTA CAPITAL SMALL-CAP FUND
Class I Shares
NFSC FEBO GBA Master Pension & PS Trust, GBA Retirement Serv. Inc. TTEE(1) Atlanta, GA 321,873 (33.3%)
NFSC GBA Capital Plans .................................................... Stockbridge, GA 228,137 (23.6%)
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Profit Sharing Plan** ................................................... Glastonbury, CT 198,460 (20.6%)
HIB Fund FBO c/o Marshall Ilsley Trust ........ Milwaukee, WI 108,460 (11.2%)
Reliance Trust Company FBO Georgia Bankers Association .................... Atlanta, GA 62,024 (6.4%)
Class R Shares
Eaton Vance Management* ................................................... Boston, MA 101 (100.0%)
EATON VANCE ASIAN SMALL COMPANIES FUND
Class A Shares
National Investors Services ............................................... New York, NY 56,535 (34.4%)
PaineWebber FBO Norman F. Bodine .......................................... Bloomfield, MI 10,196 (6.2%)
James B. Hawkes(2) ........................................................ Beverly, MA 6,514 (3.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 20,633 (37.1%)
EATON VANCE GROWTH FUND
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 102,965 (12.0%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 56,304 (13.0%)
EATON VANCE INFORMATION AGE FUND
Class A Shares
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Profit Sharing Plan** ................................................... Glastonbury, CT 231,418 (8.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 216,130 (7.8%)
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 198,804 (7.2%)
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Savings Plan** .......................................................... Glastonbury, CT 149,179 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 632,503 (14.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 282,321 (21.2%)
Class D Shares
NFSC FEBO Olatutu Sholeye ................................................. Danville, VA 8,910 (7.5%)
NFSC FEBO Chase Manhattan Bank, Custodian IRA of Isaac Bensoussan ......... Brooklyn, NY 6,757 (5.1%)
EATON VANCE LARGE-CAP GROWTH FUND
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 5,536 (15.5%)
Fiserv Securities, Inc. ................................................... Philadelphia, PA 4,468 (12.5%)
LPL Financial Services .................................................... San Diego, CA 4,267 (11.9%)
Paine Webber FBO Kathleen Snodgrass ....................................... Palo Alto, CA 2,158 (6.0%)
Edward D. Jones and Co. Janice Thomas & Howard J. Thomas TEES ............. Maryland Heights, MO 1,906 (5.3%)
Edward D. Jones and Co. Howard J. Thomas & Janice Thomas TEES ............. Maryland Heights, MO 1,906 (5.3%)
EATON VANCE SMALL-CAP FUND
PFPC Brokerage Services FBO Neuberger Berman .............................. King of Prussia, PA 746,092 (94.2%)
EATON VANCE WORLDWIDE HEALTH SCIENCES FUND
Class A Shares
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 12,568,374 (12.9%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 9,375,401 (9.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 9,790,202 (14.2%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 10,858,715 (24.5%)
Class D Shares
None
EATON VANCE INVESTMENT TRUST
EATON VANCE CALIFORNIA LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 608,508 (26.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 169,135 (35.5%)
Pershing LLC .............................................................. Jersey City, NJ 40,343 (8.5%)
Pershing LLC .............................................................. Jersey City, NJ 25,750 (5.4%)
EATON VANCE FLORIDA LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 409,272 (9.5%)
First Clearing Corp. -- Lois B. Pope ...................................... Delray Beach, FL 383,603 (8.9%)
PaineWebber FBO Albert Cohen Family Limited Partnership ................... Miami, FL 221,046 (5.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 272,698 (35.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 639,297 (48.9%)
First Clearing Corporation -- Milton Keiner Rev Trust, Milton Keiner
Trustee ................................................................. Ft. Lauderdale, FL 67,786 (5.2%)
Pershing LLC .............................................................. Jersey City, NJ 67,737 (5.2%)
EATON VANCE MASSACHUSETTS LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 567,733 (12.7%)
US Clearing Corp. ......................................................... New York, NY 305,198 (6.8%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 115,112 (14.2%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 258,091 (17.8%)
PaineWebber FBO Arthur Solomon ............................................ Cambridge, MA 82,171 (5.7%)
EATON VANCE NATIONAL LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,658,855 (14.5%)
Mars & Co. ................................................................ Boston, MA 741,408 (6.5%)
LPL Financial Services .................................................... San Diego, CA 590,551 (5.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 974,572 (32.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,658,261 (35.9%)
EATON VANCE NEW JERSEY LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 379,297 (10.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 284,449 (38.3%)
EATON VANCE NEW YORK LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 653,300 (11.8%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 332,146 (27.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 776,053 (31.2%)
EATON VANCE OHIO LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 337,853 (18.6%)
McDonald Investments Inc. ................................................. Cleveland, OH 218,331 (12.0%)
McDonald Investments Inc. ................................................. Cleveland, OH 93,150 (5.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 113,542 (44.7%)
Pershing LLC .............................................................. Jersey City, NJ 52,082 (20.5%)
McDonald Investments Inc. ................................................. Brooklyn, OH 25,375 (10.0%)
EATON VANCE PENNSYLVANIA LIMITED MATURITY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 477,956 (15.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 163,775 (19.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 606,026 (43.1%)
PaineWebber FBO Raimond Family Limited Partnership ........................ Sewickley, PA 108,256 (7.7%)
EATON VANCE MUNICIPALS TRUST
EATON VANCE ALABAMA MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 115,040 (12.6%)
NFSC FBO Thomas A. Sharp, Jr. ............................................. Huntsville, AL 104,906 (11.5%)
A.G. Edwards & Sons, Inc. FBO Peggy B. Kelly, TTEE Sean A. Kelly Trust .... St. Louis, MO 103,329 (11.3%)
Eileene D. Griffith TTE FBO Robert L. Griffith Sr. ........................ Montgomery, AL 49,165 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,286,056 (24.8%)
EATON VANCE ARIZONA MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 114,008 (13.1%)
PaineWebber FBO Sharon G. Weich TTEE Weich Revoc Trust .................... Tucson, AZ 58,116 (6.7%)
Pershing LLC .............................................................. Jersey City, NJ 44,952 (5.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 641,659 (11.2%)
EATON VANCE ARKANSAS MUNICIPALS FUND
Class A Shares
Dean Witter FBO Cecil W. Cupp, Jr. Trustee ................................ New York, NY 243,470 (29.5%)
Morgan Keegan & Co., Inc. FBO Elise Basore Irrevocable Income DTD 12/15/02;
J. Neff Basore, Jr. ..................................................... Bella Vista, AR 99,305 (12.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 172,893 (5.2%)
EATON VANCE CALIFORNIA MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 450,693 (18.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,412,887 (10.9%)
EATON VANCE COLORADO MUNICIPALS FUND
Class A Shares
Philip J. Sevier and Kathleen A. Reilly JTWROS ............................ Denver, CO 94,301 (12.2%)
Dean Witter FBO Messina Family Partners Ltd. .............................. New York, NY 83,552 (10.8%)
Philip J. Sevier and Kathleen A. Reilly JTWROS ............................ Denver, CO 72,242 (9.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 218,518 (7.7%)
EATON VANCE CONNECTICUT MUNICIPALS FUND
Class A Shares
Fiserv Securities, Inc. ................................................... Philadelphia, PA 424,355 (18.7%)
Pershing LLC .............................................................. Jersey City, NJ 127,732 (5.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,806,501 (15.1%)
EATON VANCE FLORIDA MUNICIPALS FUND
Class A Shares
AG Edwards & Sons Inc. FBO Robin Melva Anderson ........................... St. Louis, MO 158,015 (7.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 130,617 (6.2%)
NFSC FBO James G. Hargrove, Trustee ....................................... Tequesta, FL 112,932 (5.3%)
PaineWebber FBO Lee T. Carter ............................................. Bonita Springs, FL 106,458 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,866,598 (12.7%)
EATON VANCE GEORGIA MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 57,885 (13.1%)
First Clearing Corp. ...................................................... Dahlonega, GA 31,378 (7.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 783,040 (15.1%)
EATON VANCE KENTUCKY MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 58,987 (14.7%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 40,445 (10.1%)
Prudential Securities, Inc. FBO Margaret Buzzell .......................... Lexington, KY 21,709 (5.4%)
Fiserv Securities, Inc. ................................................... Philadelphia, PA 20,060 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 863,149 (13.4%)
EATON VANCE LOUISIANA MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 144,616 (22.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 37,018 (6.0%)
Raymond James & Assoc. Inc. FBO Rhymes, RR ................................ St. Petersburg, FL 32,288 (5.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 899,352 (40.0%)
EATON VANCE MARYLAND MUNICIPALS FUND
Class A Shares
Legg Mason Wood Walker Inc. ............................................... Baltimore, MD 137,803 (15.1%)
NFSC FEBO ................................................................. Rockville, MD 113,764 (12.5%)
H&R Block Financial Advisors .............................................. Detroit, MI 106,383 (11.7%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 68,947 (7.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 749,162 (10.7%)
EATON VANCE MASSACHUSETTS MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 1,201,898 (29.0%)
Greenfield Savings Bank ................................................... Greenfield, MA 212,239 (5.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 207,371 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,297,731 (8.4%)
Class I Shares
Mars & Co. ................................................................ Boston, MA 354,999 (41.1%)
M. Dozier Gardner ......................................................... Brookline, MA 129,625 (15.0%)
Benjamin A. Rowland, Jr. .................................................. Marblehead, MA 80,255 (9.3%)
Fleet National Bank Custodian Loring Walcott & Coolidge ................... Rochester, NY 70,892 (8.2%)
Searles Liquid Asset Trust ................................................ Hamilton, MA 51,918 (6.0%)
Alan R. Dynner(3) ......................................................... Boston, MA 18,921 (2.2%)
EATON VANCE MICHIGAN MUNICIPALS FUND
Class A Shares
NFSC FBO Hani Berro & Mona Berro .......................................... Dearborn, MI 106,952 (28.3%)
H&R Block Financial Advisors, Inc. ........................................ Detroit, MI 26,768 (7.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 20,339 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 909,806 (13.9%)
EATON VANCE MINNESOTA MUNICIPALS FUND
Class A Shares
BNY Clearing Services FBO Irene Giesen .................................... Milwaukee, WI 188,145 (20.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 247,731 (5.8%)
EATON VANCE MISSISSIPPI MUNICIPALS FUND
Class A Shares
NFSC FBO The Betty T. Dabney Living Trust ................................. Crystal Springs, MS 43,142 (18.3%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 38,620 (16.3%)
NFSC FEBO M. Wayne Bush & Celeste F. Bush JTWROS .......................... Schlater, MS 12,920 (5.4%)
A.G. Edwards & Sons Inc. FBO Joy B. Roberts Rev Trust ..................... St. Louis, MO 11,939 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 276,083 (18.7%)
EATON VANCE MISSOURI MUNICIPALS FUND
Class A Shares
Kenneth G. Basham & Sharon S. Basham TTEES ................................ Blue Springs, MO 50,555 (7.2%)
David R. Zapatka & Joann M. Zapatka TTEE .................................. Springfield, MO 48,813 (6.9%)
Charles P. Duncker TTEE Charles P. Duncker Rev Trust ...................... St. Louis, MO 48,494 (6.9%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 35,222 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 362,646 (7.7%)
EATON VANCE NEW JERSEY MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 208,539 (7.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,048,057 (9.3%)
EATON VANCE NEW YORK MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 335,496 (11.3%)
Charles Schwab & Co. Inc. ................................................. San Francisco, CA 153,801 (5.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,997,811 (7.4%)
EATON VANCE NORTH CAROLINA MUNICIPALS FUND
Class A Shares
Edward D. Jones and Co. F/A/O Herbert W. Eplee Sr. &
Shirley J. Eplee ........................................................ Maryland Heights, MO 76,782 (7.5%)
First Clearing Corporation -- Charlie H. Seahorn &
Christine N. Seahorn JTWROS ............................................. Huntersville, NC 68,364 (6.7%)
First Clearing Corp. ...................................................... Concord, NC 51,787 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 754,605 (9.2%)
EATON VANCE OHIO MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 227,502 (13.1%)
Pershing LLC .............................................................. Jersey City, NJ 117,778 (6.8%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,882,477 (18.3%)
EATON VANCE OREGON MUNICIPALS FUND
Class A Shares
CS Yaillen TTEE for the Intervivos TR of CS & RB Yaillen .................. Portland, OR 114,816 (12.9%)
A. Erica Gannaway TTEE A. Erica Gannaway Trust ............................ Lakeview, OR 52,462 (5.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 563,970 (7.8%)
EATON VANCE PENNSYLVANIA MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 113,634 (7.1%)
Josephine J. Kuhn ......................................................... Pittsburgh, PA 94,923 (5.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,303,362 (11.2%)
EATON VANCE RHODE ISLAND MUNICIPALS FUND
Class A Shares
H&R Block Financial Advisors, Inc. ........................................ Detroit, MI 161,198 (13.8%)
RBC Dain Rauscher FBO Nicholas D. Tarbox &
Jo Ann M. Tarbox Jt Ten ................................................. N. Kingstown, RI 123,043 (10.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 488,063 (11.1%)
EATON VANCE SOUTH CAROLINA MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 172,223 (20.0%)
J.J.B. Hilliard, W.L. Lyons, Inc. ......................................... Louisville, KY 115,131 (13.3%)
FS Trust & Co. ............................................................ Charleston, SC 54,695 (6.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 475,382 (12.1%)
EATON VANCE TENNESSEE MUNICIPALS FUND
Class A Shares
Fiserv Securities, Inc. ................................................... Philadelphia, PA 108,010 (13.8%)
PaineWebber FBO Elizabeth W. Dupree ....................................... Knoxville, TN 46,779 (6.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 297,492 (7.4%)
EATON VANCE VIRGINIA MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 146,281 (15.4%)
Betty J. Clowers .......................................................... Arlington, VA 122,655 (12.9%)
NFSC FEBO Buddy E. Williams ............................................... Stuart, VA 90,457 (9.5%)
NFSC FEBO Buddy E. Williams ............................................... Stuart, VA 89,337 (9.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,053,841 (10.2%)
EATON VANCE WEST VIRGINIA MUNICIPALS FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 31,749 (8.7%)
Hazlett Burt & Watson, Inc. FBO Marjorie L. Spustack ...................... Ravenswood, WV 31,184 (8.5%)
Salomon Smith Barney Inc. ................................................. New York, NY 26,374 (7.2%)
Dain Rauscher Inc. FBO Thomas A. Bradford ................................. Charleston, WV 21,978 (6.0%)
Pershing LLC .............................................................. Jersey City, NJ 19,906 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 245,499 (10.5%)
Salomon Smith Barney Inc. ................................................. New York, NY 133,117 (5.7%)
EATON VANCE MUNICIPALS TRUST II
EATON VANCE FLORIDA INSURED MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 285,447 (23.7%)
US Clearing Corp. ......................................................... New York, NY 98,647 (8.1%)
James L. Elliot Living Trust .............................................. Charlevoix, MI 94,472 (7.4%)
First Clearing Corporation FBO Craig J. Hudson ............................ Wauconda, IL 89,621 (7.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 361,158 (16.8%)
EATON VANCE HAWAII MUNICIPALS FUND
Class A Shares
Raymond James & Assoc. Inc. FBO Yamane, K. Trust .......................... St. Petersburg, FL 15,065 (20.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 14,588 (19.9%)
Prudential Securities Inc. FBO Shizuko Machida Rev Liv Trust .............. Hilo, HI 6,541 (8.9%)
Taeko Iwashita Revocable Living Trust ..................................... Kealakekua, HI 6,379 (8.7%)
Salomon Smith Barney Inc. ................................................. New York, NY 4,443 (6.0%)
John Grant & Colleen Doyle Ten Com ........................................ Kula, HI 3,827 (5.2%)
Class B Shares
Prudential Securities Inc FBO Edward T. Strickland ........................ Kanoehe, HI 168,500 (9.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 136,655 (7.7%)
Penson Financial Services, Inc. ........................................... Dallas, TX 90,367 (5.0%)
EATON VANCE HIGH YIELD MUNICIPALS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,348,377 (9.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 4,194,096 (21.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,380,092 (33.3%)
EATON VANCE KANSAS MUNICIPALS FUND
Class A Shares
Tom George ................................................................ Wichita, KS 102,831 (10.1%)
Loretta L. Tetuan ......................................................... Berryton, KS 58,250 (5.7%)
PaineWebber FBO Arlen Mitchell ............................................ Valley Center, KS 56,089 (5.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 94,910 (8.7%)
EATON VANCE MUTUAL FUNDS TRUST
EATON VANCE CASH MANAGEMENT FUND
Saturn & Co. .............................................................. Boston, MA 20,438,570 (22.0%)
James B. Hawkes(2) ........................................................ Beverly, MA 1,886,482 (2.0%)
EATON VANCE EQUITY RESEARCH FUND
Eaton Vance Management* ................................................... Boston, MA 50,001 (56.9%)
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Savings Plan** .......................................................... Glastonbury, CT 19,832 (22.6%)
Duncan W. Richardson & Elizabeth B. Richardson JTWROS(4) .................. Waban, MA 5,000 (5.7%)
Judith A. Steul ........................................................... Brookline, MA 4,730 (5.4%)
Walter M. Row, III & Arlene F. Row JTWROS(5) .............................. Hamilton, MA 1,000 (1.1%)
EATON VANCE FLOATING-RATE FUND
Advisers Class
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 2,384,980 (28.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 553,198 (6.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,864,676 (8.8%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 6,823,476 (13.1%)
Class I Shares
Alerus Financial .......................................................... Grand Forks, ND 997,161 (28.1%)
Eaton Vance Management Master Trust for Retirement Plans -- Eaton Vance
Management Profit Sharing Plan** ........................................ Glastonbury, CT 598,983 (16.9%)
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 455,825 (12.8%)
National Investor Services ................................................ New York, NY 221,717 (6.2%)
EATON VANCE FLOATING-RATE HIGH INCOME FUND
Advisers Class
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 479,015 (15.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,247,017 (7.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,283,409 (8.0%)
Class I Shares
National Investor Services ................................................ New York, NY 30,090 (18.6%)
James B. Hawkes(2) ........................................................ Beverly, MA 28,798 (17.8%)
Walker Martin ............................................................. Beverly, MA 25,752 (15.9%)
James B. Hawkes FBO Sara M. Hawkes(2) ..................................... Decatur, GA 19,336 (12.0%)
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 11,376 (7.0%)
Alan R. Dynner(3) ......................................................... Boston, MA 5,617 (3.5%)
EATON VANCE GOVERNMENT OBLIGATIONS FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 4,225,117 (7.8%)
Eaton Vance Management* ................................................... Boston, MA 3,336,798 (6.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 8,591,831 (11.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 11,014,063 (17.6%)
EATON VANCE HIGH INCOME FUND
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 21,751,907 (17.0%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 8,677,286 (23.0%)
EATON VANCE LOW DURATION FUND
Class A Shares
Pershing LLC .............................................................. Jersey City, NJ 502,513 (10.8%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 493,581 (10.7%)
PaineWebber FBO Heifer Project Int'l, Inc. ................................ Little Rock, AR 403,388 (8.7%)
PaineWebber FBO Timcor Financial Corporation .............................. Los Angeles, CA 253,266 (5.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 178,815 (9.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 407,119 (11.8%)
EATON VANCE MONEY MARKET FUND
None
EATON VANCE MUNICIPAL BOND FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,328,890 (13.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 984,516 (15.7%)
Class I Shares
None
EATON VANCE STRATEGIC INCOME FUND
Class A Shares
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 196,835 (7.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 7,320,541 (29.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 494,194 (9.6%)
EATON VANCE TAX FREE RESERVES
Saturn & Co. .............................................................. Boston, MA 21,126,303 (63.8%)
PaineWebber FBO R.J. Ableidinger Living Trust ............................. Lutz, FL 2,212,916 (6.6%)
EATON VANCE TAX-MANAGED EQUITY ASSET ALLOCATION FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 758,172 (13.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 691,624 (12.2%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,551,759 (25.0%)
EATON VANCE TAX-MANAGED GROWTH FUND 1.1
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 4,344,388 (7.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 21,473,888 (16.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 10,935,660 (22.2%)
Class I Shares
William R. Cross .......................................................... Manchester, MA 164,934 (29.9%)
Pershing LLC .............................................................. Jersey City, NJ 13,779 (19.0%)
Ellen H. Cross ............................................................ Manchester, MA 76,957 (13.9%)
Class S Shares
U/W Clemence S. Lieber FBO Robert J. Lieber ............................... St. Louis, MO 204,009 (10.2%)
U/W Clemence S. Lieber FBO Mary L. Schoolman .............................. St. Louis, MO 200,009 (10.0%)
Robert J. Lieber Trust .................................................... St. Louis, MO 192,282 (9.6%)
Mary L. Schoolman Trust ................................................... St. Louis, MO 181,918 (9.1%)
U/W Clemence S. Lieber FBO Arthur H. Lieber ............................... St. Louis, MO 161,981 (8.1%)
U/W Lucille Wolfort FBO Joan Rosenblum .................................... St. Louis, MO 139,859 (7.0%)
U/W Lucille Wolfort FBO Susan Ettman ...................................... St. Louis, MO 135,663 (6.8%)
Jeffrey A. Rosenblum TTEE Under Article 7 U/W Arthur Strauss .............. St. Louis, MO 110,129 (5.5%)
Jeffrey A. Rosenblum TTEE Under Article 8 U/W Arthur Strauss .............. St. Louis, MO 108,861 (5.4%)
EATON VANCE TAX-MANAGED GROWTH FUND 1.2
Class A Shares
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 4,870,271 (9.3%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 2,944,360 (5.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 5,164,602 (14.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 7,183,270 (21.5%)
Class D Shares
None
Class I Shares
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 168,603 (33.9%)
Pebatco & Co. ............................................................. Marietta, OH 93,876 (18.9%)
Pershing LLC .............................................................. Jersey City, NJ 34,168 (6.8%)
Pershing LLC .............................................................. Jersey City, NJ 28,760 (5.7%)
EATON VANCE TAX-MANAGED INTERNATIONAL GROWTH FUND
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 547,255 (10.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 765,035 (20.3%)
Class D Shares
PaineWebber FBO Shaun Patrick Burns Irrevocable Trust ..................... Detroit, MI 5,370 (6.4%)
US Clearing Corp. FBO 978-12819-11 ........................................ New York, NY 4,516 (5.4%)
Wells Fargo Investments LLC ............................................... Minneapolis, MN 4,314 (5.1%)
NFSC FBO Irwin C. Unger Revocable Trust ................................... Delray Beach, FL 4,283 (5.1%)
EATON VANCE TAX-MANAGED MID-CAP CORE FUND
Class A Shares
Merrill Lynch, Pierce Fenner & Smith, Inc. ................................ Jacksonville, FL 29,384 (7.0%)
Raymond James & Associates, Inc. FBO McMurry SPI .......................... St. Petersburg, FL 23,427 (5.6%)
Wharton P. Whitaker ....................................................... Barrington, RI 21,944 (5.2%)
Class B Shares
None
Class C Shares
Wells Fargo Investments LLC ............................................... Minneapolis, MN 31,939 (12.4%)
NFSC FBO Bruce Gramaila ................................................... Chicago, IL 17,045 (6.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 14,214 (5.5%)
EATON VANCE TAX-MANAGED MULTI-CAP OPPORTUNITY FUND
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 158,600 (9.2%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 260,922 (17.2%)
Class D Shares
National Investor Services ................................................ New York, NY 29,620 (19.0%)
NFSC FBO James S. Sellars Revocable Trust ................................. Boynton Beach, FL 11,890 (7.6%)
PaineWebber FBO Shaun Patrick Burns Irrevocable Trust ..................... Detroit, MI 11,788 (7.5%)
EATON VANCE TAX-MANAGED SMALL-CAP VALUE FUND
Class A Shares
Eaton Vance Management* ................................................... Boston, MA 38,000 (8.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 25,819 (5.7%)
Fiserv Securities, Inc. ................................................... Philadelphia, PA 22,590 (5.0%)
Class B Shares
Bear Stearns Securities Corp. ............................................. Brooklyn, NY 35,348 (9.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 22,127 (5.6%)
Class C Shares
Wells Fargo Investments LLC ............................................... Minneapolis, MN 31,043 (11.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 16,114 (5.9%)
EATON VANCE TAX-MANAGED VALUE FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 1,529,706 (9.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 3,722,915 (21.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 3,813,982 (22.9%)
Class D Shares
None
EATON VANCE SERIES TRUST
EATON VANCE TAX-MANAGED GROWTH FUND 1.0
None
EATON VANCE SPECIAL INVESTMENT TRUST
EATON VANCE BALANCED FUND
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 270,211 (7.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 97,890 (13.2%)
EATON VANCE EMERGING MARKETS FUND
Class A Shares
Mars & Co. ................................................................ Boston, MA 48,804 (5.5%)
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 75,081 (8.5%)
Circle Trust Company, Custodian for Medstar Health
Option Plan ............................................................. Stamford, CT 49,599 (5.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 47,599 (5.3%)
James B. Hawkes(2) ........................................................ Beverly, MA 11,126 (1.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 64,718 (11.2%)
EATON VANCE GREATER INDIA FUND
Class A Shares
Charles Schwab & Co., Inc. ................................................ San Francisco, CA 91,448 (16.5%)
National Investor Services ................................................ New York, NY 41,254 (7.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 29,545 (5.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 176,575 (11.7%)
EATON VANCE LARGE-CAP CORE FUND
Class A Shares
Eaton Vance Management* ................................................... Boston, MA 98,000 (34.9%)
Eaton Vance Master Trust for Retirement Plans -- Eaton Vance Management
Savings Plan** .......................................................... Glastonbury, CT 19,155 (6.8%)
Pershing LLC .............................................................. Jersey City, NJ 15,954 (5.7%)
Duncan W. Richardson & Elizabeth B. Richardson JTWROS(4) .................. Waban, MA 6,065 (2.2%)
Class B Shares
First Clearing Corp. -- James J. Fleming Jr. & Lori Fleming ............... Churchville, PA 11,600 (7.3%)
Scott E. Matthews and Janice D. Matthews JTWROS ........................... Mission, TX 9,843 (6.2%)
Rodolfo A. Saca ........................................................... Harlingen, TX 9,690 (6.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 21,393 (16.9%)
Wexford Clearing Services Corp. FBO Gary D. Mitchell ...................... Anderson, SC 16,607 (13.2%)
American Enterprise Investment SVCS ....................................... Minneapolis, MN 8,787 (7.0%)
Davenport & Company LLC -- W. Kyle Anderson &
Amy L. Anderson ......................................................... Williamsburg, VA 8,739 (6.9%)
American Enterprise Investment SVCS ....................................... Minneapolis, MN 8,325 (6.6%)
EATON VANCE SMALL-CAP GROWTH FUND
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 173,722 (17.8%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 15,060 (21.9%)
First Clearing Corp. -- Pius Volk ......................................... Bismarck, ND 7,610 (11.1%)
PaineWebber FBO L14 Partnership ........................................... Dallas, TX 4,565 (6.6%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 24,145 (15.1%)
Prudential Securities Inc. FBO Faegre & Benson Retirement Tr 401K dtd 12/
26/84 FBO Mr. Gale R. Mellum ............................................ Minneapolis, MN 22,357 (14.0%)
Prudential Securities Inc. FBO Mr. John A. Freeburg ....................... Ramsey, MN 8,389 (5.2%)
EATON VANCE SMALL-CAP VALUE FUND
Class A Shares
LPL Financial Services .................................................... San Diego, CA 50,392 (35.0%)
Robert W. Baird & Co. Inc. ................................................ Milwaukee, WI 16,129 (11.2%)
LPL Financial Services .................................................... San Diego, CA 13,438 (9.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 5,815 (17.2%)
Huntleigh Securities -- William C. West ................................... St. Louis, MO 3,538 (10.4%)
Pershing LLC .............................................................. Jersey City, NJ 2,101 (6.2%)
PaineWebber FBO Philip A. Jannarone & Gaile L. Jannarone JTWROS ........... Crystal River, FL 1,717 (5.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 14,147 (54.6%)
Southwest Securities Inc. FBO Woodrow Richard Stubbs Charitable Remainder
Trust -- Woodrow Richard Stubbs Trustee ................................. Dallas, TX 2,291 (8.8%)
Southwest Securities Inc. FBO Woodrow Richard Stubbs Revocable Trust --
Woodrow Richard Stubbs Trustee .......................................... Dallas, TX 2,275 (8.8%)
Prudential Securities Inc. FBO Mrs. Marilyn Benkler ....................... Englewood, NJ 1,359 (5.2%)
EATON VANCE SPECIAL EQUITIES FUND
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 113,830 (18.9%)
Prudential Securities Inc. FBO Ruth G. Battel ............................. Mahwah, NJ 32,412 (5.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. ............................... Jacksonville, FL 304,832 (46.8%)
- ----------
* Eaton Vance is a Massachusetts business trust and a wholly-owned subsidiary of EVC.
** These shareholders are retirement and profit sharing plans sponsored by Eaton Vance and certain of its affiliated entities.
(1) Represents ownership of different accounts owning 5% or more of the outstanding shares of this class.
(2) Mr. Hawkes is a Trustee of Eaton Vance Growth Trust, Eaton Vance Mutual Funds Trust, Eaton Vance Special Investment Trust,
Asian Small Companies Portfolio, Cash Management Portfolio, Emerging Markets Portfolio, Floating Rate Portfolio and High
Income Portfolio. Mr. Hawkes is Vice President of Asian Small Companies Portfolio and Emerging Markets Portfolio.
(3) Mr. Dynner is Secretary of Eaton Vance Municipals Trust, Eaton Vance Mutual Funds Trust, Massachusetts Municipals Portfolio,
Floating Rate Portfolio and High Income Portfolio.
(4) Mr. Richardson is a Vice President of Eaton Vance Mutual Funds Trust and President of Large-Cap Core Portfolio.
(5) Mr. Row is a Vice President of Eaton Vance Mutual Funds Trust.
EXHIBIT C
COMPENSATION OF TRUSTEES
JESSICA M. EDWARD DONALD R. SAMUEL L. NORTON H. LYNN A.
TRUSTS/PORTFOLIOS*** BIBLIOWICZ K.Y. CHEN DWIGHT HAYES, III REAMER STOUT
Eaton Vance Growth Trust
(10 Funds)
Funds with 8/31 FYE $ 2,645 -- $ 2,189 $ 2,470 $ 2,179 $ 2,414
Funds with 9/30 FYE 2,593 -- 2,158 2,459 2,149 2,373
Eaton Vance Investment Trust
(8 Funds) 1,005 -- 811 873 808 907
Eaton Vance Municipals Trust
(28 Funds)
Funds with 7/31 FYE 11,327 -- 9,329 10,430 9,289 10,317
Funds with 8/31 FYE 11,212 -- 9,281 10,476 9,242 10,234
Funds with 9/30 FYE 11,096 -- 9,234 10,522 9,194 10,152
Eaton Vance Municipals Trust II
(4 Funds) 894 -- 723 779 718 814
Eaton Vance Mutual Funds Trust
(21 Funds)
Funds with 10/31 FYE 11,366 -- 9,973 11,254 9,882 10,780
Funds with 12/31 FYE 9,661 -- 8,460 8,978 8,377 9,312
Eaton Vance Series Trust
(1 Fund) 780 -- 632 680 626 --
Eaton Vance Special Investment Trust
(12 Funds) 6,555 -- 5,839 6,183 5,772 6,417
AL Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
AZ Municipals Portfolio 1,001 -- 1,331 1,385 1,294 1,301
AR Municipals Portfolio 373 -- 309 349 308 341
Asian Small Companies Portfolio -- $ 5,000 -- -- -- --
CA Ltd. Maturity Municipals Portfolio 39 -- 31 34 31 35
CA Municipals Portfolio 2,482 -- 2,559 2,811 2,517 2,644
Capital Growth Portfolio 2,711 -- 2,718 2,824 2,678 2,893
Cash Management Portfolio 3,179 -- 3,087 3,221 3,045 3,304
CO Municipals Portfolio 376 -- 310 346 308 342
CT Municipals Portfolio 1,452 -- 1,703 1,800 1,664 1,711
Emerging Markets Portfolio -- 5,000 32 34 31 --
Floating Rate Portfolio 5,108 -- 4,749 5,311 4,692 5,045
FL Insured Municipals Portfolio 330 -- 266 286 264 298
FL Ltd. Maturity Municipals Portfolio 386 -- 312 336 311 349
FL Municipals Portfolio 2,926 -- 2,929 3,232 2,885 3,051
GA Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
Government Obligations Portfolio 3,643 -- 3,471 3,635 3,426 3,740
Growth Portfolio 1,448 -- 1,699 1,814 1,661 1,703
HI Municipals Portfolio 39 -- 31 34 31 35
High Income Portfolio 4,887 -- 4,566 5,115 4,509 4,844
High Yield Municipals Portfolio 3,513 -- 3,366 3,521 3,320 3,612
Information Age Portfolio - 5,000 2,225 2,406 2,184 2,284
Investment Portfolio*
Investment Grade Income Portfolio 2,711 -- 2,718 2,824 2,678 2,893
KS Municipals Portfolio 39 -- 31 34 31 35
KY Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
Large-Cap Core Portfolio* 390 -- 390 390 390 390
Large-Cap Growth Portfolio* 50 -- 50 50 50 50
LA Municipals Portfolio 373 -- 309 349 308 341
MD Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
MA Ltd. Maturity Municipals Portfolio 386 -- 312 336 311 349
MA Municipals Portfolio 2,037 -- 2,189 2,389 2,148 2,237
MI Municipals Portfolio 1,001 -- 1,331 1,385 1,294 1,301
MN Municipals Portfolio 376 -- 310 346 308 342
MS Municipals Portfolio 37 -- 31 35 31 34
MO Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
Nat'l Ltd. Maturity Municipals Portfolio 1,005 -- 1,342 1,344 1,305 1,326
NJ Ltd. Maturity Municipals Portfolio 386 -- 312 336 311 349
NJ Municipals Portfolio 2,955 -- 2,941 3,185 2,897 3,080
NY Ltd. Maturity Municipals Portfolio 1,005 -- 1,342 1,344 1,305 1,326
NY Municipals Portfolio 3,371 -- 3,299 3,654 3,254 3,457
NC Municipals Portfolio 1,040 -- 1,360 1,429 1,323 1,330
OH Ltd. Maturity Municipals Portfolio 39 -- 31 34 31 35
OH Municipals Portfolio 2,037 -- 2,189 2,389 2,148 2,237
OR Municipals Portfolio 1,001 -- 1,328 1,395 1,292 1,294
PA Ltd. Maturity Municipals Portfolio 386 -- 312 336 311 349
PA Municipals Portfolio 2,504 -- 2,569 2,770 2,527 2,670
RI Municipals Portfolio 370 -- 308 351 307 339
Small-Cap Growth Portfolio 9 -- 8 8 8 9
Small-Cap Portfolio* 50 -- 50 50 50 50
Small-Cap Value Portfolio* 390 -- 390 390 390 390
SC Municipals Portfolio 373 -- 309 349 308 341
South Asia Portfolio -- 5,000 104 112 103 --
Special Equities Portfolio 1,151 -- 1,455 1,464 1,426 1,467
Strategic Income Portfolio 2,465 -- 2,543 2,801 2,501 2,624
Tax-Managed Growth Portfolio 6,495 -- 5,778 6,118 5,711 --
Tax-Managed Int'l Growth Portfolio* 1,404 -- 1,657 1,795 1,620 1,651
Tax-Managed Mid-Cap Core Portfolio* 3 -- 2 3 2 3
Tax-Managed Multi-Cap Opportunity Portfolio 696 -- 814 904 804 809
Tax-Managed Small-Cap Value Portfolio* 3 -- 2 3 2 3
Tax-Managed Value Portfolio* 4,039 -- 3,859 4,308 3,806 4,068
TN Municipals Portfolio 373 -- 309 349 308 341
VA Municipals Portfolio 1,448 -- 1,699 1,814 1,661 1,703
WV Municipals 37 -- 31 35 31 34
Worldwide Health Sciences Portfolio 5,831 -- 5,333 5,933 5,277 5,707
Complex Total(1)/** $160,000 $27,475 $162,500(2) $180,000 $160,000 $160,000(3)
- ----------
* Estimated for Portfolios which have not had a full year of operation.
** Complex total represents compensation for the calendar year ended December 31, 2002. It may not equal the sum of the amounts
shown in the table, which represents compensation for each Fund's or Portfolio's recently completed fiscal year.
*** The unabbreviated names of the Trusts and Portfolios are listed in the Notice to this Proxy Statement.
(1) As of February 28, 2003, the Eaton Vance fund complex consisted of 191 registered investment companies or series thereof.
(2) Includes $60,000 of deferred compensation.
(3) Includes $16,000 of deferred compensation.
EXHIBIT D
AUDITOR FEES
AUDIT FEES FOR OTHER FEES FOR
MOST RECENT MOST RECENT
TRUST/FUND NAME AUDITOR(1)(2) FISCAL YEAR FISCAL YEAR
- --------------- ------------- ----------- -----------
Eaton Vance Growth Trust
Atlanta Capital Intermediate Bond Fund ................................... Deloitte $11,120 $ 7,000
Atlanta Capital Large-Cap Growth Fund .................................... Deloitte 6,500 6,700
Atlanta Capital Small-Cap Fund ........................................... Deloitte 3,300 6,700
Eaton Vance Asian Small Companies Fund ................................... Deloitte 1,200 6,200
Eaton Vance Growth Fund .................................................. PWC 18,100 7,500
Eaton Vance Information Age Fund ......................................... PWC 18,700 7,840
Eaton Vance Large-Cap Growth Fund ........................................ Deloitte 1,200 6,700
Eaton Vance Small-Cap Fund* .............................................. Deloitte 1,200 6,700
Eaton Vance Worldwide Health Sciences Fund ............................... PWC 18,700 8,135
Eaton Vance Investment Trust
Eaton Vance California Limited Maturity Municipals Fund .................. Deloitte $ 6,400 $ 5,870
Eaton Vance Florida Limited Maturity Municipals Fund ..................... Deloitte 7,500 5,970
Eaton Vance Massachusetts Limited Maturity Municipals Fund ............... Deloitte 7,500 5,970
Eaton Vance National Limited Maturity Municipals Fund .................... Deloitte 9,400 6,270
Eaton Vance New Jersey Limited Maturity Municipals Fund .................. Deloitte 7,400 6,070
Eaton Vance New York Limited Maturity Municipals Fund .................... Deloitte 8,500 6,170
Eaton Vance Ohio Limited Maturity Municipals Fund ........................ Deloitte 6,400 5,870
Eaton Vance Pennsylvania Limited Maturity Municipals Fund ................ Deloitte 7,400 6,070
Eaton Vance Municipals Trust
Eaton Vance Alabama Municipals Fund ...................................... Deloitte $ 8,500 $ 6,170
Eaton Vance Arizona Municipals Fund ...................................... Deloitte 8,500 6,170
Eaton Vance Arkansas Municipals Fund ..................................... Deloitte 7,500 5,870
Eaton Vance California Municipals Fund ................................... Deloitte 9,400 6,370
Eaton Vance Colorado Municipals Fund ..................................... Deloitte 7,500 5,970
Eaton Vance Connecticut Municipals Fund .................................. Deloitte 9,500 6,270
Eaton Vance Florida Municipals Fund ...................................... Deloitte 9,500 6,270
Eaton Vance Georgia Municipals Fund ...................................... Deloitte 8,500 6,170
Eaton Vance Kentucky Municipals Fund ..................................... Deloitte 8,500 6,170
Eaton Vance Louisiana Municipals Fund .................................... Deloitte 7,500 5,970
Eaton Vance Maryland Municipals Fund ..................................... Deloitte 8,500 6,170
Eaton Vance Massachusetts Municipals Fund ................................ Deloitte 9,500 6,270
Eaton Vance Michigan Municipals Fund ..................................... Deloitte 8,500 6,170
Eaton Vance Minnesota Municipals Fund .................................... Deloitte 7,500 5,970
Eaton Vance Mississippi Municipals Fund .................................. Deloitte 6,500 5,770
Eaton Vance Missouri Municipals Fund ..................................... Deloitte 8,500 6,170
Eaton Vance New Jersey Municipals Fund ................................... Deloitte 9,500 6,270
Eaton Vance New York Municipals Fund ..................................... Deloitte 9,500 6,270
Eaton Vance North Carolina Municipals Fund ............................... Deloitte 8,500 6,270
Eaton Vance Ohio Municipals Fund ......................................... Deloitte 9,500 6,270
Eaton Vance Oregon Municipals Fund ....................................... Deloitte 8,500 6,170
Eaton Vance Pennsylvania Municipals Fund ................................. Deloitte 9,500 6,270
Eaton Vance Rhode Island Municipals Fund ................................. Deloitte 7,400 6,070
Eaton Vance South Carolina Municipals Fund ............................... Deloitte 7,500 5,970
Eaton Vance Tennessee Municipals Fund .................................... Deloitte 7,500 5,970
Eaton Vance Virginia Municipals Fund ..................................... Deloitte 9,500 6,270
Eaton Vance West Virginia Municipals Fund ................................ Deloitte 6,400 5,870
Eaton Vance Municipals Trust II
Eaton Vance Florida Insured Municipals Fund .............................. Deloitte $ 7,400 $ 6,070
Eaton Vance Hawaii Municipals Fund ....................................... Deloitte 6,400 5,870
Eaton Vance High Yield Municipals Fund ................................... Deloitte 9,500 6,270
Eaton Vance Kansas Municipals Fund ....................................... Deloitte 6,500 5,770
Eaton Vance Mutual Funds Trust
Eaton Vance Cash Management Fund ......................................... PWC $ 8,925 $ 4,495
Eaton Vance Equity Research Fund ......................................... PWC 9,600 7,370
Eaton Vance Floating-Rate Fund ........................................... Deloitte 8,900 6,870
Eaton Vance Floating-Rate High Income Fund ............................... Deloitte 8,900 6,870
Eaton Vance Government Obligations Fund .................................. PWC 18,100 8,915
Eaton Vance High Income Fund ............................................. Deloitte 9,400 6,370
Eaton Vance Low Duration Fund ............................................ PWC 5,000 7,000
Eaton Vance Money Market Fund ............................................ PWC 8,925 4,480
Eaton Vance Municipal Bond Fund .......................................... Deloitte 23,100 7,590
Eaton Vance Strategic Income Fund ........................................ PWC 18,250 10,430
Eaton Vance Tax Free Reserves ............................................ PWC 20,375 4,480
Eaton Vance Tax-Managed Equity Asset Allocation Fund ..................... Deloitte 12,820 14,170
Eaton Vance Tax-Managed Growth Fund 1.1 .................................. Deloitte 9,500 6,270
Eaton Vance Tax-Managed Growth Fund 1.2 .................................. Deloitte 9,500 6,270
Eaton Vance Tax-Managed International Growth Fund ........................ Deloitte 8,900 6,770
Eaton Vance Tax-Managed Mid-Cap Core Fund ................................ Deloitte 4,900 6,670
Eaton Vance Tax-Managed Multi-Cap Opportunity Fund ....................... Deloitte 6,900 6,770
Eaton Vance Tax-Managed Small-Cap Value Fund ............................. Deloitte 4,900 6,770
Eaton Vance Tax-Managed Value Fund ....................................... Deloitte 8,900 6,770
Eaton Vance Series Trust
Eaton Vance Tax-Managed Growth Fund 1.0 .................................. Deloitte $ 9,500 $ 6,270
Eaton Vance Special Investment Trust
Eaton Vance Balanced Fund ................................................ PWC $18,100 $ 9,065
Eaton Vance Emerging Markets Fund ........................................ Deloitte 9,300 6,870
Eaton Vance Greater India Fund ........................................... Deloitte 5,800 6,470
Eaton Vance Large-Cap Core Fund* ......................................... Deloitte 5,300 6,670
Eaton Vance Small-Cap Growth Fund ........................................ PWC 10,350 8,190
Eaton Vance Small-Cap Value Fund* ........................................ Deloitte 1,200 6,670
Eaton Vance Special Equities Fund ........................................ PWC 18,100 7,630
Portfolios
Alabama Municipals Portfolio ............................................. Deloitte $17,120 $ 3,800
Arizona Municipals Portfolio ............................................. Deloitte 17,120 3,800
Arkansas Municipals Portfolio ............................................ Deloitte 15,220 3,800
Asian Small Companies Portfolio .......................................... Deloitte 27,120 5,000
California Limited Maturity Municipals Portfolio ......................... Deloitte 13,120 3,800
California Municipals Portfolio .......................................... Deloitte 35,820 3,800
Capital Growth Portfolio ................................................. PWC 25,975 5,980
Cash Management Portfolio ................................................ PWC 27,875 5,150
Colorado Municipals Portfolio ............................................ Deloitte 15,220 3,800
Connecticut Municipals Portfolio ......................................... Deloitte 21,120 3,800
Emerging Markets Portfolio ............................................... Deloitte 46,320 6,840
Floating Rate Portfolio .................................................. Deloitte 62,020 3,800
Florida Insured Municipals Portfolio ..................................... Deloitte 15,220 3,800
Florida Limited Maturity Municipals Portfolio ............................ Deloitte 15,220 3,800
Florida Municipals Portfolio ............................................. Deloitte 35,820 3,800
Georgia Municipals Portfolio ............................................. Deloitte 17,120 3,800
Government Obligations Portfolio ......................................... PWC 43,975 6,190
Growth Portfolio ......................................................... PWC 26,775 4,840
Hawaii Municipals Portfolio .............................................. Deloitte 13,120 3,800
High Income Portfolio .................................................... Deloitte 62,920 4,600
High Yield Municipals Portfolio .......................................... Deloitte 35,820 3,800
Information Age Portfolio ................................................ PWC 27,900 5,070
Investment Portfolio ..................................................... PWC 7,500 3,000
Investment Grade Income Portfolio ........................................ PWC 37,275 6,090
Kansas Municipals Portfolio .............................................. Deloitte 13,120 3,800
Kentucky Municipals Portfolio ............................................ Deloitte 17,120 3,800
Large-Cap Core Portfolio* ................................................ Deloitte 16,120 4,180
Large-Cap Growth Portfolio ............................................... Deloitte 13,120 3,800
Louisiana Municipals Portfolio ........................................... Deloitte 15,220 3,800
Maryland Municipals Portfolio ............................................ Deloitte 19,020 3,800
Massachusetts Limited Maturity Municipals Portfolio ...................... Deloitte 15,220 3,800
Massachusetts Municipals Portfolio ....................................... Deloitte 21,120 3,800
Michigan Municipals Portfolio ............................................ Deloitte 19,020 3,800
Minnesota Municipals Portfolio ........................................... Deloitte 15,220 3,800
Mississippi Municipals Portfolio ......................................... Deloitte 13,120 3,800
Missouri Municipals Portfolio ............................................ Deloitte 17,120 3,800
National Limited Maturity Municipals Portfolio ........................... Deloitte 21,120 3,800
New Jersey Limited Maturity Municipals Portfolio ......................... Deloitte 15,220 3,800
New Jersey Municipals Portfolio .......................................... Deloitte 35,820 3,700
New York Limited Maturity Municipals Portfolio ........................... Deloitte 17,120 3,800
New York Municipals Portfolio ............................................ Deloitte 35,820 3,800
North Carolina Municipals Portfolio ...................................... Deloitte 19,020 3,800
Ohio Limited Maturity Municipals Portfolio ............................... Deloitte 13,120 3,800
Ohio Municipals Portfolio ................................................ Deloitte 21,120 3,800
Oregon Municipals Portfolio .............................................. Deloitte 19,020 3,800
Pennsylvania Limited Maturity Municipals Portfolio ....................... Deloitte 15,220 3,800
Pennsylvania Municipals Portfolio ........................................ Deloitte 35,820 3,800
Rhode Island Municipals Portfolio ........................................ Deloitte 15,220 3,800
Small-Cap Growth Portfolio ............................................... PWC 13,025 5,910
Small-Cap Portfolio ...................................................... Deloitte 13,120 3,800
Small-Cap Value Portfolio* ............................................... Deloitte 15,520 3,700
South Asia Portfolio ..................................................... Deloitte 23,120 4,600
South Carolina Municipals Portfolio ...................................... Deloitte 15,222 3,800
Special Equities Portfolio ............................................... PWC 27,375 4,925
Strategic Income Portfolio ............................................... PWC 83,600 7,195
Tax-Managed Growth Portfolio ............................................. Deloitte 75,920 5,100
Tax-Managed International Growth Portfolio ............................... Deloitte 23,120 3,700
Tax-Managed Mid-Cap Core Portfolio ....................................... Deloitte 15,520 3,700
Tax-Managed Multi-Cap Opportunity Portfolio .............................. Deloitte 20,820 3,800
Tax-Managed Small-Cap Value Portfolio .................................... Deloitte 15,520 3,700
Tax-Managed Value Portfolio .............................................. Deloitte 53,620 3,800
Tennessee Municipals Portfolio ........................................... Deloitte 15,220 3,800
Virginia Municipals Portfolio ............................................ Deloitte 21,120 3,800
West Virginia Municipals ................................................. Deloitte 13,120 3,800
Worldwide Health Sciences Portfolio ...................................... PWC 34,000 4,995
- ----------
(1) PWC refers to PricewaterhouseCoopers LLP
(2) Deloitte refers to Deloitte & Touche LLP
* As of February 28, 2003, the Fund or Portfolio had not completed its first year of operations. No fees have been billed to
date. Listed fees are estimates.
EXHIBIT E
OFFICER BIOGRAPHIES
TERM OF
POSITION(s) OFFICE AND
NAME, ADDRESS AND HELD WITH LENGTH OF
DATE OF BIRTH(1) FUND(4) TIME SERVED PRINCIPAL OCCUPATIONS DURING PAST FIVE YEARS(2)
- ---------------- ------- ----------- -----------------------------------------------
WILLIAM H. AHERN, JR. Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 35
DOB: 7/28/59 registered investment companies managed by Eaton Vance or
BMR.
MICHELLE A. ALEXANDER Treasurer See Exhibit F Vice President of Eaton Vance and BMR. Chief Financial
DOB: 8/25/69 Officer of Belair Capital Fund LLC, Belcrest Capital Fund
LLC, Belmar Capital Fund LLC and Belport Capital Fund LLC
(private investment companies sponsored by EVM). Officer
of 85 registered investment companies managed by Eaton
Vance or BMR.
KRISTIN S. ANAGNOST Treasurer See Exhibit F Assistant Vice President of Eaton Vance and BMR. Officer
DOB: 6/12/65 of 110 registered investment companies managed byEaton
Vance or BMR.
WILLIAM J. AUSTIN, JR. Treasurer See Exhibit F Assistant Vice President of Eaton Vance and BMR. Officer
DOB: 12/27/51 of 59 registered investment companies managed by Eaton
Vance or BMR.
DANIEL W. BOONE, III Vice President See Exhibit F Managing Partner and member of the Executive Committee of
DOB: 7/3/44 Atlanta Capital. Officer of 1 registered investment
company managed by Eaton Vance or BMR.
BARBARA E. CAMPBELL Treasurer See Exhibit F Vice President of Eaton Vance and BMR. Officer of 191
DOB: 6/19/57 registered investment companies managed by Eaton Vance or
BMR.
KIERSTEN CHRISTENSEN Vice President See Exhibit F Vice President of Eaton Vance and BMR. Equity analyst at
DOB: 10/21/65 Eaton Vance since August 2000 and prior thereto was a
portfolio manager and equity analyst at Lloyd George
Investment Management (Bermuda) Limited. Officer of 1
registered investment company managed by Eaton Vance or
BMR.
CYNTHIA J. CLEMSON Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 20
DOB: 3/2/63 registered investment companies managed by Eaton Vance or
BMR.
GREGORY L. COLEMAN Vice President See Exhibit F Partner of Atlanta Capital. Officer of 10 registered
DOB: 10/28/49 investment companies managed by Eaton Vance or BMR.
ARIEH COLL Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 3
DOB: 11/9/63 registered investment companies managed by Eaton Vance or
BMR.
ALAN R. DYNNER Secretary See Exhibit F Vice President, Secretary and Chief Legal Officerof BMR,
DOB: 10/10/40 Eaton Vance, EVD, EV and EVC. Officer of 191 registered
investment companies managed by Eaton Vance or BMR
..
THOMAS E. FAUST JR. President or See Exhibit F Executive Vice President of Eaton Vance, BMR, EVC and EV.
DOB: 5/31/58 Vice President Chief Investment Officer of Eaton Vance and BMR and
Director of EVC. Chief Executive Officer of Belair
Capital Fund LLC, Belcrest Capital Fund LLC, Belmar
Capital Fund LLC and Belport Capital Fund LLC (private
investment companies sponsored by Eaton Vance). Officer
of 51 registered investment companies managed by Eaton
Vance or BMR.
THOMAS J. FETTER President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 127
DOB: 8/20/43 Vice President registered investment companies managed by Eaton Vance or
BMR.
WILLIAM R. HACKNEY, III Vice President See Exhibit F Managing Partner and member of the Executive Committee of
DOB: 4/12/48 Atlanta Capital. Officer of 3 registered investment
companies by Eaton Vance or BMR.
THOMAS P. HUGGINS Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 7
DOB: 3/7/66 registered investment companies managed by Eaton Vance or
BMR.
MARILYN ROBINSON IRVIN Vice President See Exhibit F Senior Vice President and Principal of Atlanta Capital.
DOB: 6/17/58 Officer of 1 registered investment company managed by
Eaton Vance or BMR.
SAMUEL D. ISALY(3) President or See Exhibit F Managing Partner of OrbiMed Advisors LLC. Officer of 5
DOB: 3/12/45 Vice President registered investment companies managed by Eaton Vance or
BMR.
ELIZABETH S. KENYON President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 2
DOB: 9/8/59 registered investment companies managed by Eaton Vance or
BMR.
WILLIAM WALTER RALEIGH KERR(3) Vice President See Exhibit F Director, Finance Director and Chief Operating Officer of
DOB: 8/17/50 Lloyd George Investment Management (Bermuda) Limited.
Director of LGM. Officer of 4 registered investment
companies managed by Eaton Vance or BMR.
DUKE LAFLAMME Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 12
DOB: 7/8/69 registered investment companies managed by Eaton Vance or
BMR.
MARTHA G. LOCKE Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 5
DOB: 6/21/52 registered investment companies managed by Eaton Vance or
BMR.
THOMAS H. LUSTER Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 14
DOB: 4/8/62 registered investment companies managed by Eaton Vance or
BMR.
MICHAEL R. MACH Vice President See Exhibit F Vice President of Eaton Vance and BMR. Previously,
DOB: 7/15/47 Managing Director and Senior Analyst for Robertson
Stephens (1998-1999). Officer of 24 registered investment
companies managed by Eaton Vance or BMR.
ROBERT B. MACINTOSH Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 126
DOB: 1/22/57 registered investment companies managed by Eaton Vance or
BMR.
PAUL J. MARSHALL Vice President See Exhibit F Vice President of Atlanta Capital. Portfolio manager for
DOB: 5/2/65 Bank of America Capital Management (1995-2000). Officer
of 2 registered investment companies managed by Eaton
Vance or BMR.
THOMAS M. METZOLD Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 9
DOB: 8/3/58 registered investment companies managed by Eaton Vance or
BMR.
JAMES L. O'CONNOR Treasurer See Exhibit F Vice President of BMR, Eaton Vance and EVD. Officer of
DOB: 4/1/45 113 registered investment companies managed by Eaton
Vance or BMR.
SCOTT H. PAGE President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 11
DOB: 11/30/59 Vice President registered investment companies managed by Eaton Vance or
BMR.
LEWIS R. PIANTEDOSI Vice President See Exhibit F Vice President of Eaton Vance and BMR. Equity Analyst at
DOB: 8/10/65 Eaton Vance since May 1999. Previously, Partner and
Equity Analyst for Freedom Capital Management
(1996-1999). Officer of 1 registered investment company
managed by Eaton Vance or BMR.
GEORGE C. PIERIDES Vice President See Exhibit F Managing Director of Fox. Officer of 2 registered
DOB: 12/16/57 investment companies managed by Eaton Vance or BMR
..
CHARLES B. REED Vice President See Exhibit F Vice President of Atlanta Capital. Portfolio manager with
DOB: 10/9/65 the Florida State Board of Administration (1995-1998).
Officer of 2 registered investment companies managed by
Eaton Vance or BMR.
DUNCAN W. RICHARDSON President or See Exhibit F Senior Vice President and Chief Equity InvestmentOfficer
DOB: 10/26/57 Vice President of Eaton Vance and BMR. Officer of 41 registered
investment companies managed by Eaton Vance or BMR.
WALTER A. ROW, III Vice President See Exhibit F Director of Equity Research and a Vice President of Eaton
DOB: 7/20/57 Vance and BMR. Officer of 22 registered investment
companies managed by Eaton Vance or BMR.
JUDITH A. SARYAN Vice President See Exhibit F Vice President of Eaton Vance and BMR. Previously,
DOB: 8/21/54 Portfolio Manager and Equity Analyst for State Street
Global Advisors (1980-1999). Officer of 23 registered
investment companies managed by Eaton Vance or BMR.
SUSAN SCHIFF Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 25
DOB: 3/13/61 registered investment companies managed by Eaton Vance or
BMR.
ZAHEER SITABKHAN(3) Vice President See Exhibit F Director of Lloyd George Investment Management (Bermuda)
DOB: 1/17/65 Limited. Officer of 2 registered investment companies
managed by Eaton Vance or BMR.
EDWARD E. SMILEY, JR. Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 37
DOB: 10/5/44 registered investment companies managed by Eaton Vance or
BMR.
PAYSON F. SWAFFIELD President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 11
DOB: 8/13/56 Vice President registered investment companies managed by Eaton Vance or
BMR.
MARK VENEZIA President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 3
DOB: 5/23/49 registered investment companies managed by Eaton Vance or
BMR.
MICHAEL W. WEILHEIMER President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 8
DOB: 2/11/61 Vice President registered investment companies managed by Eaton Vance or
BMR.
JAMES A. WOMACK Vice President See Exhibit F Vice President of Atlanta Capital. Officer of 10
DOB: 11/20/68 registered investment companies managed by Eaton Vance or
BMR.
- ------------
(1) The business address of each officer is The Eaton Vance Building, 255 State Street, Boston, MA 02109 with the exception of of
William Kerr, Samuel Isaly and Zaheer Sitabkhan.
(2) Includes both master and feeder-funds in master-feeder structure.
(3) The business address for William Kerr and Zaheer Sitabkhan is 3808 One Exchange Square, Central, Hong Kong and the business
address of Samuel Isaly is 767 3rd Avenue, New York, NY 10017.
(4) See Exhibit F for the specific offices held in the Funds and Portfolios that each officer serves on.
EXHIBIT F
POSITIONS HELD AND YEAR OF ORIGINAL ELECTION AS TRUSTEE/OFFICER
INTERESTED TRUSTEES(2) NONINTERESTED TRUSTEES(2)
--------------------------------- ----------------------------------------------------
LLOYD
TRUSTS(3) BIBLIOWICZ GEORGE HAWKES CHEN DWIGHT HAYES REAMER STOUT
Growth ..................................... 1998 -- T-1989 -- 1989 1989 1989 1998
Investment ................................. 1998 -- T/VP-1985 -- 1986 1986 1985 1998
Municipals ................................. 1998 -- T/VP-1985 -- 1986 1986 1985 1998
Municipals II .............................. 1998 -- T/VP-1993 -- 1993 1993 1993 1998
Mutual Funds ............................... 1998 -- T-1991 -- 1986 1986 1986 1998
Series ..................................... 1998 -- T-1997 -- 1996 1996 1996 --
Special Investment ......................... 1998 -- T-1989 -- 1989 1989 1989 1998
PORTFOLIOS(3)
AL Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
AR Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
Asian Small Companies ...................... -- T/P-1996 T/VP-1996 1996 1996 1996 1996 1998
AZ Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
CA Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
CA Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
Capital Growth ............................. 2000 -- T-2000 -- 2000 2000 2000 2000
Cash Management ............................ 1998 -- T-1993 -- 1993 1993 1993 1998
CO Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
CT Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
Emerging Markets ........................... -- T/P-1994 T/VP-1994 1994 1996 1994 1996 --
FL Insured Municipals ...................... 1998 -- T/VP-1993 -- 1993 1993 1993 1998
FL Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
FL Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
Floating Rate .............................. 2000 -- T-2000 -- 2000 2000 2000 2000
GA Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
Gov't Obligations .......................... 1998 -- T-1992 -- 1993 1993 1993 1998
Growth ..................................... 1998 -- T-1993 -- 1993 1993 1993 1998
HI Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
High Income ................................ 1998 -- T-1992 -- 1993 1993 1993 1998
High Yield Municipals ...................... 1998 -- T/VP-1995 -- 1995 1995 1995 1998
Information Age ............................ -- T-1996 T-1995 1996 1995 1995 1995 1998
VP-1995
Investment ................................. 2002 -- T-2002 -- 2002 2002 2002 2002
Investment Grade Income .................... 2000 -- T-2000 -- 2000 2000 2000 2000
KS Municipals .............................. 1998 -- T/VP-1993 -- 1993 1993 1993 1998
KY Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
LA Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
Large-Cap Core ............................. 2002 -- T-2002 -- 2002 2002 2002 2002
Large-Cap Growth ........................... 2001 -- T/P-2001 -- 2001 2001 2001 2001
MA Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MA Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MD Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MI Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MN Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MO Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
MS Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
Nat'l Ltd. Maturity Municipals ............. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
NC Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
NJ Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
NJ Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
NY Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
NY Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
OH Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
OH Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
OR Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
PA Ltd. Maturity Municipals ................ 1998 -- T/VP-1992 -- 1992 1992 1992 1998
PA Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
RI Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
SC Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
Small-Cap .................................. 2001 -- T/P-2001 -- 2001 2001 2001 2001
Small-Cap Growth ........................... 2000 -- T-2000 -- 2000 2000 2000 2000
Small-Cap Value ............................ 2002 -- T/P-2002 -- 2002 2002 2002 2002
South Asia ................................. -- T/P-1994 T/VP-1994 1994 1996 1994 1996 --
Special Equities ........................... 1998 -- T-1992 -- 1993 1993 1993 1998
Strategic Income ........................... 1998 -- T-1992 -- 1993 1993 1993 1998
Tax-Managed Growth ......................... 1998 -- T-1997 -- 1995 1995 1995 --
Tax-Managed Int'l Growth ................... 1998 -- T-1998 -- 1998 1998 1998 1998
Tax-Managed Mid-Cap Core ................... 2001 -- T/P-2001 -- 2001 2001 2001 2001
Tax-Managed Multi-Cap Opportunity .......... 2000 -- T-2000 -- 2000 2000 2000 2000
Tax-Managed Small-Cap Value ................ 2001 -- T/P-2001 -- 2001 2001 2001 2001
Tax-Managed Value .......................... 2001 -- T-2001 -- 2001 2001 2001 2001
TN Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
VA Municipals .............................. 1998 -- T/VP-1992 -- 1992 1992 1992 1998
Worldwide Health Sciences .................. 1998 -- T-1996 -- 1996 1996 1996 1998
WV Municipals .............................. 1998 -- T/VP-1992 -- 1993 1993 1993 1998
OFFICERS(2)
-------------------------------------------------------------------------------
TRUSTS(3) AHERN ALEXANDER ANAGNOST AUSTIN BOONE CAMPBELL CHRISTENSE CLEMSON
Growth ..................................... -- -- -- -- -- -- -- --
Investment ................................. -- -- -- -- -- -- -- --
Municipals ................................. -- -- -- -- -- -- -- --
Municipals II .............................. -- -- -- -- -- -- -- --
Mutual Funds ............................... VP-1995 -- -- -- -- -- -- --
Series ..................................... -- Treas.-2002 -- -- -- -- -- --
AT-1998
Special Investment ......................... -- -- -- -- -- -- -- --
PORTFOLIOS(3)
AL Municipals .............................. VP-1997 -- -- -- -- Treas.-2002 -- --
AT-1993
AR Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
AT-1993
Asian Small Companies ...................... -- -- -- Treas.-2002 -- -- -- --
AT-1996
AZ Municipals .............................. -- -- -- -- -- Treas.-2002 -- VP-1995
AT-1993
CA Ltd. Maturity Municipals ................ -- -- -- Treas.-2002 -- -- -- VP-1997
AT-1998
CA Municipals .............................. -- -- Treas.-2002 -- -- -- -- VP-1995
AT-1998
Capital Growth ............................. -- -- -- Treas.-2002 -- -- -- --
AT-2000
Cash Management ............................ -- -- Treas.-2002 -- -- -- -- --
AT-1998
CO Municipals .............................. VP-1997 -- Treas.-2002 -- -- -- -- --
AT-1998
CT Municipals .............................. VP-1997 -- Treas.-2002 -- -- -- -- --
AT-1998
Emerging Markets ........................... -- -- Treas.-2002 -- -- -- -- --
AT-1998
FL Insured Municipals ...................... -- -- Treas.-2002 -- -- -- -- VP-1998
AT-1998
FL Ltd. Maturity Municipals ................ -- -- -- Treas.-2002 -- -- -- VP-1998
AT-1998
FL Municipals .............................. -- -- -- -- -- Treas.-2002 -- VP-1998
AT-1993
Floating Rate .............................. -- -- -- -- -- Treas.-2002 -- --
AT-2000
GA Municipals .............................. -- -- -- -- -- Treas.-2002 -- VP-1995
AT-1993
Gov't Obligations .......................... -- -- -- -- -- Treas.-2002 -- --
AT-1998
Growth ..................................... -- -- -- Treas.-2002 -- -- -- --
AT-1993
HI Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
High Income ................................ -- -- -- -- -- Treas.-2002 -- --
AT-1993
High Yield Municipals ...................... -- -- -- -- -- Treas.-2002 -- --
AT-1995
Information Age ............................ -- -- -- Treas.-2002 -- -- -- --
AT-2001
Investment ................................. -- -- -- -- -- Treas.-2002 -- --
Investment Grade Income .................... -- -- -- Treas.-2002 -- -- -- --
AT-2000
KS Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
KY Municipals .............................. VP-1998 -- -- -- -- Treas.-2002 -- --
AT-1993
LA Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
Large-Cap Core ............................. -- Treas.-2002 -- -- -- -- -- --
Large-Cap Growth ........................... -- -- Treas.-2002 -- VP-2001 -- -- --
AT-2001
MA Ltd. Maturity Municipals ................ VP-1997 -- -- Treas.-2002 -- -- -- --
AT-1998
MA Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
MD Municipals .............................. VP-2000 -- -- -- -- Treas.-2002 -- --
AT-1993
MI Municipals .............................. VP-2000 -- -- -- -- Treas.-2002 -- --
AT-1993
MN Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
MO Municipals .............................. -- -- Treas.-2002 -- -- -- -- VP-1995
AT-1998
MS Municipals .............................. -- -- Treas.-2002 -- -- -- -- VP-1995
AT-1998
Nat'l Ltd. Maturity Municipals ............. VP-1997 -- -- Treas.-2002 -- -- -- --
AT-1998
NC Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
AT-1993
NJ Ltd. Maturity Municipals ................ VP-1995 -- -- Treas.-2002 -- -- -- --
AT-1998
NJ Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
NY Ltd. Maturity Municipals ................ VP-1997 -- -- Treas.-2002 -- -- -- --
AT-1998
NY Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
OH Ltd. Maturity Municipals ................ VP-1995 -- -- Treas.-2002 -- -- -- --
AT-1998
OH Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
AT-1993
OR Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
PA Ltd. Maturity Municipals ................ -- -- -- Treas.-2002 -- -- -- VP-2000
AT-1998
PA Municipals .............................. -- -- -- -- -- Treas.-2002 -- VP-2000
AT-1993
RI Municipals .............................. -- -- Treas.-2002 -- -- -- -- --
AT-1998
SC Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
AT-1993
Small-Cap .................................. -- -- Treas.-2002 -- -- -- -- --
AT-2001
Small-Cap Growth ........................... -- -- -- Treas.-2002 -- -- -- --
AT-2000
Small-Cap Value ............................ -- -- -- -- -- Treas.-2002 -- --
South Asia ................................. -- -- -- Treas.-2002 -- -- -- --
AT-2000
Special Equities ........................... -- -- Treas.-2002 -- -- -- -- --
AT-1998
Strategic Income ........................... -- -- -- -- -- Treas.-2002 -- --
AT-1998
Tax-Managed Growth ......................... -- Treas.-2002 -- -- -- -- -- --
AT-1998
Tax-Managed Int'l Growth ................... -- -- Treas.-2002 -- -- -- VP-2002 --
AT-1998
Tax-Managed Mid-Cap Core ................... -- Treas.-2002 -- -- -- -- -- --
AT-2001
Tax-Managed Multi-Cap Opportunity .......... -- -- Treas.-2002 -- -- -- -- --
AT-2000
Tax-Managed Small-Cap Value ................ -- Treas.-2002 -- -- -- -- -- --
AT-2001
Tax-Managed Value .......................... -- -- -- -- -- Treas.-2002 -- --
AT-2001
TN Municipals .............................. -- -- Treas.-2002 -- -- -- -- VP-1995
AT-1998
VA Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
AT-1993
Worldwide Health Sciences .................. -- -- -- -- -- Treas.-2002 -- --
AT-1996
WV Municipals .............................. -- -- -- -- -- Treas.-2002 -- --
OFFICERS(2)
-----------------------------------------------------
TRUSTS(3) COLEMAN COLL DYNNER(1) FAUST FETTER
Growth ..................................... VP-2001 -- 1997 P-2002 --
VP-1999
Investment ................................. -- -- 1997 -- P-1990
Municipals ................................. -- -- 1997 -- P-1993
Municipals II .............................. -- -- 1997 -- P-1993
Mutual Funds ............................... -- -- 1997 P-2002 VP-1997
Series ..................................... -- -- 1997 VP-1998 --
Special Investment ......................... -- -- 1997 P-2002 --
PORTFOLIOS(3)
AL Municipals .............................. -- -- 1997 -- P-1993
AR Municipals .............................. -- -- 1997 -- P-1993
Asian Small Companies ...................... -- -- 1997 -- --
AZ Municipals .............................. -- -- 1997 -- P-1993
CA Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
CA Municipals .............................. -- -- 1997 -- P-1993
Capital Growth ............................. -- VP-2000 2000 -- --
Cash Management ............................ -- -- 1997 -- --
CO Municipals .............................. -- -- 1997 -- P-1993
CT Municipals .............................. -- -- 1997 -- P-1993
Emerging Markets ........................... -- -- 1997 -- --
FL Insured Municipals ...................... -- -- 1997 -- P-1993
FL Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
FL Municipals .............................. -- -- 1997 -- P-1993
Floating Rate .............................. -- -- 2000 -- --
GA Municipals .............................. -- -- 1997 -- P-1993
Gov't Obligations .......................... -- -- 1997 -- --
Growth ..................................... -- VP-2000 1997 -- --
HI Municipals .............................. -- -- 1997 -- P-1992
High Income ................................ -- -- 1997 -- --
High Yield Municipals ...................... -- -- 1997 -- P-1995
Information Age ............................ -- -- 1997 -- --
Investment ................................. -- -- 2002 -- --
Investment Grade Income .................... -- -- 2000 -- --
KS Municipals .............................. -- -- 1997 -- P-1993
KY Municipals .............................. -- -- 1997 -- P-1993
LA Municipals .............................. -- -- 1997 -- P-1993
Large-Cap Core ............................. -- -- 2002 -- --
Large-Cap Growth ........................... -- -- 2001 VP-2001 --
MA Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
MA Municipals .............................. -- -- 1997 -- P-1993
MD Municipals .............................. -- -- 1997 -- P-1993
MI Municipals .............................. -- -- 1997 -- P-1993
MN Municipals .............................. -- -- 1997 -- P-1993
MO Municipals .............................. -- -- 1997 -- P-1993
MS Municipals .............................. -- -- 1997 -- P-1993
Nat'l Ltd. Maturity Municipals ............. -- -- 1997 -- P-1992
NC Municipals .............................. -- -- 1997 -- P-1993
NJ Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
NJ Municipals .............................. -- -- 1997 -- P-1993
NY Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
NY Municipals .............................. -- -- 1997 -- P-1993
OH Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
OH Municipals .............................. -- -- 1997 -- P-1993
OR Municipals .............................. -- -- 1997 -- P-1993
PA Ltd. Maturity Municipals ................ -- -- 1997 -- P-1992
PA Municipals .............................. -- -- 1997 -- P-1993
RI Municipals .............................. -- -- 1997 -- P-1993
SC Municipals .............................. -- -- 1997 -- P-1993
Small-Cap .................................. -- -- 2001 VP-2001 --
Small-Cap Growth ........................... -- -- 2000 -- --
Small-Cap Value ............................ -- -- 2002 VP-2002 --
South Asia ................................. -- -- 1997 -- --
Special Equities ........................... -- -- 1997 -- --
Strategic Income ........................... -- -- 1997 -- --
Tax-Managed Growth ......................... -- -- 1997 VP-2002 --
Tax-Managed Int'l Growth ................... -- -- 1998 -- --
Tax-Managed Mid-Cap Core ................... -- -- 2001 VP-2001 --
Tax-Managed Multi-Cap Opportunity .......... -- VP-2000 2000 -- --
Tax-Managed Small-Cap Value ................ -- -- 2001 VP-2001 --
Tax-Managed Value .......................... -- -- 2001 -- --
TN Municipals .............................. -- -- 1997 -- P-1993
VA Municipals .............................. -- -- 1997 -- P-1993
Worldwide Health Sciences .................. -- -- 1997 -- --
WV Municipals .............................. -- -- 1997 -- P-1993
POSITIONS HELD AND YEAR OF ORIGINAL ELECTION AS TRUSTEE/OFFICER -- CONTINUED
OFFICERS(2)
-----------------------------------------------------------------------------------------
TRUSTS(3) HACKNEY HUGGINS IRVIN ISALY KENYON KERR LAFLAMME LOCKE LUSTER
Growth ...................... -- -- -- -- -- -- -- -- --
Investment .................. -- -- -- -- -- -- -- -- --
Municipals .................. -- -- -- -- -- -- -- -- --
Municipals II ............... -- -- -- -- -- -- -- -- --
Mutual Funds ................ -- -- -- -- -- -- -- -- --
Series ...................... -- -- -- -- -- -- -- -- --
Special Investment .......... -- -- -- -- -- -- VP-2001 -- VP-2002
PORTFOLIOS(3)
AL Municipals ............... -- -- -- -- -- -- -- -- --
AR Municipals ............... -- -- -- -- -- -- -- -- --
Asian Small Companies ....... -- -- -- -- -- VP-1996 -- -- --
AZ Municipals ............... -- -- -- -- -- -- -- -- --
CA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
CA Municipals ............... -- -- -- -- -- -- -- -- --
Capital Growth .............. -- -- -- -- -- -- -- -- --
Cash Management ............. -- -- -- -- P-2002 -- -- -- VP-2002
VP-2001
CO Municipals ............... -- -- -- -- -- -- -- -- --
CT Municipals ............... -- -- -- -- -- -- -- -- --
Emerging Markets ............ -- -- -- -- -- VP-1994 -- -- --
FL Insured Municipals ....... -- -- -- -- -- -- -- -- --
FL Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
FL Municipals ............... -- -- -- -- -- -- -- -- --
Floating Rate ............... -- -- -- -- -- -- -- -- --
GA Municipals ............... -- -- -- -- -- -- -- -- --
Gov't Obligations ........... -- -- -- -- -- -- -- -- --
Growth ...................... -- -- -- -- -- -- -- -- --
HI Municipals ............... -- -- -- -- -- -- -- -- --
High Income ................. -- VP-2000 -- -- -- -- -- -- --
High Yield Municipals ....... -- -- -- -- -- -- -- -- --
Information Age ............. -- -- -- -- -- -- -- VP-2001 --
Investment .................. -- -- -- -- -- -- -- -- --
Investment Grade Income ..... -- -- -- -- P-2002 -- -- -- VP-2002
VP-2001
KS Municipals ............... -- -- -- -- -- -- -- -- --
KY Municipals ............... -- -- -- -- -- -- -- -- --
LA Municipals ............... -- -- -- -- -- -- -- -- --
Large-Cap Core .............. -- -- -- -- -- -- -- -- --
Large-Cap Growth ............ VP-2001 -- VP-2001 -- -- -- -- -- --
MA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
MA Municipals ............... -- -- -- -- -- -- -- -- --
MD Municipals ............... -- -- -- -- -- -- -- -- --
MI Municipals ............... -- -- -- -- -- -- -- -- --
MN Municipals ............... -- -- -- -- -- -- -- -- --
MO Municipals ............... -- -- -- -- -- -- -- -- --
MS Municipals ............... -- -- -- -- -- -- -- -- --
Nat'l Ltd. Maturity
Municipals .................. -- -- -- -- -- -- -- -- --
NC Municipals ............... -- -- -- -- -- -- -- -- --
NJ Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
NJ Municipals ............... -- -- -- -- -- -- -- -- --
NY Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
NY Municipals ............... -- -- -- -- -- -- -- -- --
OH Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
OH Municipals ............... -- -- -- -- -- -- -- -- --
OR Municipals ............... -- -- -- -- -- -- -- -- --
PA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- --
PA Municipals ............... -- -- -- -- -- -- -- -- --
RI Municipals ............... -- -- -- -- -- -- -- -- --
SC Municipals ............... -- -- -- -- -- -- -- -- --
Small-Cap ................... VP-2001 -- -- -- -- -- -- -- --
Small-Cap Growth ............ -- -- -- -- -- -- -- -- --
Small-Cap Value ............. -- -- -- -- -- -- -- -- --
South Asia .................. -- -- -- -- -- VP-1994 -- -- --
Special Equities ............ -- -- -- -- -- -- -- -- --
Strategic Income ............ -- -- -- -- -- -- -- -- --
Tax-Managed Growth .......... -- -- -- -- -- -- -- -- --
Tax-Managed Int'l Growth .... -- -- -- -- -- -- -- -- --
Tax-Managed Mid-Cap Core .... VP-2001 -- -- -- -- -- -- -- --
Tax-Managed Multi-Cap
Opportunity ............... -- -- -- -- -- -- -- -- --
Tax-Managed Small-Cap Value . -- -- -- -- -- -- -- -- --
Tax-Managed Value ........... -- -- -- -- -- -- -- -- --
TN Municipals ............... -- -- -- -- -- -- -- -- --
VA Municipals ............... -- -- -- -- -- -- -- -- --
Worldwide Health Sciences ... -- -- -- P-2002 -- -- -- -- --
VP-1996
WV Municipals ............... -- -- -- -- -- -- -- -- --
OFFICER(2)
--------------------------------------------------------------------------------------
TRUSTS(3) MACH MACINTOSH MARSHALL METZOLD O'CONNOR PAGE PIANTEDOSI PIERIDES REED
Growth ...................... -- -- -- -- Treas.-1989 -- -- -- --
Investment .................. -- VP-1993 -- -- Treas.-1988 -- -- -- --
Municipals .................. -- VP-1993 -- -- Treas.-1989 -- -- -- --
Municipals II ............... -- VP-1993 -- -- Treas.-1993 -- -- -- --
Mutual Funds ................ VP-1999 VP-1998 -- -- Treas.-1989 -- -- -- --
Series ...................... -- -- -- -- -- -- -- -- --
Special Investment .......... -- -- -- -- Treas.-1989 -- -- -- --
PORTFOLIOS(3)
AL Municipals ............... -- VP-1993 -- -- -- -- -- -- --
AR Municipals ............... -- VP-1993 -- VP-2000 -- -- -- -- --
Asian Small Companies ....... -- -- -- -- -- -- -- -- --
AZ Municipals ............... -- VP-1993 -- -- -- -- -- -- --
CA Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
CA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Capital Growth .............. -- -- -- -- -- -- -- -- --
Cash Management ............. -- -- -- -- -- -- -- -- --
-- -- -- -- -- --
CO Municipals ............... -- VP-1993 -- -- -- -- -- -- --
CT Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Emerging Markets ............ -- -- -- -- -- -- -- -- --
FL Insured Municipals ....... -- VP-1993 -- -- -- -- -- -- --
FL Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
FL Municipals ............... -- VP-1993 -- -- -- VP- 2000 -- -- --
Floating Rate ............... -- -- --
GA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Gov't Obligations ........... -- -- -- -- -- -- -- -- --
Growth ...................... -- -- --
HI Municipals ............... -- VP-1992 -- -- -- -- -- -- --
High Income ................. -- -- -- -- -- -- -- -- --
High Yield Municipals ....... -- -- -- -- -- -- -- -- --
Information Age ............. -- -- --
Investment .................. -- -- -- VP-1995 -- -- -- -- --
Investment Grade Income ..... -- -- -- -- -- -- -- -- --
-- -- -- -- -- --
KS Municipals ............... -- VP-1993 -- -- -- -- -- -- --
KY Municipals ............... -- VP-1993 -- VP-2000 -- -- -- -- --
LA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Large-Cap Core .............. -- -- -- -- -- -- -- -- --
Large-Cap Growth ............ -- -- VP-2003 -- -- -- VP-2002 -- --
MA Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
MA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
MD Municipals ............... -- VP-1993 -- -- -- -- -- -- --
MI Municipals ............... -- VP-1993 -- -- -- -- -- -- --
MN Municipals ............... -- VP-1993 -- -- -- -- -- -- --
MO Municipals ............... -- VP-1993 -- -- -- -- -- -- --
MS Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Nat'l Ltd. Maturity
Municipals .................. -- VP-1992 -- -- -- -- -- -- --
NC Municipals ............... -- VP-1993 -- -- -- -- -- -- --
NJ Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
NJ Municipals ............... -- VP-1993 -- -- -- -- -- -- --
NY Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
NY Municipals ............... -- VP-1993 -- -- -- -- -- -- --
OH Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
OH Municipals ............... -- VP-1993 -- -- -- -- -- -- --
OR Municipals ............... -- VP-1993 -- VP-1996 -- -- -- -- --
PA Ltd. Maturity Municipals . -- VP-1992 -- -- -- -- -- -- --
PA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
RI Municipals ............... -- VP-1993 -- -- -- -- -- -- --
SC Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Small-Cap ................... -- -- VP-2001 -- -- -- -- -- VP-2001
Small-Cap Growth ............ -- -- -- -- -- -- -- -- --
Small-Cap Value ............. -- -- -- -- -- -- -- -- VP-2002
South Asia .................. -- -- -- -- -- -- -- -- --
Special Equities ............ -- -- -- -- -- -- -- -- --
Strategic Income ............ -- -- -- -- -- -- -- -- --
Tax-Managed Growth .......... -- -- -- -- -- -- -- -- --
Tax-Managed Int'l Growth .... -- -- -- -- -- -- -- -- --
Tax-Managed Mid-Cap Core .... -- -- VP-2001
Tax-Managed Multi-Cap -- -- -- -- -- --
Opportunity ............... -- -- -- -- -- -- -- -- VP-2001
Tax-Managed Small-Cap Value . -- -- -- -- -- -- -- -- --
Tax-Managed Value ........... VP-2001 -- -- -- -- -- -- VP-2001 --
TN Municipals ............... -- VP-1993 -- -- -- -- -- -- --
VA Municipals ............... -- VP-1993 -- -- -- -- -- -- --
Worldwide Health Sciences ... -- -- -- -- -- -- -- -- --
-- -- -- -- -- --
WV Municipals ............... -- VP-1993 -- -- -- -- -- -- --
OFFICER(2)
---------------------------------------------------------------------------------------------
TRUSTS(3) RICHARDSON ROW SARYAN SCHIFF SITABKHAN SMILEY SWAFFIELD VENEZIA WEILHEIMER WOMACK
Growth ...................... -- -- -- -- -- -- -- -- -- VP-2001
Investment .................. -- -- -- -- -- -- -- -- -- --
Municipals .................. -- -- -- -- -- -- -- -- -- --
Municipals II ............... -- -- -- -- -- -- -- -- -- --
Mutual Funds ................ VP-2001 VP-2001 VP-2003 VP-2002 -- VP-1999 -- -- -- --
Series ...................... P-2002 -- -- -- -- -- -- -- -- --
Special Investment .......... -- -- -- -- -- VP-1996 -- -- -- --
PORTFOLIOS(3)
AL Municipals ............... -- -- -- -- -- -- -- -- -- --
AR Municipals ............... -- -- -- -- -- -- -- -- -- --
Asian Small Companies ....... -- -- -- -- VP-1999 -- -- -- -- --
AZ Municipals ............... -- -- -- -- -- -- -- -- -- --
CA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
CA Municipals ............... -- -- -- -- -- -- -- -- -- --
Capital Growth .............. -- P-2002 -- -- -- -- -- -- -- --
Cash Management ............. -- -- -- -- -- -- -- -- -- --
-- -- -- -- -- -- -- -- -- --
CO Municipals ............... -- -- -- -- -- -- -- -- -- --
CT Municipals ............... -- -- -- -- -- -- -- -- -- --
Emerging Markets ............ -- -- -- -- -- -- -- -- -- --
FL Insured Municipals ....... -- -- -- -- -- -- -- -- -- --
FL Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
FL Municipals ............... -- -- -- -- -- -- P-2002 -- -- --
Floating Rate ............... VP-2000
GA Municipals ............... -- -- -- -- -- -- -- -- -- --
Gov't Obligations ........... -- -- -- VP-1993 -- -- -- P-2002 -- --
VP-1993
Growth ...................... P-2002 -- -- -- -- -- -- -- -- --
HI Municipals ............... -- -- -- -- -- -- -- -- -- --
High Income ................. -- -- -- -- -- -- -- -- P-2002 --
VP-1995
High Yield Municipals ....... -- -- -- -- -- -- -- -- -- --
Information Age ............. P-2002 -- -- -- -- -- -- -- -- --
Investment .................. -- -- -- V P-2002 -- -- -- P-2002 -- --
Investment Grade Income ..... -- -- -- -- -- -- -- -- -- --
KS Municipals ............... -- -- -- -- -- -- -- -- -- --
KY Municipals ............... -- -- -- -- -- -- -- -- -- --
LA Municipals ............... -- -- -- -- -- -- -- -- -- --
Large-Cap Core .............. P-2002 -- -- -- -- -- -- -- -- --
Large-Cap Growth ............ -- -- -- -- -- -- -- -- -- --
MA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
MA Municipals ............... -- -- -- -- -- -- -- -- -- --
MD Municipals ............... -- -- -- -- -- -- -- -- -- --
MI Municipals ............... -- -- -- -- -- -- -- -- -- --
MN Municipals ............... -- -- -- -- -- -- -- -- -- --
MO Municipals ............... -- -- -- -- -- -- -- -- -- --
MS Municipals ............... -- -- -- -- -- -- -- -- -- --
Nat'l Ltd. Maturity
Municipals .................. -- -- -- -- -- -- -- -- -- --
NC Municipals ............... -- -- -- -- -- -- -- -- -- --
NJ Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
NJ Municipals ............... -- -- -- -- -- -- -- -- -- --
NY Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
NY Municipals ............... -- -- -- -- -- -- -- -- -- --
OH Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
OH Municipals ............... -- -- -- -- -- -- -- -- -- --
OR Municipals ............... -- -- -- -- -- -- -- -- -- --
PA Ltd. Maturity Municipals . -- -- -- -- -- -- -- -- -- --
PA Municipals ............... -- -- -- -- -- -- -- -- -- --
RI Municipals ............... -- -- -- -- -- -- -- -- -- --
SC Municipals ............... -- -- -- -- -- -- -- -- -- --
Small-Cap ................... -- -- -- -- -- -- -- -- -- --
Small-Cap Growth ............ P-2002 -- -- -- -- VP-2000 -- -- -- --
Small-Cap Value ............. -- -- -- -- -- -- -- -- -- --
South Asia .................. -- -- -- -- VP-1999 -- -- -- -- --
Special Equities ............ P-2002 -- -- -- -- VP-1996 -- -- -- --
Strategic Income ............ -- -- -- VP-2002 -- -- -- P-2002 -- --
VP-1992
Tax-Managed Growth .......... P-2002 -- -- -- -- -- -- -- -- --
VP-1995
Tax-Managed Int'l Growth .... P-2002 -- -- -- -- -- -- -- -- --
Tax-Managed Mid-Cap Core .... -- -- -- -- -- -- -- -- -- --
Tax-Managed Multi-Cap
Opportunity ............... P-2002 -- -- -- -- -- -- -- -- --
Tax-Managed Small-Cap Value . -- -- -- -- -- -- -- -- -- --
Tax-Managed Value ........... P-2002 -- -- -- -- -- -- -- -- --
TN Municipals ............... -- -- -- -- -- -- -- -- -- --
VA Municipals ............... -- -- -- -- -- -- -- -- -- --
Worldwide Health Sciences ... VP-2002 -- -- -- -- -- -- -- -- --
WV Municipals ............... -- -- -- -- -- -- -- -- -- --
(1) Alan Dynner is secretary of all the Trusts and Portfolios listed.
(2) The full names of the Trustees are listed under Proposal 1 in the proxy statement and for the Officers are listed in Exhibit
E.
(3) The unabbreviated names of the Trusts and Portfolios are listed in the proxy statement.
T = Trustee
P = President
VP = Vice President
Treas. = Treasurer
AT = Assistant Treasurer
JUMBO
PROXY TABULATOR
P.O. Box 9132
HINGHAM, MA 02043-9132
EVERY SHAREHOLDER'S VOTE IS IMPORTANT
*** 3 EASY WAYS TO VOTE YOUR PROXIES ***
VOTE BY TELEPHONE VOTE ON THE INTERNET VOTE BY MAIL
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and have this card at hand and have this card at hand 2) If you want to vote use
2) Call 1-800-690-6903 2) Go to WWW.PROXYWEB.COM/PROXY the Proxy Card on reverse
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simple instructions simple instructions provided
4) Keep this card for your 4) Keep this card for your
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*** CONTROL NUMBER: 999 999 999 999 99 ***
FUND NAME PRINTS HERE
SPECIAL MEETING OF SHAREHOLDERS
JUNE 6, 2003
PROXY SOLICITED ON BEHALF OF BOARD OF TRUSTEES
The undersigned holder of shares of beneficial interest of the above-referenced
Fund (the "Fund"), hereby appoints JAMES B. HAWKES, ALAN R. DYNNER and THOMAS E.
FAUST JR., and each of them, with full power of substitution and revocation, as
proxies to represent the undersigned at the Special Meeting of Shareholders of
the Fund to be held at the principal office of the Fund, The Eaton Vance
Building, 255 State Street, Boston, Massachusetts 02109, on Friday, June 6, 2003
at 1:30 P.M., Eastern Standard Time, and at any and all adjournments thereof,
and to vote all shares of beneficial interest of the Fund which the undersigned
would be entitled to vote, with all powers the undersigned would possess if
personally present, in accordance with the instructions on this proxy.
DATED:__________________
PLEASE VOTE, DATE, SIGN AND PROMPTLY RETURN
IN THE ACCOMPANYING ENVELOPE.
NO POSTAGE REQUIRED IF MAILED IN THE U.S.
----------------------------------------------------
Signature(s): (Sign in the Box)
Note: Please sign this proxy as your name appears
on the books of the Fund. Joint owners should each
sign personally. Trustees and other fiduciaries
should indicate the capacity in which they sign,
and where more than one name appears, a majority
must sign. If a corporation, this signature should
be that of an authorized officer who should state
his or her title.
EATON VANCE PROXY
PLEASE FILL IN BOX(ES) AS SHOWN USING BLACK OR BLUE INK OR NUMBER 2 PENCIL. PLEASE DO NOT USE FINE POINT PENS. [ X ]
WHEN THIS PROXY IS PROPERLY EXECUTED, THE SHARES REPRESENTED HEREBY WILL BE VOTED AS SPECIFIED. IF NO SPECIFICATION IS
MADE, THIS PROXY WILL BE VOTED FOR THE PROPOSAL SET FORTH BELOW AND IN THE DISCRETION OF THE PROXIES WITH RESPECT TO ALL
OTHER MATTERS WHICH MAY PROPERLY COME BEFORE THE SPECIAL MEETING AND ANY ADJOURNMENTS THEREOF. THE UNDERSIGNED
ACKNOWLEDGES RECEIPT OF THE ACCOMPANYING NOTICE OF SPECIAL MEETING AND PROXY STATEMENT.
THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE FOLLOWING:
1. To elect as Trustee the following nominees: FOR ALL WITHHOLD
For all Funds and Portfolios: Nominees Listed authority to
(01) Jessica M. Bibliowicz, (02) James B. Hawkes, (03) Donald R. Dwight, (except as noted at vote for all
(04) Samuel L. Hayes, III, (05) William H. Park, (06) Norton H. Reamer, left) nominees listed
(07) Lynn A. Stout
For the Asian Small Companies Portfolio, Emerging Markets Portfolio, Information Age
Portfolio and South Asia Portfolio
(08) Edward K.Y. Chen, (09) Hon. Robert Lloyd George
------------------------------------------------------------------------------------
INSTRUCTION: TO WITHHOLD AUTHORITY TO VOTE FOR ANY INDIVIDUAL NOMINEE, WRITE THAT
NOMINEE'S NUMBER ON THE LINE ABOVE.
NOTE ADDRESS CHANGE: _______________________________
-------------------------------
-------------------------------
PLEASE SIGN ON REVERSE SIDE