UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 10-Q/A
Amendment No. 1
(MARK ONE)
/X/ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED JUNE 30, 1999
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM __________ TO __________
Commission File Number 000-22761
PMA Capital Corporation
(Exact name of registrant as specified in its charter)
Pennsylvania 23-2217932
(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
Mellon Bank Center, Suite 2800
1735 Market Street
Philadelphia, Pennsylvania 19103-7590
(Address of principal executive offices) (Zip Code)
(215) 665-5046
(Registrant's telephone number, including area code)
Not applicable
(Former name, former address and former fiscal year,
if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. YES /X/ NO / /
AMENDMENT NO. 1 TO QUARTERLY REPORT ON FORM 10-Q FOR THE QUARTER ENDED
JUNE 30, 1999.
The undersigned registrant hereby amends ITEM 6. EXHIBITS AND REPORTS ON FORM
8-K of its Quarterly Report on Form 10-Q for the quarter ended June 30, 1999 for
the sole purpose of filing Exhibits 10.6, 10.7, 10.8 and 10.9.
Part II. Other Information
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits
The Exhibits are listed in the Index to Exhibits.
(b) Reports on Form 8-K filed during the quarter ended June 30, 1999:
During the quarterly period ended June 30, 1999, the Company filed the following
Reports on Form 8-K:
- - dated May 5, 1999, Item 5 - containing a news release regarding its first
quarter 1999 results.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company
has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
PMA CAPITAL CORPORATION
Date: 2/28/00 By: /s/ Francis W. McDonnell
--------------------------------------
Francis W. McDonnell,
Senior Vice President,
Chief Financial Officer and Treasurer
(Principal Financial Officer)
Exhibit Index
Exhibit No. Description of Exhibit Method of Filing
- ----------- ---------------------- ----------------
(10) Material Contracts
Exhibits 10.6 to 10.9 are compensatory arrangements.
10.6 Amended and Restated Employment Agreement, dated Filed herewith
May 1, 1999, between PMA Capital Corporation and
Frederick W. Anton III
10.7 Amended and Restated Split-Dollar Insurance Filed herewith
Agreement, dated May 12, 2000, among PMA Capital
Corporation, Frederick W. Anton III and
Irrevocable Deed of Trust of Frederick W. Anton
III
10.8 Split-Dollar Insurance Agreement, dated May 12, Filed herewith
2000, among PMA Capital Corporation, Frederick W.
Anton III and Irrevocable Deed of Trust of
Frederick W. Anton III
10.9 Split-Dollar Insurance Agreement, dated May 12, Filed herewith
2000, among PMA Capital Corporation, Frederick W.
Anton III and Irrevocable Deed of Trust of
Frederick W. Anton III