UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 1997 XOMA CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-14710 94-2756657 (Commission File Number) (IRS Employer Identification No.) 2910 Seventh Street, Berkeley, California 94710 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code (510) 644-1170 None (Former name or former address, if changed since last report) Item 5. Other Events On August 14, 1997, XOMA Corporation issued the announcement attached hereto as Exhibit 1, which is incorporated herein by reference. Item 7. Exhibits 1. Press Release dated August 14, 1997 2. Certificate of Designation of Convertible Preferred Stock, Series G 3. Form of Common Stock Purchase Warrant 4. Form of Convertible Preferred Stock Purchase Agreement by and between XOMA Corporation and the purchasers of Series G Preferred Stock 5. Form of Registration Rights Agreement by and between XOMA Corporation and the purchasers of Series G Preferred Stock SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 18, 1997 XOMA CORPORATION By:/s/ Peter B. Davis ------------------------------------- Peter B. Davis Vice President, Finance and Chief Financial Officer EXHIBIT INDEX Number Description 1. Press Release dated August 14, 1997 2. Certificate of Designation of Convertible Preferred Stock, Series G 3. Form of Common Stock Purchase Warrant 4. Form of Convertible Preferred Stock Purchase Agreement by and between XOMA Corporation and the purchasers of Series G Preferred Stock 5. Form of Registration Rights Agreement by and between XOMA Corporation and the purchasers of Series G Preferred Stock