SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2000 EMBREX, INC. (Exact name of registrant as specified in its charter) NORTH CAROLINA 000-19495 56-1469825 (State or other (Commission File No.) I.R.S. Employer jurisdiction Identification Number of incorporation) 1035 SWABIA COURT, DURHAM, NORTH CAROLINA 27703 (Address of principal executive offices) (919) 941-5185 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On February 14, 2000, Embrex, Inc. entered into a letter agreement among Embrex, Inc., Micro Cap Partners, L.P., Palo Alto Investors, Inc., and William L. Edwards, a copy of which is attached hereto as an Exhibit and is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Not applicable. (b) Not applicable. (c) Exhibits. Exhibit Number Description of Exhibit - -------------- ---------------------- 4.01 Letter agreement among Embrex, Inc., Micro Cap Partners, L.P., Palo Alto Investors, Inc., and William L. Edwards. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EMBREX, INC. By: /s/ Randall L. Marcuson ------------------------------------- Name: Randall L. Marcuson Dated: February 22, 2000 Title: President and Chief Executive Officer EXHIBIT INDEX Exhibit Number Description of Exhibit - -------------- ---------------------- 4.01 Letter agreement among Embrex, Inc., Micro Cap Partners, L.P., Palo Alto Investors, Inc., and William L. Edwards.