EXHIBIT 10.16
SYNDICATION AMENDMENT AND ASSIGNMENT
THIS SYNDICATION AMENDMENT AND ASSIGNMENT (this "Amendment"), dated as
of November 24, 1998 is by and among ADVANCED GLASSFIBER YARNS LLC, a Delaware
limited liability company (the "Borrower"), those Domestic Subsidiaries of the
Borrower party to the Existing Credit Agreement referred to below (collectively
the "Guarantors"), THE PERSON IDENTIFIED AS AN "EXISTING LENDER" ON THE
SIGNATURE PAGES HERETO (the "Existing Lender"), THE PERSONS IDENTIFIED AS "NEW
LENDERS" ON THE SIGNATURE PAGES HERETO (the "New Lenders" and, together with the
Existing Lender, the "Lenders") and FIRST UNION NATIONAL BANK, a national
banking association, as Agent for the Lenders (the "Agent").
W I T N E S S E T H:
WHEREAS, pursuant to the Credit Agreement dated as of September 30,
1998, (the "Existing Credit Agreement") among the Borrower, the Guarantors, the
Existing Lender and the Agent, the Existing Lender has extended commitments to
make certain credit facilities available to the Borrower; and
WHEREAS, the parties hereto have agreed to amend the Existing Credit
Agreement as set forth herein;
NOW, THEREFORE, in consideration of the agreements herein contained,
the parties hereby agree as follows:
PART I
DEFINITIONS
SUBPART 1.1. Certain Definitions. Unless otherwise defined
herein or the context otherwise requires, the following terms used in
this Amendment, including its preamble and recitals, have the following
meanings:
"Amended Credit Agreement" means the Existing Credit Agreement
as amended hereby.
"Amendment Effective Date" is defined in Subpart 4.1.
SUBPART 1.2. Other Definitions. Unless otherwise defined
herein or the context otherwise requires, terms used in this Amendment,
including its preamble and recitals, have the meanings provided in the
Amended Credit Agreement.
PART II
AMENDMENTS TO EXISTING CREDIT AGREEMENT
Effective on (and subject to the occurrence of) the Amendment Effective
Date, the Existing Credit Agreement is hereby amended in accordance with this
Part II. Except as so amended, the Existing Credit Agreement shall continue in
full force and effect.
SUBPART 2.1. Amendments to Schedule 2.1(a). Schedule 2.1(a) of
the Existing Credit Agreement is hereby deleted in its entirety and a
new schedule in the form of Schedule 2.1(a) attached hereto is
substituted therefor.
SUBPART 2.2. Amendments to Schedule 9.2. Schedule 9.2 of the
Existing Credit Agreement is hereby deleted in its entirety and a new
schedule in the form of Schedule 9.2 attached hereto is substituted
therefor.
SUBPART 2.3 Amendments to Section 2.2A(b). An entry in the
amount of $5,750,000 is hereby added to the table appearing in Section
2.2A(b) of the Existing Credit Agreement under the column labeled
"Amount" which corresponds with the "Payment Date" of September 30,
2004.
SUBPART 2.4 Amendments to Section 9.6(c). The proviso at the
end of the first sentence of Section 9.6(c) of the Existing Credit
Agreement is hereby deleted in its entirety and replaced with the
following:
; provided, however, that any sale or assignment to an
existing Lender or any affiliate thereof or any fund that
invests in bank loans and is advised or managed by an
investment advisor to an existing Lender shall not require the
consent of the Agent or the Borrower nor shall any such sale
or assignment be subject to the minimum assignment amounts
specified herein.
PART III
ASSIGNMENTS AND ASSUMPTIONS
The Existing Lender hereby sells and assigns, without recourse, to the
New Lenders, and the New Lenders hereby purchase and assume, without recourse,
from the Existing Lender, effective as of the Amendment Effective Date, such
interests in the Existing Lender's rights and obligations under the Existing
Credit Agreement and the other Credit Documents (including, without limitation,
the Commitments of the Existing Lender on the Amendment Effective Date and the
Revolving Loans and the portions of the Term Loans owing to the Existing Lender
which are outstanding on the Amendment Effective Date) as shall be necessary in
order to give effect to the reallocations of the Revolving Committed Amount, the
Revolving Commitment Percentages, the Tranche A Term Loan Committed Amount, the
Tranche A Term Loan Commitment
2
Percentages, the Tranche B Term Loan Committed Amount and the Tranche B Term
Loan Commitment Percentages effected by the amendment to Schedule 2.1(a) to the
Existing Credit Agreement pursuant to Subpart 2.1, whereupon each of the New
Lenders shall be a party to the Amended Credit Agreement and have all of the
rights and obligations of a Lender thereunder and under the other Credit
Documents. The Existing Lender hereby represents and warrants (a) that it is the
lawful owner of the interests being assigned hereby, free and clear of any lien
or other adverse claim and (b) that it is legally authorized to enter into this
Amendment and this Amendment is the legal, valid and binding obligation of the
Existing Lender, enforceable against it in accordance with its terms. The New
Lenders shall make payment in exchange for such interests in the Existing
Lender's rights and obligations under the Existing Credit Agreement and the
other Credit Documents on November 30, 1998 in the amounts and in accordance
with the percentages set forth in Schedule 2.1(a), as amended hereby, and the
instructions of the Agent. Each New Lender (a) represents and warrants that it
is legally authorized to enter into this Amendment and this Amendment is the
legal, valid and binding obligation of such New Lender, enforceable against it
in accordance with its terms; (b) confirms that it has received a copy of the
Existing Credit Agreement, together with copies of the financial statements
referred to in Section 3.1 thereof, the financial statements delivered pursuant
to Section 5.1 thereof, if any, and such other documents and information as it
has deemed appropriate to make its own credit analysis and decision to enter
into this Amendment; (c) agrees that it will, independently and without reliance
upon the Existing Lender, the Agent or any other Lender and based on such
documents and information as it shall deem appropriate at the time, continue to
make its own credit decisions in taking or not taking action under the Amended
Credit Agreement, the other Credit Documents or any other instrument or document
furnished pursuant hereto or thereto; (d) appoints and authorizes the Agent to
take such action as agent on its behalf and to exercise such powers and
discretion under the Amended Credit Agreement, the other Credit Documents or any
other instrument or document furnished pursuant hereto or thereto as are
delegated to the Agent by the terms thereof, together with such powers as are
incidental thereto; and (e) agrees that it will be bound by the provisions of
the Amended Credit Agreement and will perform in accordance with its terms all
the obligations which by the terms of the Amended Credit Agreement are required
to be performed by it as a Lender including, if it is organized under the laws
of a jurisdiction outside the United States, its obligations pursuant to Section
2.18 of the Amended Credit Agreement. The Existing Lender shall, to the extent
of the interests assigned hereby, relinquish its rights and be released from its
obligations under the Existing Credit Agreement. The Agent shall maintain in its
internal records and record in the Register the information relating to the
assignments and assumptions effected pursuant to this Part III and as required
by Section 9.6(d) of the Existing Credit Agreement. The Agent hereby agrees (i)
that no transfer fee shall be payable under Section 9.6(e) of the Existing
Credit Agreement or otherwise in connection with the assignments effected
pursuant to this Part III and (ii) to pay to each New Lender on the Amendment
Effective Date its portion of the upfront fee as set forth in the Confidential
Information Memorandum dated October, 1998 relating to the Borrower and the
credit facilities and distributed to the New Lenders by the Agent.
3
PART IV
CONDITIONS TO EFFECTIVENESS
SUBPART 4.1. Amendment Effective Date. This Amendment shall be
and become effective as of the date hereof (the "Amendment Effective
Date") when all of the conditions set forth in this Part IV shall have
been satisfied, and thereafter this Amendment shall be known, and may
be referred to, as the "Syndication Amendment and Assignment."
SUBPART 4.2. Execution of Counterparts of Amendment. The Agent
shall have received counterparts (or other evidence of execution,
including telephonic message, satisfactory to the Agent) of this
Amendment, which collectively shall have been duly executed on behalf
of each of the Borrower, the Guarantors, the Agent and the Lenders.
SUBPART 4.3. Execution and Delivery of New Notes. Each Lender
shall have received a new Note or Notes, as the case may be, each in
the principal amount of its respective Commitments and duly executed on
behalf of the Borrower and all heretofore existing Notes shall have
been cancelled.
PART V
MISCELLANEOUS
SUBPART 5.1. Cross-References. References in this Amendment to
any Part or Subpart are, unless otherwise specified, to such Part or
Subpart of this Amendment.
SUBPART 5.2. Instrument Pursuant to Existing Credit Agreement.
This Amendment is a Credit Document executed pursuant to the Existing
Credit Agreement and shall (unless otherwise expressly indicated
therein) be construed, administered and applied in accordance with the
terms and provisions of the Existing Credit Agreement.
SUBPART 5.3. References in Other Credit Documents. At such
time as this Amendment shall become effective pursuant to the terms of
Subpart 4.1, all references in the Existing Credit Agreement to the
"Agreement" and all references in the other Credit Documents to the
"Credit Agreement" shall be deemed to refer to the Existing Credit
Agreement as amended by this Amendment.
SUBPART 5.4. Representations and Warranties of the Borrower.
The Borrower hereby represents and warrants that (a) the conditions
precedent to the initial Loans were satisfied as of the Closing Date
(or as otherwise agreed to and assuming satisfaction or waiver, if
applicable, of all requirements in such conditions that an item be in
form and/or substance reasonably satisfactory to the
4
Agent or any Lenders or that any event or action have been completed or
performed to the reasonable satisfaction of the Agent or any Lenders),
(b) the representations and warranties contained in Article III of the
Existing Credit Agreement (as amended by this Amendment) are correct in
all material respects on and as of the date hereof as though made on
and as of such date and after giving effect to the amendments contained
herein and (c) no Default or Event of Default exists under the Existing
Credit Agreement on and as of the date hereof and after giving effect
to the amendments contained herein.
SUBPART 5.5. Representations and Warranties of the New
Lenders. Each of the New Lenders hereby represents and warrants to the
Borrower that at least one of the following statements is an accurate
representation as to the source of funds to be used by such New Lender
in connection with the financing under the Amended Credit Agreement:
(a) no part of such funds constitutes assets allocated to any
separate account maintained by such Lender in which any employee
benefit plan (or its related trust) has any interest;
(b) to the extent that any part of such funds constitutes
assets allocated to any separate account maintained by such Lender,
such Lender has disclosed to the Borrower the name of each employee
benefit plan whose assets in such account exceed 10% of the total
assets of such account as of the date of such purchase (and, for
purposes of this subsection (b), all employee benefit plans maintained
by the same employer or employee organization are deemed to be a single
plan);
(c) to the extent that any part of such funds constitutes
assets of an insurance company's general account, there is no employee
benefit plan or group of plans maintained by the same employee
organization with respect to which the amount of such insurance
company's general account reserves (as determined under Code Section
807(d)) for all contracts held by or on behalf of such plan or plans
exceeds 10% of the total liabilities of such insurance company's
general account, and such insurance company is relying on Prohibited
Transaction Class Exemption 95-60 (issued July 12, 1995);
(d) to the extent that any part of such funds constitutes
assets of an insurance company's general account, such insurance
company has complied with all of the requirements of the regulations
issued under Section 401(c)(1)(A) of ERISA; or
(e) such funds constitute assets of one or more specific
benefit plans which such Lender has identified in writing to the
Borrower.
5
As used in this Subpart 5.5, the terms "employee benefit plan" and
"separate account" shall have the respective meanings assigned to such
terms in Section 3 of ERISA.
SUBPART 5.6. Counterparts. This Amendment may be executed by
the parties hereto in several counterparts, each of which shall be
deemed to be an original and all of which shall constitute together but
one and the same agreement.
SUBPART 5.7. Governing Law. THIS AMENDMENT SHALL BE DEEMED TO
BE A CONTRACT MADE UNDER AND GOVERNED BY THE INTERNAL LAWS OF THE STATE
OF NORTH CAROLINA WITHOUT GIVING EFFECT TO THE CONFLICT OF LAW
PRINCIPLES THEREOF.
SUBPART 5.8. Successors and Assigns. This Amendment shall be
binding upon and inure to the benefit of the parties hereto and their
respective successors and assigns.
[The remainder of this page has been left blank intentionally]
6
Each of the parties hereto has caused a counterpart of this Amendment
to be duly executed and delivered as of the date first above written.
BORROWER: ADVANCED GLASSFIBER YARNS LLC,
a Delaware limited liability company
By: /S/ Robert B. Fisher
--------------------------
Name: Robert B. Fisher
Title: President
GUARANTORS: AGY CAPITAL CORP., a Delaware corporation
By: /S/ Robert B. Fisher
---------------------
Name: Robert B. Fisher
Title: President
EXISTING LENDER: FIRST UNION NATIONAL BANK, individually in
its capacity as an Existing Lender, a Lender and
in its capacity as Agent
By: /S/ Roger Pelz
-----------------
Name: Roger Pelz
Title: Senior Vice President
[SIGNATURES CONTINUED]
NEW LENDERS: SUNTRUST BANK, ATLANTA
By: /S/ Laura Kahn
-----------------
Name: Laura Kahn
Title: Senior Vice President
By: /S/ Brenda Zino
-----------------
Name: Brenda Zino
Title: Banking Officer
NATIONSBANK, N.A.
By: /S/ E. Bennett Parks
----------------------
Name: E. Bennett Parks
Title: Senior Vice President
ALLSTATE LIFE INSURANCE COMPANY
By: /S/ Patricia W. Wilson
------------------------
Name: Patricia W. Wilson
By: /S/ Jerry D. Zinkula
------------------------
Name: Jerry D. Zinkula
Its Authorized Signatories
THE CIT GROUP/EQUIPMENT FINANCING, INC.
By: /S/ Eric M. Moore
--------------------
Name: Eric M. Moore
Title: Assistant Vice President
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG
By: /S/ Paul Judicke
------------------
Name: Paul Judicke
Title: Vice President
By: /S/ John Runnion
------------------
Name: John Runnion
Title: First Vice President
ABN AMRO BANK N.V.
By: /S/ G. Mark Clegg, Jr.
-----------------------
Name: G. Mark Clegg, Jr.
Title: Vice President
By: /S/ Robert A. Budnek
----------------------
Name: Robert A. Budnek
Title: Vice President
FIRSTRUST BANK
By: /S/ Edward D'Ancona
---------------------
Name: Edward D'Ancona
Title: EVP
MORGAN STANLEY DEAN WITTER PRIME INCOME TRUST
By: /S/ Peter Gewirtz
-------------------
Name: Peter Gewirtz
Title: Authorized Signatory
BHF BANK AKTIENGESELLSCHAFT
By: /S/ John Sykes Hans J. Scholz
--------------------------------------
Name: John Sykes Hans J. Scholz
Title: Vice President Assistant Vice President
SENIOR DEBT PORTFOLIO
By: Boston Management and Research, as Investment
Advisor
Name: /S/ Scott H. Page
-------------------
Title: Vice President
MASSACHUSETTS MUTUAL LIFE INSURANCE
By: /S/ John B. Wheeler
---------------------
Name: John B. Wheeler
Title: Managing Director
SOCIETE GENERALE NEW YORK BRANCH
By: /S/ Cynthia Colucci
---------------------
Name: Cynthia Colucci
Title: Vice President
COMPAGNIE FINANCIERE DE CIC ET DE L'UNION
EUROPEENNE
By: /S/ Brian O'Leary
-------------------
Name: Brian O'Leary
Title: Vice President
By: /S/ Sean Mounier
------------------
Name: Sean Mounier
Title: First Vice President
NATEXIS BANQUE
By: /S/ Pieter J. van Tulder
--------------------------
Name: Pieter J. van Tulder
Title: Multinational Group
By: /S/ John Rigo
---------------
Name: John Rigo
Title: AVP
MASSMUTUAL HIGH YIELD PARTNERS II, LLC
By: HYP Management, Inc., as Managing Member
By: /S/ John B. Wheeler
----------------------
Its: Vice President
CYPRESSTREE INVESTMENT FUND, LLC
By: CypressTree Investment Management Company
Inc., its Managing Member
By: /S/ Peter K. Merrill, Managing Director
------------------------------------------
Title:
CYPRESSTREE INSTITUTIONAL FUND, LLC
By: CypressTree Investment Management Company
Inc., its Managing Member
By: /S/ Peter K. Merrill, Managing Director
-----------------------------------------
Title:
KZH CYPRESSTREE-1 LLC
By: /S/ Virginia Conway
---------------------
Name: Virginia Conway
Title: Authorized Agent
NORTH AMERICAN SENIOR FLOATING RATE FUND
By: CypressTree Investment Management Company,
Inc., as Portfolio Manager
By: /S/ Peter K. Merrill
-----------------------
Name: Peter K. Merrill
Title: Managing Director
KZH ING-2 LLC
By: ING Capital Advisors, Inc., its Managing
Member
By: /S/ Virginia Conway
---------------------
Name: Virginia Conway
Title: Authorized Agent
KZH ING-3 LLC
By: ING Capital Advisors, Inc., its Managing
Member
By: /S/ Virginia Conway
----------------------
Name: Virginia Conway
Title: Authorized Agent
RELIASTAR LIFE INSURANCE COMPANY
By: /S/ James V. Wittich
----------------------
Name: James V. Wittich
Title: Authorized Representative
NORTHERN LIFE INSURANCE COMPANY
By: /S/ James V. Wittich
----------------------
Name: James V. Wittich
Title: Assistant Treasurer
SECURITY CONNECTICUT LIFE INSURANCE COMPANY
By: /S/ James V. Wittich
----------------------
Name: James V. Wittich
Title: Assistant Treasurer
INDOSUEZ CAPITAL FUNDING IIA, LIMITED
By: Indosuez Capital Luxembourg, as Collateral
Member
By: /S/ Denis Sergent
-------------------
Name: Denis Sergent
Title: Authorized Signatory
INDOSUEZ CAPITAL FUNDING IV, L.P.
By: Indosuez Capital Luxembourg, as Collateral
Member
By: /S/ Denis Sergent
-------------------
Name: Denis Sergent
Title: Authorized Signatory
OXFORD STRATEGIC INCOME FUND
By: Eaton Vance Management as Investment Advisor
By: /S/ Scott H. Page
-------------------
Name: Scott H. Page
Title: Vice President
EATON VANCE SENIOR INCOME TRUST
By: Eaton Vance Management as Investment Advisor
By: /S/ Scott H. Page
--------------------
Name: Scott H. Page
Title: Vice President
Schedule 2.1(a)
SCHEDULE OF LENDERS AND
COMMITMENTS
Revolving Revolving
Committed Commitment
Lender Amount Percentage
------ -------------- -------------
First Union National Bank $18,552,631.58 24.7368421053%
ABN AMRO Bank N.V. $ 9,868,421.05 13.1578947368%
SunTrust Bank, Atlanta $ 9,868,421.05 13.1578947368%
The CIT Group/Equipment $ 5,921,052.63 7.8947368421%
Financing, Inc.
NationsBank, N.A. $ 5,921,052.63 7.8947368421%
Societe Generale, New York Branch $ 5,921,052.63 7.8947368421%
BHF Bank Aktiengesellschaft $ 3,947,368.42 5.2631578947%
Compagnie Financiere De CIC Et $ 3,947,368.42 5.2631578947%
De L'Union Europeenne
Erste Bank Der Oestereichischen $ 3,947,368.42 5.2631578947%
Sparkassen AG
NATEXIS Banque $ 3,947,368.42 5.2631578947%
Firstrust Bank $ 3,157,894.74 4.2105263158%
-------------- -------------
$75,000,000.00 100.0000000000%
1
LOC Subfacility LOC Subfacility
Committed Commitment
Lender Amount Percentage
------ ---------------- ---------------
First Union National Bank $ 7,421,052.64 24.7368421053%
ABN AMRO Bank N.V. $ 3,947,368.42 13.1578947368%
SunTrust Bank, Atlanta $ 3,947,368.42 13.1578947368%
The CIT Group/Equipment Financing, Inc. $ 2,368,421.05 7.8947368421%
NationsBank, N.A. $ 2,368,421.05 7.8947368421%
Societe Generale, New York Branch $ 2,368,421.05 7.8947368421%
BHF Bank Aktiengesellschaft $ 1,578,947.37 5.2631578947%
Compagnie Financiere De CIC Et De $ 1,578,947.37 5.2631578947%
L'Union Europeenne
Erste Bank Der Oestereichischen $ 1,578,947.37 5.2631578947%
Sparkassen AG
NATEXIS Banque $ 1,578,947.37 5.2631578947%
Firstrust Bank $ 1,263,157.89 4.2105263158%
-------------- ---------------
$30,000,000.00 100.0000000000%
2
Swingline Swingline
Committed Commitment
Lender Amount Percentage
------ -------------- ---------------
First Union National Bank $10,000,000.00 100.0000000000%
-------------- ---------------
$10,000,000.00 100.0000000000%
3
Tranche A Term Loan Tranche A Term Loan
Lender Committed Amount Commitment Percentage
------ -------------------- ---------------------
First Union National Bank $ 28,447,368.42 24.7368421053%
ABN AMRO Bank N.V. $ 15,131,578.95 13.1578947368%
SunTrust Bank, Atlanta $ 15,131,578.95 13.1578947368%
The CIT Group/Equipment Financing, Inc. $ 9,078,947.37 7.8947368421%
NationsBank, N.A. $ 9,078,947.37 7.8947368421%
Societe Generale, New York Branch $ 9,078,947.37 7.8947368421%
BHF Bank Aktiengesellschaft $ 6,052,631.58 5.2631578947%
Compagnie Financiere De CIC Et De $ 6,052,631.58 5.2631578947%
L'Union Europeenne
Erste Bank Der Oesterreichischen $ 6,052,631.58 5.2631578947%
Sparkassen AG
NATEXIS Banque $ 6,052,631.58 5.2631578947%
Firstrust Bank $ 4,842,105.26 4.2105263158%
--------------- ---------------
$115,000,000.00 100.0000000000%
4
Tranche B Tranche B
Term Loan Committed Term Loan Commitment
Lender Amount Percentage
----- ------------------- --------------------
First Union National Bank $ 24,000,000.00 19.2000000000%
Senior Debt Portfolio $ 23,000,000.00 18.4000000000%
Morgan Stanley Dean Witter Prime Income Trust $ 14,000,000.00 11.2000000000%
Massachusetts Mutual Life Insurance $ 8,750,000.00 7.0000000000%
Allstate Life Insurance Co. $ 8,000,000.00 6.4000000000%
SunTrust Bank, Atlanta $ 8,000,000.00 6.4000000000%
KZH ING-2 LLC $ 6,000,000.00 4.8000000000%
KZH CypressTree-1 LLC $ 5,500,000.00 4.4000000000%
Indosuez Capital Funding IV, L.P. $ 5,333,334.00 4.2666672000%
MassMutual High Yield Partners II, LLC $ 5,250,000.00 4.2000000000%
Northern Life Insurance Company $ 3,000,000.00 2.4000000000%
Indosuez Capital Funding IIA, Limited $ 2,666,666.00 2.1333328000%
KZH ING-3 LLC $ 2,000,000.00 1.6000000000%
ReliaStar Life Insurance Company $ 2,000,000.00 1.6000000000%
Oxford Strategic Income Fund $ 2,000,000.00 1.6000000000%
Eaton Vance Senior Income Trust $ 2,000,000.00 1.6000000000%
CypressTree Institutional Fund, LLC $ 1,000,000.00 0.8000000000%
CypressTree Investment Fund, LLC $ 1,000,000.00 0.8000000000%
Security Connecticut Life Insurance Company $ 1,000,000.00 0.8000000000%
North American Senior Floating Rate Fund $ 500,000.00 0.4000000000%
---------------- ---------------
$125,000,000.00 100.0000000000%
5
Schedule 9.2
LENDERS' LENDING OFFICES
FIRST UNION NATIONAL BANK
Roger Pelz
Senior Vice President
First Union National Bank
NC0737
301 S. College Street, DC-5
Charlotte, NC 28288-0737
Phone: 704-374-6060
Fax: 704-374-4793
SUNTRUST BANK, ATLANTA
Laura Kahn
Senior Vice President
SunTrust Bank, Atlanta
303 Peachtree St.
24th Floor, MC 126
Atlanta Georgia 30308
Phone: (404) 588-7705
Fax: (404) 575-2594
NATIONSBANK, N.A.
Brenda Brown
Assistant Vice President
NationsBank, N.A.
101 W. Friendly Avenue, 3rd Floor
NC4-200-03-08
Greensboro, North Carolina 27401
Phone: (336) 805-3386
Fax: (336) 805-3019
ALLSTATE LIFE INSURANCE COMPANY
Mary Counley
Allstate Life Insurance Company
3075 Sanders Road, STE G4A
Northbrook, Illinois 60062-7127
Phone: (847) 402-7048
Fax: (847) 326-5042
THE CIT GROUP/EQUIPMENT FINANCING, INC.
Joseph O'Laughlin
Operations Officer
The CIT Group/Equipment Financing, Inc.
900 Ashwood Parkway, Suite 600
Atlanta, Georgia 30338
Phone: (770) 677-3471
Fax: (770) 551-7867
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG
Ed Tanczos
Erste Bank Der Oesterreichischen Sparkassen AG
280 Park Avenue
West Building, 32nd Floor
New York, New York 10017
Phone: (212) 984-5653
Fax: (212) 984-5626
ABN AMRO BANK N.V.
Monica Podbielski
ABN AMRO Bank N.V.
208 S. LaSalle St., Suite 1501
Chicago, Illinios 60604
Phone: (312) 992-5132
Fax: (312) 312-992-5111
FIRSTRUST BANK
Jac Howard Reed
Loan Servicing
1931 Cottman Avenue
Philadelphia, Pennsylvania 19111
Phone: (215) 728-8450
Fax: (215) 728-6105
1
MORGAN STANLEY DEAN WITTER PRIME INCOME TRUST
Chris Colman
Morgan Stanley Dean Witter Advisors, Inc.
Two World Trade Center, 72nd Floor
New York, New York 10048
Phone: (212) 392-0539
Fax: (212) 392-5345
BHF BANK AKTIENGESELLSCHAFT
Renate Boston
Assistant Treasurer
BHF Bank Aktiengesellschaft
590 Madison Avenue, 30th Floor
New York, New York 10022
Phone: (212) 756-5543
Fax: (212) 756-5536
SENIOR DEBT PORTFOLIO
Steve O'Brien
Senior Debt Portfolio
c/o Boston Management and Research
24 Federal Street, 6th Floor
Boston, Massachusetts 02110
Phone: (617) 348-0115
Fax: (617) 695-9594
MASSACHUSETTS MUTUAL LIFE INSURANCE
Lisa Yoerg
Massachusetts Mutual Life Insurance
1295 State Street
Springfield, MA 01111
Phone: (413) 744-6776
Fax: (413) 744-6127
SOCIETE GENERALE NEW YORK BRANCH
Cynthia Colucci
Vice President
Societe Generale New York Branch
1221 Avenue of the Americas
New York, NY 10020
Phone: (212) 278-6924
Fax: (212) 278-7463
COMPAGNIE FINANCIERE DE CIC ET DE L'UNION EUROPEENNE
Brian P. O'Leary
Compagnie Financiere De CIC Et
De L'Union Europeenne
520 Madison Avenue
37th Floor
New York, New York 10022
Phone: (212) 715-4422
Fax: (212) 715-4535
NATEXIS BANQUE
John Rigo
Assistant Vice President
NATEXIS Banque
645 5th Avenue
20th Floor
New York, New York 10022
Phone: (212) 872-5119
Fax: (212) 872-5045
2
MASS MUTUAL HIGH YIELD PARTNERS II, LLC
Lisa Yoerg
MassMutual High Yield Partners II, LLC
1295 State Street
Springfield, MA 01111
Phone: (413) 744-6776
Fax: (413) 744-6127
CYPRESSTREE INVESTMENT FUND, LLC
Tim Barns
CypressTree Investment Fund, LLC
c/o Cypress Tree Investment Management Company, Inc.
125 High Street
14th Floor
Boston, MA 02110
Phone: (617) 946-0600
Fax: (617) 946-5687
CYPRESS TREE INSTITUTIONAL FUND, LLC
Tim Barns
CypressTree Institutional Fund, LLC
c/o Cypress Tree Investment Management Company, Inc.
125 High Street
14th Floor
Boston, MA 02110
Phone: (617) 946-0600
Fax: (617) 946-5687
NORTH AMERICAN SENIOR FLOATING RATE FUND
Tim Barns
North American Senior Floating Rate Fund
c/o Cypress Tree Investment Management Company, Inc.
125 High Street
14th Floor
Boston, MA 02110
Phone: (617) 946-0600
Fax: (617) 946-5687
KZH CYPRESSTREE-1 LLC
KZH CypressTree-1 LLC
Attention: Virginia Conway
c/o The Chase Manhattan Bank
450 West 33rd Street - 15th Floor
New York, NY 10001
Phone: (212) 946-7575
Fax: (212) 946-7776
KZH ING-2 LLC
KZH ING-2 LLC
Attention: Virginia Conway
c/o The Chase Manhattan Bank
450 West 33rd Street - 15th Floor
New York, NY 10001
Phone: (212) 946-7575
Fax: (212) 946-7776
and
ING Capital Advisors, Inc.
Attention: Jonathan David
333 S. Grand Ave., Suite 4250
Los Angeles, CA 90071
Phone: (213) 346-3973
Fax: (213) 346-3995
KZH ING-3 LLC
KZH ING-3 LLC
Attention: Virginia Conway
c/o The Chase Manhattan Bank
450 West 33rd Street - 15th Floor
New York, NY 10001
Phone: (212) 946-7575
Fax: (212) 946-7776
and
ING Capital Advisors, Inc.
Attention: Jonathan David
333 S. Grand Ave., Suite 4250
Los Angeles, CA 90071
Phone: (213) 346-3973
Fax: (213) 346-3995
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RELIASTAR LIFE INSURANCE COMPANY
ReliaStar Life Insurance Company
c/o ReliaStar Investment Research, Inc.
100 Washington Avenue South, Suite 800
Minneapolis, MN 55401-2121
Phone: (612) 372-5257
Fax: (612) 372-5368
NORTHERN LIFE INSURANCE COMPANY
Northern Life Insurance Company
c/o ReliaStar Investment Research, Inc.
100 Washington Avenue South, Suite 800
Minneapolis, MN 55401-2121
Phone: (612) 372-5257
Fax: (612) 372-5368
SECURITY CONNECTICUT LIFE INSURANCE COMPANY
Security Connecticut Life Insurance Company
ReliaStar Investment Research, Inc.
100 Washington Avenue South, Suite 800
Minneapolis, MN 55401-2121
Phone: (612) 372-5257
Fax: (612) 372-5368
INDOSUEZ CAPITAL FUNDING IIA, LIMITED
Indosuez Capital Funding IIA, Limited
c/o Chase Bank of Texas
Attention: Joe Elston, Asset Backed Group,
A/C 2300701
600 Travis Street, 8th Floor
Houston, TX 77002-8039
Phone: (713) 216-2704
Fax: (713) 216-2101
INDOSUEZ CAPITAL FUNDING IV, LP
Indosuez Capital Funding IV, L.P
c/o Chase Bank of Texas
Attention: Joe Elston, Asset Backed Group
A/C 20015
600 Travis Street, 8th Floor
Houston, TX 77002-8039
Phone: (713) 216-2704
Fax: (713) 216-2101
EATON VANCE SENIOR INCOME TRUST
Eaton Vance Management
Attention: Eaton Vance Senior Income Trust
24 Federal Street, 6th Floor
Boston, Massachusetts 02110
Phone: (617) 348-0115
Fax: (617) 695-9594
OXFORD STRATEGIC INCOME FUND
Eaton Vance Management
Attention: Prime Rate Reserves
24 Federal Street, 6th Floor
Boston, Massachusetts 02110
Phone: (617) 348-0115
Fax: (617) 695-9594
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