<ARTICLE> BD <PERIOD-TYPE> 12-MOS <FISCAL-YEAR-END> SEP-30-1998 <PERIOD-START> OCT-01-1997 <PERIOD-END> SEP-30-1998 <CASH> 34,307 <RECEIVABLES> 390,706 <SECURITIES-RESALE> 42,372 <SECURITIES-BORROWED> 4,319 <INSTRUMENTS-OWNED> 108,720 <PP&E> 12,653 <TOTAL-ASSETS> 652,291 <SHORT-TERM> 18,855 <PAYABLES> 330,340 <REPOS-SOLD> 55,061 <SECURITIES-LOANED> 0 <INSTRUMENTS-SOLD> 41,787 <LONG-TERM> 34,295 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 1,433 <OTHER-SE> 102,127 <TOTAL-LIABILITY-AND-EQUITY> 652,291 <TRADING-REVENUE> 5,870 <INTEREST-DIVIDENDS> 38,507 <COMMISSIONS> 192,292 <INVESTMENT-BANKING-REVENUES> 10,026 <FEE-REVENUE> 21,435 <INTEREST-EXPENSE> 21,584 <COMPENSATION> 176,127 <INCOME-PRETAX> 23,197 <INCOME-PRE-EXTRAORDINARY> 23,197 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 14,739 <EPS-PRIMARY> 2.47 <EPS-DILUTED> 2.16