UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1999
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ................ to ..................
Commission file number 1-14790
Playboy Enterprises, Inc.
(Exact name of registrant as specified in its charter)
Delaware 36-4249478
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
680 North Lake Shore Drive, Chicago, IL 60611
(Address of principal executive offices) (Zip Code)
(312) 751-8000
(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No __
As of October 31, 1999, there were 4,748,954 shares of Class A Common
Stock, par value $0.01 per share, and 18,868,606 shares of Class B Common
Stock, par value $0.01 per share, outstanding.
EXPLANATORY NOTE
This Quarterly Report on Form 10-Q/A for the quarterly period ended
September 30, 1999 constitutes Amendment No. 1 to the registrant's
Quarterly Report on Form 10-Q for the quarterly period ended September 30,
1999 (the "Form 10-Q") and is being filed to amend exhibits 10.1, 10.2 and
10.3 to the Form 10-Q in connection with the Securities and Exchange
Commission's review of the registrant's confidential treatment request
relating to portions of such exhibits.
PART II
OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits
Exhibit
Number Description
#10.1 Operating Agreement for Playboy TV International, LLC dated
as of August 31, 1999 between Playboy Entertainment Group,
Inc. and Victoria Springs Investments Ltd.
#10.2 Program Supply Agreement dated as of August 31, 1999 between
Playboy Entertainment Group, Inc., Playboy TV International
LLC and PTV U.S., LLC
#10.3 Trademark License Agreement dated as of August 31, 1999
between Playboy Enterprises International, Inc. and Playboy
TV International, LLC
10.4 Playboy Magazine Distribution Agreement dated as of July 2,
1999 between Playboy Enterprises, Inc. and Warner Publisher
Services, Inc.*
10.5 Waiver dated as of November 3, 1999 to the Credit Agreement
dated as of February 26, 1999, among Playboy Enterprises,
Inc., PEI Holdings, Inc., the Lenders named in the Credit
Agreement, and Credit Suisse First Boston, as Administrative
Agent, as Collateral Agent and as Issuing Bank*
27 Financial Data Schedule*
- ----------------------
# Portions of this exhibit have been omitted and filed separately with
the Securities and Exchange Commission pursuant to a request for
confidential treatment.
* Incorporated by reference to the corresponding exhibit to the Form
10-Q, filed with the Securities and Exchange Commission on November
12, 1999.
(b) Reports on Form 8-K
No reports on Form 8-K were filed during the quarter ended
September 30, 1999.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the
Securities Exchange Act of 1934, the registrant has duly caused this report
to be signed on its behalf by the undersigned thereunto duly authorized.
PLAYBOY ENTERPRISES, INC.
Date: August 2, 2001 By: /s/ Howard Shapiro
--------------------------
Howard Shapiro
Executive Vice President,
Law and Administration,
General Counsel and Secretary
EXHIBIT INDEX
Exhibit
Number Description
#10.1 Operating Agreement for Playboy TV International, LLC dated
as of August 31, 1999 between Playboy Entertainment Group,
Inc. and Victoria Springs Investments Ltd.
#10.2 Program Supply Agreement dated as of August 31, 1999 between
Playboy Entertainment Group, Inc., Playboy TV International
LLC and PTV U.S., LLC
#10.3 Trademark License Agreement dated as of August 31, 1999
between Playboy Enterprises International, Inc. and Playboy
TV International, LLC
10.4 Playboy Magazine Distribution Agreement dated as of July 2,
1999 between Playboy Enterprises, Inc. and Warner Publisher
Services, Inc.*
10.5 Waiver dated as of November 3, 1999 to the Credit Agreement
dated as of February 26, 1999, among Playboy Enterprises,
Inc., PEI Holdings, Inc., the Lenders named in the Credit
Agreement, and Credit Suisse First Boston, as Administrative
Agent, as Collateral Agent and as Issuing Bank*
27 Financial Data Schedule*
- -------------------------
# Portions of this exhibit have been omitted and filed separately with
the Securities and Exchange Commission pursuant to a request for
confidential treatment.
* Incorporated by reference to the corresponding exhibit to the
registrant's Quarterly Report on Form 10-Q for the quarterly period
ended September 30, 1999, filed with the Securities and Exchange
Commission on November 12, 1999.