SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2001 Commission File Number 1-106 GABELLI ASSET MANAGEMENT INC. ----------------------------------------- (Exact Name of Registrant as Specified in Its Charter) New York 13-4007862 - ------------------------------------ ------------------------------- (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification Number) One Corporate Center Rye, New York 10580 ------------------------------ (Address of Principal Executive Offices) (914) 921-3700 --------------------------------- (Registrant's Telephone Number, Including Area Code) N/A ------------------------------------------ (Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report.) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X . NO . Indicate the number of shares outstanding of each of the Registrant's classes of Common Stock, as of the latest practical date. Class Outstanding at October 31, 2001 - ------------------------ ---------------------------------- Class A Common Stock, .001 par value 5,877,904 Class B Common Stock, .001 par value 24,000,000 Part II: Other Information Item 6. (a) Exhibits 1.1 Note Purchase Agreement, dated as of August 10, 2001, among Cascade Investment LLC, Gabelli Asset Management Inc. and the Gabelli Stockholders as defined therein. 1.2 Promissory Note, dated August 14, 2001. 4.1 Registration Rights Agreement, dated August 14, 2001, between Gabelli Asset Management Inc. and Cascade Investment LLC. (b) Reports on Form 8-K. The Company did not file any reports on Form 8-K during the three months ended September 30, 2001. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. GABELLI ASSET MANAGEMENT INC. ------------------------------ (Registrant) November 16, 2001 /s/ Robert S. Zuccaro - -------------------- -------------------------------- Date Robert S. Zuccaro Vice President and Chief Financial Officer EXHIBIT INDEX Exhibit Number Description 1.1 Note Purchase Agreement, dated as of August 10, 2001, among Cascade Investment LLC, Gabelli Asset Management Inc. and the Gabelli Stockholders as defined therein. 1.2 Promissory Note, dated August 14, 2001. 4.1 Registration Rights Agreement, dated August 14, 2001, between Gabelli Asset Management Inc. and Cascade Investment LLC.