UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
AMENDMENT NO. 1 TO
FORM 10-Q
[ x ] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities
Exchange Act of 1934
For the Period Ended December 31, 1998
OR
[ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities
Exchange Act of 1934
For the Transition Period From_________________to___________________
Commission file number 1-652
UNIVERSAL CORPORATION
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(Exact name of Registrant as specified in its charter)
VIRGINIA 54-0414210
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
1501 North Hamilton Street, Richmond, Virginia 23230
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code - (804) 359-9311
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the Registrant
was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
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Indicate the number of shares outstanding of each of the Registrant's classes of
Common Stock as of the latest practicable date:
Common Stock, No par value - 33,233,334 shares outstanding as of February 8,
1999
PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
a. Exhibits
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4 Form of Common Stock Certificate, effective February 13, 1999.*
10.1 Universal Corporation Amended and Restated 1994 Stock Option Plan
for Non-Employee Directors. *
10.2 Form of Amendment to Non-Employee Director Non-Qualified Stock
Option Agreement(s).*
10.3 First Amendment to the Universal Leaf Tobacco Company,
Incorporated Benefit Restoration Trust, dated January 12, 1999,
between Universal Leaf Tobacco Company, Incorporated and Wachovia
Bank, N. A., as trustee. *
10.4 Form of Non-Employee Director Restricted Stock Agreement. *
27 Financial Data Schedule.*
* Filed Previously
b. Reports on Form 8-K
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(i) On October 30, 1998, the Company filed a Current Report on Form
8-K dated October 27, 1998 to disclose, under Item 5, the
announcement of the Company's earnings for the quarter ended
September 30, 1998.
(ii) On December 4, 1998, the Company filed a Current Report on Form
8-K dated December 3, 1998 to disclose, under Item 5, the
declaration by the Board of Directors of a regular quarterly
dividend of thirty cents ($.30) per share of Common Stock.
(iii) On December 22, 1998, the Company filed a Current Report on Form
8-K dated December 3, 1998 to disclose, under Item 5, the terms
of a new Rights Agreement between the Company and Wachovia Bank,
N.A., as Rights Agent.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: February 24, 1999 UNIVERSAL CORPORATION
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(Registrant)
/s/ William J. Coronado
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William J. Coronado, Vice President and
Controller (Principal Accounting Officer)