SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
April 12, 2000
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Date of Report (Date of earliest event reported)
POINT WEST CAPITAL CORPORATION.
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(Exact name of registrant as specified in its charter)
Delaware 0-27736 94-3165263
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(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification
incorporation) No.)
1700 Montgomery Street, Suite 250, San Francisco, CA 94111
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (415)394-9467
Item 5. Other Events.
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On April 12, 2000 The Company issued a press release
announcing a resolution with the noteholders of Dignity Partners Funding Corp.I.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
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(c) Exhibits
99.1 Text of Press Release dated April 12, 2000.
99.2 Amended and Restated Indenture, dated as of March
31, 2000, among Point West Capital Corporation,
Dignity Partners Funding Corp. I and Bankers Trust
Company.
99.3 Amended and Restated Contribution, Sale and
Servicing Agreement, dated as of March 31, 2000,
among Point West Capital Corporation, Dignity
Partners Funding Corp. I and Bankers Trust
Company.
99.4 Master Agreement, dated as of March 31, 2000,
among Point West Capital Corporation, Dignity
Partners Funding Corp. I, Bankers Trust Company,
Heller Financial, The Lincoln National Life
Insurance Company and First Penn-Pacific Life
Insurance Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this Report to be signed on its behalf by
the undersigned thereunto duly authorized.
Point West Capital
Corporation
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By /s/ Alan B. Perper
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President
Date: April 19, 2000
EXHIBIT INDEX
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Exhibit Number Document Description
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99.1 Text of Press Release dated
April 12, 2000
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99.2 Amended and Restated Indenture,
dated as of March 31, 2000, among
Point West Capital Corporation,
Dignity Partners Funding Corp. I
and Bankers Trust Company.
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99.3 Amended and Restated Contibution,
Sale & Servicing Agreement, dated
as of March 31, 2000, among Point
West Capital Corporation, Dignity
Partners Funding Corp. I and
Bankers Trust Company.
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99.4 Master Agreement, dated as of
March 31, 2000, among Point West
Capital Corporation, Dignity
Partners Funding Corp. I, Bankers
Trust Company, Heller Financial,
The Lincoln National Life
Insurance Company and First
Penn-Pacific Life Insurance
Company.
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