FORM 10-K/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 1996. OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _______________to ___________________ Commission file number 0-11503 CEL-SCI CORPORATION (Exact name of registrant as specified in its charter) COLORADO 84-0916344 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 66 Canal Center Plaza, Suite 510 Alexandria Virginia 22314 (Address of principal executive offices) (Zip Code) Registrant's telephone number, Including area code: (703) 5495293 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.OOl par value (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ___ The aggregate market value of the voting stock held by non- affiliates of the Registrant, based upon the closing sale price of the Common Stock on December 20, 1996, as quoted on the NASDAQ System, was approximately $33,085,000 Shares of Common Stock held by each officer, director and principal shareholder have been excluded in that such persons may be deemed to be affiliates of the Registrant. Documents Incorporated by Reference: None Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] As of December 17, 1996, the Registrant had 8,382,562 shares of Common Stock issued and outstanding. PAGE 1 OF ___ PAGES EXHIBIT INDEX BEGINS ON PAGE ____ SIGNATURES Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CEL-SCI CORPORATION Dated: January -, 1997 By:________________________ Maximilian de Clara, President By:________________________ Geert R. Kersten, Chief Executive Officer Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Signature Title Date /s/ Maximilian de Clara Director and Principal MAXIMILIAN DE CLARA Executive Officer January 31, 1997 /s/ Geert R. Kersten Director , Principal GEERT R. KERSTEN Financial Officer and Chief Executive Officer January 31, 1997 /s/ Mark V. Soresi Director January 31, 1997 MARK V. SORESI /s/ F. Donald Hudson Director January 31, 1997 F. DONALD HUDSON 2388D-p.43144