UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07537
Name of Registrant: Royce Capital Fund
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/19
Date of reporting period:
07/01/2019 - 06/30/2020
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was
"take no action" or "unvoted". The reason for no action being taken or a
security being unvoted (i.e., no vote being cast) may include, without
limitation: (a) the securities were out on loan at the time of a record date,
(b) administrative or operational constraints impeded the ability to cast a
timely vote (e.g., late receipt of proxy voting information), (c) systems,
administrative or processing errors occurred, including errors by the Adviser
or third party vendors, and/or (d) the portfolio manager concluded that the
potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal
may also appear as "take no action" or "unvoted" in connection with contested
meetings at which only one of the agendas is actually voted upon.
Registrant : Royce Capital Fund
Fund Name : Royce Capital Fund - Micro-Cap Portfolio
________________________________________________________________________________
Acme United Corporation
Ticker Security ID: Meeting Date Meeting Status
ACU CUSIP 004816104 04/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter C. Johnsen Mgmt For For For
1.2 Elect Richmond Y. Mgmt For For For
Holden
Jr.
1.3 Elect Brian S. Olschan Mgmt For For For
1.4 Elect Stevenson E. Mgmt For For For
Ward,
III
1.5 Elect Susan H. Murphy Mgmt For For For
1.6 Elect Rex L. Davidson Mgmt For For For
1.7 Elect Brian K. Barker Mgmt For For For
2 Amendment to the 2012 Mgmt For For For
Employee Stock Option
Plan
3 Amendment to the 2017 Mgmt For For For
Non-Salaried Director
Stock Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aehr Test Systems
Ticker Security ID: Meeting Date Meeting Status
AEHR CUSIP 00760J108 10/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhea J. Posedel Mgmt For For For
1.2 Elect Gayn Erickson Mgmt For For For
1.3 Elect Laura Oliphant Mgmt For For For
1.4 Elect Mario M. Rosati Mgmt For For For
1.5 Elect John M. Schneider Mgmt For For For
1.6 Elect Howard T. Slayen Mgmt For For For
2 Amendment to the 2016 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 08/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald A. Colvin Mgmt For For For
1.2 Elect Dana Jones Mgmt For For For
1.3 Elect Jerry C. Jones Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Kaufman
1.5 Elect Melvin L. Keating Mgmt For For For
1.6 Elect John Mutch Mgmt For For For
1.7 Elect Ramesh Srinivasan Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Alimak Group AB
Ticker Security ID: Meeting Date Meeting Status
ALIG CINS W1R155105 05/07/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Remuneration Policy Mgmt For For For
21 Long-Term Incentive Mgmt For For For
Plan
2020
22 Authority to Mgmt For For For
Repurchase
Shares
23 Issuance of Treasury Mgmt For For For
Shares
24 Issuance of Treasury Mgmt For For For
Shares Pursuant to
LTI
2020
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Allegiance Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABTX CUSIP 01748H107 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise Mgmt For For For
Castillo-Rhodes
1.2 Elect Robert Ivany Mgmt For For For
1.3 Elect George Martinez Mgmt For For For
1.4 Elect Janet S. Wong Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Altius Minerals Corporation
Ticker Security ID: Meeting Date Meeting Status
ALS CUSIP 020936100 05/12/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Dalton Mgmt For For For
1.2 Elect John Baker Mgmt For For For
1.3 Elect Roger Lace Mgmt For For For
1.4 Elect Andre Gaumond Mgmt For For For
1.5 Elect Frederick J. Mgmt For For For
Mifflin
1.6 Elect Jamie D. Strauss Mgmt For For For
1.7 Elect Anna Stylianides Mgmt For For For
1.8 Elect Donald Warr Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Long-Term Incentive Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Thomas S. Murley Mgmt For For For
1.3 Elect Frank V. Wisneski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
5 Approval of the the Mgmt For For For
2020 Stock Incentive
Plan
________________________________________________________________________________
American Superconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
AMSC CUSIP 030111207 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vikram S. Mgmt For For For
Budhraja
1.2 Elect Arthur H. House Mgmt For For For
1.3 Elect Barbara G. Mgmt For For For
Littlefield
1.4 Elect Daniel P. McGahn Mgmt For For For
1.5 Elect David R. Oliver, Mgmt For For For
Jr.
2 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
3 Amendment to the 2007 Mgmt For For For
Director Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apyx Medical Corporation
Ticker Security ID: Meeting Date Meeting Status
APYX CUSIP 03837C106 08/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Makrides Mgmt For For For
2 Elect Charles D. Mgmt For For For
Goodwin
3 Elect Michael Geraghty Mgmt For For For
4 Elect Lawrence J. Mgmt For For For
Waldman
5 Elect John C. Andres Mgmt For For For
6 Elect Craig Swandal Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
10 Approval of the 2019 Mgmt For For For
Share Incentive
Plan
________________________________________________________________________________
Ardmore Shipping Corporation
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mats Berglund Mgmt For For For
1.2 Elect Kirsi Kyllikki Mgmt For For For
Tikka
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433207 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Mgmt For For For
Boushie
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect Tonit M. Calaway Mgmt For For For
1.4 Elect Jeffry D. Frisby Mgmt For For For
1.5 Elect Peter J. Mgmt For For For
Gundermann
1.6 Elect Warren C. Johnson Mgmt For For For
1.7 Elect Robert S. Keane Mgmt For For For
1.8 Elect Neil Kim Mgmt For For For
1.9 Elect Mark Moran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
AstroNova, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALOT CUSIP 04638F108 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean Bua Mgmt For For For
1.2 Elect Mitchell I. Quain Mgmt For For For
1.3 Elect Yvonne Schlaeppi Mgmt For For For
1.4 Elect Harold Schofield Mgmt For For For
1.5 Elect Richard S. Mgmt For For For
Warzala
1.6 Elect Gregory A. Woods Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Carrel Mgmt For For For
2 Elect Mark A. Collar Mgmt For For For
3 Elect Scott W. Drake Mgmt For For For
4 Elect Daniel Florin Mgmt For For For
5 Elect Regina E. Groves Mgmt For For For
6 Elect B. Kristine Mgmt For For For
Johnson
7 Elect Mark R. Lanning Mgmt For For For
8 Elect Karen N. Prange Mgmt For For For
9 Elect Sven A. Wehrwein Mgmt For For For
10 Elect Robert S. White Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Axcelis Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACLS CUSIP 054540208 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHIU Tzu-Yin Mgmt For For For
1.2 Elect Richard J. Mgmt For For For
Faubert
1.3 Elect R. John Fletcher Mgmt For For For
1.4 Elect Arthur L. George Mgmt For For For
Jr.
1.5 Elect Joseph P. Mgmt For For For
Keithley
1.6 Elect John Kurtzweil Mgmt For For For
1.7 Elect Mary G. Puma Mgmt For For For
1.8 Elect Thomas St. Dennis Mgmt For For For
1.9 Elect Jorge Titinger Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axsome Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXSM CUSIP 05464T104 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Saad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Morris S. Young Mgmt For For For
1.2 Elect David C. Chang Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B. Riley Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RILY CUSIP 05580M108 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryant R. Riley Mgmt For For For
2 Elect Robert D'Agostino Mgmt For For For
3 Elect Randall E. Mgmt For For For
Paulson
4 Elect Todd D. Sims Mgmt For For For
5 Elect Thomas J. Mgmt For For For
Kelleher
6 Elect Mikel H. Williams Mgmt For For For
7 Elect Michael J. Mgmt For For For
Sheldon
8 Elect Robert L. Antin Mgmt For For For
9 Elect Mimi K. Walters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BayCom Corp
Ticker Security ID: Meeting Date Meeting Status
BCML CUSIP 07272M107 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd W. Mgmt For For For
Kendall,
Jr.
1.2 Elect George J. Guarini Mgmt For For For
1.3 Elect James S. Camp Mgmt For For For
1.4 Elect Harpreet S. Mgmt For For For
Chaudhary
1.5 Elect Rocco Davis Mgmt For For For
1.6 Elect Malcolm F. Mgmt For For For
Hotchkiss
1.7 Elect Syvia L. Magid Mgmt For For For
1.8 Elect Robert G. Laverne Mgmt For For For
1.9 Elect David M. Spatz Mgmt For For For
2 Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Benefytt Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BFYT CUSIP 08182C106 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul E. Avery Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Barkett
1.3 Elect John A. Fichthorn Mgmt For For For
1.4 Elect Paul G. Gabos Mgmt For For For
1.5 Elect Robert S. Murley Mgmt For For For
1.6 Elect Peggy B. Scott Mgmt For For For
1.7 Elect Gavin Southwell Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biospecifics Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
BSTC CUSIP 090931106 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Chao Mgmt For For For
1.2 Elect Mark Wegman Mgmt For For For
1.3 Elect Toby Wegman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Rights Mgmt For Against Against
Agreement
5 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 01/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect Krishna G. Palepu Mgmt For For For
1.5 Elect Michael Mgmt For For For
Rosenblatt
1.6 Elect Stephen S. Mgmt For For For
Schwartz
1.7 Elect Alfred Mgmt For For For
Woollacott
III
1.8 Elect Mark S. Wrighton Mgmt For For For
1.9 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canaccord Genuity Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 134801109 08/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Charles N. Mgmt For For For
Bralver
2.2 Elect Daniel J. Daviau Mgmt For For For
2.3 Elect Michael D. Harris Mgmt For For For
2.4 Elect Merri L. Jones Mgmt For For For
2.5 Elect David J. Kassie Mgmt For For For
2.6 Elect Terrence A. Lyons Mgmt For For For
2.7 Elect Dipesh Shah Mgmt For For For
2.8 Elect Sally Tennant Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CareDx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNA CUSIP 14167L103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Mgmt For For For
Goldberg
1.2 Elect Peter Maag Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2014 Mgmt For Abstain Against
Equity Incentive
Plan
________________________________________________________________________________
Cass Information Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CASS CUSIP 14808P109 04/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric H. Mgmt For For For
Brunngraber
2 Elect Benjamin F. Mgmt For For For
Edwards,
IV
3 Elect Joseph D. Rupp Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Mgmt For For For
Greenblatt
1.2 Elect Richard A. Kerley Mgmt For For For
1.3 Elect Julia W. Sze Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Hoetzinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chicken Soup For The Soul Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSSE CUSIP 16842Q100 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Rouhana,
Jr.
1.2 Elect Scott W. Seaton Mgmt For For For
1.3 Elect Amy L. Newmark Mgmt For For For
1.4 Elect Fred M. Cohen Mgmt For For For
1.5 Elect Cosmo DeNicola Mgmt For For For
1.6 Elect I. Martin Mgmt For For For
Pompadur
1.7 Elect Christina Weiss Mgmt For For For
Lurie
1.8 Elect Diana Wilkin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Majority Voting in
Uncontested Director
Elections
2 Repeal of Classified Mgmt For For For
Board
3.1 Elect John (Andy) Mgmt For For For
O'Donnell
3.2 Elect Scott A. Buckhout Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Citi Trends, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTRN CUSIP 17306X102 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian P. Carney Mgmt For For For
2 Elect Jonathan Duskin Mgmt For For For
3 Elect David N. Makuen Mgmt For For For
4 Elect Peter Sachse Mgmt For For For
5 Elect Kenneth Seipel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect William G. Thomas Mgmt For For For
5 Elect Andi Case Mgmt For For For
6 Elect Jeff Woyda Mgmt For For For
7 Elect Peter Backhouse Mgmt For For For
8 Elect Marie-Louise Mgmt For For For
Clayton
9 Elect Tim J. Miller Mgmt For For For
10 Elect Birger Nergaard Mgmt For For For
11 Elect Heike Truol Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authorisation of Mgmt For For For
Political
Donations
16 ShareSave Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Cohu, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHU CUSIP 192576106 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Bendush
2 Elect Nina L. Mgmt For For For
Richardson
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Community Healthcare Trust Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHCT CUSIP 20369C106 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Gardner Mgmt For For For
1.2 Elect Clarie Gulmi Mgmt For For For
1.3 Elect Robert Z. Hensley Mgmt For For For
1.4 Elect R. Lawrence Van Mgmt For For For
Horn
1.5 Elect Timothy G. Mgmt For For For
Wallace
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Construction Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROAD CUSIP 21044C107 03/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Jennings Mgmt For For For
2 Elect Mark R. Matteson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
County Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICBK CUSIP 221907108 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy J. Mgmt For For For
Schneider
1.2 Elect Lynn D. Davis Mgmt For For For
1.3 Elect Andrew J. Steimle Mgmt For For For
1.4 Elect Jacob B. Eisen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CRA International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRAI CUSIP 12618T105 07/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul A. Maleh Mgmt For For For
1.2 Elect Thomas A. Avery Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cryolife, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRY CUSIP 228903100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas F. Mgmt For For For
Ackerman
1.2 Elect Daniel J. Mgmt For For For
Bevevino
1.3 Elect Marna P. Mgmt For For For
Borgstrom
1.4 Elect James W. Bullock Mgmt For For For
1.5 Elect Jeffrey H. Mgmt For For For
Burbank
1.6 Elect J. Patrick Mackin Mgmt For For For
1.7 Elect Ronald D. McCall Mgmt For For For
1.8 Elect Harvey Morgan Mgmt For For For
1.9 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the Equity Mgmt For For For
and Cash Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CULP CUSIP 230215105 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Perry E. Davis Mgmt For For For
1.2 Elect Sharon A. Decker Mgmt For For For
1.3 Elect Fred A. Jackson Mgmt For For For
1.4 Elect Kenneth R. Larson Mgmt For For For
1.5 Elect Kenneth W. Mgmt For For For
McAllister
1.6 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CyberOptics Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBE CUSIP 232517102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Craig D. Gates Mgmt For For For
1.2 Elect Subodh Kulkarni Mgmt For For For
1.3 Elect Michael M. Mgmt For For For
Selzer,
Jr.
1.4 Elect Vivek Mohindra Mgmt For For For
1.5 Elect Cheryl Beranek Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digi International Inc.
Ticker Security ID: Meeting Date Meeting Status
DGII CUSIP 253798102 01/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Satbir Khanuja Mgmt For For For
2 Elect Ronald E. Konezny Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Dynavax Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
DVAX CUSIP 268158201 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel L. Kisner Mgmt For For For
1.2 Elect Natale Ricciardi Mgmt For For For
1.3 Elect Ryan Spencer Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EMCORE Corporation
Ticker Security ID: Meeting Date Meeting Status
EMKR CUSIP 290846203 03/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rex S. Jackson Mgmt For For For
1.2 Elect Jeffrey Mgmt For For For
Rittichier
1.3 Elect Bruce E. Grooms Mgmt For For For
1.4 Elect Noel Heiks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory J. Fisher Mgmt For For For
1.2 Elect Daniel L. Jones Mgmt For For For
1.3 Elect Gina A. Norris Mgmt For For For
1.4 Elect William R. Thomas Mgmt For For For
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
ePlus inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce M. Bowen Mgmt For For For
1.2 Elect John E. Callies Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Eric D. Hovde Mgmt For For For
1.5 Elect Ira A. Hunt, III Mgmt For For For
1.6 Elect Mark P Marron Mgmt For For For
1.7 Elect Maureen F. Mgmt For For For
Morrison
1.8 Elect Ben Xiang Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everspin Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRAM CUSIP 30041T104 05/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Conley Mgmt For For For
1.2 Elect Geoffrey R. Tate Mgmt For For For
1.3 Elect Darin Billerbeck Mgmt For For For
1.4 Elect Lawrence G. Finch Mgmt For For For
1.5 Elect Ronald C. Foster Mgmt For For For
1.6 Elect Michael B Mgmt For For For
Gustafson
1.7 Elect Peter Hebert Mgmt For For For
1.8 Elect Geoffrey Ribar Mgmt For For For
1.9 Elect Stephen J. Mgmt For For For
Socolof
2 Ratification of Auditor Mgmt For For For
3 Adoption of Exclusive Mgmt For For For
Forum
________________________________________________________________________________
Exco Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
XTC CUSIP 30150P109 01/29/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward H. Mgmt For For For
Kernaghan
1.2 Elect Darren M. Kirk Mgmt For For For
1.3 Elect Robert B. Magee Mgmt For For For
1.4 Elect Colleen M. Mgmt For For For
McMorrow
1.5 Elect Paul E. Riganelli Mgmt For For For
1.6 Elect Brian A. Robbins Mgmt For For For
1.7 Elect Anne Marie Mgmt For For For
Turnbull
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Gregory P. Mgmt For For For
Dougherty
1.3 Elect Rollance E. Olson Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FARO Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FARO CUSIP 311642102 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Burger Mgmt For For For
1.2 Elect Stephen R. Cole Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Forrester Research, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORR CUSIP 346563109 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean M. Birch Mgmt For For For
1.2 Elect David Boyce Mgmt For For For
1.3 Elect Neil Bradford Mgmt For For For
1.4 Elect George F. Colony Mgmt For For For
1.5 Elect Anthony Friscia Mgmt For For For
1.6 Elect Robert M. Galford Mgmt For For For
1.7 Elect Gretchen G. Mgmt For For For
Teichgraeber
1.8 Elect Yvonne Wassenaar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dudley Mendenhall Mgmt For For For
1.2 Elect Elizabeth A. Mgmt For For For
Fetter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FRP Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Baker II Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Commander
III
1.3 Elect H.W. Shad III Mgmt For For For
1.4 Elect Martin E. Stein, Mgmt For For For
Jr.
1.5 Elect William H. Mgmt For For For
Walton
III
1.6 Elect Margaret B. Mgmt For For For
Wetherbee
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Futurefuel Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 36116M106 09/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald C. Bedell Mgmt For For For
1.2 Elect Edwin A. Levy Mgmt For For For
1.3 Elect Terrance C. Egger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gaia, Inc.
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 04/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect James Colquhoun Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For For For
1.6 Elect Dae Mellencamp Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamar Elkeles Mgmt For For For
2 Elect Marshall S. Mgmt For For For
Geller
3 Elect Scott N. Mgmt For For For
Greenberg
4 Elect Steven E. Koonin Mgmt For For For
5 Elect Jacques Manardo Mgmt For For For
6 Elect Richard C. Mgmt For For For
Pfenniger,
Jr.
7 Elect Samuel D. Mgmt For For For
Robinson
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 08/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Malvaso Mgmt For For For
1.2 Elect Jonathan W. Mgmt For For For
Painter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HarborOne Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HONE CUSIP 41165F101 08/06/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Mutual Holding Company Mgmt For For For
Conversion
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect Deborah L. Mgmt For For For
Clifford
1.4 Elect David A. Krall Mgmt For For For
1.5 Elect Mitzi Reaugh Mgmt For For For
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 1995 Mgmt For Abstain Against
Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harvard Bioscience, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBIO CUSIP 416906105 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine A. Eade Mgmt For For For
1.2 Elect Thomas W. Loewald Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Robert H. Getz Mgmt For For For
3 Elect Dawne S. Hickton Mgmt For For For
4 Elect Michael L. Shor Mgmt For For For
5 Elect Larry O. Spencer Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Approval of the 2020 Mgmt For For For
Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Laszlo Bock Mgmt For For For
1.3 Elect Clare M. Chapman Mgmt For For For
1.4 Elect Lyle Logan Mgmt For For For
1.5 Elect Willem Mesdag Mgmt For For For
1.6 Elect Krishnan Mgmt For For For
Rajagopalan
1.7 Elect Stacey Rauch Mgmt For For For
1.8 Elect Adam Warby Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to 2012 Mgmt For For For
Globalshare
Program
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce C. Mgmt For For For
Bruckmann
1.2 Elect Carmine Falcone Mgmt For For For
1.3 Elect Robert W. Mgmt For For For
Willmschen,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
HomeTrust Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTBI CUSIP 437872104 11/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Steven Goforth Mgmt For For For
1.2 Elect Laura C. Kendall Mgmt For For For
1.3 Elect Dana L. Mgmt For For For
Stonestreet
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Howard Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
HBMD CUSIP 442496105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard G. Arnold Mgmt For For For
1.2 Elect James T. Mgmt For For For
Dresher,
Jr.
1.3 Elect Mary Ann Scully Mgmt For For For
1.4 Elect Jack Steil Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HTG Molecular Diagnostics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGM CUSIP 40434H104 08/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James T. LaFrance Mgmt For For For
1.2 Elect Lee R. McCracken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ichor Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICHR CUSIP G4740B105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Laura Black Mgmt For For For
2 Elect Iain MacKenzie Mgmt For For For
3 Elect Thomas M. Rohrs Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IES Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 44951W106 02/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd M. Cleveland Mgmt For For For
1.2 Elect Joseph L. Mgmt For For For
Dowling,
III
1.3 Elect David B. Gendell Mgmt For For For
1.4 Elect Jeffrey L. Mgmt For For For
Gendell
1.5 Elect Joe D. Koshkin Mgmt For For For
1.6 Elect Donald L. Luke Mgmt For For For
1.7 Elect Gary S. Matthews Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Branch Mgmt For For For
1.2 Elect Diane L. Cooper Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Steven Kass Mgmt For For For
1.5 Elect Bruce Krehbiel Mgmt For For For
1.6 Elect Sean M. O'Connor Mgmt For For For
1.7 Elect Eric Parthemore Mgmt For For For
1.8 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 06/24/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Investar Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
ISTR CUSIP 46134L105 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Baker Mgmt For For For
1.2 Elect Thomas C. Mgmt For For For
Besselman,
Sr.
1.3 Elect James H. Boyce, Mgmt For For For
III
1.4 Elect Robert M. Boyce, Mgmt For For For
Sr.
1.5 Elect John J. D'Angelo Mgmt For For For
1.6 Elect William H. Mgmt For For For
Hidalgo,
Sr.
1.7 Elect Gordon H. Mgmt For For For
Joffrion,
III
1.8 Elect Robert Chris Mgmt For For For
Jordan
1.9 Elect David J. Mgmt For For For
Lukinovich
1.10 Elect Suzanne O. Mgmt For For For
Middleton
1.11 Elect Andrew C. Nelson Mgmt For For For
1.12 Elect Frank L. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 10/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ann E. Dunwoody Mgmt For For For
1.2 Elect N. John Simmons, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Kornit Digital Ltd.
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 08/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alon Lumbroso Mgmt For For For
2 Elect Dov Ofer Mgmt For For For
3 Elect Stephen Nigro Mgmt For For For
4 Elect Ronen Samuel Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Special Bonus of CEO Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
8 Approve Change in Mgmt For For For
Control
Benefits
9 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
10 Options Grant of CEO Mgmt For For For
11 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
________________________________________________________________________________
Lawson Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAWS CUSIP 520776105 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Bryan King Mgmt For For For
1.2 Elect Charles D. Hale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
Bylaws
6 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
7 Elimination of Mgmt For For For
Supermajority
Requirement for
Future Amendments to
the Certificate of
Incorporation
8 Amendment to the Mgmt For Against Against
Certificate of
Incorporation to
Remove Limits on the
Number of
Directors
9 Elimination of Mgmt For Against Against
Cumulative
Voting
10 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Stockholder
Proposal
Procedures
11 Restoration of Right Mgmt For For For
to Call a Special
Meeting
12 Elimination of Mgmt For Against Against
Shareholder Approval
Requirement for
Specified
Transactions and Opt
Out of DGCL Section
203
13 Amendment to Mgmt For Against Against
Certificate to
Eliminate Article
Seventeenth Regarding
Combination
Proposals
14 Amend Certificate of Mgmt For For For
Incorporation and
Authorize the
Integration and
Restatement of the
Certificate of
Incorporation
________________________________________________________________________________
Lightpath Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPTH CUSIP 532257805 11/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Ripp Mgmt For For For
1.2 Elect Joseph Menaker Mgmt For For For
1.3 Elect Darcie Peck Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Dyson Dryden Mgmt For For For
1.2 Elect John M. Fahey Mgmt For For For
1.3 Elect Catherine B. Mgmt For For For
Reynolds
1.4 Elect Sarah Farrell Mgmt For For For
1.5 Elect Thomas S. Smith, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect David B. Rayburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Luna Innovations Incorporated
Ticker Security ID: Meeting Date Meeting Status
LUNA CUSIP 550351100 05/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren B. Phelps Mgmt For For For
III
1.2 Elect Mary Beth Vitale Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP G5698W116 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alok Maskara Mgmt For For For
2 Elect David F. Landless Mgmt For For For
3 Elect Clive J. Snowdon Mgmt For For For
4 Elect Richard J. Hipple Mgmt For For For
5 Elect Allisha Elliot Mgmt For For For
6 Elect Lisa G. Mgmt For For For
Trimberger
7 Remuneration Report Mgmt For For For
(Advisory)
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Mgmt For For For
Repurchase Ordinary
Shares
13 Authority to Mgmt For For For
Repurchase Deferred
Shares
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Bills Mgmt For For For
2 Elect Kathleen Burdett Mgmt For For For
3 Elect James J. Cannon Mgmt For For For
4 Elect Matthew T. Mgmt For For For
Farrell
5 Elect Marc T. Giles Mgmt For For For
6 Elect Sara A. Mgmt For For For
Greenstein
7 Elect Suzanne Hammett Mgmt For For For
8 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
9 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/12/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect John Burzynski Mgmt For For For
1.3 Elect Louis-Pierre Mgmt For For For
Gignac
1.4 Elect Kimberly Keating Mgmt For For For
1.5 Elect Denis Larocque Mgmt For For For
1.6 Elect Janice Rennie Mgmt For For For
1.7 Elect David B. Tennant Mgmt For For For
1.8 Elect Jo Mark Zurel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Marchex, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCHX CUSIP 56624R108 09/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Cline Mgmt For For For
1.2 Elect Donald Cogsville Mgmt For For For
1.3 Elect Russell C. Mgmt For For For
Horowitz
1.4 Elect M. Wayne Wisehart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marcus & Millichap, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMI CUSIP 566324109 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hessam Nadji Mgmt For For For
1.2 Elect Norma J. Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MasterCraft Boat Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
MCFT CUSIP 57637H103 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jaclyn Baumgarten Mgmt For For For
1.2 Elect Roch B. Lambert Mgmt For For For
1.3 Elect Peter G. Mgmt For For For
Leemputte
2 Repeal of Classified Mgmt For For For
Board
3 Elimination of Mgmt For For For
Supermajority
Requirements
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Meridian Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EBSB CUSIP 58958U103 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia C. Carney Mgmt For For For
1.2 Elect Edward J. Merritt Mgmt For For For
1.3 Elect Joyce A. Murphy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 11/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Sullivan Mgmt For For For
1.2 Elect Gary M. Owens Mgmt For For For
1.3 Elect John B. Schmieder Mgmt For For For
1.4 Elect Robert V. Dwyer Mgmt For For For
1.5 Elect Evan C. Guillemin Mgmt For For For
1.6 Elect David M. Kelly Mgmt For For For
1.7 Elect David Perez Mgmt For For For
1.8 Elect Jennifer S. Mgmt For For For
Alltoft
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Misonix, Inc.
Ticker Security ID: Meeting Date Meeting Status
MSON CUSIP 604871103 06/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Koby Mgmt For For For
1.2 Elect Paul A. Mgmt For For For
LaViolette
1.3 Elect Thomas M. Patton Mgmt For For For
1.4 Elect Stavros G. Mgmt For For For
Vizirgianakis
1.5 Elect Gwendolyn A. Mgmt For For For
Watanabe
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect Bruce K. Crowther Mgmt For For For
6 Elect Lynn A. Tetrault Mgmt For For For
7 Elect Allison L. Hannah Mgmt For For For
8 Elect Stephen M. Mgmt For For For
Kanovsky
9 Elect Rachel A. Stahler Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy S. Jenks Mgmt For For For
1.2 Elect Yanbing Li Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
nLIGHT, Inc.
Ticker Security ID: Meeting Date Meeting Status
LASR CUSIP 65487K100 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bandel L. Carano Mgmt For For For
2 Elect Raymond A. Link Mgmt For For For
3 Elect Geoffrey A. Moore Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Montross Mgmt For For For
2 Elect John Paschal Mgmt For For For
3 Elect William S. Mgmt For For For
Yearsley
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CUSIP M7516K103 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brunstein Mgmt For For For
2 Elect Avi Cohen Mgmt For For For
3 Elect Raanan Cohen Mgmt For For For
4 Elect Dafna Gruber Mgmt For For For
5 Elect Miron Kenneth Mgmt For For For
6 Elect Zehava Simon Mgmt For For For
7 Elect Eitan Oppenhaim Mgmt For For For
8 Base Salary Increase Mgmt For For For
and Equity Grant of
CEO
9 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 Company Name Change Mgmt For For For
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novanta Inc.
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Lonny J. Mgmt For For For
Carpenter
1.3 Elect Deborah DiSanzo Mgmt For For For
1.4 Elect Matthijs Glastra Mgmt For For For
1.5 Elect Brian D. King Mgmt For For For
1.6 Elect Ira J. Lamel Mgmt For For For
1.7 Elect Maxine L. Mgmt For For For
Mauricio
1.8 Elect Dominic A. Romeo Mgmt For For For
1.9 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Articles of
Association to Allow
for Virtual
Meeting
________________________________________________________________________________
OrthoPediatrics Corp.
Ticker Security ID: Meeting Date Meeting Status
KIDS CUSIP 68752L100 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Pelizzon Mgmt For For For
1.2 Elect Harald Ruf Mgmt For For For
1.3 Elect Terry D. Mgmt For For For
Schlotterback
1.4 Elect Kevin L. Unger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PAR Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
PAR CUSIP 698884103 06/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Savneet Singh Mgmt For For For
2 Elect Douglas G. Rauch Mgmt For For For
3 Elect Cynthia A. Russo Mgmt For For For
4 Elect John W. Sammon Mgmt For For For
5 Elect James C. Stoffel Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pason Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
PSI CUSIP 702925108 04/30/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James D. Hill Mgmt For For For
2.2 Elect James B. Howe Mgmt For For For
2.3 Elect Marcel Kessler Mgmt For For For
2.4 Elect T. Jay Collins Mgmt For For For
2.5 Elect Judi Hess Mgmt For For For
2.6 Elect Laura Schwinn Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect David Mgmt For For For
Beffa-Negrini
1.4 Elect Barbara Duckett Mgmt For For For
1.5 Elect Jack Ferguson Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCSB Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PCSB CUSIP 69324R104 10/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph D. Roberto Mgmt For For For
1.2 Elect William V. Mgmt For For For
Cuddy,
Jr.
1.3 Elect Kevin B. Dwyer Mgmt For For For
1.4 Elect Willard I. Hill, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 06/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph R. Bronson Mgmt For For For
2 Elect Marco Iansiti Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2011 Mgmt For For For
Stock Incentive
Plan
5 Approval of the 2020 Mgmt For Against Against
Employee Stock
Purchase
Plan
6 Adopt Exclusive Forum Mgmt For Against Against
Provision
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.3 Elect Constantine S. Mgmt For For For
Macricostas
1.4 Elect George Mgmt For For For
Macricostas
1.5 Elect Mary Paladino Mgmt For For For
1.6 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of Section Mgmt For For For
382 Rights
Agreement
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Porvair plc
Ticker Security ID: Meeting Date Meeting Status
PRV CINS G71942109 04/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Jasi Halai Mgmt For For For
5 Elect Sally Martin Mgmt For For For
6 Elect John E. Nicholas Mgmt For For For
7 Elect Ben Stocks Mgmt For For For
8 Elect Christopher Mgmt For For For
Tyler
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Postal Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTL CUSIP 73757R102 06/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick R. Mgmt For For For
Donahoe
1.2 Elect Barry Lefkowitz Mgmt For For For
1.3 Elect Jane Mgmt For For For
Gural-Senders
1.4 Elect Anton Feingold Mgmt For For For
1.5 Elect Andrew Spodek Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Professional Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
PFHD CUSIP 743139107 04/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jon L. Gorney Mgmt For For For
1.2 Elect Herbert R. Mgmt For For For
Martens,
Jr.
1.3 Elect Anton Schutz Mgmt For For For
1.4 Elect Norman S. Edelcup Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Profire Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFIE CUSIP 74316X101 06/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brenton W. Hatch Mgmt For For For
1.2 Elect Ryan W. Oviatt Mgmt For For For
1.3 Elect Ronald R. Spoehel Mgmt For For For
1.4 Elect Daren J. Shaw Mgmt For For For
1.5 Elect Arlen B. Crouch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Profound Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
PRN CUSIP 74319B502 05/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arun Menawat Mgmt For For For
1.2 Elect Brian Ellacott Mgmt For For For
1.3 Elect Steve Forte Mgmt For For For
1.4 Elect Kenneth Galbraith Mgmt For For For
1.5 Elect Jean-Francois Mgmt For For For
Pariseau
1.6 Elect Linda Maxwell Mgmt For For For
1.7 Elect Arthur L. Mgmt For For For
Rosenthal
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 07/11/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Crowley Mgmt For For For
2 Elect Mark R. Baker Mgmt For For For
3 Elect Bradley L. Mgmt For For For
Campbell
4 Elect Karen Ferrante Mgmt For For For
5 Elect Michael D. Mgmt For For For
Kishbauch
6 Elect David A. Mgmt For For For
Scheinberg
7 Elect Nicole S. Mgmt For For For
Williams
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 07/11/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Do Not Use This Row ShrHoldr N/A TNA N/A
1.2 Elect Management ShrHoldr N/A TNA N/A
Nominee Bradley L.
Campbell
1.3 Elect Management ShrHoldr N/A TNA N/A
Nominee Karen
Ferrante
1.4 Elect Management ShrHoldr N/A TNA N/A
Nominee David A.
Scheinberg
1.5 Elect Management ShrHoldr N/A TNA N/A
Nominee Nicole S.
Williams
2 Elect Management ShrHoldr N/A TNA N/A
Nominee Peter J.
Crowley
3 Elect Management ShrHoldr N/A TNA N/A
Nominee Michael D.
Kishbauch
4 Elect Management ShrHoldr N/A TNA N/A
Nominee Mark R.
Baker
5 Ratification of Auditor ShrHoldr N/A TNA N/A
6 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 11/08/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Bylaw
Repeal
2 Remove Incumbent ShrHoldr N/A TNA N/A
Director Mark R.
Baker
3 Remove Incumbent ShrHoldr N/A TNA N/A
Director David A.
Scheinberg
4 Remove Incumbent ShrHoldr N/A TNA N/A
Director Nicole S.
Williams
5 Remove Any Interim ShrHoldr N/A TNA N/A
Appointee
6 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding the Filling
of Board
Vacancies
7 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding Setting
Board
Size
8 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Gerard
Ber
9 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Eric J.
Ende
10 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Ann
MacDougall
11 Elect Dissident ShrHoldr N/A TNA N/A
Nominee Heinz
Mausli
12 Elect Dissident ShrHoldr N/A TNA N/A
Nominee David W.
Mims
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 11/08/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Bylaw
Repeal
2 Remove Incumbent ShrHoldr Against TNA N/A
Director Mark R.
Baker
3 Remove Incumbent ShrHoldr Against TNA N/A
Director David A.
Scheinberg
4 Remove Incumbent ShrHoldr Against TNA N/A
Director Nicole S.
Williams
5 Remove Any Interim ShrHoldr Against TNA N/A
Appointee
6 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding the Filling
of Board
Vacancies
7 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Setting
Board
Size
8 Elect Dissident ShrHoldr Against TNA N/A
Nominee Gerard
Ber
9 Elect Dissident ShrHoldr Against TNA N/A
Nominee Eric J.
Ende
10 Elect Dissident ShrHoldr Against TNA N/A
Nominee Ann
MacDougall
11 Elect Dissident ShrHoldr Against TNA N/A
Nominee Heinz
Mausli
12 Elect Dissident ShrHoldr Against TNA N/A
Nominee David W.
Mims
________________________________________________________________________________
QAD Inc.
Ticker Security ID: Meeting Date Meeting Status
QADB CUSIP 74727D306 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott J. Adelson Mgmt For For For
2 Elect Anton Chilton Mgmt For For For
3 Elect Kathleen M. Mgmt For For For
Crusco
4 Elect Peter R. van Mgmt For For For
Cuylenburg
5 Elect Pamela M. Lopker Mgmt For For For
6 Elect Lee D. Roberts Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanterix Corporation
Ticker Security ID: Meeting Date Meeting Status
QTRX CUSIP 74766Q101 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Crandell Mgmt For For For
1.2 Elect E. Kevin Mgmt For For For
Hrusovsky
1.3 Elect Paul M. Meister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quanterix Corporation
Ticker Security ID: Meeting Date Meeting Status
QTRX CUSIP 74766Q101 07/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marijn E. Dekkers Mgmt For For For
1.2 Elect Sarah E. Hlavinka Mgmt For For For
1.3 Elect David R. Walt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 11/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stuart M. Mgmt For For For
Huizinga
1.2 Elect David J. Pauldine Mgmt For For For
1.3 Elect James Simons Mgmt For For For
1.4 Elect Matthew Glickman Mgmt For For For
1.5 Elect Andrew Sheehan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason M. Andringa Mgmt For For For
2 Elect Thomas S. Everist Mgmt For For For
3 Elect Janet M. Holloway Mgmt For For For
4 Elect Kevin T. Kirby Mgmt For For For
5 Elect Marc E. LeBaron Mgmt For For For
6 Elect Lois M. Martin Mgmt For For For
7 Elect Richard W. Parod Mgmt For For For
8 Elect Daniel A. Rykhus Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of Mgmt For For For
Authorization of
Indebtedness
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony Cherbak Mgmt For For For
2 Elect Neil F. Dimick Mgmt For For For
3 Elect Kate W. Duchene Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rudolph Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
RTEC CUSIP 781270103 10/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
1.2 Elect Rudi P. Fronk Mgmt For For For
1.3 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.4 Elect Richard C. Kraus Mgmt For For For
1.5 Elect Jay S. Layman Mgmt For For For
1.6 Elect Melanie R. Miller Mgmt For For For
1.7 Elect Clement A. Mgmt For For For
Pelletier
1.8 Elect John W. Sabine Mgmt For For For
1.9 Elect Gary Sugar Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Extension of Certain Mgmt For For For
Outstanding
Options
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Wayne Weaver Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Silicon Motion Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 09/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Two Mgmt For For For
Directors
(Slate)
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silvercrest Asset Management Group Inc.
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian D. Dunn Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spartan Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPAR CUSIP 846819100 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angela K Freeman Mgmt For For For
1.2 Elect Dominic A. Romeo Mgmt For For For
1.3 Elect Andrew Rooke Mgmt For For For
2 Company Name Change Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/08/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Dewhurst Mgmt For For For
1.2 Elect Graham Birch Mgmt For For For
1.3 Elect Peter Grosskopf Mgmt For For For
1.4 Elect Sharon Ranson Mgmt For For For
1.5 Elect Arthur R. Rule IV Mgmt For For For
1.6 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Share Consolidation Mgmt For For For
4 Amendment of Stock Mgmt For For For
Option
Plan
5 Employee Profit Mgmt For For For
Sharing Plan
Renewal
6 Amendment of Equity Mgmt For For For
Incentive Plan for
U.S. Service
Providers
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose H. Bedoya Mgmt For For For
1.2 Elect Susan E. Knight Mgmt For For For
2 Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Territorial Bancorp Inc.
Ticker Security ID: Meeting Date Meeting Status
TBNK CUSIP 88145X108 06/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Y. Ikeda Mgmt For For For
1.2 Elect David S. Murakami Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Cheesecake Factory Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 05/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Overton Mgmt For For For
2 Elect Edie Ames Mgmt For For For
3 Elect Alexander L. Mgmt For For For
Cappello
4 Elect Jerome I. Mgmt For For For
Kransdorf
5 Elect Janice B. Meyer Mgmt For For For
6 Elect Laurence B. Mgmt For For For
Mindel
7 Elect David B. Pittaway Mgmt For For For
8 Elect Herbert Simon Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Rubicon Project, Inc.
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 03/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Transcat, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRNS CUSIP 893529107 09/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles P. Hadeed Mgmt For For For
1.2 Elect Paul D. Moore Mgmt For For For
1.3 Elect Angela J. Mgmt For For For
Panzarella
2 Board Size Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trecora Resources
Ticker Security ID: Meeting Date Meeting Status
TREC CUSIP 894648104 05/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary K. Adams Mgmt For For For
2 Elect Pamela R. Butcher Mgmt For For For
3 Elect Nicholas N. Mgmt For For For
Carter
4 Elect Adam C. Peakes Mgmt For For For
5 Elect Patrick D. Mgmt For For For
Quarles
6 Elect Janet S. Roemer Mgmt For For For
7 Elect Karen A. Mgmt For For For
Twitchell
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tristate Capital Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSC CUSIP 89678F100 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Mgmt For For For
Buzzelli
1.2 Elect Helen Hanna Casey Mgmt For For For
1.3 Elect Brian S. Mgmt For For For
Fetterolf
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Emily M. Liggett Mgmt For For For
5 Elect Thomas T. Edman Mgmt For For For
6 Elect Barbara V. Mgmt For For For
Scherer
7 Elect Ernest E. Maddock Mgmt For For For
8 Elect Jacqueline A. Mgmt For For For
Seto
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect Judith L. Bacchus Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vera Bradley, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRA CUSIP 92335C106 06/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Bradley Mgmt For For For
Baekgaard
1.2 Elect Kristina Cashman Mgmt For For For
1.3 Elect Mary Lou Kelley Mgmt For For For
1.4 Elect John E. Kyees Mgmt For For For
1.5 Elect Frances P. Philip Mgmt For For For
1.6 Elect Carrie M. Tharp Mgmt For For For
1.7 Elect Robert Wallstrom Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Vishay Precision Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Janet M. Clarke Mgmt For For For
1.3 Elect Wesley Cummins Mgmt For For For
1.4 Elect Bruce Lerner Mgmt For For For
1.5 Elect Saul V. Reibstein Mgmt For For For
1.6 Elect Ziv Shoshani Mgmt For For For
1.7 Elect Timothy V. Mgmt For For For
Talbert
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wabash National Corporation
Ticker Security ID: Meeting Date Meeting Status
WNC CUSIP 929566107 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Therese M. Mgmt For For For
Bassett
2 Elect John G. Boss Mgmt For For For
3 Elect John E. Kunz Mgmt For For For
4 Elect Larry J. Magee Mgmt For For For
5 Elect Ann D. Murtlow Mgmt For For For
6 Elect Scott K. Sorensen Mgmt For For For
7 Elect Stuart A. Mgmt For For For
Taylor,
II
8 Elect Brent L. Yeagy Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western New England Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNEB CUSIP 958892101 05/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laura Benoit Mgmt For For For
1.2 Elect Donna J. Damon Mgmt For For For
1.3 Elect Lisa G. McMahon Mgmt For For For
1.4 Elect Steven G. Richter Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Westport Fuel Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
WPRT CUSIP 960908309 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brenda Eprile Mgmt For For For
1.2 Elect Dan Hancock Mgmt For For For
1.3 Elect David Johnson Mgmt For For For
1.4 Elect Eileen Wheatman Mgmt For For For
1.5 Elect Karl-Viktor Mgmt For For For
Schaller
1.6 Elect Michele Mgmt For For For
Buchignani
1.7 Elect Peter Yu Mgmt For For For
1.8 Elect Rita Forst Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zealand Pharma AS
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 04/02/2020 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Martin Nicklasson Mgmt For For For
8 Elect Kirsten Aarup Mgmt For For For
Drejer
9 Elect Alain Munoz Mgmt For For For
10 Elect Jeffrey Berkowitz Mgmt For For For
11 Elect Michael J. Owen Mgmt For For For
12 Elect Leonard Kruimer Mgmt For For For
13 Elect Bernadette Mgmt For For For
Connaughton
14 Appointment of Auditor Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Remuneration Policy Mgmt For Abstain Against
17 Directors' Fees Mgmt For For For
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights (Cash
Contribution)
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Contribution
in
Kind)
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Royce Capital Fund
By (Signature) /s/ Christopher D. Clark
Name Christopher D. Clark
Title President
Date 08/17/2020