UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07537
Name of Registrant: Royce Capital Fund
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/20
Date of reporting period:
07/01/2020 - 06/30/2021
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was
"take no action" or "unvoted". The reason for no action being taken or a
security being unvoted (i.e., no vote being cast) may include, without
limitation: (a) the securities were out on loan at the time of a record date,
(b) administrative or operational constraints impeded the ability to cast a
timely vote (e.g., late receipt of proxy voting information), (c) systems,
administrative or processing errors occurred, including errors by the Adviser
or third party vendors, and/or (d) the portfolio manager concluded that the
potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal
may also appear as "take no action" or "unvoted" in connection with contested
meetings at which only one of the agendas is actually voted upon.
==================== Royce Capital Fund Micro-Cap Portfolio ====================
ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For For Management
1.2 Elect Director Richmond Y. Holden, Jr. For For Management
1.3 Elect Director Brian S. Olschan For For Management
1.4 Elect Director Stevenson E. Ward, III For For Management
1.5 Elect Director Susan H. Murphy For For Management
1.6 Elect Director Rex L. Davidson For For Management
1.7 Elect Director Brian K. Barker For For Management
2 Amend Stock Option Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Marcum LLP as Auditors For For Management
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AEHR TEST SYSTEMS
Ticker: AEHR Security ID: 00760J108
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Rhea J. Posedel For For Management
1.2 Elect Gayn Erickson For For Management
1.3 Elect Laura Oliphant For For Management
1.4 Elect Mario M. Rosati For For Management
1.5 Elect Geoffrey Scott For For Management
1.6 Elect Howard T. Slayen For For Management
2 Amendment to the 2006 Employee Stock For For Management
Purchase Plan
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
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AGILYSYS, INC
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Donald A. Colvin For For Management
1.2 Elect Dana S. Jones For For Management
1.3 Elect Jerry C. Jones For For Management
1.4 Elect Michael A. Kaufman For For Management
1.5 Elect Melvin L. Keating For For Management
1.6 Elect John Mutch For For Management
1.7 Elect Ramesh Srinivasan For For Management
2 Issuance of Common Stock and, in For For Management
Certain Circumstances, Preferred Stock
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Approval of the Employee Stock For For Management
Purchase Plan
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
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ALIMAK GROUP AB
Ticker: ALIG Security ID: W1R155105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Dividends of SEK 3 Per Share
8.c1 Approve Discharge of Board Chairman For For Management
Johan Hjertonsson
8.c2 Approve Discharge of Helena For For Management
Nordman-Knutson
8.c3 Approve Discharge of Christina Hallin For For Management
8c.4 Approve Discharge of Tomas Carlsson For For Management
8.c5 Approve Discharge of Sven Tornkvist For For Management
8.c6 Approve Discharge of Petra Einarsson For For Management
8.c7 Approve Discharge of Ole Kristian For For Management
Jodahl
8.c8 Approve Discharge of Employee For For Management
Representative Greger Larsson
8.c9 Approve Discharge of Employee For For Management
Representative Orjan Fredriksson
8.c10 Approve Discharge of CEO Ole Kristian For For Management
Jodahl
9 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 820,000 for Chairman
and SEK 330,000 for Other Directors;
Approve Remuneration for Committee
Work; Approve Remuneration of Auditors
11 Reelect Helena Nordman-Knutson, Tomas For Against Management
Carlsson, Christina Hallin, Sven
Tornkvist, Johan Hjertonsson
(Chairman), Petra Einarsson and Ole
Kristian Jodahl as Directors
12 Ratify Ernst & Young as Auditors For For Management
13 Approve Remuneration Report For For Management
14 Approve Call Option Program 2021 for For Against Management
Key Employees
15a Authorize Share Repurchase Program For For Management
15b Authorize Reissuance of Repurchased For For Management
Shares
15c Approve Transfer of Shares to For Against Management
Participants of Call Option Program
2021
16 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meeting
17 Close Meeting None None Management
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ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Nichols, III For For Management
1.2 Elect Director Steven F. Retzloff For For Management
1.3 Elect Director Fred S. Robertson For For Management
1.4 Elect Director Ramon A. Vitulli, III For For Management
1.5 Elect Director Louis A. Waters Jr. For For Management
1.6 Elect Director Raimundo Riojas A. For For Management
1.7 Elect Director Jon-Al Duplantier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
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ALTIUS MINERALS CORPORATION
Ticker: ALS Security ID: 020936100
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Dalton For For Management
1b Elect Director John Baker For For Management
1c Elect Director Roger Lace For For Management
1d Elect Director Andre Gaumond For For Management
1e Elect Director Fred Mifflin For For Management
1f Elect Director Jamie Strauss For For Management
1g Elect Director Anna Stylianides For For Management
1h Elect Director Nicole Adshead-Bell For For Management
1i Elect Director Teresa Conway For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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AMERESCO, INC.
Ticker: AMRC Security ID: 02361E108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Corrsin For For Management
1.2 Elect Director George P. Sakellaris For For Management
1.3 Elect Director Joseph W. Sutton For For Management
2 Ratify RSM US LLP as Auditors For For Management
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AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Vikram S. Budhraja For For Management
1.2 Elect Arthur H. House For For Management
1.3 Elect Barbara G. Littlefield For For Management
1.4 Elect Daniel P. McGahn For For Management
1.5 Elect David R. Oliver, Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
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APYX MEDICAL CORPORATION
Ticker: APYX Security ID: 03837C106
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew Makrides For For Management
2 Elect Charles D. Goodwin For For Management
3 Elect Michael Geraghty For For Management
4 Elect Lawrence J. Waldman For For Management
5 Elect John C. Andres For For Management
6 Elect Craig Swandal For For Management
7 Elect Minnie Baylor-Henry For For Management
8 Ratification of Auditor For For Management
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ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca B. Blalock For For Management
1.2 Elect Director Robert M. Gervis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Boushie For For Management
1.2 Elect Director Robert T. Brady For For Management
1.3 Elect Director Tonit M. Calaway For For Management
1.4 Elect Director Jeffry D. Frisby For For Management
1.5 Elect Director Peter J. Gundermann For For Management
1.6 Elect Director Warren C. Johnson For For Management
1.7 Elect Director Robert S. Keane For For Management
1.8 Elect Director Neil Y. Kim For For Management
1.9 Elect Director Mark Moran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
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ASTRONOVA, INC.
Ticker: ALOT Security ID: 04638F108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Bua For For Management
1.2 Elect Director Mitchell I. Quain For For Management
1.3 Elect Director Yvonne E. Schlaeppi For For Management
1.4 Elect Director Harold Schofield For For Management
1.5 Elect Director Richard S. Warzala For For Management
1.6 Elect Director Gregory A. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditors For For Management
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ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For For Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For For Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For For Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herriot Tabuteau For For Management
1.2 Elect Director Mark Coleman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jesse Chen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
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B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For For Management
1.2 Elect Director Thomas J. Kelleher For For Management
1.3 Elect Director Robert L. Antin For For Management
1.4 Elect Director Robert D'Agostino For Against Management
1.5 Elect Director Randall E. Paulson For For Management
1.6 Elect Director Michael J. Sheldon For For Management
1.7 Elect Director Mimi K. Walters For For Management
1.8 Elect Director Mikel H. Williams For Against Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
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BAYCOM CORP
Ticker: BCML Security ID: 07272M107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Camp For For Management
1.2 Elect Director Harpreet S. Chaudhary For For Management
1.3 Elect Director Rocco Davis For For Management
1.4 Elect Director George J. Guarini For For Management
1.5 Elect Director Malcolm F. Hotchkiss For For Management
1.6 Elect Director Lloyd W. Kendall, Jr. For For Management
1.7 Elect Director Robert G. Laverne For For Management
1.8 Elect Director Syvia L. Magid For For Management
1.9 Elect Director David M. Spatz For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
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CAMTEK LIMITED
Ticker: CAMT Security ID: M20791105
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Special Cash Bonus of CEO For For Management
2 2019 Equity Grant of CEO For For Management
3 Declaration of Material Interest N/A Against Management
4 Compensation Policy For For Management
5 Declaration of Material Interest N/A Against Management
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CAMTEK LIMITED
Ticker: CAMT Security ID: M20791105
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Orit Stav For For Management
2 Elect Rafi Amit For For Management
3 Elect Yotam Stern For For Management
4 Elect HUANG Chin-Ming For For Management
5 Elect TSENG Yi-Shih For For Management
6 Elect Moty Ben-Arie For For Management
7 2020 Equity Grant of CEO For For Management
8 Declaration of Material Interest N/A Against Management
9 Indemnification & Exemption of Rafi For For Management
Amit
10 Declaration of Material Interest N/A Against Management
11 Indemnification & Exemption of Yotam For For Management
Stern
12 Declaration of Material Interest N/A Against Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
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CANACCORD GENUITY GROUP INC.
Ticker: CF Security ID: 134801109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Board Size For For Management
2.1 Elect Charles N. Bralver For For Management
2.2 Elect Daniel J. Daviau For For Management
2.3 Elect Gillian H. Denham For For Management
2.4 Elect Michael D. Harris For For Management
2.5 Elect Merri L. Jones For For Management
2.6 Elect David J. Kassie For For Management
2.7 Elect Terrence A. Lyons For For Management
2.8 Elect Eric S. Rosenfeld For For Management
2.9 Elect Dipesh Shah For For Management
2.10 Elect Sally Tennant For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
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CASS INFORMATION SYSTEMS, INC.
Ticker: CASS Security ID: 14808P109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ebel For For Management
1.2 Elect Director Randall L. Schilling For For Management
1.3 Elect Director Franklin D. Wicks, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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CENTURY CASINOS, INC.
Ticker: CNTY Security ID: 156492100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erwin Haitzmann For For Management
1.2 Elect Director Gottfried Schellmann For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CHEMBIO DIAGNOSTICS, INC.
Ticker: CEMI Security ID: 163572209
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Katherine L. Davis For For Management
1.2 Elect Richard L. Eberly For For Management
1.3 Elect Gail S. Page For Withhold Management
1.4 Elect Mary Lake Polan For Withhold Management
1.5 Elect John G. Potthoff For For Management
2 Reincorporation from Nevada to Delaware For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For Against Management
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CHEMBIO DIAGNOSTICS, INC.
Ticker: CEMI Security ID: 163572209
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W.K. Acheson For For Management
1.2 Elect Director David W. Bespalko For For Management
1.3 Elect Director Katherine L. Davis For For Management
1.4 Elect Director Richard L. Eberly For For Management
1.5 Elect Director John G. Potthoff For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CHICKEN SOUP FOR THE SOUL ENTERTAINMENT INC.
Ticker: CSSE Security ID: 16842Q100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Rouhana, Jr. For Withhold Management
1.2 Elect Director Christopher Mitchell For For Management
1.3 Elect Director Amy L. Newmark For Withhold Management
1.4 Elect Director Fred M. Cohen For Withhold Management
1.5 Elect Director Cosmo DeNicola For Withhold Management
1.6 Elect Director Martin Pompadur For Withhold Management
1.7 Elect Director Christina Weiss Lurie For Withhold Management
1.8 Elect Director Diana Wilkin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Rosenfield and Company, PLLC as For For Management
Auditors
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CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For For Management
1.2 Elect Director Samuel R. Chapin For For Management
1.3 Elect Director David F. Dietz For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Bruce Lisman For For Management
1.6 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
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CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Brian P. Carney For For Management
1B Elect Director Jonathan Duskin For For Management
1C Elect Director Laurens M. Goff For For Management
1D Elect Director Margaret L. Jenkins For For Management
1E Elect Director David N. Makuen For For Management
1F Elect Director Peter R. Sachse For For Management
1G Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
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CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Bill Thomas as Director For For Management
5 Re-elect Andi Case as Director For For Management
6 Re-elect Jeff Woyda as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Elect Sue Harris as Director For For Management
9 Elect Laurence Hollingworth as Director For For Management
10 Re-elect Dr Tim Miller as Director For For Management
11 Re-elect Birger Nergaard as Director For For Management
12 Re-elect Heike Truol as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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COHU, INC.
Ticker: COHU Security ID: 192576106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Caggia For For Management
1b Elect Director Luis A. Muller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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COLLECTORS UNIVERSE INC
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Albert J. Moyer For For Management
1.2 Elect Joseph J. Orlando For For Management
1.3 Elect Bruce A. Stevens For For Management
1.4 Elect Kate W. Duchene For For Management
1.5 Elect Vina M. Leite For For Management
1.6 Elect Jon M. Sullivan For For Management
1.7 Elect Lorraine G. Bardeen For For Management
1.8 Elect Jennifer H. Leuer For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
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CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. McKay For For Management
1b Elect Director Stefan L. Shaffer For For Management
1c Elect Director Noreen E. Skelly For For Management
2 Ratify RSM US LLP as Auditors For For Management
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COUNTY BANCORP, INC.
Ticker: ICBK Security ID: 221907108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Censky For For Management
1.2 Elect Director Wayne D. Mueller For For Management
1.3 Elect Director Vicki L. Tandeski For For Management
1.4 Elect Director Gary J. Ziegelbauer For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Plante & Moran, PLLC as Auditor For For Management
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CPI AEROSTRUCTURES INC
Ticker: CVU Security ID: 125919308
Meeting Date: OCT 06, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Terry D. Stinson For For Management
2 Amendment to the 2016 Long-Term For For Management
Incentive Plan
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
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CPI AEROSTRUCTURES, INC.
Ticker: CVU Security ID: 125919308
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Caswell For For Management
1.2 Elect Director Walter Paulick For For Management
1.3 Elect Director Eric Rosenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CohnReznick LLP as Auditors For For Management
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CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard Booth For For Management
1.2 Elect William F. Concannon For For Management
1.3 Elect Christine R. Detrick For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
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CRYOLIFE, INC.
Ticker: CRY Security ID: 228903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ackerman For For Management
1.2 Elect Director Daniel J. Bevevino For For Management
1.3 Elect Director Marna P. Borgstrom For For Management
1.4 Elect Director James W. Bullock For For Management
1.5 Elect Director Jeffrey H. Burbank For For Management
1.6 Elect Director J. Patrick Mackin For For Management
1.7 Elect Director Ronald D. McCall For For Management
1.8 Elect Director Harvey Morgan For For Management
1.9 Elect Director Jon W. Salveson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Barrett For For Management
1.2 Elect Director David H. Mowry For For Management
1.3 Elect Director Timothy J. O'Shea For For Management
1.4 Elect Director J. Daniel Plants For For Management
1.5 Elect Director Joseph E. Whitters For For Management
1.6 Elect Director Katherine S. Zanotti For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
5 Elect Director Sheila A. Hopkins For For Management
--------------------------------------------------------------------------------
CYBEROPTICS CORPORATION
Ticker: CYBE Security ID: 232517102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig D. Gates For For Management
1.2 Elect Director Subodh Kulkarni For For Management
1.3 Elect Director Michael M. Selzer, Jr. For For Management
1.4 Elect Director Vivek Mohindra For For Management
1.5 Elect Director Cheryl Beranek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher D. Heim For For Management
1b Elect Director Sally J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158201
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis R. Cano For For Management
1.2 Elect Director Peter Paradiso For For Management
1.3 Elect Director Peggy V. Phillips For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTSIDE DISTILLING, INC.
Ticker: EAST Security ID: 277802302
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Block For For Management
1.2 Elect Lawrence D. Firestone For Withhold Management
1.3 Elect Robert Grammen For For Management
1.4 Elect Stephanie Kilkenny For For Management
1.5 Elect Jack Peterson For Withhold Management
2 Advisory Vote on Executive Compensation For For Management
3 Increase in Authorized Common Stock For Against Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EMCORE CORPORATION
Ticker: EMKR Security ID: 290846203
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Domenik For For Management
1.2 Elect Director Bruce E. Grooms For For Management
1.3 Elect Director Noel Heiks For For Management
1.4 Elect Director Rex S. Jackson For For Management
1.5 Elect Director Jeffrey Rittichier For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCORE CORPORATION
Ticker: EMKR Security ID: 290846203
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Seamus Grady For For Management
1.2 Elect Thomas F. Kelly For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Brubaker For For Management
1.2 Elect Director Jeroen van Rotterdam For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean M. Birch For For Management
1.2 Elect Director David Boyce For For Management
1.3 Elect Director Neil Bradford For For Management
1.4 Elect Director George F. Colony For For Management
1.5 Elect Director Anthony Friscia For For Management
1.6 Elect Director Robert M. Galford For For Management
1.7 Elect Director Gretchen Teichgraeber For For Management
1.8 Elect Director Yvonne Wassenaar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRP HOLDINGS, INC.
Ticker: FRPH Security ID: 30292L107
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker, II For For Management
1.2 Elect Director Charles E. Commander, For For Management
III
1.3 Elect Director H.W. 'Mike' Shad, III For For Management
1.4 Elect Director Martin E. 'Hap' Stein, For For Management
Jr.
1.5 Elect Director William H. Walton, III For For Management
1.6 Elect Director Margaret B. Wetherbee For For Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAIA, INC.
Ticker: GAIA Security ID: 36269P104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jirka Rysavy For For Management
1.2 Elect Director Kristin Frank For For Management
1.3 Elect Director James Colquhoun For For Management
1.4 Elect Director David Maisel For For Management
1.5 Elect Director Keyur Patel For For Management
1.6 Elect Director Paul Sutherland For For Management
1.7 Elect Director Anaal Udaybabu For For Management
--------------------------------------------------------------------------------
GAN LTD.
Ticker: GAN Security ID: G3728V109
Meeting Date: MAR 15, 2021 Meeting Type: Written Consent
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
Ticker: GPX Security ID: 36225V104
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tamar Elkeles For For Management
2 Elect Marshall S. Geller For For Management
3 Elect Scott N. Greenberg For For Management
4 Elect Steven E. Koonin For For Management
5 Elect Jacques Manardo For Against Management
6 Elect Richard C. Pfenniger, Jr. For Against Management
7 Elect Samuel D. Robinson For Against Management
8 Elect Adam H. Stedham For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Amendment to the 2011 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
GRAHAM CORPORATION
Ticker: GHM Security ID: 384556106
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James J. Barber For For Management
1.2 Elect Gerard T. Mazurkiewicz For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HARBORONE BANCORP, INC.
Ticker: HONE Security ID: 41165Y100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joseph F. Casey For For Management
2 Elect David P. Frenette For For Management
3 Elect Barry R. Koretz For For Management
4 Elect Michael J. Sullivan For For Management
5 Ratification of Auditor For For Management
6 Approval of the 2020 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
HARBORONE BANCORP, INC.
Ticker: HONE Security ID: 41165Y100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gordon Jezard For For Management
1b Elect Director Wallace H. Peckham, III For For Management
1c Elect Director William A. Payne For For Management
1d Elect Director Mandy L. Berman For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Harshman For For Management
1.2 Elect Director Patrick Gallagher For For Management
1.3 Elect Director Deborah L. Clifford For For Management
1.4 Elect Director David Krall For For Management
1.5 Elect Director Mitzi Reaugh For For Management
1.6 Elect Director Susan G. Swenson For For Management
1.7 Elect Director Nikos Theodosopoulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan Edrick For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald C. Campion For For Management
2 Elect Director Robert H. Getz For For Management
3 Elect Director Dawne S. Hickton For For Management
4 Elect Director Michael L. Shor For For Management
5 Elect Director Larry O. Spencer For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HBT FINANCIAL, INC.
Ticker: HBT Security ID: 404111106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Alvin Bowman For For Management
1.2 Elect Director Eric E. Burwell For For Management
1.3 Elect Director Patrick F. Busch For For Management
1.4 Elect Director J. Lance Carter For For Management
1.5 Elect Director Allen C. Drake For For Management
1.6 Elect Director Fred L. Drake For For Management
1.7 Elect Director Linda J. Koch For For Management
1.8 Elect Director Gerald E. Pfeiffer For For Management
1.9 Elect Director Dale S. Strassheim For For Management
2 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth L. Axelrod For For Management
1.2 Elect Director Laszlo Bock For For Management
1.3 Elect Director Lyle Logan For For Management
1.4 Elect Director T. Willem Mesdag For For Management
1.5 Elect Director Krishnan Rajagopalan For For Management
1.6 Elect Director Stacey Rauch For For Management
1.7 Elect Director Adam Warby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC.
Ticker: HCCI Security ID: 42726M106
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Fehsenfeld, Jr. For Withhold Management
1.2 Elect Director Jim Schumacher For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
HOMETRUST BANCSHARES INC
Ticker: HTBI Security ID: 437872104
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert E. James, Jr. For For Management
1.2 Elect Craig C. Koontz For For Management
1.3 Elect F. K. McFarland, III For For Management
2 Advisory Vote on Executive Compensation For Abstain Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Andreson For For Management
1b Elect Director John Kispert For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For For Management
1.2 Elect Director Joseph L. Dowling, III For For Management
1.3 Elect Director David B. Gendell For For Management
1.4 Elect Director Jeffrey L. Gendell For For Management
1.5 Elect Director Joe D. Koshkin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Demirian For For Management
1.2 Elect Director Kevin Douglas For For Management
1.3 Elect Director Richard L. Gelfond For For Management
1.4 Elect Director David W. Leebron For For Management
1.5 Elect Director Michael MacMillan For For Management
1.6 Elect Director Steve Pamon For For Management
1.7 Elect Director Dana Settle For For Management
1.8 Elect Director Darren Throop For For Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend By-law No. 1 For For Management
--------------------------------------------------------------------------------
INVESTAR HOLDING CORPORATION
Ticker: ISTR Security ID: 46134L105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Baker For For Management
1.2 Elect Director Thomas C. Besselman, Sr. For For Management
1.3 Elect Director James H. Boyce, III For For Management
1.4 Elect Director Robert M. Boyce, Sr. For For Management
1.5 Elect Director John J. D'Angelo For For Management
1.6 Elect Director William H. Hidalgo, Sr. For For Management
1.7 Elect Director Gordon H. Joffrion, III For For Management
1.8 Elect Director Robert Chris Jordan For For Management
1.9 Elect Director David J. Lukinovich For For Management
1.10 Elect Director Suzanne O. Middleton For For Management
1.11 Elect Director Andrew C. Nelson For For Management
1.12 Elect Director Frank L. Walker For For Management
2 Ratify Horne LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Abstain Management
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Dunkel For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Catherine H. Cloudman For For Management
1.4 Elect Director Derrick D. Brooks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
Ticker: LAWS Security ID: 520776105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Albert For For Management
1.2 Elect Director I. Steven Edelson For For Management
1.3 Elect Director J. Bryan King For For Management
1.4 Elect Director Bianca A. Rhodes For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGACY HOUSING CORP
Ticker: LEGH Security ID: 52472M101
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Curtis D. Hodgson For For Management
1.2 Elect Kenneth E. Shipley For For Management
1.3 Elect Robert D. Bates For For Management
1.4 Elect Jeffrey K. Stouder For For Management
1.5 Elect Stephen L. Crawford For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LIGHTPATH TECHNOLOGIES, INC.
Ticker: LPTH Security ID: 532257805
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Louis Leeburg For For Management
1.2 Elect Craig Dunham For For Management
1.3 Elect Shmuel Rubin For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Ticker: LIND Security ID: 535219109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sven-Olof Lindblad For For Management
1.2 Elect Director Mark D. Ein For For Management
1.3 Elect Director Dolf Berle For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Abstain Management
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUNA INNOVATIONS INCORPORATED
Ticker: LUNA Security ID: 550351100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Graeff For For Management
1.2 Elect Director N. Leigh Anderson For For Management
1.3 Elect Director Pamela Coe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 78112V102
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lisa L. Troe For For Management
2 Elect Paul Caine For For Management
3 Elect Doug Knopper For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 55955D100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Frankenberg For For Management
1.2 Elect Director Sarah P. Harden For For Management
1.3 Elect Director James Rossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAJOR DRILLING GROUP INTERNATIONAL INC.
Ticker: MDI Security ID: 560909103
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward J. Breiner For For Management
2 Elect John Burzynski For For Management
3 Elect Louis-Pierre Gignac For For Management
4 Elect Kimberly Keating For For Management
5 Elect Juliana L. Lam For For Management
6 Elect Denis Larocque For For Management
7 Elect Janice Rennie For For Management
8 Elect David B. Tennant For For Management
9 Elect Sybil Veenman For For Management
10 Elect Jo Mark Zurel For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC.
Ticker: MMI Security ID: 566324109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lauralee E. Martin For For Management
1.2 Elect Director Nicholas F. McClanahan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCRAFT BOAT HOLDINGS INC
Ticker: MCFT Security ID: 57637H103
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Donald C. Campion For For Management
2 Elect Tzau-Jin Chung For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandria Forbes For For Management
1.2 Elect Director Keith R. Harris For For Management
1.3 Elect Director Lord Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERIDIAN BANCORP, INC.
Ticker: EBSB Security ID: 58958U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn A. Censullo For For Management
1.2 Elect Director Russell L. Chin For For Management
1.3 Elect Director Richard J. Gavegnano For For Management
1.4 Elect Director Gregory F. Natalucci For For Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MESA LABORATORIES, INC.
Ticker: MLAB Security ID: 59064R109
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jennifer S. Alltoft For For Management
1.2 Elect Evan C. Guillemin For For Management
1.3 Elect Shannon M. Hall For For Management
1.4 Elect David M. Kelly For For Management
1.5 Elect Gary M. Owens For For Management
1.6 Elect David B. Perez For For Management
1.7 Elect John B. Schmieder For Withhold Management
1.8 Elect John J. Sullivan For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Beyer For For Management
1.2 Elect Director Michael Koby For For Management
1.3 Elect Director Paul LaViolette For For Management
1.4 Elect Director Thomas M. Patton For For Management
1.5 Elect Director Stavros G. Vizirgianakis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOTORSPORT GAMES INC.
Ticker: MSGM Security ID: 62011B102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James William Allen For For Management
1.2 Elect Director Rob Dyrdek For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC.
Ticker: NGS Security ID: 63886Q109
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Shockley Beyer For For Management
2 Elect Stephen C. Taylor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC.
Ticker: NGS Security ID: 63886Q109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Bradshaw For For Management
1b Elect Director Nigel J. Jenvey For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Mark W. Mallon For For Management
1c Elect Director Lynn A. Tetrault For For Management
1d Elect Director Bruce K. Crowther For For Management
1e Elect Director Alison L. Hannah For For Management
1f Elect Director Kevin C. Johnson For For Management
1g Elect Director Stephen M. Kanovsky For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Rachel A. Stahler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Bandel L. Carano For For Management
1.3 Elect Director Michael J. Sophie For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Best For For Management
1b Elect Director G. Stephen Finley For For Management
1c Elect Director Paul L. Howes For For Management
1d Elect Director Roderick A. Larson For For Management
1e Elect Director Michael A. Lewis For For Management
1f Elect Director John C. Minge For For Management
1g Elect Director Rose M. Robeson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
6 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY
Ticker: NWPX Security ID: 667746101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Kulesa For For Management
1b Elect Director Keith Larson For For Management
1c Elect Director Richard Roman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD.
Ticker: NVMI Security ID: M7516K103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Michael Brunstein as Director For For Management
1.b Reelect Eitan Oppenhaim as Director For For Management
1.c Reelect Avi Cohen as Director For For Management
1.d Reelect Raanan Cohen as Director For For Management
1.e Reelect Dafna Gruber as Director For For Management
1.f Reelect Zehava Simon as Director For For Management
2 Approve Amended Employment Terms of For For Management
Eitan Oppenhaim, President and CEO
3 Approve Amended Compensation Policy For Against Management
for the Directors and Officers of the
Company
4 Approval Amendments to Articles of For For Management
Association
5 Issue Amendment to Indemnification For For Management
Agreements for Directors/Officers
6 Approve and ratify Reappoint Kost For For Management
Forer Gabbay and Kasierer as Auditors
7 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: AUG 22, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dickerson Wright For For Management
1.2 Elect Alexander A. Hockman For For Management
1.3 Elect MaryJo O'Brien For For Management
1.4 Elect William D. Pruitt For For Management
1.5 Elect Gerald J. Salontai For For Management
1.6 Elect Francois Tardan For For Management
1.7 Elect Laurie Conner For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: JUN 05, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickerson Wright For For Management
1.2 Elect Director Alexander A. Hockman For For Management
1.3 Elect Director MaryJo O'Brien For For Management
1.4 Elect Director William D. Pruitt For For Management
1.5 Elect Director Francois Tardan For For Management
1.6 Elect Director Laurie Conner For For Management
1.7 Elect Director Michael Renshaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ONEWATER MARINE INC.
Ticker: ONEW Security ID: 68280L101
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Austin Singleton For Withhold Management
1b Elect Director Mitchell W. Legler For Withhold Management
1c Elect Director John F. Schraudenbach For Withhold Management
2 Approve Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORTHOPEDIATRICS CORP.
Ticker: KIDS Security ID: 68752L100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernie B. Berry, III For Withhold Management
1.2 Elect Director Stephen F. Burns For Withhold Management
1.3 Elect Director Marie C. Infante For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PAR TECHNOLOGY CORPORATION
Ticker: PAR Security ID: 698884103
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Savneet Singh For For Management
1b Elect Director Keith E. Pascal For For Management
1c Elect Director Douglas G. Rauch For For Management
1d Elect Director Cynthia A. Russo For For Management
1e Elect Director Narinder Singh For For Management
1f Elect Director James C. Stoffel For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Assumed Unvested Options
5 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Warrant
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PCSB FINANCIAL CORP
Ticker: PCSB Security ID: 69324R104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard F. Weiss For For Management
1.2 Elect Karl A. Thimm For For Management
1.3 Elect Michael T. Weber For For Management
1.4 Elect Marsha Gordon For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PDF SOLUTIONS, INC.
Ticker: PDFS Security ID: 693282105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimon W. Michaels For For Management
1.2 Elect Director Gerald Z. Yin For For Management
1.3 Elect Director Shuo Zhang For For Management
2 Ratify BPM LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For For Management
1.2 Elect Director Peter S. Kirlin For For Management
1.3 Elect Director Daniel Liao For For Management
1.4 Elect Director Constantine S. For For Management
Macricostas
1.5 Elect Director George Macricostas For For Management
1.6 Elect Director Mary Paladino For For Management
1.7 Elect Director Mitchell G. Tyson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORVAIR PLC
Ticker: PRV Security ID: G71942109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Jasi Halai as Director For For Management
6 Re-elect Sally Martin as Director For For Management
7 Elect James Mills as Director For For Management
8 Re-elect John Nicholas as Director For For Management
9 Re-elect Ben Stocks as Director For For Management
10 Appoint RSM UK Audit LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PROFIRE ENERGY, INC.
Ticker: PFIE Security ID: 74316X101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenton W. Hatch For For Management
1.2 Elect Director Ryan W. Oviatt For For Management
1.3 Elect Director Ronald R. Spoehel For For Management
1.4 Elect Director Daren J. Shaw For For Management
1.5 Elect Director Colleen Larkin Bell For For Management
2 Ratify Sadler, Gibb & Associates, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
PROFOUND MEDICAL CORP.
Ticker: PRN Security ID: 74319B502
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arun Menawat For For Management
1b Elect Director Brian Ellacott For For Management
1c Elect Director Kenneth Galbraith For For Management
1d Elect Director Cynthia Lavoie For For Management
1e Elect Director Murielle Lortie For For Management
1f Elect Director Jean-Francois Pariseau For For Management
1g Elect Director Arthur L. Rosenthal For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
QAD INC.
Ticker: QADA Security ID: 74727D306
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott J. Adelson For For Management
1b Elect Director Anton Chilton For For Management
1c Elect Director Kathleen M. Crusco For For Management
1d Elect Director Peter R. van Cuylenburg For For Management
1e Elect Director Pamela M. Lopker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan F. Davis For For Management
1.2 Elect Director William C. Griffiths For For Management
1.3 Elect Director Donald R. Maier For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Joseph D. Rupp For For Management
1.6 Elect Director Curtis M. Stevens For For Management
1.7 Elect Director William E. Waltz, Jr. For For Management
1.8 Elect Director George L. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Madaus For For Management
1.2 Elect Director Laurie J. Olson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUINSTREET INC
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Matthew Glickman For For Management
1.2 Elect Robin Josephs For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION INC
Ticker: RGP Security ID: 76122Q105
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert F. Kistinger For For Management
2 Elect Marco von Maltzan For For Management
3 Elect Jolene Sarkis For For Management
4 Approval of the 2020 Performance For For Management
Incentive Plan
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SCORE MEDIA AND GAMING INC.
Ticker: SCR Security ID: 80919D103
Meeting Date: FEB 10, 2021 Meeting Type: Annual/Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Albright For For Management
1.2 Elect Director William Thomson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Share Consolidation For For Management
4 Amend Stock Option and Restricted For For Management
Stock Unit Plan
--------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
Ticker: SMED Security ID: 820017101
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sharon R. Gabrielson For For Management
1.2 Elect Jack A. Holmes For For Management
1.3 Elect Parris H. Holmes For For Management
1.4 Elect David P. Tusa For For Management
1.5 Elect Susan N. Vogt For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Hough, III For For Management
1.2 Elect Director Darla M. Romfo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066208
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Dewhurst For For Management
1b Elect Director Graham Birch For For Management
1c Elect Director Peter Grosskopf For For Management
1d Elect Director Sharon Ranson For For Management
1e Elect Director Arthur Richards "Rick" For For Management
Rule IV
1f Elect Director Rosemary Zigrossi For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
1.9 Elect Director Frank S. Sklarsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
STONEX GROUP INC.
Ticker: SNEX Security ID: 861896108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annabelle G. Bexiga For For Management
1.2 Elect Director Scott J. Branch For For Management
1.3 Elect Director Diane L. Cooper For For Management
1.4 Elect Director John M. Fowler For For Management
1.5 Elect Director Steven Kass For For Management
1.6 Elect Director Bruce W. Krehbiel For For Management
1.7 Elect Director Sean M. O'Connor For For Management
1.8 Elect Director Eric Parthemore For For Management
1.9 Elect Director John Radziwill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Dantzker For For Management
1.2 Elect Director Lisa Wipperman Heine For For Management
1.3 Elect Director Gary R. Maharaj For For Management
2 Fix Number of Directors at Six For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TERRITORIAL BANCORP INC.
Ticker: TBNK Security ID: 88145X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan S. Kitagawa For For Management
1.2 Elect Director John M. Ohama For For Management
2 Ratify Moss Adams LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SHYFT GROUP, INC.
Ticker: SHYF Security ID: 825698103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daryl M. Adams For For Management
1.2 Elect Director Thomas R. Clevinger For For Management
1.3 Elect Director Paul A. Mascarenas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSCAT, INC.
Ticker: TRNS Security ID: 893529107
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Richard J. Harrison For For Management
1.2 Elect Gary J. Haseley For For Management
1.3 Elect John T. Smith For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS INC
Ticker: TSC Security ID: 89678F100
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issuance of Common Stock Upon For For Management
Conversion of Series C Preferred Stock
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bonvenuto For For Management
1.2 Elect Director James J. Dolan For For Management
1.3 Elect Director Audrey P. Dunning For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Abstain Management
5A Increase Authorized Common Stock For For Management
5B Authorize a New Class of Non-Voting For For Management
Common Stock
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIQUE FABRICATING, INC.
Ticker: UFAB Security ID: 90915J103
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Frascoia For For Management
1.2 Elect Patrick W. Cavanagh For For Management
2 Amendment to the 2014 Omnibus For For Management
Performance Award Plan
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: USAP Security ID: 913837100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Ayers For For Management
1.2 Elect Director Judith L. Bacchus For For Management
1.3 Elect Director M. David Kornblatt For For Management
1.4 Elect Director Dennis M. Oates For For Management
1.5 Elect Director Udi Toledano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify NOL Rights Plan (NOL Pill) For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
VERA BRADLEY, INC.
Ticker: VRA Security ID: 92335C106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Bradley For For Management
Baekgaard
1.2 Elect Director Kristina Cashman For For Management
1.3 Elect Director Robert J. Hall For For Management
1.4 Elect Director Mary Lou Kelley For For Management
1.5 Elect Director John E. Kyees For For Management
1.6 Elect Director Frances P. Philip For For Management
1.7 Elect Director Edward M. Schmults For For Management
1.8 Elect Director Carrie M. Tharp For For Management
1.9 Elect Director Nancy R. Twine For For Management
1.10 Elect Director Robert Wallstrom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Allow Shareholders to Unilaterally
Amend Bylaws
--------------------------------------------------------------------------------
VISHAY PRECISION GROUP, INC.
Ticker: VPG Security ID: 92835K103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Janet M. Clarke For For Management
1.3 Elect Director Wesley Cummins For For Management
1.4 Elect Director Bruce Lerner For For Management
1.5 Elect Director Saul V. Reibstein For For Management
1.6 Elect Director Ziv Shoshani For For Management
1.7 Elect Director Timothy V. Talbert For For Management
2 Ratify Brightman Almagor Zohar & Co. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN NEW ENGLAND BANCORP, INC.
Ticker: WNEB Security ID: 958892101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Hagan For For Management
1.2 Elect Director William D. Masse For For Management
1.3 Elect Director Gregg F. Orlen For For Management
1.4 Elect Director Philip R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESTPORT FUEL SYSTEMS INC.
Ticker: WPRT Security ID: 960908309
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony (Tony) For For Management
Guglielmin
1.2 Elect Director Brenda J. Eprile For For Management
1.3 Elect Director Daniel M. Hancock For For Management
1.4 Elect Director David M. Johnson For For Management
1.5 Elect Director Eileen Wheatman For For Management
1.6 Elect Director Karl-Viktor Schaller For For Management
1.7 Elect Director Michele J. Buchignani For For Management
1.8 Elect Director Rita Forst For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ZEALAND PHARMA A/S
Ticker: ZEAL Security ID: K9898X127
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Treatment of Net Loss For For Management
4.1 Reelect Alf Gunnar Martin Nicklasson For For Management
as Director
4.2 Reelect Kirsten Aarup Drejer as For For Management
Director
4.3 Reelect Alain Munoz as Director For For Management
4.4 Reelect Jeffrey Berkowitz as Director For For Management
4.5 Reelect Michael Owen as Director For For Management
4.6 Reelect Leonard Kruimer as Director For For Management
4.7 Reelect Bernadette Connaughton as For For Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Share Repurchase Program For For Management
7.a Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (Primary Proposal)
7.b Approve Guidelines for Incentive-Based For Abstain Management
Compensation for Executive Management
and Board (If 7.a is Not Adopted)
(Secondary Proposal)
8 Approve Remuneration Report (Advisory For Abstain Management
Vote)
9.a Approve Remuneration of Directors in For Abstain Management
the Amount of DKK 100,000 for Each
Director, and 6,500 RSU for Chairman,
2,500 RSU for Vice Chairman and 1,500
RSU for Other Directors; Approve
Remuneration for Committee Work in
RSUs (Primary Proposal)
9.b Approve Remuneration of Directors in For For Management
the Amount of DKK 750,000 for
Chairman, DKK 450,000 for Vice
Chairman and DKK 350,000 for Other
Directors; Approve Remuneration for
Committee Work (If 7.a is Not Adopted)
(Secondary Proposal)
10 Approve Creation of DKK 10.9 Million For Abstain Management
Pool of Capital without Preemptive
Rights
11 Other Business None None Management
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Brooks For For Management
1b Elect Director Steve P. Louden For For Management
1c Elect Director James P. Murphy For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
==================== Royce Capital Fund Small-Cap Portfolio ====================
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice E. Page For For Management
1.2 Elect Director David M. Sable For For Management
1.3 Elect Director Noel J. Spiegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMES NATIONAL CORPORATION
Ticker: ATLO Security ID: 031001100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa M. Eslinger For For Management
1.2 Elect Director Steven D. Forth For For Management
1.3 Elect Director James R. Larson, II For For Management
1.4 Elect Director John L. Pierschbacher For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS INC
Ticker: BMCH Security ID: 05591B109
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION
Ticker: CAC Security ID: 133034108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann W. Bresnahan For For Management
1b Elect Director Gregory A. Dufour For For Management
1c Elect Director S. Catherine Longley For For Management
1d Elect Director Carl J. Soderberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
CATALYST PHARMACEUTICALS, INC.
Ticker: CPRX Security ID: 14888U101
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Patrick J. McEnany For For Management
2 Elect Philip H. Coelho For Against Management
3 Elect Charles B. O'Keeffe For For Management
4 Elect David S. Tierney For For Management
5 Elect Donald A. Denkhaus For For Management
6 Elect Richard J. Daly For For Management
7 Increase in Authorized Common Stock For For Management
8 Amendment to the 2018 Stock Incentive For For Management
Plan
9 Extension of the Shareholder Rights For Against Management
Plan
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
12 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raimundo C. Archibold, For For Management
Jr.
1.2 Elect Director David J. Dalrymple For For Management
1.3 Elect Director Denise V. Gonick For For Management
1.4 Elect Director Thomas R. Tyrrell For For Management
1.5 Elect Director Richard E. Forrestel Jr. For For Management
1.6 Elect Director Larry H. Becker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITY HOLDING COMPANY
Ticker: CHCO Security ID: 177835105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Jones For For Management
1.2 Elect Director James L. Rossi For For Management
1.3 Elect Director Diane W. Strong-Treister For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION
Ticker: CCNE Security ID: 126128107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Bower, Jr. For For Management
1.2 Elect Director Robert W. Montler For For Management
1.3 Elect Director Joel E. Peterson For For Management
1.4 Elect Director Richard B. Seager For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary C. Bhojwani For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Stephen N. David For For Management
1d Elect Director David B. Foss For For Management
1e Elect Director Robert C. Greving For For Management
1f Elect Director Mary R. (Nina) Henderson For For Management
1g Elect Director Daniel R. Maurer For For Management
1h Elect Director Chetlur S. Ragavan For For Management
1i Elect Director Steven E. Shebik For For Management
1j Elect Director Frederick J. Sievert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COHERUS BIOSCIENCES, INC.
Ticker: CHRS Security ID: 19249H103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. Bryan Lawlis For Withhold Management
1.2 Elect Director Kimberly J. Tzoumakas For For Management
1.3 Elect Director Alan C. Mendelson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alan P. Krusi For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Pablo G. Mercado For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director William J. Sandbrook For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
1.10 Elect Director Cindy L. Wallis-Lage For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCENTRIX CORPORATION
Ticker: CNXC Security ID: 20602D101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Caldwell For For Management
1b Elect Director Teh-Chien Chou For For Management
1c Elect Director LaVerne H. Council For For Management
1d Elect Director Jennifer Deason For For Management
1e Elect Director Kathryn Hayley For For Management
1f Elect Director Kathryn Marinello For For Management
1g Elect Director Dennis Polk For For Management
1h Elect Director Ann Vezina For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DESIGNER BRANDS INC.
Ticker: DBI Security ID: 250565108
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Harvey L. Sonnenberg For For Management
1.2 Elect Allan J. Tanenbaum For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2014 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
DORCHESTER MINERALS, L.P.
Ticker: DMLP Security ID: 25820R105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen D. Lassiter For For Management
1.2 Elect Director C. W. "Bill" Russell For For Management
1.3 Elect Director Ronald P. Trout For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine H. Antonello For For Management
1.2 Elect Director Richard W. Blakey For For Management
1.3 Elect Director Joao (John) M. de For For Management
Figueiredo
1.4 Elect Director James R. Kroner For For Management
1.5 Elect Director Michael J. McColgan For For Management
1.6 Elect Director Michael J. McSally For For Management
1.7 Elect Director Prasanna G. Dhore For For Management
1.8 Elect Director Valerie R. Glenn For For Management
1.9 Elect Director Barbara A. Higgins For For Management
1.10 Elect Director Jeanne L. Mockard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EPLUS INC.
Ticker: PLUS Security ID: 294268107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce M. Bowen For For Management
1.2 Elect John E. Callies For For Management
1.3 Elect C. Thomas Faulders, III For For Management
1.4 Elect Eric D. Hovde For For Management
1.5 Elect Ira A. Hunt, III For For Management
1.6 Elect Mark P. Marron For For Management
1.7 Elect Maureen F. Morrison For For Management
1.8 Elect Ben Xiang For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EVERCORE INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Simon M. Robertson For For Management
1.9 Elect Director Ralph L. Schlosstein For For Management
1.10 Elect Director John S. Weinberg For For Management
1.11 Elect Director William J. Wheeler For For Management
1.12 Elect Director Sarah K. Williamson For For Management
1.13 Elect Director Kendrick R. Wilson, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Seamus Grady For For Management
1.2 Elect Thomas F. Kelly For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene J. Lowe, III For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director William F. Owens For For Management
1.4 Elect Director Brenda L. Reichelderfer For For Management
1.5 Elect Director Jennifer L. Sherman For For Management
1.6 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dawn H. Burlew For For Management
1.2 Elect Director Robert N. Latella For For Management
1.3 Elect Director Mauricio F. Riveros For For Management
1.4 Elect Director Mark A. Zupan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENWORTH MI CANADA INC
Ticker: MIC Security ID: 37252B102
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Falcon Acquisition Transaction For Against Management
2 Creation of New Class of Preferred For Against Management
Shares
3 Company Name Change For Against Management
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lasse J. Petterson For For Management
1b Elect Director Kathleen M. Shanahan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth L. Axelrod For For Management
1.2 Elect Director Laszlo Bock For For Management
1.3 Elect Director Lyle Logan For For Management
1.4 Elect Director T. Willem Mesdag For For Management
1.5 Elect Director Krishnan Rajagopalan For For Management
1.6 Elect Director Stacey Rauch For For Management
1.7 Elect Director Adam Warby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC.
Ticker: HRTG Security ID: 42727J102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernie Garateix For For Management
1.2 Elect Director Richard Widdicombe For For Management
1.3 Elect Director Panagiotis (Pete) For For Management
Apostolou
1.4 Elect Director Irini Barlas For For Management
1.5 Elect Director Mark Berset For For Management
1.6 Elect Director Steven Martindale For For Management
1.7 Elect Director Nicholas Pappas For For Management
1.8 Elect Director Joseph Vattamattam For For Management
1.9 Elect Director Vijay Walvekar For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERMAN MILLER INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 12, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mary Vermeer Andringa For For Management
1.2 Elect Andrea Owen For For Management
1.3 Elect Candace S. Matthews For For Management
2 Ratification of Auditor For For Management
3 Approval of the 2020 Long-Term For For Management
Incentive Plan
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
HOULIHAN LOKEY, INC.
Ticker: HLI Security ID: 441593100
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Irwin N. Gold For Withhold Management
1.2 Elect Gillian B. Zucker For Withhold Management
2 Advisory Vote on Executive Compensation For Against Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
IBEX LTD.
Ticker: IBEX Security ID: G4690M101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the fiscal year
ended on June 30, 2019
2 Accept Financial Statements and For For Management
Statutory Reports for the fiscal year
ended on June 30, 2020
3 Ratify BDO LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
the Auditors
5 Fix Number of Directors at Eight For For Management
6 Authorize Board to Fill Vacancies For For Management
7 Elect Alternate Directors For For Management
8.1 Elect Director Mohammed Khaishgi For Withhold Management
8.2 Elect Director Daniella Ballou-Aares For For Management
8.3 Elect Director John Jones For For Management
8.4 Elect Director Shuja Keen For Withhold Management
8.5 Elect Director John Leone For For Management
8.6 Elect Director Fiona Beck For For Management
8.7 Elect Director Robert Dechant For For Management
8.8 Elect Director Gerard Kleisterlee For For Management
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Linda M. Breard For For Management
1.4 Elect Director Timothy A. Crown For For Management
1.5 Elect Director Catherine Courage For For Management
1.6 Elect Director Anthony A. Ibarguen For For Management
1.7 Elect Director Kenneth T. Lamneck For For Management
1.8 Elect Director Kathleen S. Pushor For For Management
1.9 Elect Director Girish Rishi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Stuart B. Parker For For Management
1i Elect Director Christopher B. Sarofim For For Management
1j Elect Director David P. Storch For For Management
1k Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Dunkel For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Catherine H. Cloudman For For Management
1.4 Elect Director Derrick D. Brooks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIMBALL ELECTRONICS INC
Ticker: KE Security ID: 49428J109
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert J. Phillippy For For Management
1.2 Elect Gregory A. Thaxton For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBAL Security ID: 494274103
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Susan B. Frampton For For Management
1.2 Elect Scott M. Settersten For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
KINGSTONE COMPANIES, INC.
Ticker: KINS Security ID: 496719105
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Barry Goldstein For For Management
1.2 Elect Meryl S. Golden For For Management
1.3 Elect Floyd R. Tupper For For Management
1.4 Elect William L. Yankus For For Management
1.5 Elect Carla A. D'Andre For For Management
1.6 Elect Timothy P. McFadden For Withhold Management
2 Ratification of Auditor For For Management
3 Amendment to the 2014 Equity For For Management
Participation Plan
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
KORN FERRY
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Doyle N. Beneby For For Management
2 Elect Gary D. Burnison For For Management
3 Elect Christina A. Gold For For Management
4 Elect Jerry P. Leamon For For Management
5 Elect Angel R. Martinez For For Management
6 Elect Debra J. Perry For For Management
7 Elect Lori J. Robinson For For Management
8 Elect George T. Shaheen For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chin Hu Lim For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kurt L. Darrow For For Management
1.2 Elect Sarah M. Gallagher For For Management
1.3 Elect Janet E. Kerr For For Management
1.4 Elect Michael T. Lawton For For Management
1.5 Elect H. George Levy For For Management
1.6 Elect W. Alan McCollough For For Management
1.7 Elect Rebecca L. O'Grady For For Management
1.8 Elect Lauren B. Peters For For Management
1.9 Elect Nido R. Qubein For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LANDMARK BANCORP, INC.
Ticker: LARK Security ID: 51504L107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Ball For For Management
1.2 Elect Director Sandra J. Moll For For Management
1.3 Elect Director Wayne R. Sloan For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAZYDAYS HOLDINGS, INC.
Ticker: LAZY Security ID: 52110H100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Murnane For Withhold Management
1.2 Elect Director James J. Fredlake For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MALIBU BOATS INC
Ticker: MBUU Security ID: 56117J100
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ivar S. Chhina For For Management
1.2 Elect Michael J. Connolly For For Management
1.3 Elect Mark W. Lanigan For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC.
Ticker: MMI Security ID: 566324109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lauralee E. Martin For For Management
1.2 Elect Director Nicholas F. McClanahan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For For Management
1.2 Elect Director Javier Palomarez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCRAFT BOAT HOLDINGS INC
Ticker: MCFT Security ID: 57637H103
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Donald C. Campion For For Management
2 Elect Tzau-Jin Chung For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: MEI Security ID: 591520200
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Walter J. Aspatore For For Management
2 Elect David P. Blom For For Management
3 Elect Therese M. Bobek For For Management
4 Elect Brian J. Cadwallader For For Management
5 Elect Bruce K. Crowther For For Management
6 Elect Darren M. Dawson For For Management
7 Elect Donald W. Duda For For Management
8 Elect Mary A. Lindsey For For Management
9 Elect Angelo V. Pantaleo For For Management
10 Elect Mark D. Schwabero For For Management
11 Elect Lawrence B. Skatoff For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC.
Ticker: MOFG Security ID: 598511103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Donohue For For Management
1.2 Elect Director Richard J. Hartig For For Management
1.3 Elect Director Nathaniel J. Kaeding For For Management
1.4 Elect Director Ruth E. Stanoch For For Management
1.5 Elect Director Kurt R. Weise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILLER INDUSTRIES, INC.
Ticker: MLR Security ID: 600551204
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Ashford, III For For Management
1.2 Elect Director A. Russell Chandler, III For For Management
1.3 Elect Director William G. Miller For For Management
1.4 Elect Director William G. Miller, II For For Management
1.5 Elect Director Richard H. Roberts For For Management
1.6 Elect Director Leigh Walton For For Management
1.7 Elect Director Deborah L. Whitmire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajeev Batra For For Management
1.2 Elect Director Gerald G. Colella For For Management
1.3 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
MOELIS & COMPANY
Ticker: MC Security ID: 60786M105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Moelis For For Management
1.2 Elect Director Eric Cantor For For Management
1.3 Elect Director John A. Allison, IV For For Management
1.4 Elect Director Yolonda Richardson For For Management
1.5 Elect Director Kenneth L. Shropshire For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Cooperman For For Management
1b Elect Director Stephen H. Lockhart For For Management
1c Elect Director Richard M. Schapiro For For Management
1d Elect Director Ronna E. Romney For For Management
1e Elect Director Dale B. Wolf For For Management
1f Elect Director Joseph M. Zubretsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C.I. Lucky For For Management
1.2 Elect Director Maurice E. Moore For For Management
1.3 Elect Director Shirin O'Connor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANKSHARES, INC.
Ticker: NKSH Security ID: 634865109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ball For For Management
1.2 Elect Director Michael E. Dye For For Management
1.3 Elect Director Mary G. Miller For For Management
1.4 Elect Director Glenn P. Reynolds For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James 'Jim' Barr, IV For For Management
1.2 Elect Director Richard A. Horn For For Management
1.3 Elect Director M. Carl Johnson, III For For Management
1.4 Elect Director Patricia 'Patty' M. Ross For For Management
1.5 Elect Director Anne G. Saunders For For Management
1.6 Elect Director Marvin G. Siegert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY
Ticker: NWPX Security ID: 667746101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Kulesa For For Management
1b Elect Director Keith Larson For For Management
1c Elect Director Richard Roman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director David S. Congdon For For Management
1.3 Elect Director John R. Congdon, Jr. For For Management
1.4 Elect Director Bradley R. Gabosch For For Management
1.5 Elect Director Greg C. Gantt For For Management
1.6 Elect Director Patrick D. Hanley For For Management
1.7 Elect Director John D. Kasarda For For Management
1.8 Elect Director Wendy T. Stallings For For Management
1.9 Elect Director Thomas A. Stith, III For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEWATER MARINE INC.
Ticker: ONEW Security ID: 68280L101
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Austin Singleton For Withhold Management
1b Elect Director Mitchell W. Legler For Withhold Management
1c Elect Director John F. Schraudenbach For Withhold Management
2 Approve Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Gallup For Withhold Management
1.2 Elect Director David Beffa-Negrini For For Management
1.3 Elect Director Barbara Duckett For For Management
1.4 Elect Director Jack Ferguson For For Management
1.5 Elect Director Gary Kinyon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Cortinovis For For Management
1.2 Elect Director Joann M. Eisenhart For For Management
1.3 Elect Director Dean A. Foate For For Management
1.4 Elect Director Rainer Jueckstock For For Management
1.5 Elect Director Peter Kelly For For Management
1.6 Elect Director Todd P. Kelsey For For Management
1.7 Elect Director Joel Quadracci For For Management
1.8 Elect Director Karen M. Rapp For For Management
1.9 Elect Director Paul A. Rooke For For Management
1.10 Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Cook For For Management
1.2 Elect Director David L. King For For Management
1.3 Elect Director Carla S. Mashinski For For Management
1.4 Elect Director Terry D. McCallister For For Management
1.5 Elect Director Thomas E. McCormick For For Management
1.6 Elect Director Jose R. Rodriguez For For Management
1.7 Elect Director John P. Schauerman For For Management
1.8 Elect Director Robert A. Tinstman For For Management
1.9 Elect Director Patricia K. Wagner For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROG HOLDINGS, INC.
Ticker: PRG Security ID: 74319R101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathy T. Betty For For Management
1b Elect Director Douglas C. Curling For For Management
1c Elect Director Cynthia N. Day For For Management
1d Elect Director Curtis L. Doman For For Management
1e Elect Director Steven A. Michaels For For Management
1f Elect Director Ray M. Robinson For For Management
1g Elect Director James P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn Marino For For Management
1b Elect Director B.C. Silver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION INC
Ticker: RGP Security ID: 76122Q105
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert F. Kistinger For For Management
2 Elect Marco von Maltzan For For Management
3 Elect Jolene Sarkis For For Management
4 Approval of the 2020 Performance For For Management
Incentive Plan
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia L. Coronado For For Management
1b Elect Director Dirk A. Kempthorne For For Management
1c Elect Director Harold M. Messmer, Jr. For For Management
1d Elect Director Marc H. Morial For For Management
1e Elect Director Barbara J. Novogradac For For Management
1f Elect Director Robert J. Pace For For Management
1g Elect Director Frederick A. Richman For For Management
1h Elect Director M. Keith Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
SAGA COMMUNICATIONS, INC.
Ticker: SGA Security ID: 786598300
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bergner For For Management
1.2 Elect Director Clarke R. Brown, Jr. For For Management
1.3 Elect Director Edward K. Christian For Withhold Management
1.4 Elect Director Timothy J. Clarke For For Management
1.5 Elect Director Roy F. Coppedge, III For For Management
1.6 Elect Director Warren S. Lada For Withhold Management
1.7 Elect Director Gary G. Stevens For For Management
2 Ratify UHY LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Di-Ann Eisnor For For Management
1.2 Elect Director Jeffrey C. Ward For For Management
1.3 Elect Director Susan F. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Krish Prabhu For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Jure Sola For For Management
1h Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SCHNEIDER NATIONAL, INC.
Ticker: SNDR Security ID: 80689H102
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jyoti Chopra For For Management
1.2 Elect Director James R. Giertz For Withhold Management
1.3 Elect Director Adam P. Godfrey For Withhold Management
1.4 Elect Director Robert W. Grubbs For Withhold Management
1.5 Elect Director Robert M. Knight, Jr. For Withhold Management
1.6 Elect Director Therese A. Koller For Withhold Management
1.7 Elect Director Mark B. Rourke For Withhold Management
1.8 Elect Director Paul J. Schneider For Withhold Management
1.9 Elect Director John A. Swainson For Withhold Management
1.10 Elect Director James L. Welch For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIPLAY CORPORATION
Ticker: SCPL Security ID: 809087109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry L. Cottle For Withhold Management
1.2 Elect Director Joshua J. Wilson For Withhold Management
1.3 Elect Director Gerald D. Cohen For Withhold Management
1.4 Elect Director Michael Marchetti For Withhold Management
1.5 Elect Director William C. Thompson, Jr. For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ainar D. Aijala, Jr. For For Management
1b Elect Director Lisa Rojas Bacus For For Management
1c Elect Director John C. Burville For For Management
1d Elect Director Terrence W. Cavanaugh For For Management
1e Elect Director Wole C. Coaxum For For Management
1f Elect Director Robert Kelly Doherty For For Management
1g Elect Director John J. Marchioni For For Management
1h Elect Director Thomas A. McCarthy For For Management
1i Elect Director Stephen C. Mills For For Management
1j Elect Director H. Elizabeth Mitchell For For Management
1k Elect Director Michael J. Morrissey For For Management
1l Elect Director Gregory E. Murphy For For Management
1m Elect Director Cynthia S. Nicholson For For Management
1n Elect Director William M. Rue For For Management
1o Elect Director John S. Scheid For For Management
1p Elect Director J. Brian Thebault For For Management
1q Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIGA TECHNOLOGIES, INC.
Ticker: SIGA Security ID: 826917106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Antal For For Management
1.2 Elect Director Jaymie A. Durnan For For Management
1.3 Elect Director Phillip L. Gomez For For Management
1.4 Elect Director Julie M. Kane For For Management
1.5 Elect Director Joseph W. "Chip" For For Management
Marshall, III
1.6 Elect Director Gary J. Nabel For For Management
1.7 Elect Director Julian Nemirovsky For For Management
1.8 Elect Director Holly L. Phillips For For Management
1.9 Elect Director Michael C. Plansky For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC.
Ticker: SMBC Security ID: 843380106
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Rebecca M. Brooks For For Management
1.2 Elect Dennis C. Robison For For Management
1.3 Elect David J. Tooley For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC.
Ticker: SUPN Security ID: 868459108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Georges Gemayel For For Management
1.2 Elect Director John M. Siebert For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanne Beliveau-Dunn For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director Charles E. Sykes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC.
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. For For Management
Christensen
1.2 Elect Director Daren J. Shaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HACKETT GROUP, INC.
Ticker: HCKT Security ID: 404609109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Bofill For For Management
1.2 Elect Director David N. Dungan For For Management
1.3 Elect Director Richard N. Hamlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE PENNANT GROUP, INC.
Ticker: PNTG Security ID: 70805E109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roderic E. Lewis For Withhold Management
1.2 Elect Director Scott E. Lamb For Withhold Management
1.3 Elect Director Barry M. Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC.
Ticker: TSBK Security ID: 887098101
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Suter For For Management
1.2 Elect Director Andrea M. Clinton For For Management
1.3 Elect Director James A. Davis For For Management
1.4 Elect Director Kathy D. Leodler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Delap LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRUSTCO BANK CORP NY
Ticker: TRST Security ID: 898349105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Lucarelli For For Management
1b Elect Director Thomas O. Maggs For For Management
1c Elect Director Anthony J. Marinello For For Management
1d Elect Director Robert J. McCormick For For Management
1e Elect Director Kimberly A. Russell For For Management
1f Elect Director Frank B. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Reverse Stock Split For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
UFP INDUSTRIES, INC.
Ticker: UFPI Security ID: 90278Q108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Missad For For Management
1b Elect Director Thomas W. Rhodes For For Management
1c Elect Director Brian C. Walker For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITY BANCORP, INC.
Ticker: UNTY Security ID: 913290102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Brody For For Management
1.2 Elect Director Raj Patel For For Management
1.3 Elect Director Donald E. Souders, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mihael H. Polymeropoulos For For Management
1b Elect Director Phaedra S. Chrousos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VECTRUS, INC.
Ticker: VEC Security ID: 92242T101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradford J. Boston For For Management
1b Elect Director Charles L. Prow For For Management
1c Elect Director Phillip C. Widman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Sumas For Withhold Management
1.2 Elect William Sumas For For Management
1.3 Elect John P. Sumas For Withhold Management
1.4 Elect Nicholas Sumas For For Management
1.5 Elect John J. Sumas For Withhold Management
1.6 Elect Kevin Begley For For Management
1.7 Elect Steven Crystal For Withhold Management
1.8 Elect Peter R. Lavoy For For Management
1.9 Elect Stephen F. Rooney For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Royce Capital Fund
By (Signature) /s/ Christopher D. Clark
Name Christopher D. Clark
Title President
Date 08/19/2021