FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-4630
John Hancock Investment Trust III
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(Exact name of registrant as specified in charter)
101 Huntington Avenue
Boston, MA 02199
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(Address of principal executive offices)
Victor Acker
John Hancock Advisers, LLC
101 Huntington Avenue
Boston, MA 02199
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1 800-225-5291
Date of Fiscal year-end: 10/31/2003
Date of reporting period: 7/1/2003 - 6/30/2004
Item 1. Proxy Voting Record
Account Number: 1252
ISSUER NAME TICKER CUSIP MTG DATE MTG TYPE
Proposal Type Voted? Vote For/Agnst Mgmt
Alcan Inc. AL. 013716105 4/22/04 Annual
1.10 Elect Director R. Berger MGMT YES AGNST AGNST
Elect Director G. Saint-Pierre
1.11 Elect Director G. Schulmeyer MGMT YES FOR FOR
1.12 Elect Director P.M. Tellier MGMT YES FOR FOR
1.13 Elect Director M.K. Wong MGMT YES FOR FOR
1.20 Elect Director L.D. Desautels MGMT YES FOR FOR
1.30 Elect Director T. Engen MGMT YES FOR FOR
1.40 Elect Director L.Y. Fortier MGMT YES FOR FOR
1.50 Elect Director J.P. Jacamon MGMT YES FOR FOR
1.60 Elect Director W.R. Loomis MGMT YES FOR FOR
1.70 Elect Director Y. Mansion MGMT YES FOR FOR
1.80 Elect Director C. Morin-Postel MGMT YES FOR FOR
1.90 Elect Director J.E. Newall MGMT YES FOR FOR
2.00 Approve Auditors and Authorize Board to Fix Remuneration of
Auditors MGMT YES FOR FOR
Apache Corp. APA 037411105 12/18/03 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Dell Inc. DELL 247025109 7/18/03 Annual
1.10 Elect Director Michael A. Miles MGMT YES FOR FOR
1.20 Elect Director Alex J. Mandl MGMT YES FOR FOR
1.30 Elect Director Morton L. Topfer MGMT YES FOR FOR
2.00 Declassify the Board of Directors MGMT YES FOR FOR
3.00 Change Company Name MGMT YES FOR FOR
4.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR
Page 1
Lukoil Oao NULL 677862104 6/24/04 Annual
1.00 APPROVAL OF THE ANNUAL REPORT 2003, OF THE ANNUAL ACCOUNTS
INCLUDING THE PROFIT AND LOSS STATEMENT MGMT YES FOR FOR
2.00 AMOUNT, PAYMENT DATE, AND FORM OF PAYMENT OF DIVIDENDS MGMT YES
FOR FOR
3.00 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. MGMT YES
AGNST AGNST
4.00 ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: NIKITENKO,
VLADIMIR NIKOLAYEVICH MGMT YES FOR FOR
5.00 ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: SKLYAROVA,
TATIANA SERGUEYEVNA MGMT YES FOR FOR
6.00 ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: TANULYAK,
NATALIA ILYINICHNA MGMT YES FOR FOR
7.00 ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: KONDRATIEV,
PAVEL GENNADIEVICH MGMT YES FOR FOR
8.00 ELECTION OF THE MEMBER OF THE AUDIT COMMISSION: BULAVINA,
LYUDMILA MIKHAILOVNA MGMT YES FOR FOR
9.00 REMUNERATION AND COMPENSATION OF EXPENSES TO THE MEMBERS OF THE
BOARD OF DIRECTORS AND AUDIT COMMISS MGMT YES FOR FOR
10.00 APPROVAL OF THE EXTERNAL AUDITOR OF THE COMPANY MGMT YES FOR
FOR
11.00 APPROVAL OF AMENDMENTS AND ADDENDA TO THE CHARTER OF OAO
LUKOIL MGMT YES FOR FOR
12.00 APPROVAL OF AMENDMENTS AND ADDENDA TO THE REGULATIONS ON THE
PROCEDURE FOR PREPARING AND HOLDING THE MGMT YES FOR FOR
13.00 APPROVAL OF AMENDMENTS AND ADDENDA TO THE REGULATIONS ON THE
BOARD OF DIRECTORS OF LUKOIL MGMT YES FOR FOR
14.00 APPROVAL OF TRANSACTIONS INVOLVING INTERESTED/RELATED PARTIES
MGMT YES FOR FOR
Nokia Corp. NULL 654902204 3/25/04 Annual
1.00 APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. MGMT
YES FOR FOR
2.00 APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. MGMT YES FOR FOR
3.00 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE PRESIDENT MGMT YES FOR FOR
4.10 Elect Director Paul J. Collins MGMT YES FOR FOR
4.20 Elect Director Georg Ehrnrooth MGMT YES FOR FOR
4.30 Elect Director Bengt Holmstrom MGMT YES FOR FOR
4.40 Elect Director Per Karlsson MGMT YES FOR FOR
4.50 Elect Director Jorma Ollila MGMT YES FOR FOR
4.60 Elect Director Marjorie Scardino MGMT YES FOR FOR
4.70 Elect Director Vesa Vainio MGMT YES FOR FOR
4.80 Elect Director Arne Wessberg MGMT YES FOR FOR
5.00 Ratify Auditors MGMT YES FOR FOR
6.00 APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE
CAPITAL THROUGH CANCELLATION OF NOKIA SHAR MGMT YES FOR FOR
7.00 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE
SHARE CAPITAL OF THE COMPANY. MGMT YES FOR FOR
8.00 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA
SHARES. MGMT YES FOR FOR
9.00 APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA
SHARES HELD BY THE COMPANY. MGMT YES FOR FOR
10.00 APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL
OF THE FOUNDATION OF NOKIA CORPORATION MGMT YES FOR FOR
11.00 MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO
GIVE A PROXY TO ANY ONE OF MARIANNA UO MGMT YES AGNST N/A
Precision Drilling Corporation PD. 74022D100 5/11/04 Special
1.00 Elect W.C. Dunn, Robert J.S. Gibson, Murray K. Mullen, Patrick
M. Murray, Fred W. Pheasey, Robert L MGMT YES FOR FOR
2.00 Ratify Auditors MGMT YES FOR FOR
3.00 Approve 2004 Stock Option Plan MGMT YES AGNST AGNST
Page 2
Teva Pharmaceutical Industries NULL 881624209 10/27/03 Special
1.00 Elect G. Shalev as an External Director MGMT YES FOR FOR
2.00 Approve Increase in Remuneration of Directors other than the
Chairman MGMT YES FOR FOR
UTStarcom, Inc. UTSI 918076100 9/24/03 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Vimpel Communications Ao NULL 68370R109 10/24/03 Special
1.00 Approve Acquisition of VimpelCom-R MGMT YES FOR FOR
2.00 Approve Acquisition of VimpelCom-R as an Interested Party
Transaction MGMT YES FOR FOR
3.00 Issue Shares in Connection with Acquisition of VimpelCom-R MGMT
YES FOR FOR
4.00 Approve Conversion of 3,320 VimpelCom-R Shares Owned by Eco
Telecom Ltd. into 7.3 Million VimpelCom MGMT YES FOR FOR
5.00 Approve Conversion of 1,659 VimpelCom-R Shares Owned by Telenor
East Invest AS into 3.6 Million Vim MGMT YES FOR FOR
Vodafone Group PLC NULL 92857W100 7/30/03 Annual
1.00 Accept Financial Statements and Statutory Reports MGMT YES FOR
FOR
2.00 Approve Remuneration Report MGMT YES FOR FOR
3.00 Reelect Lord MacLaurin of Knebworth as Director MGMT YES FOR
FOR
4.00 Reelect Kenneth Hydon as Director MGMT YES FOR FOR
5.00 Reelect Thomas Geitner as Director MGMT YES FOR FOR
6.00 Reelect Alec Broers as Director MGMT YES FOR FOR
7.00 Reelect Juergen Schrempp as Director MGMT YES FOR FOR
8.00 Elect John Buchanan as Director MGMT YES FOR FOR
9.00 Approve Final Dividend of 0.8983 Pence Per Share MGMT YES FOR
FOR
10.00 Ratify Deloitte and Touche as Auditors MGMT YES FOR FOR
11.00 Authorize Board to Fix Remuneration of Auditors MGMT YES FOR
FOR
12.00 Authorize EU Political Donations up to GBP 100,000 MGMT YES
FOR FOR
13.00 Authorize Issuance of Equity or Equity-Linked Securities with
Preemptive Rights up to Aggregate Nom MGMT YES FOR FOR
14.00 Authorize Issuance of Equity or Equity-Linked Securities
without Preemptive Rights up to Aggregate MGMT YES FOR FOR
15.00 Authorize 6,800,000,000 Shares for Share Repurchase Program
MGMT YES FOR FOR
YUKOS OIL NULL 98849W108 11/28/03 Special
1.10 Elect F K Bukle as Director MGMT YES FOR FOR
Elect R M Friman as Director
1.11 Elect E M Shvidler as Director MGMT YES FOR FOR
1.20 Elect Y A Golubev as Director MGMT YES FOR FOR
1.30 Elect D L Davidivich as Director MGMT YES FOR FOR
1.40 Elect A E Kontorovich as Director MGMT YES FOR FOR
1.50 Elect S G Kukes as Director MGMT YES FOR FOR
1.60 Elect S Keri as Director MGMT YES FOR FOR
1.70 Elect B Loze as Director MGMT YES FOR FOR
1.80 Elect M Sublen as Director MGMT YES FOR FOR
1.90 Elect E A Tenebaum as Director MGMT YES FOR FOR
2.00 Adopt New Charter MGMT YES AGNST AGNST
3.00 Approve Dividends for First Nine Months of 2003 MGMT YES FOR
FOR
Account Number: 127223
Page 3
ISSUER NAME TICKER CUSIP MTG DATE MTG TYPE
Proposal Type Voted? Vote For/Agnst Mgmt
Aetna AET 00817Y108 4/30/04 Annual
1.01 Elect Betsy Z. Cohen MGMT YES FOR FOR
1.02 Elect Barbara Hackman Franklin MGMT YES FOR FOR
1.03 Elect Jeffery E. Garten MGMT YES FOR FOR
1.04 Elect Earl G. Graves Sr. MGMT YES FOR FOR
1.05 Elect Gerald Greenwald MGMT YES FOR FOR
1.06 Elect Ellen M. Hancock MGMT YES FOR FOR
1.07 Elect Michael H. Jordan MGMT YES FOR FOR
1.08 Elect Jack D. Kuehler MGMT YES FOR FOR
1.09 Elect Edward J. Ludwig MGMT YES FOR FOR
1.10 Elect Joseph P. Newhouse MGMT YES FOR FOR
1.11 Elect Judith Rodin MGMT YES FOR FOR
1.12 Elect John W. Rowe MGMT YES FOR FOR
1.13 Elect Ronald A. Williams MGMT YES FOR FOR
1.14 Elect R. David Yost MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Cumulative Voting SHLDR YES AGNST FOR
4.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Affiliated Computer Services -Cl A ACS 008190100 10/30/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Affiliated Managers Group 6/8/04 Annual
1.01 Elect William J. Nutt MGMT YES FOR FOR
1.02 Elect Sean M. Healey MGMT YES FOR FOR
1.03 Elect Richard E. Floor MGMT YES FOR FOR
1.04 Elect Stephen J. Lockwood MGMT YES FOR FOR
1.05 Elect Harold J. Meyerman MGMT YES FOR FOR
1.06 Elect Robert C. Puff Jr MGMT YES FOR FOR
1.07 Elect Rita M. Rodriguez MGMT YES FOR FOR
Agco AG 001084102 4/22/04 Annual
1.01 Elect W. Wayne Booker MGMT YES FOR FOR
1.02 Elect Gerald B. Johanneson MGMT YES FOR FOR
1.03 Elect Curtis E. Moll MGMT YES FOR FOR
1.04 Elect Robert J. Ratliff MGMT YES FOR FOR
2.00 Report on Sustainability SHLDR YES ABSTAIN AGNST
Agere Systems AGR 00845V209 2/19/04 Annual
1.01 Elect Richard L. Clemmer MGMT YES FOR FOR
1.02 Elect John T. Dickson MGMT YES FOR FOR
Airtran Holdings AAI 00949P108 5/20/04 Annual
1.01 Elect J. Veronica Biggins MGMT YES FOR FOR
1.02 Elect Robert Fornaro MGMT YES FOR FOR
1.03 Elect Robert L. Priddy MGMT YES FOR FOR
Applied Micro Circuits AMCC 03822W109 8/27/03 Annual
1.00 Elect Directors MGMT YES WHOLD AGNST
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
ASML Holding ASML N07059111 3/25/04 Annual
1.00 Approve Financial Statements MGMT NO TAKE NO ACTION
2.00 Set Dividend/Allocate Profits MGMT NO TAKE NO ACTION
3.00 Ratify Management Acts-Legal MGMT NO TAKE NO ACTION
4.00 Ratify Board Acts-Legal MGMT NO TAKE NO ACTION
5.00 Approve Remuneration Policy MGMT NO TAKE NO ACTION
6.00 Approve Stock Option Grants MGMT NO TAKE NO ACTION
7.00 Elect Supervisory Board/Corporate Assembly MGMT NO TAKE NO ACTION
Page 4
Amend Board/Supervisory Board Size
8.00 Amend Board Powers/Procedures/Qualifications MGMT NO TAKE NO
ACTION
Amend Meeting Procedures/Change Date
9.00 Issue Stock w/ or w/o Preemptive Rights MGMT NO TAKE NO ACTION
10.00 Authorize Share Repurchase MGMT NO TAKE NO ACTION
Axcelis Technologies ACLS 054540109 4/29/04 Annual
1.01 Elect Gary L. Tooker MGMT YES FOR FOR
1.02 Elect Patrick H. Nettles MGMT YES FOR FOR
1.03 Elect Alexander M. Cutler MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Barr Laboratories BRL 068306109 10/23/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Reincorporation MGMT YES AGNST AGNST
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
BEA Systems BEAS 073325102 7/11/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
BEA Systems Inc BEAS 073325102 6/11/04 Annual
1.01 Elect Dean O. Morton MGMT YES FOR FOR
1.02 Elect George Reyes MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Biogen BGEN 090597105 11/12/03 Special
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
2.00 Adjourn Meeting MGMT YES FOR FOR
Biogen Idec Inc BIIB 09062X103 6/16/04 Annual
1.01 Elect Alan Belzer MGMT YES FOR FOR
1.02 Elect Mary L. Good MGMT YES FOR FOR
1.03 Elect James C. Mullen MGMT YES FOR FOR
1.04 Elect Bruce R. Ross MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Biomet BMET 090613100 9/27/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Caremark Rx CMX 141705103 3/22/04 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
2.00 Approve Common Stock Issuance MGMT YES FOR FOR
3.00 Increase Authorized Preferred Stock MGMT YES AGNST AGNST
4.00 Adopt Stock Option Plan MGMT YES FOR FOR
5.00 Adjourn Meeting MGMT YES FOR FOR
Caremark Rx CMX 141705103 5/4/04 Annual
1.01 Elect Edwin M. Banks MGMT YES FOR FOR
1.02 Elect Colleen Conway-Welch MGMT YES FOR FOR
1.03 Elect Roger L. Headrick MGMT YES FOR FOR
1.04 Elect Jean-Pierre Millon MGMT YES FOR FOR
Carmax Inc KMX 143130102 6/29/04 Annual
1.01 Elect Keith D. Browning MGMT YES FOR FOR
1.02 Elect James F. Clingman, Jr MGMT YES FOR FOR
1.03 Elect Hugh G. Robinson MGMT YES FOR FOR
1.04 Elect Richard L. Sharp MGMT YES FOR FOR
1.05 Elect Thomas G. Sternberg MGMT YES FOR FOR
Page 5
2.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR
ChoicePoint CPS 170388102 4/29/04 Annual
1.01 Elect John B. McCoy MGMT YES FOR FOR
1.02 Elect Thomas M. Coughlin MGMT YES FOR FOR
1.03 Elect Derek V. Smith MGMT YES FOR FOR
2.00 Adopt Deferred Compensation Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Coach COH 189754104 11/5/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
Community Health Systems Inc CYH 203668108 5/25/04 Annual
1.01 Elect W. Larry Cash MGMT YES FOR FOR
1.02 Elect J. Anthony Forstmann MGMT YES FOR FOR
1.03 Elect Harvey Klein MGMT YES FOR FOR
1.04 Elect H. Mitchell Watson Jr. MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Independent Board Chairman SHLDR YES AGNST FOR
Comverse Technology Inc CMVT 205862402 6/15/04 Annual
1.01 Elect Kobi Alexander MGMT YES FOR FOR
1.02 Elect Raz Alon MGMT YES FOR FOR
1.03 Elect Itsik Danziger MGMT YES FOR FOR
1.04 Elect John H. Friedman MGMT YES FOR FOR
1.05 Elect Ron Hiram MGMT YES FOR FOR
1.06 Elect Sam Oolie MGMT YES FOR FOR
1.07 Elect William F. Sorin MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Crown Holdings CCK 228368106 4/22/04 Annual
1.01 Elect Jenne K. Britell MGMT YES FOR FOR
1.02 Elect John W. Conway MGMT YES FOR FOR
1.03 Elect G. Fred DiBona Jr. MGMT YES FOR FOR
1.04 Elect Arnold W. Donald MGMT YES FOR FOR
1.05 Elect Marie L. Garibaldi MGMT YES FOR FOR
1.06 Elect William G. Little MGMT YES FOR FOR
1.07 Elect Hans J. Loliger MGMT YES FOR FOR
1.08 Elect Thomas A. Ralph MGMT YES FOR FOR
1.09 Elect Hugues du Rouret MGMT YES FOR FOR
1.10 Elect Alan W. Rutherford MGMT YES FOR FOR
1.11 Elect Harold A. Sorgenti MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Director Stock Option Plan MGMT YES AGNST AGNST
4.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Danaher DHR 235851102 5/4/04 Annual
1.01 Elect Steven M. Rales MGMT YES FOR FOR
1.02 Elect John T. Schwieters MGMT YES FOR FOR
1.03 Elect Alan G. Spoon MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES FOR FOR
4.00 Board Inclusiveness SHLDR YES ABSTAIN AGNST
Edwards Lifesciences Corp EW 28176E108 5/12/04 Annual
1.01 Elect Robert A. Ingram MGMT YES FOR FOR
1.02 Elect Vernon R. Loucks Jr. MGMT YES FOR FOR
2.00 Add Shares to Director Stock Option Plan MGMT YES FOR FOR
Amend Director Stock Option Plan
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 6
Electronic Arts ERTS 285512109 7/31/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES AGNST AGNST
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
Emulex ELX 292475209 11/20/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Exchange Underwater Options MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Entercom Communications Corp ETM 293639100 5/13/04 Annual
1.01 Elect David J. Berkman MGMT YES FOR FOR
1.02 Elect Daniel E. Gold MGMT YES FOR FOR
2.01 Elect Joseph M. Field MGMT YES FOR FOR
2.02 Elect David J. Field MGMT YES FOR FOR
2.03 Elect John C. Donlevie MGMT YES FOR FOR
2.04 Elect Edward H. West MGMT YES FOR FOR
2.05 Elect Robert S. Wiesenthal MGMT YES FOR FOR
Fastenal FAST 311900104 4/20/04 Annual
1.01 Elect Robert A. Kierlin MGMT YES FOR FOR
1.02 Elect Stephen M. Slaggie MGMT YES FOR FOR
1.03 Elect Michael M. Gostomski MGMT YES FOR FOR
1.04 Elect John D. Remick MGMT YES FOR FOR
1.05 Elect Henry K. McConnon MGMT YES FOR FOR
1.06 Elect Robert A. Hansen MGMT YES FOR FOR
1.07 Elect Willard D. Oberton MGMT YES FOR FOR
1.08 Elect Michael J. Dolan MGMT YES FOR FOR
1.09 Elect Reyne K. Wisecup MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Fiserv FISV 337738108 4/6/04 Annual
1.01 Elect Kenneth R. Jensen MGMT YES FOR FOR
1.02 Elect Kim M. Robak MGMT YES FOR FOR
1.03 Elect Thomas C Wertheimer MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES FOR FOR
Flextronics International Y2573F102 9/30/03 Annual
1.00 Election of Directors by Nominee MGMT YES FOR FOR
2.10 Election of Directors by Nominee MGMT YES FOR FOR
2.20 Election of Directors by Nominee MGMT YES FOR FOR
3.00 Election of Directors by Nominee MGMT YES FOR FOR
4.00 Appoint Auditors and Set Their Fees MGMT YES AGNST AGNST
5.00 Amend Stock Purchase Plan/SAYE/AESOP MGMT YES FOR FOR
6.00 Issue Stock w/o Preemptive Rights MGMT YES FOR FOR
7.00 Approve Directors' Fees MGMT YES FOR FOR
8.00 Authorize Share Repurchase MGMT YES FOR FOR
Foundry Networks FDRY 35063R100 6/1/04 Annual
1.01 Elect Bobby R. Johnson Jr. MGMT YES FOR FOR
1.02 Elect Andrew K. Ludwick MGMT YES FOR FOR
1.03 Elect Alfred J. Amoroso MGMT YES FOR FOR
1.04 Elect C. Nicholas Keating Jr. MGMT YES FOR FOR
1.05 Elect J. Steven Young MGMT YES FOR FOR
1.06 Elect Alan L. Earhart MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Gilead Sciences Inc GILD 375558103 5/25/04 Annual
1.01 Elect Paul Berg MGMT YES WHOLD AGNST
1.02 Elect Etienne Davignon MGMT YES WHOLD AGNST
1.03 Elect James M. Denny MGMT YES WHOLD AGNST
Page 7
1.04 Elect John C. Martin MGMT YES WHOLD AGNST
1.05 Elect Gordon E. Moore MGMT YES WHOLD AGNST
1.06 Elect Nicholas G. Moore MGMT YES WHOLD AGNST
1.07 Elect George P. Shultz MGMT YES WHOLD AGNST
1.08 Elect Gayle E. Wilson MGMT YES WHOLD AGNST
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Increase Authorized Common Stock MGMT YES FOR FOR
Health Management Associates HMA 421933102 2/17/04 Annual
1.01 Elect William J. Schoen MGMT YES FOR FOR
1.02 Elect Joseph V. Vumbacco MGMT YES FOR FOR
1.03 Elect Kent P. Dauten MGMT YES FOR FOR
1.04 Elect Donald E. Kiernan MGMT YES FOR FOR
1.05 Elect Robert Knox MGMT YES FOR FOR
1.06 Elect William E. Mayberry MGMT YES FOR FOR
1.07 Elect William C. Steere Jr. MGMT YES FOR FOR
1.08 Elect Randolph W. Westerfield MGMT YES FOR FOR
IDEC Pharmaceuticals IDPH 449370105 11/12/03 Special
1.00 Approve Common Stock Issuance MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Approve Name Change
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
5.00 Adjourn Meeting MGMT YES FOR FOR
Intuit INTU 461202103 10/30/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Invitrogen IVGN 46185R100 4/29/04 Annual
1.01 Elect Raymond V. Dittamore MGMT YES FOR FOR
1.02 Elect Bradley G. Lorimier MGMT YES FOR FOR
1.03 Elect David C. U'Prichard MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
Jabil Circuit JBL 466313103 1/13/04 Annual
1.01 Elect William D. Morean MGMT YES FOR FOR
1.02 Elect Thomas A. Sansone MGMT YES FOR FOR
1.03 Elect Timothy L. Main MGMT YES FOR FOR
1.04 Elect Lawrence J. Murphy MGMT YES FOR FOR
1.05 Elect Mel S. Lavitt MGMT YES FOR FOR
1.06 Elect Steven A. Raymund MGMT YES FOR FOR
1.07 Elect Frank A. Newman MGMT YES FOR FOR
1.08 Elect Laurence S. Grafstein MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Jarden JAH 471109108 5/11/04 Annual
1.01 Elect Ian G.H. Ashken MGMT YES FOR FOR
1.02 Elect Richard L. Molen MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Approve Other Business MGMT YES FOR FOR
King Pharmaceuticals KG 495582108 11/4/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 8
KLA-Tencor KLAC 482480100 11/5/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Lauder (Estee) -Cl A EL 518439104 11/5/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Leapfrog Enterprises LF 52186N106 6/10/04 Annual
1.01 Elect Steven B. Fink MGMT YES FOR FOR
1.02 Elect Paul A. Rioux MGMT YES FOR FOR
1.03 Elect Michael C. Wood MGMT YES FOR FOR
1.04 Elect Thomas J. Kalinske MGMT YES FOR FOR
1.05 Elect Jerome J. Perez MGMT YES FOR FOR
1.06 Elect Jeffrey Berg MGMT YES FOR FOR
1.07 Elect Stanley E. Maron MGMT YES FOR FOR
1.08 Elect E. Stanton McKee Jr. MGMT YES FOR FOR
1.09 Elect Barry Munitz MGMT YES FOR FOR
1.10 Elect Stewart A. Resnick MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES AGNST AGNST
Amend Stock Option Plan
3.00 Amend Director Stock Option Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
Legg Mason LM 524901105 7/22/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
Lexmark International LXK 529771107 4/22/04 Annual
1.01 Elect Frank T. Cary MGMT YES FOR FOR
1.02 Elect Paul J. Curlander MGMT YES FOR FOR
1.03 Elect Martin D. Walker MGMT YES FOR FOR
1.04 Elect James F. Hardymon MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Linens 'n' Things LIN 535679104 5/6/04 Annual
1.01 Elect Stanley P. Goldstein MGMT YES FOR FOR
1.02 Elect Robert J. Kamerschen MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Manhattan Associates Inc MANH 562750109 5/21/04 Annual
1.01 Elect John J. Huntz Jr. MGMT YES FOR FOR
1.02 Elect Thomas E. Noonan MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Manpower MAN 56418H100 4/27/04 Annual
1.01 Elect Stephanie A. Burns MGMT YES FOR FOR
1.02 Elect Willie D. Davis MGMT YES FOR FOR
1.03 Elect Jack M. Greenberg MGMT YES FOR FOR
1.04 Elect Terry A. Hueneke MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
McData MCDTA 580031201 8/27/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES ABSTAIN AGNST
Adopt Stock Option Plan
Microchip Technology MCHP 595017104 8/15/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
Page 9
Millennium Pharmaceuticals MLNM 599902103 5/7/04 Annual
1.01 Elect Charles J. Homcy MGMT YES FOR FOR
1.02 Elect Raju Kucherlapati MGMT YES FOR FOR
1.03 Elect Eric S. Lander MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Omnicom Group OMC 681919106 5/25/04 Annual
1.01 Elect John D. Wren MGMT YES FOR FOR
1.02 Elect Bruce Crawford MGMT YES FOR FOR
1.03 Elect Robert Charles Clark MGMT YES FOR FOR
1.04 Elect Leonard S. Coleman Jr. MGMT YES FOR FOR
1.05 Elect Errol M. Cook MGMT YES FOR FOR
1.06 Elect Susan S. Denison MGMT YES FOR FOR
1.07 Elect Michael A. Henning MGMT YES FOR FOR
1.08 Elect John R. Murphy MGMT YES WHOLD AGNST
1.09 Elect John R. Purcell MGMT YES FOR FOR
1.10 Elect Linda Johnson Rice MGMT YES FOR FOR
1.11 Elect Gary L. Roubos MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Director Stock Award Plan MGMT YES FOR FOR
Pactiv Corp PTV 695257105 5/14/04 Annual
1.01 Elect Larry D. Brady MGMT YES FOR FOR
1.02 Elect K. Dane Brooksher MGMT YES FOR FOR
1.03 Elect Robert J. Darnall MGMT YES FOR FOR
1.04 Elect Mary R. (Nina) Henderson MGMT YES FOR FOR
1.05 Elect Roger B. Porter MGMT YES FOR FOR
1.06 Elect Richard L. Wambold MGMT YES FOR FOR
1.07 Elect Norman H. Wesley MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Panera Bread Co PNRA 69840W108 5/27/04 Annual
1.01 Elect Larry J. Franklin MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Patterson-UTI Energy Inc PTEN 703481101 6/29/04 Annual
1.01 Elect Mark S. Siegel MGMT YES FOR FOR
1.02 Elect Cloyce A. Talbott MGMT YES FOR FOR
1.03 Elect A. Glenn Patterson MGMT YES FOR FOR
1.04 Elect Kenneth N. Berns MGMT YES FOR FOR
1.05 Elect Robert C. Gist MGMT YES FOR FOR
1.06 Elect Curtis W. Huff MGMT YES FOR FOR
1.07 Elect Terry H. Hunt MGMT YES FOR FOR
1.08 Elect Kenneth R. Peak MGMT YES FOR FOR
1.09 Elect Nadine C. Smith MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR
4.00 Amend Stock Option Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
Pride International Inc PDE 74153Q102 5/18/04 Annual
1.01 Elect Robert L. Barbanell MGMT YES FOR FOR
1.02 Elect Paul A. Bragg MGMT YES FOR FOR
1.03 Elect David A. B. Brown MGMT YES FOR FOR
1.04 Elect J.C. Burton MGMT YES FOR FOR
1.05 Elect Jorge E. Estrada MGMT YES FOR FOR
1.06 Elect William E. Macaulay MGMT YES FOR FOR
1.07 Elect Ralph D. McBride MGMT YES FOR FOR
1.08 Elect David B. Robson MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 10
Radio One ROIAK 75040P405 5/26/04 Annual
1.01 Elect Brian R. McNeill MGMT YES FOR FOR
1.02 Elect Terry L. Jones MGMT YES FOR FOR
2.01 Elect Catherine L. Hughes MGMT YES FOR FOR
2.02 Elect Alfred C. Liggins III MGMT YES FOR FOR
2.03 Elect D. Geoffrey Armstrong MGMT YES FOR FOR
2.04 Elect L. Ross Love MGMT YES FOR FOR
2.05 Elect Ronald E. Blaylock MGMT YES FOR FOR
3.00 Add Shares to Stock Option Plan MGMT YES AGNST AGNST
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
RenaissanceRe Holdings Ltd RNR G7496G103 5/28/04 Annual
1.01 Elect William F. Hecht MGMT YES FOR FOR
1.02 Elect William I. Riker MGMT YES FOR FOR
1.03 Elect Nicholas L. Trivisonno MGMT YES FOR FOR
2.00 Appoint Auditors and Set Their Fees MGMT YES FOR FOR
SanDisk Corp SNDK 80004C101 5/20/04 Annual
1.01 Elect Eli Harari MGMT YES FOR FOR
1.02 Elect Irwin Federman MGMT YES FOR FOR
1.03 Elect Judy Bruner MGMT YES FOR FOR
1.04 Elect Michael E. Marks MGMT YES FOR FOR
1.05 Elect James D. Meindl MGMT YES FOR FOR
1.06 Elect Alan F. Shugart MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Smith International SII 832110100 4/20/04 Annual
1.01 Elect James R. Gibbs MGMT YES FOR FOR
1.02 Elect Jerry W. Neely MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Smurfit-Stone Container Corp SSCC 832727101 5/12/04 Annual
1.01 Elect James R. Boris MGMT YES FOR FOR
1.02 Elect Alan E. Goldberg MGMT YES FOR FOR
1.03 Elect William T. Lynch Jr. MGMT YES FOR FOR
1.04 Elect Patrick J. Moore MGMT YES FOR FOR
1.05 Elect James J. O'Connor MGMT YES FOR FOR
1.06 Elect Jerry K. Pearlman MGMT YES FOR FOR
1.07 Elect Thomas A. Reynolds III MGMT YES FOR FOR
1.08 Elect William D. Smithburg MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Adopt Deferred Compensation Plan MGMT YES FOR FOR
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Symantec SYMC 871503108 8/21/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES AGNST AGNST
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
Univision Communications Inc UVN 914906102 5/12/04 Annual
1.01 Elect A. Jerrold Perenchio MGMT YES FOR FOR
1.02 Elect Fernando Aguirre MGMT YES FOR FOR
1.03 Elect Harold Gaba MGMT YES FOR FOR
1.04 Elect Alan F. Horn MGMT YES WHOLD AGNST
1.05 Elect John G. Perenchio MGMT YES FOR FOR
1.06 Elect Ray Rodriguez MGMT YES FOR FOR
1.07 Elect McHenry T. Tichenor Jr. MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Page 11
UTStarcom UTSI 918076100 9/24/03 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Westwood One Inc WON 961815107 5/13/04 Annual
1.01 Elect Norman J. Pattiz MGMT YES FOR FOR
1.02 Elect Mel Karmazin MGMT YES FOR FOR
1.03 Elect Joseph B. Smith MGMT YES FOR FOR
1.04 Elect Dennis F. Holt MGMT YES FOR FOR
1.05 Elect Shane Coppola MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Yankee Candle YCC 984757104 6/16/04 Annual
1.01 Elect Dale F. Frey MGMT YES FOR FOR
1.02 Elect Michael F. Hines MGMT YES FOR FOR
1.03 Elect Ronald L. Sargent MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Zimmer Holdings ZMH 98956P102 7/22/03 Special
1.00 Approve Merger/Acquisition MGMT YES ABSTAIN AGNST
Approve Common Stock Issuance
Zimmer Holdings ZMH 98956P102 5/10/04 Annual
1.01 Elect Larry C. Glasscock MGMT YES FOR FOR
1.02 Elect John L. McGoldrick MGMT YES FOR FOR
2.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
3.00 Shareholder Approval of Auditors SHLDR YES FOR AGNST
Account Number: 127222
ISSUER NAME TICKER CUSIP MTG DATE MTG TYPE
Proposal Type Voted? Vote For/Agnst Mgmt
3M Co MMM 88579Y101 5/11/04 Annual
1.01 Elect Edward A. Brennan MGMT YES FOR FOR
1.02 Elect Michael L. Eskew MGMT YES FOR FOR
1.03 Elect W. James McNerney Jr. MGMT YES FOR FOR
1.04 Elect Kevin W. Sharer MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Increase Authorized Common Stock MGMT YES FOR FOR
4.00 Independent Board Chairman SHLDR YES AGNST FOR
Abbott Laboratories ABT 002824100 4/23/04 Annual
1.01 Elect Roxanne S. Austin MGMT YES FOR FOR
1.02 Elect H. Laurance Fuller MGMT YES FOR FOR
1.03 Elect Richard A. Gonzalez MGMT YES FOR FOR
1.04 Elect Jack M. Greenberg MGMT YES FOR FOR
1.05 Elect Jeffrey M. Leiden MGMT YES FOR FOR
1.06 Elect David Owen MGMT YES FOR FOR
1.07 Elect Boone Powell Jr. MGMT YES FOR FOR
1.08 Elect Addison Barry Rand MGMT YES FOR FOR
1.09 Elect W. Ann Reynolds MGMT YES FOR FOR
1.10 Elect Roy S. Roberts MGMT YES FOR FOR
1.11 Elect William D. Smithburg MGMT YES FOR FOR
1.12 Elect John R. Walter MGMT YES FOR FOR
1.13 Elect Miles D. White MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Review Drug Pricing or Distribution SHLDR YES ABSTAIN AGNST
4.00 Review Political Spending SHLDR YES ABSTAIN AGNST
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
6.00 Review AIDS Pandemic's Impact on Company SHLDR YES AGNST FOR
Affiliated Computer Services -Cl A ACS 008190100 10/30/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
Page 12
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Alcoa AA 013817101 4/30/04 Annual
1.01 Elect Alain J.P. Belda MGMT YES FOR FOR
1.02 Elect Carlos Ghosn MGMT YES FOR FOR
1.03 Elect Henry B. Schacht MGMT YES FOR FOR
1.04 Elect Franklin A. Thomas MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
3.01 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
3.02 Golden Parachutes SHLDR YES AGNST FOR
American International Group AIG 026874107 5/19/04 Annual
1.01 Elect M. Bernard Aidinoff MGMT YES FOR FOR
1.02 Elect Pei-Yuan Chia MGMT YES FOR FOR
1.03 Elect Marshall A. Cohen MGMT YES FOR FOR
1.04 Elect William S. Cohen MGMT YES FOR FOR
1.05 Elect Martin S. Feldstein MGMT YES FOR FOR
1.06 Elect Ellen V. Futter MGMT YES FOR FOR
1.07 Elect Maurice R. Greenberg MGMT YES FOR FOR
1.08 Elect Carla A. Hills MGMT YES FOR FOR
1.09 Elect Frank J. Hoenemeyer MGMT YES FOR FOR
1.10 Elect Richard C. Holbrooke MGMT YES FOR FOR
1.11 Elect Donald P. Kanak MGMT YES FOR FOR
1.12 Elect Howard I. Smith MGMT YES FOR FOR
1.13 Elect Martin J. Sullivan MGMT YES FOR FOR
1.14 Elect Edmund S.W. Tse MGMT YES FOR FOR
1.15 Elect Frank G. Zarb MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Adopt Director Stock Award Plan MGMT YES AGNST AGNST
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
5.00 Review Political Spending SHLDR YES ABSTAIN AGNST
6.00 Sever Links with Tobacco Industry SHLDR YES ABSTAIN AGNST
7.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
Amgen Inc AMGN 031162100 5/13/04 Annual
1.01 Elect Frank J. Biondi Jr. MGMT YES FOR FOR
1.02 Elect Jerry D. Choate MGMT YES FOR FOR
1.03 Elect Frank C. Herringer MGMT YES FOR FOR
1.04 Elect Gilbert S. Omenn MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Report on EEO SHLDR YES ABSTAIN AGNST
4.00 Expense Stock Options SHLDR YES AGNST FOR
Analog Devices ADI 032654105 3/9/04 Annual
1.01 Elect Jerald G. Fishman MGMT YES FOR FOR
1.02 Elect F. Grant Saviers MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Anheuser-Busch BUD 035229103 4/28/04 Annual
1.01 Elect August A. Busch III MGMT YES FOR FOR
1.02 Elect Carlos Fernandez G. MGMT YES FOR FOR
1.03 Elect James R. Jones MGMT YES FOR FOR
1.04 Elect Andrew C. Taylor MGMT YES FOR FOR
1.05 Elect Douglas A. Warner III MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Apache APA 037411105 12/18/03 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Apache APA 037411105 5/6/04 Annual
1.01 Elect Eugene C. Fiedorek MGMT YES FOR FOR
1.02 Elect Patricia Albjerg Graham MGMT YES FOR FOR
Page 13
1.03 Elect F.H. Merelli MGMT YES FOR FOR
1.04 Elect Raymond Plank MGMT YES FOR FOR
2.00 Report or Take Action on Climate Change SHLDR YES ABSTAIN AGNST
Applied Materials AMAT 038222105 3/24/04 Annual
1.01 Elect Michael H. Armacost MGMT YES FOR FOR
1.02 Elect Deborah A. Coleman MGMT YES FOR FOR
1.03 Elect Herbert M. Dwight Jr. MGMT YES FOR FOR
1.04 Elect Philip V. Gerdine MGMT YES FOR FOR
1.05 Elect Paul R. Low MGMT YES FOR FOR
1.06 Elect Dan Maydan MGMT YES FOR FOR
1.07 Elect Steven L. Miller MGMT YES FOR FOR
1.08 Elect James C. Morgan MGMT YES FOR FOR
1.09 Elect Gerhard Parker MGMT YES FOR FOR
1.10 Elect Michael R. Splinter MGMT YES FOR FOR
2.00 Amend Director Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
Add Shares to Stock Option Plan
ASML Holding ASML N07059111 3/25/04 Annual
1.00 Approve Financial Statements MGMT NO TAKE NO ACTION
2.00 Set Dividend/Allocate Profits MGMT NO TAKE NO ACTION
3.00 Ratify Management Acts-Legal MGMT NO TAKE NO ACTION
4.00 Ratify Board Acts-Legal MGMT NO TAKE NO ACTION
5.00 Approve Remuneration Policy MGMT NO TAKE NO ACTION
6.00 Approve Stock Option Grants MGMT NO TAKE NO ACTION
7.00 Elect Supervisory Board/Corporate Assembly MGMT NO TAKE NO
ACTION
Amend Board/Supervisory Board Size
8.00 Amend Board Powers/Procedures/Qualifications MGMT NO TAKE NO
ACTION
Amend Meeting Procedures/Change Date
9.00 Issue Stock w/ or w/o Preemptive Rights MGMT NO TAKE NO ACTION
10.00 Authorize Share Repurchase MGMT NO TAKE NO ACTION
BEA Systems BEAS 073325102 7/11/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
BEA Systems Inc BEAS 073325102 6/11/04 Annual
1.01 Elect Dean O. Morton MGMT YES FOR FOR
1.02 Elect George Reyes MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Best Buy Co Inc BBY 086516101 6/24/04 Annual
1.01 Elect Bradbury H. Anderson MGMT YES FOR FOR
1.02 Elect Kathy J. Higgins Victor MGMT YES FOR FOR
1.03 Elect Allen U. Lenzmeier MGMT YES FOR FOR
1.04 Elect Frank D. Trestman MGMT YES FOR FOR
1.05 Elect James C. Wetherbe MGMT YES FOR FOR
1.06 Elect Ronald James MGMT YES FOR FOR
1.07 Elect Mathew H. Paull MGMT YES FOR FOR
1.08 Elect Mary A. Tolan MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Biogen Idec Inc BIIB 09062X103 6/16/04 Annual
1.01 Elect Alan Belzer MGMT YES FOR FOR
1.02 Elect Mary L. Good MGMT YES FOR FOR
1.03 Elect James C. Mullen MGMT YES FOR FOR
1.04 Elect Bruce R. Ross MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 14
BJ Services BJS 055482103 1/22/04 Annual
1.01 Elect Don D. Jordan MGMT YES FOR FOR
1.02 Elect William H. White MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
3.00 Develop/report On Country Selection Standards SHLDR YES ABSTAIN
AGNST
Capital One Financial COF 14040H105 4/29/04 Annual
1.01 Elect W. Ronald Dietz MGMT YES FOR FOR
1.02 Elect Lewis Hay III MGMT YES FOR FOR
1.03 Elect Mayo A. Shattuck III MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Cardinal Health CAH 14149Y108 11/5/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
Caterpillar CAT 149123101 4/14/04 Annual
1.01 Elect John T. Dillon MGMT YES FOR FOR
1.02 Elect Juan Gallardo MGMT YES FOR FOR
1.03 Elect William A. Osborn MGMT YES FOR FOR
1.04 Elect Gordon R. Parker MGMT YES FOR FOR
1.05 Elect Edward B. Rust Jr. MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
Add Shares to Stock Option Plan
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
5.00 Review Operations' Impact on Local Groups SHLDR YES ABSTAIN
AGNST
6.00 Review AIDS Pandemic's Impact on Company SHLDR YES FOR AGNST
Cendant CD 151313103 4/20/04 Annual
1.01 Elect M. Brian Mulroney MGMT YES FOR FOR
1.02 Elect Ronald L. Nelson MGMT YES FOR FOR
1.03 Elect Robert W. Pittman MGMT YES FOR FOR
1.04 Elect Myra J. Biblowit MGMT YES FOR FOR
1.05 Elect Sheli Z. Rosenberg MGMT YES FOR FOR
2.00 Repeal Classified Board MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Independent Board Chairman SHLDR YES AGNST FOR
5.00 Cap Executive Pay SHLDR YES AGNST FOR
Cisco Systems CSCO 17275R102 11/11/03 Annual
1.00 Elect Directors MGMT YES WHOLD AGNST
2.00 Adopt Employee Stock Purchase Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Misc. Human/Political Rights Proposal SHLDR YES AGNST FOR
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Citigroup C 172967101 4/20/04 Annual
1.01 Elect C. Michael Armstrong MGMT YES FOR FOR
1.02 Elect Alain J.P. Belda MGMT YES FOR FOR
1.03 Elect George David MGMT YES FOR FOR
1.04 Elect Kenneth T. Derr MGMT YES FOR FOR
1.05 Elect John M. Deutch MGMT YES FOR FOR
1.06 Elect Roberto H. Ramirez MGMT YES FOR FOR
1.07 Elect Ann Dibble Jordan MGMT YES FOR FOR
1.08 Elect Dudley C. Mecum II MGMT YES FOR FOR
1.09 Elect Richard D. Parsons MGMT YES FOR FOR
1.10 Elect Andrall E. Pearson MGMT YES FOR FOR
1.11 Elect Charles Prince MGMT YES FOR FOR
1.12 Elect Robert E. Rubin MGMT YES FOR FOR
Page 15
1.13 Elect Franklin A. Thomas MGMT YES FOR FOR
1.14 Elect Sanford I. Weill MGMT YES FOR FOR
1.15 Elect Robert B. Willumstad MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Restrict Executive Compensation SHLDR YES AGNST FOR
4.00 Review Political Spending SHLDR YES ABSTAIN AGNST
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
6.00 Independent Board Chairman SHLDR YES AGNST FOR
Clorox CLX 189054109 11/19/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Adopt Deferred Compensation Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Coca-Cola KO 191216100 4/21/04 Annual
1.01 Elect Herbert A. Allen MGMT YES FOR FOR
1.02 Elect Ronald W. Allen MGMT YES FOR FOR
1.03 Elect Cathleen P. Black MGMT YES FOR FOR
1.04 Elect Warren E. Buffett MGMT YES FOR FOR
1.05 Elect Douglas N. Daft MGMT YES FOR FOR
1.06 Elect Barry Diller MGMT YES FOR FOR
1.07 Elect Donald R. Keough MGMT YES FOR FOR
1.08 Elect Susan B. King MGMT YES FOR FOR
1.09 Elect Maria Elena Lagomasino MGMT YES FOR FOR
1.10 Elect Donald F. McHenry MGMT YES FOR FOR
1.11 Elect Robert L. Nardelli MGMT YES FOR FOR
1.12 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR
1.13 Elect J. Pedro Reinhard MGMT YES FOR FOR
1.14 Elect James D. Robinson III MGMT YES FOR FOR
1.15 Elect Peter V. Ueberroth MGMT YES FOR FOR
1.16 Elect James B. Williams MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Review AIDS Pandemic's Impact on Company SHLDR YES FOR FOR
4.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
6.00 Restrict Executive Compensation SHLDR YES AGNST FOR
7.00 Shareholder Approval of Deferred Plan SHLDR YES AGNST FOR
8.00 China--Adopt Code of Conduct SHLDR YES ABSTAIN AGNST
9.00 Independent Board Chairman SHLDR YES AGNST FOR
Costco Wholesale COST 22160K105 1/29/04 Annual
1.01 Elect Benjamin S. Carson MGMT YES FOR FOR
1.02 Elect Hamilton E. James MGMT YES FOR FOR
1.03 Elect Jill A. Ruckelshaus MGMT YES FOR FOR
1.04 Elect William H. Gates MGMT YES FOR FOR
1.05 Elect Daniel J. Evans MGMT YES FOR FOR
2.00 Repeal Classified Board SHLDR YES FOR AGNST
3.00 Report On Land Development Policy SHLDR YES ABSTAIN AGNST
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
Countrywide Financial CFC 222372104 1/9/04 Special
1.00 Increase Authorized Common Stock MGMT YES FOR FOR
Dell DELL 24702R101 7/18/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Repeal Classified Board MGMT YES FOR FOR
3.00 Approve Name Change MGMT YES FOR FOR
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
DIRECTV Group Inc DTV 25459L106 6/2/04 Annual
1.01 Elect K. Rupert Murdoch MGMT YES FOR FOR
1.02 Elect Neil R. Austrian MGMT YES FOR FOR
1.03 Elect Charles R. Lee MGMT YES FOR FOR
Page 16
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Approve Annual Bonus Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
Electronic Arts ERTS 285512109 7/31/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES AGNST AGNST
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
EMC EMC 268648102 5/5/04 Annual
1.01 Elect John R. Egan MGMT YES FOR FOR
1.02 Elect Michael C. Ruettgers MGMT YES FOR FOR
1.03 Elect David N. Strohm MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES FOR FOR
Amend Stock Option Plan
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 Ratify Selection of Auditors MGMT YES FOR FOR
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Emerson Electric EMR 291011104 2/3/04 Annual
1.01 Elect Carlos Fernandez G. MGMT YES FOR FOR
1.02 Elect Charles F. Knight MGMT YES FOR FOR
1.03 Elect G. A. Lodge MGMT YES FOR FOR
1.04 Elect Rozanne L. Ridgway MGMT YES FOR FOR
1.05 Elect Edward E. Whitacre Jr. MGMT YES FOR FOR
2.00 Reapprove Option/Bonus Plan for OBRA MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Ensco International Inc ESV 26874Q100 5/11/04 Annual
1.01 Elect David M. Carmichael MGMT YES FOR FOR
1.02 Elect Thomas L. Kelly II MGMT YES FOR FOR
1.03 Elect Rita M. Rodriguez MGMT YES FOR FOR
Express Scripts Inc ESRX 302182100 5/26/04 Annual
1.01 Elect Gary G. Benanav MGMT YES FOR FOR
1.02 Elect Frank J. Borelli MGMT YES FOR FOR
1.03 Elect Nicholas J. LaHowchic MGMT YES FOR FOR
1.04 Elect Thomas P. Mac Mahon MGMT YES WHOLD AGNST
1.05 Elect John O. Parker Jr. MGMT YES FOR FOR
1.06 Elect George Paz MGMT YES FOR FOR
1.07 Elect Samuel K. Skinner MGMT YES FOR FOR
1.08 Elect Seymour Sternberg MGMT YES FOR FOR
1.09 Elect Barrett A. Toan MGMT YES FOR FOR
1.10 Elect Howard L. Waltman MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Fairchild Semiconductor International FCS 303726103 5/4/04 Annual
1.01 Elect Kirk P. Pond MGMT YES FOR FOR
1.02 Elect Joseph R. Martin MGMT YES FOR FOR
1.03 Elect Charles P. Carinalli MGMT YES FOR FOR
1.04 Elect Richard M. Cashin Jr. MGMT YES FOR FOR
1.05 Elect Charles M. Clough MGMT YES FOR FOR
1.06 Elect Robert F. Friel MGMT YES FOR FOR
1.07 Elect Thomas L. Magnanti MGMT YES FOR FOR
1.08 Elect Bryan R. Roub MGMT YES FOR FOR
1.09 Elect Paul C. Schorr IV MGMT YES FOR FOR
1.10 Elect Ronald W. Shelly MGMT YES FOR FOR
1.11 Elect William N. Stout MGMT YES FOR FOR
2.00 Add Shares to Stock Option Plan MGMT YES ABSTAIN AGNST
Amend Stock Option Plan
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 17
First Data FDC 319963104 10/28/03 Special
1.00 Approve Merger/Acquisition MGMT YES FOR FOR
Approve Common Stock Issuance
Flextronics International Y2573F102 9/30/03 Annual
1.00 Election of Directors by Nominee MGMT YES FOR FOR
2.10 Election of Directors by Nominee MGMT YES FOR FOR
2.20 Election of Directors by Nominee MGMT YES FOR FOR
3.00 Election of Directors by Nominee MGMT YES FOR FOR
4.00 Appoint Auditors and Set Their Fees MGMT YES AGNST AGNST
5.00 Amend Stock Purchase Plan/SAYE/AESOP MGMT YES FOR FOR
6.00 Issue Stock w/o Preemptive Rights MGMT YES FOR FOR
7.00 Approve Directors' Fees MGMT YES FOR FOR
8.00 Authorize Share Repurchase MGMT YES FOR FOR
Forest Laboratories -Cl A FRX 345838106 8/11/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
General Electric GE 369604103 4/28/04 Annual
1.01 Elect James I. Cash Jr. MGMT YES FOR FOR
1.02 Elect Dennis D. Dammerman MGMT YES FOR FOR
1.03 Elect Ann M. Fudge MGMT YES FOR FOR
1.04 Elect Claudio X. Gonzalez Laporte MGMT YES FOR FOR
1.05 Elect Jeffrey R. Immelt MGMT YES FOR FOR
1.06 Elect Andrea Jung MGMT YES FOR FOR
1.07 Elect Alan G. Lafley MGMT YES FOR FOR
1.08 Elect Kenneth G. Langone MGMT YES FOR FOR
1.09 Elect Ralph S. Larsen MGMT YES FOR FOR
1.10 Elect Rochelle B. Lazarus MGMT YES FOR FOR
1.11 Elect Samuel A. Nunn Jr. MGMT YES FOR FOR
1.12 Elect Roger S. Penske MGMT YES FOR FOR
1.13 Elect Robert J. Swieringa MGMT YES FOR FOR
1.14 Elect Douglas A. Warner III MGMT YES FOR FOR
1.15 Elect Robert C. Wright MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Long-term Bonus Plan MGMT YES FOR FOR
4.00 Adopt Cumulative Voting SHLDR YES AGNST FOR
5.00 Review or Promote Animal Welfare SHLDR YES ABSTAIN AGNST
6.00 Review Nuclear Facility/Waste SHLDR YES ABSTAIN AGNST
7.00 Report on Environmental Impact or Plans SHLDR YES ABSTAIN AGNST
8.00 Report on Risk to Image of Globalization Strate SHLDR YES AGNST
FOR
9.00 Report on Sustainability SHLDR YES ABSTAIN AGNST
10.00 Increase Comp Committee Independence SHLDR YES AGNST FOR
11.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
12.00 Restrict Executive Compensation SHLDR YES AGNST FOR
13.00 Limit Number of Directorships SHLDR YES AGNST FOR
14.00 Independent Board Chairman SHLDR YES AGNST FOR
15.00 Study Sale or Spin-off SHLDR YES FOR AGNST
16.00 Require Option Shares to Be Held SHLDR YES AGNST FOR
17.00 Increase Board Independence SHLDR YES FOR AGNST
18.00 Review Political Spending SHLDR YES ABSTAIN AGNST
Goldman Sachs Group GS 38141G104 3/31/04 Annual
1.01 Elect John P. Browne of Madingley MGMT YES FOR FOR
1.02 Elect Claes Dahlback MGMT YES FOR FOR
1.03 Elect James A. Johnson MGMT YES FOR FOR
1.04 Elect Lois D. Juliber MGMT YES FOR FOR
1.05 Elect Lloyd C. Blankfein MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Page 18
3.00 Repeal Classified Board SHLDR YES FOR AGNST
Home Depot Inc HD 437076102 5/27/04 Annual
1.01 Elect Gregory D. Brenneman MGMT YES FOR FOR
1.02 Elect Richard H. Brown MGMT YES FOR FOR
1.03 Elect John L. Clendenin MGMT YES FOR FOR
1.04 Elect Berry R. Cox MGMT YES FOR FOR
1.05 Elect Claudio X. Gonzalez Laporte MGMT YES FOR FOR
1.06 Elect Milledge A. Hart III MGMT YES FOR FOR
1.07 Elect Bonnie Guiton Hill MGMT YES FOR FOR
1.08 Elect Kenneth G. Langone MGMT YES FOR FOR
1.09 Elect Robert L. Nardelli MGMT YES FOR FOR
1.10 Elect Roger S. Penske MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Director Tenure/Retirement Age SHLDR YES AGNST FOR
4.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
6.00 Monitor/Adopt ILO Conventions SHLDR YES ABSTAIN AGNST
7.00 Golden Parachutes SHLDR YES AGNST FOR
8.00 Require Majority Vote to Elect Directors SHLDR YES FOR AGNST
IDEC Pharmaceuticals IDPH 449370105 11/12/03 Special
1.00 Approve Common Stock Issuance MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
Approve Name Change
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
5.00 Adjourn Meeting MGMT YES FOR FOR
Intel Corp INTC 458140100 5/19/04 Annual
1.01 Elect Craig R. Barrett MGMT YES FOR FOR
1.02 Elect Charlene Barshefsky MGMT YES FOR FOR
1.03 Elect E. John P. Browne MGMT YES FOR FOR
1.04 Elect Andrew S. Grove MGMT YES FOR FOR
1.05 Elect D. James Guzy MGMT YES FOR FOR
1.06 Elect Reed E. Hundt MGMT YES FOR FOR
1.07 Elect Paul S. Otellini MGMT YES FOR FOR
1.08 Elect David S. Pottruck MGMT YES FOR FOR
1.09 Elect Jane E. Shaw MGMT YES FOR FOR
1.10 Elect John L. Thornton MGMT YES FOR FOR
1.11 Elect David B. Yoffie MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Expense Stock Options SHLDR YES AGNST FOR
5.00 Restrict Executive Compensation SHLDR YES AGNST FOR
6.00 Award Performance-based Stock Options SHLDR YES AGNST FOR
InterActiveCorp IACI 45840Q101 6/23/04 Annual
1.01 Elect Richard N. Barton MGMT YES FOR FOR
1.02 Elect Robert R. Bennett MGMT YES FOR FOR
1.03 Elect Edgar Bronfman, Jr. MGMT YES WHOLD AGNST
1.04 Elect Barry Diller MGMT YES FOR FOR
1.05 Elect Victor A. Kaufman MGMT YES FOR FOR
1.06 Elect Donald R. Keough MGMT YES FOR FOR
1.07 Elect Marie-Josee Kravis MGMT YES FOR FOR
1.08 Elect John C. Malone MGMT YES FOR FOR
1.09 Elect Steven Rattner MGMT YES FOR FOR
1.10 Elect H. Norman Schwarzkopf MGMT YES FOR FOR
1.11 Elect Alan G. Spoon MGMT YES FOR FOR
1.12 Elect Diane von Furstenberg MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
International Game Technology IGT 459902102 3/2/04 Annual
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1.01 Elect G. Thomas Baker MGMT YES FOR FOR
1.02 Elect Neil Barsky MGMT YES FOR FOR
1.03 Elect Robert A. Bittman MGMT YES FOR FOR
1.04 Elect Richard R. Burt MGMT YES FOR FOR
1.05 Elect Leslie S Heisz MGMT YES FOR FOR
1.06 Elect Robert A Matthewson MGMT YES FOR FOR
1.07 Elect Thomas J. Matthews MGMT YES FOR FOR
1.08 Elect Robert J. Miller MGMT YES FOR FOR
1.09 Elect Frederick B. Rentschler MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Intersil Corp ISIL 46069S109 5/12/04 Annual
1.01 Elect Gregory L. Williams MGMT YES WHOLD AGNST
1.02 Elect Richard M. Beyer MGMT YES WHOLD AGNST
1.03 Elect Robert W. Conn MGMT YES WHOLD AGNST
1.04 Elect James V. Diller MGMT YES WHOLD AGNST
1.05 Elect Gary E. Gist MGMT YES WHOLD AGNST
1.06 Elect Jan Peeters MGMT YES WHOLD AGNST
1.07 Elect Robert N. Pokelwaldt MGMT YES WHOLD AGNST
1.08 Elect James A. Urry MGMT YES WHOLD AGNST
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Add Shares to Stock Option Plan MGMT YES AGNST AGNST
JDS Uniphase JDSU 46612J101 11/6/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Johnson & Johnson JNJ 478160104 4/22/04 Annual
1.01 Elect Gerard N. Burrow MGMT YES FOR FOR
1.02 Elect Mary S. Coleman MGMT YES FOR FOR
1.03 Elect James G. Cullen MGMT YES FOR FOR
1.04 Elect Robert J. Darretta MGMT YES FOR FOR
1.05 Elect M. Judah Folkman MGMT YES FOR FOR
1.06 Elect Ann Dibble Jordan MGMT YES FOR FOR
1.07 Elect Arnold G. Langbo MGMT YES FOR FOR
1.08 Elect Susan L. Lindquist MGMT YES FOR FOR
1.09 Elect Leo F. Mullin MGMT YES FOR FOR
1.10 Elect Steven S. Reinemund MGMT YES FOR FOR
1.11 Elect David Satcher MGMT YES FOR FOR
1.12 Elect Henry B. Schacht MGMT YES FOR FOR
1.13 Elect William C. Weldon MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Limit or End Charitable Giving SHLDR YES ABSTAIN AGNST
Lauder (Estee) -Cl A EL 518439104 11/5/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Liberty Media Corp L 530718105 6/9/04 Annual
1.01 Elect Robert R. Bennett MGMT YES FOR FOR
1.02 Elect Paul A. Gould MGMT YES FOR FOR
1.03 Elect John C. Malone MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
McDonald's Corp MCD 580135101 5/20/04 Annual
1.01 Elect Edward A. Brennan MGMT YES FOR FOR
1.02 Elect Walter E. Massey MGMT YES FOR FOR
1.03 Elect John W. Rogers Jr. MGMT YES FOR FOR
1.04 Elect Anne-Marie Slaughter MGMT YES FOR FOR
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1.05 Elect Roger W. Stone MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Amend Stock Option Plan MGMT YES FOR FOR
Add Shares to Stock Option Plan
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
Approve Long-Term Bonus Plan
Medtronic MDT 585055106 8/28/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
Merck MRK 589331107 4/27/04 Annual
1.01 Elect Peter C. Wendell MGMT YES FOR FOR
1.02 Elect William G. Bowen MGMT YES FOR FOR
1.03 Elect William M. Daley MGMT YES FOR FOR
1.04 Elect Thomas E. Shenk MGMT YES FOR FOR
1.05 Elect Wendell P. Weeks MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Repeal Classified Board MGMT YES FOR FOR
4.00 Restrict Executive Compensation SHLDR YES AGNST FOR
5.00 Develop Ethical Criteria for Patent Extension SHLDR YES ABSTAIN
AGNST
6.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
7.00 Review Political Spending SHLDR YES ABSTAIN AGNST
8.00 Review AIDS Pandemic's Impact on Company SHLDR YES ABSTAIN
AGNST
Mercury Interactive Corp MERQ 589405109 5/19/04 Annual
1.01 Elect Amnon Landan MGMT YES FOR FOR
1.02 Elect Igal Kohavi MGMT YES FOR FOR
1.03 Elect Clyde W. Ostler MGMT YES FOR FOR
1.04 Elect Yair Shamir MGMT YES FOR FOR
1.05 Elect Giora Yaron MGMT YES FOR FOR
1.06 Elect Anthony Zingale MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
Merrill Lynch MER 590188108 4/23/04 Annual
1.01 Elect David K. Newbigging MGMT YES FOR FOR
1.02 Elect J.W. Prueher MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Cumulative Voting SHLDR YES AGNST FOR
4.00 Independent Board Chairman SHLDR YES AGNST FOR
Microsoft MSFT 594918104 11/11/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Amend Stock Option Plan MGMT YES FOR FOR
3.00 Amend Director Stock Option Plan MGMT YES AGNST AGNST
4.00 Limit or End Charitable Giving SHLDR YES ABSTAIN AGNST
Millennium Pharmaceuticals MLNM 599902103 5/7/04 Annual
1.01 Elect Charles J. Homcy MGMT YES FOR FOR
1.02 Elect Raju Kucherlapati MGMT YES FOR FOR
1.03 Elect Eric S. Lander MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
Motorola MOT 620076109 5/3/04 Annual
1.01 Elect Edward J. Zander MGMT YES FOR FOR
1.02 Elect H. Laurance Fuller MGMT YES FOR FOR
1.03 Elect Judy C. Lewent MGMT YES FOR FOR
1.04 Elect Walter E. Massey MGMT YES FOR FOR
Page 21
1.05 Elect Nicholas Negroponte MGMT YES FOR FOR
1.06 Elect Indra K. Nooyi MGMT YES FOR FOR
1.07 Elect John E. Pepper Jr. MGMT YES FOR FOR
1.08 Elect Samuel C. Scott III MGMT YES FOR FOR
1.09 Elect Douglas A. Warner III MGMT YES FOR FOR
1.10 Elect John A. White MGMT YES FOR FOR
1.11 Elect Mike S. Zafirovski MGMT YES FOR FOR
2.00 Restrict Executive Compensation SHLDR YES AGNST FOR
3.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Mylan Laboratories MYL 628530107 7/25/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Increase Authorized Common Stock MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
Nokia NOK 654902204 3/25/04 Annual
1.01 Approve Financial Statements MGMT YES FOR FOR
1.02 Set Dividend/Allocate Profits MGMT YES FOR FOR
1.03 Ratify Management Acts-Legal MGMT YES AGNST AGNST
Ratify Board Acts-Legal
1.04 Approve Directors' Fees MGMT YES AGNST AGNST
1.05 Election of Directors by Slate MGMT YES FOR FOR
1.06 Set Auditors' Fees MGMT YES FOR FOR
1.07 Appoint Outside Auditors MGMT YES FOR FOR
2.00 Cancel Authorized Stock MGMT YES FOR FOR
Reduce Authorized Capital
3.00 Issue Stock w/o Preemptive Rights MGMT YES AGNST AGNST
Increase Authorized Capital
4.00 Authorize Share Repurchase MGMT YES FOR FOR
5.00 Authorize Trade in Company Stock MGMT YES AGNST AGNST
6.00 Authorize Charitable Donations MGMT YES FOR FOR
Oracle ORCL 68389X105 10/13/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Approve Annual Bonus Plan MGMT YES FOR FOR
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Adopt Director Stock Option Plan MGMT YES AGNST AGNST
5.00 China--Adopt Code of Conduct SHLDR YES ABSTAIN AGNST
Paychex PAYX 704326107 10/2/03 Annual
1.00 Elect Directors MGMT YES WHOLD AGNST
Pfizer PFE 717081103 4/22/04 Annual
1.01 Elect Michael S. Brown MGMT YES FOR FOR
1.02 Elect M. Anthony Burns MGMT YES FOR FOR
1.03 Elect Robert N. Burt MGMT YES FOR FOR
1.04 Elect W. Don Cornwell MGMT YES FOR FOR
1.05 Elect William H. Gray III MGMT YES FOR FOR
1.06 Elect Constance J. Horner MGMT YES FOR FOR
1.07 Elect William R. Howell MGMT YES FOR FOR
1.08 Elect Stanley O. Ikenberry MGMT YES FOR FOR
1.09 Elect George A. Lorch MGMT YES FOR FOR
1.10 Elect Henry A. McKinnell Jr. MGMT YES FOR FOR
1.11 Elect Dana G. Mead MGMT YES FOR FOR
1.12 Elect Franklin D. Raines MGMT YES FOR FOR
1.13 Elect Ruth J. Simmons MGMT YES FOR FOR
1.14 Elect William C. Steere Jr. MGMT YES FOR FOR
1.15 Elect Jean-Paul Valles MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
4.00 Review AIDS Pandemic's Impact on Company SHLDR YES AGNST FOR
5.00 Limit or End Political Spending SHLDR YES ABSTAIN AGNST
6.00 Review Political Spending SHLDR YES ABSTAIN AGNST
Page 22
7.00 Director Tenure/Retirement Age SHLDR YES AGNST FOR
8.00 Review Drug Pricing or Distribution SHLDR YES ABSTAIN AGNST
9.00 Restrict Executive Compensation SHLDR YES AGNST FOR
10.00 Review or Promote Animal Welfare SHLDR YES ABSTAIN AGNST
Procter & Gamble PG 742718109 10/14/03 Annual
1.00 Elect Directors MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Director Stock Option Plan MGMT YES AGNST AGNST
4.00 Repeal Classified Board SHLDR YES FOR AGNST
5.00 Review or Curb Bioengineering SHLDR YES ABSTAIN AGNST
Providian Financial Corp PVN 74406A102 5/13/04 Annual
1.01 Elect John L. Douglas MGMT YES FOR FOR
1.02 Elect J. David Grissom MGMT YES FOR FOR
1.03 Elect Robert J. Higgins MGMT YES FOR FOR
1.04 Elect Francesca Ruiz De Luzuriaga MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
RenaissanceRe Holdings Ltd RNR G7496G103 5/28/04 Annual
1.01 Elect William F. Hecht MGMT YES FOR FOR
1.02 Elect William I. Riker MGMT YES FOR FOR
1.03 Elect Nicholas L. Trivisonno MGMT YES FOR FOR
2.00 Appoint Auditors and Set Their Fees MGMT YES FOR FOR
Staples Inc SPLS 855030102 6/17/04 Annual
1.01 Elect Arthur M. Blank MGMT YES FOR FOR
1.02 Elect Gary L. Crittenden MGMT YES FOR FOR
1.03 Elect Martin Trust MGMT YES FOR FOR
1.04 Elect Paul F. Walsh MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
4.00 Add Shares to Employee Stock Purchase Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
6.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
7.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
8.00 Restrict Executive Compensation SHLDR YES AGNST FOR
9.00 Limit Consulting by Auditors SHLDR YES AGNST FOR
Taiwan Semiconductor Manufacturing 5/11/04 Annual
1.01 Approve Financial Statements MGMT YES FOR FOR
1.02 Set Final Dividend at 0.60 MGMT YES FOR FOR
1.03 Issue Stock w/o Preemptive Rights MGMT YES FOR FOR
Approve Bonus Dividend/Bonus Share Issue
Target Corp TGT 87612E106 5/19/04 Annual
1.01 Elect Calvin Darden MGMT YES FOR FOR
1.02 Elect Michele J. Hooper MGMT YES FOR FOR
1.03 Elect Anne M. Mulcahy MGMT YES FOR FOR
1.04 Elect Stephen W. Sanger MGMT YES FOR FOR
1.05 Elect Warren R. Staley MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES FOR FOR
Time Warner Inc TWX 887317105 5/21/04 Annual
1.01 Elect James L. Barksdale MGMT YES FOR FOR
1.02 Elect Stephen F. Bollenbach MGMT YES FOR FOR
1.03 Elect Stephen M. Case MGMT YES FOR FOR
1.04 Elect Frank J. Caufield MGMT YES FOR FOR
1.05 Elect Robert C. Clark MGMT YES FOR FOR
1.06 Elect Miles R. Gilburne MGMT YES FOR FOR
1.07 Elect Carla A. Hills MGMT YES FOR FOR
1.08 Elect Reuben Mark MGMT YES FOR FOR
Page 23
1.09 Elect Michael A. Miles MGMT YES FOR FOR
1.10 Elect Kenneth J. Novack MGMT YES FOR FOR
1.11 Elect Richard D. Parsons MGMT YES FOR FOR
1.12 Elect Robert E. Turner MGMT YES FOR FOR
1.13 Elect Francis T. Vincent Jr. MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 China--Adopt Code of Conduct SHLDR YES ABSTAIN AGNST
4.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
UnitedHealth Group Inc UNH 91324P102 5/12/04 Annual
1.01 Elect William C. Ballard Jr. MGMT YES FOR FOR
1.02 Elect Richard T. Burke MGMT YES FOR FOR
1.03 Elect Stephen J. Hemsley MGMT YES FOR FOR
1.04 Elect Donna E. Shalala MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Expense Stock Options SHLDR YES AGNST FOR
4.00 Restrict Executive Compensation SHLDR YES AGNST FOR
Wal-Mart Stores WMT 931142103 6/4/04 Annual
1.01 Elect James W. Breyer MGMT YES FOR FOR
1.02 Elect M. Michele Burns MGMT YES FOR FOR
1.03 Elect Thomas M. Coughlin MGMT YES FOR FOR
1.04 Elect David D. Glass MGMT YES FOR FOR
1.05 Elect Roland A. Hernandez MGMT YES FOR FOR
1.06 Elect Dawn G. Lepore MGMT YES FOR FOR
1.07 Elect John D. Opie MGMT YES FOR FOR
1.08 Elect J. Paul Reason MGMT YES FOR FOR
1.09 Elect H. Lee Scott Jr. MGMT YES FOR FOR
1.10 Elect Jack C. Shewmaker MGMT YES FOR FOR
1.11 Elect Jose H. Villarreal MGMT YES FOR FOR
1.12 Elect John T. Walton MGMT YES FOR FOR
1.13 Elect S. Robson Walton MGMT YES FOR FOR
1.14 Elect Christopher J. Williams MGMT YES FOR FOR
2.00 Adopt Stock Option Plan MGMT YES FOR FOR
3.00 Adopt Employee Stock Purchase Plan MGMT YES AGNST AGNST
4.00 Adopt Employee Stock Purchase Plan MGMT YES FOR FOR
5.00 Ratify Selection of Auditors MGMT YES FOR FOR
6.00 Independent Board Chairman SHLDR YES AGNST FOR
7.00 Report on Sustainability SHLDR YES ABSTAIN AGNST
8.00 Link Executive Pay to Social Criteria SHLDR YES AGNST FOR
9.00 Review or Curb Bioengineering SHLDR YES ABSTAIN AGNST
10.00 Report on EEO SHLDR YES ABSTAIN AGNST
11.00 Approve Extra Benefits Under Serps SHLDR YES AGNST FOR
Waste Management Inc WMI 94106L109 5/14/04 Annual
1.01 Elect Pastora San Juan Cafferty MGMT YES FOR FOR
1.02 Elect Frank M. Clark Jr. MGMT YES FOR FOR
1.03 Elect Robert Stevens Miller Jr. MGMT YES FOR FOR
1.04 Elect A. Maurice Myers MGMT YES FOR FOR
1.05 Elect John C. Pope MGMT YES FOR FOR
1.06 Elect W. Robert Reum MGMT YES FOR FOR
1.07 Elect Steven G. Rothmeier MGMT YES FOR FOR
1.08 Elect David P. Steiner MGMT YES FOR FOR
1.09 Elect Carl W. Vogt MGMT YES FOR FOR
2.00 Ratify Selection of Auditors MGMT YES FOR FOR
3.00 Adopt Stock Option Plan MGMT YES AGNST AGNST
4.00 Approve Annual Bonus Plan MGMT YES FOR FOR
Yahoo Inc YHOO 984332106 5/21/04 Annual
1.01 Elect Terry S. Semel MGMT YES FOR FOR
1.02 Elect Jerry Yang MGMT YES FOR FOR
1.03 Elect Roy J. Bostock MGMT YES FOR FOR
1.04 Elect Ronald W. Burkle MGMT YES FOR FOR
Page 24
1.05 Elect Eric Hippeau MGMT YES FOR FOR
1.06 Elect Arthur H. Kern MGMT YES FOR FOR
1.07 Elect Robert A. Kotick MGMT YES FOR FOR
1.08 Elect Edward R. Kozel MGMT YES FOR FOR
1.09 Elect Gary L. Wilson MGMT YES FOR FOR
2.00 Add Shares to Employee Stock Purchase Plan MGMT YES AGNST AGNST
3.00 Ratify Selection of Auditors MGMT YES FOR FOR
4.00 Expense Stock Options SHLDR YES AGNST FOR
Zimmer Holdings ZMH 98956P102 7/22/03 Special
1.00 Approve Merger/Acquisition MGMT YES ABSTAIN AGNST
Approve Common Stock Issuance
Zimmer Holdings ZMH 98956P102 5/10/04 Annual
1.01 Elect Larry C. Glasscock MGMT YES FOR FOR
1.02 Elect John L. McGoldrick MGMT YES FOR FOR
2.00 Redeem or Vote on Poison Pill SHLDR YES FOR AGNST
3.00 Shareholder Approval of Auditors SHLDR YES FOR AGNST
Any ballot marked 'Abstain' is considered to have been voted. Ballots
marked 'Abstain' are considered to be have been voted against
management's recommendation, regardless of whether the recommendation
is 'For' or 'Against,' except where management has made no
recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from
voting on a ballot item: 1) a ballot market 'Abstain' is considered to
have been voted for management's recommendation to 'Abstain' and 2) a
ballot voted 'For" or 'Against' is considered to have been voted
against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the
abbreviation "N/A" is used to denote that there is no applicable
recommendation compared to which a vote may be 'For' or 'Against' the
recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
John Hancock Investment Trust III
- -------------------------------------------------------------------------
(Registrant)
By _______________________________________________________________________
(Signature & Title)
Date _____________________________________________________________________
Page 25