FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-57347
John Hancock Financial Trends Fund, Inc.
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(Exact name of registrant as specified in charter)
601 Congress Street
Boston, Massachusetts 02210-2805
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(Address of principal executive offices)
Noel Maffucci
601 Congress Street
Boston, Massachusetts 02210-2805
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-225-5291
Date of Fiscal year-end: 6/30/2006
Date of reporting period: 07/01/2005 - 06/30/2006
Item 1. Proxy Voting Record
FINANCIAL TRENDS
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For For Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For For Management
1.7 Elect Director Jide J. Zeitlin For For Management
2 Approve Stock Option Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Michael H. Armacost For Withhold Management
1.4 Elect Director Kriss Cloninger, III For For Management
1.5 Elect Director Joe Frank Harris For For Management
1.6 Elect Director Elizabeth J. Hudson For For Management
1.7 Elect Director Kenneth S. Janke Sr. For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Director Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director Hidefumi Matsui For For Management
1.12 Elect Director E. Stephen Purdom, M.D. For For Management
1.13 Elect Director Barbara K. Rimer, Dr. Ph For For Management
1.14 Elect Director Marvin R. Schuster For For Management
1.15 Elect Director David Gary Thompson For For Management
1.16 Elect Director Tohru Tonoike For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Ratify Auditors For For Management
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ALABAMA NATIONAL BANCORPORATION
Ticker: ALAB Security ID: 010317105
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ray Barnes For For Management
1.2 Elect Director Griffin A. Greene For For Management
1.3 Elect Director C. Phillip Mcwane For For Management
1.4 Elect Director G. Ruffner Page, Jr. For For Management
1.5 Elect Director Bobby A. Bradley For For Management
1.6 Elect Director John H. Holcomb III For For Management
1.7 Elect Director William D. Montgomery For For Management
1.8 Elect Director John M. Plunk For For Management
1.9 Elect Director Dan M. David For For Management
1.10 Elect Director John D. Johns For For Management
1.11 Elect Director Richard Murray Iv For For Management
1.12 Elect Director W. Stancil Starnes For For Management
1.13 Elect Director John V. Denson For For Management
1.14 Elect Director John J. Mcmahon, Jr. For For Management
1.15 Elect Director C. Lloyd Nix For For Management
1.16 Elect Director W. Edgar Welden For For Management
2 Ratify Auditors For For Management
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AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For For Management
1.2 Elect Director Michael A. Callen For For Management
1.3 Elect Director Jill M. Considine For For Management
1.4 Elect Director Robert J. Genader For For Management
1.5 Elect Director W. Grant Gregory For For Management
1.6 Elect Director Thomas C. Theobald For For Management
1.7 Elect Director Laura S. Unger For For Management
1.8 Elect Director Henry D.G. Wallace For For Management
2 Ratify Auditors For For Management
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AMEGY BANCORPORATION INC
Ticker: ABNK Security ID: 02343R102
Meeting Date: OCT 11, 2005 Meeting Type: S
Record Date: AUG 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
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AMERICAN INTERNATIONAL GROUP
Ticker: AIG Security ID: 026874107
Meeting Date: AUG 11, 2005 Meeting Type: A
Record Date: JUN 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect M. Bernard Aidinoff For For Management
1.02 Elect Chia Pei-Yuan For For Management
1.03 Elect Marshall A. Cohen For For Management
1.04 Elect William S. Cohen For For Management
1.05 Elect Martin S. Feldstein For For Management
1.06 Elect Ellen V. Futter For For Management
1.07 Elect Stephen L. Hammerman For For Management
1.08 Elect Carla A. Hills For For Management
1.09 Elect Richard C. Holbrooke For For Management
1.10 Elect Donald P. Kanak For For Management
1.11 Elect George L. Miles Jr. For For Management
1.12 Elect Morris W Offit For For Management
1.13 Elect Martin J. Sullivan For For Management
1.14 Elect Edmund Tse Sze-Wing For For Management
1.15 Elect Frank G. Zarb For For Management
2.00 Ratify selection of auditors For For Management
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pei-yuan Chia For For Management
1.2 Elect Director Marshall A. Cohen For For Management
1.3 Elect Director Martin S. Feldstein For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Stephen L. Hammerman For For Management
1.6 Elect Director Richard C. Holbrooke For For Management
1.7 Elect Director Fred H. Langhammer For For Management
1.8 Elect Director George L. Miles, Jr. For For Management
1.9 Elect Director Morris W. Offit For For Management
1.10 Elect Director James F. Orr, III For For Management
1.11 Elect Director Martin J. Sullivan For For Management
1.12 Elect Director Michael H. Sutton For For Management
1.13 Elect Director Edmund S.W. Tse For For Management
1.14 Elect Director Robert B. Willumstad For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
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AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Hunnicutt For For Management
1.2 Elect Director Glenn A. Kirbo For For Management
1.3 Elect Director Eugene M. Vereen, Jr. For For Management
2 Ratify Auditors For For Management
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ASSURED GUARANTY LTD
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin Monro-Davies For For Management
1.2 Elect Director Michael T. O'Kane For For Management
1.3 Elect Director Stephen A. Cozen For For Management
1.4 Elect Director John G. Heimann For For Management
1.5 Elect Director Donald H. Layton For For Management
1.6 Elect Director Walter A. Scott For For Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS For For Management
LLP
3 AG RE-DIRECTORS For Against Management
4 AG RE-ACCOUNTANTS For For Management
5 AGL BARBADOS-DIRECTORS For For Management
6 AGL BARBADOS-ACCOUNTANTS For For Management
7 AGL BARBADOS-FINANCIAL STATEMENTS For For Management
8 AGL BARBADOS-DISSOLUTION For For Management
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AXIS CAPITAL HOLDINGS LTD
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 12, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael A. Butt as Director For For Management
1.2 Elect John R. Charman as Director For For Management
1.3 Elect Charles A. Davis as Director For For Management
2 Ratify Deloitte Touche LLP as Auditor and For For Management
Authorize the Board to Fix their
Remuneration
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BANCORPSOUTH, INC.
Ticker: BXS Security ID: 059692103
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hassell H. Franklin For For Management
1.2 Elect Director Robert C. Nolan For For Management
1.3 Elect Director W. Cal Partee, Jr. For For Management
1.4 Elect Director Travis E. Staub For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Frank P. Bramble, Sr. For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Tommy R. Franks For For Management
1.6 Elect Director Paul Fulton For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director W. Steven Jones For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Walter E. Massey For For Management
1.12 Elect Director Thomas J. May For For Management
1.13 Elect Director Patricia E. Mitchell For For Management
1.14 Elect Director Thomas M. Ryan For For Management
1.15 Elect Director O. Temple Sloan, Jr. For For Management
1.16 Elect Director Meredith R. Spangler For For Management
1.17 Elect Director Robert L. Tillman For For Management
1.18 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Publish Political Contributions Against Abstain Shareholder
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
6 Provide for an Independent Chairman Against Against Shareholder
7 Exclude Reference to Sexual Orientation Against Abstain Shareholder
from the Company's EEO Statement
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassel For For Management
1.4 Elect Director Richard J. Kogan For For Management
1.5 Elect Director Michael J. Kowalski For For Management
1.6 Elect Director John A. Luke, Jr. For For Management
1.7 Elect Director John C. Malone For For Management
1.8 Elect Director Paul Myners For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director Thomas A. Renyi For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Brian l. Roberts For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
1.14 Elect Director Richard C. Vaughan For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Reimbursement of Expenses of Opposition Against Against Shareholder
Candidates
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Nomination Procedures for the Board For For Management
3.1 Elect Director Jennifer S. Banner For For Management
3.2 Elect Director Nelle R. Chilton For For Management
3.3 Elect Director L. Vincent Hackley For For Management
3.4 Elect Director Jane P. Helm For For Management
3.5 Elect Director James H. Maynard For For Management
3.6 Elect Director E. Rhone Sasser For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
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BOK FINANCIAL CORP.
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Sharon J. Bell For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Chester Cadieux, III For For Management
1.6 Elect Director Paula Marshall-Chapman For Withhold Management
1.7 Elect Director William E. Durrett For For Management
1.8 Elect Director Robert G. Greer For For Management
1.9 Elect Director David F. Griffin For For Management
1.10 Elect Director V. Burns Hargis For For Management
1.11 Elect Director E. Carey Joullian, IV For For Management
1.12 Elect Director George B. Kaiser For For Management
1.13 Elect Director Judith Z. Kishner For For Management
1.14 Elect Director Thomas L. Kivisto For For Management
1.15 Elect Director David L. Kyle For For Management
1.16 Elect Director Robert J. LaFortune For For Management
1.17 Elect Director Stanley A. Lybarger For For Management
1.18 Elect Director Steven J. Malcolm For For Management
2 Amend Stock Option Plan For Against Management
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CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dubose Ausley For For Management
1.2 Elect Director Frederick Carroll, III For For Management
1.3 Elect Director John K. Humphress For For Management
1.4 Elect Director Henry Lewis III For For Management
2 Ratify Auditors For For Management
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CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Peek For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William M. Freeman For For Management
1.4 Elect Director Hon. Thomas H. Kean For For Management
1.5 Elect Director Marianne Miller Parrs For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director John R. Ryan For For Management
1.8 Elect Director Seymour Sternberg For For Management
1.9 Elect Director Peter J. Tobin For For Management
1.10 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Andrew N. Liveris For For Management
1.10 Elect Director Dudley C. Mecum For For Management
1.11 Elect Director Anne M. Mulcahy For For Management
1.12 Elect Director Richard D. Parsons For For Management
1.13 Elect Director Charles Prince For For Management
1.14 Elect Director Dr. Judith Rodin For For Management
1.15 Elect Director Robert E. Rubin For For Management
1.16 Elect Director Franklin A. Thomas For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 End Issuance of Options and Prohibit Against Against Shareholder
Repricing
7 Report on Political Contributions Against Abstain Shareholder
8 Report on Charitable Contributions Against Abstain Shareholder
9 Performance-Based Equity Awards Against Abstain Shareholder
10 Reimbursement of Expenses Incurred by Against Abstain Shareholder
Shareholder(s)
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Clawback of Payments Under Restatement Against Against Shareholder
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CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth L. Coleman For For Management
1.2 Elect Director Peter M. Thomas For For Management
1.3 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
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COLONIAL BANCGROUP, INC., THE
Ticker: CNB Security ID: 195493309
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Beville For For Management
1.2 Elect Director Deborah L. Linden For For Management
1.3 Elect Director John Ed Mathison For For Management
1.4 Elect Director Joe D. Mussafer For For Management
1.5 Elect Director Edward V. Welch For For Management
2 Amend Articles/Bylaws/Charter-Non-Routine For For Management
3 Approve Omnibus Stock Plan For For Management
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COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan M. Kemper For For Management
1.2 Elect Director Terry O. Meek For For Management
1.3 Elect Director Mary Ann Van Lokeren For For Management
1.4 Elect Director Seth M. Leadbeater For For Management
2 Ratify Auditors For For Management
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COMMERCIAL BANKSHARES, INC.
Ticker: CLBK Security ID: 201607108
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Armaly For For Management
1.2 Elect Director Jack J. Partagas For For Management
1.3 Elect Director Cromwell A. Anderson For For Management
1.4 Elect Director Robert Namoff For For Management
1.5 Elect Director Sherman Simon For For Management
1.6 Elect Director Michael W. Sontag For For Management
1.7 Elect Director Martin Yelen For For Management
2 Other Business For For Management
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COMMUNITY BANCORP
Ticker: CBON Security ID: 20343T100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: APR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence K. Scott For For Management
1.2 Elect Director Charles R. Norton For For Management
1.3 Elect Director Jacob D. Bingham For For Management
1.4 Elect Director Gary W. Stewart For For Management
1.5 Elect Director Edward M. Jamison For For Management
1.6 Elect Director Russell C. Taylor For For Management
1.7 Elect Director Jack Woodcock For For Management
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COMPASS BANCSHARES, INC.
Ticker: CBSS Security ID: 20449H109
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Daniel For For Management
1.2 Elect Director William E. Davenport For For Management
1.3 Elect Director Charles E. McMahen For For Management
2 Approve Omnibus Stock Plan For Against Management
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For Withhold Management
1.2 Elect Director Jeffrey M. Cunningham For For Management
1.3 Elect Director Martin R. Melone For For Management
1.4 Elect Director Robert T. Parry For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Approve Report of the Compensation Against Against Shareholder
Committee
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FEDERAL HOME LOAN MORTGAGE CORP
Ticker: FRE Security ID: 313400301
Meeting Date: JUL 15, 2005 Meeting Type: A
Record Date: MAY 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Barbara T. Alexander For For Management
1.02 Elect Geoffrey T. Boisi For For Management
1.03 Elect Joan E. Donoghue For For Management
1.04 Elect Michelle Engler For For Management
1.05 Elect Richard Karl Goeltz For For Management
1.06 Elect Thomas S. Johnson For For Management
1.07 Elect William M. Lewis Jr For For Management
1.08 Elect Eugene M. McQuade For For Management
1.09 Elect Shaun F. O'Malley For For Management
1.10 Elect Ronald F. Poe For For Management
1.11 Elect Stephen A. Ross For For Management
1.12 Elect Richard F. Syron For For Management
1.13 Elect William J. Turner For For Management
2.00 Ratify selection of auditors For For Management
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FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: MAR 28, 2006 Meeting Type: Annual
Record Date: JAN 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Barrett For For Management
1.2 Elect Director George A. Schaefer, Jr. For For Management
1.3 Elect Director John J. Schiff, Jr. For For Management
1.4 Elect Director Dudley S. Taft For For Management
2 Amend Articles/Bylaws/Eliminate For For Management
super-majority voting requirements
3 Declassify the Board of Directors For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
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FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack D. Briggs For For Management
1.2 Elect Director R. Walton Brown For For Management
1.3 Elect Director H. David Bruton, M.D. For For Management
1.4 Elect Director David L. Burns For For Management
1.5 Elect Director John F. Burns For For Management
1.6 Elect Director Mary Clara Capel For For Management
1.7 Elect Director Goldie H. Wallace-Gainey For Withhold Management
1.8 Elect Director James H. Garner For For Management
1.9 Elect Director James G. Hudson, Jr. For For Management
1.10 Elect Director Jerry L. Ocheltree For For Management
1.11 Elect Director George R. Perkins, Jr. For Withhold Management
1.12 Elect Director Thomas F. Phillips For For Management
1.13 Elect Director Edward T. Taws, Jr. For For Management
1.14 Elect Director Frederick L. Taylor, II For For Management
1.15 Elect Director Virginia C. Thomasson For For Management
1.16 Elect Director A. Jordan Washburn For For Management
1.17 Elect Director Dennis A. Wicker For For Management
1.18 Elect Director John C. Willis For For Management
2 Ratify Auditors For For Management
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FIRST CHARTER CORP.
Ticker: FCTR Security ID: 319439105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Coltrane For For Management
1.2 Elect Director Charles A. James For For Management
1.3 Elect Director Robert E. James, Jr. For For Management
1.4 Elect Director Ellen L. Messinger For For Management
1.5 Elect Director Hugh H. Morrison For For Management
1.6 Elect Director Walter H. Jones, Jr. For For Management
2 Ratify Auditors For For Management
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FIRST FINANCIAL HOLDINGS, INC.
Ticker: FFCH Security ID: 320239106
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Hood For For Management
1.2 Elect Director James L. Rowe For For Management
1.3 Elect Director Henry M. Swink For For Management
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FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 320517105
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Brad Martin For For Management
1.2 Elect Director Vicki R. Palmer For For Management
1.3 Elect Director William B. Sansom For For Management
1.4 Elect Director Jonathan P. Ward For For Management
1.5 Elect Director Colin V. Reed For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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FIRST MARBLEHEAD CORP
Ticker: FMD Security ID: 320771108
Meeting Date: OCT 27, 2005 Meeting Type: A
Record Date: SEP 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Stephen E. Anbinder For For Management
1.02 Elect Leslie L. Alexander For For Management
1.03 Elect William R. Berkley For For Management
1.04 Elect Dort A. Cameron III For For Management
1.05 Elect George G. Daly For For Management
1.06 Elect Peter S. Drotch For For Management
1.07 Elect William D. Hansen For For Management
1.08 Elect Peter B. Tarr For For Management
2.00 Add shares to the 2003 Stock Incentive For Against Management
Plan
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Harmon E. Burns For For Management
1.3 Elect Director Charles Crocker For For Management
1.4 Elect Director Joseph R. Hardiman For For Management
1.5 Elect Director Robert D. Joffe For For Management
1.6 Elect Director Charles B. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
1.13 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
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GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Borelli For For Management
1.2 Elect Director Michael D. Fraizer For For Management
1.3 Elect Director Nancy J. Karch For For Management
1.4 Elect Director J. Robert Bob Kerrey For For Management
1.5 Elect Director Saiyid T. Naqvi For For Management
1.6 Elect Director James A. Parke For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Thomas B. Wheeler For For Management
2 Ratify Auditors For For Management
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GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2006 Meeting Type: Annual
Record Date: JAN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd C. Blankfein For For Management
1.2 Elect Director Lord Browne Ofmadingley For For Management
1.3 Elect Director John H. Bryan For For Management
1.4 Elect Director Claes Dahlback For For Management
1.5 Elect Director Stephen Friedman For For Management
1.6 Elect Director William W. George For For Management
1.7 Elect Director James A. Johnson For For Management
1.8 Elect Director Lois D. Juliber For For Management
1.9 Elect Director Edward M. Liddy For For Management
1.10 Elect Director Henry M. Paulson, Jr. For For Management
1.11 Elect Director Ruth J. Simmons For For Management
2 Amend Restricted Partner Compensation For For Management
Plan
3 Ratify Auditors For For Management
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HANCOCK HOLDING CO.
Ticker: HBHC Security ID: 410120109
Meeting Date: MAR 30, 2006 Meeting Type: Annual
Record Date: FEB 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alton G. Bankston For For Management
1.2 Elect Director James H. Horne For For Management
1.3 Elect Director George A. Schloegel For For Management
1.4 Elect Director Christine L. Smilek For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ramon de Oliveira For For Management
1.3 Elect Director Edward J. Kelly, III For For Management
1.4 Elect Director Paul G. Kirk, Jr For For Management
1.5 Elect Director Thomas M. Marra For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Robert W. Selander For For Management
1.9 Elect Director Charles B. Strauss For For Management
1.10 Elect Director H. Patrick Swygert For For Management
1.11 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: JUN 8, 2006 Meeting Type: Annual
Record Date: APR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. Salamone For For Management
1.2 Elect Director Michael W. Azzara For For Management
1.3 Elect Director Victoria H. Bruni For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director William B. Harrison, Jr. For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director John W. Kessler For For Management
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Richard A. Manoogian For For Management
1.12 Elect Director David C. Novak For For Management
1.13 Elect Director Lee R. Raymond For For Management
1.14 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based Equity Awards Against For Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Remove Reference to Sexual Orientation Against Abstain Shareholder
from EEO Statement
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Report on Lobbying Activities Against For Shareholder
9 Report on Political Contributions Against Abstain Shareholder
10 Approve Terms of Existing Poison Pill Against For Shareholder
11 Provide for Cumulative Voting Against Against Shareholder
12 Claw-back of Payments under Restatements Against Against Shareholder
13 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
LEGG MASON INC
Ticker: LM Security ID: 524901105
Meeting Date: JUL 19, 2005 Meeting Type: A
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Dennis R. Beresford For For Management
1.02 Elect Edward I. O'Brien For For Management
1.03 Elect Roger W. Schipke For For Management
1.04 Elect Nicholas J. St. George For For Management
2.00 Reapprove option/bonus plan for OBRA For For Management
3.00 Adopt the Non-Employee Director Equity For Against Management
Plan
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 5, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Cruikshank For For Management
1.2 Elect Director Roland A. Hernandez For For Management
1.3 Elect Director Henry Kaufman For For Management
1.4 Elect Director John D. Macomber For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors For For Management
- --------------------------------------------------------------------------------
LSB BANCSHARES, INC.
Ticker: LXBK Security ID: 502158108
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Branch For For Management
1.2 Elect Director Robert F. Lowe For For Management
1.3 Elect Director Mary E. Rittling For For Management
1.4 Elect Director G. Alfred Webster For For Management
1.5 Elect Director Julius S. Young, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director Robert J. Bennett For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Michael D. Buckley For For Management
1.7 Elect Director T.J. Cunningham III For For Management
1.8 Elect Director Colm E. Doherty For For Management
1.9 Elect Director Richard E. Garman For For Management
1.10 Elect Director Daniel R. Hawbaker For For Management
1.11 Elect Director Patrick W.E. Hodgson For For Management
1.12 Elect Director Richard G. King For For Management
1.13 Elect Director Reginald B. Newman, Ii For For Management
1.14 Elect Director Jorge G. Pereira For For Management
1.15 Elect Director Michael P. Pinto For For Management
1.16 Elect Director Robert E. Sadler, Jr. For For Management
1.17 Elect Director Eugene J. Sheehy For For Management
1.18 Elect Director Stephen G. Sheetz For For Management
1.19 Elect Director Herbert L. Washington For For Management
1.20 Elect Director Robert G. Wilmers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. Furlong For For Management
1.2 Elect Director Ted D. Kellner For For Management
1.3 Elect Director Katharine C. Lyall For For Management
1.4 Elect Director Peter M. Platten, III For For Management
1.5 Elect Director James B. Wigdale For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
MBNA CORP
Ticker: KRB Security ID: 55262L100
Meeting Date: NOV 3, 2005 Meeting Type: S
Record Date: SEP 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alberto Cribiore For For Management
1.2 Elect Director Aulana L. Peters For For Management
1.3 Elect Director Charles O. Rossotti For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Compensation- Director Compensation Against Against Shareholder
5 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 4, 2006 Meeting Type: Annual
Record Date: FEB 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For Did Not Management
Vote
1.2 Elect Director Erskine B. Bowles For Did Not Management
Vote
1.3 Elect Director C. Robert Kidder For Did Not Management
Vote
1.4 Elect Director John J. Mack For Did Not Management
Vote
1.5 Elect Director Donald T. Nicolaisen For Did Not Management
Vote
1.6 Elect Director Hutham S. Olayan For Did Not Management
Vote
1.7 Elect Director O. Griffith Sexton For Did Not Management
Vote
1.8 Elect Director Howard J. Davies For Did Not Management
Vote
1.9 Elect Director Charles H. Noski For Did Not Management
Vote
1.10 Elect Director Laura D'Andrea Tyson For Did Not Management
Vote
1.11 Elect Director Klaus Zumwinkel For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Declassify the Board of Directors For Did Not Management
Vote
4 Amend Articles/Bylaws/Remove plurality For Did Not Management
voting for directors Vote
5 Amend Articles/Bylaws/Eliminate For Did Not Management
supermajority voting requirements Vote
6 Require a Majority Vote for the Election Against Did Not Shareholder
of Directors Vote
7 Amend Vote Requirements to Amend Against Did Not Shareholder
Articles/Bylaws/Charter Vote
8 Submit Severance Agreement (Change in Against Did Not Shareholder
Control) to shareholder Vote Vote
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.E. Barfield For For Management
1.2 Elect Director J.S. Broadhurst For For Management
1.3 Elect Director C.M. Connor For For Management
1.4 Elect Director D.A. Daberko For For Management
1.5 Elect Director B.P. Healy For For Management
1.6 Elect Director S.C. Lindner For For Management
1.7 Elect Director P.A. Ormond For For Management
1.8 Elect Director G.L. Shaheen For For Management
1.9 Elect Director J.S. Thornton For For Management
1.10 Elect Director M. Weiss For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL FINANCIAL PARTNERS CORP.
Ticker: NFP Security ID: 63607P208
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Abramson For For Management
1.2 Elect Director Arthur Ainsberg For For Management
1.3 Elect Director Marc Becker For For Management
1.4 Elect Director Jessica Bibliowicz For For Management
1.5 Elect Director John Elliott For For Management
1.6 Elect Director Shari Loessberg For For Management
1.7 Elect Director Kenneth Mlekush For For Management
2 Approve Qualified Employee Stock Purchase For Against Management
Plan
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane L. Burnham For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For Withhold Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director Charles A. Tribbett, III For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Eliminate Cumulative Voting For For Management
4 Disclose Charitable Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
PEOPLES BANCTRUST COMPANY, INC., THE
Ticker: PBTC Security ID: 709796106
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Johnny Crear For For Management
1.2 Elect Director Harry W. Gamble, Jr. For For Management
1.3 Elect Director Ted M. Henry For For Management
1.4 Elect Director Elam P. Holley, Jr. For For Management
1.5 Elect Director Edith Morthland Jones For For Management
1.6 Elect Director D. Joseph Mcinnes For For Management
1.7 Elect Director Thomas E. Newton For Withhold Management
1.8 Elect Director Walter A. Parrent For For Management
1.9 Elect Director David Y. Pearce For For Management
1.10 Elect Director Julius E. Talton, Jr. For For Management
1.11 Elect Director Daniel P. Wilbanks For For Management
- --------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC
Ticker: PNFP Security ID: 72346Q104
Meeting Date: DEC 21, 2005 Meeting Type: Special
Record Date: NOV 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC
Ticker: PNFP Security ID: 72346Q104
Meeting Date: DEC 21, 2005 Meeting Type: S
Record Date: NOV 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC
Ticker: PNFP Security ID: 72346Q104
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Cope For For Management
1.2 Elect Director William H. Huddleston, IV For For Management
1.3 Elect Director Hal N. Pennington For For Management
1.4 Elect Director Ed C. Loughry, Jr. For For Management
1.5 Elect Director James L. Shaub, II For For Management
1.6 Elect Director M. Terry Turner For For Management
1.7 Elect Director Dale W. Polley For For Management
1.8 Elect Director Reese L. Smith, III For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Chellgren For For Management
1.2 Elect Director Mr. Clay For For Management
1.3 Elect Director Mr. Cooper For For Management
1.4 Elect Director Mr. Davidson For For Management
1.5 Elect Director Ms. James For For Management
1.6 Elect Director Mr. Kelson For For Management
1.7 Elect Director Mr. Lindsay For For Management
1.8 Elect Director Mr. Massaro For For Management
1.9 Elect Director Mr. O'Brien For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Ms. Steffes For For Management
1.13 Elect Director Mr. Strigl For For Management
1.14 Elect Director Mr. Thieke For For Management
1.15 Elect Director Mr. Usher For For Management
1.16 Elect Director Mr. Walls For For Management
1.17 Elect Director Mr. Wehmeier For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROASSURANCE CORP
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. McMahon, Jr. For For Management
1.2 Elect Director John P. North, Jr. For For Management
1.3 Elect Director William H. Woodhams For For Management
1.4 Elect Director Wilfred W. Yeargan, Jr. For For Management
- --------------------------------------------------------------------------------
PROVIDENT BANKSHARES CORP.
Ticker: PBKS Security ID: 743859100
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierce B. Dunn For For Management
1.2 Elect Director Mark K. Joseph For For Management
1.3 Elect Director Peter M. Martin For For Management
1.4 Elect Director Pamela J. Mazza For For Management
1.5 Elect Director Sheila K. Riggs For For Management
1.6 Elect Director Kevin G. Byrnes For For Management
1.7 Elect Director Donald E. Wilson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic K. Becker For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director James G. Cullen For For Management
1.4 Elect Director William H. Gray, III For For Management
1.5 Elect Director Jon F. Hanson For For Management
1.6 Elect Director Constance J. Homer For For Management
1.7 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Eliminate or Restrict Severance Against Against Shareholder
Agreements (Change-in-Control)
- --------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 16, 2006 Meeting Type: Annual
Record Date: DEC 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Biever For For Management
1.2 Elect Director Francis S. Godbold For For Management
1.3 Elect Director H. William Habermeyer, Jr. For For Management
1.4 Elect Director Chet Helck For For Management
1.5 Elect Director Thomas A. James For For Management
1.6 Elect Director Dr. Paul W. Marshall For For Management
1.7 Elect Director Paul C. Reilly For For Management
1.8 Elect Director Kenneth A. Shields For For Management
1.9 Elect Director Hardwick Simmons For For Management
1.10 Elect Director Adelaide Sink For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Cooper For For Management
1.2 Elect Director Neill A. Currie For For Management
1.3 Elect Director W. James Macginnitie For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REPUBLIC COMPANIES GROUP INC
Ticker: RUTX Security ID: 760349100
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Schnitzer For For Management
1.2 Elect Director Scott L. Bok For For Management
1.3 Elect Director Patrick K. McGee For Withhold Management
1.4 Elect Director Robert H. Sheridan, III For Withhold Management
1.5 Elect Director John L. Ware For For Management
1.6 Elect Director Robert H. Kullas For For Management
1.7 Elect Director Parker W. Rush For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEACOAST BANKING CORP. OF FLORIDA
Ticker: SBCF Security ID: 811707306
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: FEB 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey C. Bruner For For Management
1.2 Elect Director Christopher E. Fogal For For Management
1.3 Elect Director Dale M. Hudson For For Management
1.4 Elect Director J.R. Santarsiero, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SOUTH STREET FINANCIAL CORP.
Ticker: SSFC Security ID: 840468102
Meeting Date: MAY 22, 2006 Meeting Type: Annual
Record Date: MAR 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Banks Garrison, Jr. For For Management
1.2 Elect Director Caldwell A. Holbrook,Jr For For Management
1.3 Elect Director Joel A. Huneycutt For For Management
1.4 Elect Director Douglas Dwight Stokes For For Management
1.5 Elect Director R. Ronald Swanner For For Management
1.6 Elect Director Greg E. Underwood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 8, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia L. Anderson For For Management
1.2 Elect Director Stanley R. Fallis For For Management
1.3 Elect Director Peter O. Kohler, Md For For Management
1.4 Elect Director Eric E. Parsons For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Albright For For Management
1.2 Elect Director K. Burnes For For Management
1.3 Elect Director N. Darehshori For For Management
1.4 Elect Director A. Goldstein For For Management
1.5 Elect Director D. Gruber For For Management
1.6 Elect Director L. Hill For For Management
1.7 Elect Director C. LaMantia For For Management
1.8 Elect Director R. Logue For For Management
1.9 Elect Director R. Sergel For For Management
1.10 Elect Director R. Skates For For Management
1.11 Elect Director G. Summe For For Management
1.12 Elect Director D. Walsh For For Management
1.13 Elect Director R. Weissman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
SUMMIT BANCSHARES, INC.
Ticker: SBIT Security ID: 866011109
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Evans For For Management
1.2 Elect Director Elliott S. Garsek For For Management
1.3 Elect Director Ronald J. Goldman For For Management
1.4 Elect Director F.S. Gunn For For Management
1.5 Elect Director Robert L. Herchert For For Management
1.6 Elect Director Jay J. Lesok For For Management
1.7 Elect Director William W. Meadows For For Management
1.8 Elect Director James L. Murray For For Management
1.9 Elect Director Philip E. Norwood For For Management
1.10 Elect Director Byron B. Searcy For For Management
1.11 Elect Director Roderick D. Stepp For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director E. Neville Isdell For Withhold Management
1.5 Elect Director G. Gilmer Minor, III For For Management
1.6 Elect Director Thomas M. Garrott For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Bieber For For Management
1.2 Elect Director Gerald A. Schwalbach For For Management
1.3 Elect Director Douglas A. Scovanner For For Management
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: JAN 4, 2006 Meeting Type: Special
Record Date: NOV 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Articles/Bylaws/Charter-Non-Routine For For Management
3 Amend Articles/Bylaws/Charter to Include For For Management
Antitakeover Provision(s)
4 Increase Authorized Common Stock For For Management
5 Eliminate Right to Act by Written Consent For Against Management
6 Approve Increase in Size of Board For For Management
7 Amend Nomination Procedures for the Board For For Management
8 Approve A Position Which Allocates For For Management
Corporate Opportunities
9 Amend Omnibus Stock Plan For Against Management
10 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
11 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: MAR 9, 2006 Meeting Type: Annual
Record Date: JAN 26, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Edmund Clark For For Management
1.2 Elect Director Michael D. Fleisher For For Management
1.3 Elect Director Glenn H. Hutchins For For Management
1.4 Elect Director Joseph H. Moglia For For Management
1.5 Elect Director Thomas S. Ricketts For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
TRUSTMARK CORP.
Ticker: TRMK Security ID: 898402102
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kelly Allgood For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director William C. Deviney, Jr. For For Management
1.4 Elect Director C. Gerald Garnett For For Management
1.5 Elect Director Richard G. Hickson For For Management
1.6 Elect Director Matthew L. Holleman, III For For Management
1.7 Elect Director John M. Mccullouch For For Management
1.8 Elect Director Richard H. Puckett For For Management
1.9 Elect Director R. Michael Summerford For For Management
1.10 Elect Director Kenneth W. Williams For For Management
1.11 Elect Director William G. Yates, Jr. For For Management
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Coors For For Management
1.2 Elect Director Jerry A. Grundhofer For For Management
1.3 Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Approve Report of the Compensation Against Against Shareholder
Committee
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Goodwin, Jr. For For Management
1.2 Elect Director Robert A. Ingram For For Management
1.3 Elect Director Mackey J. McDonald For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Ruth G. Shaw For For Management
1.6 Elect Director Ernest S. Rady For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against Against Shareholder
Control) to shareholder Vote
4 Report on Political Contributions Against Abstain Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry K. Killinger For For Management
1.2 Elect Director Thomas C. Leppert For Withhold Management
1.3 Elect Director Charles M. Lillis For For Management
1.4 Elect Director Michael K. Murphy For For Management
1.5 Elect Director Orin C. Smith For For Management
1.6 Elect Director Regina Montoya For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Declassify the Board of Directors For For Management
6 Report on Political Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd H. Dean For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Richard M. Kovacevich For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Cynthia H. Milligan For For Management
1.8 Elect Director Nicholas G. Moore For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Compensation- Director Compensation Against Against Shareholder
6 Report on Discrimination in Lending Against Against Shareholder
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WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Baker For For Management
1.2 Elect Director Bruce Beach For For Management
1.3 Elect Director William S. Boyd For For Management
1.4 Elect Director Steven J. Hilton For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
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WHITNEY HOLDING CORP.
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hines For For Management
1.2 Elect Director Alfred S. Lippman For For Management
2 Ratify Auditors For For Management
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ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.D. Cash For For Management
1.2 Elect Director Patricia Frobes For For Management
1.3 Elect Director J. David Heaney For For Management
1.4 Elect Director Harris H. Simmons For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation or has recommended that
shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item: 1) a ballot market 'Abstain' is considered to have been voted for
management's recommendation to 'Abstain' and 2) a ballot voted 'For" or
'Against' is considered to have been voted against management's recommendation
to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation
"N/A" is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
John Hancock Financial Trends Fund, Inc.
- -------------------------------------------------------------------------
(Registrant)
By: /s/Keith F. Hartstein
---------------------
Keith F. Hartstein
President and Chief Executive Officer
Date: August 30, 2006