FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-4630
John Hancock Investment Trust III
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(Exact name of registrant as specified in charter)
601 Congress Street
Boston, Massachusetts 02210-2805
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(Address of principal executive offices)
Noel Maffucci
601 Congress Street
Boston, Massachusetts 02210-2805
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-225-5291
Date of Fiscal year-end: October 31
Date of reporting period: 07/01/2006 - 06/30/2007
Item 1. Proxy Voting Record
===================== JH GREATER CHINA OPPORTUNITIES FUND ======================
ADVANCED SEMICONDUCTOR MANUFACTURING CORPORATION LIMITED
Ticker: Security ID: Y00173107
Meeting Date: JAN 29, 2007 Meeting Type: Special
Record Date: JAN 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Tony Yuhai Liu as Executive For For Management
Director
1b Elect Cheng Jianyu as Executive Director For For Management
1c Elect Ruan Yanhua as Non-Executive For For Management
Director
1d Elect Zhu Jian as Non-Executive Director For For Management
1e Elect Petrus Antonius Maria Van Bommel as For For Management
Non-Executive Director
1f Elect Ajit Manocha as Non-Executive For For Management
Director
1g Elect Zhu Peiyi as Non-Executive Director For For Management
1h Elect Xiao Yongji as Non-Executive For For Management
Director
1i Elect Thaddeus Thomas Beczak as For For Management
Independent Non-Executive Director
1j Elect James Arthur Watkins as Independent For For Management
Non-Executive Director
1k Elect Shen Weijia as Independent For For Management
Non-Executive Director
2a Elect Anthony Lear as Supervisor For For Management
2b Elect Mang Waikin as Supervisor For For Management
2c Elect Shen Qitang as Supervisor For For Management
2d Elect Yang Yanhui as Supervisor For For Management
2e Elect Wang Xiangqun as Supervisor For For Management
2f Elect Guo Yiwu as Supervisor For For Management
3 Approve Proposed Standard Service For For Management
Contracts for the Second Session of the
Board of Directors and Supervisory
Committee
4 Approve Remuneration of for the Second For Against Management
Session of the Board of Directors and
Supervisory Committee
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ADVANCED SEMICONDUCTOR MANUFACTURING CORPORATION LIMITED
Ticker: Security ID: Y00173107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAY 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Proposal For For Management
5 Approve Ernst & Young Hua Ming and Ernst For For Management
& Young as PRC and International
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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AIR CHINA LTD
Ticker: Security ID: Y002A6104
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Non-Exempt Continuing Connected For Abstain Management
Transactions and Proposed Annual Caps for
Each of the Three Years Ending Dec. 31,
2007, 2008 and 2009
2 Authorize Board to Form an Aviation For Abstain Management
Safety Committee
3 Authorize All Board Committees to Engage For Abstain Management
Both Internal and External Experts to
Provide Professional Support for Their
Decision-Making
4 Approve Directors and Senior Management For Abstain Management
Share Appreciation Rights Administrative
Handbook
5 Appoint Chen Nan Lok Philip as For Abstain Management
Non-Executive Director
1 Amend Articles of Association and Approve For Abstain Management
Increase in Size of Board from 12 to 13
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ALUMINUM CORPORATION OF CHINA LTD
Ticker: Security ID: Y0094N109
Meeting Date: OCT 13, 2006 Meeting Type: Special
Record Date: SEP 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend For For Management
2 Elect Zhang Chengzhong as Executive For For Management
Director
3 Elect Ao Hong as Supervisor For For Management
4 Elect Zhang Zhankui as Supervisor For For Management
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: Security ID: Y01373102
Meeting Date: DEC 12, 2006 Meeting Type: Special
Record Date: NOV 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Three Target For For Management
Assets from Anhui Conch Hldgs Co Ltd at
an Aggregate Consideration of RMB 302.6
Million (Conch Hldgs Consideration) and
Issuance of New A Shares as Payment for
the Conch Hldgs Consideration (Conch
Hldgs Transaction)
2 Approve Acquisition of the Four Target For For Management
Assets from Anhui Conch Venture
Investment Co Ltd at an Aggregate
Consideration of RMB 3.8 Billion (Venture
Consideration) and Issuance of New A
Shares as Payment for the Venture
Consideration (Venture Transaction)
3 Authorize Board to Do Such Things or Make For For Management
Arrangements Relating to the Conch Hldgs
Transaction and Venture Transaction
4 Allow Same Rights to Distributable For For Management
Profits to Existing Shareholders of the
Company and A Shareholders as a Result of
the A Share Issue Under the Conch Hldgs
Transaction and Venture Transaction
5 Waive Requirement for Mandatory Offer to For For Management
A Shareholders
6 Waive Requirement for Mandatory Offer to For For Management
All Shareholders
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: Security ID: Y01373102
Meeting Date: DEC 12, 2006 Meeting Type: Special
Record Date: NOV 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Three Target For For Management
Assets from Anhui Conch Hldgs Co Ltd at
an Aggregate Consideration of RMB 302.6
Million (Conch Hldgs Consideration) and
Issuance of New A Shares as Payment for
the Conch Hldgs Consideration
2 Approve Acquisition of the Four Target For For Management
Assets from Anhui Conch Venture
Investment Co Ltd at an Aggregate
Consideration of RMB 3.8 Billion (Venture
Consideration) and Issuance of New A
Shares as Payment for the Venture
Consideration
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: Security ID: Y01373102
Meeting Date: DEC 15, 2006 Meeting Type: Special
Record Date: NOV 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transactions For Abstain Management
and Annual Caps
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ANHUI CONCH CEMENT COMPANY LTD
Ticker: Security ID: Y01373102
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan For For Management
5 Reappoint KPMG Huazhen Certified Public For For Management
Accountants and KPMG Certified Public
Accountants as PRC and Hong Kong Auditors
and Authorize Board to Fix Their
Remuneration
6a Elect Guo Wensan as Executive Director For For Management
6b Elect Yu Biao as Executive Director For For Management
6c Elect Guo Jingbin as Executive Director For For Management
6d Elect Li Shunan as Executive Director For For Management
6e Elect Ren Yong as Executive Director For For Management
6f Elect Kang Huan as Independent For For Management
Non-Executive Director
6g Elect Chan Yuk Tong as Independent For For Management
Non-Executive Director
6h Elect Ding Meicai as Independent For For Management
Non-Executive Director
6i Elect Wang Jun as Supervisor For For Management
6j Elect Wang Yanmou as Supervisor For For Management
7 Approve Provision of Bank Loan Guarantee For Against Management
by the Company for its Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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ANHUI EXPRESSWAY CO LTD
Ticker: Security ID: Y01374100
Meeting Date: OCT 27, 2006 Meeting Type: Special
Record Date: SEP 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of One Year Short-Term For For Management
Financial Notes for an Aggregate Amount
of Not More Than RMB 1.5 Billion
2 Elect Li Huaijie as Supervisor Authorize For For Management
Board to Fix His Remuneration
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ANHUI EXPRESSWAY CO LTD
Ticker: Security ID: Y01374100
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: APR 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Appropriation Proposal to For For Management
the Statutory Surplus Reserve
5 Appoint Auditors and Authorize Board to For Against Management
Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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AU OPTRONICS CORP
Ticker: AUO Security ID: 002255107
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2006 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
2 ACCEPTANCE OF THE PROPOSAL FOR For For Management
DISTRIBUTION OF 2006 PROFITS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
3 APPROVAL OF THE CAPITALIZATION OF 2006 For For Management
STOCK DIVIDENDS AND EMPLOYEE STOCK BONUS,
AS SET FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
4 APPROVAL OF THE REVISIONS TO ARTICLES OF For For Management
INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH.
5 APPROVAL OF THE REVISIONS TO THE For For Management
GUIDELINES FOR ACQUISITION OR DISPOSITION
OF ASSETS , OPERATING GUIDELINES FOR
ENDORSEMENTS AND GUARANTEES , AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
6 ELECTION OF DIRECTOR: VIVIEN HUEY-JUAN For For Management
HSIEH, INDEPENDENT DIRECTOR.
7 ELECTION OF DIRECTOR: CHIEH-CHIEN CHAO, For For Management
INDEPENDENT DIRECTOR.
8 ELECTION OF DIRECTOR: TZE-KAING YANG, For For Management
INDEPENDENT DIRECTOR.
9 ELECTION OF DIRECTOR: KUEN-YAO (KY) LEE. For For Management
10 ELECTION OF DIRECTOR: HSUAN BIN (HB) For For Management
CHEN.
11 ELECTION OF DIRECTOR: HUI HSIUNG. For For Management
12 ELECTION OF DIRECTOR: CHENG-CHU FAN - For For Management
REPRESENTATIVE OF BENQ CORPORATION.
13 ELECTION OF DIRECTOR: LAI-JUH CHEN - For For Management
REPRESENTATIVE OF BENQ CORPORATION.
14 ELECTION OF DIRECTOR: CHING-SHIH HAN - For For Management
REPRESENTATIVE OF CHINA DEVELOPMENT
INDUSTRIAL BANK.
15 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
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BANK OF CHINA LTD, BEIJING
Ticker: Security ID: Y0698A107
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report of the Bank For For Management
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Board of Supervisors For For Management
4 Accept Financial Statements and Statutory For For Management
Reports
5 Approve 2007 Annual Budget For For Management
6 Approve Profit Distribution Plan For For Management
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Ltd. and PricewaterhouseCoopers
Hong Kong as External Auditors
8 Amend Procedural Rules of Shareholders' For For Management
Meetings
9 Amend Procedural Rules for Board of For For Management
Directors
10 Amend Procedural Rules for Board of For For Management
Supervisors
11a1 Reelect Xiao Gang as Executive Director For For Management
11a2 Reelect Li Lihui as Executive Director For For Management
11a3 Reelect Hua Qingshan as Executive For For Management
Director
11a4 Reelect Li Zaohang as Executive Director For For Management
11a5 Reelect Anthony Francis Neoh as For For Management
Independent Non-Executive
Director
11a6 Elect Huang Shizhong as Independent For For Management
Non-Executive Director
11a7 Elect Huang Danhan as Independent For For Management
Non-Executive Director
11a8 Reelect Zhang Jinghua as Non-Executive For For Management
Director
11a9 Reelect Hong Zhihua as Non-Executive For For Management
Director
11a10 Reelect Huang Haibo as Non-Executive For For Management
Director
11a11 Elect Cai Haoyi as Non-Executive Director For For Management
11a12 Elect Lin Yongze as Non-Executive For For Management
Director
11a13 Elect Wang Gang as Non-Executive Director For For Management
11b1 Reelect Liu Ziqiang as Supervisor For For Management
11b2 Reelect Wang Xueqiang as Supervisor For For Management
11b3 Reelect Liu Wanming as Supervisor For For Management
12a Approve Remuneration Schemes for the For Against Management
Chairman of the Board of Directors and
the Chairman of the Board of Supervisors
12b Approve Remuneration Scheme for For Against Management
Independent Non-Executive Directors
13a Approve 2006 Performance Appraisal For For Management
Results and Performance Bonus Plan for
the Chairman of the Board of Directors
13b Approve 2006 Performance Appraisal For For Management
Results and Performance Bonus Plan for
the Chairman of the Board of Supervisors
13c Approve 2006 Performance Appraisal For For Management
Results and Performance Bonus Plan for
the Supervisors
14 Accept Duty Report of Independent For For Management
Non-Executive Directors
15 Amend Articles of Association For For Management
16 Authorize Issuance of Renminbi For For Management
Denominated Bonds for an Amount Not
Exceeding RMB 3.0 Billion
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BANK OF COMMUNICATIONS CO LTD
Ticker: Security ID: Y06988102
Meeting Date: JAN 9, 2007 Meeting Type: Special
Record Date: DEC 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
1b Authorize Board to Increase Registered For For Management
Capital and Amend Articles of Association
to Reflect Such Changes
2 Approve Public Offering of A Shares on For For Management
the Shanghai Stock Exchange
3 Amend Articles of Association For Against Management
4 Amend Procedural Rules of Shareholders For For Management
General Meeting
5 Amend Procedural Rules of the Board For For Management
6 Amend Procedural Rules of the Supervisory For For Management
Committee
7 Approve Issuance of Subordinated Bonds in For For Management
an Aggregate Principal Amount Not
Exceeeding RMB 25 Billion
8 Elect Li Ka-cheung, Eric as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
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BANK OF EAST ASIA, LIMITED
Ticker: Security ID: Y06942109
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$1.03 Per For For Management
Share (With Scrip Option)
3a Reelect Stephen Charles Li Kwok-sze as For For Management
Director
3b Reelect Allan Wong Chi-yun as Director For For Management
3c Reelect Aubrey Li Kwok-sing as Director For For Management
3d Reelect Winston Lo Yau-lai as Director For For Management
3e Reelect Khoo Kay-peng as Director For For Management
3f Reelect David Li Kwok-po as Director For For Management
4 Reaapoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve and Adopt Staff Share Option For For Management
Scheme 2007
6 Amend Articles Re: Claims in Respect of For For Management
Shares, Postponement of General Meeting,
Sending Instruments of Proxy, Allowing
Proxy to Demand Poll and Vote and Signing
of Minutes
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
9 Authorize Reissuance of Repurchased For For Management
Shares
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BAOYE GROUP COMPANY LTD
Ticker: Security ID: Y0699H101
Meeting Date: JUN 25, 2007 Meeting Type: Annual
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Final Dividend For For Management
5a Reappoint PricewaterhouseCoopers as For For Management
International Auditors Authorize Board to
Fix Their Remuneration
5b Reappoint Shine Wing CPAs as PRC Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6a Elect Wang Rongfu as Executive Director For For Management
6b Elect Sun Chuanlin as Independent For For Management
Non-Executive Director
6c Authorize Board to Fix the Remuneration For Against Management
of Directors
7 Approve Resignation of Sun Guofan as For For Management
Supervisor
8 Other Business (Voting) For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Amend Articles Re: Capital Structure For Abstain Management
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BAUHAUS INTERNATIONAL (HOLDINGS) LTD.
Ticker: Security ID: G1080K109
Meeting Date: AUG 25, 2006 Meeting Type: Annual
Record Date: AUG 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a Reelect Tong She Man, Winnie as Director For Abstain Management
3b Reelect Lee Yuk Ming as Director For Abstain Management
3c Reelect Yeung Yat Hang as Director For Abstain Management
3d Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For Abstain Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Abstain Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Amend Articles of Association For For Management
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BEIJING CAPITAL INTL AIRPORT CO. LTD
Ticker: Security ID: Y07717104
Meeting Date: DEC 20, 2006 Meeting Type: Special
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Public Offering of not More Than For Abstain Management
800.0 Million A Shares by the Company in
the People's Republic of China
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BEIJING CAPITAL INTL AIRPORT CO. LTD
Ticker: Security ID: Y07717104
Meeting Date: DEC 20, 2006 Meeting Type: Special
Record Date: NOV 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Phase III For Abstain Management
Target Assets from Capital Airports Hldg.
Co.
2 Approve Financing Plan for the For Abstain Management
Acquisition of and the Investment in the
Phase III Target Assets
3a Approve Issuance of A Shares For Abstain Management
3b Approve Issuance of Not More than 800 For For Management
Million A Shares
3c Approve Par Value of Each A Share at RMB For Abstain Management
1.0 Each
3d Approve Rights Attached to A Share For Abstain Management
3e Approve Target Subscribers of A Shares For Abstain Management
3f Approve Shanghai Stock Exchange as Place For Abstain Management
of Listing of A Shares
3g Approve Issue Price and Pricing Process For Abstain Management
3h Approve Use of Proceeds from the A Share For Abstain Management
Issue
3i Approve Scheme of Undistributed Retained For Abstain Management
Profits Before the A Share Offering
3j Authorize Board to Determine and Deal For Abstain Management
with, at Their Discretion and Full
Authority, Matters in Relation to A Share
Issue and Execute all Documents and Do
All Acts Necessary to Give Effect to A
Share Issue
3k Approve Effectivity of A Share Issue for For Abstain Management
a Period of 18 Months from the Date of
Approval
4a Amend Articles Re: A Share Issuance For Abstain Management
4b Approve Rules and Procedures of For Abstain Management
Shareholders' General Meetings, Board
Meetings, and Meetings of Supervisors
1 Approve Connected Transactions Decision For Abstain Management
Making System and the Special Deposit and
Usage Management System of Fund Raised
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CENTURY SUNSHINE ECOLOGICAL TECHNOLOGY HOLDINGS LTD
Ticker: Security ID: G2091K120
Meeting Date: APR 30, 2007 Meeting Type: Annual
Record Date: APR 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.01 Per For For Management
Share
3a1 Reelect Chi Wen Fu as an Executive For For Management
Director
3a2 Reelect Shum Sai Chit as an Executive For For Management
Director
3a3 Reelect Zhou Xing Dun as an Executive For For Management
Director
3a4 Reelect Shen Yi Min as an Independent For For Management
Non-Executive Director
3b Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
5d Approve Issuance of Shares Pursuant to For Against Management
Share Option Scheme
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CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: Security ID: Y1292D109
Meeting Date: DEC 5, 2006 Meeting Type: Special
Record Date: NOV 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Deed Re: Issue Price of New For For Management
Units
2 Amend Trust Deed Re: Appointment of For For Management
Proxies
3 Amend Trust Deed Re: General Mandate to For Against Management
Issue Units Otherwise than on a Pro Rata
Basis to Existing Unitholders
4 Amend Trust Deed Re: Definition of the For For Management
Words Code, Record Date, and Trading Day
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CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: Security ID: Y1292D109
Meeting Date: JAN 3, 2007 Meeting Type: Special
Record Date: DEC 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company For Abstain Management
Through Elegant Wealth Ltd. of the New
Property from Fair Page Ltd.
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CHAMPION REAL ESTATE INVESTMENT TRUST
Ticker: Security ID: Y1292D109
Meeting Date: MAY 14, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Payment of Distribution For For Management
3 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
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CHINA AGRI-INDUSTRIES HOLDINGS LTD
Ticker: Security ID: Y1375F104
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports (Voting)
2a Reelect Ning Gaoning as Director For For Management
2b Reelect Yu Xubo as Director For For Management
2c Reelect Lu Jun as Director For For Management
2d Reelect Yue Guojun as Director For For Management
2e Reelect Chi Jingtao as Director For For Management
2f Reelect Ma Wangjun as Director For For Management
2g Reelect Lam Wai Hon, Ambrose as Director For For Management
2h Reelect Shi Yuanchun as Director For For Management
2i Reelect Victor Yang as Director For For Management
2j Authorize Board to Fix the Remuneration For Against Management
of Directors
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
4c Authorize Reissuance of Repurchased For For Management
Shares
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CHINA COMMUNICATIONS CONSTRUCTION GROUP LTD, BEIJING
Ticker: Security ID: Y14369105
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 4, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan for 2006 For For Management
5 Reappoint PricewaterhouseCoopers as the For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian CPAs
Ltd. Company as the Domestic Auditors and
Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: Security ID: Y1397N101
Meeting Date: OCT 20, 2006 Meeting Type: Special
Record Date: SEP 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire Issued For For Management
Capital of Bank of America (Asia) Ltd.
from Bank of America Corp.
2 Elect Zhang Jianguo as an Executive For For Management
Director
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: Security ID: Y1397N101
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: MAY 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of Supervisors For For Management
3a Reelect Guo Shuqing as Executive Director For For Management
3b Reelect Zhang Jianguo as Executive For For Management
Director
3c Reelect Zhao Lin as Executive Director For For Management
3d Reelect Luo Zhefu as Executive Director For For Management
3e Reelect Wang Shumin as Non-Executive For For Management
Director
3f Reelect Wang Yonggang as Non-Executive For For Management
Director
3g Reelect Liu Xianghui as Non-Executive For For Management
Director
3h Reelect Zhang Xiangdong as Non-Executive For For Management
Director
3i Reelect Gregory L. Curl as Non-Executive For For Management
Director
3j Reelect Song Fengming as Independent For For Management
Non-Executive Director
3k Reelect Tse Hau Yin, Aloysius as For For Management
Independent Non-Executive Director
3l Reelect Elaine La Roche as Independent For For Management
Non-Executive Director
3m Reelect Peter Levene as Independent For For Management
Non-Executive Director
3n Elect Wang Yong as Non-Executive Director For For Management
3o Elect Li Xiaoling as Non-Executive For For Management
Director
4a Reelect Xie Duyang as Supervisor For For Management
4b Reelect Liu Jin as Supervisor For For Management
4c Reelect Jin Panshi as Supervisor For For Management
4d Reelect Guo Feng as External Supervisor For For Management
4e Elect Dai Deming as External Supervisor For For Management
5 Approve Final Emoluments Distribution For For Management
Plan for Directors and Supervisors
6 Accept Financial Statements and Statutory For For Management
Reports
7 Approve Profit Distribution Plan and For For Management
Dividend
8 Authorize Board to Deal with Matters For For Management
Related to the Declaration of Interim
Dividend of 2007, the Interim Dividend of
2007 Should be 45 Percent of the
After-Tax Net Profit of the Bank in the
First Half of 2007
9 Accept Final Accounts For For Management
10 Approve Capital Expenditure Budget for For For Management
2007
11 Approve Cooperation Agreement Between the For For Management
Company and Bank of America Corporation
and Establishment of a Joint Venture
12 Authorize Directors to Deal with Matters For For Management
Related to Liability Insurance of
Directors, Supervisors and Senior
Management in Accordance with Market
Practice
13 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and International Auditors
Respectively and Authorize Board to Fix
Their Remuneration
14 Authorize Issuance of Subordinated Bonds For For Management
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CHINA COSCO HOLDINGS CO., LTD
Ticker: Security ID: Y1455B106
Meeting Date: NOV 20, 2006 Meeting Type: Special
Record Date: OCT 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Issuance of A Shares For For Management
1b Approve Issuance of Not More than 1.5 For For Management
Billion A Shares
1c Approve Nominal Value of Each A Share at For For Management
RMB 1.0 Each
1d Approve Target Subscribers of A Shares For For Management
1e Approve Issue Price of A Shares For For Management
1f Approve Shanghai Stock Exchange as Place For For Management
of Listing of A Shares
1g Approve Entitlement to Undistributed For For Management
Profits of the Company of China Ocean
Shipping (Grp.) Co. and H Shareholders
1h Authorize Board to Determine and Deal For For Management
with, at Their Discretion and Full
Authority, Matters in Relation to the A
Share Issue
1i Authorize Board to Execute All Documents For For Management
and Do All Acts Necessary to Give Effect
to A Share Issue
1j Approve Effectivity of A Share Issue for For For Management
a Period of 12 Months from the Date of
Approval
2 Approve Use of Proceeds from the A Share For For Management
Issue
3 Amend Articles Re: A Share Issuance For For Management
4 Approve Rules and Procedures for For Against Management
Shareholders' General Meetings, Board
Meetings, and Meetings of Supervisors
5 Approve Change of the Registered Address For For Management
6 Approve Connected Transaction Decision For Abstain Management
Making System
7 Approve Company's Conversion to a Foreign For For Management
Investment Joint Stock Limited Company
8 Approve Acquisition of 51 Percent Equity For For Management
Interest in COSCO Logistics Co., Ltd.
from China Ocean Shipping (Grp.) Co.
9a Approve Connected Transaction For Abstain Management
9b Approve Revised Caps For Abstain Management
9c Authorize Board to Execute All Documents For For Management
and Do All Acts Necessary to Give Effect
to the Connected Transaction
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CHINA COSCO HOLDINGS CO., LTD
Ticker: Security ID: Y1455B106
Meeting Date: NOV 20, 2006 Meeting Type: Special
Record Date: OCT 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issue and Public For For Management
Offering of Not More than the Higher of
1.5 Billion A Shares
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CHINA EVERBRIGHT INTERNATIONAL LTD
Ticker: Security ID: Y14226107
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Reelect Wang Mingquan as Director For For Management
3a2 Reelect Chen Xiaoping as Director For For Management
3a3 Reelect Zhang Weiyun as Director For For Management
3a4 Reelect David Akers-Jones as Director For For Management
3b Authorize Board to Fix Remuneration of For Against Management
Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
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CHINA EVERBRIGHT LIMITED
Ticker: Security ID: Y1421G106
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAY 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Wang Mingquan as Director For For Management
2b Reelect Zhou Liqun as Director For For Management
2c Reelect Ng Ming Wah, Charles as Director For For Management
2d Reelect Tung Iring as Director For For Management
2e Authorize Board to Fix the Remuneration For Against Management
of Directors
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA FLAVORS AND FRAGRANCES COMPANY LTD
Ticker: Security ID: G2111P109
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a1 Reelect Wong Ming Bun as Director For For Management
2a2 Reelect Wang Ming Fan as Director For For Management
2a3 Reelect Wang Ming You as Director For For Management
2a4 Reelect Qian Wu as Director For For Management
2b Authorize Board to Fix the Remuneration For Against Management
of Directors
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
4c Authorize Reissuance of Repurchased For For Management
Shares
5 Approve Final Dividend and Special For For Management
Dividend
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CHINA INFRASTRUCTURE MACHINERY HOLDINGS LTD
Ticker: Security ID: G2111M106
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.22 Per For For Management
Share
3a Reelect Lee San Yim as Director For For Management
3b Reelect Qiu Debo as Director For For Management
3c Reelect Luo Jianru as Director For For Management
3d Reelect Mou Yan Qun as Director For For Management
3e Reelect Chen Chao as Director For For Management
3f Reelect Lin Zhong Ming as Director For For Management
3g Reelect Zhang Hong as Director For For Management
3h Reelect Ngai Ngan Ying as Director For For Management
3i Reelect Fang Deqin as Director For For Management
3j Reelect Yang Hongqi as Director For For Management
3k Reelect Qian Shizheng as Director For For Management
3l Reelect Lo Peter as Director For For Management
3m Authorize Board to Fix Remuneration of For Against Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA INSURANCE INTERNATIONAL HOLDINGS CO. LTD.
Ticker: Security ID: Y1456Z128
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: MAY 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Lin Fan as Director For For Management
2b Reelect Song Shuguang as Director For For Management
2c Reelect Xie Yiqun as Director For For Management
2d Reelect Wu Jiesi as Director For For Management
2e Authorize the Board to Fix the For Against Management
Remuneration of Directors
3 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA LIFE INSURANCE CO LTD
Ticker: Security ID: Y1477R204
Meeting Date: OCT 16, 2006 Meeting Type: Special
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Issuance of A Shares For For Management
1b Approve Issuance of Not More Than 1.5 For For Management
Billion A Shares
1c Approve Nominal Value of Each A Share at For For Management
RMB 1.0 Each
1d Approve Target Subscribers of A Shares For For Management
1e Approve Issue Price of A Shares For For Management
1f Approve Shanghai Stock Exchange as Place For For Management
of Listing of A Shares
1g Approve Use of Proceeds from the A Share For For Management
Issue
1h Approve Entitlement to Accumulated For For Management
Retained Earnings of the Company of
Existing and New Shareholders Whose Names
Appear on the Register of Members of the
Company after Completion of A Share Issue
1i Approve Effectivity of A Share Issue for For For Management
a Period of 12 Months from the Date of
Approval
1j Authorize Board to Determine and Deal For For Management
with, at Their Discretion and Full
Authority, Matters in Relation to the A
Share Issue
1k Authorize Board to Determine Matters in For For Management
Relation to Strategic Investors
1l Authorize Board to Execute All Documents For For Management
and Do All Acts Necessary to Give Effect
to A Share Issue
2 Amend Articles Re: A Share Issuance For Against Management
3 Adopt Procedural Rules of the For For Management
Shareholders' General Meetings
4 Adopt Procedural Rules of the Board For For Management
Meetings
5 Adopt Procedural Rules of the Supervisory For For Management
Committee Meetings
6 Approve Establishment of the China Life For For Management
Charity Fund
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CHINA LIFE INSURANCE CO LTD
Ticker: Security ID: Y1477R204
Meeting Date: DEC 29, 2006 Meeting Type: Special
Record Date: NOV 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Incentive Plan For For Management
2 Elect Ngai Wai Fung as Independent For For Management
Non-Executive Director
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CHINA LIFE INSURANCE CO LTD
Ticker: Security ID: Y1477R204
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Auditors' For For Management
Report
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan
5 Authorize Board to Fix the Remuneration For Against Management
of Directors and Supervisors
6 Approve Purchase of Liability Insurance For For Management
for Directors and Management and
Authorize Board to Organize and Implement
It
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Co. Ltd., Certified Public
Accountants and PricewaterhouseCoopers,
Certified Public Accountants as PRC and
International Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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CHINA MENGNIU DAIRY CO LTD
Ticker: Security ID: G21096105
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: JUN 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Jiao Shuge as Director and For For Management
Authorize Board to Fix His Remuneration
3b Reelect Lu Jun as Director and Authorize For For Management
Board to Fix Her Remuneration
3c Reelect Wang Huibao as Director and For For Management
Authorize Board to Fix His Remuneration
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: Security ID: Y1489Q103
Meeting Date: DEC 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For Abstain Management
Relating to the Acquisition by the
Company of All Issued Shares of Elite
Vantage Investments Ltd. and the
Shareholders Loan
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CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: Security ID: Y1489Q103
Meeting Date: FEB 14, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Equity Interests For For Management
in Shekou Container Terminals Ltd. (SCT1)
and Shekou Container Terminals (Phase II)
Co. Ltd. (SCT2) from Swire Pacific Ltd.
and Equity Interests in SCT1 and SCT2
from P&O Dover (Hldgs) Ltd
2 Approve Modern Terminals Ltd (MTL) For For Management
Acquisition, Rationalisation Agreement,
and Shareholders' Agreement
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CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: Security ID: Y1489Q103
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Hu Zheng as Director For For Management
3b Reelect Meng Xi as Director For For Management
3c Reelect Yu Liming as Director For For Management
3d Reelect To Wing Sing as Director For For Management
3e Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
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CHINA MOBILE (HONG KONG) LIMITED
Ticker: CHLKF Security ID: Y14965100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a Reelect Wang Jianzhou as Director For For Management
3b Reelect Li Yue as Director For For Management
3c Reelect Zhang Chenshuang as Director For For Management
3d Reelect Frank Wong Kwong Shing as For For Management
Director
3e Reelect Paul Michael Donovan as Director For For Management
4 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA NATIONAL AVIATION CO. LTD.
Ticker: Security ID: Y1499R109
Meeting Date: AUG 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Agreement, For For Management
Including the Disposal to Cathay Pacific
Airways Ltd. (CPAC) of 216.4 Million
Shares in Hong Kong Dragon Airlines Ltd.,
Acquisition of 288.6 Million New Shares
in CPAC and Receipt of Cash Consideration
of HK$432.9 Million
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CHINA NETCOM GROUP CORP HONGKONG LTD
Ticker: Security ID: Y1505N100
Meeting Date: FEB 14, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revision of Directors' Fees For Against Management
Commencing from Financial Year 2007
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CHINA NETCOM GROUP CORP HONGKONG LTD
Ticker: Security ID: Y1505N100
Meeting Date: FEB 14, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Transfer Agreement Between For Abstain Management
China Netcom (Group) Co. Ltd. and China
Network Communications Group Corp. in
Relation to the Disposal
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CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: NOV 22, 2006 Meeting Type: Special
Record Date: OCT 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Appreciation Rights Scheme For Against Management
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Amend Articles of Association For For Management
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CHINA OILFIELD SERVICES LTD
Ticker: Security ID: Y15002101
Meeting Date: JAN 31, 2007 Meeting Type: Special
Record Date: JAN 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds Not Exceeding For For Management
the Aggregate Amount of RMB 2.0 Billion
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: Security ID: Y15004107
Meeting Date: JUL 12, 2006 Meeting Type: Special
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Warrants at the For Abstain Management
Initial Subscription Price of HK$4.5 Per
Share by Way of a Bonus Issue to
Shareholders in the Proportion of One
Warrant for Every Eight Shares Held
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: Security ID: Y15004107
Meeting Date: JUL 12, 2006 Meeting Type: Special
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CSCEC Group Engagement Agreement For Abstain Management
and Annual Caps
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CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: Security ID: Y15004107
Meeting Date: JUN 5, 2007 Meeting Type: Annual
Record Date: MAY 29, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Kong Qingping as Director For For Management
2b Reelect Xiao Xiao as Director For For Management
2c Reelect Wang Man Kwan, Paul as Director For For Management
2d Reelect Chen Bin as Director For For Management
2e Reelect Zhu Yijian as Director For For Management
2f Reelect Luo Liang as Director For For Management
3 Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Approve Final Dividend of HK$0.06 Per For For Management
Share
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: SNPMF Security ID: Y15010104
Meeting Date: JAN 22, 2007 Meeting Type: Special
Record Date: DEC 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Issuance of Up to $1.5 Billion For For Management
Convertible Bonds within 12 Months from
the Date of Approval
3 Authorize Board to Deal with All Matters For For Management
in Connection with the Issuance of
Convertible Bonds
4 Approve Issuance of Up to RMB 10 Billion For For Management
Domestic Corporate Bonds within 12 Months
from the Date of Approval
5 Authorize Board to Deal with All Matters For For Management
in Connection with the Issuance of
Domestic Corporate Bonds
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: SNPMF Security ID: Y15010104
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: APR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept the Report of the Board of For For Management
Directors
2 Accept the Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Approve KPMG Huazhen and KPMG as Domestic For For Management
and Overseas Auditors and Authorize Board
to Fix Their Remuneration
6 Approve Sichuan-to-East China Gas Project For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Corporate Bonds For For Management
9 Authorize Board to Deal with All Matters For For Management
in Connection with the Issuance of
Corporate Bonds and Formulation and
Execution of All Necessary Legal
Documents for Such Purpose
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CHINA POWER INTERNATIONAL DEVELOPMENT LTD
Ticker: Security ID: Y1508G102
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of RMB 0.08 Per For For Management
Share
3 Reelect Hu Jiandong as Director For For Management
4 Authorize Board to Fix the Remuneration For Against Management
of Directors
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
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CHINA RESOURCES ENTERPRISES, LTD.
Ticker: Security ID: Y15037107
Meeting Date: NOV 27, 2006 Meeting Type: Special
Record Date: NOV 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal by Preparis Ltd. of the For Abstain Management
Entire Equity Interest in China Resources
Petrochems Hldgs Ltd. to China Resources
Petrochem Gas Group Ltd. at a
Consideration of HK$2.8 Billion
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CHINA RESOURCES ENTERPRISES, LTD.
Ticker: Security ID: Y15037107
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: MAY 25, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Qun as Director For For Management
3b Reelect Lau Pak Shing as Director For For Management
3c Reelect Qiao Shibo as Director For For Management
3d Reelect Yan Biao as Director For For Management
3e Reelect Jiang Wei as Director For For Management
3f Reelect Chan Po Fun, Peter as Director For For Management
3g Reelect Bernard Charnwut Chan as Director For For Management
3h Reelect Siu Kwing Chue, Gordon as For For Management
Director
3i Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA RESOURCES ENTERPRISES, LTD.
Ticker: Security ID: Y15037107
Meeting Date: MAY 31, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Entire Issued Share For For Management
Capital of China Resources Petrochems
Investments Ltd. to China Petrochem &
Chemical Corporation at a Consideration
of HK$4.0 Billion
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CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: Security ID: G2108Y105
Meeting Date: DEC 20, 2006 Meeting Type: Special
Record Date: DEC 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Strong Foundation For Abstain Management
Developments Ltd. of the Entire Issued
Shares of Cosmart Resources Ltd. from
Finetex Intl Ltd.
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CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: Security ID: G2108Y105
Meeting Date: JUN 4, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Yin as Director For For Management
3b Reelect Yan Biao as Director For For Management
3c Reelect Wang Shi as Director For For Management
3d Reelect Ho Hin Ngai, Bosco as Director For For Management
3e Reelect Chan Mo Po, Paul as Director For For Management
3f Reelect Yan Y, Andrew as Director For For Management
3g Fix the Remuneration of Directors For Against Management
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA RESOURCES POWER HOLDINGS CO LTD
Ticker: Security ID: Y1503A100
Meeting Date: SEP 4, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by China Resources For Abstain Management
Power Hldgs. Co. Ltd. (the Company) of
55.0 Percent Effective Interest in Fuyang
China Resources Power Co., Ltd. from
China Resources (Hldgs) Co. Ltd. (CRH)
(Fuyang Acquisition)
2 Approve Acquisition by the company of For Abstain Management
65.0 Percent Effective Interest in Yunnan
China Resources Power (Honghe) Co., Ltd.
from CRH (Yunpeng Acquisition)
- --------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD
Ticker: Security ID: Y1503A100
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: MAY 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Tang Cheng as Director For For Management
3b Reelect Zhang Shen Wen as Director For For Management
3c Reelect Jiang Wei as Director For For Management
3d Reelect Anthony H. Adams as Director For For Management
3e Reelect Ma Chiu-Cheung, Andrew as For For Management
Director
3f Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA SEVEN STAR SHOPPING LTD
Ticker: Security ID: Y1504E101
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a1 Reelect Chan Wai Sum as Director For For Management
2a2 Reelect Wang Zhiming as Director For For Management
2a3 Reelect Ho Wai Ip as Director For For Management
2b Authorize Board to Fix Remuneration of For Against Management
Directors
3 Reappoint RSM Nelson Wheeler as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
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CHINA SHIPPING DEVELOPMENT CO.(FORMERLY SHANGHAI HAI XING)
Ticker: Security ID: Y1503Y108
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 42 Vessels from For For Management
China Shipping (Group) Co. for a
Consideration of Approximately RMB 2.5
Billion
2 Approve Issuance of Convertible Bonds For For Management
3 Approve the Terms of the Type of Debt For For Management
Securities to be Issued
4 Approve Total Amount of Convertible Bonds For For Management
5 Approve Face Value of Convertible Bonds For For Management
6 Approve Issue Price of Convertible Bonds For For Management
7 Approve Maturity of Convertible Bonds For For Management
8 Approve Coupon Rate of Convertible Bonds For For Management
9 Approve Payment of Interest of For For Management
Convertible Bonds
10 Approve Conversion Period of Convertible For For Management
Bonds
11 Approve Determination of Conversion Price For For Management
and Adjustment Method of Convertible
Bonds
12 Approve Downward Adjustment of Conversion For For Management
Price of Convertible Bonds
13 Approve Mechanism for Rounding Off For For Management
Fractions into Nearest Figures of
Convertible Bonds
14 Approve Terms of Redemption at the Option For For Management
of the Company
15 Approve Terms of Redemption at the Option For For Management
of the Bond Holder
16 Approve Vesting of Dividends for the For For Management
Conversion Year
17 Approve Method of Issuance and Targets in For For Management
Relation to the Proposed Issuance of
Convertible Bonds
18 Approve Placing Arrangement for Existing For For Management
Shareholders
19 Approve Use of Proceeds from the Issuance For For Management
of Convertible Bonds to Acquire Dry Bulk
Cargo Vessels
20 Approve Feasibility of the Proposed Use For For Management
of Proceeds from the Issuance of
Convertible Bonds
21 Approve Authority to Issue Convertible For For Management
Bonds within One Year from the Date of
this Resolution
22 Approve the Report of the Company on the For Against Management
Issue of 350 Million New A Shares on May
23, 2002 and the Use of Proceeds Arising
Therefrom
23 Authorize Board to Do All Acts and Things For For Management
and Execute Documents Necessary to
Implement the Issuance of Convertible
Bonds
24 Approve New Services Agreement For Abstain Management
25 Approve Establishment of Nomination For For Management
Committee
26 Approve Adoption of Implementation Rules For Against Management
for the Nomination Committee
27 Approve Four Construction Agreements For For Management
28 Amend Articles Re: Increase Number of For For Management
Directors from Nine to 15
29 Elect Lin Jianqing as Executive Director For For Management
30 Elect Ma Xun as Independent Non-Executive For For Management
Director
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO.(FORMERLY SHANGHAI HAI XING)
Ticker: Security ID: Y1503Y108
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: NOV 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Convertible Bonds For For Management
2 Approve the Terms of the Type of Debt For For Management
Securities to be Issued
3 Approve Total Amount of Convertible Bonds For For Management
4 Approve Face Value of Convertible Bonds For For Management
5 Approve Issue Price of Convertible Bonds For For Management
6 Approve Maturity of Convertible Bonds For For Management
7 Approve Coupon Rate of Convertible Bonds For For Management
8 Approve Payment of Interest of For For Management
Convertible Bonds
9 Approve Conversion Period of Convertible For For Management
Bonds
10 Approve Determination of Conversion Price For For Management
and Adjustment Method of Convertible
Bonds
11 Approve Downward Adjustment of Conversion For For Management
Price of Convertible Bonds
12 Approve Mechanism for Rounding Off For For Management
Fractions into Nearest Figures of
Convertible Bonds
13 Approve Terms of Redemption at the Option For For Management
of the Company
14 Approve Terms of Redemption at the Option For For Management
of the Bond Holder
15 Approve Vesting of Dividends for the For For Management
Conversion Year
16 Approve Method of Issuance and Targets in For For Management
Relation to the Proposed Issuance of
Convertible Bonds
17 Approve Placing Arrangement for Existing For For Management
Shareholders
18 Approve Use of Proceeds from the Issuance For For Management
of Convertible Bonds to Acquire Dry Bulk
Cargo Vessels
19 Approve Feasibility of the Proposed Use For For Management
of Proceeds from the Issuance of
Convertible Bonds
20 Approve Authority to Issue Convertible For For Management
Bonds within One Year from the Date of
this Resolution
21 Approve the Report of the Company on the For Against Management
Issue of 350 Million New A Shares on May
23, 2002 and the Use of Proceeds Arising
Therefrom
22 Authorize Board to Do All Acts and Things For For Management
and Execute Documents Necessary to
Implement the Issuance of Convertible
Bonds
- --------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO. LTD
Ticker: CHKIF Security ID: Y1503W102
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Previous Airbus Aircraft For For Management
Acquisition Agreement Between Airbus SNC
and the Company
2 Approve the Previous Boeing Aircraft For For Management
Acquisition Agreement Between The Boeing
Co. (Boeing) and Xiamen Airlines Co. Ltd.
(Xiamen Airlines)
3 Approve Xiamen Aircraft Acquisition For For Management
Agreement Between the Boeing Co. and
Xiamen Airlines
4 Approve Boeing Aircraft Acquisition For For Management
Agreement Between Boeing and the Company
5 Elect Li Wenxin as Director and Authorize For For Management
Board to Fix His Remuneration
6 Amend Rules and Procedures for Board of For For Management
Directors and Rules and Procedures for
Shareholders' General Meeting
7 Amend Rules of Procedures for Board of For For Management
Supervisors
8 Approve Purchase of Liability Insurance For For Management
for Directors and Senior Management
Personnel
1 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO. LTD
Ticker: CHKIF Security ID: Y1503W102
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Proposal For For Management
5 Appoint KPMG Huazhen as PRC Auditors and For For Management
KPMG as International Auditors and
Authorize Board to Fix Their Remuneration
6 Approve Change of the Method of Procuring For Against Management
One A330 Aircraft
7 Authorize Board to Change the Method of For For Management
Procuring Aircraft in Time According to
Actual Operating Conditions of the
Company
8 Amend Articles Re: Composition of For For Management
Administrative Officers
9 Elect Liu Shao Yong as Director and For For Management
Authorize Board to Fix His Remuneration
10 Elect Li Wen Xin as Director and For For Management
Authorize Board to Fix His Remuneration
11 Elect Wang Quan Hua as Director and For For Management
Authorize Board to Fix His Remuneration
12 Elect Zhao Liu An as Director and For For Management
Authorize Board to Fix His Remuneration
13 Elect Si Xian Min as Director and For For Management
Authorize Board to Fix His Remuneration
14 Elect Tan Wan Geng as Director and For For Management
Authorize Board to Fix His Remuneration
15 Elect Xu Jie Bo as Director and Authorize For For Management
Board to Fix His Remuneration
16 Elect Chen Zhen You as Director and For For Management
Authorize Board to Fix His Remuneration
17 Elect Wang Zhi as Independent Director For For Management
and Authorize Board to Fix His
Remuneration
18 Elect Sui Guang Jun as Independent For For Management
Director and Authorize Board to Fix His
Remuneration
19 Elect Gong Hua Zhang as Independent For For Management
Director and Authorize Board to Fix His
Remuneration
20 Elect Ling Guang Yu as Independent For For Management
Director and Authorize Board to Fix His
Remuneration
21 Approve Resignation of Wei Ming Hai and For For Management
Peter Lok as Independent Directors
22 Elect Sun Xiao Yi as Supervisor and For For Management
Authorize Supervisory Committee to Fix
His Remuneration
23 Elect Yang Guang Hua as Supervisor and For For Management
Authorize Supervisory Committee to Fix
His Remuneration
24 Elect Yang Yi Hua as Supervisor and For For Management
Authorize Supervisory Committee to Fix
Her Remuneration
25 Elect Liu Biao as Supervisor and For For Management
Authorize Supervisory Committee to Fix
His Remuneration
26 Elect Liang Zhong Gao as Supervisor and For For Management
Authorize Supervisory Committee to Fix
His Remuneration
27 Authorize Board to Examine and Approve For Against Management
External Guarantees with the Cumulative
Total of RMB 100.0 Million in Each Fiscal
Year
- --------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: Security ID: Y1505D102
Meeting Date: OCT 25, 2006 Meeting Type: Special
Record Date: SEP 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Engineering Framework Agreements For Abstain Management
2 Approve Interconnection Agreement For Abstain Management
3 Approve Proposed Annual Caps for the For Abstain Management
Engineering Framework Agreements for the
Years Ending Dec. 31, 2007 and Dec. 31,
2008
4 Approve Proposed No Annual Cap for the For Abstain Management
Interconnection Agreement for the Years
Ending Dec. 31, 2007 and Dec. 31, 2008
5 Approve Strategic Aggreement For Abstain Management
- --------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: Security ID: Y1505D102
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: APR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Profit Distribution Proposal and For For Management
Final Dividend
3 Reappoint KPMG and KPMG Huazhen as For For Management
International and Domestic Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
4 Approve Resignation of Zhang Xiuqin as For For Management
Supervisor
5 Approve Resignation of Li Jian as For For Management
Supervisor
6 Appoint Xiao Jinxue as Supervisor and For For Management
Authorize the Supervisory Committee to
Fix Her Remuneration
7 Appoint Wang Haiyun as Supervisor and For For Management
Authorize the Supervisory Committee to
Fix Her Remuneration
8 Amend Articles of Association For For Management
9a Approve Issuance of Debentures with a For For Management
Maximum Outstanding Repayment Amount of
RMB 40 Bilion (the Issue)
9b Authorize Board to Determine Specific For For Management
Terms, Conditions and Other Matters, Do
All Such Acts and Take All Step Necessary
to Implement the Issue
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Increase in Registered Capital For Against Management
- --------------------------------------------------------------------------------
CHINA TING GROUP HOLDINGS LTD
Ticker: Security ID: G8439J105
Meeting Date: OCT 23, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Concept Creator For For Management
Fashion Ltd. of 92.0 Percent of the
Registered Capital in Zhejiang Huading
Group Co. Ltd. from Ding Xinger, Ye Ai
Min, Jin Xiao Ying, and Fu Xiao Bo
- --------------------------------------------------------------------------------
CHINA TRAVEL INTERNATIONAL INVESTMENT HK LTD.
Ticker: Security ID: Y1507D100
Meeting Date: DEC 22, 2006 Meeting Type: Special
Record Date: DEC 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transaction For Abstain Management
in Connection with Travel Permit
Administration and Proposed Cap
- --------------------------------------------------------------------------------
CHINA TRAVEL INTERNATIONAL INVESTMENT HK LTD.
Ticker: Security ID: Y1507D100
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: JUN 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Xiong Weiping as Director For For Management
3b Reelect Zheng Heshui as Director For For Management
3c Reelect Lo Shui On as Director For For Management
3d Reelect Jiang Yan as Director For For Management
3e Reelect Mao Jianjun as Director For For Management
3f Reelect Fong Yun Wah as Director For For Management
3g Reelect Wong Man Kong as Director For For Management
3h Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
CHINA WATER INDUSTRY GROUP LTD.
Ticker: Security ID: G2114E101
Meeting Date: MAY 14, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Billion City For Abstain Management
Investments Ltd. of 60 Percent of the
Entire Issued Share Capital and 60
Percent Shareholders' Loan of Onfar
International Ltd. from Boost Skill
Investment Ltd. at an Aggregate
Consideration of RMB 30.0 Million
- --------------------------------------------------------------------------------
CHINA WATER INDUSTRY GROUP LTD.
Ticker: Security ID: G2114E101
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Wang Xiao Bo as Executive For For Management
Director
2b Reelect Zhong Wen Sheng as Executive For For Management
Director
2c Reelect Sze Chun Ning, Vincent as For For Management
Executive Director
2d Reelect Liu Bai Yue as Executive Director For For Management
2e Reelect Shi De Mao as Executive Director For For Management
2f Reelect Chu Yin Yin, Georgiana as For For Management
Executive Director
2g Reelect Huang Yuan Wen as Non-Executive For For Management
Director
2h Reelect Pan Shi Ying as Non-Executive For For Management
Director
2i Reelect Chang Kin Man as Independent For For Management
Non-Executive Director
2j Reelect Wu Tak Lung as Independent For For Management
Non-Executive Director
2k Reelect Gu Wen Xuan as Independent For For Management
Non-Executive Director
2l Authorize Board to Fix the Remuneration For Against Management
of Directors
3 Reappoint SHINEWING (HK) CPA Limited as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Approve Issuance of Shares Pursuant to For Against Management
the Share Option Scheme
- --------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD
Ticker: Security ID: G21159101
Meeting Date: DEC 11, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Interest Transfer For Abstain Management
Agreements for the Acquisitions of
Guangyuan Furun, Handan Furun, Kaifeng
Furun, Kaiyan Furun, Sichuan Furun, and
Suzhou Furun
- --------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LTD
Ticker: Security ID: G21159101
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAY 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.042 Per For For Management
Share
3a Reelect Zhu Yiliang as Executive Director For For Management
3b Reelect Zhang Yuanfei as Executive For For Management
Director
3c Reelect Feng Kuandei as Executive For For Management
Director
3d Reelect Jiao Shuge (alias Jiao Zhen) as For For Management
Non-Executive Director
3e Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD
Ticker: Security ID: G2110A103
Meeting Date: OCT 27, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Services Agreement For For Management
2 Approve Annual Caps under the Master For For Management
Services Agreement
3 Authorize Board to Do Such Things For For Management
Necessary to Give Effect to the Master
Services Agreement
- --------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD
Ticker: Security ID: G2110A103
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Wang Hui as Director For For Management
3b Reelect Duncan Chiu as Director For For Management
3c Reelect Zeng Zhijie as Director For For Management
4 Authorize Board to Fix the Remuneration For Against Management
of Directors
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Approve Issuance of Shares Pursuant to For Against Management
the Share Option Scheme
- --------------------------------------------------------------------------------
CHONGQING IRON & STEEL CO. LTD.
Ticker: Security ID: Y15842100
Meeting Date: JUN 18, 2007 Meeting Type: Annual
Record Date: MAY 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Approve Profit Distribution Plan and For For Management
Final Dividend of RMB 0.1 Per Share
5 Appoint KPMG Huazhen and KPMG as PRC and For Against Management
Hong Kong Auditors, Respectively, and
Authorize Board to Fix Their Remuneration
6 Amend Articles Re: Capital Structure For For Management
7 Approve Issuance of Short-Term Commercial For For Management
Paper with an Amount Not Exceeding RMB
1.5 Billion and Authorize Board to
Finalize the Issue Plan
- --------------------------------------------------------------------------------
CITIC INT'L FINANCIAL HLDGS (FORMERLY CITIC KA WAH)
Ticker: Security ID: Y1636Y108
Meeting Date: JUL 19, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of a 19.9 Percent For For Management
Equity Interest in China CITIC Bank from
CITIC Group and Issuance of Consideration
Shares to CITIC Group
- --------------------------------------------------------------------------------
CITIC INT'L FINANCIAL HLDGS (FORMERLY CITIC KA WAH)
Ticker: Security ID: Y1636Y108
Meeting Date: FEB 9, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For For Management
Capital from HK$6.0 Billion to HK$8.0
Billion through the Creation of
Additional 2.0 Billion Shares of HK$1.0
Each
2 Approve Subscription by Banco Bilbao For For Management
Vizcaya Argentaria S.A. (BBVA) of 668.6
Million Shares in the Company
(Subscription Agreement) and the Exercise
of Anti-Dilution Rights by BBVA Pursuant
to the Subscription Agreement
3 Approve Subscription of Shares in China For Abstain Management
CITIC Bank (CNCB) Such that the Equity
Interest Held by the Company in CNCB, or
Its Successor, Would Be No Less than 15
Percent; and Approve Memorandum of
Understanding Among Citic Group, the
Company and CNCB
- --------------------------------------------------------------------------------
CITIC INT'L FINANCIAL HLDGS (FORMERLY CITIC KA WAH)
Ticker: Security ID: Y1636Y108
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.056 Per For For Management
Share
3a1 Reelect Kong Dan as Director For For Management
3a2 Reelect Chang Zhenming as Director For For Management
3a3 Reelect Dou Jianzhong as Director For For Management
3a4 Reelect Jose Barreiro as Director For For Management
3a5 Reelect Chan Hui Dor Lam Doreen as For For Management
Director
3a6 Reelect Chen Xiaoxian as Director For For Management
3a7 Reelect Fan Yifei as Director For For Management
3a8 Reelect Feng Xiaozeng as Director For For Management
3a9 Reelect Manuel Galatas as Director For For Management
3a10 Reelect Rafael Gil-Tienda as Director For For Management
3a11 Reelect Ju Weimin as Director For For Management
3a12 Reelect Lam Kwong Siu as Director For For Management
3a13 Reelect Liu Jifu as Director For For Management
3a14 Reelect Lo Wing Yat Kelvin as Director For For Management
3a15 Reelect Roger Clark Spyer as Director For For Management
3a16 Reelect Tsang Yiu Keung Paul as Director For For Management
3a17 Reelect Wang Dongming as Director For For Management
3a18 Reelect Zhao Shengbiao as Director For For Management
3b Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Appoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
CITIC PACIFIC LTD
Ticker: Security ID: Y1639J116
Meeting Date: AUG 21, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Agreement and For For Management
Transaction
- --------------------------------------------------------------------------------
CITIC PACIFIC LTD
Ticker: Security ID: Y1639J116
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a Reelect Larry Yung Chi Kin as Director For For Management
3b Reelect Peter Lee Chung Hing as Director For For Management
3c Reelect Vernon Francis Moore as Director For For Management
3d Reelect Liu Jifu as Director For For Management
3e Reelect Willie Chang as Director For For Management
3f Reelect Norman Ho Hau Chong as Director For For Management
3g Reelect Chang Zhenming as Director For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Adopt CITIC 1616 Holdings Limited Share For For Management
Option Plan
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: SEP 29, 2006 Meeting Type: Special
Record Date: SEP 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Caps for Connected For Abstain Management
Transactions
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: MAR 30, 2007 Meeting Type: Special
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Abstain Management
Related Party and Proposed Cap
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: Y1662W117
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAY 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Luo Han as Non-Executive Director For For Management
3b Reelect Wu Guangqi as Executive Director For For Management
3c Reelect Chiu Sung Hong as Independent For For Management
Non-Executive Director
3d Reelect Tse Hau Yin, Aloysius as For For Management
Independent Non-Executive Director
3e Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
1 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
COFCO INTERNATIONAL LTD. (CHINA FOODS HOLD. LTD. )
Ticker: Security ID: G2251V106
Meeting Date: DEC 28, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Beverage Purchase Agreements and For Abstain Management
Relevant Annual Caps
2a Approve Mutual Supply Agreement and For Abstain Management
Relevant Annual Caps for the for the
Purchase from COFCO Group of Relevant
Goods and Services
2b Approve Mutual Supply Agreement and For Abstain Management
Relevant Annual Caps for the Sale of
Relevant Goods to COFCO Group
- --------------------------------------------------------------------------------
COFCO INTERNATIONAL LTD. (CHINA FOODS HOLD. LTD. )
Ticker: Security ID: G2251V106
Meeting Date: JAN 29, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve China Agri Hldgs. Share Option For Abstain Management
Scheme
2 Approve Amendment to Conditions of For Abstain Management
Connected Transactions Passed at the
Special General Meeting on Nov. 21, 2006
- --------------------------------------------------------------------------------
COFCO INTERNATIONAL LTD. (CHINA FOODS HOLD. LTD. )
Ticker: Security ID: G2251V106
Meeting Date: FEB 5, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendment to the Condition for For For Management
the Change in Company Name Approved on
Nov. 21, 2006
- --------------------------------------------------------------------------------
COSCO INTERNATIONAL HOLDINGS (FRMRL. SHUN SHING HOLDINGS)
Ticker: Security ID: G8114Z101
Meeting Date: OCT 19, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Dynamic Class Ltd. For Abstain Management
of 20 Percent and 4 Percent Equity
Interest in Sino Ocean Real Estate
Development Co., Ltd. from COSCO and
COSCO Tianjin, Respectively, at a
Consideration of RMB 329.4 Million and
RMB 65.9 Million, Respectively
- --------------------------------------------------------------------------------
COSCO INTERNATIONAL HOLDINGS (FRMRL. SHUN SHING HOLDINGS)
Ticker: Security ID: G8114Z101
Meeting Date: DEC 21, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction and Annual For Abstain Management
Caps
- --------------------------------------------------------------------------------
COSCO INTERNATIONAL HOLDINGS (FRMRL. SHUN SHING HOLDINGS)
Ticker: Security ID: G8114Z101
Meeting Date: MAR 15, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale by COSCO (B.V.I.) Hldgs. For Abstain Management
Ltd. of 100 Shares of $1.0 Each in the
Issued Share Capital of COSCO
Construction Ltd. and Related
Shareholder's Loan to COSCO (H.K.)
Property Devt. Ltd.
- --------------------------------------------------------------------------------
COSCO INTERNATIONAL HOLDINGS (FRMRL. SHUN SHING HOLDINGS)
Ticker: Security ID: G8114Z101
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Wei Jiafu as Director For For Management
3b Reelect Liu Guoyuan as Director For For Management
3c Reelect Li Jianhong as Director For For Management
3d Reelect Wang Futian as Director For For Management
3e Reelect Jia Lianjun as Director For For Management
3f Reelect Wang Xiaoming as Director For For Management
3g Reelect Liang Yanfeng as Director For For Management
3h Reelect Meng Qinghui as Director For For Management
3i Reelect Chen Xuewen as Director For For Management
3j Reelect Lin Libing as Director For For Management
3k Reelect Wang Xiaodong as Director For For Management
3l Reelect Lin Wenjin as Director For For Management
3m Reelect Kwong Che Keung, Gordon as For For Management
Director
3n Reelect Tsui Yiu Wa, Alec as Director For For Management
3o Reelect Jiang, Simon X. as Director For For Management
3p Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
COSCO PACIFIC LIMITED
Ticker: Security ID: G2442N104
Meeting Date: MAY 17, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve APM Shipping Services Master For Abstain Management
Agreement and Annual Caps
2 Approve COSCON Shipping Services Master For Abstain Management
Agreement and Annual Caps
3 Approve COSCON Container Services For Abstain Management
Agreement and Annual Caps
- --------------------------------------------------------------------------------
COSCO PACIFIC LIMITED
Ticker: Security ID: G2442N104
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a1 Relect Li Jianhong as Director For For Management
3a2 Relect Sun Yueying as Director For For Management
3a3 Relect Xu Minjie as Director For For Management
3a4 Relect Wong Tin Yau, Kelvin as Director For For Management
3a5 Relect Li Kwok Po, David as Director For For Management
3a6 Relect Liu Lit Man as Director For For Management
3b Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
DENWAY MOTORS LTD. (FORMERLY DENWAY INVESTMENT)
Ticker: Security ID: Y2032Y106
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: MAY 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Elect ZHANG Fangyou as Director For For Management
3b Elect ZENG Qinghong as Director For For Management
3c Elect CHEUNG Doi Shu as Director For For Management
3d Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: Security ID: G2759B107
Meeting Date: AUG 23, 2006 Meeting Type: Annual
Record Date: AUG 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect LIN Yang as Director For For Management
3b Reelect HUA Zhinian as Director For For Management
3c Reelect WU Jinglian as Director For For Management
3d Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Amend Bylaws Re: Voting by Poll and For Against Management
Removal of Directors
- --------------------------------------------------------------------------------
ENRIC ENERGY EQUIPMENT HOLDINGS LTD
Ticker: Security ID: G30670106
Meeting Date: JUL 12, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of Shares on the Growth For For Management
Enterprise Market of the Stock Exchange
of Hong Kong Ltd. and Listing of Shares
on the Main Board of the Stock Exchange
of Hong Kong Ltd.
2 Approve New Share Option Scheme and For For Management
Terminate Existing Share Option Scheme
- --------------------------------------------------------------------------------
ENRIC ENERGY EQUIPMENT HOLDINGS LTD
Ticker: Security ID: G30670106
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Wang Yusuo as Director For For Management
2b Reelect Jin Yongsheng as Director For For Management
2c Reelect Cai Hongqiu as Director For For Management
2d Reelect Zhao Xiaowen as Director For For Management
2e Reelect Zhou Kexing as Director For For Management
2f Reelect Cheong Siu Fai as Director For For Management
2g Approve Remuneration of Directors For Against Management
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
EVA PRECISION INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: G32148101
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2a Reelect Leung Tai Chiu as Independent For For Management
Non-Executive Director
2b Reelect Lui Sun Wing as Independent For For Management
Non-Executive Director
2c Reelect Choy Tak Ho as Independent For For Management
Non-Executive Director
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Approve Issuance of Shares Pursuant to For Against Management
Share Option Scheme
- --------------------------------------------------------------------------------
FUJIKON INDUSTRIAL HOLDINGS LTD
Ticker: Security ID: G3685C102
Meeting Date: AUG 10, 2006 Meeting Type: Annual
Record Date: AUG 4, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Against Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Ng Kwong Hing as Director For For Management
3b Reelect Chang Chu Cheng as Director For For Management
3c Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Amend Bylaws Re: Voting by Poll, For Against Management
Retirement by Rotation, and Appointment
of Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
Ticker: Security ID: G3777B103
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 1st Zhejiang JV Capital For For Management
Increase Agreement between Centurion
Industries Ltd. and Zhejiang Geely Merrie
Automobile Co. Ltd. in Relation to the
Increase in the Registered Capital of
Zhejiang Geely Automobile Co. Ltd.
2 Approve the Shanghai Maple JV Capital For For Management
Increase Agreement between Value Century
Grp. Ltd. and Shanghai Maple Automobile
Co. Ltd. in Relation to the Increase in
the Registered Capital of Shanghai Maple
Guorun Automobile Co. Ltd.
3 Approve the 2nd Zhejiang JV Capital For For Management
Increase Agreement between Centurion
Industries Ltd. and Zhejiang Geely Merrie
Automobile Co. Ltd. in Relation to the
Increase in the Registered Capital of
Zhejiang Geely Automobile Co. Ltd.
- --------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
Ticker: Security ID: G3777B103
Meeting Date: APR 18, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of a 48 Percent Interest For For Management
in the Registered Capital of Shanghai
Geely Maple Automaotive Components Co.
Ltd. to Manganese Bronze Hldgs. Plc
2 Approve Amended and Restated JV Agreement For Abstain Management
Entered into Between Luck Empire
Investment Ltd. Manganese Bronze Hldgs.
Plc and Shaghai Maple Automobile Co. Ltd.
to Operate Shanghai LTI Automobile
Components Co. Ltd.
3 Approve Land and Facilities Contract and For Abstain Management
Annual Caps
4 Approve Contract Manufacturing Agreement For Abstain Management
and Annual Caps
5 Approve Supply and Purchase Agreement for For Abstain Management
Parts and Components and Annual Caps
6 Approve Supply and Purchase Agreement For Abstain Management
for Parts and Components and Sub-Assembly
and Annual Caps
- --------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
Ticker: Security ID: G3777B103
Meeting Date: APR 30, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Venture Agreement Between For Abstain Management
Zhejiang Haoqing Automobile Manufacturing
Co. Ltd. and Centurion Industries Ltd
(Centurion) to Establish a Sino-Foreign
Equity Joint Venture
2 Approve Joint Venture Agreement Between For Abstain Management
Zhejiang Geely Merrie Automobile Co. Ltd.
and Centurion to Establish a Sino-Foreign
Equity Joint Venture
- --------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD)
Ticker: Security ID: G3777B103
Meeting Date: MAY 14, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final and Special Dividend For For Management
3a1 Reelect Yang Jian as Director For For Management
3a2 Reelect Yin Da Qing, Richard as Director For For Management
3a3 Reelect Liu Jin Liang as Director For For Management
3a4 Reelect Zhao Fuquan as Director For For Management
3b Authorize Board to Fix Remuneration of For Against Management
Directors
4 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO
Ticker: GNGYF Security ID: Y2930P108
Meeting Date: JUN 28, 2007 Meeting Type: Special
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction with a For Abstain Management
Related Party and Annual Cap
- --------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO
Ticker: GNGYF Security ID: Y2930P108
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Provisionary Budget for Fiscal For Against Management
Year 2007
6 Appoint Deloitte Touche Tohmatsu CPA Ltd. For For Management
as PRC Auditors and Authorize Board and
the Audit Committee to Fix Their
Remuneration
7 Appoint PricewaterhouseCoopers Certified For For Management
Public Accountants as International
Auditors and Authorize Board and the
Audit Committee to Fix Their Remuneration
8 Authorize Board to Fix the Remuneration For Against Management
of Independent Non-Executive Directors
9 Amend Articles For For Management
10 Other Business (Voting) For For Management
11 Approve the Termination of Engagement of For Against Management
Wu Junguang as Director
12 Elect He Yuhua as Director For For Management
- --------------------------------------------------------------------------------
GUANGZHOU INVESTMENT CO. LTD
Ticker: Security ID: Y2931U106
Meeting Date: JUN 21, 2007 Meeting Type: Annual
Record Date: JUN 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Li Xinmin as Director For For Management
3b Reelect He Zili as Director For For Management
3c Reelect Zhou Jin as Director For For Management
3d Reelect Yu Lup Fat Joseph as Director For For Management
3e Reelect Lee Ka Lun as Director For For Management
3f Reelect Lau Hon Chuen Ambrose as Director For For Management
3g Authorize Board to Fix Remuneration of For Against Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
GZI REAL ESTATE INVESTMENT TRUST
Ticker: Security ID: Y2971R104
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAY 7, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Appoint Auditors and Authorize Board to For Against Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
HARBIN POWER EQUIPMENT CO.
Ticker: Security ID: Y30683109
Meeting Date: SEP 29, 2006 Meeting Type: Special
Record Date: AUG 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Gong Jing-kun as Executive Director For For Management
1b Elect Zhao Ke-fei as Executive Director For For Management
1c Elect Qu Da-zhuang as Executive Director For For Management
1d Elect Duan Hong-yi as Executive Director For For Management
1e Elect Shang Zhong-fu as Executive For For Management
Director
1f Elect Wu Wei-zhang as Executive Director For For Management
1g Elect Zhou Dao-jun as Independent For For Management
Non-Executive Director
1h Elect Ding Xue-mei as Independent For For Management
Non-Executive Director
1i Elect Jia Cheng-bing as Independent For For Management
Non-Executive Director
1j Elect Li He-jun as Independent For For Management
Non-Executive Director
1k Elect Jiang Kui as Independent For For Management
Non-Executive Director
2a Elect Lang En-qi as Supervisor For For Management
2b Elect Yang Xu as Supervisor For For Management
2c Elect Chen Si as Independent Supervisor For For Management
- --------------------------------------------------------------------------------
HARBIN POWER EQUIPMENT CO.
Ticker: Security ID: Y30683109
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For Against Management
Reports
4 Approve Dividend of RMB 0.09 Per Share For For Management
5 Authorize Board to Appoint Any Person to For For Management
Fill in a Casual Vacancy or as an
Additional Director
6 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
HONGGUO INTERNATIONAL HOLDINGS LTD
Ticker: Security ID: G45840108
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports
2 Declare First and Final Dividend of For For Management
$0.0073 Per Share
3 Reelect Chen Yixi as Director For For Management
4 Reelect Chen Seow Phun John as Director For For Management
5 Approve Directors' Fees of SGD 170,000 For Against Management
for the Year Ended Dec. 31, 2006 (2005:
SGD 120,000)
6 Reappoint Deloitte & Touche as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Shares without For For Management
Preemptive Rights
- --------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC.
Ticker: Security ID: Y3744A105
Meeting Date: DEC 5, 2006 Meeting Type: Special
Record Date: NOV 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 5 Percent Equity For For Management
Interest in Henan Huaneng Qinbei Power
Ltd. Co. from China Huaneng Group at a
Consideration of RMB 65.8 Million
2 Approve Increase in the Registered For Abstain Management
Capital of Huaneng Sichuan Hydropower
Co., Ltd. by Way of Capital Injection of
RMB 615.0 Million to be Made Solely by
China Huaneng Group
- --------------------------------------------------------------------------------
HUNAN NONFERROUS METALS CORP LTD
Ticker: Security ID: Y3767E109
Meeting Date: FEB 5, 2007 Meeting Type: Special
Record Date: JAN 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
Ticker: Security ID: ADPV10024
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of Supervisors For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan and For For Management
Dividend Recommendation
5 Reappoint Ernst & Young and Ernst & Young For For Management
Hua Ming as International and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
6a Elect Xu Shanda as Independent For For Management
Non-Executive Director
6b Elect Chen Xiaoyue as Independent For For Management
Non-Executive Director
7 Approve 2007 Fixed Assets Investment For Management
Budget
- --------------------------------------------------------------------------------
KASEN INTERNATIONAL HOLDINGS LTD
Ticker: Security ID: G5216Q104
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: MAY 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Reelect Zhang Huaqiao as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
3 Reelect Zhu Zhangjin as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
4 Reelect Lu Yungang as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6 Approve and Ratify Payment of Interim For For Management
Dividend
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
- --------------------------------------------------------------------------------
KERRY PROPERTIES LTD
Ticker: Security ID: G52440107
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: APR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Ma Wing Kai, William as Director For For Management
3b Reelect Lau Ling Fai, Herald as Director For For Management
4 Approve Remuneration of Directors For Against Management
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: Security ID: G52562140
Meeting Date: JUL 4, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer by Elec & Eltek For Abstain Management
Electronic Components Ltd. of a 10
Percent Equity Interest in Elec & Eltek
Display Technology Ltd. to Wong Ming Yam
- --------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: Security ID: G52562140
Meeting Date: DEC 8, 2006 Meeting Type: Special
Record Date: DEC 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transactions and Annual For Abstain Management
Caps
- --------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: Security ID: G52562140
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a Reelect Cheung Kwong Kwan as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
3b Reelect Mok Cham Hung, Chadwick as For For Management
Executive Director and Authorize Board to
Fix His Remuneration
3c Reelect Ho Yin Sang as Executive Director For For Management
and Authorize Board to Fix His
Remuneration
3d Reelect Cheung Wai Lin, Stephanie as For For Management
Executive Director and Authorize Board to
Fix Her Remuneration
3e Reelect Cheng Ming Fun, Paul as For For Management
Independent Non-Executive Director and
Authorize Board to Fix His Remuneration
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD
Ticker: Security ID: G52562140
Meeting Date: JUN 25, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve KBL Share Option Scheme For For Management
- --------------------------------------------------------------------------------
LIANHUA SUPERMARKET HOLDINGS CO LTD
Ticker: Security ID: Y5279F102
Meeting Date: NOV 2, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 18.18 Percent For For Management
Equity Interest in Shanghai Lianhua
E-Commerce Corp. Ltd. from Shanghai
Industrial United (Group) Joint Stock Co.
Ltd.
2 Approve Acquisition of 22.21 Percent For For Management
Equity Interest in Shanghai Century
Lianhua Supermarket Development Co. Ltd.
from Shanghai Industrial United (Group)
Commercial Network Development Co. Ltd.
- --------------------------------------------------------------------------------
LIANHUA SUPERMARKET HOLDINGS CO LTD
Ticker: Security ID: Y5279F102
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Proposal and For Against Management
Final Dividend of RMB 0.07 Per Share
5 Elect Wang Zhigang and Yao Fang as For For Management
Executive Director and Non-Executive
Director, Respectively
6 Authorize Board to Adopt a New For For Management
Remuneration Policy for Executive
Directors and Supervisors for the Year
2007
7 Reappoint Shanghai Certified Public For For Management
Accountants and PricewaterhouseCoopers as
PRC and International Auditors,
Respectively, and Authorize Board to Fix
Their Remuneration
8 Approve Interim Dividend For For Management
9 Other Business (Voting) For Against Management
1 Approve Issuance of H Shares without For Against Management
Preemptive Rights
- --------------------------------------------------------------------------------
LINGBAO GOLD COMPANY LTD
Ticker: Security ID: Y52794107
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Final Dividend For For Management
5 Authorize Board to Fix the Remuneration For Against Management
of Directors and Supervisors
6 Reappoint KPMG and Peking Certified For For Management
Public Accountants as International and
PRC Auditors and Authorize Board to Fix
Their Remuneration
7 Other Business (Voting) For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
MAANSHAN IRON & STEEL COMPANY LTD.
Ticker: Security ID: Y5361G109
Meeting Date: JUN 12, 2007 Meeting Type: Annual
Record Date: MAY 11, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Supervisory For For Management
Committee
3 Accept Financial Statements For For Management
4 Approve Profit Appropriation For For Management
5 Appoint Ernst & Young Hua Ming and Ernst For For Management
& Young as Auditors and Authorize Board
to Fix Their Remuneration
- --------------------------------------------------------------------------------
ORIENTAL INVESTMENT CORPORATION LTD
Ticker: Security ID: G67734106
Meeting Date: MAR 23, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Mandate for the Issuance of For Against Management
Equity or Equity-Linked Securities
without Preemptive Rights
- --------------------------------------------------------------------------------
ORIENTAL INVESTMENT CORPORATION LTD
Ticker: Security ID: G67734106
Meeting Date: APR 2, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by China Power (New For Abstain Management
Energy) Hldgs. Ltd. of 44.0 Percent of
the Issued Share Capital of Tianhan
Development Ltd. from China Power
International New Energy Development Ltd.
for a Consideration of HK$102.7 Million
- --------------------------------------------------------------------------------
ORIENTAL INVESTMENT CORPORATION LTD
Ticker: Security ID: G67734106
Meeting Date: APR 27, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Mandate for the Issuance of For Against Management
Equity or Equity-Linked Securities
without Preemptive Rights
2 Approve Issuance of Shares and Grant of For For Management
Options Pursuant to Share Option Scheme
- --------------------------------------------------------------------------------
ORIENTAL INVESTMENT CORPORATION LTD
Ticker: Security ID: G67734106
Meeting Date: JUN 1, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to China Power New For For Management
Energy Development Company Ltd. and Adopt
New Chinese Name
2 Approve Increase in Authorized Share For For Management
Capital from HK$600.0 Million to HK$1.0
Billion by the Creation of Additional 4.0
Billion Shares
3a Reelect Li Xiaolin as Director For For Management
3b Reelect Zhao Xinyan as Director For For Management
- --------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: NOV 1, 2006 Meeting Type: Special
Record Date: OCT 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transactions For Abstain Management
Arising from the Acquisition of a 67
Percent Interest in PetroKazakhstan Inc.
by PetroChina Co. Ltd. through CNPC
Exploration and Development Co. Ltd.
within the Scope of the Amended
Comprehensive Agreement
2 Approve Revision of Existing Annual Caps For Abstain Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
the Acquisition of Petrokazakhstan Inc.
3 Approve Revision of Existing Annual Caps For Abstain Management
of Each of the Continuing Connected
Transaction Under the Amended
Comprehensive Agreement as a Result of
Changes to Production and Operational
Environment of PetroChina Co. Ltd.
4 Approve Revision of Existing Annual Caps For Abstain Management
in Respect of the Products and Services
to be Provided by PetroChina Co. Ltd. and
its Subsidiaries to China Railway
Materials and Suppliers Corp.
5 Amend Articles Re: Scope of Business For For Management
- --------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: Security ID: Y6883Q104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Final Dividend For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for the
Year 2007
6 Reappoint PricewaterhouseCoopers,CPA and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Co. Ltd., CPA as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their Remuneration
7 Reelect Jiang Jiemin as Director For For Management
8 Reelect Zhou Jiping as Director For For Management
9 Reelect Duan Wende as Director For For Management
10 Reelect Sun Xianfeng as Supervisor For For Management
11 Reelect Zhang Jinzhu as Supervisor For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Disposal of 70 Percent Equity For Abstain Management
Interest in China National United Oil
Corporation to China National Petroleum
Corporation
14 Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD
Ticker: Security ID: Y6975Z103
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Remuneration of Directors For Against Management
6 Approve Remuneration of Supervisors For Against Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Reappoint Ernst & Young and Ernst & Young For For Management
Hua Ming as International and Domestic
Auditors, Respectively and Authorize
Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
PRIME SUCCESS INTERNATIONAL GROUP LTD
Ticker: Security ID: G7243A102
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Kuo Jung-Cheng as Director For Against Management
3b Reelect Huang Shun-Tsai as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
ROAD KING INFRASTRUCTURE LTD.
Ticker: Security ID: G76058109
Meeting Date: DEC 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 20 Million Shares For Abstain Management
Pursuant to a Subscription Agreement with
Shenzhen Investment Ltd.
- --------------------------------------------------------------------------------
ROAD KING INFRASTRUCTURE LTD.
Ticker: Security ID: G76058109
Meeting Date: DEC 22, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sunco A Subscription Agreement For Abstain Management
Relating to the Subscription of 55
Percent of the Enlarged Issued Capital of
Sunco Binhai Land Ltd.
2 Approve Suzhou Sunco Acquisition For Abstain Management
Agreement Relating to the Acquisition by
Changzhou Hongxi of the Entire Registered
Capital of Suzhou Sunco and the
Shareholders Loan
3 Approve Advance of a Loan in the For Abstain Management
Aggregate Principal Amount of RMB 363.6
Million to Sunco Real Estate Investment
Ltd.
- --------------------------------------------------------------------------------
ROAD KING INFRASTRUCTURE LTD.
Ticker: Security ID: G76058109
Meeting Date: MAY 7, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Advance of a Loan by RK For Abstain Management
Investment (Beijing) Ltd. of Up to
HK$600.0 Million to Sunco Property Hldgs.
Co. Ltd. at an Interest Rate of 6 Percent
Per Annum
- --------------------------------------------------------------------------------
ROAD KING INFRASTRUCTURE LTD.
Ticker: Security ID: G76058109
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAY 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Declare Final Dividend For For Management
3a Reelect Hu Aimin as Director For Against Management
3b Reelect Chan Hing Chiu, Vincent as For For Management
Director
3c Reelect Chow Shiu Kee, Stephen as For For Management
Director
3d Reelect Lau Sai Yung as Director For For Management
3e Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Approve Issuance of Shares Pursuant to For Against Management
the Share Option Scheme
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: SEP 29, 2006 Meeting Type: Special
Record Date: AUG 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend of RMB 0.02 Per For For Management
Share
- --------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: FEB 28, 2007 Meeting Type: Special
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Jia Maio as Independent For For Management
Non-Executive Director and Approve
Remuneration of RMB 30,000 Per Annum
- --------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO LTD
Ticker: Security ID: Y76824104
Meeting Date: SEP 12, 2006 Meeting Type: Special
Record Date: JUL 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Framework Purchase For Abstain Management
Agreement
2 Approve Connected Transactions with For Abstain Management
Siemens Group
3 Approve Framework Financial Services For Abstain Management
Agreements
4 Elect Xu Jianguo as Executive Director For Abstain Management
- --------------------------------------------------------------------------------
SHANGHAI PRIME MACHINERY COMPANY LTD
Ticker: Security ID: Y7687Y103
Meeting Date: JUN 22, 2007 Meeting Type: Annual
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Rules of Procedure of Supervisory For For Management
Committee Meetings
5 Approve Profit Allocation and Dividend For For Management
Recommendation
6 Reappoint Ernst & Young Da Hua and Ernst For Against Management
& Young as PRC and International
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
7 Approve Policy on Remuneration of For Against Management
Directors and Supervisors and
Ratification of Remunerations Paid to
Directors and Supervisors
8 Approve Acquisition by Biaowu Fasteners For For Management
High Tensile Fasteners Co. Ltd. of the
Property and the Equipment from Shanghai
Tongqiang Fastener Co. Ltd. for a
Consideration of Approximately RMB 98.0
Million
9 Approve Supplemental Framework Sales For Abstain Management
Agreement
10 Change Company Address to Room 1501 For For Management
Floor, Jidian Edifice, 600 Heng Feng Rd,
Shanghai, China
- --------------------------------------------------------------------------------
SHANGHAI REAL ESTATE LTD
Ticker: Security ID: G8064F105
Meeting Date: DEC 21, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Gaken Investment For Abstain Management
Ltd. of the Remaining 30 Percent Equity
Interest in Shanghai Qinhai Real Estate
Co., Ltd. from Shanghai Chengfu
Enterprise Management Co. Ltd.
- --------------------------------------------------------------------------------
SHANGHAI REAL ESTATE LTD
Ticker: Security ID: G8064F105
Meeting Date: JAN 8, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Mayson Resources For Abstain Management
Ltd. of a 55 Percent Interest in Shanghai
Shuo Cheng Real Estate Ltd.
- --------------------------------------------------------------------------------
SINO-FOREST CORPORATION
Ticker: TRE Security ID: 82934H101
Meeting Date: MAY 28, 2007 Meeting Type: Annual/Special
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Allen T.Y. Chan, Kai Kit For Against Management
Poon, Edmund Mak, Simon Murray, James
M.E. Hyde and Judson Martin
2 Approve BDO McCabe Lo Limited as Auditors For For Management
and Authorize Board to Fix Remuneration
of Auditors
3 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
SINOCHEM HONG KONG HOLDINGS LIMITED (FORMERLY WAH TAK FUNG H
Ticker: Security ID: G8165Y110
Meeting Date: NOV 16, 2006 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Sinofert Holdings For For Management
Limited and Adopt New Chinese Name
- --------------------------------------------------------------------------------
SINOPEC SHANGHAI PETROCHEMICAL CO. (FORMERLY SHANGHAI PETROCHEMICAL CO LTD)
Ticker: SINDF Security ID: Y80373106
Meeting Date: JUN 19, 2007 Meeting Type: Annual
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisor Committee For For Management
3 Accept Financial Statements and Statutory For For Management
Reports
4 Approve Profit Appropriation Plan For For Management
5 Appoint KPMG Huazhen and KPMG as Domestic For For Management
and International Auditors and Authorize
Board to Fix Their Remuneration
6 Amend Articles Re: Scope of Business of For For Management
the Company
- --------------------------------------------------------------------------------
SINOTRANS LIMITED
Ticker: Security ID: Y6145J104
Meeting Date: OCT 18, 2006 Meeting Type: Special
Record Date: SEP 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Reform to be Conducted by For For Management
Sinotrans Air Transportation Development
Co. Ltd.
- --------------------------------------------------------------------------------
TPV TECHNOLOGY LIMITED (FRMLY TPV HOLDINGS LTD)
Ticker: Security ID: G8984D107
Meeting Date: NOV 28, 2006 Meeting Type: Special
Record Date: NOV 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 20 Percent For Abstain Management
Interest in Philips Consumer Electronics
Co. of Suzhou Ltd. (PCES) from
Koninklijke Philips Electronics NV
(Philips) and Transfer of 10 Percent
Interest in PCES from Philips (China)
Investment Co. Ltd. to the Company
2 Approve Increase of the Annual Caps in For Abstain Management
Respect of the Aggregate Fee Payable
under the Manufacturing and Sales
Agreement for Each of the Financial Years
Ending Dec. 31, 2006 and 2007
3 Authorize Board to Do All Things For For Management
Necessary in Connection with Resolutions
1 and 2
- --------------------------------------------------------------------------------
TPV TECHNOLOGY LIMITED (FRMLY TPV HOLDINGS LTD)
Ticker: Security ID: G8984D107
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Against Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Houng Yu-Te as Director For For Management
3b Reelect Wang Dongsheng as Director For For Management
3c Reelect Wong Chi Keung as Director For For Management
3d Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
XINAO GAS HOLDINGS
Ticker: Security ID: G9826J104
Meeting Date: MAY 29, 2007 Meeting Type: Annual
Record Date: MAY 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Yusuo as Director For For Management
3b Reelect Qiao Limin as Director For For Management
3c Reelect Cheng Chak Ngok as Director For For Management
3d Reelect Zhao Baoju as Director For For Management
3e Reelect Wang Guangtian as Director For For Management
3f Authorize Board to Fix the Remuneration For Against Management
of Directors
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
5c Authorize Reissuance of Repurchased For For Management
Shares
6 Approve Issuance of Shares Pursuant to For Against Management
the Exercise of Options Under the Share
Option Scheme
- --------------------------------------------------------------------------------
YORKEY OPTICAL INTERNATIONAL CAYMAN LTD
Ticker: Security ID: G98457107
Meeting Date: JUN 8, 2007 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected Transactions For Abstain Management
and Revised Annual Caps
- --------------------------------------------------------------------------------
YORKEY OPTICAL INTERNATIONAL CAYMAN LTD
Ticker: Security ID: G98457107
Meeting Date: JUN 8, 2007 Meeting Type: Annual
Record Date: MAY 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Cheng Wen-Tao as Director and For Against Management
Authorize Board to Fix His Remuneration
3b Reelect Liao Kuo-Ming as Director and For For Management
Authorize Board to Fix His Remuneration
3c Reelect Lai I-Jen as Director and For For Management
Authorize Board to Fix His Remuneration
3d Reelect Wu Shu-Ping as Director and For For Management
Authorize Board to Fix His Remuneration
3e Reelect Chiang Hsiang-Tsai as Director For For Management
and Authorize Board to Fix His
Remuneration
3f Reelect Chou Chih-Ming as Director and For For Management
Authorize Board to Fix His Remuneration
3g Reelect Lai Chung-Hsiung as Director and For For Management
Authorize Board to Fix His Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: Security ID: Y9891F102
Meeting Date: NOV 16, 2006 Meeting Type: Special
Record Date: OCT 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend of RMB 0.07 Per For For Management
Share
- --------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: Security ID: Y9891F102
Meeting Date: JUN 11, 2007 Meeting Type: Annual
Record Date: MAY 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements For For Management
4 Approve Final Dividend of RMB 0.20 Per For For Management
Share
5 Approve Financial Budget for Fiscal Year For For Management
2007
- --------------------------------------------------------------------------------
ZHENGZHOU GAS COMPANY LTD
Ticker: Security ID: Y9891G100
Meeting Date: NOV 22, 2006 Meeting Type: Special
Record Date: NOV 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of a Parcel of Land For For Management
and Gas Storage Structures from Zhengzhou
Gas Grp. LPG Co. Ltd. and Parcels of Land
from Zhengzhou Gas Grp. Co. Ltd.
2 Elect Wang Ping as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
3 Elect Chen Kun as Supervisor For For Management
- --------------------------------------------------------------------------------
ZHENGZHOU GAS COMPANY LTD
Ticker: Security ID: Y9891G100
Meeting Date: MAY 18, 2007 Meeting Type: Annual
Record Date: APR 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Report of the Supervisors For For Management
3 Approve Final Dividend of RMB 0.0285 Per For For Management
Share
4 Authorize Board to Fix Remuneration of For Against Management
Independent Directors, Directors and
Supervisors
5 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their Remuneration
6 Approve Annual Budget and Final Accounts For For Management
7 Approve Business Directions and For For Management
Investment Plans
8 Approve Remuneration Reform Plan For Against Management
- --------------------------------------------------------------------------------
ZHENGZHOU GAS COMPANY LTD
Ticker: Security ID: Y9891G100
Meeting Date: MAY 18, 2007 Meeting Type: Special
Record Date: MAY 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Land Use For For Management
Rights of Two Parcels of Land and Certain
Buildings Erected Thereon from Zhengzhou
Gas Group Co., Ltd.
1 Approve Withdrawal of H Shares on the For For Management
Growth Enterprise Market on the Stock
Exchange of Hong Kong Ltd. (the Stock
Exchange) and the Listing of H Shares on
the Main Board of the Stock Exchange
2 Adopt Amended Articles of Association For For Management
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: Security ID: Y0004F105
Meeting Date: MAR 13, 2007 Meeting Type: Special
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction Framework For Did Not Management
Agreement for 2007 and Annual Caps Vote
2 Approve Renewal of Continuing Connected For Did Not Management
Transactions for 2007 to 2009 and Annual Vote
Caps
3 Approve Adoption of the Phase I of the For Did Not Management
Share Incentive Scheme Vote
4a Approve Grant and Issue of 10,000 Subject For Did Not Management
Shares to Each of Xie Weiliang and Dong Vote
Lianbo, Respectively, Pursuant to the
Phase I of the Share Incentive Scheme
4b Approve Grant and Issue of 10,000 Subject For Did Not Management
Shares to Zhang Junchao Pursuant to the Vote
Phase I of the Share Incentive Scheme
4c Approve Grant and Issue of Subject Shares For Did Not Management
to Directors and Senior Management Other Vote
than Xie Weiliang, Dong Lianbo, and Zhang
Junchao Pursuant to the Phase I of the
Share Incentive Scheme
5 Authorize Board to Deal with Certain For Did Not Management
Matters Regarding the Phase I of the Vote
Share Incentive Scheme
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: Security ID: Y0004F105
Meeting Date: MAR 30, 2007 Meeting Type: Special
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Hou Weigui as Non-Independent For For Management
Director
1b Elect Wang Zongyin as Non-Independent For For Management
Director
1c Elect Xie Weiliang as Non-Independent For For Management
Director
1d Elect Zhang Junchao as Non-Independent For For Management
Director
1e Elect Li Juping as Non-Independent For For Management
Director
1f Elect Dong Lianbo as Non-Independent For For Management
Director
1g Elect Yin Yimin as Non-Independent For For Management
Director
1h Elect Shi Lirong as Non-Independent For For Management
Director
1i Elect He Shiyou as Non-Independent For For Management
Director
1j Elect Zhu Wuxiang as Independent Director For For Management
1k Elect Chen Shaohua as Independent For For Management
Director
1l Elect Qiao Wenjun as Independent For For Management
Director
1m Elect Mi Zhengkun as Independent Director For For Management
1n Elect Li Jin as Independent Director For For Management
2a Elect Qu Deqian as Supervisor For For Management
Representing Shareholders
2b Elect Wang Yan as Supervisor Representing For For Management
Shareholders
3 Approve Adjustment of Directors' For Against Management
Allowances
- --------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: Security ID: Y0004F105
Meeting Date: JUN 15, 2007 Meeting Type: Annual
Record Date: MAY 15, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Accept Report of the Board of Directors For For Management
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Report of the President For For Management
5 Accept Final Financial Accounts For For Management
6 Approve Profit Distribution Plan For For Management
7a Reappoint Ernst & Young Hua Ming as PRC For For Management
Auditors and Authorize Board to Fix Their
Remuneration
7b Reappoint Ernst & Young as Hong Kong For For Management
Auditors and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
============================ JH INTERNATIONAL FUND =============================
FOMENTO ECONOMICO MEXICANO S.A. (FEMSA)
Ticker: FMX Security ID: 344419106
Meeting Date: DEC 7, 2006 Meeting Type: Special
Record Date: NOV 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND THE BY-LAWS OF THE COMPANY TO For For Management
INCLUDE THE FORMATION OF COMMITTEES, AND
OTHER ADJUSTS TO COMPLY WITH THE
PROVISIONS OF THE MEXICAN SECURITIES
MARKET LAW (LEY DEL MERCADO DE VALORES).
2 APPOINTMENT OF DELEGATES TO EXECUTE AND For For Management
FORMALIZE THE RESOLUTIONS ADOPTED DURING
THE MEETING.
3 MINUTES OF THE SHAREHOLDERS MEETING. For For Management
4 ELECTION AND/OR RATIFICATION OF MEMBERS For For Management
OF THE BOARD OF DIRECTORS AND SECRETARY
AND THEIR ALTERNATES; QUALIFICATION OF
THEIR INDEPENDENCE IN ACCORDANCE TO THE
MEXICAN SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
5 PROPOSAL TO FORM COMMITTEES OF THE BOARD For For Management
OF DIRECTORS, INCLUDING THE AUDIT AND
CORPORATE PRACTICES COMMITTEES,
APPOINTMENT OF THE CHAIRMAN FOR SUCH
COMMITTEES, AND RESOLUTION WITH RESPECT
TO THEIR REMUNERATION.
6 APPOINTMENT OF DELEGATES TO EXECUTE AND For For Management
FORMALIZE THE RESOLUTIONS ADOPTED DURING
THE MEETING.
7 MINUTES OF THE SHAREHOLDERS MEETING. For For Management
================================ MID CAP GROWTH ================================
ADVANCE AUTO PARTS INC
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Brouillard For For Management
1.2 Elect Director Lawrence P. Castellani For For Management
1.3 Elect Director Michael N. Coppola For For Management
1.4 Elect Director Darren R. Jackson For For Management
1.5 Elect Director Nicholas J. LaHowchic For For Management
1.6 Elect Director William S. Oglesby For For Management
1.7 Elect Director Gilbert T. Ray For For Management
1.8 Elect Director Carlos A. Saladrigas For For Management
1.9 Elect Director William L. Salter For For Management
1.10 Elect Director Francesca M. Spinelli For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For For Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For For Management
1.7 Elect Director Jide J. Zeitlin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVENTINE RENEWABLE ENERGY HOLDINGS, INC.
Ticker: AVR Security ID: 05356X403
Meeting Date: MAY 9, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Derbes For For Management
2 Elect Director Michael C. Hoffman For For Management
3 Elect Director Arnold M. Nemirow For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 30, 2007 Meeting Type: Annual
Record Date: DEC 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don D. Jordan For For Management
1.2 Elect Director William H. White For For Management
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., Ph.D. For For Management
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 2, 2006 Meeting Type: Annual
Record Date: SEP 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Jide Zeitlin For For Management
- --------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell, Ph.D. For For Management
1.2 Elect Director ohn W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director Thomas A. Ralph For For Management
1.7 Elect Director Hugues du Rouret For For Management
1.8 Elect Director Alan W. Rutherford For For Management
1.9 Elect Director Jim L. Turner For For Management
1.10 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
ENDO PHARMACEUTICALS HOLDINGS INC
Ticker: ENDP Security ID: 29264F205
Meeting Date: MAY 30, 2007 Meeting Type: Annual
Record Date: APR 18, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Delucca For For Management
1.2 Elect Director Michel De Rosen For For Management
1.3 Elect Director George F. Horner, III For For Management
1.4 Elect Director Michael Hyatt For For Management
1.5 Elect Director Roger H. Kimmel For For Management
1.6 Elect Director Peter A. Lankau For For Management
1.7 Elect Director C.A. Meanwell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Carmichael For For Management
2 Elect Director Thomas L. Kelly II For For Management
3 Elect Director Rita M. Rodriguez For For Management
4 Ratify Auditors For For Management
5 Other Business For For Management
- --------------------------------------------------------------------------------
GEN-PROBE, INC.
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mae C. Jemison, M.D. For For Management
2 Elect Director Armin M. Kessler For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GRANT PRIDECO INC
Ticker: GRP Security ID: 38821G101
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Butters For For Management
1.2 Elect Director Eliot M. Fried For For Management
1.3 Elect Director Dennis R. Hendrix For For Management
1.4 Elect Director Harold E. Layman For For Management
1.5 Elect Director Michael McShane For For Management
1.6 Elect Director Robert K. Moses, Jr. For For Management
1.7 Elect Director Joseph E. Reid For For Management
1.8 Elect Director David A. Trice For For Management
- --------------------------------------------------------------------------------
HANSEN NATURAL CORP.
Ticker: HANS Security ID: 411310105
Meeting Date: APR 20, 2007 Meeting Type: Special
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Non-Employee Director Stock Option For For Management
Plan
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INTERNET SECURITY SYSTEMS, INC.
Ticker: ISSX Security ID: 46060X107
Meeting Date: OCT 16, 2006 Meeting Type: Special
Record Date: SEP 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Greiner For For Management
1.2 Elect Director George McNamee For For Management
1.3 Elect Director Peter Meekin For For Management
2 Ratify Auditors For For Management
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JARDEN CORP.
Ticker: JAH Security ID: 471109108
Meeting Date: MAY 17, 2007 Meeting Type: Annual
Record Date: MAR 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian G.H. Ashken For For Management
1.2 Elect Director Richard L. Molen For For Management
1.3 Elect Director Charles R. Kaye For For Management
2 Ratify Auditors For For Management
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MEMC ELECTRONIC MATERIALS, INC.
Ticker: WFR Security ID: 552715104
Meeting Date: OCT 25, 2006 Meeting Type: Annual
Record Date: SEP 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Boehlke For For Management
1.2 Elect Director C. Douglas Marsh For For Management
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MEMC ELECTRONIC MATERIALS, INC.
Ticker: WFR Security ID: 552715104
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Marren For For Management
1.2 Elect Director William E. Stevens For For Management
1.3 Elect Director James B. Williams For For Management
2 Amend Omnibus Stock Plan For Against Management
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OSHKOSH TRUCK CORP.
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 6, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Andersen For For Management
1.2 Elect Director Robert G. Bohn For For Management
1.3 Elect Director Robert A. Cornog For For Management
1.4 Elect Director Richard M. Donnelly For For Management
1.5 Elect Director Donald V. Fites For For Management
1.6 Elect Director Frederick M. Franks, Jr For For Management
1.7 Elect Director Michael W. Grebe For For Management
1.8 Elect Director Kathleen J. Hempel For For Management
1.9 Elect Director Harvey N. Medvin For For Management
1.10 Elect Director J. Peter Mosling, Jr. For For Management
1.11 Elect Director Richard G. Sim For For Management
2 Ratify Auditors For For Management
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PDL BIOPHARMA INC
Ticker: PDLI Security ID: 69329Y104
Meeting Date: JUN 20, 2007 Meeting Type: Annual
Record Date: APR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence J. Korn For Withhold Management
1.2 Elect Director Samuel Broder For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For Against Management
Plan
4 Ratify Auditors For For Management
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PINNACLE GAS RESOURCES INC
Ticker: PINN Security ID: 723464103
Meeting Date: MAR 30, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Gunst For For Management
1.2 Elect Director Peter G. Schoonmaker For For Management
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QUALITY SYSTEMS, INC.
Ticker: QSII Security ID: 747582104
Meeting Date: SEP 20, 2006 Meeting Type: Annual
Record Date: JUL 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Cline For For Management
1.2 Elect Director Ibrahim Fawzy For For Management
1.3 Elect Director Edwin Hoffman For For Management
1.4 Elect Director Ahmed Hussein For For Management
1.5 Elect Director Vincent J. Love For For Management
1.6 Elect Director Russell Pflueger For For Management
1.7 Elect Director Steven T. Plochocki For For Management
1.8 Elect Director Sheldon Razin For For Management
1.9 Elect Director Louis Silverman For For Management
2 Ratify Auditors For For Management
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ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 7, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. Mccormick Jr For For Management
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
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ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 6, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Jellison For For Management
1.2 Elect Director W. Lawrence Banks For For Management
1.3 Elect Director David Devonshire For For Management
1.4 Elect Director John F. Fort III For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
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SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For For Management
1.2 Elect Director Irwin Federman For For Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Eddy W. Hartenstein For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Michael E. Marks For For Management
1.7 Elect Director James D. Meindl For For Management
2 Ratify Auditors For For Management
3 Performance-Based Equity Awards Against For Shareholder
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SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Angelo For For Management
1.2 Elect Director Michael Blakenham For For Management
1.3 Elect Director The Duke Of Devonshire For For Management
1.4 Elect Director Allen Questrom For For Management
1.5 Elect Director William F. Ruprecht For For Management
1.6 Elect Director Michael I. Sovern For For Management
1.7 Elect Director Donald M. Stewart For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Diana L. Taylor For For Management
1.10 Elect Director Dennis M. Weibling For For Management
1.11 Elect Director Robin G. Woodhead For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Non-Employee Director Stock Option For Against Management
Plan
4 Ratify Auditors For For Management
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STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 24, 2007 Meeting Type: Annual
Record Date: MAR 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director Adam Aron For For Management
1.3 Elect Director Charlene Barshefsky For For Management
1.4 Elect Director Jean-Marc Chapus For Withhold Management
1.5 Elect Director Lizanne Galbreath For For Management
1.6 Elect Director Eric Hippeau For For Management
1.7 Elect Director Stephen R. Quazzo For For Management
1.8 Elect Director Thomas O. Ryder For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend and Restatement of Charter For For Management
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TOREADOR RESOURCES CORP.
Ticker: TRGL Security ID: 891050106
Meeting Date: JUN 14, 2007 Meeting Type: Annual
Record Date: APR 17, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Bell For For Management
1.2 Elect Director David M. Brewer For For Management
1.3 Elect Director Herbert L. Brewer For For Management
1.4 Elect Director Peter L. Falb For For Management
1.5 Elect Director William I. Lee For For Management
1.6 Elect Director Nigel J. Lovett For For Management
1.7 Elect Director John Mark Mclaughlin For For Management
1.8 Elect Director Nicholas Rostow For For Management
1.9 Elect Director H.R. Sanders, Jr. For For Management
1.10 Elect Director H.C. Williamson III For For Management
2 Ratify Auditors For For Management
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URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Hayne For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Harry S. Cherken, Jr. For For Management
1.4 Elect Director Joel S. Lawson III For For Management
1.5 Elect Director Glen T. Senk For For Management
1.6 Elect Director Robert H. Strouse For For Management
2 Adopt ILO Based Code of Conduct Against Abstain Shareholder
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VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
Ticker: VSEA Security ID: 922207105
Meeting Date: FEB 5, 2007 Meeting Type: Annual
Record Date: DEC 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Xun Chen For For Management
1.2 Elect Director Dennis G. Schmal For For Management
2 Ratify Auditors For For Management
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XM SATELLITE RADIO HOLDINGS INC.
Ticker: XMSR Security ID: 983759101
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Parsons For For Management
1.2 Elect Director Hugh Panero For For Management
1.3 Elect Director Nathaniel A. Davis For For Management
1.4 Elect Director Joan L. Amble For For Management
1.5 Elect Director Thomas J. Donohue For For Management
1.6 Elect Director Eddy W. Hartenstein For For Management
1.7 Elect Director Chester A. Huber, Jr. For For Management
1.8 Elect Director John Mendel For For Management
1.9 Elect Director Jarl Mohn For For Management
1.10 Elect Director Jack Shaw For For Management
1.11 Elect Director Jeffrey D. Zients For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation or has recommended that
shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item: 1) a ballot market 'Abstain' is considered to have been voted for
management's recommendation to 'Abstain' and 2) a ballot voted 'For" or
'Against' is considered to have been voted against management's recommendation
to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation
"N/A" is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
John Hancock Investment Trust III
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(Registrant)
By: /s/Keith F. Hartstein
---------------------
Keith F. Hartstein
President and Chief Executive Officer
Date: August 27, 2007