FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-57347
John Hancock Financial Trends Fund, Inc.
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(Exact name of registrant as specified in charter)
601 Congress Street
Boston, Massachusetts 02210-2805
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(Address of principal executive offices)
Noel Maffucci
601 Congress Street
Boston, Massachusetts 02210-2805
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-225-5291
Date of Fiscal year-end: December 31
Date of reporting period: 07/01/2006 - 06/30/2007
Item 1. Proxy Voting Record
============================== FINANCIAL TRENDS ================================
AERCAP HOLDINGS N.V.
Ticker: AER Security ID: N00985106
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE For For Management
FINANCIAL YEAR 2006.
2 DISCHARGE OF THE DIRECTORS (LEDEN RAAD For Against Management
VAN BESTUUR) IN RESPECT OF THEIR
MANAGEMENT DURING FISCAL YEAR 2006.
3 CONFIRMATION (BEVESTIGING) TERM OF For For Management
APPOINTMENT OF THE DIRECTORS.
4 DESIGNATION OF MR. KEITH A. HELMING, AS For For Management
THE PERSON REFERRED TO IN ARTICLE 16,
PARAGRAPH 8 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY.
5 APPOINTMENT OF PRICEWATERHOUSECOOPERS For For Management
ACCOUNTANTS N.V. AS THE REGISTERED
ACCOUNTANTS OF THE COMPANY.
6 AUTHORIZATION BOARD OF DIRECTORS TO For For Management
REPURCHASE SHARES.
7 AMENDMENT OF ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY AND DESIGNATION OF EACH OF
THE COMPANY S DIRECTORS AND EACH LAWYER
WORKING AT NAUTADUTILH N.V. TO IMPLEMENT
THE AMENDMENT.
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 24, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Floor For For Management
1.2 Elect Director Sean M. Healey For For Management
1.3 Elect Director Harold J. Meyerman For For Management
1.4 Elect Director William J. Nutt For For Management
1.5 Elect Director Rita M. Rodriguez For For Management
1.6 Elect Director Patrick T. Ryan For For Management
1.7 Elect Director Jide J. Zeitlin For For Management
2 Ratify Auditors For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Paul S. Amos, II For For Management
1.4 Elect Director Yoshiro Aoki For For Management
1.5 Elect Director Michael H. Armacost For For Management
1.6 Elect Director Kriss Cloninger, III For For Management
1.7 Elect Director Joe Frank Harris For For Management
1.8 Elect Director Elizabeth J. Hudson For For Management
1.9 Elect Director Kenneth S. Janke, Sr. For For Management
1.10 Elect Director Douglas W. Johnson For For Management
1.11 Elect Director Robert B. Johnson For For Management
1.12 Elect Director Charles B. Knapp For For Management
1.13 Elect Director E. Stephen Purdom, M.D. For For Management
1.14 Elect Director Barbara K. Rimer, Ph.D. For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director David Gary Thompson For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Ratify Auditors For For Management
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ALABAMA NATIONAL BANCORPORATION
Ticker: ALAB Security ID: 010317105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: MAR 30, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ray Barnes For For Management
1.2 Elect Director Bobby A. Bradley For For Management
1.3 Elect Director Dan M. David For For Management
1.4 Elect Director Griffin A. Greene For For Management
1.5 Elect Director John H. Holcomb, III For For Management
1.6 Elect Director John D. Johns For For Management
1.7 Elect Director John J. McMahon, Jr. For For Management
1.8 Elect Director C. Phillip McWane For For Management
1.9 Elect Director William D. Montgomery For For Management
1.10 Elect Director Richard Murray IV For For Management
1.11 Elect Director G. Ruffner Page, Jr. For For Management
1.12 Elect Director John M. Plunk For For Management
1.13 Elect Director William Britt Sexton For For Management
1.14 Elect Director W. Stancil Starnes For For Management
1.15 Elect Director W. Edgar Welden For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Callen For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Phillip N. Duff For For Management
1.4 Elect Director Robert J. Genader For For Management
1.5 Elect Director W. Grant Gregory For For Management
1.6 Elect Director Thomas C. Theobald For For Management
1.7 Elect Director Laura S. Unger For For Management
1.8 Elect Director Hery D.G. Wallace For For Management
2 Ratify Auditors For For Management
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director Martin S. Feldstein For For Management
1.3 Elect Director Ellen V. Futter For For Management
1.4 Elect Director Stephen L. Hammerman For For Management
1.5 Elect Director Richard C. Holbrooke For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director George L. Miles, Jr. For For Management
1.8 Elect Director Morris W. Offit For For Management
1.9 Elect Director James F. Orr, III For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Martin J. Sullivan For For Management
1.12 Elect Director Michael H. Sutton For For Management
1.13 Elect Director Edmund S.W. Tse For For Management
1.14 Elect Director Robert B. Willumstad For For Management
1.15 Elect Director Frank G. Zarb For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
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AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Johnny W. Floyd For For Management
1.2 Elect Director Edwin W. Hortman, Jr. For For Management
1.3 Elect Director Daniel B. Jeter For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
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ASSURED GUARANTY LTD
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: MAR 8, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Baron For For Management
1.2 Elect Director G. Lawrence Buhl For For Management
1.3 Elect Director Dominic J. Frederico For For Management
1.4 Elect Director Howard Albert For For Management
1.5 Elect Director Robert A. Bailenson For For Management
1.6 Elect Director Gary Burnet For For Management
1.7 Elect Director Dominic J. Frederico For For Management
1.8 Elect Director James M. Michener For For Management
1.9 Elect Director Robert B. Mills For For Management
1.10 Elect Director David Penchoff For For Management
1.11 Elect Director Andrew Pickering For For Management
2 Ratify Auditors For For Management
3 Ratify Auditors For For Management
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AXIS CAPITAL HOLDINGS LTD
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 11, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geoffrey Bell For For Management
1.2 Elect Director Christopher V. Greetham For For Management
1.3 Elect Director Maurice A. Keane For For Management
1.4 Elect Director Henry B. Smith For For Management
2 TO APPROVE THE AXIS CAPITAL HOLDINGS For For Management
LIMITED 2007 LONG-TERM EQUITY
COMPENSATION PLAN.
3 TO ADOPT AMENDED AND RESTATED BYE-LAWS TO For For Management
AMEND THE DIRECTOR AND OFFICER INDEMNITY
PROVISIONS AND TO ALLOW ACQUIRED SHARES
OF AXIS CAPITAL HOLDINGS LIMITED CAPITAL
STOCK TO BE HELD IN TREASURY.
4 TO APPOINT DELOITTE & TOUCHE TO ACT AS For For Management
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS
LIMITED FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007 AND TO AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET THE
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BANCORPSOUTH, INC.
Ticker: BXS Security ID: 059692103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry G. Kirk For For Management
1.2 Elect Director Guy W. Mitchell, III For For Management
1.3 Elect Director R. Madison Murphy For For Management
1.4 Elect Director Aubrey B. Patterson For For Management
2 Ratify Auditors For For Management
3 Authorize Board to Fill Vacancies For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Barnet, III For For Management
2 Elect Director Frank P. Bramble, Sr. For For Management
3 Elect Director John T. Collins For For Management
4 Elect Director Gary L. Countryman For For Management
5 Elect Director Tommy R. Franks For For Management
6 Elect Director Charles K. Gifford For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Kenneth D. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Walter E. Massey For For Management
11 Elect Director Thomas J. May For For Management
12 Elect Director Patricia E. Mitchell For For Management
13 Elect Director Thomas M. Ryan For For Management
14 Elect Director O. Temple Sloan, Jr. For For Management
15 Elect Director Meredith R. Spangler For For Management
16 Elect Director Robert L. Tillman For For Management
17 Elect Director Jackie M. Ward For For Management
18 Ratify Auditors For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
20 Change Size of Board of Directors Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Biondi For For Management
1.2 Elect Director Mr. Donofrio For For Management
1.3 Elect Director Mr. Hassell For For Management
1.4 Elect Director Mr. Kogan For For Management
1.5 Elect Director Mr. Kowalski For For Management
1.6 Elect Director Mr. Luke For For Management
1.7 Elect Director Ms. Rein For For Management
1.8 Elect Director Mr. Renyi For For Management
1.9 Elect Director Mr. Richardson For For Management
1.10 Elect Director Mr. Scott For For Management
1.11 Elect Director Mr. Vaughan For For Management
2 Ratify Auditors For For Management
3 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
4 Restore or Provide for Cumulative Voting Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: MAY 24, 2007 Meeting Type: Special
Record Date: APR 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adopt Supermajority Vote Requirement for For Against Management
Mergers
3 Increase Authorized Preferred and Common For For Management
Stock
4 Adjourn Meeting For For Management
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison Iv For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Nelle R. Chilton For For Management
1.5 Elect Director Ronald E. Deal For For Management
1.6 Elect Director Tom D. Efird For For Management
1.7 Elect Director Barry J. Fitzpatrick For For Management
1.8 Elect Director L. Vincent Hackley For For Management
1.9 Elect Director Jane P. Helm For For Management
1.10 Elect Director John P. Howe, III, M.D. For For Management
1.11 Elect Director James H. Maynard For For Management
1.12 Elect Director Albert O. McCauley For For Management
1.13 Elect Director J. Holmes Morrison For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director E. Rhone Sasser For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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BOK FINANCIAL CORP.
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Sharon J. Bell For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Chester Cadieux, III For For Management
1.6 Elect Director Joseph W. Craft, III For For Management
1.7 Elect Director William E. Durrett For For Management
1.8 Elect Director Robert G. Greer For For Management
1.9 Elect Director David F. Griffin For For Management
1.10 Elect Director V. Burns Hargis For For Management
1.11 Elect Director E. Carey Joullian, IV For For Management
1.12 Elect Director George B. Kaiser For For Management
1.13 Elect Director Judith Z. Kishner For For Management
1.14 Elect Director Thomas L. Kivisto For For Management
1.15 Elect Director David L. Kyle For For Management
1.16 Elect Director Robert J. LaFortune For For Management
1.17 Elect Director Stanley A. Lybarger For For Management
1.18 Elect Director Steven J. Malcolm For For Management
1.19 Elect Director Paula Marshall For Withhold Management
2 Other Business For For Management
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BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: MAR 5, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene S. Colangelo For For Management
1.2 Elect Director Allen L. Sinai For For Management
1.3 Elect Director Timothy L. Vaill For For Management
1.4 Elect Director Stephen M. Waters For For Management
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CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cader B. Cox, III For For Management
1.2 Elect Director L. Mcgrath Keen, Jr. For For Management
1.3 Elect Director Ruth A. Knox For For Management
1.4 Elect Director William G. Smith, Jr. For For Management
2 Ratify Auditors For For Management
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CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ronald Dietz For For Management
1.2 Elect Director Lewis Hay, III For For Management
1.3 Elect Director Mayo A. Shattuck, III For For Management
2 Ratify Auditors For For Management
3 Amend Articles of Incorporation - Remove For For Management
Provision of Plurality Voting for the
Election of Directors
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 19, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Peek For For Management
1.2 Elect Director Gary C. Butler For For Management
1.3 Elect Director William M. Freeman For For Management
1.4 Elect Director Susan Lyne For For Management
1.5 Elect Director Marianne Miller Parrs For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director John R. Ryan For For Management
1.8 Elect Director Seymour Sternberg For For Management
1.9 Elect Director Peter J. Tobin For For Management
1.10 Elect Director Lois M. Van Deusen For For Management
2 Ratify Auditors For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 21, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Michael Armstrong For For Management
2 Elect Director Alain J.P. Belda For For Management
3 Elect Director George David For For Management
4 Elect Director Kenneth T. Derr For For Management
5 Elect Director John M. Deutch For For Management
6 Elect Director Roberto Hernandez Ramirez For For Management
7 Elect Director Klaus Kleinfeld For For Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Anne Mulcahy For For Management
10 Elect Director Richard D. Parsons For For Management
11 Elect Director Charles Prince For For Management
12 Elect Director Judith Rodin For For Management
13 Elect Director Robert E. Rubin For For Management
14 Elect Director Franklin A. Thomas For For Management
15 Ratify Auditors For For Management
16 Report on Government Service of Employees Against Abstain Shareholder
17 Report on Political Contributions Against Abstain Shareholder
18 Report on Charitable Contributions Against Abstain Shareholder
19 Approve Report of the Compensation Against Against Shareholder
Committee
20 Report on Pay Disparity Against Against Shareholder
21 Separate Chairman and CEO Positions Against Against Shareholder
22 Stock Retention/Holding Period Against Against Shareholder
23 Restore or Provide for Cumulative Voting Against Against Shareholder
24 Amend Bylaws to Permit Shareholders to Against For Shareholder
Call Special Meetings
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CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Michael L. Meyer For For Management
1.3 Elect Director Linda M. Griego For For Management
1.4 Elect Director Ronald L. Olson For For Management
2 Ratify Auditors For For Management
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COLONIAL BANCGROUP, INC., THE
Ticker: CNB Security ID: 195493309
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Craft For For Management
1.2 Elect Director Hubert L. Harris For For Management
1.3 Elect Director Clinton O. Holdbrooks For For Management
1.4 Elect Director Robert E. Lowder For For Management
1.5 Elect Director John C.H. Miller, Jr. For For Management
1.6 Elect Director James Rane For For Management
2 Approve Non-Employee Director Restricted For Against Management
Stock Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Mcdonnell For Withhold Management
1.2 Elect Director Benjamin F.Rassieur, III For For Management
1.3 Elect Director Andrew C. Taylor For For Management
1.4 Elect Director Robert H. West For For Management
2 Ratify Auditors For For Management
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COMMERCIAL BANKSHARES, INC.
Ticker: CLBK Security ID: 201607108
Meeting Date: MAY 21, 2007 Meeting Type: Special
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 13, 2007 Meeting Type: Annual
Record Date: APR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Harley W. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Evans, Jr. For For Management
1.2 Elect Director Karen E. Jennings For For Management
1.3 Elect Director R.M. Kleberg, III For For Management
1.4 Elect Director Horace Wilkins, Jr For For Management
1.5 Elect Director T.C. Frost For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
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FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 2, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack D. Briggs For For Management
1.2 Elect Director R. Walton Brown For For Management
1.3 Elect Director David L. Burns For For Management
1.4 Elect Director John F. Burns For For Management
1.5 Elect Director Mary Clara Capel For For Management
1.6 Elect Director James G. Hudson, Jr. For For Management
1.7 Elect Director Jerry L. Ocheltree For For Management
1.8 Elect Director George R. Perkins, Jr. For For Management
1.9 Elect Director Thomas F. Phillips For For Management
1.10 Elect Director Frederick L. Taylor II For For Management
1.11 Elect Director Virginia C. Thomasson For For Management
1.12 Elect Director Goldie H. Wallace For For Management
1.13 Elect Director A. Jordan Washburn For For Management
1.14 Elect Director Dennis A. Wicker For For Management
1.15 Elect Director John C. Willis For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
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FIRST CHARTER CORP.
Ticker: FCTR Security ID: 319439105
Meeting Date: MAY 23, 2007 Meeting Type: Annual
Record Date: APR 10, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jewell D. Hoover For For Management
1.2 Elect Director Walter H. Jones, Jr. For For Management
1.3 Elect Director Samuel C. King, Jr. For For Management
1.4 Elect Director Jerry E. Mcgee For For Management
1.5 Elect Director John S. Poelker For For Management
1.6 Elect Director Richard F. Combs For For Management
2 Ratify Auditors For For Management
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FIRST FINANCIAL HOLDINGS, INC.
Ticker: FFCH Security ID: 320239106
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula Harper Bethea For For Management
1.2 Elect Director Paul G. Campbell, Jr. For For Management
1.3 Elect Director Ronnie M. Givens For For Management
2 Approve Omnibus Stock Plan For Against Management
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FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 320517105
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director Michael D. Rose For For Management
1.3 Elect Director Luke Yancy III For For Management
1.4 Elect Director Gerald L. Baker For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 25, 2007 Meeting Type: Annual
Record Date: NOV 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Charles Crocker For For Management
1.3 Elect Director Joseph R. Hardiman For For Management
1.4 Elect Director Robert D. Joffe For For Management
1.5 Elect Director Charles B. Johnson For For Management
1.6 Elect Director Gregory E. Johnson For For Management
1.7 Elect Director Rupert H. Johnson, Jr. For For Management
1.8 Elect Director Thomas H. Kean For For Management
1.9 Elect Director Chutta Ratnathicam For For Management
1.10 Elect Director Peter M. Sacerdote For For Management
1.11 Elect Director Laura Stein For For Management
1.12 Elect Director Anne M. Tatlock For For Management
1.13 Elect Director Louis E. Woodworth For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
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FREDDIE MAC
Ticker: FRE Security ID: 313400301
Meeting Date: SEP 8, 2006 Meeting Type: Annual
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Geoffrey T. Boisi For For Management
1.3 Elect Director Michelle Engler For For Management
1.4 Elect Director Robert R. Glauber For For Management
1.5 Elect Director Richard Karl Goeltz For For Management
1.6 Elect Director Thomas S. Johnson For For Management
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Eugene M. McQuade For For Management
1.9 Elect Director Shaun F. O'Malley For For Management
1.10 Elect Director Jeffrey M. Peek For For Management
1.11 Elect Director Ronald F. Poe For For Management
1.12 Elect Director Stephen A. Ross For For Management
1.13 Elect Director Richard F. Syron For For Management
2 Ratify Auditors For For Management
3 Report on Charitable Contributions Against Abstain Shareholder
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GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Borelli For For Management
1.2 Elect Director Michael D. Fraizer For For Management
1.3 Elect Director Nancy J. Karch For For Management
1.4 Elect Director J. Robert Kerrey For For Management
1.5 Elect Director Saiyid T. Naqvi For For Management
1.6 Elect Director James A. Parke For For Management
1.7 Elect Director James S. Riepe For For Management
1.8 Elect Director Barrett A. Toan For For Management
1.9 Elect Director Thomas B. Wheeler For For Management
2 Ratify Auditors For For Management
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GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 11, 2007 Meeting Type: Annual
Record Date: JAN 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director Lord Browne of Madingley For For Management
3 Elect Director John H. Bryan For For Management
4 Elect Director Gary D. Cohn For For Management
5 Elect Director Claes Dahlback For For Management
6 Elect Director Stephen Friedman For For Management
7 Elect Director William W. George For For Management
8 Elect Director Rajat K. Gupta For For Management
9 Elect Director James A. Johnson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Edward M. Liddy For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Elect Director Jon Winkelried For For Management
14 Ratify Auditors For For Management
15 Report on Charitable Contributions Against Abstain Shareholder
16 Sustainability Report Against Abstain Shareholder
17 Prohibit Executive Stock-Based Awards Against Against Shareholder
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HANCOCK HOLDING CO.
Ticker: HBHC Security ID: 410120109
Meeting Date: MAR 29, 2007 Meeting Type: Annual
Record Date: FEB 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don P. Descant For Withhold Management
1.2 Elect Director James B. Estabrook, Jr. For Withhold Management
1.3 Elect Director Robert W. Roseberry For Withhold Management
1.4 Elect Director Leo W. Seal, Jr. For Withhold Management
1.5 Elect Director Anthony J. Topazi For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Ramon De Oliveira For For Management
1.3 Elect Director Trevor Fetter For For Management
1.4 Elect Director Edward J. Kelly, III For For Management
1.5 Elect Director Paul G. Kirk, Jr. For For Management
1.6 Elect Director Thomas M. Marra For For Management
1.7 Elect Director Gail J. Mcgovern For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Robert W. Selander For For Management
1.10 Elect Director Charles B. Strauss For Withhold Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director David K. Zwiener For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HBC Security ID: 404280406
Meeting Date: MAY 25, 2007 Meeting Type: Annual
Record Date: MAR 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR For For Management
2006
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR 2006
3(a) TO RE-ELECT THE LORD BUTLER A DIRECTOR For For Management
3(b) TO RE-ELECT THE BARONESS DUNN A DIRECTOR For Against Management
3(c) TO RE-ELECT R A FAIRHEAD A DIRECTOR For For Management
3(d) TO RE-ELECT W K L FUNG A DIRECTOR For For Management
3(e) TO RE-ELECT SIR BRIAN MOFFAT A DIRECTOR For Against Management
3(f) TO RE-ELECT G MORGAN A DIRECTOR For For Management
4 Ratify Auditors For For Management
5 TO AUTHORISE THE DIRECTORS TO ALLOT For For Management
SHARES
6 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL For For Management
RESOLUTION)
7 TO AUTHORISE THE COMPANY TO PURCHASE ITS For For Management
OWN ORDINARY SHARES
8 TO AUTHORISE THE DIRECTORS TO OFFER A For For Management
SCRIP DIVIDEND ALTERNATIVE
9 TO AUTHORISE THE COMPANY TO MAKE For Abstain Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
10 TO AUTHORISE HSBC BANK PLC TO MAKE For Abstain Management
POLITICAL DONATIONS AND INCUR POLITICAL
EXPENDITURE
11 TO AUTHORISE ELECTRONIC COMMUNICATIONS For For Management
WITH SHAREHOLDERS IN ACCORDANCE WITH THE
COMPANIES ACT 2006
12 TO ALTER THE ARTICLES OF ASSOCIATION For For Management
(SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Cosgrove For For Management
1.2 Elect Director Donald O. Quest, M.D. For For Management
1.3 Elect Director Joseph G. Sponholz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Laban P. Jackson, Jr. For For Management
1.8 Elect Director Robert I. Lipp For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Report on Political Contributions Against Abstain Shareholder
10 Report on Management Initiatives to Against Against Shareholder
Address Links to Slavery and Human Rights
Abuse
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 18, 2006 Meeting Type: Annual
Record Date: MAY 19, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Bildt For For Management
1.2 Elect Director John E. Koerner III For For Management
1.3 Elect Director Cheryl Gordon Krongard For For Management
1.4 Elect Director James E. Ukrop For For Management
1.5 Elect Director W. Allen Reed For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 12, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael L. Ainslie For For Management
2 Elect Director John F. Akers For For Management
3 Elect Director Roger S. Berlind For For Management
4 Elect Director Thomas H. Cruikshank For For Management
5 Elect Director Marsha Johnson Evans For For Management
6 Elect Director Richard S. Fuld, Jr. For For Management
7 Elect Director Christopher Gent For For Management
8 Elect Director Roland A. Hernandez For For Management
9 Elect Director Henry Kaufman For For Management
10 Elect Director John D. Macomber For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Publish Political Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director Robert J. Bennet For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For For Management
1.5 Elect Director Michael D. Buckley For For Management
1.6 Elect Director T.J. Cunningham III For For Management
1.7 Elect Director Mark J. Czarnecki For For Management
1.8 Elect Director Colm E. Doherty For For Management
1.9 Elect Director Richard E. Garman For For Management
1.10 Elect Director Daniel R. Hawbaker For For Management
1.11 Elect Director Patrick W.E. Hodgson For For Management
1.12 Elect Director Richard G. King For For Management
1.13 Elect Director Reginald B. Newman II For For Management
1.14 Elect Director Jorge G. Pereira For For Management
1.15 Elect Director Michael P. Pinto For For Management
1.16 Elect Director Robert E. Sadler, Jr. For For Management
1.17 Elect Director Eugene J. Sheehy For For Management
1.18 Elect Director Stephen G. Sheetz For For Management
1.19 Elect Director Herbert L. Washington For For Management
1.20 Elect Director Robert G. Wilmers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Chait For For Management
1.2 Elect Director Dennis J. Kuester For For Management
1.3 Elect Director David J. Lubar For For Management
1.4 Elect Director San W. Orr, Jr. For For Management
1.5 Elect Director Debra S. Waller For Withhold Management
1.6 Elect Director George E. Wardeberg For For Management
2 Declassify the Board of Directors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUL 18, 2006 Meeting Type: Annual
Record Date: JUN 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manoel Luiz Ferrao de For For Management
Amorim
1.2 Elect Director Edward Su-ning Tian For For Management
1.3 Elect Director Bernard S.Y. Fung For For Management
1.4 Elect Director Marc Olivie For For Management
1.5 Elect Director Mark Schwartz For For Management
1.6 Elect Director David R. Carlucci For For Management
1.7 Elect Director Richard Haythornthwaite For For Management
1.8 Elect Director Robert W. Selander For For Management
2 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAX RE CAPITAL LTD HAMILTON
Ticker: MXRE Security ID: G6052F103
Meeting Date: SEP 18, 2006 Meeting Type: Annual
Record Date: JUN 30, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT ZACK H. BACON, III TO THE BOARD For For Management
OF DIRECTORS OF MAX RE CAPITAL LTD.
2 TO ELECT GEORGE LAWTON ESTES, III TO THE For For Management
BOARD OF DIRECTORS OF MAX RE CAPITAL LTD.
3 TO ELECT WILLIAM KRONENBERG, III TO THE For For Management
BOARD OF DIRECTORS OF MAX RE CAPITAL LTD.
4 TO ELECT JAMES L. ZECH TO THE BOARD OF For For Management
DIRECTORS OF MAX RE CAPITAL LTD.
5 Ratify Auditors For Against Management
6 TO AUTHORIZE THE ELECTION OF ZACK H. For For Management
BACON, III TO THE BOARD OF DIRECTORS OF
MAX RE LTD.
7 TO AUTHORIZE THE ELECTION OF GEORGE For For Management
LAWTON ESTES, III TO THE BOARD OF
DIRECTORS OF MAX RE LTD.
8 TO AUTHORIZE THE ELECTION OF WILLIAM For For Management
KRONENBERG, III TO THE BOARD OF DIRECTORS
OF MAX RE LTD.
9 TO AUTHORIZE THE ELECTION OF JAMES L. For For Management
ZECH TO THE BOARD OF DIRECTORS OF MAX RE
LTD.
10 Ratify Auditors For Against Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 27, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Finnegan For For Management
1.2 Elect Director Joseph W. Prueher For For Management
1.3 Elect Director Ann N. Reese For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 10, 2007 Meeting Type: Annual
Record Date: FEB 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director C. Robert Kidder For For Management
5 Elect Director John J. Mack For For Management
6 Elect Director Donald T. Nicolaisen For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Hutham S. Olayan For For Management
9 Elect Director Charles E. Phillips, Jr. For For Management
10 Elect Director Griffith Sexton For For Management
11 Elect Director Laura D. Tyson For For Management
12 Elect Director Klaus Zumwinkel For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For Against Management
15 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
16 Approve Report of the Compensation Against Against Shareholder
Committee
- --------------------------------------------------------------------------------
MVC CAPITAL INC
Ticker: MVC Security ID: 553829102
Meeting Date: JUN 28, 2007 Meeting Type: Annual
Record Date: MAY 14, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emilio Dominianni For For Management
1.2 Elect Director Gerald Hellerman For For Management
1.3 Elect Director Warren Holtsberg For For Management
1.4 Elect Director Robert Knapp For For Management
1.5 Elect Director William Taylor For For Management
1.6 Elect Director Michael Tokarz For For Management
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.E. Barfield For For Management
1.2 Elect Director J.S. Broadhurst For For Management
1.3 Elect Director C.M. Connor For For Management
1.4 Elect Director D.A. Daberko For For Management
1.5 Elect Director B.P. Healy For For Management
1.6 Elect Director M.B McCallister For For Management
1.7 Elect Director P.A. Ormond For For Management
1.8 Elect Director P.E. Raskind For For Management
1.9 Elect Director G.L. Shaheen For For Management
1.10 Elect Director J.S. Thornton For For Management
1.11 Elect Director M. Weiss For For Management
2 Ratify Auditors For For Management
3 Pay For Superior Performance Against Against Shareholder
- --------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC.
Ticker: NFB Security ID: 659424105
Meeting Date: AUG 22, 2006 Meeting Type: Annual
Record Date: JUL 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Josiah Austin For For Management
3.2 Elect Director Karen Garrison For For Management
3.3 Elect Director John Adam Kanas For For Management
3.4 Elect Director Raymond A. Nielsen For For Management
3.5 Elect Director A. Robert Towbin For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For For Management
1.6 Elect Director Robert C. Mccormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director Enrique J. Sosa For For Management
1.13 Elect Director Charles A. Tribbett III For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ONEBEACON INSURANCE GROUP LTD
Ticker: Security ID: G67742109
Meeting Date: MAY 22, 2007 Meeting Type: Annual
Record Date: MAR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lois W. Grady For For Management
1.2 Elect Director T. Michael Miller For For Management
1.3 Elect Director Lowndes A. Smith For For Management
1.4 Elect Director Kent D. Urness For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue G. Atkinson For For Management
1.2 Elect Director Gregory L. Burns For For Management
1.3 Elect Director Colleen Conway-Welch For For Management
1.4 Elect Director Clay T. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Berndt For For Management
1.2 Elect Director Mr. Bunch For For Management
1.3 Elect Director Mr. Chellgren For For Management
1.4 Elect Director Mr. Clay For For Management
1.5 Elect Director Mr. Davidson For For Management
1.6 Elect Director Ms. James For For Management
1.7 Elect Director Mr. Kelson For For Management
1.8 Elect Director Mr. Lindsay For For Management
1.9 Elect Director Mr. Massaro For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Mr. Shepard For For Management
1.13 Elect Director Ms. Steffes For For Management
1.14 Elect Director Mr. Strigl For For Management
1.15 Elect Director Mr. Thieke For For Management
1.16 Elect Director Mr. Usher For For Management
1.17 Elect Director Mr. Walls For For Management
1.18 Elect Director Mr. Wehmeier For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROASSURANCE CORP
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: MAR 31, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor T. Adamo For For Management
1.2 Elect Director Paul R. Butrus For For Management
1.3 Elect Director William J. Listwan, M.D. For For Management
- --------------------------------------------------------------------------------
PROVIDENT BANKSHARES CORP.
Ticker: PBKS Security ID: 743859100
Meeting Date: MAY 16, 2007 Meeting Type: Annual
Record Date: APR 2, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Melvin A. Bilal For For Management
2 Elect Director Ward B. Coe, III For For Management
3 Elect Director Frederick W. Meier, Jr. For For Management
4 Elect Director Gary N. Geisel For For Management
5 Elect Director William J. Crowley, Jr. For For Management
6 Elect Director Bryan J. Logan For For Management
7 Elect Director James G. Davis, Jr. For For Management
8 Elect Director Dale B. Peck For For Management
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 8, 2007 Meeting Type: Annual
Record Date: MAR 9, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic K. Becker For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gaston Caperton For For Management
1.4 Elect Director Gilbert F. Casellas For For Management
1.5 Elect Director James G. Cullen For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Jon F. Hanson For For Management
1.8 Elect Director Constance J. Horner For For Management
1.9 Elect Director Karl J. Krapek For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Arthur F. Ryan For For Management
1.12 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 15, 2007 Meeting Type: Annual
Record Date: DEC 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Biever For For Management
1.2 Elect Director Francis S. Godbold For For Management
1.3 Elect Director H William Habermeyer Jr For For Management
1.4 Elect Director Chet Helck For For Management
1.5 Elect Director Thomas A. James For For Management
1.6 Elect Director Paul W. Marshall For For Management
1.7 Elect Director Paul C. Reilly For For Management
1.8 Elect Director Kenneth A. Shields For For Management
1.9 Elect Director Hardwick Simmons For For Management
2 Ratify Auditors For For Management
3 Approve Restricted Stock Plan For For Management
4 Approve Stock Option Plan For For Management
5 Amend Restricted Stock Plan For For Management
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 31, 2007 Meeting Type: Annual
Record Date: APR 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Hecht For For Management
1.2 Elect Director Henry Klehm III For For Management
1.3 Elect Director Nicholas L. Trivisonno For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REPUBLIC COMPANIES GROUP INC
Ticker: RUTX Security ID: 760349100
Meeting Date: DEC 4, 2006 Meeting Type: Special
Record Date: OCT 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
SEACOAST BANKING CORP. OF FLORIDA
Ticker: SBCF Security ID: 811707306
Meeting Date: MAY 3, 2007 Meeting Type: Annual
Record Date: FEB 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Crane For For Management
1.2 Elect Director Jeffrey S. Furst For For Management
1.3 Elect Director Dennis S. Hudson, Jr. For Withhold Management
1.4 Elect Director Thomas E. Rossin For For Management
1.5 Elect Director Thomas H. Thurlow, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SOUTH STREET FINANCIAL CORP.
Ticker: SSFC Security ID: 840468102
Meeting Date: MAR 20, 2007 Meeting Type: Special
Record Date: FEB 22, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize New Class of Preferred Stock For Against Management
2 Approve Conversion of Securities For For Management
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SOUTH STREET FINANCIAL CORP.
Ticker: SSFC Security ID: 840468102
Meeting Date: MAY 21, 2007 Meeting Type: Annual
Record Date: APR 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Banks Garrison, Jr. For For Management
1.2 Elect Director Caldwell A. Holbrook, Jr. For For Management
1.3 Elect Director Joel A. Huneycutt For For Management
1.4 Elect Director Douglas Dwight Stokes For For Management
1.5 Elect Director R. Ronald Swanner For For Management
1.6 Elect Director Greg E. Underwood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 7, 2007 Meeting Type: Annual
Record Date: MAR 1, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome J. Meyer For For Management
1.2 Elect Director Ralph R. Peterson For For Management
1.3 Elect Director E. Kay Stepp For For Management
1.4 Elect Director Michael G. Thorne For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: FEB 23, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Albright For For Management
1.2 Elect Director K. Burnes For For Management
1.3 Elect Director P. Coym For For Management
1.4 Elect Director N. Darehshori For For Management
1.5 Elect Director A. Fawcett For For Management
1.6 Elect Director A. Goldstein For For Management
1.7 Elect Director D. Gruber For For Management
1.8 Elect Director L. Hill For For Management
1.9 Elect Director C. LaMantia For For Management
1.10 Elect Director R. Logue For For Management
1.11 Elect Director M. Miskovic For For Management
1.12 Elect Director R. Sergel For For Management
1.13 Elect Director R. Skates For For Management
1.14 Elect Director G. Summe For For Management
1.15 Elect Director D. Walsh For For Management
1.16 Elect Director R. Weissman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUMMIT BANCSHARES, INC.
Ticker: SBIT Security ID: 866011109
Meeting Date: OCT 24, 2006 Meeting Type: Special
Record Date: SEP 12, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 27, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beall, II For For Management
1.2 Elect Director Jeffrey C. Crowe For For Management
1.3 Elect Director J. Hicks Lanier For For Management
1.4 Elect Director Larry L. Prince For For Management
1.5 Elect Director Frank S. Royal, M.D. For For Management
1.6 Elect Director Phail Wynn, Jr. For For Management
1.7 Elect Director James M. Wells, III For For Management
2 Amend Rights and Preferences of Preferred For For Management
Stock
3 Declassify the Board of Directors For For Management
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 26, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Benhamou For For Management
1.2 Elect Director David M. Clapper For For Management
1.3 Elect Director Roger F. Dunbar For For Management
1.4 Elect Director Joel P. Friedman For For Management
1.5 Elect Director G. Felda Hardymon For For Management
1.6 Elect Director Alex W. Hart For For Management
1.7 Elect Director C. Richard Kramlich For For Management
1.8 Elect Director James R. Porter For For Management
1.9 Elect Director Michaela K. Rodeno For For Management
1.10 Elect Director Kenneth P. Wilcox For For Management
1.11 Elect Director Kyung H. Yoon For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 20, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director Richard E. Anthony For For Management
1.3 Elect Director James H. Blanchard For Withhold Management
1.4 Elect Director Richard Y. Bradley For For Management
1.5 Elect Director Frank W. Brumley For For Management
1.6 Elect Director Elizabeth W. Camp For For Management
1.7 Elect Director Gardiner W. Garrard, Jr. For For Management
1.8 Elect Director T. Michael Goodrich For For Management
1.9 Elect Director Frederick L. Green, III For For Management
1.10 Elect Director V. Nathaniel Hansford For For Management
1.11 Elect Director Alfred W. Jones III For For Management
1.12 Elect Director Mason H. Lampton For For Management
1.13 Elect Director Elizabeth C. Ogie For For Management
1.14 Elect Director H. Lynn Page For For Management
1.15 Elect Director J. Neal Purcell For For Management
1.16 Elect Director Melvin T. Stith For For Management
1.17 Elect Director William B. Turner, Jr. For For Management
1.18 Elect Director James D. Yancey For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
- --------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luella G. Goldberg For For Management
1.2 Elect Director George G. Johnson For For Management
1.3 Elect Director Lynn A. Nagorske For For Management
1.4 Elect Director Gregory J. Pulles For For Management
1.5 Elect Director Ralph Strangis For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 27, 2007 Meeting Type: Annual
Record Date: JAN 3, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For For Management
1.2 Elect Director William H. Hatanaka For For Management
1.3 Elect Director Robert T. Slezak For For Management
1.4 Elect Director Allan R. Tessler For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Stock For Against Management
Option Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Other Business For For Management
- --------------------------------------------------------------------------------
TORTOISE CAPITAL RESOURCES CORPORATION
Ticker: TTO Security ID: 89147N304
Meeting Date: APR 13, 2007 Meeting Type: Annual
Record Date: MAR 13, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Kevin Birzer For For Management
1.2 Elect Director John R. Graham For For Management
2 Ratify Auditors For For Management
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U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 26, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria Buynisk Gluckman For For Management
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Olivia F. Kirtley For For Management
1.4 Elect Director Jerry W. Levin For For Management
1.5 Elect Director Richard G. Reiten For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors For For Management
5 Approve Report of the Compensation Against Against Shareholder
Committee
6 Establish SERP Policy Against Against Shareholder
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UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: APR 18, 2007 Meeting Type: Annual
Record Date: MAR 16, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Abstain Management
ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS
OF THE GROUP AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS For For Management
DIVIDEND FOR FINANCIAL YEAR 2006
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Against Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD
4 RE-ELECTION OF BOARD MEMBER: STEPHAN For For Management
HAERINGER
5 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE For For Management
6 RE-ELECTION OF BOARD MEMBER: PETER For For Management
SPUHLER
7 ELECTION OF NEW BOARD MEMBER: SERGIO For For Management
MARCHIONNE
8 ELECTION OF THE GROUP AND STATUTORY For For Management
AUDITORS
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For For Management
REPURCHASED UNDER THE 2006/2007 SHARE
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 PARA 1 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For For Management
SHARE BUYBACK PROGRAM FOR 2007-2010
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For For Management
DURING THE ANNUAL GENERAL MEETING, I/WE
AUTHORIZE MY/OUR PROXY TO ACT IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
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WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: AUG 31, 2006 Meeting Type: Special
Record Date: JUL 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
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WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 12, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director Jerry Gitt For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Maryellen C. Herringer For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Timothy D. Proctor For For Management
1.7 Elect Director Van L. Richey For For Management
1.8 Elect Director Dona Davis Young For For Management
2 Declassify the Board of Directors For For Management
3 Company Specific--Provide for Majority For For Management
Voting
4 Ratify Auditors For For Management
5 Approve Report of the Compensation Against Against Shareholder
Committee
6 Require Director Nominee Qualifications Against Against Shareholder
7 Report on Political Contributions Against Abstain Shareholder
8 Separate Chairman and CEO Positions Against Against Shareholder
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WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 17, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne V. Farrell For For Management
1.2 Elect Director Stephen E. Frank For For Management
1.3 Elect Director Kerry K. Killinger For For Management
1.4 Elect Director Thomas C. Leppert For For Management
1.5 Elect Director Charles M. Lillis For For Management
1.6 Elect Director Phillip D. Matthews For For Management
1.7 Elect Director Regina T. Montoya For For Management
1.8 Elect Director Michael K. Murphy For For Management
1.9 Elect Director Margaret Osmer Mcquade For For Management
1.10 Elect Director Mary E. Pugh For For Management
1.11 Elect Director William G. Reed, Jr. For For Management
1.12 Elect Director Orin C. Smith For For Management
1.13 Elect Director James H. Stever For For Management
2 Ratify Auditors For For Management
3 Establish SERP Policy Against Against Shareholder
4 Require a Majority Vote for the Election Against For Shareholder
of Directors
5 Require Director Nominee Qualifications Against Against Shareholder
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Chen For For Management
1.2 Elect Director Lloyd H. Dean For For Management
1.3 Elect Director Susan E. Engel For For Management
1.4 Elect Director Enrique Hernandez, Jr. For For Management
1.5 Elect Director Robert L. Joss For For Management
1.6 Elect Director Richard M. Kovacevich For For Management
1.7 Elect Director Richard D. McCormick For For Management
1.8 Elect Director Cynthia H. Milligan For For Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Philip J. Quigley For For Management
1.11 Elect Director Donald B. Rice For For Management
1.12 Elect Director Judith M. Runstad For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director Susan G. Swenson For For Management
1.15 Elect Director John G. Stumpf For For Management
1.16 Elect Director Michael W. Wright For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Establish SERP Policy Against Against Shareholder
6 Report on Racial and Ethnic Disparities Against Abstain Shareholder
in Loan Pricing
7 Report on Emission Reduction Goals Against Abstain Shareholder
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WHITNEY HOLDING CORP.
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 25, 2007 Meeting Type: Annual
Record Date: FEB 28, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Crowell For For Management
1.2 Elect Director Michael L. Lomax For For Management
1.3 Elect Director Dean E. Taylor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 4, 2007 Meeting Type: Annual
Record Date: MAR 6, 2007
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger B. Porter For For Management
1.2 Elect Director L.E. Simmons For For Management
1.3 Elect Director Steven C. Wheelwright For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation or has recommended that
shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item: 1) a ballot market 'Abstain' is considered to have been voted for
management's recommendation to 'Abstain' and 2) a ballot voted 'For" or
'Against' is considered to have been voted against management's recommendation
to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation
"N/A" is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
John Hancock Financial Trends Fund, Inc.
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(Registrant)
By: /s/Barry Evans
---------------------
Barry Evans
President, MFC Global Investment Management (U.S.), LLC
Date: August 27, 2007