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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1933
September 14, 2005
Date of Report (Date of earliest event reported)
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PACIFIC PEAK INVESTMENTS, INC.
(Exact name of registrant as specified in its charter)
000-1084133
(Commission File Number)
Nevada
(State or other jurisdiction of incorporation or organization)
90-0093439
(IRS Employer Identification Number)
520 South Fourth Avenue, Suite 400
Louisville, Kentucky 40202-2577
(Address of principal executive offices) (ZIP Code)
Richard T. Clark, CEO
Pacific Peak Investments, Inc.
520 South Fourth Avenue, Suite 400
Louisville, KY 40202-2577
(Name and address of agent for service)
(502) 376-8420
(Telephone number, including area code of agent for service)
Pacific Peak Investments, Inc.
4020 Birch Street, Suite 103
Newport Beach, CA 92660
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[_] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Copy to:
James Reskin
Reskin & Associates
520 South Fourth Street,
Louisville, KY 40202-2577
Item 5.02. Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers. On September 14, 2005, at a Meeting of the
Board of Directors, pursuant to authority under Section 4 of the bylaws of the
Company, Bruce MacGregor, the President, Chief Executive Officer and Director,
submitted his resignation as President, Chief Executive Officer and Director for
personal reasons. There was no dispute or disagreement with the Company or its
Board of Directors. The Board of Directors accepted his resignation and,
pursuant to authority, appointed Richard T. Clark to serve as President, Chief
Executive Officer and Director. Mr. Clark was elected as President, Chief
Executive Officer and Director and Mr. Clark has accepted all appointments. His
biographical information is:
Richard Clark works at Clark Capital Corp. where he specializes in
public company corporate restructurings, including bankruptcies and tax
arbitrage. Mr. Clark has worked with Clark Capital Corp. since 1992.
Prior to Clark Capital Corp., Mr. Clark worked as an independent
broker-dealer dealing in corporate finance at S.C. Costa Co.
Previously, Mr. Clark was a Vice-President at Dean Witter Reynolds and
Rotan Mosle, Inc and a stock broker with Harris Uphan & Co. Mr. Clark
received a B.A. in English and an M.B.A. in Finance, both from the
University of Tulsa.
On September 14, 2005, at a Meeting of the Board of Directors, pursuant to
authority under Section 4 of the bylaws of the Company, Bernie Gurr, the Vice
President, Chief Financial Officer, Treasurer and Secretary, submitted his
resignation as Vice President, Chief Financial Officer, Treasurer and Secretary
for personal reasons. There was no dispute or disagreement with the Company or
its Board of Directors. The Board of Directors accepted his resignation and,
pursuant to authority, appointed Bryce Knight to serve as Vice President, Chief
Financial Officer, Treasurer and Secretary. Mr. Knight was elected as Vice
President, Chief Financial Officer, Treasurer and Secretary and Mr. Knight has
accepted all appointments. His biographical information is
Bryce Knight presently serves as a managing member of Practical
Business Concepts, LLC, a Louisville, Kentucky based corporate strategy
and financial consulting firm. Mr. Knight is also President of GloTech
Industries, a Delaware Corporation specializing in illuminated safety
apparel utilizing electroluminescent light technology. Previously, Mr.
Knight worked with General Electric as finance analyst for its consumer
products division and with Robert Bosch Tool Corporation in the
Marketing Department. Mr. Knight graduated with honors from Bellarmine
University with a Business Administration degree and will also receive
his M.B.A. from Bellarmine.
On September 14, 2005, at a Meeting of the Board of Directors, pursuant to
authority under Section 4 of the bylaws of the Company, Read Worth, a Director,
submitted his resignation as Director for personal reasons. There was no dispute
or disagreement with the Company or the other Directors. The Board of Directors
accepted his resignation and, pursuant to authority, appointed Ross Silvey to
serve as Director. Mr. Silvey was elected as Director and Mr. Silvey has
accepted the appointment. His biographical information is:
Mr. Silvey has owned and operated franchised automobile businesses,
finance companies and insurance companies for over 30 years.
He has taught as an adjunct or full-time professor for most of the
courses in the upper division and MBA programs at Tulsa University,
Oral Roberts University, Langston University, and Southern Nazarene
University. His formal education is an MBA from the Harvard Business
School. He has also been awarded the Ph.D. degree from the Walden
Institute of Advanced Studies.
On September 14, 2005, at a Meeting of the Board of Directors, pursuant to
authority under Section 4 of the bylaws of the Company, Kenneth Wiedrich, a
Director, submitted his resignation as Director for personal reasons. There was
no dispute or disagreement with the Company or the other Directors. The Board of
Directors accepted his resignation and, pursuant to authority, appointed Terry
Turner to serve as Director. Mr. Turner was elected as Director and Mr. Turner
has accepted the appointment. His biographical information is:
Terry Turner is a Director of American Resource Management, Inc.
(ARMM). Previously, Mr. Turner was a Director of Struthers Industry,
Inc. Mr. Turner has been a restaurant owner in Tulsa, Oklahoma for 35
years. Mr. Turner received a B.S. in Business Administration from the
University of Arkansas in 1969.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(a) Financial Statements of Business Acquired
None.
(b) Pro Forma Financial Statements
None
(c) Exhibits
None
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,
this report has been signed below by the following person on behalf of the
Registrant and in the capacity thereunto duly authorized, in Louisville,
Kentucky on the 11th day of October 2005.
Pacific Peak Investments, Inc.
By: /s/ Richard T. Clark
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Richard T. Clark, Chief Executive Officer
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EXHIBIT INDEX
Exhibits
None.