Registration No. 333-47196
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 8
to
Form S-1
Registration Statement
Under
The Securities Act of 1933
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ATEL CAPITAL EQUIPMENT FUND IX, LLC
(Exact name of registrant as specified in governing instruments)
California 7394 94-3375584
(State or other juris- (Primary standard (IRS Employer
diction of organization) industrial classification Identification number)
code number)
235 Pine Street, 6th Floor
San Francisco, California 94104
(415) 989-8800
(Address, including zip code, and telephone number,
including area code, of principal executive offices)
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DEAN L. CASH
235 Pine Street, 6th Floor
San Francisco, California 94104
(415) 989-8800
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
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With a copy to:
PAUL J. DERENTHAL, ESQ.
Derenthal & Dannhauser
One Post Street, Suite 575
San Francisco, California 94104
(415) 981-4844
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Approximate date of commencement of proposed sale to the public: As soon
as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, check the following box. /X/
If this Form is filed to register additional securities for an offering pursuant
to Rule 462(b) under the Securities Act, check the following box and list the
Securities Act registration statement number of the earlier effective
registration statement for the same offering. /__/
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act, check the following box and list the Securities Act
registration number of the earlier effective registration statement for the same
offering. /__/
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. /__/
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. /__/
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
ITEM 16. Exhibits and Financial Statement Schedules.
(a) Exhibits.
Number Exhibits
23.1 Consent of Ernst & Young LLP
24.1 Powers of Attorney are set forth in Part II of the initial
Registration Statement on Form S-1 filed as of October 3, 2000
(b) Financial Statements Included in the Prospectus:
ATEL Capital Equipment Fund IX, LLC
The balance sheet of ATEL Capital Equipment Fund IX, LLC (a
development stage enterprise) as of October 6, 2000, and the
related statements of changes in members' capital and cash
flows for the period from September 27, 2000 (inception)
through October 6, 2000
ATEL Financial Corporation
The consolidated balance sheet of ATEL Financial Corporation
and subsidiary as of July 31, 2000
Financial Statements Included in the Supplement:
ATEL Capital Equipment Fund IX, LLC
Balance Sheets, December 31, 2001 and 2000; Statement of
Income for the year ended December 31, 2001; Statements of
Changes in Members' Capital and Cash Flows for the period from
September 27, 2000 (Inception) to December 31, 2000 and the
year ended December 31, 2001; Statement of Cash Flows for the
period from September 27, 2000 (inception) and the year ended
December 31, 2001; Notes to Financial Statements
ATEL Financial Services, LLC
Consolidated Balance Sheet, July 31, 2000; Notes to
Consolidated Balance Sheet; Consolidated Balance Sheet, July
31, 2001; Notes to Consolidated Balance Sheet; Consolidated
Balance Sheet, January 31, 2002 (unaudited); Notes to
Consolidated Balance Sheet (unaudited)
II-1
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant has duly caused this registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the City of San
Francisco, State of California, on the 28th day of May, 2002.
ATEL CAPITAL EQUIPMENT FUND IX, LLC
By: ATEL Financial Services, LLC
a California limited liability company,
Manager
By: ATEL Capital Group, Its Manager
By: DEAN L. CASH*
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Dean L. Cash,
President
Pursuant to the requirements of the Securities Act of 1933, this
registration statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature Capacity Date
DEAN L. CASH* Principal Executive Officer of May 28, 2002
- -------------------- Registrant; Chief executive
Dean L. Cash officer and director of
ATEL Capital Group
/s/ PARITOSH CHOKSI Principal financial May 28, 2002
- --------------------- officer and principal
Paritosh Choksi accounting officer of
Registrant; Executive vice
president, chief financial
officer and chief accounting
officer of ATEL Capital Group
* By: /s/ PARITOSH CHOKSI
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Paritosh Choksi, as Attorney-
in-Fact for such person
II-2
INDEX TO EXHIBITS
Exhibit Sequentially
Number Exhibit Numbered Page
23.1 Consent of Ernst & Young LLP
24.1 Powers of Attorney are set forth
in Part II of the Registration
Statement on Form S-1
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