================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 10, 1997 SIGMA DESIGNS, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) California 0-15116 95-2848099 - -------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification No.) 46501 Landing Parkway Fremont, California 94538 - -------------------------------------------------------------------------------- (Address, including zip code, of principal executive offices) Registrant's telephone number, including area code: (510) 770-0100 Not Applicable - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) ================================================================================ Item 5. Other Events. ------------ Q. Binh Trinh has resigned as Vice President, Finance, Chief Financial Officer, Secretary and Director of Sigma Designs, Inc. (the "Company"). Mr. Trinh's resignation was due to his personal health condition, his need to spend more time with his terminally-ill sister and is in no way related to any disagreements with the Company's management or Board of Directors or on any matter relating to the Company's operations, policies, practices or business prospects. Mrs. Kit Tsui, the Company's Controller, will act as the Chief Financial Officer and Secretary of the Company until a new Chief Financial Officer is hired. Mr. Trinh will continue to work as a consultant to the Company during this transition period. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SIGMA DESIGNS, INC. a California corporation By: /s/ Thinh Q. Tran -------------------------------- Thinh Q. Tran, President and Chief Executive Officer Date: January 10, 1997 -3-