SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 1997 ASYST TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) California 0-22114 94-2944251 (State of jurisdiction) (Commission File No.) (IRS Employer Identification No.) 48761 Kato Road Fremont, CA 94538 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (510) 661-5000 1. Item 5. Other Events On September 30, 1997, Asyst Technologies, Inc. (the "Registrant"), issued and sold 1,000,000 shares of its Common Stock (the "Shares") at a purchase price of $42.92 per share in a private placement to a group of funds managed by a single, large investment management firm. The Registrant has agreed to file a registration statement with the Securities and Exchange Commission to cover resales of the Shares from time to time by the purchaser. The terms and conditions of the private placement are set forth in the Common Stock Purchase Agreement, dated September 25, 1997 filed herewith as Exhibit 4.1 and the press release announcing such private placement is filed herewith as Exhibit 99.1. Both exhibits are incorporated herein by reference. Item 7. Financial Statements and Exhibits (c) Exhibits. EXHIBIT NUMBER DESCRIPTION 4.1 Common Stock Purchase Agreement, dated September 25, 1997. 99.1 Press Release, dated October 1, 1997. 2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASYST TECHNOLOGIES, INC. Dated: October 8, 1997 By: /s/ Douglas J. McCutcheon ____________________________________ Douglas J. McCutcheon Senior Vice President and Chief Financial Officer 3. EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION 4.1 Common Stock Purchase Agreement, dated September 25, 1997 99.1 Press Release, dated October 1, 1997. 4.