<ARTICLE> BD <LEGEND> THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FINANCIAL STATEMENTS INCLUDED IN THIS REGISTRATION STATEMENT FILING AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. </LEGEND> <MULTIPLIER> 1000 <PERIOD-TYPE> 12-MOS <FISCAL-YEAR-END> SEP-30-1997 <PERIOD-END> SEP-30-1997 <CASH> 21,814 <RECEIVABLES> 724,365 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 0 <INSTRUMENTS-OWNED> 194,917 <PP&E> 18,802 <TOTAL-ASSETS> 989,903 <SHORT-TERM> 18,122 <PAYABLES> 690,506 <REPOS-SOLD> 0 <SECURITIES-LOANED> 0 <INSTRUMENTS-SOLD> 0 <LONG-TERM> 0 <COMMON> 387 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <OTHER-SE> 280,888 <TOTAL-LIABILITY-AND-EQUITY> 989,903 <TRADING-REVENUE> 0 <INTEREST-DIVIDENDS> 25,265 <COMMISSIONS> 109,659 <INVESTMENT-BANKING-REVENUES> 0 <FEE-REVENUE> 0 <INTEREST-EXPENSE> 14,909 <COMPENSATION> 0 <INCOME-PRETAX> 23,330 <INCOME-PRE-EXTRAORDINARY> 23,330 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 13,905 <EPS-PRIMARY> 0.40 <EPS-DILUTED> 0.40