<ARTICLE> BD <LEGEND> THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FINANCIAL STATEMENTS INCLUDED IN THIS REGISTRATION STATEMENT FILING AN IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. </LEGEND> <MULTIPLIER> 1,000 <PERIOD-TYPE> 12-MOS <FISCAL-YEAR-END> SEP-30-1999 <PERIOD-START> OCT-01-1998 <PERIOD-END> SEP-30-1999 <CASH> 85,734 <RECEIVABLES> 2,606,255 <SECURITIES-RESALE> 0 <SECURITIES-BORROWED> 306,326 <INSTRUMENTS-OWNED> 613,438 <PP&E> 155,785 <TOTAL-ASSETS> 3,926,980 <SHORT-TERM> 165,845 <PAYABLES> 1,040,878 <REPOS-SOLD> 0 <SECURITIES-LOANED> 1,806,590 <INSTRUMENTS-SOLD> 0 <LONG-TERM> 0 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 2,398 <OTHER-SE> 911,269 <TOTAL-LIABILITY-AND-EQUITY> 3,926,980 <TRADING-REVENUE> 0 <INTEREST-DIVIDENDS> 195,675 <COMMISSIONS> 355,830 <INVESTMENT-BANKING-REVENUES> 0 <FEE-REVENUE> 0 <INTEREST-EXPENSE> 73,367 <COMPENSATION> 0 <INCOME-PRETAX> (91,356) <INCOME-PRE-EXTRAORDINARY> (91,356) <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> (54,438) <EPS-BASIC> (0.23) <EPS-DILUTED> (0.23)