SECURITIES AND EXCHANGE COMMISSION
Washington, D. C.
20549
APPLICATION FOR WITHDRAWAL FROM LISTING OF SECURITIES PURSUANT TO SECTION
12(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission file number: 1-12070
Transfinancial Holdings, Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 46-0278762
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(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
8245 Neiman Road, Lenexa Kansas 66214
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(Address of principal executive offices) (Zip Code)
Securities to be withdrawn pursuant to Section 12(d) of the Act:
Name of each Exchange on which
Title of each class to be so withdrawn class is to be withdrawn
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Common Stock, American Stock Exchange
par value $.01
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per share
Transfinancial Holdings, Inc, a Delaware (list State of incorporation)
corporation (the "Company"), hereby makes application pursuant to Section 12(d)
of the Securities Exchange Act of 1934 (the "Exchange Act") and Rule 12d2-2(d)
and (e) promulgated thereunder to withdraw its common stock, $.01 par value (the
"Common Stock"), from listing and registration on the American Stock Exchange.
The Board of Directors of the Company (unanimously) approved a resolution
on April 9, 2002 to withdraw the Company's common stock from listing on the
American Stock Exchange and to list such securities on the
____None______________. The reasons for such actions are set forth in the
attached copies of the resolutions (Exhibit A).
The Registrant has met the requirements of Rule 18 of the American Stock
Exchange by complying with all applicable laws in effect in the State of
Delaware, in which it is incorporated, and by filing with the Exchange written
notice of its intention to voluntarily withdraw its securities from listing and
registration as set forth in Exhibit B to this Application.
The Company hereby requests that the Commission's order granting this
application be effective as soon as possible. (On or after close of business on
April 29th, 2002) This Application relates solely to the withdrawal from listing
of the Registrant's common stock from the American Stock Exchange and shall have
no effect upon the continued listing of such common stock on the
____NONE_________.
<page>
By reason of Section ___12(g) (insert either 12(b) or 12(g) as appropriate)
of the Securities Exchange Act of 1934 and the rules and regulations of the
Securities and Exchange Commission thereunder, the Registrant shall continue to
be obligated to file reports under Section 13 of the Act with the Securities and
Exchange Commission and the ___N/A_____________.
SIGNATURE
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Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this Application to be signed on its
behalf by the undersigned thereunto duly authorized.
DATED: April 24, 2002 By: /s/ William D. Cox
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(Name)
President & CEO
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(Title)
<page>
EXHIBIT A
TRANSFINCIAL HOLDINGS, INC.
RESOLUTIONS
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RESOLVED, that the officers of the Company are hereby authorized and
directed to make, execute and file with the American Stock Exchange, and the
SEC, contemporaneously with the filing of a Certificate of Dissolution of the
Company with the Delaware Secretary of State, such applications and other
documents as shall be required to de-list the Company's common stock from such
Exchange, and to de-register such stock under Section 12(d) of the Securities
Exchange Act of 1934, provided that the same remains registered under Section
12(g) thereof, and
FURTHER RESOLVED, that such officers are further authorized to take all
such further action and execute and deliver such other documents as shall be
necessary to carry out the foregoing resolution and the transactions
contemplated thereby.
EXHIBIT B
TRANSFINCIAL HOLDINGS, INC.
Transfinancial Holdings, Inc.
9245 Neiman Road
Lenexa, KS 66214
Theon Alleyne
Listing Qualifications Department
The American Stock Exchange
86 Trinity Place
New York, NY 10006
Dear Theon Alleyne:
On April 29, 2002 we will file a Certificate of Dissolution with the State of
Delaware. Concurrent with that filing we will close the stock transfer books at
the close of business on April 29, 2002. We are hereby requesting, that as a
result of these actions, that trading in Transfinancial Holdings, Inc. Common
Stock be halted effective at the close of business on April 29, 2002.
Thank You
/s/ William D. Cox
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William D. Cox
President
Transfinancial Holdings, Inc.