UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 4, 2001
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Gump & Company, Inc.
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(Exact name of Registrant as specified in charter)
Delaware 33-23316 75-2256798
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(State or other jurisdic- (Commission (IRS Employer
tion of incorporation) File Number) Identification #)
192 Searidge Court
Shell Beach, CA 93449
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number: (805)773-5350
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ITEM 5. OTHER EVENTS.
a) On April 4, 2001, Gump & Company, Inc. declared that effective April
16, 2001, the Company will effect on a one-for-ten reverse split of its common
stock. The record date for the reverse stock split is April 16, 2001. All
fractional shares will be increased to the next highest whole number of shares.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
GUMP & COMPANY, INC.
Date: April 4, 2001 By:_______________________________
Mark A. DiSalvo, President
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