U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Act of 1934
Date of Report (Date of earliest event reported): JANUARY 31, 1999
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PERFORMANCE ASSET MANAGEMENT FUND III, LTD., A CALIFORNIA LIMITED PARTNERSHIP
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(Exact name of registrant as specified in its charter)
CALIFORNIA 0-28764 33-0526128
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(State or other (Commission (I.R.S. Employer
Jurisdiction File Number) Identification No.)
of incorporation)
222 SOUTH HARBOR BLVD., SUITE 400
ANAHEIM, CALIFORNIA 92805
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (714) 502-3780
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4100 NEWPORT PLACE, SUITE 400, NEWPORT BEACH, CALIFORNIA 92660
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(Former name or former address, if changed since last report)
ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE
As previously reported to the Commission, on December 23, 1998, Performance
Asset Management Fund III, Ltd., a California limited partnership (the
"Company"), filed a voluntary petition for reorganization under Chapter 11 of
the U.S. Bankruptcy Code (the "Code"). The filing was made in the United States
Bankruptcy Court for the Central District of California (the "Court") in Case
No. SA 98-27040-RA.
On February 4, 2002, six entities, including the Company, emerged from their
cases under Chapter 11 of the Bankruptcy Code pursuant to a plan of
reorganization by transferring their assets and liabilities to one entity named
Performance Capital Management, LLC ("PCM"). Pursuant to Rule 12g-3(a) under the
Securities Exchange Act of 1934, as amended, PCM is the successor reporting
issuer to the Company. PCM's filings with the Commission may be accessed through
the Commission's web site, www.sec.gov.
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On December 30, 1998, the Court appointed a Trustee to administer the Company
and its affairs during the bankruptcy proceeding.
The Company filed monthly reports with the Court pursuant to Rule 2015 under the
United States Bankruptcy Code for the months of January 1999 through January
2002 (the "Monthly Reports"). During the bankruptcy proceeding, the Trustee did
not file the Monthly Reports with the Commission. PCM recently requested and
received copies of the Monthly Reports from the Trustee, copies of which are
attached hereto as exhibits. Copies of any bank statements originally filed with
the Bankruptcy Court as part of the Monthly Reports have been omitted from
Exhibits 99.1 through 99.37.
As the successor reporting issuer, PCM is filing the Monthly Reports attached
hereto as Exhibits 99.1 to 99.37 in order to fill gaps in the public disclosure
records of the Company. PCM believes it has accurately retrieved true and
correct copies of the Monthly Reports filed by the Trustee. PCM did not
participate in the preparation of the Monthly Reports, makes no representation
concerning their content or accuracy and expressly disclaims any responsibility
for their content or accuracy. PCM cautions readers not to place undue reliance
upon the information contained in the Monthly Reports. The Monthly Reports
contain information that has not been audited or reviewed by independent
accountants, is limited in scope, covers a limited time period and is in a
format prescribed by the applicable bankruptcy laws. There can be no assurance
that the Monthly Reports are complete. The information in the Monthly Reports is
not indicative of PCM's financial condition or operating results for future
periods. PCM does not undertake any obligation to update or revise the Monthly
Reports.
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ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits.
Exhibit
Number Description
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99.1 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 1999
99.2 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 1999
99.3 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 1999
99.4 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 1999
99.5 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 1999
99.6 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 1999
99.7 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 1999
99.8 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 1999
99.9 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 1999
99.10 Monthly Reports of Performance Asset Management Fund III, Ltd.
for October 1999
99.11 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 1999
99.12 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 1999
99.13 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2000
99.14 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 2000
2
99.15 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 2000
99.16 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 2000
99.17 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 2000
99.18 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 2000
99.19 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 2000
99.20 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 2000
99.21 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 2000
99.22 Monthly Reports of Performance Asset Management Fund III, Ltd.
for October 2000
99.23 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 2000
99.24 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 2000
99.25 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2001
99.26 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 2001
99.27 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 2001
99.28 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 2001
99.29 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 2001
99.30 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 2001
3
99.31 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 2001
99.32 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 2001
99.33 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 2001
99.34 Monthly Reports of Performance Asset Management Fund III, Ltd.
for October 2001
99.35 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 2001
99.36 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 2001
99.37 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended,
the registrant has duly caused this Form 8-K to be signed on its behalf by the
undersigned, hereunto duly authorized.
PERFORMANCE ASSET MANAGEMENT FUND III, LTD.
By PERFORMANCE CAPITAL MANAGEMENT, LLC,
Its Successor Reporting Issuer
April 23, 2003 By: /s/ David J. Caldwell
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(Date) Name: David J. Caldwell
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Its: Chief Operating Officer
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EXHIBIT INDEX
Exhibit
Number Description
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99.1 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 1999
99.2 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 1999
99.3 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 1999
99.4 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 1999
99.5 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 1999
99.6 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 1999
99.7 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 1999
99.8 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 1999
99.9 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 1999
99.10 Monthly Reports of Performance Asset Management Fund III, Ltd. for
October 1999
99.11 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 1999
99.12 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 1999
99.13 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2000
99.14 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 2000
99.15 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 2000
99.16 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 2000
99.17 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 2000
99.18 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 2000
99.19 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 2000
99.20 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 2000
99.21 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 2000
99.22 Monthly Reports of Performance Asset Management Fund III, Ltd.
for October 2000
99.23 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 2000
99.24 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 2000
99.25 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2001
99.26 Monthly Reports of Performance Asset Management Fund III, Ltd.
for February 2001
99.27 Monthly Reports of Performance Asset Management Fund III, Ltd.
for March 2001
99.28 Monthly Reports of Performance Asset Management Fund III, Ltd.
for April 2001
99.29 Monthly Reports of Performance Asset Management Fund III, Ltd.
for May 2001
99.30 Monthly Reports of Performance Asset Management Fund III, Ltd.
for June 2001
99.31 Monthly Reports of Performance Asset Management Fund III, Ltd.
for July 2001
99.32 Monthly Reports of Performance Asset Management Fund III, Ltd.
for August 2001
99.33 Monthly Reports of Performance Asset Management Fund III, Ltd.
for September 2001
99.34 Monthly Reports of Performance Asset Management Fund III, Ltd.
for October 2001
99.35 Monthly Reports of Performance Asset Management Fund III, Ltd.
for November 2001
99.36 Monthly Reports of Performance Asset Management Fund III, Ltd.
for December 2001
99.37 Monthly Reports of Performance Asset Management Fund III, Ltd.
for January 2002