SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): OCTOBER 15, 1999 PIXTECH, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-26380 04-3214691 (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification No.) AVENUE OLIVIER PERROY, 13790 ROUSSET, FRANCE (Address of principal executive offices and zip code) Registrant's telephone number, including area code: 011-33-4-42-29-10-00 ITEM 5. On October 6, 1999, PixTech, Inc. ("PixTech" or the "Company") entered into a Common Stock Purchase Agreement with Unipac Optoelectronics Corporation, attached hereto as Exhibit 2.1, for a private placement of $20 million of PixTech's common stock, par value $0.01 per share (the "Common Stock"). The private placement closed on October 15, 1999 with the issuance of approximately 12.4 million shares of Common Stock at approximately $1.61 per share. The Company's press release announcing this transaction is filed as Exhibit 99.1 hereto. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (a) Financial Statements of Business Acquired. Not applicable. (b) Pro Forma Financial Information. Not applicable. (c) Exhibits 2.1 Common Stock Purchase Agreement by and between Pixtech, Inc. and Unipac Optoelectronics Corporation dated as of October 6, 1999. Filed herewith. 99.1 Press Release issued by the Company on October 19, 1999. Filed herewith SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. October 28, 1999 PIXTECH, INC. By: /s/ Yves Morel ------------------ Yves Morel Chief Financial Officer EXHIBIT INDEX ------------- 2.1 Common Stock Purchase Agreement by and between Pixtech, Inc. and Unipac Optoelectronics Corporation dated as of October 6, 1999. Filed herewith. 99.1 Press Release issued by the Company on October 19, 1999. Filed herewith