EXHIBIT 10.3
ASSET PURCHASE AGREEMENT
of January 29,2002
between
Asclepion-Meditec AG
Goschwitzer Strasse 51-52
07745 Jena
(hereinafter referred to as the "Seller")
and
BIOLASE Europe GmbH
c/o Brobeck Hale and Dorr
Maximilianstrasse 31
80539 Munchen
(hereinafter referred to as the "Purchaser")
Preamble
--------
The Seller is the owner of a production center with ten employees in Floss,
Germany (hereinafter referred to as the "Business").
The Seller is interested in divesting itself of the Business by way of a
transfer of the assets and contractual relationships relating thereto. The
Purchaser is interested in purchasing certain assets and contractual
relationships relating thereto.
The parties therefore agree as follows:
ARTICLE 1
Purchase of Assets
------------------
1. The Seller hereby sells to the Purchaser all fixed assets (Gegenstande des
Anlagevermogens) within the meaning of Section 266 (2) A of the German
Commercial Code (Handelsgesetzbuch) (hereinafter referred to as "HGB")
which belong to the Business on February 1, 2002 (hereinafter referred to
as the "Effective Date") and are listed in Attachment 1.1 hereto.
--------------
2. The list of assets attached to this Agreement as Attachment 1.1 was
--------------
prepared from the inventory list (Inventar) which formed the basis of the
balance sheet being part of the audited annual statement of the Seller as
of September 30, 2001, and taking into account subsection 3 below. Assets
of the Business, which did not have to be included in the inventory in view
of their particular nature (e.g. low value items), are nevertheless
included in the assets sold pursuant to this Article 1.
Page 1 of 10
3. All inventories (Vorrate) within the meaning of Section 266 (2) B.I. HGB
relating to the Business, receivables and other assets (Forderungen und
sonstige Vermogensgegenstande) within the meaning of Article 266 (2) B.II.
HGB relating to the Business, securities (Wertpapiere) within the meaning
of Article 266 (2) B.III. HGB and checks, cash, federal bank and post giro
deposits and deposits with credit institutions (Schecks, kassenbestand
Bundesbank und Postgiroguthaben und Guthaben bei Kreditinstituten) within
the meaning of Article 266 (2) B.IV. HGB relating to the Business are not
included in the assets sold pursuant to subsection 1.
ARTICLE 2
Premises
--------
The real estate on which the operations of the Business are conducted is
included in the assets sold pursuant to Article 1 subsection 1 of this
Agreement. The real estate is registered in the Land Register Schonbrunn of the
Municipal Court of Weiden i.d.Oberpfalz, volume 11, page folio 375 BV no. 1 and
is owned by the Seller. Details of the sale of such real estate are governed by
the Real Estate Purchase Agreement to which this Agreement is exhibit 4.
ARTICLE 3
Assignment of Contracts
-----------------------
The Purchaser hereby assumes from the Seller as of the Effective Date all
contracts which are specified in Attachment 3 to this Agreement, i.e., the
------------
Purchaser assumes from the Seller all rights and obligations resulting from
these contracts by way of the assumption of contract with full discharge of the
original contract party (im Wege der Vertragsubernahme mit befreiender Wirkung).
ARTICLE 4
Transfer of Employment Relationships
------------------------------------
1. The parties acknowledge that employment relationships existing with the
Seller and attributable to the Business together with all rights and
obligations arising therefrom are on the Effective Date transferred to the
Purchaser pursuant to Section 613a of the German Civil Code (Burgerliches
Gesetzbuch).
2. The employment relationships transferred to the Purchaser are listed in
Attachment 4.2 to this Agreement.
--------------
3. Any compensation and or social security or tax payment related to the
transferred employment relationships for January 2002 shall still be
handled and paid by the Seller.
4. In the event the Purchaser has to terminate any of the employees listed in
Attachment 4.2, then the Seller shall indemnify the Purchaser for the
--------------
Termination Costs of up to 3 of the transferred employees. "Termination
Costs" in this Article 4 shall mean the costs resulting from any settlement
payment based on the employee's service prior to the Effective Date plus
any reasonable legal fees (attorney and court fees) in case of a legal
dispute in connection with the termination of the employee.
Page 2 of 10
5. In the event, the Purchaser has to terminate more than 3 of the employees
listed in Attachment 4.2, then the parties shall equally share the
--------------
Termination Costs (as defined in subsection 3 above) of those additional
employees.
6. The indemnification in subsections 4 and 5 above shall be conditioned on
the Purchaser, prior to the termination of the respective employee listed
in Attachment 4.2 having consulted and discussed in good faith with the
--------------
Seller its intention to terminate the employee.
7. The entitlement to the indemnification in subsections 4 and 5 above shall
lapse, if (i) the Purchaser files a petition for bankruptcy or has such
petition filed involuntarily against it, or files a petition for suspension
of payments, becomes insolvent, makes an assignment for the benefit of
creditors, goes into liquidation or receivership, or otherwise loses legal
control of its business, or (ii) comes under the control of a third party
(e.g., by virtue of acquisition or merger) two years or more after the
Effective Date.
ARTICLE 5
Transfer of Title, Grant of Possession
--------------------------------------
1. The Seller hereby transfers to the Purchaser, who hereby accepts such
transfer, title to the assets sold pursuant to Article 1 of this Agreement
with effect as of the Effective Date. The transfer from the Seller to the
Purchaser of the real estate referred to in Article 2 of this Agreement is
governed by the Real Estate Purchase Agreement.
2. The Seller will grant to the Purchaser on the Effective Date possession of
the tangible assets sold pursuant to Section 1.1 of this Agreement.
3. With effect from the Effective Date, the Seller transfers all books,
records and documentation relating to the transferred assets and employment
relationships and assigned contracts to the Purchaser.
ARTICLE 6
Third Party Consents
--------------------
1. The parties will jointly endeavor to obtain all necessary third party
consents in respect of the transferred assets and assigned contractual
relationships, and the entry into certain contracts and contractual offers;
in particular, the parties will endeavor to obtain the consent of
contractual partners.
2. If it turns out to be impossible or impracticable to obtain the consent of
a third party which is necessary in connection with the effective transfer
of an asset or the assignment of a contractual relationship, or the
effective entry into a contractual relationship or contractual offer, the
parties will, for the purposes of their internal relationship (im
Innenverhaltnis), behave and conduct themselves as if the transfer or entry
had effectively taken place on the Effective Date. In this case, the Seller
will, in respect of its external relationships (im Aussenverhaltnis),
remain the owner of the relevant asset and remain the party to the relevant
contractual relationship but will continue to hold the relevant asset and
the relevant contract or contractual offer in the internal relationship
Page 3 of 10
between the Seller and the Purchaser for the account of the Purchaser.
Thus, the Purchaser shall indemnify the Seller for any losses, damages,
liabilities to third parties, costs or expenses (including taxation) it
might incur in connection therewith.
ARTICLE 7
No assumption of Liabilities
----------------------------
Except as set forth herein, the Purchaser shall not assume any liabilities of
the Seller related to the Business, including but not limited to (i) any
liabilities in connection with the transferred assets or the assigned
contractual relationships incurred until the Effective Date and (ii) any
liabilities of the Seller relating to accounts payable, indebtedness, legal
services, accounting services, financial advisory services or other professional
services performed in connection with the Business.
ARTICLE 8
Purchase Price
--------------
1. The aggregate purchase price for the transfer of the assets and employment
relationships, and the assignment of the contractual relationships
(hereinafter referred to as the "Purchase Price") is US-$ 1,000,000.00 (in
words: United States Dollar one million). Therefrom US-$ 849,000.00 (in
words: United States Dollar eight-hundred-forty-nine-thousand) shall be
paid for the acquisition of the premises. Installments of the Purchase
Price to be paid shall be allocated to the acquisition of the premises
until this portion of the Purchase Price has been fully settled.
2. A first installment of the Purchase Price which shall amount according to
the sole discretion of the Purchaser between US-$ 300,000.00 (in words:
United States Dollar three-hundred-thousand) and US-$ 500,000.00 (in words:
United States Dollar five-hundred-thousand) shall be paid by the Purchaser
not later than May 31, 2002 but not before the 12th day after the Notary
Public has sent to the Purchaser a written notice in accordance with
Article III of the Real Estate Purchase Agreement. The funds shall be paid
to account no. ***** of the Seller with ***** (bank identification number:
*****).
3. Provided that the first installment is US-$ 500,000.00 (in words: United
States Dollar five-hundred-thousand), the balance of the Purchase Price
shall be paid by the Purchaser not later than April 1, 2003 to the account
of the Seller no. ***** with ***** (bank identification number: *****).
4. In the event, the first installment of the Purchase Price is less than US-$
500,000.00 (in words: United States Dollar five-hundred-thousand), then the
second installment of the Purchase Price shall be in the amount of at least
US-$ 500,000.00 (in words: United States Dollar five-hundred-thousand), and
shall be paid by the Purchaser not later than April 1, 2003. The remaining
outstanding balance of the Purchase Price shall then be paid by the
Purchaser not later than December 1, 2003.
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* Confidential Treatment Requested.
Page 4 of 10
5. The portion of the Purchase Price outstanding from time to time shall, from
the Effective Date until payment, bear interest at an annual rate
calculated in accordance with the following formula:
*****.
The interest is due and payable on the last business day of each month.
6. On the date the first installment of the Purchase Price is due, the
Purchaser shall provide the Seller with a direct suretyship of BIOLASE
Technology, Inc., payable upon first demand (selbstschuldnerische
Burgschaft auf erstes Anfordern) in the amount of the remaining balance of
the Purchase Price. This suretyship must be returned by the Seller upon
receipt of the final installment of the Purchase Price at the latest. If,
at the time of the intended return of the suretyship, the parties do not
agree as to whether there are any warranty claims in respect of which the
Purchaser can exercise a right of set off against the outstanding claim for
the Purchase Price or a portion thereof, the Seller may nevertheless demand
from the Purchaser payment of the full amount of the final installment of
the Purchase Price if the Seller, in order to secure the warranty amount in
dispute, provides at the same time a direct suretyship payable upon first
demand (selbstschuldnerische Burgschaft auf erstes Anfordern) of a bank or
savings bank which is recognized as a customs or tax surety.
7. The Purchase Price agreed upon in subsection 1 above is a net amount. The
Purchaser shall be solely responsible for and shall pay, or reimburse the
Seller for any German Value Added Tax due under this Agreement. The Seller
shall provide the Purchaser with according invoices separately stating the
Purchase Price and Value Added Tax.
8. If payment of the first installment of the Purchase Price is not made when
due as specified in subsection 2 above, then the Seller has the right to
withdraw from this Agreement (zurucktreten), if the Purchaser has not cured
this failure within 14 banking days after having received the Seller's
written notice that payment of the first installment of the Purchase Price
is still outstanding. The right of the Seller to demand damages from the
Purchaser on the basis of non-completion is not affected by the exercise of
this right of withdrawal.
9. The Purchase Price and any interest resulting therefrom shall be payable in
the European currency Euro ("EUR" or "(euro)"). The exchange rate to be
applied for the conversion from United States Dollars (US-$) to EUR.
(hereinafter referred to as the "Exchange Rate") shall be the average
exchange rate as stated in the London Financial Times on the date of the
notarial recording of this Agreement. The Exchange Rate shall be applicable
to any and all payments under this Agreement.
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* Confidential Treatment Requested.
Page 5 of 10
ARTICLE 9
Warranties of the Seller
------------------------
The Seller warrants to the Purchaser, in the form of an independent promise of
guarantee (unabhangiges Garantieversprechen), that the following statements, as
at the Effective Date, are true and correct:
1. The Seller has the right to freely dispose of the assets sold pursuant to
Article 1 and 2 of this Agreement without any third parties' consent being
required and without such a disposal infringing the rights of third
parties. The Seller is the legal and beneficial owner of all assets sold
pursuant to Article 1 subsection 1 and Article 2 of this Agreement. Such
assets are free of all encumbrances or any other rights in favor of third
parties and are in good operating and maintenance condition.
2. The validity or enforceability of the contracts transferred pursuant to
Article 3 of this Agreement has not been legally contested or challenged.
No such contract has been terminated nor, to the best knowledge of the
Seller, is any such termination pending. Neither the Seller nor, to the
best knowledge of the Seller, its respective contractual partner, has
breached, or is in default with respect to, any such contract.
3. Attachment 4.2 to this Agreement is a complete and correct list of all
--------------
employees of the Seller transferred pursuant to Article 4 of this Agreement
specifying the name of each such employee and the aggregate amount in
Deutsche Mark of the compensation (including wages, salary, commissions,
director's fees, fringe benefits, bonuses, profit- sharing payments and
other payments or benefits of any type) received by such employee from the
Seller with respect to the services performed in 2001.
No employee indicated in that list as ***** has declared an intention to
terminate the employment relationship.
Except as set forth in Attachment 4.2 to this Agreement, the Seller is not
--------------
a party to or bound by, any employment contract or any union contract,
collective bargaining agreement or similar contract in connection with the
transferred employees.
To the best of Seller's knowledge, no transferred employee is a party to or
bound by any confidentiality agreement, non-competition agreement or other
contract with any person that may have an adverse effect on the performance
by such employee of any of his duties or responsibilities as an employee of
the Seller or the Purchaser.
- ---------------------
* Confidential Treatment Requested.
Page 6 of 10
4. The business facilities of the Business have been erected in compliance
with all applicable laws and regulatory orders (in particular in the area
of construction and trade law). Neither their operation nor any other
current business operations of the Business nor any of its products or
services infringe any applicable laws or regulatory orders. All relevant
permits required in connection with the operation of the Business have been
granted (Realkonzessionen). To the best knowledge of the Seller, neither
the revocation nor any restrictions in respect of such permits is or are
impending. All necessary insurances are valid and in full force up until
the Effective Date.
5. Bankruptcy or composition proceedings have not been commenced against the
Seller nor are there any circumstances visible which would justify the
commencement of such proceedings in the foreseeable future. There is also
no pending proceeding against or involving the Seller that is related to
the Business or any transferred asset or employment relationship or
assigned contract, and to the knowledge of the Seller, no person has
threatened to commence any proceeding against or involving the Seller that
is related to the Business or the transferred assets or employment
relationships or assigned contracts. To the knowledge of the Seller, there
is no proposed order that, if issued or otherwise put into effect, (i)
would be reasonably likely to have a material adverse effect on the ability
of the Seller to comply with or perform any covenant or obligation under
any provision of this Agreement or (ii) would reasonably be expected to
have the effect of preventing, delaying, making illegal or otherwise
interfering with any of the transactions contemplated hereby.
6. To the best knowledge of the Seller, all information supplied by the Seller
to the Purchaser and its advisers prior to the notarial recording of this
Agreement is complete, correct and accurate in all respects. It is not
misleading and does not omit any fact relating to the Business and the
assets and contractual and employment relationships transferred pursuant to
this Agreement which would be important in respect of specific information
given or which the Purchaser at the time of the notarial recording of this
Agreement should have known for the purposes of evaluating such
information. To the best knowledge of the Seller, there are no material
facts or circumstances, which in the future could have a material adverse
effect on the Business and its operations as well as on the transferred
assets and employment relationships and assigned contracts with the
exception of general developments of the economy or the market.
7. The Seller has all requisite legal power and authority to enter into this
Agreement and to consummate the transactions contemplated thereby. The
execution and delivery of this Agreement and the consummation of the
transactions contemplated hereby have been duly authorized by all necessary
legal bodies of the Seller. This Agreement has been duly executed and
delivered by the Seller and constitutes the valid and binding obligation of
the Seller enforceable against the Seller in accordance with its terms.
8. The execution and delivery of this Agreement by the Seller does not, and
the consummation of the transactions contemplated hereby will not, conflict
with, or result in any violation of, or default under (with or without
notice or lapse of time, or both), or give rise to a right of termination,
cancellation or acceleration of any obligation or loss of any benefit under
any other agreement of the Seller and Purchaser.
Page 7 of 10
ARTICLE 10
Legal Consequences
------------------
1. If one or several of the statements in respect of which the Seller has,
pursuant to Article 9 of this Agreement, assumed a guarantee turns out to
be inaccurate, then the Purchaser may demand that the Seller, within an
appropriate period of time but in any case not later than 30 days after
receipt of such demand brings about the position which would have existed
had such statements been correct. If the Seller, within such period of
time, fails to produce such position or if it is impossible to do so, the
Purchaser may demand damages from the Seller.
2. The Purchaser may claim damages on the basis of non-fulfillment of the
guarantees assumed by the Seller pursuant to Article 9 of this Agreement
only to the extent that the aggregate amount of such claims exceeds an
amount of EUR ***** (in words: Euro *****). This limitation has no
application in respect of legal defects (Rechtsmangel) of the assets sold.
3. Expressly excluded are any rights of the Purchaser relating to exchange
(Wandlung) or reduction of purchase price (Minderung), damages for
incorrect representation (Schadenersatz wegen unrichtiger Zusicherung),
avoidance of this Agreement due to lack of substantial quality (Anfechtung
wegen des Fehlens einer wesentlichen Eigenschaft) or rescission or
adjustment of this Agreement due to lack of substantial elements (Wegfall
der Geschaftsgrundlage) or damages for other negligent breach of contract
(Schadensersatz wegen Pflichtverletzung).
4. All warranty claims of the Purchaser pursuant to this Article 10 are
subject to a limitation period of two (2) years. This has no application in
respect of legal defects of the assets sold, which are subject to the
statutory limitation period. The limitation period commences on the
Effective Date.
ARTICLE 11
Confidentiality and Press Releases
----------------------------------
1. The Seller shall keep confidential for a period of 2 years from the
Effective Date its knowledge concerning the Business and its business
operations if the relevant facts are not publicly known and to the extent
that no legal disclosure requirements exist and shall, furthermore, not use
such confidential information for itself or for others.
2. The parties agree to keep strictly confidential any information obtained by
them in connection with the negotiation and conclusion of this Agreement
which relates to the relevant other party and its affiliated companies.
3. Neither party shall make any press release nor any similar public
announcement with respect to the transactions contemplated in this
Agreement without the prior written agreement of the relevant other party.
- ---------------------
* Confidential Treatment Requested.
Page 8 of 10
ARTICLE 12
Enticement of Employees
-----------------------
The parties agree for a period of 30 (thirty) months after the Effective Date,
not to cause and not to cause any of their affiliates to cause any employee of
the other party to terminate his/her employment or other contractual
relationship with the other party.
ARTICLE 13
Miscellaneous
-------------
1. Each party to this Agreement shall bear the costs of its advisers. The cost
of the notarial recording of this Agreement as well as other transaction
costs brought about by the conclusion or performance of this Agreement
including any transfer taxes shall, as between the parties, be borne by the
Purchaser.
2. This Agreement, including this provision, may only be amended by written
or, if required by applicable law, notarial instrument
3. Notices permitted or required to be given hereunder shall be in writing and
shall be deemed given when delivered personally, or upon receipt if mailed
by registered mail or certified mail, postage prepaid, return receipt
requested, or transmitted by telefax (with an electronic confirmation
thereof to the transmitter), to the parties at their respective addresses
set forth below (or at such other address for a party as shall be specified
by notice given hereunder):
If to the Seller: Asclepion-Meditec AG
Goschwitzer Strasse 51-52
07745 Jena
Attn.: Dr. Bernhard Seitz
Telefax: 03641 - 220102
If to the Purchaser: BIOLASE Europe GmbH
c/o Brobeck Hale and Dorr
Maximilianstrasse 3l
80539 Munchen, Attn Rainer Kreifels
Telefax: 089-24213213
4. If any provision of this Agreement is wholly or in part invalid or
unenforceable, the validity and enforceability of the other provisions of
this Agreement shall not be affected thereby. The invalid or unenforceable
provision shall be deemed to be replaced by such valid and enforceable
provision which best serves the economic interests of the parties as
originally intended by the invalid or enforceable provision.
5. In case of any conflict between the provisions of this Agreement and the
Real Estate Purchase Agreement, the Real Estate Purchase Agreement shall
prevail.
6. This Agreement shall be governed by the laws of the Federal Republic of
Germany. In the event of a dispute between the parties arising out of this
Agreement, the parties agree
Page 9 of 10
on Jena, Germany as the exclusive venue with respect to the commencement of
any legal proceedings.
Signed at Munich on this 29th day of January 2002 On behalf of Asclepion-Meditec
AG:
/s/ A. GOTTLIEB
On behalf of BIOLASE Europe GmbH:
/s/ RAINER KREIFELS
Attachments
Page 10 of 10
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ -------------------------------------- -------- -----------
200040 AF230032 SW Feros "HZGD-01.07.1993,1312,00/590,00" 01.10.1995
500000 AF570009 Trennwand "HZGD-01.10.1993, 9560,00/1912,00" 01.10.1995
500001 AF530001 Gebaeude Floss "HZGD-01.10.1989,1231484,76/420728,76" 01.10.1995
500002 AF570001 Trennwand mit Verbindungstuere "HZGD-01.12.1991, 2689,99/686,99" 01.10:1995
500004 AF570003 Regalschrank als Raumteiler "HZGD-01.03.1993, 22320,00/5766,00" 01.10.1995
500005 AF570004 Trennwand m. Schraenken u. Tor "HZGD-01.05.1993, 22325,00/5396,00" 01.10.1995
500006 AF570005 Schrankwandanl. m. Tuer u. Garderobe "HZGD-01.07.1993, 11675,00/2628,00" 01.10.1995
500007 AF570006 Trennwand "HZGD-01.12.1993, 7100,44/1301,44" 01.10.1995
500008 AF570008 Trennwand incl. Verglasung "HZGD-01.10.1993, 12886,60/2577,60" 01.10.1995
500009 AF570007 Trennwand incl. Vergl. m. Durchgangstuereu "HZGD-01.10.1993, 15199,20/3039,20" 01.10.1995
500011 AF510001 Grund u. Boden bebaut Floss "HZGD-01.10.1994, 389307,78/0.00" 01.10.1995
500012 AF569001 Aussenanlagen Floss "HZGD-01.10.1989, 93365,31/61694,31" 01.10.1995
500015 AF999120 Grunderwerbssteuer Floss "HZGD-01.10.1994, 33506,00/0,00" 01.10.1995
700000 AF700004 Kompressor ECO 5-90 D Bauj. 1995 "HZGD-10.03.1995, 1750,41/525,41" 01.10.1995
700006 AF720023 Hydraulik-Stapler "HZGD-10.10.1990, 1887,00/1569,00" 01.10.1995
700008 AF720027 Messgeraet m. Zubehoer "HZGD-10.04.1992, 6468,00/4852,00" 01.10.1995
700023 AF720005 Thyzel Bohrmaschine 1980 "HZGD-10.10.1985, 1337,00/1336,00" 01.10.1995
700024 AF720004 "Bandsaegemaschine" "Haaf" "HZGD-10.10.1985, 3792,34/3791,34" 01.10.1995
800000 AF870118 Regal-System "HZGD-10.04.1992, 1162,22/872,22" 01.10.1995
800001 AF870117 Regal-System "HZGD-10.04.1992, 1162,22/872,22" 01.10.1995
800002 AF870116 Regal-System "HZGD-10.04.1992, 1162,23/872,23" 01.10.1995
800008 AF870119 Regal-System "HZGD-10.04.1992, 1162,22/872,22" 01.10.1995
800009 AF870136 Regal "HZGD-10.04.1992, 976,79/732,79" 01.10.1995
800014 AF870120 Regal-System "HZGD-10.04.1992, 1162,22/872,22" 01.10.1995
800015 AF870121 Regal-System "HZGD-10.04.1992, 1412,91/1057,73" 01.10.1995
800018 AF870128 Wandregal "HZGD-10.04.1992, 835,56/626,56" 01.10.1995
800021 AF870137 Regal "HZGD-10.04.1992, 1422,02/1067,02" 01.10.1995
800024 AF870074 Schrank "HZGD-10.10.1990, 1094,16/911,16" 01.10.1995
800026 AF870154 Regal "HZGD-10.10.1992, 991,30/667,30" 01.10.1995
800027 AF870155 Regal "HZGD-10.10.1992, 993,31/668,31" 01.10.1995
800031 AF870156 Regal "HZGD-10.10.1992, 993,29/668,29" 01.10.1995
800032 AF800031 Anbauten+Zubehoer Loetofen "HZGD-10.04.1987, 14610,56/13996,56" 01.10.1995
800041 AF800042 Testaufbau elektr. ARGUS "HZGD-10.04.1992, 3076,44/2307,44" 01.10.1995
Page 1 of 6
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ ------------------------------------ -------- -----------
800044 AF870028 Schrank "HZGD-10.04.1990, 885,00/758,00" 01.10.1995
800047 AF870064 EPROM-Programmiergeraet "HZGD-10.04.1991, 1339,47/1227,47" 01.10.1995
800048 AF870059 Geschirrspuelmaschine "HZGD-10.04.1991, 950,00/870,00" 01.10.1995
800049 AF800043 Testaufbau Arztfilter "HZGD-10.04.1992, 1590,58/1193,58" 01.10.1995
800050 AF870045 Trennwandanlage "HZGD-10.10.1990, 5570,00/4633,00" 01.10.1995
800052 AF870008 Werksicherung (BP) "HZGD-10.10.1984, 22411,00/21997,00" 01.10.1995
800053 AF870004 Schrank (Floss) "HZGD-10.10.1985, 1818,00/1817,00" 01.10.1995
800054 AF870002 Schrank (Floss) "HZGD-10.10.1985, 1040,20/1039,20" 01.10.1995
800058 AF800046 Testaufbau ER YAG-Staehe "HZGD-10.10.1992, 4271,78/2876,78" 01.10.1995
800059 AF870046 Regale f. Lagereinrichtung "HZGD-10.10.1990, 6260,36/6259,36" 01.10.1995
800062 AF860090 Notebook Commodore m. Epson-Matrixdrucker "HZGD-10.10.1992, 2025,61/1363,61" 01.10.1995
800064 AF860103 Notebook Schneider "HZGD-10.10.1992, 1226,32/826,32" 01.10.1995
800066 AF860125 PC Arbeitsplatz DT 386/40 MHz "HZGD-10.10.1993, 2420,89/1234,89" 01.10.1995
800067 AF860130 Notebook Highscreen 386 SX20 "HZGD-10.04.1994, 1738,26/703,26" 01.10.1995
800071 AF800052 Testaufbau fuer Laserdiode "HZGD-10.04,1995, 3065,36/460,36" 01.10.1995
800072 AFS60084 Schallschutzhaube f. Drucker "HZGD-10.10.1991, 1135,25/949,25" 01.10.1995
800073 AF920013 Messgeraet Fieldmaster "HZGD-10.06.1995, 3105,00/466,00" 01.10.1995
800076 AF850115 Testsystem f. Steuerrechner AMLS-ZUK "HZGD-10.11.1994, 8600,00/2580,00" 01.10.1995
800077 AF850107 b+s Split-Klimageraet AW 212 CL "HZGD-10.10.1994, 5947,00/1785,00" 01.10.1995
800078 AF850101 Energieme geraet f. YAK-Laser "HZGD-10.10.1994, 7023,34/2107,34" 01.10.1995
800079 AF850137 Autokllimator "HZGD-10.03.1995, 2300,00/690,00" 01.10.1995
800083 AF999121 Lasermate 10 Analog System Leistungsmessgeraet "HZGD-10.05.1995, 1955,00/294,00" 01.10.1995
800084 AF999129 Lasermate 10 Analog System Leistungsmessgeraet "HZGD-10.05.1995, 1955,00/294,00" 01.10.1995
800085 AF999130 Lasermate 10 Analog System Leistungsmessgeraet "HZGD-10.05.1995, 1955,00/294,00" 01.10.1995
800086 AF850152 Trennwandanlage 3teilig, variabel einsetzbar "HZGD-10.05.1995, 1935,00/291,00" 01.10.1995
800087 AF800030 Test-System BREWSTER-TEST "HZGD-10.10.1987, 6812,56/6811,56" 01.10.1995
800089 AF870158 Regal "HZGD-10.10.1992, 1547,85/1042,85" 01.10.1995
800091 AF870167 Arthrodesenstuhl "HZGD-10.10.1992, 1340,53/880,53" 01.10.1995
800092 AF870168 Schubladen-Rollwagen "HZGD-10.10.1992, 1119,20/753,20" 01.10.1995
Page 2 of 6
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ ------------------------------------ -------- -----------
800096 AF870176 Splitklimaanlage Fujitsu "HZGD-10.04.1993, 7161,71/4178,71" 01.10.1995
800097 AFS70177 Splitklimaanlage Fujitsu "HZGD-10.04.1993, 7161,71/4178,71" 01.10.1995
800099 AF860004 Oszillograph (Floss) "HZGD-10.10.1985, 16910,00/16900,00" 01.10.1995
800110 AF870157 Regal "HZGD-10.10.1992, 1756,26/1183,26" 01.10.1995
800120 AF850008 Hartgestellplatte "HZGD-10.10.1984, 1031,00/1030,00" 01.10.1995
800121 AF820003 Digitalspeicheroszilloskop "HZGD-10.04.1990, 1503,13/1502,13" 01.10.1995
800122 AF820004 Batterie-Konduktometer "HZGD-10.10.1991, 824,50/690,50" 01.10.1995
800123 AF820005 Impulsschrauber Bosch "HZGD-10.04.1992, 1382,25/1037,25" 01.10.1995
800126 AF840001 Gabelstapler, Braucke "HZGD-01.10.1983, 9975,20/9974,20" 01.10.1995
800128 AF850001 Vakuum-Trockenschrank "HZGD-10.10.1983, 3426,30/3425,30" 01.10.1995
800130 AFS50003 Div. Werktische "HZGD-10.10.1984, 6677,19/6676,19" 01.10.1995
800132 AF850005 Rasenmaeher "HZGD-10.10.1984, 1598,89/1597,89" 01.10.1995
800133 AF850006 Maschinenschraubsatz "HZGD-10.10.1984, 4839,40/4838,40" 01.10.1995
800135 AF850009 2 Werkbaenke "HZGD-10.10.1984, 2120,88/2119,88" 01.10.1995
800138 AF850007 Regalanlage "HZGD-10.10.1984, 2450,23/2449,23" 01.10.1995
800146 AF800009 Testaufbau f. GF,EK Filterblock "HZGD-10.04.1986, 1779,00/1778,00" 01.10.1995
800147 AF800010 Testaufbau Arztfilter "HZGD-10.10.1987, 1164,00/1163,00" 01.10.1995
800149 AF800029 Vorrichtung "HZGD-10.10.1987, 1716,61/1715,61" 01.10.1995
800151 AF800022 Druckminderer AGA "HZGD-10.04.1987, 3859,00/3858,00" 01.10.1995
800153 AF800027 PINCH-OFF-Vorrichtung "HZGD-10.10.1986, 2279,00/2278,00" 01.10.1995
800159 AF800021 Erdungs-Tester "HZGD-10.04.1987, 1159,00/1158,00" 01.10.1995
800167 AF850054 Drehschieberpumpe "HZGD-10.10.1990, 2265,90/2264,90" 01.10.1995
800169 AF850011 Trenn-Trafo "HZGD-10.10.1984, 4513,00/4512,00" 01.10.1995
800170 AF850012 Spectroscop "HZGD-10.10.1986, 1956,00/1955,00" 01.10.1995
800176 AF850018 "Steigleiter" "Lindner" "HZGD-10.04.1987, 1426,00/1425,00" 01.10.1995
800177 AF850024 Klimaanlage "HZGD-10.10.1989, 114572,22/110735,22" 01.10.199S
800178 AF850047 Steuerschrank "HZGD-10.04.1991, 1184,50/1085,50" 01.10.1995
800179 AF850048 Steuerschrank "HZGD-10.04.1991, 1184,50/1085,50" 01.10.1995
800181 AF850053 Digitales Speicheroszilloskop "HZGD-10.10.1990, 996,00/995,00" 01.10.1995
800182 AF850075 Schrankgehaeuse "HZGD-10.10.1991, 2206,72/1676,72" 01.10.1995
800185 AF850083 Autokollimator MRA-50 "HZGD-10.10.1992, 2130,00/1434,00" 01.10.1995
800186 AF850082 Oszilloscope HM 205-3 "HZGD-10.10.1992, 1502,13/1101,13" 01.10.1995
800187 AF850049 Steuerschrank "HZGD-10.04.1991, 1184,50/1085,50" 01.10.1995
800188 AF850076 Fertigungsstrasse f. Dentallaser "HZGD-10.04.1992, 6748,70/4781,70" 01.10.1995
Page 3 of 6
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ ------------------------------------ -------- -----------
800194 AF860143 Netz Datennetzinstallation in Floss "HZGD-10.12.1994, 10303,24/3091,24" 01.10.1995
800195 AF850062 Reiner Arbeitsplatz "HZGD-10.04.1991, 8878,00/8139,00" 01.10.1995
800197 AF850079 Me geraet "HZGD-10.10.1992, 1502,13/1101,13" 01.10.1995
800200 AF860155 Notebook Acrobat Furore M. 486DX-50 "HZGD-10.04.1995, 1579,29/237,29" 01.10.1995
800202 AF860156 Notebook Acrobat Furore M. 486DX-50 "HZGD-10.04.1995, 1579,29/237,29" 01.10.1995
800204 AF999005 Testaufbau Blitzlampen MQL11 "HZGD-10.09.1995, 14574,95/2186,95" 01.10.1995
800206 AF999007 Palettenregal "HZGD-10.07.1995, 4399,17/660,17" 01.10.1995
800209 AF850148 Digitalanzeige fuer LaserMate 10 Inv.Nr. 370950 "HZGD-10.05.1995, 400,00/60,00" 01.10.1995
800210 AF850150 Digitalanzeige fuer LaserMate 10 Inv.Nr. 370950 "HZGD-10.05.1995, 400,00/60,00" 01.10.1995
800211 AF850149 Digitalanzeige fuer LaserMate 10 Inv.Nr. 370950 "HZGD-10.05.1995, 400,00/60,00" 01.10.1995
800212 AF860157 Notebook Acrobat Furore M. 486DX-50 "HZ.GD-10.04.1995, 1579,26/237,26" 01.10.1995
800213 AF860152 Notebook Acrobat Furore M. 486DX-50 "HZGD-10.04.1995, 1579,29/237,29" 01.10.1995
800214 AF860153 Notebook Acrobat Furore M. 486DX-50 "HZGD-10.04.1995, 1579,29/237,29" 01.10.1995
800215 AF850143 Stereo-Mikroskop "HZGD-10.04.1995, 7507,00/1127,00" 01.10.1995
800216 AF850142 Notebook Acrobat Furore M 486DX2-50 "HZGD-10.04.1995, 1499,00/225,00" 01.10.1995
800217 AF850140 Notebook Acrobat Furore M 486DX2-50 "HZGD-10.04.1995, 1499,00/225,00" 01.10.1995
800219 AF850141 Notebook Acrobat Furore M 486DX2-50 "HZGD-10.04.1995, 1499,00/225,00" 01.10.1995
800290 AH870001 Werkzeugschrank "HZGD-10.10.1984, 1129,00/1128,00" 01.10.1995
800299 AF850043 Joulemeter/Me kopf "HZGD-10.10.1990, 3130,00/3129,00" 01:10.1995
800372 AH860114 Netz Datennetz "HZGD-10.04.1993, 9753,41/5691,41" 01.10.1995
800386 AH860140 Fax PC-Fax "HZGD-10.10.1994, 5027,50/1508,50" 01.10.1995
800417 AH850138 Mcssplatte aus Hartgestein m. Untergestell "HZGD-10.03.1995, 1260,30/378,30" 01.10.1995
800772 Werkzeugkoffer 01.09:1996
800779 Zentrierring 01.06.1996
800780 Messschraube 01.06.1996
800865 Lotstation 01.04.1996
800873 Heissluftpistole 01.03.1996
800883 Digitalmultimeter 01.01.1996
800894 AM000089 Messkopf 01.11.1995
800896 AM000091 Messkopf 01.11.1995
800902 Spriihsauger 01.11.1995
Page 4 of 6
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ ------------------------------------ --------- -----------
800905 AM000099 Erweiterung Testaufbau 01.11.1995
800908 Digital-Messschieber 01.04.1996
801106 Speicher 4MB 01.07.1996
801508 Telefon CT-Corn 316, schnurlos, 675182025 01.12.1996
801569 AM000376 Telefonanlage 01.03.1997
801592 Stichsage Bosch GST 85 PBAE m. Koffer 01.03.1997
801593 Bohrmaschine Bosch mit Winkelbohrkopf 01.03.1997
801703 AM000434 ALCON EyeLite-Laser 22.09.1997
801708 AM000438 PC Compaq Deskpro+Monit.17" 8723HVY4 01.09.1997
801713 Beschriftungsgerat 0839 01.09.1997
801739 "Farbmonilor 14""/Abl.Leas.SN:BZ032313" 01.03.1997
801817 Stromzange 25.11.1997
801818 Stromzange 25.11.1997
801819 Stromzange 25.11.1997
801832 Feuerloscher, Europa GE6 28.01.1998
801834 AM000523 Tisch m.Anbautisch u. 2 Schubladen 04.02.1998
801835 AM000524 Tisch m.Anbautisch u. 2 Schubladen 04.02.1998
801918 HP Deskjet 1120C 24.04.1998
801922 AM000578 Messkopf PE50-DIF-ER SN:52375 08.09.1998
801923 AM000556 Lasermate 1 Head SN:NL98 13.07.1998
802070 Werkzeugkoffer 11.02.1999
802071 Werkzeugkoffer 11.02.1999
802072 Werkzeugkoffer, fahrbar 15.02.1999
802152 AM000663 Werkzeug - Tool offset alignment 12.07.1999
802154 AM000665 Werkzeug - Tool offset alignment 26.07.1999
802155 Notebook Case (Rucksack) 02.07.1999
802156 Notebook Case (Rucksack) 02.07.1999
802157 Pilot-Case Koskin (Rucksack) 02.07.1999
802181 Werkzeugkoffer 29.07.1999
802201 AM000670 Prufaufbau EIL 27.10.1998
802220 Scanner 20.12.1999
Page 5 of 6
Attachment 1.1
Anlage Inventar Anlagenbezeichnung Einsatzort 1 Serialnr. Aktivdatum
- ------ -------- ------------------------------------------ ------------------------------------ --------- -----------
802423 Handy D 2 18.02.2000
802743 AM000882 Abgleichwerkzeug fur Multipulse 10.10.2000
802791 Schnurlostelefon Siemens Gigaset 100 06.12.2000
802812 AM000905 Drucker/Kopierer/Scanner, HP OfficeJet K80C6750a 22.01.2001
802830 Autotelefonanlage 25.01.2001
802831 AM000910 Kopierer Toshiba, Modell e-studio 16 CVL01372 25.01.2001
9
802887 AM000993 Notebook Toshiba Satellite Pro4300 SX002428 15.12.2000
3G*13
802931 AM000944 PC DPEX MT PIII cmpq-aex0011 8037FR4Z 15.12.2000
E540*08
802932 AM000945 PC DPEX MT PIII cmpq-aex0011 8037FR4Z 15.12.2000
E541*08
802933 AM000952 PC DPEX MT PIII cmpq-aex0011 8037FR4Z 15.12.2000
E671*08
802934 AM000982 Notebook Toshiba Satellite Pro 4300 SX002426 15.12.2000
4G*13
803028 Drucker HP Deskjet 930 C 29.03.2001
803067 Handy Nokia 6210 14.05.2001
803072 Einbau Freisprechanlage J-AM 705 29.05.2001
803104 Ultraschall-Reiniger 12.07.2001
803154 Mikrowelle Moulinex 21.11.2001
803155 Schnurlos-Telefon Siemens Gigaset 21.11.2001
Page 6 of 6
ATTACHMENT 3
Asclepion-Meditec AG
Produktionsstatte Floss
Vertrage
- ------------------------------------------------------------------------------------------------------------------------------------
Laufzeit
-----------------------
Bezelchnung Inhalt Vertragspartner Vertrags-Nummer von bls
- ------------------------------------------------------------------------------------------------------------------------------------
Versicherung Gebaude Bayerische Landes- B 9 44 77111 / L 01.10.01 01.10.02
(Feuer) brandversicherung AG
- ------------------------------------------------------------------------------------------------------------------------------------
Versicherung Telefonanlage WUBA 90 000 494/155 24.10.91 01.01.03
- ------------------------------------------------------------------------------------------------------------------------------------
Versicherung Brandmeldeanlage WUBA 90 000 494/56 14.10.94 01.01.03
- ------------------------------------------------------------------------------------------------------------------------------------
Versicherung Einbruchmeldeentage WUBA 90 000 494/57 14.10.94 01.01.03
(Notrufanlage)
- ------------------------------------------------------------------------------------------------------------------------------------
Versicherung Faxgerat Wurttembergische TV 27-6362164-46 01.09.94 01.09.02
- ------------------------------------------------------------------------------------------------------------------------------------
Miete Telefonnlage Tenovis GmbH 12311/02/1/1/13/19 24.10.91 31.12.02
- ------------------------------------------------------------------------------------------------------------------------------------
Miete Brandmeldeanlage Bosch Telecom GmbH 12311/02/5/1/13/00 14.10.94 31.12.02
- ------------------------------------------------------------------------------------------------------------------------------------
Miete Einbruchmeldeanlage Bosch Telecom GmbH 12311/04/4/1/13/00 14.10.94 31.12.02
(Notrufanlage)
- ------------------------------------------------------------------------------------------------------------------------------------
Miete Stahlflaschen Tyczka Industrie-Gase GmbH ohne 01.07.01 31.07.02
- ------------------------------------------------------------------------------------------------------------------------------------
Miete Stahlflaschen Messer Griesheim GmbH ohne 01.04.01 31.03.02
- ------------------------------------------------------------------------------------------------------------------------------------
Leasing Fahrzeug J - AM 705 Volkswagen Leasing GmbH 560 6382 03.03.98 02.03.02
Fahrzeug J - AM 770 Mercedes-Benz Leasing GmbH 48 23 85 15.02.99 14.02.03
- ------------------------------------------------------------------------------------------------------------------------------------
Nutzungsvertrag Handy D2 vodafone 0172- 813 6673 28.01.02 27.01.03
Handy D2 vodafohe 0172 -794 3092 10.05.01 09.05.03
- ------------------------------------------------------------------------------------------------------------------------------------
Dienstleistung Standleitung Deutsche Telekom AG 000001/000001 01.12.97 01.12.02
zur Datenubertragung
- ------------------------------------------------------------------------------------------------------------------------------------
Lieferung Strom OBAG AG 01.01.01 31.12.03
- ------------------------------------------------------------------------------------------------------------------------------------
Lieferung Wasser, Kanallsation Markt Flo(beta) ohne
- ------------------------------------------------------------------------------------------------------------------------------------
Gebuhr Entewasserungsbeitrag Markt Flo(beta) ohne
- ------------------------------------------------------------------------------------------------------------------------------------
Page 1 of 2
- ------------------------------------------------------------------------------------------------------------------------------------
Laufzeit
-----------------------
Bezelchnung Inhalt Vertragspartner Vertrags-Nummer von bls
- ------------------------------------------------------------------------------------------------------------------------------------
Untermiete Gewerberaume SYSMOTRONIC GmbH ohne 01.08.98 31.07.03
- ------------------------------------------------------------------------------------------------------------------------------------
Uberwachungsvertrag Qualitatssicherungssystem Landesgewerbeanstalt Bayern ohne 16.12.97 15.12.02
- ------------------------------------------------------------------------------------------------------------------------------------
Dienstlelstung Unterhaltsreinigung Morotz Furst GmbH & Co. KG ohne
Maschinenreinigung
- ------------------------------------------------------------------------------------------------------------------------------------
Dienstlelstung Wach-und Streifendlenst Kostell GmbH ohne
- ------------------------------------------------------------------------------------------------------------------------------------
Page 2 of 2
ATTACHMENT 4.2
Annual Gross Compensation
Name of Employee for Services performed in 2001 Remarks
- ------------------------------------ --------------------------------------- ---------------------------
1. Gross, Thomas ***** DM
2. Kett, Franz ***** DM *****
3. Kiener, Robert ***** DM *****
4. Kiesl, Stefan ***** DM *****
5. Landgraf, Hans ***** DM
6. Landgraf, Werner ***** DM *****
7. Malzer, Margarete ***** DM
8. Piehler, Wolfgang ***** DM
9. Proelss, Hans ***** DM
10. Rass, Brigitte ***** DM
- ---------------------
* Confidential Treatment Requested.
1