As filed with the Securities and Exchange Commission on September 22, 1997
Registration No.________
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PNB FINANCIAL GROUP
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(Exact Name of Registrant as Specified in Its Charter)
California
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(State or Other Jurisdiction of Incorporation or Organization)
95-3847640
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(I.R.S. Employer Identification No.)
4665 MacArthur Court, Newport Beach, California 92660
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(Address of Principal Executive Offices) (Zip Code)
1995 INCENTIVE STOCK OPTION PLAN
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(Full title of the plan)
Douglas Heller
Pacific National Bank
4665 MacArthur Court, Newport Beach, California 92660
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(Name and Address of Agent For Service)
(714) 851-1033
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(Telephone Number, Including Area Code, of Agent For Service)
CALCULATION OF REGISTRATION FEE
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Proposed Proposed
Title of Maximum Maximum
Securities Amount Offering Aggregate Amount of
To Be To Be Price per Offering Registration
Registered Registered Share/(1)/ Price/(1)/ Fee
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Common Stock, no
par value 150,000 shares $16.81 $2,521,875 $764.20
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/(1)/ Pursuant to Rules 457(c) and 457(h), the offering price and registration
fee is computed on the basis of the average of the bid and the ask prices
in the over-the-counter market as reported for September 19, 1997.
STATEMENT
This Registration Statement relates to the registration of additional
shares of the common stock of registrant reserved for issuance under the
Registrant's 1995 Incentive Stock Option Plan. Pursuant to General Instruction
E of Form S-8, the contents of the Registration Statement on Form S-8 (SEC File
#333-17997) filed by the Registrant with the Securities and Exchange Commission
and effective on December 17, 1996 are hereby incorporated by reference herein.
ITEM 8.
The exhibits listed in the accompanying index to exhibits are filed or
incorporated as a part of this Registration Statement.
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EXHIBIT INDEX
Exhibit No. Exhibit
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5.1 Opinion of Day Campbell & McGill
23.1 Consent of Day Campbell & McGill
(included in Exhibit 5.1).
23.2 Consent of McGladrey & Pullen, LLP, Independent Certified Public
Accountants.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Newport Beach, State of California, on September 19,
1997.
PNB FINANCIAL GROUP
By: /s/ Allen C. Barbieri
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Allen C. Barbieri
President and Director
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated.
Signatures Title Date
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/s/ Allen C. Barbieri President and Director September 19, 1997
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Allen C. Barbieri
/s/ Bernard E. Schnieder Chairman of the Board September 19, 1997
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Bernard E. Schnieder
/s/ Doug L. Heller Chief Financial Officer September 19, 1997
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Doug L. Heller
/s/ Martin T. Hart Director September 19, 1997
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Martin T. Hart
/s/ G. Mitchell Morris Director September 19, 1997
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G. Mitchell Morris
/s/ Jon A. Salquist Director September 19, 1997
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Jon A. Salquist
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