FORM 10-Q/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 1997 OR [_] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ___________ to ___________ Commission file number 0-13966 --------- Premier Laser Systems, Inc. --------------------------- (Exact name of registrant as specified in its charter) California 33-0476284 ---------- ---------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 3 Morgan, Irvine, California, 92618 ----------------------------------- (Address of principal executive offices) (714) 859-0656 -------------- (Registrant's telephone number, including area code) --------------------------------- (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No --- --- APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS: Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes No --- --- APPLICABLE ONLY TO CORPORATE ISSUERS: Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date (November 12, 1997): Class A Common Stock: 12,332,931 Shares ---------- Class E-1 Common Stock: 1,257,499 Shares ---------- Class E-2 Common Stock: 1,257,499 Shares ---------- The sole purpose of this Amendment is to file Exhibits 10.1 and 10.2 -------------------------------------------------------------------- hereto. ------ Item 6. Exhibits and Reports on Form 8-K. -------------------------------- (a) Exhibits. Exhibit Number Description - ------- ----------- 2.1 Agreement and Plan of Merger dated as of April 24, 1997 among Premier Laser Systems, Inc., EyeSys Technologies, Inc. and Premier Acquisition of Delaware, Inc. (incorporated herein by this reference to Exhibit 2.1 to the Registrant's Registration Statement on Form 4, Registration No. 333-29573). 2.2 First Amendment to Agreement and Plan of Merger dated as of August 6, 1997 among Premier Laser Systems, Inc., EyeSys Technologies, Inc. and Premier Acquisition of Delaware, Inc. (incorporated herein by this reference to Exhibit 2.2 to the Registrant's Current Report on Form 8-K filed October 14, 1997). 2.3 Second Amendment to Agreement and Plan of Merger dated as of September 16, 1997 among Premier Laser Systems, Inc., EyeSys Technologies, Inc. and Premier Acquisition of Delaware, Inc. (incorporated herein by this reference to Exhibit 2.3 to the Registrant's Current Report on Form 8-K filed October 14, 1997). 10.1 Loan Agreement dated September 24, 1997 between Silicon Valley Bank and EyeSys Technologies, Inc. (filed herewith) 10.2 Third Party Security Agreement dated September 24, 1997 between Silicon Valley Bank and Premier Laser Systems, Inc. (filed herewith) 27 Financial Data Schedule (previously filed) (b) Reports on Form 8-K: No Reports on Form 8-K were filed during the quarter ended September 30, 1997. -2- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized. PREMIER LASER SYSTEMS, INC. Dated: November 26, 1997 By: /s/ MICHAEL HIEBERT ---------------------------------------------- Michael Hiebert, Chief Financial Officer (duly authorized officer) Dated: November 26, 1997 By: /s/ MICHAEL HIEBERT ---------------------------------------------- Michael Hiebert, Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) -3-