As filed with the Securities and Exchange Commission on July 16, 1998
Registration No.________
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PNB FINANCIAL GROUP
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(Exact Name of Registrant as Specified in Its Charter)
California
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(State or Other Jurisdiction of Incorporation or Organization)
95-3847640
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(I.R.S. Employer Identification No.)
4665 MacArthur Court, Newport Beach, California 92660
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(Address of Principal Executive Offices) (Zip Code)
1995 INCENTIVE STOCK OPTION PLAN
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(Full title of the plan)
Doug L. Heller
Pacific National Bank
4665 MacArthur Court, Newport Beach, California 92660
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(Name and Address of Agent For Service)
(714) 851-1033
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(Telephone Number, Including Area Code, of Agent For Service)
CALCULATION OF REGISTRATION FEE
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Proposed Proposed
Title of Maximum Maximum
Securities Amount Offering Aggregate Amount of
To Be To Be Price per Offering Registration
Registered Registered Share/(1)/ Price/(1)/ Fee
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Common Stock, no
par value 50,000 shares $36.3125 $1,815,625 $550.19
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/(1)/ Computed pursuant to Rule 457(h) on the basis of the average of the bid
and asked price of the Common Stock on July 14, 1998
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STATEMENT
This Registration Statement relates to the registration of additional
shares of the common stock of registrant reserved for issuance under the
Registrant's 1995 Incentive Stock Option Plan. Pursuant to General Instruction E
of Form S-8, the contents of the Registration Statement on Form S-8 (SEC File
#333-17997) filed by the Registrant with the Securities and Exchange Commission
and effective on December 17, 1996 are hereby incorporated by reference herein.
ITEM 8.
The exhibits listed in the accompanying index to exhibits are filed or
incorporated as a part of this Registration Statement.
2
EXHIBIT INDEX
Exhibit No. Exhibit
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5.1 Opinion of Day Campbell & McGill
23.1 Consent of Day Campbell & McGill
(included in Exhibit 5.1).
23.2 Consent of McGladrey & Pullen, LLP, Independent Certified Public
Accountants.
3
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Newport Beach, State of California, on July 14, 1998.
PNB FINANCIAL GROUP
By: /s/ Allen C. Barbieri
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Allen C. Barbieri
President and Director
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated.
Signatures Title Date
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/s/ Allen C. Barbieri President and Director July 14, 1998
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Allen C. Barbieri
/s/ Bernard E. Schnieder Chairman of the Board July 14, 1998
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Bernard E. Schnieder
/s/ Doug L. Heller Chief Financial Officer July 14, 1998
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Doug L. Heller
/s/ Martin T. Hart Director July 14, 1998
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Martin T. Hart
/s/ Barney Whitesell Director July 14, 1998
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Barney Whitesell
/s/ Jon A. Salquist Director July 14, 1998
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Jon A. Salquist
4
EXHIBIT INDEX
Exhibit No. Exhibit
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5.1 Opinion of Day Campbell & McGill
23.1 Consent of Day Campbell & McGill
(included in Exhibit 5.1).
23.2 Consent of McGladrey & Pullen, LLP, Independent Certified Public
Accountants.