UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER
SECTION 13 AND SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 333-92299
ROEX, INC.
(Exact name of registration as specified in its charter)
2081 Business Center Drive, Suite 185, Irvine, CA 92612
(949) 476-8675 (Address, including zip code, and telephone
number, including area code,
of registrant's principal executive offices)
COMMON STOCK, UNDERWRITER'S WARRANTS
(Title of each class of securities covered by this Form)
NONE
(Title of all other classes of securities for which
a duty to file reports under Section 13(a) or
15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 15d-6 [ ]
Approximate number of holders of record as of the certification or notice date:
45
The Registrant's Form SB-2 Registration Statement, as amended (file no.
333-92299) (the "Registration Statement"), was declared effective November 7,
2001, by the Securities and Exchange Commission. The Registrant also filed a
Form 8-A registering its Common Stock under Section 12(g) of the Securities
Exchange Act of 1934 to become effective concurrently with the Registration
Statement. Approximately 14,000 shares were sold and the proceeds deposited in
an escrow. All proceeds have been returned to investors and no further shares of
Common Stock covered by the Registration Statement have been sold and no
securities will be sold pursuant to the Registration Statement. Due to
unfavorable market conditions, the Registrant has decided that the offering and
sale of the Common Stock pursuant to the Registration Statement be terminated
and the Registration Statement be withdrawn. The Registrant has filed
Post-Effective Amendment No. 2 with the Commission constituting an application
to withdraw the Registration Statement, and has withdrawn, subject to approval
by the Commission, all of the Common Stock and other securities registered
pursuant to the Registration Statement. This Form 15 has been filed with the
Commission on the same date such Post-Effective Amendment No. 2 was filed with
the Commission.
Pursuant to the requirements of the Securities Act of 1934, Roex, Inc.,
has caused this certification/notice to be signed on its behalf by the
undersigned person.
DATE: February 28, 2001 ROEX, INC.
/s/ Rodney H. Burreson
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Rodney H. Burreson, President