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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
Amendment No. 1
The Cover Page and Item 5 have been amended to accurately reflect the number
of shares of common stock outstanding.
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2000 Commission File Number 0-23702
STEVEN MADDEN, LTD.
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(Exact name of registrant as specified in its charter)
Delaware 13-3588231
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(State or other jurisdiction (I.R.S. employer
of incorporation or organization) identification no.)
52-16 Barnett Avenue, Long Island City, New York 11104
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(Address of principal executive offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (718) 446-1800
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: None
SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
Common Stock, par value $.0001 per share
Indicate by check mark whether the registrant: (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
The aggregate market value of the voting stock held by non-affiliates of
the registrant as of March 20, 2001 was approximately $155,995,392.
The number of outstanding shares of the registrant's common stock as of
March 20, 2001 was 11,280,905 shares.
DOCUMENTS INCORPORATED BY REFERENCE:
PART III INCORPORATES CERTAIN INFORMATION BY REFERENCE FROM THE
REGISTRANT'S DEFINITIVE PROXY STATEMENT FOR THE ANNUAL MEETING OF STOCKHOLDERS
SCHEDULED FOR MAY 25, 2001.
PART II
Item 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS.
The Company's shares of common stock trade on The Nasdaq National
Market. The following table sets forth the range of high and low bid quotations
for the Company's Common Stock for the two year period ended December 31, 2000
as reported by The Nasdaq National Market. The quotes represent inter-dealer
prices without adjustment or mark-ups, mark-downs or commissions and may not
necessarily represent actual transactions. The trading volume of the Company's
securities fluctuates and may be limited during certain periods. As a result,
the liquidity of an investment in the Company's securities may be adversely
affected.
COMMON STOCK
HIGH LOW HIGH LOW
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2000 1999
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Quarter ended Quarter ended
March 31, 2000 19 12 1/2 March 31, 1999 9 7/16 7 1/8
Quarter ended Quarter ended
June 30, 2000 22 7/16 6 9/16 June 30, 1999 14 7 7/8
Quarter ended Quarter ended
September 30, 2000 12 11/16 6 13/16 September 30, 1999 14 1/8 11 1/8
Quarter ended Quarter ended
December 31, 2000 8 15/32 7 December 31, 1999 19 1/16 11 15/16
On March 20, 2001, the final quoted price as reported by The Nasdaq
National Market was $13.94 for each share of common stock. As of March 20, 2001,
there were 11,280,905 shares of Common Stock outstanding, held of record by 4
record holders and approximately 3,786 beneficial owners.
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SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Dated: New York, New York
April 9, 2001
STEVEN MADDEN, LTD.
By: /s/ ARVIND DHARIA
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ARVIND DHARIA
Chief Financial Officer