As filed with the Securities and Exchange Commission on May 14, 2003
Registration No. 333-91196
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1 to
FORM S-8
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
PACIFIC STATE BANCORP
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(Exact name of registrant as specified in its charter)
California 61-1407606
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
1889 W. March Lane
Stockton, California 95207
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(Address of principal executive offices) (Zip Code)
Pacific State Bancorp 1987 Stock Option Plan
Pacific State Bancorp 1997 Stock Option Plan
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(Full title of the plans)
Steven A. Rosso, Chief Executive Officer
Pacific State Bancorp
1889 W. March Lane, Stockton, California 95207
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(Name and address of agent for service)
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(209) 870-3200
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(Telephone number, including area code, of agent for service)
CALCULATION OF REGISTRATION FEE
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Proposed maximum Proposed maximum
Title of securities Amount to offering aggregate Amount of
to be registered be registered price per share offering price registration fee
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Common Stock, no par value 150,042(1) $ 19.125(2) $2,869,553.25(2) $232.15
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(1) Represents number of additional shares issuable upon exercise of options to
be granted under the Pacific State Bancorp 1997 Stock Option Plan.
(2) Estimated solely for the purpose of determining the registration fee, based
upon the average of the bid and asked prices for the Common Stock of Pacific
State Bancorp on May 13, 2003, pursuant to Rule 457(h).
This Amendment No. 1 to the Company's Registration Statement No.
333-91196 is filed pursuant to General Instruction E to Form S-8, to register
150,042 additional shares of common stock which may be issued upon the exercise
of options to be granted in the future to eligible persons under the Company's
1997 Stock Option Plan. The contents of Registration Statement No. 333-91196 are
incorporated by reference. This Amendment consists of the facing page, this
page, the signature page and required additional exhibits and consents. The
Company's shareholders approved reservation of the additional shares of common
stock for this purpose at the Company's 2003 Annual meeting of Shareholders on
May 8, 2003.
SIGNATURES
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Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this
Post-Effective Amendment No. 1 to its Registration Statement No. 333-91196 to be
signed on its behalf by the undersigned, thereunto duly authorized, in the City
of Stockton, State of California, on May 9, 2003.
PACIFIC STATE BANCORP
(Registrant)
By /s/ STEVEN A. ROSSO
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Steven A. Rosso
President and Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
registration statement has been signed by the following persons in the
capacities and on the dates indicated.
Date: May 9,2003 /s/ STEVEN A. ROSSO
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Steven A. Rosso, President and Chief Executive Officer,
Acting Chief Financial Officer
Date: May 9, 2003 /s/ JO ANNE ROBERTS
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Jo Anne Roberts, Vice President and Controller
(Principal Accounting Officer)
Date: May 9, 2003 (*)/s/ MICHAEL L. DALTON
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Michael L. Dalton, Director
Date: May 9, 2003 (*)/s/ MAXWELL M. FREEMAN
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Maxwell M. Freeman, Director
Date: May 9, 2003 (*)/s/ HAROLD HAND
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Harold Hand, Director and Chairman
Date: May 9, 2003 (*)/s/ PATRICIA A. HATTON
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Patricia A. Hatton, Director
Date: May 9, 2003 (*)/s/ STEVEN J. KIKUCHI
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Steven J. Kikuchi, Director and Secretary
Date: May 9, 2003 (*)/s/ YOSHIKAZU MATAGA
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Yoshikazu Mataga, Director
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Date: May 9, 2003 /s/ STEVEN A. ROSSO
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Steven A. Rosso, Director
Date: May 9, 2003 (*)/s/ GARY A. STEWART
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Gary A. Stewart, Director
Date: May 9, 2003 (*)/s/ KATHLEEN M. VERNER
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Kathleen M. Verner, Director
Date: May 9, 2003 (*)/s/ PHILIP B. WALLACE
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Philip B. Wallace, Director
(*) Signed pursuant to Power of Attorney filed with Registration Statement No.
333-91196.
INDEX OF EXHIBITS
Exhibit
No. Exhibit Name
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5 Opinion of Counsel
23.1 Consent of Counsel (See Exhibit 5)
23.2 Consent of Independent Auditors
24 Power of Attorney (see signature pages)(*)
99.1 Pacific State Bancorp 1987 Stock Option Plan (incorporated by
reference from Exhibit 10.5 to the registrant's Registration
Statement No. 333-84908 on Form S-4 filed with the Commission
on March 26, 2002) (*)
99.2 Pacific State Bancorp 1997 Stock Option Plan, as amended
(*) Previously filed.
3