OMB APPROVAL OMB Number: 3235-0060 Expires: March 31, 2006 Estimated average burden hours per response.........28.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2004 Pacific State Bancorp (Exact name of registrant as specified in its charter) California 0-49892 61-1407606 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 1899 W. March Lane 95207 Stockton, California (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (209) 943-7400 -------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 5 - Corporate Governance and Management Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. Effective September 30, 2004, the Company's Articles of Incorporation were amended to split each outstanding share of Common Stock into two shares. The Company issued a press release on September 27, 2004, to announce the split. Copies of the certificate of amendment filed with the California Secretary of State and of the press release are attached as Exhibits 99.1 and 99.2, respectively, and are incorporated here by reference. Section 9 - Financial Statements and Exhibits Item 9.01 Financial Statements and Exhibits. (c) Exhibits. -------- 99.1 Certificate of Amendment 99.2 September 27, 2004 Press Release 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Pacific State Bancorp (Registrant) Date: October 1, 2004 By: /s/ STEVEN A. ROSSO ------------------------------ Steven A. Rosso Chief Executive Officer 3