UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934. For the fiscal year ended December 31, 2004
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934.
For the transition period from __________ to __________
Commission file number: 000-49892
PACIFIC STATE BANCORP
---------------------
(Exact name of Registrant as specified in its charter)
California 61-1407606
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
1889 W. March Lane
Stockton, CA 95207
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (209) 870-3213
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, no par value per share
As of June 30, 2005, there were 3,481,552 shares of the Registrant's Common
Stock outstanding.
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of the Registrant's knowledge, in definitive proxy or information
statements incorporated by reference to Part III of this Form 10-K or any
amendment to this Form 10-K. [X]
Indicate by check mark whether the registrant is an accelerated filer (as
defined in rule 126-2 of the Exchange Act.
Yes [ ] No [X]
Indicate by check mark whether the registrant is a shell company (as defined in
Rule 12b-2 of the Exchange Act).
Yes [ ] No [X]
The aggregate market value of voting stock held by non-affiliates of the
Registrant was approximately $25,174,232 as of June 30, 2005 which was
calculated based on the last reported sale of the Company's Common Stock prior
to June 30, 2005. This calculation does not reflect a determination that certain
persons are affiliates of the Registrant for any other purpose.
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EXPLANATORY NOTE
This Amendment No. 1 to the Annual Report on Form 10-K of Pacific State Bancorp
for the year ended December 31, 2004 is being filed solely for the purpose of
filing a signed copy of the report of the Company's independent registered
public accounting firm included in Exhibit 13. An unsigned copy was filed
inadvertently with the Company's original Form 10-K filing on March 31, 2005.
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SIGNATURES
Pursuant to the requirements of Section 13 of the Securities Exchange Act
of 1934, the Company has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date: September 16, 2005 PACIFIC STATE BANCORP
By: /s/ STEVEN A. ROSSO
-----------------------------------
Steven A. Rosso
President/Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this report
has been signed below by the following persons on behalf of the registrant and
in the capacities and on the dates indicated.
Date: September 16, 2005 By: /s/ STEVEN A. ROSSO
-----------------------------------
Steven A. Rosso
President and Chief Executive Officer
Director
Date: September 16, 2005 By: /s/ JOANNE ROBERTS
-----------------------------------
JoAnne Roberts
Vice President/CFO
(Principal Financial Officer)
(Principal Accounting Officer)
Date: September 16, 2005 By:
-----------------------------------
Michael L. Dalton
Director and Vice Chairman
Chairman of the Audit Committee
Date: September 16, 2005 By: /s/ HAROLD HAND
-----------------------------------
Harold Hand
Director and Chairman of the Board
Date: September 16, 2005 By: /s/ PATRICIA A. HATTON
-----------------------------------
Patricia A. Hatton
Director and Chairperson of the
Director Loan Committee
Date: September 16, 2005 By: /s/ STEVEN J. KIKUCHI
-----------------------------------
Steven J. Kikuchi
Director and Secretary of the Board
Date: September 16, 2005 By:
-----------------------------------
Maxwell Freeman
Director
Date: September 16, 2005 By:
-----------------------------------
Yoshikazu Mataga
Director
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Date: September 16, 2005 By: /s/ GARY A. STEWART
-----------------------------------
Gary A. Stewart
Executive Vice President/CLO
Director
Date: September 16, 2005 By: /s/ KATHLEEN VERNER
-----------------------------------
Kathleen Verner
Director
Date: September 16, 2005 By:
-----------------------------------
Philip B. Wallace
Director
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