SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): NOVEMBER 24, 2004 ALLIS-CHALMERS CORPORATION -------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 1-2199 -------- ------ (State or Other Jurisdiction (Commission File Number) of Incorporation) 39-0126090 ---------- (I.R.S. Employer Identification No.) 5075 WESTHEIMER, SUITE 890 HOUSTON, TEXAS 77056 -------------------- (Address of Principal Executive Offices) (Zip Code) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (713) 369-0550 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (SEE General Instruction A.2. below): [ ] Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 5.05 AMENDMENT TO THE REGISTRANT'S CODE OF ETHICS, OR WAIVER OF A PROVISION OF THE CODE OF ETHICS. On November 24, 2004, the Company's Board of Directors adopted a revised Code of Ethics. The revised Code of Ethics differs from the Company's prior Code of Ethics in that the revised Code of Ethics applies to all employees of the Company, and, in addition, the revised Code of Ethics describes in greater detail the types of transactions and activities that are prohibited. In addition, the revised Code of Ethics requires certain managers of the Company to sign annual certifications attesting that they are not aware of any violations of the Code of Ethics. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (a) Exhibit 14.1 Code of Ethics SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALLIS-CHALMERS CORPORATION /S/ VICTOR M. PEREZ --------------------------- BY: VICTOR M. PEREZ CHIEF FINANCIAL OFFICER DATE: NOVEMBER 30, 2004 Exhibit Index Description Exhibit No. - -------------------------------- ------------------------ Code of Ethics 14.1