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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2003
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EMBREX, INC.
(Exact name of registrant as specified in its charter)
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North Carolina 000-19495 56-1469825
(State or other jurisdiction (Commission File Number) (I.R.S. Employer
of incorporation) Identification Number)
1040 SWABIA COURT, DURHAM, NORTH CAROLINA 27703
(Address of principal executive offices)
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(919) 941-5185
(Registrant's telephone number, including area code)
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N/A
(Former name or former address, if changed since last report)
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Item 9. Regulation FD Disclosure
On May 13, 2003, Embrex, Inc. (the "Registrant") filed with the Securities and
Exchange Commission its Quarterly Report on Form 10-Q for the three months ended
March 31, 2003 (the "Report"). Accompanying the Report were written statements
provided to comply with 18 U.S.C. Section 1350, as adopted pursuant to Section
906 of the Sarbanes-Oxley Act of 2002. The written statements are set forth
below:
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of Embrex, Inc. (the "Company") on Form
10-Q for the three months ended March 31, 2003 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), I, Randall L. Marcuson,
President and Chief Executive Officer of the Company, certify, pursuant to 18
U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, to my knowledge, that:
(1) The Report fully complies with the requirements of section 13(a) or 15(d) of
the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.
/s/ Randall L. Marcuson
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Randall L. Marcuson
President and Chief Executive Officer
May 13, 2003
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CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of Embrex, Inc. (the "Company") on Form
10-Q for the three months ended March 31, 2003 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), I, Don T. Seaquist, Vice
President, Finance and Administration of the Company, certify, pursuant to 18
U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, to my knowledge, that:
(1) The Report fully complies with the requirements of section 13(a) or 15(d)
of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.
/s/ Don T. Seaquist
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Don T. Seaquist
Vice President, Finance and Administration
May 13, 2003
The information in this Current Report on Form 8-K is furnished pursuant to Item
9 and shall not be deemed to be "filed" for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the
liability of that section. Furthermore, the information in this Current Report
on Form 8-K shall not be deemed to be incorporated by reference into the filings
of the Company under the Securities Act of 1933, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
EMBREX, INC.
By: /s/ Randall L. Marcuson
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Name: Randall L. Marcuson
Dated: May 13, 2003 Title: President and Chief Executive Officer
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