SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2000
Commission file number 1-13159
A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
ENRON CORP. SAVINGS PLAN
B. Name of issuer of the securities held pursuant to the
plan and the address of its principal executive office:
ENRON CORP.
1400 Smith Street
Houston, Texas 77002
ENRON CORP. SAVINGS PLAN
Page
Reports of Independent Public Accountants 1
Financial Statements:
Statements of Net Assets Available for
Benefits as of December 31, 2000 and 1999 2
Statement of Changes in Net Assets Available
for Benefits for the Year Ended December 31, 2000 3
Notes to Financial Statements 4
Supplemental Schedules:
Schedule H, Line 4(i) - Schedule of Assets Held
as of December 31, 2000 12
Self Directed Brokerage Accounts 15
Schedule H, Line 4(j) - Schedule of Reportable
Transactions for the Year Ended December 31, 2999 40
Signatures 41
Consents of Independent Public Accountants 42
Report of Independent Auditors
Administrative Committee of
Enron Corp. Savings Plan
We have audited the accompanying statements of net assets
available for benefits of the Enron Corp. Savings Plan as of
December 31, 2000 and 1999, and the related statement of
changes in net assets available for benefits for the year
ended December 31, 2000. These financial statements are the
responsibility of the Plan's management. Our responsibility
is to express an opinion on these financial statements based
on our audits.
We conducted our audits in accordance with auditing
standards generally accepted in the United States. Those
standards require that we plan and perform the audit to
obtain reasonable assurance about whether the financial
statements are free of material misstatement. An audit
includes examining, on a test basis, evidence supporting the
amounts and disclosures in the financial statements. An
audit also includes assessing the accounting principles used
and significant estimates made by management, as well as
evaluating the overall financial statement presentation. We
believe that our audits provide a reasonable basis for our
opinion.
In our opinion, the financial statements referred to above
present fairly, in all material respects, the net assets
available for benefits of the Plan at December 31, 2000 and
1999, and the changes in its net assets available for
benefits for the year ended December 31, 2000, in conformity
with accounting principles generally accepted in the United
States.
Our audits were performed for the purpose of forming an
opinion on the financial statements taken as a whole. The
accompanying supplemental schedules of assets (held at end
of year) as of December 31, 2000, and reportable
transactions for the year then ended, are presented for
purposes of additional analysis and are not a required part
of the financial statements but are supplementary
information required by the Department of Labor's Rules and
Regulations for Reporting and Disclosure under the Employee
Retirement Income Security Act of 1974. These supplemental
schedules are the responsibility of the Plan's management.
The supplemental schedules have been subjected to the
auditing procedures applied in our audits of the financial
statements and, in our opinion, are fairly stated in all
material respects in relation to the financial statements
taken as a whole.
Houston, Texas
May 14, 2001 ERNST & YOUNG LLP
Enron Corp. Savings Plan
Statements of Net Assets Available for Benefits
December 31
2000 1999
Assets
Receivables:
Employer contributions $ 777,379 $ -
Participant contributions 2,354,154 -
Loan repayments 519,419 -
Investment income receivable 1,398,787 548,693
Sales outstanding - 6,052,063
Total receivables 5,049,739 6,600,756
Investments 2,131,469,901 1,620,324,998
Total assets 2,136,519,640 1,626,925,754
Liabilities
Cash overdraft 722,059 2,885,417
Purchases outstanding 769,617 689,456
Total liabilities 1,491,676 3,574,873
Net assets available for benefits $2,135,027,964 $1,623,350,881
<FN>
The accompanying notes are an integral part of the financial
statements.
Enron Corp. Savings Plan
Statement of Changes in Net Assets Available for Benefits
For the year ended December 31, 2000
Additions:
Employer contributions $ 20,806,028
Participant contributions 63,548,895
Rollover contributions 71,901,120
Net appreciation in fair value
of investments 605,769,706
Interest and dividend income 49,751,643
Total additions 811,777,392
Deductions:
Benefits paid to participants 218,639,338
Administrative expenses 1,785,107
Total deductions 220,424,445
Other changes in net assets:
Transfers to other qualified plans (79,675,864)
Net increase 511,677,083
Net assets available for benefits at:
Beginning of year 1,623,350,881
End of year $2,135,027,964
<FN>
The accompanying notes are an integral part of the financial
statements.
Enron Corp. Savings Plan
Notes to Financial Statements
December 31, 2000
1. Description of the Plan
The following description of the Enron Corp. Savings Plan
(the "Plan") provides only general information. Participants
should refer to the plan document for a more complete
description of the Plan's provisions. A copy of the plan
document is available from Enron Corp. and its participating
employers (collectively, the "Company").
General
The Plan is a tax-qualified defined contribution pension
plan established for the benefit of certain full-time and
part-time employees of the Company, subject to the
provisions of the Employee Retirement Income Security Act of
1974 ("ERISA"). The Plan is intended to meet the
requirements for qualification under Section 401(k) of the
Internal Revenue Code of 1986, as amended (the "Code").
Eligible employees may participate in the Plan the first day
of the month coincident with or following their date of
employment.
Transfers To Other Qualified Plans
As of August 16, 1999, Enron Oil & Gas Company ("EOG")
changed its name to EOG Resources, Inc., and is no longer a
participating employer. Therefore, all contributions from
EOG employees and Company matching contributions ceased as
of that date. In February 2000, net assets of approximately
$80 million related to participant account balances of
active EOG Resources, Inc. employees on August 16, 1999 were
transferred to the EOG Resources, Inc. Savings Plan.
Participant Contributions
Participants may contribute from 1% to 15% of their eligible
base pay in any combination of before-tax salary deferrals
or after-tax contributions subject to certain limits
prescribed by the Code.
Participants may also roll over amounts representing
distributions from other qualified plans. During 2000,
participants in the Plan transferred approximately
$56 million as direct rollovers from the Enron Corp.
Employee Stock Ownership Plan to the Plan.
Participants may direct the investment of their contribution
accounts in 1% increments into any combination of funds
offered by the Plan. Participants may also elect
self-directed brokerage accounts subject to certain
restrictions, as defined by the Plan.
Company Contributions
The Company matches 50% of all participant before-tax
contributions, with the exception of field hourly construction
workers and certain of Portland General's eligible bargaining
unit employees, up to a maximum of 6% of base pay. Portland
General eligible bargaining unit employees who were born
before 1957 and were employed before January 1, 1999 may
participate in either retirement program A or B, while
bargaining unit employees employed after January 1, 1999
may participate in program B only. For those
participants in program A, the Company matches 100% of
before-tax contributions up to a maximum of 6% of eligible
base pay. For those participants in program B, the Company
matches 100% of before-tax contributions in excess of 5%,
but not in excess of 10% of eligible base pay, and the
Company contributes an additional 5% of base pay. Company
contributions are not made for field hourly construction
workers.
All Company contributions, except the additional 5%
contribution for Portland General participants in retirement
program B, are invested in the Enron Corp. Stock Fund.
At age 50, participants may elect to reallocate their
Company contributions among the other investment options.
Vesting
Participants are immediately 100% vested in their voluntary
contributions plus actual earnings thereon. Eligible
employees hired prior to July 1, 1999 are 100% vested in
their Company contributions and actual earnings thereon.
Eligible employees hired on or after July 1, 1999 become
100% vested in their Company contributions after completing
one year of service. Participants automatically become 100%
vested regardless of length of service i) upon reaching age
65; ii) becoming totally and permanently disabled; or
iii) upon death while an employee. Forfeited amounts of
nonvested accounts are used to reduce future Company
matching contributions or administrative expenses of the
Plan.
Withdrawals and Participant Loans
Participants may receive a distribution of the vested
balance in their account due to termination of service,
death, total and permanent disability, or retirement.
Account balances less than $5,000 will be paid out as a lump
sum distribution. Account balances over $5,000 may be
received in the form of a commercial annuity or lump sum
distribution.
Active participants may receive in-service withdrawals or
hardship withdrawals subject to limitations defined by the
Plan.
Participants may borrow from their accounts a minimum of
$1,000 up to a maximum amount equal to the lesser of $50,000
or 50% of the borrower's vested account balance.
Participants may have no more than one loan outstanding at
any time. Loan terms may not exceed 5 years, except for
loans used for the purchase of a primary residence which may
not exceed 15 years. Loan interest is based on prime plus 1%
at the time the loan is issued. Principal and interest are
repaid ratably through payroll deductions.
Plan Termination
Although it has not expressed any intent to do so, the
Company has the right under the Plan to discontinue its
contributions at any time and to terminate the Plan subject
to the provisions set forth in ERISA.
2. Summary of Accounting Policies
Basis of Accounting
The accompanying financial statements of the Plan have been
prepared using the accrual basis of accounting in accordance
with accounting principles generally accepted in the United
States. Benefit payments are recorded when paid.
Use of Estimates
The preparation of financial statements in conformity with
accounting principles generally accepted in the United
States requires management to make estimates that affect the
amounts reported in the financial statements and
accompanying notes and schedules. Actual results could
differ from those estimates.
Investment Valuation and Income Recognition
Short-term investments are stated at cost, which
approximates fair value. Investments in common and preferred
stock and mutual funds are stated at fair value, based on
quotations obtained from national securities exchanges.
Investments in common collective funds are based on quoted
market values as determined by the issuer based on the fair
value of the underlying investments. The investment
contracts with insurance companies are fully benefit-
responsive and, therefore, are recorded at contract value
which approximates fair value. Contract value represents
contributions made under the contract plus interest at the
contract rate less funds used to pay benefits and expenses.
Participant loans are stated at cost, which approximates
fair value.
Purchases and sales of securities are recorded on a trade-
date basis. Interest income is recorded on the accrual
basis. Dividends are recorded on the ex-dividend date.
Risk and Uncertainties
The Plan provides for various investments in common and
preferred stock, short-term investments, mutual funds,
investment contracts, and other investments. Investment
securities, in general, are exposed to various risks, such
as interest rate, credit, and overall market volatility
risk. Due to the level of risk associated with certain
investment securities, it is reasonably possible that
changes in the values of investment securities will occur in
the near term and that such changes could materially affect
the amounts reported in the statements of net assets
available for benefits and participant account balances.
3. Investments
Individual investments that represent 5% or more of the
Plan's net assets at each date are as follows:
December 31
2000 1999
*Enron Corp. Common Stock $1,157,515,958 $662,118,399
*Enron Corp. Cumulative Second
Preferred Convertible Stock 158,875,150 84,813,050
<FN>
*Includes both participant-directed and nonparticipant-
directed amounts.
During 2000, the Plan's investments (including investments
bought, sold, and held during the year) appreciated
(depreciated) in value as follows:
Common and preferred stock $652,658,048
Mutual funds (47,022,503)
Other investments 134,161
$605,769,706
Enron Corp. Stock Fund
The Enron Corp. Stock Fund holds shares of Enron Corp.
Cumulative Second Preferred Convertible Stock ("Preferred
Stock") in addition to Enron Corp. Common Stock ("Common
Stock"). The Preferred Stock is convertible into Common
Stock at a fixed rate of 27.304 common shares for each
preferred share. Participants in the Enron Corp. Stock Fund
receive an equivalent annual preferred stock dividend in an
amount equal to the higher of $10.50 per share or the
equivalent dividend that would be paid if shares of the
Preferred Stock were converted to Common Stock.
Distributions from the Enron Corp. Stock Fund are made in
shares of Common Stock or cash.
Stable Asset Fund
The Stable Asset Fund invests in guaranteed
investment contracts ("GICs"), synthetic investment
contracts ("SICs"), and mutual funds. The GICs are promises
by a bank or insurance company to repay principal plus
accrued income at contract maturity, subject to the credit
worthiness of the issuer. SICs differ from GICs in that the
assets supporting the SICs are owned by the Plan. The bank
or insurance company issues a wrapper contract that allows
participant-directed transactions to be made at contract
value. Wrapper contracts are valued as the difference
between the fair value of the supporting assets and contract
value. The assets supporting the SICs are comprised of
common collective funds and mutual funds with fair values of
approximately $95 million and $85 million at December 31,
2000 and 1999, respectively. The contract value of the SICs
at December 31, 2000 and 1999 is approximately $95 million
and $89 million, respectively.
Interest crediting rates on the GICs in the Stable Asset
Fund are generally determined at the time of purchase and
do not vary throughout the duration of the contract.
Interest crediting rates on the SICs are reset quarterly
based on the yield to maturity and expected cash flow over
the life of each SIC's supporting assets. At December 31,
2000 and 1999, the interest crediting rates ranged from
5.4% to 7.7% and 5.16% to 6.67%, respectively.
For the years ended December 31, 2000 and 1999, the
aggregate average annual yield for the investment contracts
in the Stable Asset Fund was 6.45% and 6.30%, respectively. At
December 31, 2000 and 1999, the fair value of the GICs was
approximately $84 million and $91 million, respectively. The
contract value was approximately $81 million and $93 million
at December 31, 2000 and 1999, respectively. The fair value
was estimated by discounting the expected future cash flows
of the contracts at the then-current duration-matched swap
rate for each payment. Withdrawals of the Stable Asset Fund's
assets not in compliance with the investment contracts'
provisions are subject to certain penalties.
4. Stock Funds
The Enron Corp. Stock Fund and the EOG Stock Fund include
both participant- and non-participant-directed net assets.
Information about the net assets and the significant
components of the changes in net assets relating to these
funds is as follows:
December 31
2000 1999
Net assets:
Enron Corp. Common Stock $1,157,515,958 $662,118,399
Enron Corp. Cumulative Second
Preferred Convertible Stock 158,875,150 84,813,050
EOG Resources, Inc. Common Stock 26,432,000 25,232,817
Common collective funds 11,426,744 6,817,584
Employer contribution receivable 732,252 -
Participant contribution receivable 725,108 -
Accrued income 335,322 292,700
Sales outstanding - 6,052,062
Purchases outstanding - (689,456)
$1,356,042,534 $784,637,156
Year ended
December 31
2000
Changes in net assets:
Employer contributions $ 19,681,069
Participant contributions 17,543,146
Rollover contributions 59,767,113
Interest and dividends 9,343,326
Net appreciation in fair value
of investments 664,534,606
Benefits paid to participants (200,058,742)
Interfund transfers 594,860
$ 571,405,378
5. Income Tax Status
The Plan has received a determination letter from the
Internal Revenue Service dated March 5, 1996, stating that
the Plan is qualified under Section 401(a) of the Code and,
therefore, the related trust is exempt from taxation. Once
qualified, the Plan is required to operate in conformity
with the Code to maintain its qualification. The Plan has
been amended and restated since receiving the determination.
The Administrative Committee believes the Plan continues to
operate in compliance with the applicable requirements of
the Code and, therefore, believes that the Plan is qualified
and the related trust is tax exempt.
6. Subsequent Event
Effective February 1, 2001, net assets of approximately
$600,000 for the WarpSpeed Communications 401(k) Plan merged
into the Plan.
Supplemental Schedules
Enron Corp. Savings Plan
EIN: 47-0255140 PN: 333
Schedule H, Line 4(i) - Schedule of Assets (Held At End of Year)
As of December 31, 2000
Identity of Issue, Borrower, Current
Lessor, or Similar Party Description of Investment Cost Value
*Enron Corp. 13,925,004 shares of common stock $335,158,070 $1,157,515,958
*Enron Corp. 70,000 shares of Cumulative Second
Preferred Convertible Stock 20,181,998 158,875,150
*EOG Resources, Inc. 483,328 shares of common stock 15,860,646 26,432,000
Fidelity Investments Equity Income Fund ** 34,928,985
Fidelity Investments OTC Fund ** 37,550,631
Fidelity Investments Balanced Fund ** 12,194,005
Fidelity Investments Growth & Income Fund ** 43,265,954
Fidelity Investments Magellan Fund ** 46,515,733
Fidelity Investments Growth Company Fund ** 84,027,332
Fidelity Investments Overseas Fund ** 14,799,732
Morgan Stanley Dean Witter International Equity Portfolio ** 11,646,093
Morgan Stanley Dean Witter Stable Value II ** 13,426,653
Morgan Stanley Dean Witter Institutional Fund ** 45,895,945
*Northern Trust Company Short-Term Investment Fund ** 17,783,389
SEI Trust Company Stable Asset Fund ** 18,263,819
The Vanguard Group Life Strategy Growth ** 44,851,101
The Vanguard Group Conservative Growth Portfolio ** 12,624,946
The Vanguard Group Moderate Growth Portfolio ** 41,044,315
The Vanguard Group Index Trust 500 Portfolio ** 23,158,190
The Vanguard Group Windsor II Fund ** 27,925,997
John Hancock Mutual Life
Insurance Company Investment contract #14447, 6.10%,
maturing 12/15/03 ** 6,755,422
PIMCO Total Return Fund II Institutional ** 8,076,293
T. Rowe Price Small Cap Fund ** 25,501,420
Canada Life Investment contract #P46067, 7.70%
maturing 6/15/04 ** 12,466,232
Canada Life Investment contract #P46058, 7.70%
maturing 12/15/03 ** 13,753,688
People's (Aegon) Life Company Investment contract #NDA0017SFR, 7.18%,
maturing 6/15/05 ** 10,185,022
People's Benefit Life Investment contract #173FR, 7.20%
maturing 12/15/04 ** 10,373,538
Allstate Insurance Company Investment contract #5926P, 5.66%,
maturing 12/31/01 ** 4,571,556
Allstate Insurance Company Investment contract #6229, 7.17%,
maturing 12/14/04 ** 6,449,748
GE Life & Annuity Assurance
Company Investment contract #3322, 6.54%,
maturing 12/15/02 ** 5,481,759
John Hancock Mutual Life
Insurance Company Investment contract #9600P, 5.53%,
maturing 6/1/01 ** 5,023,798
New York Life Insurance Company Investment contract #31036, 6.82%,
maturing 6/14/02 ** 5,918,624
PIMCO Low Duration Fund 11,021,936
PIMCO Total Return Fund 7,028,591
CDC Financial Synthetic contract wrapper #1032-01-P,
5.48% ** 219,643
18,270,170
Transamerica Life Insurance
Company Synthetic contract wrapper #76644-P,
6.54% ** (402,272)
*UAM Trust Company Dwight Target 2 Fund ** 7,735,350
*UAM Trust Company Dwight Target 5 Fund ** 25,666,377
32,999,455
State Street Bank Synthetic contract wrapper #97053,
5.16% $ ** $ 259,438
*UAM Trust Company Dwight Target 2 Fund ** 19,388,660
19,648,098
Monumental Insurance Company Synthetic contract wrapper #BDA00390TR,
6.35% ** (122,216)
*UAM Trust Company Dwight Target 5 Fund ** 23,861,569
23,739,353
*Charles Schwab Self-directed brokerage accounts(1) ** 30,768,744
*Participant loans Various maturities and interest rates
ranging from 8.25% to 9.25% ** 18,761,053
$2,131,469,901
<FN>
* Party-in-interest.
**Cost not required for participant-directed investments.
(1) See attached self-directed brokerage account schedule.
Enron Corp. Savings Plan
Self Directed Brokerage Accounts
Description of Investment Current Value
1st Miracle Group Inc $ 350
24/7 Media, Inc. 93
360networks Inc 12,750
3Com Corp 10,277
Abgenix, Inc 5,906
Acclaim Entertainment, Inc 2,063
Accom, Inc 720
Accrue Software, Inc 1,000
ACLARA BioSciences, Inc. 1,088
ACT Manufacturing, Inc 15,750
Active Power, Inc 4,388
Adaptec, Inc 1,025
Adaptive Broadband Corp 5,359
Adatom.Com Inc 35
ADC Telecommunications, Inc 33,912
Adelphia Business Solutions, Inc 1,275
Adept Technology, Inc 725
Adobe Systems Inc 4,656
Advanced Digital Information Corp 92,000
Advanced Fibre Communications, Inc 5,058
Advanced Micro Devices, Inc 55,582
Advanced Radio Telecom Corp 603
Advisors Inner Circle Fund 247,451
AES Corporation 101,575
Affinity Technology Group, Inc 38
Agile Software Corp 3,456
Agilent Technologies, Inc 37,011
Akamai Technologies, Inc 3,454
Alaska Air Group, Inc 2,231
Alcoa, Inc 20,569
Alliance Semiconductor Corp 2,263
Alloy Online, Inc 2,691
Alpha Industries, Inc 925
Altera Corp 8,157
AltiGen Communications, Inc 208
ALZA Corp 18,020
Amazon.com, Inc 33,895
American Biogenetic Sciences Inc 688
American Century Mutual Funds Inc Ultra Fund 12,331
American Century Quantve Equity 7,842
American Century World Mutual Funds 61,339
American Eco Corp 12
American Express Co 36,895
American International Petroleum Corp 1,563
American Power Conversion Corp 9,158
American Tower Corp 3,788
Amerindo Funds Inc 1,002
Ames Department Stores Inc 17,006
AMF Bowling, Inc 32
Amgen Inc 86,635
Amkor Technology Inc 7,758
Amphenol Corp 7,838
Analog Devices Inc 50,932
Anheuser-Busch Companies Inc 5,915
Ants Software.com 44,592
AOL Time Warner Inc 144,640
Apache Corp 7,006
Aperian Inc 1,844
Apex Property Fund 2,000
Apple Computer Inc 12,763
Applera Corp 1,882
Applied Biosystems Group -
Applied Digital Solutions Inc 1,684
Applied Materials Inc 275,141
Applied Micro Circuits Corp 138,912
Applied Microsystems Corp 444
Apponline.com Inc 2
Aqua Clara Bottling & Distribution Inc 106
Arch Wireless Inc 59
Ariad Pharmaceuticals Inc 3,444
Ariba Inc 63,009
Ariel Corp 594
Artisan International Fund 75,925
Asia Pulp & Paper Company Ltd 5,000
Assisted Living Concepts Inc 100
Asyst Technologies Inc 24,188
At Home Corp 22,767
AT&T Corp 119,826
ATI Technologies Inc 1,150
Atmel Corp 26,156
Audiovox Corp 3,600
Auspex Systems Inc 73,535
AutoDesk inc 5,792
Avanex Corp 16,975
Avaya Inc 6,064
AVI BoiPharma Inc 950
Avici Systems inc 2,463
Avocent Corp 1,755
AVX Corp 13,100
Azurix Corp 119,660
Ballard Power Systems Inc 11,684
Baltimore Technolgies plc 99
Bank of America Corp 18,350
Bank One Corp 388
Banner Corp 15,250
Barnes & Noble Inc 2,650
barnesandnoble.com inc 656
Baron Asset Fund iOpportunity Fund 12,204
Barringer Technologies Inc 7,438
BE Aerospace Inc 48,000
Be Free Inc 1,094
BEA Systems Inc 49,475
Beautymerchant.com Inc 4,500
bebe stores, inc 1,283
Bed Bath & Beyond Inc 12,083
BEI Technologies inc 581
Benton Oil & Gas Co 78
Bergen Brunswig Corp 7,915
Berger Investment Portfolio Trust
Balanced Fund 26,892
Berger Investment Portfolio Trust
Information Technology Fund 7,541
Berkshire Funds Focus Fund 55,312
Berkshire Hathaway Inc 185,966
Berkshire Hathaway'a' 197,700
Best Buy Co Inc 17,738
BHP Limited 2,100
BICO Inc 49
Bid.com international Inc 197
Bidhit.Com Inc 5
BIFS Technologies Corporation 115
Biogen inc 10,511
Biomira Inc 2,688
Bio-Technology General Corp 1,413
BiznessOnline.com Inc 40
BMC Software Inc 63,490
BOEING CO 6,600
Bookham Technology plc 184
Boston Biomedica Inc 163
Boston Communications Group Inc 5,436
Boston Properties Inc 8,700
Boston Scientific Corp 1,369
Bridgeway Fund Inc Aggressive Growth
Portfolio 24,665
Brightpoint Inc 7,350
Brio Technology Inc 211
Bristol-Myers Squibb Co 22,181
Broadcom Corp 299,124
Broadvision Inc 40,139
Brocade Communications Systems Inc 15,057
Brokat Infosystems Aktiengesellschaft 255
Brooks Automation Inc 39,288
BrreezeCOM Ltd 716
C Cor Net Corp 3,888
Cable & Wireless PLC ORD 1,994
Caldera Systems Inc 291
Calico Commerce Inc 969
Caliper Technologies Corp 9,400
Callaway Golf Co 4,696
Calpine Corp 328,956
Canadian 88 Energy Corp 1,391
Capstone Turbine Corp 6,440
Cardiodynamics International Corp 3,438
Catalytica Energy Systems Inc 207
Caterpillar Inc 18,049
Celsion Corp 25,100
Cendant Corp 2,888
Centrinity Inc 10,996
Centura Software Corp 78
Certicom Corp 20,375
Charles Schwab Corp 54,486
Charter Communications Inc 14,747
Check Point Software Technologies Ltd 165,751
Checkfree Corp 2,125
Chesapeake Energy Corp 6,075
Chevron Corp 8,511
Childrens Beverage Group Inc 329
Chinadotcom Corp 1,800
Chiron Corp 8,538
Ciena Corp 140,563
Circuit City Stores Inc 1,150
Cirrus Logic Inc 7,688
Cisco Systems Inc 525,020
Citigroup, Inc 99,034
Citizens Funds Emerging Growth Fund 7,539
Citizens Funds Global Equity Fund 16,047
Citrix Systems Inc 133,065
Claire's Stores Inc 4,043
Clare Inc 3,750
Clarent Corp 19,231
Clarus Corp 140
Clifornia Micro Devices Corp 6,188
CMGI Inc 15,691
CMS Energy Corp 6,729
CNET Networks Inc 5,600
Coca-Cola Bottling Co Consolidated 15,350
Coca-Cola Co 6,094
Colorado Medtech Inc 9,563
Comcast Corp 17,953
Comdisco Inc 13,156
Commerce One Inc 10,328
Commodore Applied Technologies Inc 245
Compaq Computer Corp 11,032
Computer Associates International Inc 3,900
Computerized Thermal Imaging Inc 1,500
Compuware Corp 3,750
Comverse Technology Inc 21,725
Concur Technologies Inc 555
Concurrent Computer Corp 5,375
Conductus Inc 919
Conexant Systems Inc 61,377
Conseco Inc 2,638
Consolidated Edison Inc 11,914
Convergys Corp 2,220
Copper Mountain Networks Inc 3,367
Corel Corp 343
Corillian Corp 4,380
Corning Inc 133,304
Corvas International Inc 14,375
Corvis Corp 6,548
Costco Wholesale Corp 799
Cottage Investments Inc 23
Covad Communication Group Inc 497
Credence Systems Corp 4,600
Credit Suisse Warburg Pincus Global
Post Venture Cap Fund Inc 23,593
Credit Suisse Warburg Pincus Japan
Growth Fund Inc 2,732
Credit Suisse Warburg Pincus Japan
Small Company Fund Inc 1,061
Crescent Real Estate Equities Co 2,225
Critical Path Inc 461
Crown Cork & Seal Company Inc 7,438
CT Holdings Inc 563
CTS Corp 10,931
Cubist Pharmaceuticals Inc 580
Cyberian Outpost, Inc 119
Cybertel Communications Corp 3,390
CyNet Inc 3,576
Cypost Corp 24
Cypress Semiconductor Corp 3,150
Cytogen Corp 2,344
Cytrx Corp 1,438
DaimlerChrysler AG 330
Dan River Inc 2,442
Data Race Inc 68
DCH Technology Inc 20,910
Delias Corp 31,353
Dell Computer Corp 117,041
Delphi Automotive Systems Corp 2,515
Delta Air Lines Inc 5,024
Dendreon Corp 375
Destiny Media Technologies Inc 238
Devine Entertainment Corp 94
DevX Energy Inc 8
Diamond Offshore Drilling Inc 4,000
Digimarc Corp 3,218
Digital Courier Technologies, Inc. 38
Digital Island Inc 4,956
Digital Power Corp 67,500
Digitran Systems Inc 24
DMC Stratex Networks Inc 10,005
Dobson Communications Corp 1,463
DoubleClick Inc 1,100
Dow Chemical Co 10,720
Dresdner RCM Global Healthcare Fund 25,632
Dreyfus Investment Grade Bond Fund Inc
Short Term Income Fund 151,507
drugstore.com inc 906
Duke Energy Corp 17,050
Dynegy Inc 32,557
E*TRADE Group, Inc 7,818
E.I. Du Pont De Nemours & Co 13,170
Earth Sciences Inc 6,000
Earthlink Inc 810
Eastman Kodak Co 4,008
Echelon Corp 10,923
Echostar Communications Corp 11,785
ECOGEN INC 36
eGain Communications Corp 5,136
El Paso Corp 35,813
El Paso Electric Co 6,600
Elantec Semiconductor Inc 3,469
Elcom International Inc 2,750
Electric Fuel Corp 4,688
Electric Lightwave, Inc 1,325
Electro Scientific Industries Inc 3,136
Eli Lilly and Co 26,988
EMC Corp 260,946
Emulex Corp 75,141
Encore Medical Corp 766
Energy Conversion Devices Inc 1,397
Enron Cap LLC 8% CUM PFD MIPS 24,938
Enron Corp 100,310
Entrade Inc 184
Entrust Technologies Inc 6,500
Envoy Communications Group Inc 1,219
EOTT Energy Partners LP 17,058
Equant N.V. 2,606
Equinox System Inc 29,063
Ericsson L M Telephone Co 20,865
Etoys Inc 1,294
Euphonix Inc 2,125
Evoke Communications Inc 350
Excelsior Funds Inc Value &
Restructuring Fund 40,350
EXE Technologies Inc 13,650
Exfo Electro-Optical Engineering Inc 1,306
Exodus Communications Inc 92,120
Extreme Networks Inc 7,825
Exxon Mobil Corp 9,824
F5 Networks Inc 950
Fairchild Semiconductor Corp 216,563
Family Golf Centers Inc 248
Federal Home Loan Mortgage Corp 102,752
Federal-Mogul Corp 231
Fedex Corp 11,189
Felcor Lodging Trust Inc 45,581
Fidelity Select Biotechnology Portfolio 15,574
Fidelity Select Electronics Portfolio 12,211
Finisar Corp 6,525
Finova Group Inc 50
First Australia Prime Income Fund Inc 4,040
Firsthand Funds E-Commerce Fund 21,833
Firsthand Funds Technology Innovators Fund 2,515
Firsthand Funds Technology Leaders Fund 99,539
Flamel Technologies S.A. 10,150
Flextronics International Ltd 235,068
Flir Systems Inc 3,338
FMI Funds Inc Focus Fund 14,313
Ford Motor Co 38,844
Fortel Inc 219
Foster Wheeler Corp 2,625
Foundry Networks Inc 15,585
Fox Entertainment Group Inc 1,788
Franco-Nevada Mining Corp Ltd 22,791
Franklin Multi-Income Trust 16,750
FreeMarkets Inc 2,337
Fremont US Micro Capital Fund 64,691
Frequency Electronics Inc 510
Friedmans Inc 1,856
Frontline Ltd 5,700
Fuelcell Energy Inc 29,139
Gabelli Global Series Funds Inc Communication 2,582
Gabelli Growth Fund 99,112
Gadzoox Networks Inc 628
Gap Inc 7,657
Gateway Inc 360
Gemstar-TV Guide International Inc 46,125
Genaera Corp 8,875
Genelabs Technologies Inc 409
General Electric Co 340,116
General Motors Corp 2,555
Genesis Microchip Inc 6,475
Genetronics Biomedical Ltd 94
Genome Therapeutics Corp 18,293
Genuity Inc (USA) 5,063
Genzyme Transgenics Corp 4,294
Gerber Childrenswear, Inc 1,825
Geron Corp 1,359
Global Crossing Ltd 60,170
Global Industries Ltd 1,232
Global Network Inc 148
Global Sports, Inc 2,125
Global TeleSystems Inc 406
Global Water Technologies Inc 21
Globalstar Telecommunications Ltd 32
GlobeSpan Inc 5,500
Globix Corp 10,216
Go Online Networks Corp 70
Goldman Sachs Group Inc 43,844
Goldman Sachs Group Common Stock Call Option (1,700)
Green Mountain Coffee Inc 5,000
Greystone Digital Technology Inc 2,078
GST Telecommunications Inc 14
Guinness Telli Phone Corp 63
Gymboree Corp 8,325
Hain Celestial Group Inc 3,250
Halliburton Co 3,625
Hambrecht & Quist Fund Trust IPO &
Emerging Company Fund 6,757
Handspring Inc 6,464
Hanover Compressor Co 4,100
Harmonic Inc 6,569
Healthsouth Corp 3,263
Helix Technology Corp 11,836
Henlopen Fund 5,750
Hewlett-Packard Co 23,735
High Speed Access Corp 106
Hitlon Hotels Corp 87,405
Hollywood Entertainment Corp 3,188
Home Depot Inc 72,879
HomeBase Inc 400
Homestake Mining Co 14,656
Honeywell International Inc 9,578
Hooper Holmes Inc 1,108
Horizon Offshore Inc 593
HRPT Properties Trust 1,921
Huffy Corp 3,250
Human Genome Sciences Inc 14,278
Humana Inc 3,050
Hypertension Diagnostics Inc 51,675
I2 Technologies 6,743
iBasis Inc 413
ICG Communiocations Inc 11
Icos Corp 1,974
Idacorp, Inc 12,560
IDEC Pharmaceuticals Corp 13,649
Identix Inc 81,640
iExalt Inc 83
Ikos Systems Inc 2,663
ILEX Oncology Inc 11,841
Illinois Superconductor Corp 5,694
Imax Corp 1,375
Immunex Corp 21,613
Immunogen Inc 164,747
Imperial Bank Inglewood California Dtd 94,000
Infineon Technologies AG 10,800
Infinite Group Inc 2,775
InFocus Corp 4,425
Informix Corp 2,969
InfoSpace Inc 19,005
Inktomi Corp 17,410
Insituform Technology Inc 15,950
Intacta Technologies Inc 488
Integrated Device Technology Inc 7,453
Intel Corp 960,125
Interactive Investments: Technology
Value Funds 243,203
Interactive Telesis Inc 210
Intercell Corp 10
InterDigital Communications Corp 11,180
Interline Resources Corp 203
Intermagnetics General Corp 69,915
International Business Machines Corp 21,265
International Paper Co 12,377
International Rectifier Corp 8,550
Internet Capital Group Inc 4,266
Internet Fund Inc 3,735
Internet Law Library Inc 450
Interneuron Pharmaceuticals Inc 384
Interpore International 197
Intraware Inc 294
Intuit Inc 14,986
INVESCO Sector Funds Inc Technology Fund 19,940
INVESCO Telecommunications Fund 8,747
Iomega Corp 16,830
Ion Networks Inc 4
IPS Millennium Fund 16,637
IQROM Communications Inc 203
ISIS Pharmaceuticals Inc 531
Isle of Capris Casinos Inc 2,125
Itron Inc 3,625
Ivax Corp 22,980
iVoice.com Inc 100
Ixia 17,156
Jabil Circuit Inc 390,775
Jacob Internet Fund Inc 1,145
Janus Enterprise Fund 26,657
Janus Flexible Income Fund 105,277
Janus Fund Inc 148,267
Janus Global Life Sciences Fund 59,590
Janus Global Technology Fund 14,520
Janus Growth & Income Fund 31,759
Janus Investment Fund 31,068
Janus Investment Fund Orion Fund 17,723
Janus Investment Fund: Strategic Value Fund 45,112
Janus Mercury Fund 216,503
Janus Olympus Fund 12,527
Janus Worldwide Fund 110,278
JC Penney Company Inc 6,554
JDS Uniphase Corp 486,701
Johnson & Johnson Inc 16,180
JP Morgan Chase & Co 68,156
Julius Baer Investment Funds
International Equity Fund 22,647
Juniper Networks 148,502
Juniper Networks Inc Common Stock Call Option (2,700)
Juno Online Services Inc 847
K2 Digital Inc 143
Kana Communications Inc 920
Keith Companies Inc 40
Keithley Instruments Inc 15,072
Kemet Corp 8,319
Key Energy Services, Inc 55,110
Kinder Morgan Inc 105,469
KittyHawk Inc 300
KLA Tencor Corp 37,056
Kopin Corp 277
Kroger Co 27
Kronos Inc 9,281
Kulicke & Soffa Industries Inc 1,125
Labor Ready Inc 133
Laboratory Corporation of America Holdings 9,680
Lam Research Corp 24,505
Laser Vision Centers Inc 1,625
Lasersight Inc 625
Lattice Semiconductor Corp 1,470
LCC International Inc 10,875
Lear Corp 2,481
Legato Systems Inc 2,231
Lehman Brothers Holdings Inc 27,050
Lehman Holdings Inc Common Stock Call Option (1,050)
Lernout & Hauspie Speech Products N.V. 73
Level 3 Communications, Inc Common Stock Call
Option (1,313)
Level 3 Communications, Inc 422,789
Lexicon Genetics Inc 8,313
Lexmark International Inc 4,431
Liberate Technologies 29,975
Life Medical Sciences Inc 140
Lifecore Biomedical Inc 4,625
LifePoint Hospitals Inc 47,268
Lions Gate Entertainment Corp 902
Liquid Audio Inc 256
Lithium Technology Corp 288
Loch Harris Inc 646
Lockheed Martin Corp 16,975
Log Point Technologies Inc 3,515
London Pacific Group Limited 756
Loudeye Technologies Inc 59
Lowe's Cos Inc 22,250
LSI Logic Corp 72,171
LTX Corp 1,295
Lucent Technologies Inc 112,344
Lumenon Innovative Lightwave Technology Inc 331
Luminant Worldwide Corp 813
Madge Networks NV 81
Managers Funds Capital Appreciation Fund 6,516
Mariner Post-Acute Network Inc 2,709
MarketWatch.com Inc 900
MarkWest Hydrocarbon, Inc. 3,375
Martha Stewart Living Omnimedia Inc 4,013
Matsushita Electric Industrial Co., Ltd 23,375
Mattel Inc 14,440
Mattson Technology Inc 2,063
MAX Internet Communications, Inc 7
Maxtor Corp 5,594
McDATA Corp 5,475
McLeodUSA Inc 2,119
Medamicus Inc 2,148
Medical Technology & Innovations Inc 1,041
Medicis Pharmaceutical Corp 5,913
Medimmune Inc 18,694
Medtronic Inc 15,094
Meltronix Inc 48
Mercator Software Ltd 6,488
Merck & Co Inc 42,131
Meridian Resources Corp 863
MetLife Inc 5,250
Metrocall Inc 8,576
Metromedia Fiber Network Inc 20,250
Microchip Technology Inc 4,388
Micromuse Inc 9,658
Microsoft Corp 764,181
MicroStrategy Inc 1,900
Microvision Inc 263
MIDCAP S&P Depostory Receipts Trust 18,875
Milinx Business Group Inc 150
Millennium Chemicals Inc 5,438
MiniMed Inc 33,625
MIPS Technologies Inc 5,338
Mississippi Chemical Corp 6,324
Mitel Corp 4,031
Montana Power Co 0
Morgan Grenfell Investment Trust -
Deutsche European Equity Fund 7,530
Morgan Stanley Dean Witter & Co. Common Stock
Call Option (450)
Morgan Stanley Dean Witter & Co 15,850
Motorola Inc 98,722
MRV Communications Inc 6,955
MTI Technology Corp 79
Multimedia Games Inc 15,888
Munder Funds Inc Netnet Fund 5,550
Murphy New World Biotechnology Fund 3,622
Mylan Laboratories Inc 7,556
NABI Inc 18,500
Nanophase Technologies Corp 13,200
NanoPierce Technologies Inc 813
Nasdaq-100 Trust, Series 1 508,038
Nathaniel Energy Corp New 7
National Information Consortium Inc 1,959
National RV Holdings Inc 3,873
National Semiconductor Corp 13,786
Nations Fund Inc Value Fund 50,090
NationsRent Inc 1,563
Navellier Performance Funds Mid Cap
Growth Portfolio 239,708
NaviSite Inc 234
Neoforma.com Inc 813
Neorx Corp 2,310
Netcreation Inc 3,422
Netergy Networks Inc 938
NetRadio Corp 38
NetSol International Inc 420
NetSpeak Corp 2,734
NETVOICE TECHS 3,600
Network Appliance Corp 627,112
Network Commerce Inc 109
Network Plus Corp 3,563
Neurocrine Biosciences Inc 6,294
Nevis Fund Inc 16,451
New Era of Networks Inc 411
New Focus Inc 34,750
New Frontier Media Inc 4,594
Newport Corp 7,547
NewPower Holdings, Inc 140,024
NexMed Inc 2,400
Next Level Communications Inc 1,194
Nextel Communications Inc 22,745
Nextel Partners Inc 7,902
Nokia Corp 309,135
Nokia Corp Common Stock Call Option (1,000)
Nortel Networks Corp 227,836
Northern Border Partners LP 189,130
Northern Funds: Technology Fund 9,057
NorthPoint Communications Group 34
Novell Inc 10,959
Novellus Systems Inc 61,094
NRG Energy Inc 1,113
Nu Horizons Electronics Corp 331
Numerical Technologies Inc 1,806
NVIDIA Corp 41,776
Oak Technology Inc 4,561
OAO Technology Solutions Inc 244
Office Depot Inc 1,781
OMI Corporation Inc 644
ON Semiconductor Corp 1,733
Open Market Inc 2,176
Openwave Systems Inc 8,868
Opticnet Inc 1
Optika Inc 227
Opus360 Corp 31
Oracle Corp 281,558
Oracle Corp Common Stock Call Option (2,063)
OraPharma Inc 3,975
Organogenesis Inc 5,529
Oryx Technology Corp 125
Owens Corning 1,706
Owens Illinois Inc 3,128
Pacific Century Cyberworks Ltd 33,723
Paine Webber Group Inc 50,324
Paligent Inc 88
Palm Inc 16,365
Pawnbroker.com Inc 23
PAX World Fund Inc 31,836
Paychex Inc 63,213
PBHG Funds Inc Growth Fund 1,725
PBHG Large Capital Fund 38,845
PBHG Select Equity Fund 57,574
PBHG Technology and Communications Fund 129,135
PC Service Source Inc 5
PE Corp 3,251
Pennaco Energy Inc 4,318
Pennzoil-Quaker State Co 12,875
Peregrine Pharmaceuticals Inc 984
Peregrine Systems Inc 3,950
PerkinElmer Inc 210
Petroleo Brasileiro SA 2,525
Pfizer Inc 189,296
Pharmaceutical Product Development 18,881
PharmaPrint Inc 10
Pharmos Corp 24
Philip Morris Companies Inc 92,400
Photochannel Networks Inc 433
Pilgrim GNMA Income Fund Inc 30,693
Pilgrim Mutual Funds International
Small Cap Growth Fund 4,782
PIMCO Funds Pacific Investment Management
Foreign Bond Fund 106,611
PIMCO Funds Pacific Investment Management
Series Total Return Fund 163,497
Pinnacle Systems Inc 2,213
Pixelworks Inc 42,692
Planar Systems Inc 15,174
PlanetRX.com Inc 35
Plug Power Inc 10,281
PMC-Sierra Inc 47,725
Polyphase Corp 683
Portal Software Inc 17,256
Power-One Inc 21,543
Priceline.Com Inc 13
PRIME RESPONSE INC 131
Princeton Video Image Inc 263
Private Business Inc 2,000
Procom Technology Inc 1,297
Procter & Gamble Co 4,935
ProFunds Ultashort OTC ProFund Fund 498,687
Progen Industries Ltd 169
Protein Design Labs Inc 17,375
Psinet Inc 1,670
Public Storage, Inc 2,431
Pumatech Inc 5,129
QLogic Corp 26,950
Qualcomm Inc 327,764
Quokka Sports Inc 956
Qwest Communications International Inc 6,131
QXL Ricardo PLC 53
R.J. Reynolds Tobacco Holdings Inc 107,463
Radisys Corp 4,528
Radware Ltd 9,028
Radyne Comstream Inc 117
Rambus Inc 147,824
RCM Equity Funds Inc Dresdner RCM
Biotechnology Fund 63,468
RCM Equity Funds Inc Dresdner RCM
Global Technology Fund 23,426
RCN Corp 14,203
RealNetworks Inc 1,694
Red Oak Technology Select Portfolio 63,696
Redback Networks Inc 26,855
Redhook Ale Brewery Inc 306
RehabCare Group, Inc 5,138
Reliant Energy Inc 12,994
Renaissance Funds IPO Fund 18,614
Rentrak Corp 3,375
Research In Motion Ltd 20,000
RF Micro Devices Inc 70,377
Rhythms NetConnections Inc 900
Rite Aid Corp 178
Robertson Stephens Investment Trust:
Diversified Growth Fund 56,438
Robertson Stephens Investment Trust:
Microcap Growth Fund 7,475
Royal Dutch Petroleum Co 3,028
RS Emerging Growth Fund 60,557
RSA Security Inc 2,115
Rydex Series Trust Arktos Fund 27,712
Rydex Series Trust Nova Portfolio 13,130
Rydex Series Trust OTC Fund 182,990
Saba Software Inc 23,625
Saf T Lok Inc 188
Safeguard Scientifics Inc 9,275
Safeway Inc 12,500
Saf-T-Hammer Corp 180
Sage Inc 7,375
Saks Inc 29,520
Sandisk Corp 19,425
Sanguine Corp 516
Sappi Ltd 2,138
Sawtek Inc 14,549
SBC Communications Inc 9,649
Schering-Plough Corp 4,427
Schwab 1000 Equity Fund 76,497
Schwab Capital Trust Health Care Focus Fund 33,078
Schwab Capital Trust Small Capital Index Fund 7,044
Schwab Charles Family Funds: Money Mkt Fd 4,598,403
Schwab Charles Family Funds: VL ADV MNY INVS 654,559
Schwab MarketManager Balanced Portfolio Fund 10,200
Schwab MarketManager International
Portfolio Fund 1,791
Schwab MarketTrack All Equity Portfolio Fund 905
Schwab Standard & Poors 500 Fund 54,308
SCI Systems Inc 27,694
SciQuest.com Inc 512
ScreamingMedia.com Inc 113,955
Scudder Greater Europe Fund 10,560
Scudder High Yield Bond Fund 16,778
Scudder International Fund Inc
International Fund 12,644
Scudder Japan Fund Inc 6,056
Scudder Securities Trust Health Care Fund 91
Scudder Securities Trust Technology
Innovation Fund 3,493
Sector SPDR Trust: Sh Ben Int-Enry 6,638
SEEBEYOND TECH 769
SEI Investments Co 21,280
Semitool Inc 13,563
Semotus Solutions 43
Seracare Inc 3,500
Shop At Home Inc 1,463
SICOR Inc 14,293
Siebel Systems Inc 70,736
Sierra Pacific Resources Corp 226,140
Silicon Graphics Inc 8,000
Silicon Image Inc 2,175
Silicon Laboratories Inc 101
Silicon Storage Technology Inc 42,053
Simtek Corp 1,120
Sina.com 313
Sirius Satellite Radio Inc 8,981
SLI, Inc 1,288
Smurfit-Stone Container Corp 1,494
Solectron Corp 186,450
SONICblue Inc 825
Sonus Pharmaceuticals Inc 2,500
Southwall Technologies Inc 863
Southwest Airlines Co 21,198
SPDR Trust: Unit Ser 1 26,238
Spectralink Corp 3,393
Sprint Corp 6,094
ST Assembly Test Services Ltd 1,325
Stamford International Inc 2,717
Stamps.com Inc 348
Staples, Inc 1,181
State Street Corp 24,842
Stockgroup.com Holdings Inc 625
Storagenetworks Inc 8,039
Strong Equity Funds Inc Enterprise Fund 2,785
Strong Equity Funds Inc Growth 20 Fund 26,234
Sun Microsystems Inc 444,495
Sun Microsystems Inc Common Stock Call Option (500)
Sunrise Technologies International Inc 534
Superconductor Technologies Inc 9,824
Supergen Inc 3,816
Sycamore Networks Inc 81,205
Sylvan Learning Systems Inc 2,963
Symantec Corp 2,503
Symmetricom Inc 17,550
Synopsys Inc 9,772
T Rowe Price Balanced Fund Inc 2,576
T Rowe Price Science & Technology Fund Inc 39,796
T Rowe Price Spectrum Income Fund 149,014
Taiwan Semiconductor Manufacturing Co Ltd 14,490
Talarian Corp 700
Tanox Inc 7,838
Target Corp 6,490
TCW Galileo Funds Inc Aggressive Growth
Equities Fund 16,461
TCW Galileo Funds Inc Select Equities Fund 31,010
TCW Galileo Funds Inc Small Capital
Growth Fund 18,963
Tegal Corp 163
Telaxis Communications Corp 1,088
Telefonos de Mexico SA de CV 2,031
Tellabs Inc 70,625
Telocity Inc 2,400
Tenet Healthcare Corp 15,020
Teradyne Inc 9,313
Terayon Communication Systems 406
Terra Networks SA 4,542
Teva Pharmaceutical Industries Ltd 10,988
Texaco Inc 6,311
Texas Instruments Inc 231,001
Thermo Tech Technologies Inc 34
Third Avenue Value Fund Inc 4,473
Titan Corp 10,969
TJX Companies Inc 3,215
Tollgrade Communications Inc 2,738
Tommy Hilfiger Corp 25,513
TotalFinaElf SA 4,361
Toys R Us Inc 2,336
Trans Energy Inc 66
Transamerica Premier Balanced Fund 9,414
Transocean Sedco Forex Inc 19,191
Travelocity.com Inc 1,091
Tricord Systems Inc 1,122
Triquint Semiconductor Inc 205,593
Tumbleweed Communications Corp 32,508
Tupperware Corp 14,306
Turner Midcap Growthh Fund 33,672
Tyco International Ltd 133,200
U.S. Bancorp 1,434
UAL Corp 7,788
UAM Funds Inc II Analytic Enhanced
Equity Fund 4,530
Ultratech Stepper Inc 2,588
UNIFAB International Inc 4,750
Unisys Corp 9,506
United Parcel Service Inc 16,450
United Rentals, Inc 49,719
UnitedGlobalCom Inc 1,363
UnitedHeath Group Inc 6,383
Universal Access Inc 400
Universal Display Corp 7,188
UniView Technologies Corp 39
UroMed Corp 475
US Bancorp 2,919
US Interactive Inc 281
US Plastic Lumber Co 609
US Treasury Bills 24,754
US Treasury Notes 77,243
US Treasury Stripped Principal Bond 61,395
USX-Marathon Group 2,775
UTI Energy Corp 7,233
Va Linux Systems Inc 813
Value America Inc 3
Van Wagoner Funds Inc Post Venture Fund 1,926
Van Wagoner Funds Inc Technology Fund 5,482
Vanguard Convertible Security Fund Inc 43,324
Vanguard Fixed Income Security Fund: Invt
Grade Corp 15,125
Vanguard Index Trust 500 Index Fund 945
Vanguard Index Trust Total Stock Market
Index Fund 1,142
Varian Semiconductor Equipment Associates Inc 2,375
Vasomedical Inc 2,844
Ventro Corp 1,050
Verado Holdings, Inc 12,373
Verisign Inc 36,649
Veritas Software Corp 59,850
Versus Technology Inc 114
Vertel Corp 3,563
Vertex Pharmaceuticals Inc 227,013
Vertical Computer Systems Inc 80
VerticalNet Inc 1,757
Viador Inc 66
Viant Corp 1,707
Viatel Inc 2,361
Vicinty Corp 148
Vignette Corp 2,160
Vintage Petroleum Inc 4,300
ViroPharma Inc 362
Vishay Intertechnology Inc 10,588
Visionics Corp 2,938
VISX Inc 9,394
Vitesse Semiconductor Corp 23,287
Vivus Inc 8,625
Vodafone Group PLC NEW 17,906
Vtel Corp 105
Wal-Mart Stores Inc 85,495
Walt Disney Company 11,620
Wasatch Pharmaceuticals Inc 167
Washington Mutual Inc 59,855
Waste Management Inc 2,082
Wave Systems Corp 990
WebMD Corp 7,739
WebTrends Corp 11,141
Webvan Group Inc 4,121
Weingarten Realty Investors 2,265
Wells Fargo & Co 26
Wesco Financial Corp 1,412
Western Resources Inc 2,481
WidePoint Corp 156
Williams Communications Group Inc 2,350
Williams Companies Inc 2,011
Wilshire Financial Services Group Inc 1,250
Wind River Systems Inc 38,971
World Wide Wireless Communications Inc 18
WorldCom Inc 258,202
Xcelera Inc 811
Xerox Corp 29,824
Xetel Corp 89
Xilinx Inc 23,063
XO Communications Inc 7,125
Yahoo Inc 19,541
ZAPWORLD.com 1,125
Ziplink Inc 406
Zomax Inc 7,756
Total $30,768,744
Enron Corp. Savings Plan
EIN: 47-0255140 PN: 333
Schedule H, Line 4(j) - Schedule of Reportable Transactions
For the year ended December 31, 2000
Current Value
of Asset on
Purchase Selling Cost of Transaction Net Gain or
Identity of Party Involved Description of Asset Price Price Asset Date (Loss)
Category (iii) - Series of transactions in excess of 5% of the current value of
Plan assets at the beginning of the plan year for investments with participant
and non-participant directed transactions.
Enron Corp. Common Stock
Purchases $208,917,495 $ - $208,917,495 $208,917,495 $ -
Sales - 231,576,487 57,978,203 231,576,487 173,598,284
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, members of the Administrative Committee have duly caused
this annual report to be signed by the undersigned hereunto duly
authorized.
ENRON CORP. SAVINGS PLAN
By: JAMES S. PRENTICE
Chairman of the Administrative Committee
June 25, 2000
CONSENT OF INDEPENDENT AUDITORS
We consent to the incorporation by reference in the Registration
Statement (Form S-8 No. 33-13397, 33-34796, and 33-52261) pertaining
to the Enron Corp. Savings Plan of our report dated May 14, 2001,
with respect to the financial statements and schedules of the Enron
Corp. Savings Plan included in this Annual Report (Form 11-K) for
the year ended December 31, 2000.
ERNST & YOUNG LLP
Houston, Texas
June 25, 2001