SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 1999 --------------------------------------------------------------------------- CASELLA WASTE SYSTEMS, INC. ----------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware ------------------------------------------------- (State or Other Jurisdiction of Incorporation) 0-911177 03-338873 ------------------------ -------------------------------- (Commission File Number) (IRS Employer Identification No.) 25 Greens Hill Lane, Rutland, Vermont 05701 ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) (802) 775-0325 ---------------------------------------------------- (Registrant's Telephone Number, Including Area Code) Not Applicable ------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events. On January 13, 1999, Casella Waste Systems, Inc. (the "Company") announced that it had entered into an Agreement and Plan of Merger with KTI, Inc., a New Jersey corporation ("KTI"), and Rutland Acquisition Sub, Inc., a New Jersey corporation and a direct, wholly-owned subsidiary of the Company ("Sub"). The merger agreement provides for, among other things, the merger of Sub with and into KTI upon the terms and subject to the conditions contained in the merger agreement, with KTI continuing as a direct, wholly-owned subsidiary of the Company. The Company issued a press release dated January 13, 1999, describing, among other things, certain terms of the merger and the merger agreement. The foregoing description is qualified in its entirety by reference to the press release attached hereto as Exhibit 99.1. (c) The following exhibit is incorporated herein by reference: Exhibit Number 99.1 Press Release dated January 13, 1999 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 13, 1999 CASELLA WASTE SYSTEMS, INC. (Registrant) By: /s/ John W. Casella ------------------------------- John W. Casella President, Chief Executive Officer and Chairman