FORM N-PX
Annual Report of Proxy voting Record of Registered Management Investment Company
Investment Company Act file number 811-09437
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Lindbergh Funds
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(Exact name of registrant as specified in charter)
5520 Telegraph Rd. St. Louis, MO 63129
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(Address of principal executive offices) (Zip code)
Freddie Jacobs
Unified Fund Services, Inc.
431 N. Pennsylvania St.
Indianapolis, IN 46204
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(Name and address of agent for service)
Registrant's telephone number, including area code: 314-416-0055
Date of fiscal year end: 8/31
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Date of reporting period: 06/30/04
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Secs. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Sec. 3507.
LINDBERGH SIGNATURE FUND
PROXY VOTING HISTORY
Matter proposed Fund cast its vote
Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or
meeting date matter(s) voted on shareholders (s) against management
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UTSI 918076100 UTSTARCOM, INC. 9/24/03 INCREASE # OF SHARES M YES FOR FOR
RGS 758932107 REGIS CORPORATION 10/30/03 BD. OF DIRECTORS M YES FOR FOR
RESP 761230101 RESPIRONICS 11/18/03 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
INCREASE # OF SHARES M YES FOR FOR
CACI 744011008 CACI INT'L 11/20/03 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
COCO 218868107 CORINTHIAN COLLEGES 11/20/03 BD. OF DIRECTORS M YES FOR FOR
APPROVE CERT. OF INC M YES FOR FOR
APPROVE 2003 PERFORM.
AWARD M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
APA 037411105 APACHE CORPORATION 12/18/03 INCREASE # OF SHARES M YES FOR FOR
JEC 469814107 JACOBS ENGINEERING 2/10/04 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITORS M YES FOR FOR
SYK 863667101 STRYKER CORP 4/20/04 BD. OF DIRECTORS M YES FOR FOR
INCREASE # OF SHARES M YES FOR FOR
PII 731068102 POLARIS INDUSTRIES 4/24/04 BD. OF DIRECTORS M YES FOR FOR
APPROVE INCENTIVE PLAN M YES FOR FOR
AMEND STOCK OPTION PLAN M YES FOR FOR
MBI 55262C100 MBIA, INC. 5/6/04 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
KIM 49446R109 KIMCO REALTY CORP. 5/20/04 BD. OF DIRECTORS M YES FOR FOR
AMEND CO. EQUITY PART.
PLAN M YES FOR FOR
SEPARATE CHAIRMAN AND
CEO S YES AGST FOR
APA 37411105 APACHE 5/6/04 BD. OF DIRECTORS M YES FOR FOR
RE: CLIMATE CHANGE S YES AGST FOR
IDEXX 45168d104 IDEXX LABORATORIES 5/19/04 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
STJ 790849103 ST. JUDE MEDICAL 5/12/04 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
APPR. CO. MGMT INCENT.
PROG. M YES FOR FOR
INCREASE # OF SHARES M YES FOR FOR
ADOPT EXEC COMP PROP S YES AGST FOR
APPB 37899101 APPLEBEE'S 5/13/04 BD. OF DIRECTORS M YES FOR FOR
APPR AMEND 1995 EQTY
INCENT M YES FOR FOR
APPR EXEC NONQ STK PUR
PLAN M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
RPT GENETICALLY ENG
FOOD S YES AGST FOR
PSUN 694873100 PACIFIC SUNWEAR 5/19/04 BD. OF DIRECTORS M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
ESRX 302182100 EXPRESS SCRIPTS 5/26/04 BD. OF DIRECTORS M YES FOR FOR
INCREASE # OF SHARES M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
NLY 35710409 ANNALY MORTGAGE MGMT. 5/27/04 BD. OF DIRECTORS M YES FOR FOR
APPR MRGR FIXED INC
DISC ADV M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
CTSH 192446102 COGNIZANT TECHNOLOGY 5/26/04 BD. OF DIRECTORS M YES FOR FOR
INCREASE # OF SHARES M YES FOR FOR
AMEND INCENTIVE COMP.
PLAN M YES FOR FOR
ADOPT 04 EMPL STK PURCH
PLAN M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
CHS 168615102 CHICO'S FAS., INC. 6/22/04 BD. OF DIRECTORS M YES FOR FOR
AMEND RESTATED ART. OF
INC. M YES FOR FOR
APPR 02 EMPL. STK
PURCH PLAN M YES FOR FOR
RATIFY AUDITOR M YES FOR FOR
WLP 94973H108 WELLPOINT HEALTH NETWORKS 06/28/04 ADOPT MERGER EFFECTIVE
OCTOBER 26, 2003 M YES FOR FOR
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Lindbergh Funds
By /s/ Dewayne Wiggins
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Dewayne Wiggins, President
Date August 26, 2004
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