FORM N-PX
Annual Report of Proxy voting Record of Registered Management Investment Company
Investment Company Act file number 811-09096
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AmeriPrime Funds
- -------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
Unified Fund Services, Inc.
431 N. Pennsylvania Street
Indianapolis, IN 46204
- -------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Freddie Jacobs
Unified Fund Services, Inc.
431 N. Pennsylvania St.
Indianapolis, IN 46204
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(Name and address of agent for service)
Registrant's telephone number, including area code: 317-917-7000
Date of reporting period: 7/1/2003-06/30/2004
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Secs. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Sec. 3507.
AAM EQUITY FUND
PROXY VOTING HISTORY
Matter proposed Fund cast its vote
Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or
meeting date matter(s) voted on shareholders (s) against management
- -----------------------------------------------------------------------------------------------------------------------------------
igt 459902102 Intl Game Technology 03/02/04 (1)The election of M Yes, For For
nominees to serve on
board of directors;
(2) An amendment to M Yes, For For
the International Game
Technology Employee
Stock Purchase Plan to
increase the number of
shares of common stock
authorized to be issued
under the plan;
(3) The ratification of the M Yes, For For
appointment of Deloitte &
Touche LLP as independent
auditors for our fiscal year
ending September 30, 2004.
dis 254687106 Walt Disney 03/03/04 (1) Election of 11 directors, M Yes, For For
each for a term of one year;
(2) Ratification of the M Yes, For For
appointment of the Company's
independent auditors for fiscal
2004;
(3) Consideration of share- S Yes, Against For
holder proposals:
Proposal 1 -China Labor
Standards (Harrington
Investments)
Proposal 2 - China Labor
Standards (New York City
Retirement Systems and
Pension Funds)
Proposal 3 - Theme Park Safety
hpq 428236103 Hewlett Packard 03/17/04 (1) To elect directors M Yes, For For
(2) To ratify the appointment M Yes, For For
of independent auditors for the
fiscal year ending October 31,
2004
(3) To approve the Hewlett- M Yes, For For
Packard Company 2004 Stock
Incentive Plan
(4) To consider and vote upon a S Yes, Against For
shareowner proposal entitled
"Stock Option Expensing Proposal"
nok 654902204 Nokia Corp. 03/25/04 1. APPROVAL OF THE INCOME
STATEMENTS AND THE BALANCE
SHEETS. M Yes, For For
2. APPROVAL OF A DIVIDEND OF
EUR 0.30 PER SHARE. M Yes, For For
3. APPROVAL OF THE DISCHARGE OF
THE CHAIRMAN, THE MEMBERS OF
THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY. M Yes, For For
4. Elect Directors: M Yes, For For
Paul J. Collins
Georg Ehrnrooth
Bengt Per Karlsson
Jorma Ollila
Marjorie Vesa Vainio
Arne Wessberg
5. Ratify Auditors M Yes, For For
6. APPROVAL OF THE PROPOSAL OF
THE BOARD TO REDUCE THE
SHARE CAPITAL THROUGH
CANCELLATION OF NOKIA SHARES
HELD BY THE COMPANY M Yes, For For
7. APPROVAL OF THE
AUTHORIZATION TO THE BOARD
TO INCREASE THE SHARE CAPITAL
OF THE COMPANY. M Yes, For For
8. APPROVAL OF THE
AUTHORIZATION TO THE BOARD
TO REPURCHASE NOKIA SHARES. M Yes, For For
9. APPROVAL OF THE
AUTHORIZATION TO THE BOARD
TO DISPOSE NOKIA SHARES HELD
BY THE COMPANY. M Yes, For For
10. APPROVAL OF THE PROPOSAL OF
THE BOARD TO INCREASE THE
CAPITAL OF THE FOUNDATION OF
NOKIA CORPORATION. M Yes, For For
gs 38141g104 Goldman Sachs 03/31/04 1.The election to the Board of M Yes, For For
Directors
of the 5 nominees named below:
01 Lloyd C. Blankfein
02 Lord Browne of Madingley
03 Claes Dahlback
04 James A. Johnson
05 Lois D. Juliber
2. Ratification of the M Yes, For For
appointment
by the Audit Committee of
the
Board of Directors of
PricewaterhouseCoopers
LLP as independent
auditors for the 2004
fiscal year.
3. Annual election of all M Yes, For For
Directors to the Board
of Directors
tg 894650100 Tredegar 04/29/04 1. To elect one director to M Yes, For For
serve until the 2006
annual meeting and
three directors to serve
until the 2007 annual
meeting and until their
successors are elected;
2. To approve the Tredegar M Yes, For For
Corporation 2004 Equity
Incentive Plan;
sti 867914103 SunTrust Banks 04/20/04 1. To elect 5 directors to M Yes, For For
serve until the Annual
Meeting of Shareholders
in 2007;
2. To ratify the appointment M Yes, For For
of PricewaterhouseCoopers LLP
as independent auditors for
2004;
3. To approve SunTrust's 2004 M Yes, For For
Stock Plan;
bp 055622104 BP PLC 04/15/04 1 Elect Directors M Yes, For For
2 To Elect Mr A Burgmans As
A Director M Yes, For For
3 Ratify Auditors M Yes, For For
4 To Amend The Articles Of
Association M Yes, For For
5 To Give Authority To Allot
Shares M Yes, For For
6 To Give Authority To Allot
A Limited Number Of Shares For
Cash M Yes, For For
7 To Give Limited Authority
For The Purchase Of Its Own
Shares M Yes, For For
8 To Authorise The Use Of
Treasury Shares M Yes, For For
9 To Approve The Directors
Remuneration Report M Yes, For For
10 To Determine The Limit For
The Aggregate Remuneration M Yes, For For
11 To Receive The Directors
Annual Report And The Accounts M Yes, For For
12 To Instruct The Company To
Prepare A Report Of Control And
Risk S Yes, Against For
ko 191216100 Coca Cola 04/21/04 1. To elect sixteen Directors M Yes, For For
to serve until the 2005 Annual
Meeting of Share Owners,
2. To ratify the appointment of M Yes, For For
Ernst & Young LLP as independent
auditors of the Company to serve
for the 2004 fiscal year,
3. Share-Owner Proposal S Yes, Against For
regarding report related to
global HIV/AIDS pandemic
4.Share-Owner Proposal S Yes, Against For
regarding Stock Option Glass
Ceiling Report
5.Share-Owner Proposal S Yes, Against For
regarding Executive
Compensation
6.Share-Owner Proposal S Yes, Against For
regarding Restricted Stock
7. Share-Owner Proposal S Yes, Against For
regarding Senior Executive
Participation in Company's
Compensation and Deferral
Investment Program
8. Share-Owner Proposal on S Yes, Against For
China Business Principles
9. Share-Owner Proposal S Yes, Against For
regarding Separate Positions
of CEO and Chairman
jnj 478160104 Johnson and Johnson 04/22/04 1. Election of Directors M Yes, For For
2. Ratification of M Yes, For For
appointment of
PricewaterhouseCoopers as
independent auditors
3.a.Proposal on charitable S Yes, Against For
contributions
3.b.Request for Admission S Yes, Against For
Ticket to Annual Meeting.
3.c.Request For Guest Ticket S Yes, Against For
to Annual Meeting.
slb 806857108 Schlumberger Ltd 04/14/04 1. Election of 10 Directors M Yes, For For
Nominees: J. Deutch, J.S.
Gorelick, A. Gould, T. Isaac,
A. Lajous, A. Levy-Lang, D.
Primat, T. Sandvold, N. Seydoux,
L.G. Stuntz
2. Adoption and approval of M Yes, For For
Financials and Dividends
3. Approval of adoption of the M Yes, For For
2004 Stock and Deferral Plan
for Non-Employee Directors
4. Approval of Auditors M Yes, For For
abt 002824100 Abbott Laboratories 04/23/04 1. Election of 13 Directors. M Yes, For For
Nominees: (01) R.S. Austin,
(02) H.L. Fuller, (03) R.A.
Gonzalez, (04) J.M. Greenberg,
(05) J.M. Leiden, (06) D.A.L.
Owen, (07) B. Powell Jr.,
(08) A.B. Rand, (09) W.A.
Reynolds, (10) R.S. Roberts,
(11) W.D. Smithburg, (12) J.R.
Walter, and (13) M.D. White.
2.Ratification of Deloitte & M Yes, For For
Touche LLP as auditors.
3. Shareholder Proposal - S Yes, Against For
Prescription Drugs.
4. Shareholder Proposal - S Yes, Against For
Political Contributions.
5. Shareholder Proposal - S Yes, Against For
Option Grants for Senior Executives.
6. Shareholder Proposal - S Yes, Against For
Global Infectious Diseases.
cof 14040h105 Capital One 04/29/04 1. Election of Directors M Yes, For For
2. Ratification of Ernst & M Yes, For For
Young LLP as independent auditors
of the Corporation for 2004.
3. Approval of Capital One's M Yes, For For
2004 Stock Incentive Plan.
pfe 717081103 Pfizer 04/22/04 1. To elect fifteen members M Yes, For For
of the Board of Directors,
each for a term of one year.
2. To approve the appointment M Yes, For For
of KPMG LLP as our independent
auditor for the 2004 fiscal
year.
3. To approve the Pfizer Inc. M Yes, For For
2004 Stock Plan.
4. Shareholder Proposal S Yes, Against For
Requesting Review of the
Economic Effects of the
HIV/AIDS, TB and Malaria
Pandemics on the Company's
Business Strategy.
5. Shareholder Proposal S Yes, Against For
Relating to Political
Contributions.
6. Shareholder Proposal S Yes, Against For
Relating to an Annual Report on
Corporate Resources Devoted
to Supporting Political Entities
or Candidates.
7. Shareholder Proposal S Yes, Against For
Seeking to Impose Term Limits on
Directors.
8. Shareholder Proposal S Yes, Against For
Requesting a Report on
Increasing Access to Pfizer
Products.
9. Shareholder Proposal on S Yes, Against For
Stock Options.
10. Shareholder Proposal on In S Yes, Against For
Vitro Testing.
wm 939322103 Washington Mutual 04/20/04 1. Election of Directors M Yes, For For
2. Ratification of appointment M Yes, For For
of Deloitte & Touche LLP as the
company's independent auditors for
2004
3.Shareholder proposal relating S Yes, Against For
to a specific compensation
program
axp 025816109 American Express 04/26/04 1 - Election of Directors. M Yes, For For
(05) K.I. Chenault (09) R.A. McGinn
(01) D.F. Akerson (06) P.R. Dolan (10) E.D. Miller
(02) C. Barshefsky (07) V.E. Jordan, Jr. (11) F.P. Popoff
(03) W.G. Bowen (08) J. Leschly (12) R.D. Walter
(04) U.M. BURNS
2 - proposal to ratify M Yes, For For
selection of Ernst & Young
LLP as Independent
3 - Shareholder proposal to S Yes, Against For
establish six-year term limits
for directors.
4 - shareholder proposal S Yes, Against For
requesting a separate annual
report describing the company's
political contributions.
bud 035229103 Anheuser Busch 04/28/04 1. ELECTION OF DIRECTORS M Yes, For For
01) August A. Busch III
02) Carlos Fernandez G.
03) James R. Jones
04) Andrew C. Taylor
05) Douglas A. Warner III
2. APPROVAL OF INDEPENDENT M Yes, For For
AUDITORS
jp 475070108 Jefferson-Pilot 05/03/04 1. Elect three Class III M Yes, For For
Directors:
Dennis R. Glass,
George W. Henderson, III,
Patrick S. Pittard
2. Elect one Class II M Yes, For For
Director:
Robert G. Greer
3. Ratify appointment of M Yes, For For
Ernst & Young LLP as independent
auditors.
4. Approve Non-Employee M Yes, For For
Directors' Stock Option Plan.
px 74005p104 Praxair 04/27/04 1. Election of Directors. M Yes, For For
Nominees:
(01) Alejandro Achaval,
(02) Ronald L. Kuehn, Jr.,
(03) H. Mitchell Watson, Jr.
2. Proposal to Amend the Long M Yes, For For
Term Incentive Plan.
3. Proposal to Amend the M Yes, For For
Certificate of Incorporation.
4. Proposal to Approve a M Yes, For For
Stockholder Protection Rights
Agreement.
brk.b 084670207 Berkshire Hathaway 05/01/04 1. Election of Directors M Yes, For For
Class B Nominees: Warren E. Buffett,
Charles T. Munger, Susan
T. Buffett, Howard G. Buffett,
Malcolm G. Chace, David S.
Gottesman, Charlotte Guyman,
Donald R. Keough,
Thomas S. Murphy, Ronald L. Olson
and Walter Scott, Jr.
2. Shareholder Proposal: S Yes, Against For
To approve the stockholder
proposal with respect to political
contributions.
mo 02209s103 Altria 04/29/04 1) To elect ten directors. M Yes, For For
2) To ratify the selection M Yes, For For
of PricewaterhouseCoopers LLP
as independent auditors for the
Company for the fiscal year ending
December 31, 2004.
eog 26875p101 EOG Resources 05/05/04 1.To elect six directors of the M Yes, For For
Company to hold office until
the next annual meeting of
shareholders and until their
respective successors are duly
elected and qualified;
01) George A. Alcorn
02) Charles R. Crisp
03) Mark G. Papa
04) Edmund P. Segner, III
05) Donald F. Textor
06) Frank G. Wisner
2. To ratify the appointment M Yes, For For
by the Audit Commitee of the Board
of Directors of Deloitte & Touche
LLP, independent public accountants,
as auditors for the Company for the
year ending December 31, 2004
3. To approve the Amended and M Yes, For For
Restated EOG Resources, Inc.
1992 Stock Plan
wye 983024100 Wyeth 04/22/04 1. ELECTION OF DIRECTORS: M Yes, For For
Nominees: 01 - C.L. Alexander,
Jr., 02 - F.A. Bennack, Jr., 03 -
R.L. Carrion, 04 - R. Essner, 05 -
J.D. Feerick, 06 - R.S. Langer,
07 - J.P. Mascotte, 08 - M.L. Polan,
09 - I.G. Seidenberg, 10 - W.V.
Shipley and 11 - J.R. Torell III
2. Ratification of Principal M Yes, For For
Independent Public Accountants
3. Adoption of the Stockholder S Yes, Against For
Proposal on Access to and
Affordability of Prescription Drugs
4. Adoption of Stockholder S Yes, Against For
Proposal on Animal Testing
mkl 570535104 Markel Corp 05/11/04 (1) Election of Directors M Yes, For For
Nominees: Douglas C. Eby,
Leslie A. Grandis, Stewart M.
Kasen, Alan I. Kirshner, Anthony
F. Markel, Steven A. Markel,
Jay M. Weinberg
(2) To ratify or reject the M Yes, For For
selection by the Audit
Committee of the Board of
Directors of KPMG LLP as the
Company's independent
auditors for the year ending
December 31, 2004.
gd 369550108 General Dynamics 05/05/04 1. Election of M Yes, For For
Directors
2. Approval of M Yes, For For
the Equity
Compensation
Plan
3. Shareholder M Yes, For For
proposal with
regard to
Poison Pills
4. Shareholder M Yes, For For
proposal with
regard to Foreign
Military Sales
mur 626717102 Murphy Oil 05/12/04 1. To elect directors to serve M Yes, For For
for the ensuing year.
2. To approve or disapprove the M Yes, For For
action of the Audit Committee
of the Board of Directors in
appointing KPMG LLP as the
Company's independent auditors
for 2004.
zmh 98956p102 Zimmer Holdings 05/10/04 1. Election of Directors M Yes, For For
Nominees: 01 Larry C.
Glasscock, 02 - John L.
McGoldrick
2. Stockholder Proposal S Yes, Against For
Relating to Poison Pills.
3. Stockholder Proposal S Yes, Against For
Relating to Auditor
Ratification.
dow 260543103 Dow Chemical 05/13/04 1. Election of six Directors. M Yes, For For
2. Ratification of the M Yes, For For
appointment of Deloitte &
Touche LLP as Dow's
independent auditors for 2004.
3. Amendment of the Restated M Yes, For For
Certificate of Incorporation
for the annual election of
Directors.
4. Stockholder proposal on S Yes, Against For
Bhopal.
amgn 031162100 Amgen 05/13/04 1. To elect four directors M Yes, For For
for a three year term expiring
at the Annual Meeting of
Stockholders in 2007.
Mr. Frank J. Biondi, Jr
Mr. Jerry D. Choate
Mr. Frank C. Herringer
Dr. Gilbert S. Omenn
2. To ratify the selection M Yes, For For
of Ernst & Young LLP as
independent auditors of the
Company for the year ending
December 31, 2004
3. STOCKHOLDER PROPOSALS: S Yes, Against For
Stockholder Proposal #1 (EEO-1
Report)
Stockholder Proposal #2 (Stock
Option Expensing)
ath 03674B104 Anthem 05/17/04 (1)To elect four members of the M Yes, For For
Board of Directors for three-year terms.
intc 458140100 Intel Corp 05/19/04 1. Election of Directors
01 - Craig R. Barrett
02 - Charlene Barshefsky
03 - E. John P. Browne
04 - Andrew S. Grove
05 - D. James Guzy
06 - Reed E. Hundt
07 - Paul S. Otellini
08 - David S. Pottruck
09 - Jane E. Shaw
10 - John L. Thornton
11 - David B. Yoffie
2. Ratification of Selection of M Yes, For For
Independent Auditors
3. Approval of the 2004 Equity M Yes, For For
Incentive Plan
4. Stockholder Proposal S Yes, Against For
Requesting the Expensing of
Stock Options
5. Stockholder Proposal S Yes, Against For
Requesting
the Use of Performance-Vesting
Stock
6. Stockholder Proposal S Yes, Against For
Requesting the Use of
Performance-Based
Stock Options
fdc 319963104 First Data 05/19/04 1. Election of directors: M Yes, For For
01 Henry C. Duques
02 Charles T. Fote
03 Richard P. Kiphart
04 Joan E. Spero
2.The ratification of the M Yes, For For
selection of Ernst & Young
LLP as independent auditors
of the Company for 2004.
agp 03073t102 Amerigroup 05/12/04 1. Election of Directors - M Yes, For For
Nominees for term ending in
2007:
Jeffrey L. McWaters
Uwe E. Reinhardt, Ph.D.
2. Ratification of M Yes, For For
appointment of independent
auditors resolved, That the
appointment of KPMG LLP as
independent auditors for
AMERIGROUP Corporation for the
year ending December 31, 2004
is hereby ratified.
xom 30231g102 Exxon Mobil 05/26/04 1. Election of directors M Yes, For For
2. Ratification of independent M Yes, For For
auditors
3. Approval of 2004 Non- M Yes, For For
Employee Director Restricted
Stock Plan
4. Political contributions S Yes, Against For
5. Political contributions S Yes, Against For
report
6. Media response on S Yes, Against For
Equatorial Guinea
7. Board Chairman and CEO S Yes, Against For
8. Executive compensation S Yes, Against For
9. Equity compensation report S Yes, Against For
10. Amendment of EEO policy S Yes, Against For
11. Climate science report S Yes, Against For
icai 45840q101 Interactive Corp 06/23/04 1. Elect Directors - Nominees: M Yes, For For
Robert R. Bennett I
Edgar Bronfman, Jr.
Barry Diller
Victor A. Kaufman
Donald R. Keough
Marie-Josee Kravis
John C. Malone
Steven Rattner
Gen. H.N. Schwarzkopf
Alan G. Spoon
Diane Von Furstenberg
2. Ratify Auditors M Yes, For For
COLUMBIA PARTNERS EQUITY FUND
PROXY VOTING HISTORY
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Voted
- -------------------- ---------------------------------------- ------------ ------------- ------------- ------------ --------------
- ----------------------------------------------------------------------------------------------------------------------------------
07/21/03 - A Research In Motion Ltd *RIM* 760975102 06/03/03 18,410
1 Elect J. L. Balsillie, M. Lazaridis, D. For For
Fregin, K. Cork, D. Wright, J. Estill and J.
Richardson as Directors
2 Ratify Ernst & Young LLP as Auditors For For
08/05/03 - A Alliant Techsystems Inc. *ATK* 018804104 06/10/03 6,947
1 Elect Directors For Split
1.1 Elect Director Frances D. Cook --- For
1.2 Elect Director Gilbert F. Decker --- For
1.3 Elect Director Jonathan G. Guss --- For
1.4 Elect Director Admiral David E. Jeremiah,
USN (Ret.) --- For
1.5 Elect Director Admiral Paul David Miller,
USN (Ret.) --- Withhold
1.6 Elect Director Daniel J. Murphy, Jr. --- For
1.7 Elect Director General Robert W. RisCassi,
USA (Ret.) --- For
1.8 Elect Director Michael T. Smith --- For
1.9 Elect Director William G. Van Dyke --- For
2 Ratify Auditors For For
Shareholder Proposal
3 Report on Space-Based Weapons Against For
In the case of Alliant Techsystems, we recognize that
the report would omit classified or proprietary
information that might jeopardize national security or
the ability for the company to remain competitive in
the industry. Furthermore, it is reasonable to
conclude from the company's statements that such
information is already carefully considered and at
least partially disclosed in other documents.
Therefore, consolidation of the information into a
shareholder report should not pose significant costs
to the company. In view of the scope and complexity of
issues surrounding the long-term implications of
involvement in space weapons programs and given that
the company can prepare such a report at a reasonable
cost while also omitting any proprietary information,
we believe that this proposal is in the best interests
of shareholders.
08/14/03 - A The J. M. Smucker Co. *SJM* 832696405 06/16/03 7,345
1 Elect Directors For Split
1.1 Elect Director Fred A. Duncan --- For
1.2 Elect Director Charles S. Mechem, Jr. --- For
1.3 Elect Director Gary A. Oatey --- For
1.4 Elect Director Timothy P. Smucker ---
Withhold
2 Ratify Auditors For For
09/02/03 - A Network Appliance, Inc. *NTAP* 64120L104 07/07/03 12,255
1 Elect Directors For For
2 Amend Omnibus Stock Plan For Against
We do not support this plan. First, the plan allows
for the repricing of underwater stock options without
shareholder approval. We believe repricing reduces the
incentive value of the plan by undermining the concept
that stock options is intended to be a long-term
incentive. Second, the company's potential Voting
Power Dilution (VPD) for all incentive plans is
23.38%, which exceeds our guidelines. Proposals that
add to a company's VPD can potentially dilute the
voting interests of common shareholders.
3 Amend Employee Stock Purchase Plan For For
4 Ratify Auditors For Against
We do not support this item. In this instance, the
non-auditing consulting fees are more than 25 percent
of total fees paid. As such, we will vote against the
company's auditor. We believe the integrity of the
auditor's relationship with the company is compromised
when a firm is paid excessive consulting fees on top
of those paid for auditing services. This arrangement
has the potential to open the auditor process to a
wide range of conflicts of interest.
5 Other Business For Against
As we cannot know the content of these issues, we do not support this request.
10/23/03 - A * Barr Pharmaceuticals Inc *BRL* 068306109 09/02/03 4,375
1 Elect Directors For Split
1.1 Elect Director Bruce L. Downey --- Withhold
We will vote FOR the directors with the exceptions of
insiders Carole Ben-Maimon, Paul Bisaro, and Bruce
Downey, from whom we will WITHHOLD votes for standing
on the Nominating Committee. We will also WITHHOLD
votes from Mr. Downey for serving as chairman and CEO.
1.2 Elect Director Paul M. Bisaro --- Withhold
The director nominees meet our guidelines. The
composition of the board does not meet our standard
for board and committee independence. A majority of
independent directors on a board is a direct way to
assure that shareholder interests will be properly
represented on a board. We will WITHHOLD votes from
all director nominees.
1.3 Elect Director Carole S. Ben-Maimon ---
Withhold
The director nominees meet our guidelines. The
composition of the board does not meet our standard
for board and committee independence. A majority of
independent directors on a board is a direct way to
assure that shareholder interests will be properly
represented on a board. We will WITHHOLD votes from
all director nominees.
1.4 Elect Director George P. Stephan --- For
1.5 Elect Director Jack M. Kay --- For
1.6 Elect Director Harold N. Chefitz --- For
1.7 Elect Director Richard R. Frankovic --- For
1.8 Elect Director Peter R. Seaver --- For
1.9 Elect Director James S. Gilmore, III --- For
2 Change State of Incorporation from New York For For
to Delaware
3 Increase Authorized Common Stock For Against
We do not support this plan. The number of additional
authorized common shares sought in this proposal
exceeds our guidelines. As a policy, PVS will not
support increases in authorized common shares of this
magnitude, unless the company has offered a specific
and reasonable purpose for the additional shares. In
this case, the company has not offered a specific
reason for the share increase. Large increases in
authorized common stock may be used for anti-takeover
devices or to fund undesirable increases in executive
stock options without shareholder approval.
10/06/03 - S Boston Scientific Corp. *BSX* 101137107 08/27/03 2,515
1 Increase Authorized Common Stock For For
10/03/03 - S * Coors (Adolph) Company *RKY* 217016104 08/25/03 3,355
1 Change State of Incorporation from Colorado For For
to Delaware
2 Adjourn Meeting For Against
Once their votes have been cast, there is no
justification for spending more money to continue
pressing shareholders for more votes.
11/11/03 - A Microsoft Corp. *MSFT* 594918104 09/12/03 8,230
1 Elect Directors For Split
1.1 Elect Director William H. Gates, III --- For
1.2 Elect Director Steven A. Ballmer --- For
1.3 Elect Director James I. Cash, Jr., Ph.D. --- For
1.4 Elect Director Raymond V. Gilmartin --- For
1.5 Elect Director Ann McLaughlin Korologos --- For
1.6 Elect Director David F. Marquardt --- For
1.7 Elect Director Charles H. Noski --- For
1.8 Elect Director Dr. Helmut Panke --- For
1.9 Elect Director Wm. G. Reed, Jr. --- For
1.10 Elect Director Jon A. Shirley --- Withhold
2 Amend Omnibus Stock Plan For Against
3 Amend Non-Employee Director Stock Option Plan For Against
Shareholder Proposal
4 Refrain from Giving Charitable Contributions Against Against
03/10/04 - A Advanced Digital Information Corp. 007525108 01/12/04 21,905
*ADIC*
1 Elect Directors For Split
1.1 Elect Director Tom A. Alberg --- For
1.2 Elect Director Walter F. Walker --- Withhold
2 Amend Omnibus Stock Plan For Against
3 Amend Employee Stock Purchase Plan For For
01/29/04 - A Costco Wholesale Corporation *COST* 22160K105 12/05/03 4,395
1 Elect Directors For For
Shareholder Proposals
2 Declassify the Board of Directors Against For
3 Develop Land Procurement Policy Against For
Management Proposal
4 Ratify Auditors For Against
02/25/04 - A Deere & Co. *DE* 244199105 12/31/03 4,285
1 Elect Directors For Split
1.1 Elect Director Robert W. Lane --- Withhold
1.2 Elect Director Antonio Madero B. --- For
1.3 Elect Director Aulana L. Peters --- Withhold
1.4 Elect Director John R. Walter --- Withhold
03/17/04 - A Hewlett-Packard Co. *HPQ* 428236103 01/20/04 13,945
1 Elect Directors For Split
1.1 Elect Director L.T. Babbio, Jr. --- For
1.2 Elect Director P.C. Dunn --- For
1.3 Elect Director C.S. Fiorina --- Withhold
1.4 Elect Director R.A. Hackborn --- For
1.5 Elect Director G.A. Keyworth II --- Withhold
1.6 Elect Director R.E. Knowling, Jr. --- For
1.7 Elect Director S.M. Litvack --- Withhold
1.8 Elect Director R.L. Ryan --- For
1.9 Elect Director L.S. Salhany --- For
2 Ratify Auditors For Against
3 Approve Omnibus Stock Plan For Against
4 Expense Stock Options Against For
02/10/04 - A Laidlaw International, Inc. *LI* 50730R102 12/15/03 23,235
1 Elect Directors For Withhold
03/17/04 - A OSI Pharmaceuticals, Inc. *OSIP* 671040103 01/21/04 9,475
1 Elect Directors For Split
1.1 Elect Director Robert A. Ingram --- For
1.2 Elect Director Colin Goddard, Ph.D. ---
Withhold
1.3 Elect Director Edwin A. Gee, Ph.D. ---
Withhold
1.4 Elect Director Michael Atieh --- For
1.5 Elect Director G. Morgan Browne --- Withhold
1.6 Elect Director Daryl K. Granner, M.D. ---
Withhold
1.7 Elect Director Walter M Lovenberg, Phd ---
For
1.8 Elect Director Viren Mehta --- For
1.9 Elect Director Sir Mark Richmond, Phd --- For
1.10 Elect Director John P. White --- Withhold
2 Amend Stock Option Plan For Against
3 Ratify Auditors For For
03/22/04 - A Whole Foods Market, Inc. *WFMI* 966837106 01/22/04 2,985
1 Elect Directors For Split
1.1 Elect Director David W. Dupree --- For
1.2 Elect Director Gabrielle E. Greene --- For
1.3 Elect Director John P. Mackey --- Withhold
1.4 Elect Director Morris J. Siegel --- For
2 Amend Stock Option Plan For Against
3 Ratify Auditors For For
4 Submit Shareholder Rights Plan (Poison Pill) Against For
to Shareholder Vote
04/23/04 - A Abbott Laboratories *ABT* 002824100 02/25/04 8,770
1 Elect Directors For Split Mgmt
1.1 Elect Director Roxanne S. Austin --- For
1.2 Elect Director H.Laurance Fuller ---
Withhold
1.3 Elect Director Richard A. Gonzalez ---
Withhold
1.4 Elect Director Jack M. Greenberg --- For
1.5 Elect Director Jeffrey M. Leiden ---
Withhold
1.6 Elect Director David A. Lord Owen --- For
1.7 Elect Director Boone Powell Jr. --- Withhold
1.8 Elect Director Addison Barry Rand ---
Withhold
1.9 Elect Director W.Ann Reynolds --- Withhold
1.10 Elect Director Roy S. Roberts --- For
1.11 Elect Director William D. Smithburg ---
Withhold
1.12 Elect Director John R. Walter --- Withhold
1.13 Elect Director Miles D. White --- Withhold
2 Ratify Auditors For For Mgmt
3 Drug Pricing Against Against ShrHoldr
4 Report on Political Contributions/Activities Against For ShrHoldr
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Report on Operational Imact of HIV/AIDS, Against For ShrHoldr
TB, and Malaria Pandemic
05/20/04 - A ADVANCED MEDICAL OPTICS INC *AVO* 00763M108 03/26/04 4,805
1 Elect Directors For Split Mgmt
1.1 Elect Director William Grant --- Withhold
1.2 Elect Director Christopher Chavez --- For
2 Amend Omnibus Stock Plan For Against Mgmt
04/30/04 - A Alcoa Inc. *AA* 013817101 02/02/04 3,770
1 Elect Directors For Split Mgmt
1.1 Elect Director Alain J.P. Belda --- Withhold
1.2 Elect Director Carlos Ghosn --- For
1.3 Elect Director Henry B. Schacht --- Withhold
1.4 Elect Director Franklin A. Thomas ---
Withhold
2 Approve Omnibus Stock Plan For Against Mgmt
3 Report on Pay Disparity Against For ShrHoldr
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
05/13/04 - A Amgen, Inc. *AMGN* 031162100 03/19/04 3,615
1 Elect Directors For Split Mgmt
1.1 Elect Director Frank J. Biondi, Jr. --- For
1.2 Elect Director Jerry D. Choate --- Withhold
1.3 Elect Director Frank C. Herringer --- For
1.4 Elect Director Gilbert S. Omenn --- Withhold
2 Ratify Auditors For Against Mgmt
3 Prepare Glass Ceiling Report Against For ShrHoldr
4 Expense Stock Options Against For ShrHoldr
05/26/04 - A Bank of America Corp. *BAC* 060505104 04/07/04 2,595
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III --- For
1.2 Elect Director Charles W. Coker --- Withhold
1.3 Elect Director John T. Collins --- For
1.4 Elect Director Gary L. Countryman --- For
1.5 Elect Director Paul Fulton --- Withhold
1.6 Elect Director Charles K. Gifford ---
Withhold
1.7 Elect Director Donald E. Guinn --- For
1.8 Elect Director James H. Hance, Jr. ---
Withhold
1.9 Elect Director Kenneth D. Lewis --- Withhold
1.10 Elect Director Walter E. Massey --- For
1.11 Elect Director Thomas J. May --- For
1.12 Elect Director C. Steven McMillan --- For
1.13 Elect Director Eugene M. McQuade ---
Withhold
1.14 Elect Director Patricia E. Mitchell --- For
1.15 Elect Director Edward L. Romero --- For
1.16 Elect Director Thomas M. Ryan --- For
1.17 Elect Director O. Temple Sloan, Jr. --- For
1.18 Elect Director Meredith R. Spangler ---
Withhold
1.19 Elect Director Jackie M. Ward --- For
2 Ratify Auditors For Against Mgmt
3 Change Date of Annual Meeting Against Against ShrHoldr
4 Adopt Nomination Procedures for the Board Against For ShrHoldr
5 Charitable Contributions Against Against ShrHoldr
6 Establish Independent Committee to Review Against For ShrHoldr
Mutual Fund Policy
7 Adopt Standards Regarding Privacy and Against For ShrHoldr
Information Security
06/02/04 - A Barnes & Noble, Inc. *BKS* 067774109 04/12/04 2,745
1 Elect Directors For Split Mgmt
1.1 Elect Director Leonard Riggio --- Withhold
1.2 Elect Director Michael J. Del Giudice ---
For
1.3 Elect Director William Sheluck, Jr. ---
Withhold
2 Approve Omnibus Stock Plan For Against Mgmt
3 Approve Executive Incentive Bonus Plan For Against Mgmt
4 Approve Increase in Size of Board For For Mgmt
5 Ratify Auditors For For Mgmt
06/24/04 - A Best Buy Co., Inc. *BBY* 086516101 04/26/04 4,105
1 Elect Directors For Split Mgmt
1.1 Elect Director Bradbury H. Anderson ---
Withhold
1.2 Elect Director K.J. Higgins Victor --- For
1.3 Elect Director Allen U. Lenzmeier ---
Withhold
1.4 Elect Director Frank D. Trestman ---
Withhold
1.5 Elect Director James C. Wetherbe ---
Withhold
1.6 Elect Director Ronald James --- For
1.7 Elect Director Matthew H. Paull --- For
1.8 Elect Director Mary A. Tolan --- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
05/11/04 - A Boston Scientific Corp. *BSX* 101137107 03/19/04 3,850
1 Elect Directors For Split Mgmt
1.1 Elect Director Ursula M. Burns --- For
1.2 Elect Director Marye Anne Fox --- For
1.3 Elect Director N.J. Nicholas, Jr. ---
Withhold
1.4 Elect Director John E. Pepper --- For
2 Ratify Auditors For Against Mgmt
05/07/04 - A Colgate-Palmolive Co. *CL* 194162103 03/09/04 5,525
1 Elect Directors For Split Mgmt
1.1 Elect Director Jill K. Conway --- Withhold
1.2 Elect Director Ronald E. Ferguson ---
Withhold
1.3 Elect Director Carlos M. Gutierrez --- For
1.4 Elect Director Ellen M. Hancock --- Withhold
1.5 Elect Director David W. Johnson --- Withhold
1.6 Elect Director Richard J. Kogan --- For
1.7 Elect Director Delano E. Lewis --- For
1.8 Elect Director Reuben Mark --- Withhold
1.9 Elect Director Elizabeth A. Monrad --- For
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For Against Mgmt
4 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
5 Adopt ILO Based Code of Conduct Against For ShrHoldr
6 Separate Chairman and CEO Positions Against For ShrHoldr
05/18/04 - A Dean Foods Company *DF* 242370104 03/26/04 1,325
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Alan J. Bernon --- Withhold
1.2 Elect Director Gregg L. Engles --- Withhold
1.3 Elect Director Joseph S. Hardin, Jr. ---
Withhold
1.4 Elect Director Ronald Kirk --- Withhold
1.5 Elect Director John S. Llewellyn, Jr. ---
Withhold
2 Ratify Auditors For For Mgmt
05/05/04 - A EMC Corp. *EMC* 268648102 03/08/04 25,305
1 Elect Directors For Split Mgmt
1.1 Elect Director John R. Egan --- Withhold
1.2 Elect Director Michael C. Ruettgers ---
Withhold
1.3 Elect Director David N. Strohm --- For
2 Amend Omnibus Stock Plan For Against Mgmt
3 Amend Employee Stock Purchase Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Limit Executive Compensation Against For ShrHoldr
05/26/04 - A Exxon Mobil Corp. *XOM* 30231G102 04/05/04 7,045
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Boskin --- For
1.2 Elect Director James R. Houghton --- For
1.3 Elect Director William R. Howell ---
Withhold
1.4 Elect Director Reatha Clark King --- For
1.5 Elect Director Philip E. Lippincott ---
Withhold
1.6 Elect Director Harry J. Longwell ---
Withhold
1.7 Elect Director Henry A. McKinnell, Jr. ---
For
1.8 Elect Director Marilyn Carlson Nelson ---
Withhold
1.9 Elect Director Lee R. Raymond --- Withhold
1.10 Elect Director Walter V. Shipley --- For
1.11 Elect Director Rex W. Tillerson --- Withhold
2 Ratify Auditors For For Mgmt
3 Approve Non-Employee Director Restricted For For Mgmt
Stock Plan
4 Affirm Political Nonpartisanship Against For ShrHoldr
5 Report on Political Contributions/Activities Against For ShrHoldr
6 Report on Equatorial Guinea Against For ShrHoldr
7 Separate Chairman and CEO Positions Against For ShrHoldr
8 Prohibit Awards to Executives Against Against ShrHoldr
9 Report on Stock Option Distribution by Race Against For ShrHoldr
and Gender
10 Amend EEO Statement to Include Reference to Against For ShrHoldr
Sexual Orientation
11 Report on Climate Change Research Against For ShrHoldr
04/28/04 - A General Electric Co. *GE* 369604103 03/01/04 6,735
1 Elect Directors For Split Mgmt
1.1 Elect Director James I. Cash, Jr. --- For
1.2 Elect Director Dennis D. Dammerman ---
Withhold
1.3 Elect Director Ann M. Fudge --- For
1.4 Elect Director Claudio X. Gonzalez ---
Withhold
1.5 Elect Director Jeffrey R. Immelt ---
Withhold
1.6 Elect Director Andrea Jung --- For
1.7 Elect Director Alan G. Lafley --- For
1.8 Elect Director Kenneth G. Langone --- For
1.9 Elect Director Ralph S. Larsen --- For
1.10 Elect Director Rochelle B. Lazarus --- For
1.11 Elect Director Sam Nunn --- For
1.12 Elect Director Roger S. Penske --- Withhold
1.13 Elect Director Robert J. Swieringa --- For
1.14 Elect Director Douglas A. Warner III ---
Withhold
1.15 Elect Director Robert C. Wright --- Withhold
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Provide for Cumulative Voting Against For ShrHoldr
5 Eliminate Animal Testing Against Against ShrHoldr
6 Report on Nuclear Fuel Storage Risks Against For ShrHoldr
7 Report on PCB Clean-up Against For ShrHoldr
8 Report on Foreign Outsourcing Against For ShrHoldr
9 Prepare Sustainability Report Against For ShrHoldr
10 Limit Composition of Management Development Against For ShrHoldr
and Compensation Committee to Independent
Directors
11 Report on Pay Disparity Against For ShrHoldr
12 Limit Awards to Executives Against Against ShrHoldr
13 Limit Board Service for Other Companies Against For ShrHoldr
14 Separate Chairman and CEO Positions Against For ShrHoldr
15 Hire Advisor/Maximize Shareholder Value Against Against ShrHoldr
16 Adopt a Retention Ratio for Executives and Against For ShrHoldr
Directors
17 Require 70% to 80% Independent Board Against Against ShrHoldr
18 Report on Political Contributions/Activities Against For ShrHoldr
05/27/04 - A Home Depot, Inc. (The) *HD* 437076102 03/29/04 7,950
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Gregory D. Brenneman ---
Withhold
1.2 Elect Director Richard H. Brown --- Withhold
1.3 Elect Director John L. Clendenin ---
Withhold
1.4 Elect Director Berry R. Cox --- Withhold
1.5 Elect Director Claudio X. Gonzalez ---
Withhold
1.6 Elect Director Milledge A. Hart, III ---
Withhold
1.7 Elect Director Bonnie G. Hill --- Withhold
1.8 Elect Director Kenneth G. Langone ---
Withhold
1.9 Elect Director Robert L. Nardelli ---
Withhold
1.10 Elect Director Roger S. Penske --- Withhold
2 Ratify Auditors For For Mgmt
3 Establish Term Limits for Directors Against Against ShrHoldr
4 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
5 Performance- Based/Indexed Options Against For ShrHoldr
6 Adopt ILO Based Code of Conduct Against For ShrHoldr
7 Submit Severance Agreement Against For ShrHoldr
(Change-in-Control) to Shareholder Vote
8 Require Affirmative Vote of the Majority of Against For ShrHoldr
the Shares to Elect Directors
06/23/04 - A IAC / INTERACTIVECORP *IACI* 45840Q101 04/29/04 3,825
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard N. Barton --- For
1.2 Elect Director Robert R. Bennett ---
Withhold
1.3 Elect Director Edgar Bronfman, Jr. ---
Withhold
1.4 Elect Director Barry Diller --- Withhold
1.5 Elect Director Victor A. Kaufman ---
Withhold
1.6 Elect Director Donald R. Keough --- For
1.7 Elect Director Marie-Josee Kravis --- For
1.8 Elect Director John C. Malone --- For
1.9 Elect Director Steven Rattner --- For
1.10 Elect Director Gen. H.N. Schwarzkopf --- For
1.11 Elect Director Alan G. Spoon --- For
1.12 Elect Director Diane Von Furstenberg ---
Withhold
2 Ratify Auditors For For Mgmt
05/19/04 - A Intel Corp. *INTC* 458140100 03/22/04 12,470
1 Elect Directors For Split Mgmt
1.1 Elect Director Craig R. Barrett --- Withhold
1.2 Elect Director Charlene Barshefsky ---
Withhold
1.3 Elect Director E. John P. Browne --- For
1.4 Elect Director Andrew S. Grove --- Withhold
1.5 Elect Director D. James Guzy --- Withhold
1.6 Elect Director Reed E. Hundt --- For
1.7 Elect Director Paul S. Otellini --- Withhold
1.8 Elect Director David S. Pottruck --- For
1.9 Elect Director Jane E. Shaw --- Withhold
1.10 Elect Director John L. Thornton --- For
1.11 Elect Director David B. Yoffie --- Withhold
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Expense Stock Options Against For ShrHoldr
5 Limit/Prohibit Awards to Executives Against For ShrHoldr
6 Performance- Based/Indexed Options Against For ShrHoldr
04/27/04 - A International Business Machines Corp. 459200101 02/27/04 2,675
*IBM*
1 Elect Directors For Split Mgmt
1.1 Elect Director Cathleen Black --- For
1.2 Elect Director Kenneth I. Chenault ---
Withhold
1.3 Elect Director Carlos Ghosn --- For
1.4 Elect Director Nannerl O. Keohane ---
Withhold
1.5 Elect Director Charles F. Knight ---
Withhold
1.6 Elect Director Lucio A. Noto --- For
1.7 Elect Director Samuel J. Palmisano ---
Withhold
1.8 Elect Director John B. Slaughter ---
Withhold
1.9 Elect Director Joan E. Spero --- For
1.10 Elect Director Sidney Taurel --- For
1.11 Elect Director Charles M. Vest --- For
1.12 Elect Director Lorenzo H. Zambrano --- For
2 Ratify Auditors For For Mgmt
3 Ratify Auditors for the Company's Business For For Mgmt
Consulting Services Unit
4 Approve Executive Incentive Bonus Plan For Against Mgmt
5 Provide for Cumulative Voting Against For ShrHoldr
6 Amend Pension and Retirement Medical Against For ShrHoldr
Insurance Plans
7 Submit Executive Compensation to Vote Against For ShrHoldr
8 Expense Stock Options Against For ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 China Principles Against For ShrHoldr
11 Report on Political Contributions/Activities Against For ShrHoldr
12 Report on Executive Compensation Against For ShrHoldr
04/22/04 - A Johnson & Johnson *JNJ* 478160104 02/24/04 4,145
1 Elect Directors For Split Mgmt
1.1 Elect Director Gerard N. Burrow --- Withhold
1.2 Elect Director Mary S. Coleman --- For
1.3 Elect Director James G. Cullen --- For
1.4 Elect Director Robert J. Darretta ---
Withhold
1.5 Elect Director M. Judah Folkman --- For
1.6 Elect Director Ann D. Jordan --- Withhold
1.7 Elect Director Arnold G. Langbo --- Withhold
1.8 Elect Director Susan L. Lindquist --- For
1.9 Elect Director Leo F. Mullin --- For
1.10 Elect Director Steven S Reinemund --- For
1.11 Elect Director David Satcher --- For
1.12 Elect Director Henry B. Schacht --- For
1.13 Elect Director William C. Weldon ---
Withhold
2 Ratify Auditors For Against Mgmt
3 Cease Charitable Contributions Against Against ShrHoldr
04/27/04 - A Kraft Foods Inc *KFT* 50075N104 03/03/04 11,870
1 Elect Directors For Split Mgmt
1.1 Elect Director Louis C. Camilleri ---
Withhold
1.2 Elect Director Roger K. Deromedi ---
Withhold
1.3 Elect Director Dinyar S. Devitre ---
Withhold
1.4 Elect Director W. James Farrell --- For
1.5 Elect Director Betsy D. Holden --- Withhold
1.6 Elect Director John C. Pope --- For
1.7 Elect Director Mary L. Schapiro --- For
1.8 Elect Director Charles R. Wall --- Withhold
1.9 Elect Director Deborah C. Wright --- For
2 Ratify Auditors For Against Mgmt
05/03/04 - A MBNA Corp. *KRB* 55262L100 02/13/04 11,055
1 Elect Directors For Split Mgmt
1.1 Elect Director James H. Berick --- Withhold
1.2 Elect Director Benjamin R. Civiletti ---
Withhold
1.3 Elect Director Bruce L. Hammonds ---
Withhold
1.4 Elect Director William L. Jews --- For
1.5 Elect Director Randolph D. Lerner ---
Withhold
1.6 Elect Director Stuart L. Markowitz ---
Withhold
1.7 Elect Director William B. Milstead --- For
2 Ratify Auditors For For Mgmt
3 Expense Stock Options Against For ShrHoldr
4 Require Majority of Independent Directors Against For ShrHoldr
on Board
04/23/04 - A Merrill Lynch & Co., Inc. *MER* 590188108 02/24/04 3,145
1 Elect Directors For For Mgmt
1.1 Elect Director David K. Newbigging --- For
1.2 Elect Director Joseph W. Prueher --- For
2 Ratify Auditors For Against Mgmt
3 Restore or Provide for Cumulative Voting Against For ShrHoldr
4 Separate Chairman and CEO Positions Against For ShrHoldr
06/01/04 - A Nabors Industries, Ltd. *NBR* G6359F103 04/08/04 2,275
Meeting for Holders of ADRs
1 Elect Directors For Withhold Mgmt
1.1 Elect Director James L. Payne --- Withhold
1.2 Elect Director Hans W. Schmidt --- Withhold
2 Ratify Auditors For For Mgmt
3 SHAREHOLDER PROPOSAL TO CHANGE NABORS Against For Mgmt
JURISDICTION OF INCORPORATION FROM BERMUDA
TO DELAWARE.
05/14/04 - A Office Depot, Inc. *ODP* 676220106 03/10/04 6,710
1 Elect Directors For Split Mgmt
1.1 Elect Director Lee A. Ault III --- Withhold
1.2 Elect Director Neil R. Austrian --- Withhold
1.3 Elect Director David W. Bernauer --- For
1.4 Elect Director Abelardo E. Bru --- For
1.5 Elect Director David I. Fuente --- Withhold
1.6 Elect Director Brenda J. Gaines --- Withhold
1.7 Elect Director Myra M. Hart --- For
1.8 Elect Director W. Scott Hedrick --- Withhold
1.9 Elect Director James L. Heskett --- Withhold
1.10 Elect Director Patricia H. McKay --- For
1.11 Elect Director Michael J. Myers --- Withhold
1.12 Elect Director Bruce Nelson --- Withhold
2 Amend Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For Against Mgmt
04/22/04 - A Pfizer Inc. *PFE* 717081103 02/27/04 9,295
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael S. Brown --- For
1.2 Elect Director M. Anthony Burns --- Withhold
1.3 Elect Director Robert N. Burt --- For
1.4 Elect Director W. Don Cornwell --- For
1.5 Elect Director William H. Gray III --- For
1.6 Elect Director Constance J. Horner ---
Withhold
1.7 Elect Director William R. Howell --- For
1.8 Elect Director Stanley O. Ikenberry ---
Withhold
1.9 Elect Director George A. Lorch --- For
1.10 Elect Director Henry A. Mckinnell ---
Withhold
1.11 Elect Director Dana G. Mead --- For
1.12 Elect Director Franklin D. Raines --- For
1.13 Elect Director Ruth J. Simmons --- For
1.14 Elect Director William C. Steere, Jr. ---
Withhold
1.15 Elect Director Jean-Paul Valles --- Withhold
2 Ratify Auditors For Against Mgmt
3 Approve Omnibus Stock Plan For Against Mgmt
4 Report on Operational Impact of HIV/AIDS, Against For ShrHoldr
TB, and Malaria Pandemic
5 Cease Political Contributions/Activities Against Against ShrHoldr
6 Report on Political Contributions/Activities Against For ShrHoldr
7 Establish Term Limits for Directors Against Against ShrHoldr
8 Report on Drug Pricing Against Against ShrHoldr
9 Limit Awards to Executives Against Against ShrHoldr
10 Amend Animal Testing Policy Against Against ShrHoldr
06/02/04 - A Polycom, Inc. *PLCM* 73172K104 04/09/04 5,595
1 Elect Directors For Split Mgmt
1.1 Elect Director Betsy S. Atkins --- For
1.2 Elect Director John Seely Brown --- For
1.3 Elect Director Robert C. Hagerty ---
Withhold
1.4 Elect Director John A. Kelley, Jr. --- For
1.5 Elect Director Michael R. Kourey --- For
1.6 Elect Director Stanley J. Meresman --- For
1.7 Elect Director William A. Owens --- Withhold
1.8 Elect Director Durk I. Jager --- For
1.9 Elect Director Thomas G. Stemberg --- For
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For Against Mgmt
05/13/04 - A Providian Financial Corp. *PVN* 74406A102 03/15/04 5,585
1 Elect Directors For For Mgmt
1.1 Elect Director John L. Douglas --- For
1.2 Elect Director J. David Grissom --- For
1.3 Elect Director Robert J. Higgins --- For
1.4 Elect Director Francesca Ruiz de Luzuriaga--- For
2 Ratify Auditors For For Mgmt
04/30/04 - A SBC Communications Inc. *SBC* 78387G103 03/02/04 10,645
1 Elect Directors For Split Mgmt
1.1 Elect Director James E. Barnes --- Withhold
1.2 Elect Director James A. Henderson ---
Withhold
1.3 Elect Director John B. McCoy --- For
1.4 Elect Director S. Donley Ritchey --- For
1.5 Elect Director Joyce M. Roche --- For
1.6 Elect Director Patricia P. Upton ---
Withhold
2 Ratify Auditors For For Mgmt
3 Amend Bylaws For For Mgmt
4 Report on Political Contributions/Activities Against For ShrHoldr
5 Change Size of Board of Directors Against Against ShrHoldr
05/13/04 - A SLM Corp. *SLM* 78442P106 03/15/04 4,970
1 Elect Directors For Split Mgmt
1.1 Elect Director Charles L. Daley --- For
1.2 Elect Director William M. Diefenderfer, III
--- Withhold
1.3 Elect Director Thomas J. Fitzpatrick --- For
1.4 Elect Director Edward A. Fox --- For
1.5 Elect Director Diane Suitt Gilleland ---
Withhold
1.6 Elect Director Earl A. Goode --- Withhold
1.7 Elect Director Ann Torre Grant --- For
1.8 Elect Director Ronald F. Hunt --- For
1.9 Elect Director Benjamin J. Lambert, III ---
Withhold
1.10 Elect Director Albert L. Lord --- For
1.11 Elect Director Barry A. Munitz --- Withhold
1.12 Elect Director A. Alexander Porter, Jr. ---
For
1.13 Elect Director Wolfgang Schoellkopf ---
Withhold
1.14 Elect Director Steven L. Shapiro --- For
1.15 Elect Director Barry L. Williams --- For
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
04/22/04 - A Sovereign Bancorp, Inc. *SOV* 845905108 03/01/04 4,040
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Andrew C. Hove, Jr. ---
Withhold
1.2 Elect Director Daniel K. Rothermel ---
Withhold
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For Against Mgmt
4 Approve Stock Plan and Employee Stock For Against Mgmt
Purchase Plan
5 Approve Bonus Plan For Against Mgmt
06/17/04 - A Take-Two Interactive Software, Inc. 874054109 05/12/04 3,105
*TTWO*
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard W. Roedel ---
Withhold
1.2 Elect Director Paul Eibeler --- For
1.3 Elect Director Oliver R. Grace, Jr. ---
Withhold
1.4 Elect Director Robert Flug --- Withhold
1.5 Elect Director Todd Emmel --- Withhold
1.6 Elect Director Mark Lewis --- For
1.7 Elect Director Steven Tisch --- For
2 Amend Stock Option Plan For Against Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
04/15/04 - A Texas Instruments Inc. *TXN* 882508104 02/17/04 10,230
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Adams --- Withhold
1.2 Elect Director David L. Boren --- For
1.3 Elect Director Daniel A. Carp --- For
1.4 Elect Director Thomas J. Engibous ---
Withhold
1.5 Elect Director Gerald W. Fronterhouse ---
Withhold
1.6 Elect Director David R. Goode --- For
1.7 Elect Director Wayne R. Sanders --- For
1.8 Elect Director Ruth J. Simmons --- For
1.9 Elect Director Richard K. Templeton ---
Withhold
1.10 Elect Director Christine Todd Whitman ---
For
2 Ratify Auditors For Against Mgmt
3 Expense Stock Options Against For ShrHoldr
04/21/04 - A The Coca-Cola Company *KO* 191216100 02/23/04 8,535
1 Elect Directors For Split Mgmt
1.1 Elect Director Herbert A. Allen --- Withhold
1.2 Elect Director Ronald W. Allen --- Withhold
1.3 Elect Director Cathleen P. Black ---
Withhold
1.4 Elect Director Warren E. Buffett ---
Withhold
1.5 Elect Director Douglas N. Daft --- Withhold
1.6 Elect Director Barry Diller --- For
1.7 Elect Director Donald R. Keough --- Withhold
1.8 Elect Director Susan Bennett King ---
Withhold
1.9 Elect Director Maria Elena Lagomasino ---
For
1.10 Elect Director Donald F. Mchenry ---
Withhold
1.11 Elect Director Robert L. Nardelli --- For
1.12 Elect Director Sam Nunn --- For
1.13 Elect Director J. Pedro Reinhard --- For
1.14 Elect Director James D. Robinson III ---
Withhold
1.15 Elect Director Peter V. Ueberroth ---
Withhold
1.16 Elect Director James B. Williams ---
Withhold
2 Ratify Auditors For Against Mgmt
3 Report on Operational Impact of HIV/AIDS For For ShrHoldr
Pandemic
4 Report on Stock Option Distribution by Race Against For ShrHoldr
and Gender
5 Prohibit Awards to Executives Against Against ShrHoldr
6 Submit Executive Compensation to Vote Against For ShrHoldr
7 Submit Executive Compensation to Vote Against For ShrHoldr
8 Implement China Principles Against For ShrHoldr
9 Separate Chairman and CEO Positions Against For ShrHoldr
05/20/04 - A Tiffany & Co. *TIF* 886547108 03/25/04 2,420
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael J. Kowalski ---
Withhold
1.2 Elect Director Rose Marie Bravo --- For
1.3 Elect Director William R. Chaney ---
Withhold
1.4 Elect Director Samuel L. Hayes III ---
Withhold
1.5 Elect Director Abby F. Kohnstamm --- For
1.6 Elect Director Charles K. Marquis ---
Withhold
1.7 Elect Director J. Thomas Presby --- For
1.8 Elect Director James E. Quinn --- Withhold
1.9 Elect Director William A. Shutzer ---
Withhold
2 Ratify Auditors For For Mgmt
05/21/04 - A Time Warner Inc *TWX* 887317105 03/23/04 13,010
1 Elect Directors For Split Mgmt
1.1 Elect Director James L. Barksdale ---
Withhold
1.2 Elect Director Stephen F. Bollenbach --- For
1.3 Elect Director Stephen M. Case --- Withhold
1.4 Elect Director Frank J. Caufield --- For
1.5 Elect Director Robert C. Clark --- For
1.6 Elect Director Miles R. Gilburne ---
Withhold
1.7 Elect Director Carla A. Hills --- For
1.8 Elect Director Reuben Mark --- For
1.9 Elect Director Michael A. Miles --- For
1.10 Elect Director Kenneth J. Novack ---
Withhold
1.11 Elect Director Richard D. Parsons ---
Withhold
1.12 Elect Director R. E. Turner --- Withhold
1.13 Elect Director Francis T. Vincent, Jr. ---
For
2 Ratify Auditors For For Mgmt
3 Adopt China Principles Against For ShrHoldr
4 Report on Pay Disparity Against For ShrHoldr
05/14/04 - A UTStarcom, Inc. *UTSI* 918076100 03/29/04 3,515
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas J. Toy --- For
1.2 Elect Director Ying Wu --- Withhold
2 Ratify Auditors For Against Mgmt
04/28/04 - A Verizon Communications *VZ* 92343V104 03/01/04 8,095
1 Elect Directors For Split Mgmt
1.1 Elect Director James R. Barker --- Withhold
1.2 Elect Director Richard L. Carrion ---
Withhold
1.3 Elect Director Robert W. Lane --- For
1.4 Elect Director Sandra O. Moose --- Withhold
1.5 Elect Director Joseph Neubauer --- Withhold
1.6 Elect Director Thomas H. O'Brien ---
Withhold
1.7 Elect Director Hugh B. Price --- Withhold
1.8 Elect Director Ivan G. Seidenberg ---
Withhold
1.9 Elect Director Walter V. Shipley ---
Withhold
1.10 Elect Director John R. Stafford --- Withhold
1.11 Elect Director Robert D. Storey --- Withhold
2 Ratify Auditors For For Mgmt
3 Restore or Provide for Cumulative Voting Against For ShrHoldr
4 Require Majority of Independent Directors Against For ShrHoldr
on Board
5 Separate Chairman and CEO Positions Against For ShrHoldr
6 Submit Shareholder Rights Plan (Poison Against For ShrHoldr
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For ShrHoldr
8 Prohibit Awards to Executives Against For ShrHoldr
9 Report on Stock Option Distribution by Race Against For ShrHoldr
and Gender
10 Report on Political Contributions/Activities Against For ShrHoldr
11 Cease Charitable Contributions Against Against ShrHoldr
06/04/04 - A Wal-Mart Stores, Inc. *WMT* 931142103 04/05/04 4,880
1 Elect Directors For Split Mgmt
1.1 Elect Director James W. Breyer --- For
1.2 Elect Director M. Michele Burns --- For
1.3 Elect Director Thomas M. Coughlin ---
Withhold
1.4 Elect Director David D. Glass --- Withhold
1.5 Elect Director Roland A. Hernandez --- For
1.6 Elect Director Dawn G. Lepore --- For
1.7 Elect Director John D. Opie --- For
1.8 Elect Director J. Paul Reason --- For
1.9 Elect Director H. Lee Scott, Jr. ---
Withhold
1.10 Elect Director Jack C. Shewmaker ---
Withhold
1.11 Elect Director Jose H. Villarreal --- For
1.12 Elect Director John T. Walton --- Withhold
1.13 Elect Director S. Robson Walton --- Withhold
1.14 Elect Director Christopher J. Williams ---
For
2 Approve Stock Option Plan For For Mgmt
3 Approve Stock Option Plan For For Mgmt
4 Amend Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For Against Mgmt
6 Separate Chairman and CEO Positions Against For ShrHoldr
7 Prepare Sustainability Report Against For ShrHoldr
8 Report on Stock Option Distribution by Race Against For ShrHoldr
and Gender
9 Report on Genetically Modified Organisms Against For ShrHoldr
(GMO)
10 Prepare Diversity Report Against For ShrHoldr
11 Submit Executive Compensation to Vote Against For ShrHoldr
04/20/04 - A Washington Mutual, Inc *WM* 939322103 02/27/04 6,690
1 Elect Directors For Split Mgmt
1.1 Elect Director Anne V. Farrell --- Withhold
1.2 Elect Director Stephen E. Frank --- For
1.3 Elect Director Margaret Osmer Mcquade ---
For
1.4 Elect Director William D. Schulte --- For
2 Ratify Auditors For Against Mgmt
3 Limit Executive Compensation Against For ShrHoldr
04/27/04 - A Wells Fargo & Company *WFC* 949746101 03/09/04 4,715
1 Elect Directors For Split Mgmt
1.1 Elect Director J.A. Blanchard III --- For
1.2 Elect Director Susan E. Engel --- For
1.3 Elect Director Enrique Hernandez, Jr. ---
For
1.4 Elect Director Robert L. Joss --- Withhold
1.5 Elect Director Reatha Clark King ---
Withhold
1.6 Elect Director Richard M. Kovacevich ---
Withhold
1.7 Elect Director Richard D. McCormick ---
Withhold
1.8 Elect Director Cynthia H. Milligan ---
Withhold
1.9 Elect Director Philip J. Quigley --- For
1.10 Elect Director Donald B. Rice --- Withhold
1.11 Elect Director Judith M. Runstad ---
Withhold
1.12 Elect Director Stephen W. Sanger --- For
1.13 Elect Director Susan G. Swenson --- For
1.14 Elect Director Michael W. Wright ---
Withhold
2 Approve Retirement Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Expense Stock Options Against For ShrHoldr
5 Limit Executive Compensation Against For ShrHoldr
6 Link Executive Compensation to Social Issues Against For ShrHoldr
7 Report on Political Contributions/Activities Against For ShrHoldr
05/27/04 - A XM Satellite Radio Holdings Inc. 983759101 04/09/04 4,040
*XMSR*
1 Elect Directors For Split Mgmt
1.1 Elect Director Gary M. Parsons --- Withhold
1.2 Elect Director Hugh Panero --- For
1.3 Elect Director Nathaniel A. Davis ---
Withhold
1.4 Elect Director Thomas J. Donohue --- For
1.5 Elect Director Thomas G. Elliott ---
Withhold
1.6 Elect Director George W. Haywood --- For
1.7 Elect Director Chester A. Huber, Jr. --- For
1.8 Elect Director Jarl Mohn --- For
1.9 Elect Director Pierce J. Roberts, Jr. ---
Withhold
1.10 Elect Director Jack Shaw --- For
<page>
DOBSON COVERED CALL FUND
PROXY VOTING HISTORY
Matter proposed Fund cast its vote
Ticker Cusip Name Shareholder Description of by: management(m) Vote: for management or
meeting date matter(s) voted on shareholders (s) against management
- -----------------------------------------------------------------------------------------------------------------------------------
DELL 247025109 DELL COMPUTER 07/18/03 DIRECTORS M For For
DELL 247025109 DELL COMPUTER 07/18/03 ELIMINATE CLASSIDIED BOARD M For For
DELL 247025109 DELL COMPUTER 07/18/03 CHANGE NAME TO DELL M For For
DELL 247025109 DELL COMPUTER 07/18/03 INCENTIVE BONUS PLAN M For For
HNZ 423074103 H J HEINZ 09/12/03 DIRECTORS M FOR For
HNZ 423074103 H J HEINZ 09/12/03 AUDITORS M FOR For
MDT 585055106 MEDTRONIC 08/28/03 DIRECTORS M FOR For
MDT 585055106 MEDTRONIC 08/08/03 AUDITORS M FOR For
MDT 585055106 MEDTRONIC 08/28/03 2003 LONG TERM INCENTIVE M FOR For
MDT 585055106 MEDTRONIC 08/28/03 EXECUTIVE INCENTIVE M FOR For
FDX 31428X106 FEDEX CORP 09/29/03 DIRECTORS M FOR For
FDX 31428X106 FEDEX CORP 09/29/03 INCENTIVE STOCK PLAN M FOR For
FDX 31428X106 FEDEX CORP 09/29/03 AUDITORS M FOR For
FDX 31428X106 FEDEX CORP 09/29/03 DECLASSIFY BOARD S AGAINST For
GM 370442105 GENERAL MOTORS 10/03/03 FIRST CHARTER AMENDMENT M FOR For
GM 370442105 GENERAL MOTORS 10/03/03 HUGHES CERTIFICATE OF INC. M FOR For
GM 370442105 GENERAL MOTORS 10/03/03 HUGHES SPLIT OFF AND DIVIDEND M FOR For
GM 370442105 GENERAL MOTORS 10/03/03 GM/NEWS STOCK SALE M FOR For
GM 370442105 GENERAL MOTORS 10/03/03 NEWS STOCK ACQUISITION M FOR For
GM 370442105 GENERAL MOTORS 10/03/03 SECOND CHARTER AMENDMENT M FOR For
ORCL 68389X105 ORACLE 10/13/03 DIRECTORS M FOR For
ORCL 68389X105 ORACLE 10/13/03 EXECUTIVE BONUS M FOR For
ORCL 68389X105 ORACLE 10/13/03 AUDITORS M FOR For
ORCL 68389X105 ORACLE 10/13/03 DIRECTOR'S STOCK PLAN M FOR For
ORCL 68389X105 ORACLE 10/13/03 CHINA BUSINESS PRINCIPALS S AGAINST For
PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS M FOR For
PG 742718109 PROCTOR & GAMBLE 10/14/03 AUDITORS M FOR For
PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS STOCK PLAN M FOR For
PG 742718109 PROCTOR & GAMBLE 10/14/03 DIRECTORS TERMS S AGAINST For
PG 742718109 PROCTOR & GAMBLE 10/14/03 GENETICALLY ENGINEERED FOODS S AGAINST For
WAG 931422109 WALGREEN 01/14/04 DIRECTORS M FOR For
WAG 931422109 WALGREEN 01/14/04 DIRECTOR STOCK PLAN M FOR For
LU 549463107 LUCENT 02/18/04 DIRECTORS M FOR For
LU 549463107 LUCENT 02/18/04 DECLASSIFY BOARD M FOR For
LU 549463107 LUCENT 02/18/04 DIRECTOR COMPENSATION M FOR For
LU 549463107 LUCENT 02/18/04 REVERSE SPLIT M FOR For
LU 549463107 LUCENT 02/18/04 FUTURE SEVERANCE AGREEMENT S FOR Against
LU 549463107 LUCENT 02/18/04 DISCONTINUE EXEX COMP S FOR Against
AGR 00845V209 AGERE 02/19/04 DIRECTORS M FOR FOR
QCOM 747525103 QUALCOMM 03/02/04 DIRECTORS M FOR FOR
QCOM 747525103 QUALCOMM 03/02/04 INCREASE NUMBER OF SHARES M FOR FOR
QCOM 747525103 QUALCOMM 03/02/04 AUDITORS M FOR FOR
QCOM 747525103 QUALCOMM 03/02/04 ELIMINATE CLASSIFIED BOARD S AGAINST FOR
DIS 254687106 DISNEY 03/03/04 DIRECTORS M FOR FOR
DIS 254687106 DISNEY 03/03/04 AUDITORS M FOR FOR
DIS 254687106 DISNEY 03/03/04 HARRINGTON STANDARDS CHINA S AGAINST FOR
DIS 254687106 DISNEY 03/03/04 NYC STANDARDS IN CHINA S AGAINST FOR
DIS 254687106 DISNEY 03/03/04 THEME PARK SAFETY S AGAINST FOR
BAC 60505104 BANKAMERICA 03/17/04 MERGER AGREEMENT M FOR FOR
BAC 60505104 BANKAMERICA 03/17/04 AMENDED STOCK PLAN M FOR FOR
BAC 60505104 BANKAMERICA 03/17/04 INCREASE SHARES M FOR FOR
BAC 60505104 BANKAMERICA 03/17/0 4ADJOURN IF NECESSARY M FOR FOR
UTX 913017109 UNITED TECHNOLOGIES 04/04/04 DIRECTORS M FOR FOR
UTX 913017109 UNITED TECHNOLOGIES 04/04/04 AUDITORS M FOR FOR
UTX 913017109 UNITED TECHNOLOGIES 04/14/04 EXECUTIVE COMP S AGAINST FOR
UTX 913017109 UNITED TECHNOLOGIES 04/14/04 ETHICAL CRITERIA MILITARY S AGAINST FOR
UTX 913017109 UNITED TECHNOLOGIES 04/14/04 PERF BASED SENIOR OPTIONS S AGAINST FOR
UTX 913017109 UNITED TECHNOLOGIES 04/14/04 INDEPENDENT CHAIRMAN S AGAINST FOR
SLB 80685708 SCHLUMBERGER 04/14/04 FIRECTORS M FOR FOR
SLB 80685709 SCHLUMBERGER 04/14/04 FINANCIALS & DIVIDENDS M FOR FOR
SLB 80685710 SCHLUMBERGER 04/14/04 2004 STOCK PLAN NON-EMP M FOR FOR
SLB 80685711 SCHLUMBERGER 04/14/04 AUDITORS M FOR FOR
CAT 149123101 CATERPILLAR 04/14/04 DIRECTORS M FOR FOR
CAT 149123101 CATERPILLAR 04/14/04 AMEND OPTION PLAN M FOR FOR
CAT 149123101 CATERPILLAR 04/14/04 AUDITORS S AGAINST FOR
CAT 149123101 CATERPILLAR 04/14/04 AMEND PLAN S AGAINST FOR
CAT 149123101 CATERPILLAR 04/14/04 SALE TO ISREAL S AGAINST FOR
CAT 149123101 CATERPILLAR 04/14/04 HIV/AIDS S AGAINST FOR
TXN 882508104 TEXAS INSTRUMNETS 04/15/04 DIRECTORS M FOR FOR
TXN 882508104 TEXAS INSTRUMNETS 04/15/04 AUDITORS M FOR FOR
TXN 882508104 TEXAS INSTRUMNETS 04/15/04 EXPENSE STOCK OPTIONS S FOR FOR
MWD 617446448 MORGAN STANLEY 04/20/04 DIRECTORS M FOR FOR
MWD 617446448 MORGAN STANLEY 04/20/04 AUDITORS M FOR FOR
MWD 617446448 MORGAN STANLEY 04/20/04 DECLASSIFY BOARD S AGAINST FOR
MWD 617446448 MORGAN STANLEY 04/20/04 GOLDEN PARACHUTE S AGAINST FOR
MWD 617446448 MORGAN STANLEY 04/20/04 DISCLOSE POLITICAL CONTRIBUT S AGAINST FOR
C 172967101 CITIGROUP 04/20/04 DIRECTORS M FOR FOR
C 172967101 CITIGROUP 04/20/04 AUDITORS M FOR FOR
C 172967101 CITIGROUP 04/20/04 CURB EXECUTIVE COMP S AGAINST FOR
C 172967101 CITIGROUP 04/20/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
C 172967101 CITIGROUP 04/20/04 DISCONT RIGHTS OPTIONS TOP 5 S AGAINST FOR
C 172967101 CITIGROUP 04/20/04 CHAIRMAN NO MGMT DUTIES S AGAINST FOR
MDH 58405U102 MEDCO HEALTH 04/21/04 DIRECTORS M FOR FOR
MDH 58405U102 MEDCO HEALTH 04/21/04 AUDITORS M FOR FOR
KO 19126100 COCA COLA 04/21/04 DIRECTORS M FOR FOR
KO 19126100 COCA COLA 04/21/04 AUDITORS M FOR FOR
KO 19126100 COCA COLA 04/21/04 HIV/AIDS PANDEMIC S FOR FOR
KO 19126100 COCA COLA 04/21/04 OPTION GLASS CEILING S AGAINST FOR
KO 19126100 COCA COLA 04/21/04 EXECUTIVE COMPENSATION S AGAINST FOR
KO 19126100 COCA COLA 04/21/04 RESTRICTED STOCK S AGAINST FOR
KO 19126100 COCA COLA 04/21/04 EXECUTIVE PARTICPATIO S AGAINST FOR
KO 19126100 COCA COLA 04/21/04 CHINA BUSINESS PRINCIPALS S AGAINST FOR
KO 19126100 COCA COLA 04/21/04 SEPARATE CHAIRMA AND CEO S AGAINST FOR
JNJ 478160104 JOHNSON & JOHNSON 04/22/04 FIRECTORS M FOR FOR
JNJ 478160104 JOHNSON & JOHNSON 04/22/04 AUDITORS M FOR FOR
JNJ 478160104 JOHNSON & JOHNSON 04/22/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR
WYE 983024100 WYETH 04/22/04 DIRECTORS M FOR FOR
WYE 983024100 WYETH 04/22/04 AUDITORS M FOR FOR
WYE 983024100 WYETH 04/22/04 AFFORD PERSCRIPTION DRUDS S AGAINST FOR
WYE 983024100 WYETH 04/22/04 ANIMAL TESTING S AGAINST FOR
MER 590188108 MERRILL LYNCH 04/23/04 DIRECTORS M FOR FOR
MER 590188108 MERRILL LYNCH 04/23/04 AUDITORS M FOR FOR
MER 590188108 MERRILL LYNCH 04/23/04 CUMMULATIVE VOTING S AGAINST FOR
MER 590188108 MERRILL LYNCH 04/23/04 SEPARATE CHAIRMAN AND CEO S AGAINST FOR
D 2576U109 DOMINION RESOURCES 04/23/04 DIRECTORS M FOR FOR
D 2576U109 DOMINION RESOURCES 04/23/04 AUDITORS M FOR FOR
D 2576U109 DOMINION RESOURCES 04/23/04 COMPENSATION S AGAINST FOR
HON 438516106 HONEYWELL 04/26/04 DIRECTORS M FOR FOR
HON 438516106 HONEYWELL 04/26/04 AUDITORS M FOR FOR
HON 438516106 HONEYWELL 04/26/04 ELECTION OF DIRECTORS S AGAINST FOR
HON 438516106 HONEYWELL 04/26/04 SHAREOWNER VOTING S AGAINST FOR
HON 438516106 HONEYWELL 04/26/04 GOLDEN PARACHUTES S AGAINST FOR
HON 438516106 HONEYWELL 04/26/04 PAY DISPARITY S AGAINST FOR
HON 438516106 HONEYWELL 04.26.04 CUMMULATIVE VOTING S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 DIRECTORS M FOR FOR
PFE 717081103 PFIZER 04/22/04 AUDITORS M FOR FOR
PFE 717081103 PFIZER 04/22/04 2004 STOCK PLSN M FOR FOR
PFE 717081103 PFIZER 04/22/04 HIV/AIDS S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 PLITICAL CONTRIBUTIONS S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 SUPPORT POLITICAL ENTITIES S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 TERM LIMITS DIRECTORS S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 ACCESS TO PRODUCTS S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 STOCK OPTIONS S AGAINST FOR
PFE 717081103 PFIZER 04/22/04 IN VITRO TESTING S AGAINST FOR
AXP 025816109 AMERICAN EXPRRESS 04/26/04 DIRECTORS M FOR FOR
AXP 025816109 AMERICAN EXPRRESS 04/26/04 AUDITORS M FOR FOR
AXP 025816109 AMERICAN EXPRRESS 04/26/04 TERM LIMITS DIRECTORS S AGAINST FOR
AXP 025816109 AMERICAN EXPRRESS 04/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
BLS 079860102 BELLSOUTH 04/26/04 DIRECTORS M FOR FOR
BLS 079860102 BELLSOUTH 04/26/04 AUDITORS M FOR FOR
BLS 079860102 BELLSOUTH 04/26/04 ANNUAL ELECTION OIF DIRECTORS M FOR FOR
BLS 079860102 BELLSOUTH 04/26/04 STOCK & INCENTIVE COMP M FOR FOR
BLS 079860102 BELLSOUTH 04/26/04 EXECUTIVE COMPENSATION S AGAINST FOR
BLS 079860102 BELLSOUTH 04/26/04 CEO COMPENSATION S AGAINST FOR
BLS 079860102 BELLSOUTH 04/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
SGP 806605101 SCHERING PLOUGH 04/27/04 DIRECTORS M FOR FOR
SGP 806605101 SCHERING PLOUGH 04/27/04 AUDITORS M FOR FOR
SGP 806605101 SCHERING PLOUGH 04/27/04 TEAM INCENTIVE PLAN M FOR FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 DIRECTORS M FOR FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 AUDIORS M FOR FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 AUDITORS CONSULTING M FOR FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 LONG TERM INCENTIVE M FOR FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 CUMMULATIVE VOTING S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 PENSION & RETIREMENT S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXPENSE STOCK OPTIONS S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 DISCLOSE EXEC COMPENSATION S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27004 CHINA BUSINESS PRINCIPALS S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
IBM 459200101 INTRENATIONAL BUSINESS MAC04/27/04 EXEC COMPENSATION POLICIES S AGAINST FOR
MRK 589331107 MERCK 04/27/04 DIRECTORS M For FOR
MRK 589331107 MERCK 04/27/04 AUDITORS M FOR FOR
MRK 589331107 MERCK 04/27/04 DECLASSIFY BOARD M FOR FOR
MRK 589331107 MERCK 04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR
MRK 589331107 MERCK 04/27/04 PRESCRIPTION DRUG PATIENTS S AGAINST FOR
MRK 589331107 MERCK 04/27/04 SOCIAL PERFORMANCE S AGAINST FOR
MRK 589331107 MERCK 04/27/04 RESOURCES FOR POLITICAL PUR S AGAINST FOR
MRK 589331107 MERCK 04/27/04 HIV/AIDS S AGAINST FOR
WFC 589331107 MERCK 04/27/04 DIRECTORS M FOR FOR
WFC 949746101 WELLS FARGO 04/27/04 401K PLAN M FOR FOR
WFC 949746101 WELLS FARGO 04/27/04 AUDITORS M FOR FOR
WFC 949746101 WELLS FARGO 04/27/04 EXPENSE STOCK OPTIONS S AGAINST FOR
WFC 949746101 WELLS FARGO 04/27/04 RESTRICTED STOCK S AGAINST FOR
WFC 949746101 WELLS FARGO 04/27/04 EXECUTIVE COMPENSATION S AGAINST FOR
WFC 949746101 WELLS FARGO 04/27/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 DIRECTORS M FOR FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 AUDITORS M FOR FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 STOCKHOLDER RIGHTS M FOR FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 LONG TERM INCENTIVE M FOR FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 HIV/AIDS S AGAINST FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 POLITICAL DISCLOSURE S AGAINST FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 DURECTOR ELECTION THRESHOLD S AGAINST FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 ECUADOR S AGAINST FOR
CVX 166764100 CHEVRON/TEXACO 04/28/04 RENEWABLE ENERGY S AGAINST FOR
BA 097023105 BOEING 05/03/04 DIRECTORS M FOR FOR
BA 097023105 BOEING 05/03/04 ELIMINATE SUPERMAJORITY M FOR FOR
BA 097023105 BOEING 05/03/04 AUDITORS M FOR FOR
BA 097023105 BOEING 05/03/04 MILITARY CONTRACTS S AGAINST FOR
BA 097023105 BOEING 05/03/04 HUMAN RIGHTS S AGAINST FOR
BA 097023105 BOEING 05/03/04 DECLASSIFY BOARD S AGAINST FOR
BA 097023105 BOEING 05/03/04 SIMPLE MAJORITY S AGAINST FOR
BA 097023105 BOEING 05/03/04 SEVERANCE AGREEMENTS S AGAINST FOR
BA 097023105 BOEING 05/03/04 STOCK POLICY S AGAINST FOR
BA 097023105 BOEING 05/03/04 CHOICE OF PENSION PLANS S AGAINST FOR
BMY 110122108 BRISTOL MYERS 05/04/04 DIRECTORS M FOR FOR
BMY 110122108 BRISTOL MYERS 05/04/04 AUDITORS M FOR FOR
BMY 110122108 BRISTOL MYERS 05/04/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
BMY 110122108 BRISTOL MYERS 04/04/04 PROHIBIT POLITICAL CONTRBUT S AGAINST FOR
BMY 110122108 BRISTOL MYERS 05/04/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR
BMY 110122108 BRISTOL MYERS 05/04/04 HIV/AIDS S AGAINST FOR
BMY 110122108 BRISTOL MYERS 05/04/04 DIRECTOR VOTE THRESHOLD S AGAINST FOR
PEP 713448108 PEPSICO 05/05/04 DIRECTORS M FOR FOR
PEP 713448108 PEPSICO 05/05/04 AUDITORS M FOR FOR
PEP 713448108 PEPSICO 05/05/04 EXECUTIVE COMPENSATION M FOR FOR
PEP 713448108 PEPSICO 05/05/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
PEP 713448108 PEPSICO 05/05/04 HIV/AIDS S AGAINST FOR
IP 460146103 INTERNATIONAL PAPER 05/11/04 DIEECTORS M FOR FOR
IP 460146103 INTERNATIONAL PAPER 05/11/04 AUDITORS M FOR FOR
IP 460146103 INTERNATIONAL PAPER 05/11/04 LONG TERM INCENTIVE M FOR FOR
IP 460146103 INTERNATIONAL PAPER 05/11/04 PERFORMANCE GOALS M FOR FOR
IP 460146103 INTERNATIONAL PAPER 05/11/04 EXECUTIVE COMPENSATION S FOR Against
EK 277461109 EASTMAN KODAK 05/12/04 DIRECTORS M FOR FOR
EK 277461109 EASTMAN KODAK 05/12/04 AUDITORS M FOR FOR
EK 277461109 EASTMAN KODAK 05/12/04 PERFORMANCE GOALS M FOR FOR
EK 277461109 EASTMAN KODAK 05/12/04 CHEMICALS POLICY S AGAINST FOR
EK 277461109 EASTMAN KODAK 05/12/04 COMPENSATION OF EXECUTIVES S AGAINST FOR
AMGN 031162100 AMGEN 05/13/04 DIRECTORS M FOR FOR
AMGN 031162100 AMGEN 05/13/04 AUDITORS M FOR FOR
AMGN 031162100 AMGEN 05/13/04 EEO-1 REPORT S AGAINST FOR
AMGN 031162100 AMGEN 05/13/04 EXPENSE STOCK OPTIONS S AGAINST FOR
DUK 264399106 DUKE POWER 05/13/04 DIRECTORS M FOR FOR
DUK 264399106 DUKE POWER 05/13/04 AUDITORS M FOR FOR
DUK 264399106 DUKE POWER 05/13/04 DECLASSIFY BOARD S AGAINST FOR
DOW 260543103 DOW CHEMICAL 05/13/04 DIRECTORS M FOR FOR
DOW 260543103 DOW CHEMICAL 05/13/04 AUDITORS M FOR FOR
DOW 260543103 DOW CHEMICAL 05/13/04 ANNUAL ELECTION OF DIRECTORS M FOR FOR
DOW 260543103 DOW CHEMICAL 05/13/04 BHOPAL S AGAINST FOR
F 345370860 FORD MOTOR 05/13/04 DIRECTORS M FOR FOR
F 345370860 FORD MOTOR 05/13/04 AUDITORS M FOR FOR
F 345370860 FORD MOTOR 05/13/04 DISCLOSURE OF COMPENSATION S AGAINST FOR
F 345370860 FORD MOTOR 05/13/04 EVALUATE CONFLICTS S AGAINST FOR
F 345370860 FORD MOTOR 05/13/04 COMPENSATION FOR NAMED EXEC S AGAINST FOR
F 345370860 FORD MOTOR 05/13/04 EMPLOYEES AS DIRECTORS S AGAINST FOR
F 345370860 FORD MOTOR 05/13/04 GREENHOUSE GASES S AGAINST FOR
SCH 808513105 CHARLES SCHWAB 05/17/04 DIRECTORS M FOR FOR
SCH 808513105 CHARLES SCHWAB 05/17/04 STOCK INCENTIVE M FOR FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 DIRECTORS M FOR FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 MERGER M FOR FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 AUDITORS M FOR FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 EXECUTIVE COMPNESATION S AGAINST FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 DISCONTINUE EXEC COMP S AGAINST FOR
AWE 00209A106 AT&T WIRELESS 05/19/04 DIRECTOR ELECTIONS S AGAINST FOR
T 001957506 AT&T 05/19/04 DIRECTORS M FOR FOR
T 001957506 AT&T 05/19/04 AUDITORS M FOR FOR
T 001957506 AT&T 05/19/04 LONG TERM INCENTIVE M FOR FOR
T 001957506 AT&T 05/19/04 TERM LIMITS S AGAINST FOR
T 001957506 AT&T 05/19/04 POISON PILL S AGAINST FOR
T 001957506 AT&T 05/19/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR
T 001957567 AT&T 05/19/04 EXECUTIVE COMPENSATION S AGAINST FOR
INTC 458140100 INTEL 05/19/04 DIRECTOR M FOR FOR
INTC 458140100 INTEL 05/19/04 AUDITORS M FOR FOR
INTC 458140100 INTEL 05/19/04 EQUITY INCENTIVE M FOR FOR
INTC 458140100 INTEL 05/19/04 EXPENSE OPTIONS S AGAINST FOR
INTC 458140100 INTEL 05/19/04 PERFORMANCE VESTING S AGAINST FOR
INTC 458140100 INTEL 05/19/04 PERFORMANCE BASED OPTIONS S AGAINST FOR
FDC 319963104 FIRST DATA 05/19/04 DIRECTORS M FOR FOR
FDC 319963104 FIRST DATA 05/19/04 AUDITORS M FOR FOR
TGT 87612E106 TARGET 05/19/04 DIRECTORS M FOR FOR
TGT 87612E106 TARGET 05/19/04 AUDITORS M FOR FOR
TGT 87612E106 TARGET 05/19/04 LONG TERM INCENTIVE M FOR FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 DIRECTORS M FOR FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 CEO ANNUAL COMP M FOR FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 DIRECTOR STOCK PLSN M FOR FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 AUDITORS M FOR FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 EXECUTIVE COMP S AGAINST FOR
AIG 026874107 AMERICAN INTERNATIONAL GROUP
05/19/04 INVEST IN TOBACCO S AGAINST FOR
MCD 580135101 MCDONALDS 05/20/04 DIRECTORS M FOR FOR
MCD 580135101 MCDONALDS 05/20/04 AUDITORS M FOR FOR
MCD 580135101 MCDONALDS 05/20/04 STOCK OWNERSHIP M FOR FOR
MCD 580135101 MCDONALDS 05/20/04 2004 INCENTIVE STOCK PLAN M FOR FOR
G 375766102 GILLETTE 05/20/04 DIRECTORS M FOR FOR
G 375766102 GILLETTE 05/20/04 AUDITORS M FOR FOR
G 375766102 GILLETTE 05/20/04 LONG TERM INCENTIVE M FOR FOR
G 375766102 GILLETTE 05/20/04 DECLASSIFY BOARD S AGAINST FOR
G 375766102 GILLETTE 05/20/04 LIMIT SERVICES OF PROVIDER S AGAINST FOR
G 375766102 GILLETTE 05/20/04 EXPENSE STOCK OPTIONS S AGAINST FOR
ONE 06423A103 BANK ONE 05/25/04 DIRECTORS M FOR FOR
ONE 06423A104 BANK ONE 05/25/04 MERGER M FOR FOR
ONE 06423A105 BANK ONE 05/25/04 AUDITORS M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 DIRECTORS M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 MERGER M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 AUDITORS M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 KEY EXEC PERFORMANCE M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 ADJOURNMENT M FOR FOR
JPM 46625H100 J P MORGAN 05/25/04 DIRECTOR TERM LIMIT S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 SEPARATE CHAIRMAN & CEO S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 DERIVATIVE DISCLOSURE S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 AUDITOR INDEPENDENCE S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 DIRECTOR COMPENSATION S AGAINST FOR
JPM 46625H100 J P MORGAN 05/25/04 OAT DISPARITY S AGAINST FOR
CMCSA 20030N101 COMCAST 05/26/04 DIRECTORS M FOR FOR
CMCSA 20030N101 COMCAST 05/26/04 AUDITORS M FOR FOR
CMCSA 20030N101 COMCAST 05/26/04 RESTRICTED STOCK M FOR FOR
CMCSA 20030N101 COMCAST 05/26/04 AMNED ARTICLES OF INC. M FOR FOR
CMCSA 20030N101 COMCAST 05/26/04 TW THIRDS INDEPENDENT DURECT S AGAINST FOR
CMCSA 20030N101 COMCAST 05/26/04 POLITICAL CONTRIBUTIONS S AGAINST FOR
CMCSA 20030N101 COMCAST 05/26/04 NOMINATE 2 DIRECTORS S AGAINST FOR
CMCSA 20030N101 COMCAST 05/26/04 COMPENSATION OF EXECS S FOR Against
CMCSA 20030N101 COMCAST 05/26/04 RECAPITA;IZATION PLAN S AGAINST FOR
BAC 060505104 BANK OF AMERICA 05/26/04 DIRECTORS M FOR FOR
BAC 060505104 BANK OF AMERICA 05/26/04 AUDITORS M FOR FOR
BAC 060505104 BANK OF AMERICA 05/26/04 MEETING DATE S AGAINST FOR
BAC 060505104 BANK OF AMERICA 05/26/04 NOMINATION OF DIRECTORS S AGAINST FOR
BAC 060505104 BANK OF AMERICA 05/26/04 CHARITABLE CONTRIBUTIONS S AGAINST FOR
BAC 060505104 BANK OF AMERICA 05/26/04 MUTAL FUND TRADING POLICIES S AGAINST FOR
BAC 060505104 BANK OF AMERICA 05/26/04 PRIVACY & INFO SECURITY S AGAINST FOR
SO 842587107 SOUTHERN 05/26/04 DIRECTORS M FOR FOR
SO 842587107 SOUTHERN 05/26/04 AUDITORS M FOR FOR
SO 842587107 SOUTHERN 05/26/04 OUTSIDE DIRECTOR M FOR FOR
HD 437076102 HOME DEPOT 05/27/04 DIRECTORS M FOR For
HD 437076102 HOME DEPOT 05/27/04 AUDITORS M FOR For
HD 437076102 HOME DEPOT 05/27/04 DIRECTOR TERM LIMITS S AGAINST For
HD 437076102 HOME DEPOT 05/27/04 POISON PILL S AGAINST For
HD 437076102 HOME DEPOT 05/27/04 PERFROMANCE GOALS S AGAINST For
HD 437076102 HOME DEPOT 05/27/04 HUMAN RIGHTS S AGAINST For
HD 437076102 HOME DEPOT 05/27/04 SEVERANCE AGREEMENTS S AGAINST For
HD 437076102 HOME DEPOT 05/27/04 VOTING FOR DIRECTORS S AGAINST For
30231G102 EXXON MOBIL 05/28/04 DIRECTORS M FOR For
XOM 30231G102 EXXON MOBIL 05/28/04 AUDITORS M FOR For
XOM 30231G102 EXXON MOBIL 05/28/04 INCENTIVE PLAN M FOR For
XOM 30231G102 EXXON MOBIL 05/28/04 POLITICAL NONPARTISANSHIP S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 AUDITOR SERVICES S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 ADDITIONAL BOARD MEMBERS S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 NON-EMP DIRECTOR COMP S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 POISON PILL S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 CHAIRMAN & CEO S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 HEALTH IN AFRICA S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 INVESTMENT REPORT S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 HUMAN RIGHTS S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 EEO POLICY S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 CLIMATE CHANGE S AGAINST For
XOM 30231G102 EXXON MOBIL 05/28/04 RENEWABLE ENERGY S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 DIRECTORS M FOR For
GM 370442105 GENERAL MOTORS 06/02/04 AUDITORS M FOR For
GM 370442105 GENERAL MOTORS 06/02/04 RENEWING STOCK OPTIONS S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 ELIMINATE OPTIONS S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 SEPARATE CEO & CHAIRMAN S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 INDEPENDENT DIRECTORS S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 GREENHOUSE S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 GOLDEN PARACHUTES S AGAINST For
GM 370442105 GENERAL MOTORS 06/02/04 RETAIN STOCK S AGAINST For
WMT 931142103 WALMART 06/04/04 DIRECTORS M FOR For
WMT 931142103 WALMART 06/04/04 ASDA COLLEAGUE SHARE M FOR For
WMT 931142103 WALMART 06/04/04 ASDA SHARESAVE M FOR For
WMT 931142103 WALMART 06/04/04 ASSOCIATE STOCK PURCHASE M FOR For
WMT 931142103 WALMART 06/04/04 AUDITORS M FOR For
WMT 931142103 WALMART 06/04/04 INDEPENDENT CHAIRMAN S AGAINST For
WMT 931142103 WALMART 06/04/04 SUSTAINABILITY REPORT S AGAINST For
WMT 931142103 WALMART 06/04/04 EQUITY COMPENSATION S AGAINST For
WMT 931142103 WALMART 06/04/04 GENETICALL ENGINEERED FOOD S AGAINST For
WMT 931142103 WALMART 06/04/04 EQUAL EMPLOYMENT S AGAINST For
WMT 931142103 WALMART 06/04/04 OFICER DEFERRED COMPENSATION S AGAINST For
IMS CAPITAL VALUE FUND
PROXY VOTING HISTORY
===============================================================================
A.G. EDWARDS, INC.
Ticker: AGE Security ID: 281760108
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bagby For For Management
1.2 Elect Director Dr. E. Eugene Carter For For Management
1.3 Elect Director Peter B. Madoff For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMDOCS
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2004 Meeting Type: ANNUAL
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR Management
2 APPROVAL OF CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR FISCAL YEAR 2003
3 APPROVAL OF AMENDMENT TO 1998 STOCK FOR FOR Management
OPTION AND INCENTIVE PLAN
4 RATIFICATION AND APPROVAL OF ERNST AND FOR FOR Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION
- --------------------------------------------------------------------------------
AMDOCS
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2004 Meeting Type: ANNUAL
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR Management
2 APPROVAL OF CONSOLIDATED FINANCIAL FOR FOR Management
STATEMENTS FOR FISCAL YEAR 2003
3 APPROVAL OF AMENDMENT TO 1998 STOCK FOR FOR Management
OPTION AND INCENTIVE PLAN
4 RATIFICATION AND APPROVAL OF ERNST AND FOR FOR Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION
- --------------------------------------------------------------------------------
AMERADA HESS CORP.
Ticker: AHC Security ID: 023551104
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas F. Brady For Withhold Management
1.2 Elect Director J. Barclay Collins II For For Management
1.3 Elect Director Thomas H. Kean For For Management
1.4 Elect Director Frank A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Establish Other Board Committee Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN POWER CONVERSION CORP.
Ticker: APCC Security ID: 029066107
Meeting Date: JUN 10, 2004 Meeting Type: Annual
Record Date: APR 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Rodger B. Dowdell, Jr. For Withhold Management
2.2 Elect Director Emanuel E. Landsman For Withhold Management
2.3 Elect Director Neil E. Rasmussen For Withhold Management
2.4 Elect Director Ervin F. Lyon For Withhold Management
2.5 Elect Director James D. Gerson For For Management
2.6 Elect Director John G. Kassakian For For Management
2.7 Elect Director John F. Keane, Sr. For For Management
2.8 Elect Director Ellen B. Richstone For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Ryan For For Management
1.2 Elect Director Edgar D. Jannotta For Withhold Management
1.3 Elect Director Jan Kalff For Withhold Management
1.4 Elect Director Lester B. Knight For For Management
1.5 Elect Director J. Michael Losh For For Management
1.6 Elect Director R. Eden Martin For For Management
1.7 Elect Director Andrew J. McKenna For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director John W. Rogers, Jr. For For Management
1.12 Elect Director Gloria Santona For For Management
1.13 Elect Director Carolyn Y. Woo For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
APRIA HEALTHCARE GROUP, INC.
Ticker: AHG Security ID: 037933108
Meeting Date: APR 21, 2004 Meeting Type: Annual
Record Date: MAR 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director I.T. Corley For For Management
1.3 Elect Director David L. Goldsmith For For Management
1.4 Elect Director Lawrence M. Higby For For Management
1.5 Elect Director Richard H. Koppes For For Management
1.6 Elect Director Philip R. Lochner, Jr. For For Management
1.7 Elect Director Jeri L. Lose For For Management
1.8 Elect Director Beverly Benedict Thomas For For Management
1.9 Elect Director Ralph V. Whitworth For For Management
- --------------------------------------------------------------------------------
BAUSCH & LOMB INC.
Ticker: BOL Security ID: 071707103
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Kenneth L. Wolfe For For Management
1.4 Elect Director Ronald L. Zarrella For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CENDANT CORPORATION
Ticker: CD Security ID: 151313103
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director The Right Honourable For For Management
Brian Mulroney
1.2 Elect Director Ronald L. Nelson For For Management
1.3 Elect Director Robert W. Pittman For For Management
1.4 Elect Director Myra J. Biblowit For For Management
1.5 Elect Director Sheli Z. Rosenberg For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Boles, Jr. For Did Not Management
Vote
1.2 Elect Director W. Bruce Hanks For Did Not Management
Vote
1.3 Elect Director C.G. Melville, Jr. For Did Not Management
Vote
1.4 Elect Director Glen F. Post, III For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director C. Michael Armstrong For For Management
1.3 Elect Director Kenneth J. Bacon For For Management
1.4 Elect Director Sheldon M. Bonovitz For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph L. Castle, II For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Dr. Judith Rodin For For Management
1.11 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Articles/Bylaws/Charter-Non-Routine For For Management
5 Require Two-Thirds Majority of Against For Shareholder
Independent Directors on Board
6 Political Contributions/Activities Against Against Shareholder
7 Nominate Two Directors for every open Against Against Shareholder
Directorships
8 Limit Executive Compensation Against Against Shareholder
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
CONVERGYS CORP.
Ticker: CVG Security ID: 212485106
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Roger L. Howe For For Management
1.3 Elect Director Philip A. Odeen For For Management
1.4 Elect Director James M. Zimmerman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
Ticker: CYT Security ID: 232820100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris A. Davis For For Management
1.2 Elect Director William P. Powell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E*TRADE GROUP, INC.
Ticker: ET Security ID: 269246104
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Fisher For For Management
1.2 Elect Director George A. Hayter For For Management
1.3 Elect Director Donna L. Weaver For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 337162101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Blattberg For For Management
1.2 Elect Director J. Kenneth Glass For For Management
1.3 Elect Director Michael D. Rose For For Management
1.4 Elect Director Luke Yancy III For Withhold Management
1.5 Elect Director Mary F. Sammons For For Management
2 Change Company Name For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENTIVA HEALTH SERVICES, INC.
Ticker: GTIV Security ID: 37247A102
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor F. Ganzi For Did Not Management
Vote
1.2 Elect Director Josh S. Weston For Did Not Management
Vote
1.3 Elect Director Gail R. Wilensky For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
GREAT PLAINS ENERGY, INC.
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bodde For Did Not Management
Vote
1.2 Elect Director Michael J. Chesser For Did Not Management
Vote
1.3 Elect Director William H. Downey For Did Not Management
Vote
1.4 Elect Director Mark A. Ernst For Did Not Management
Vote
1.5 Elect Director Randall C. Ferguson, Jr. For Did Not Management
Vote
1.6 Elect Director William K. Hall For Did Not Management
Vote
1.7 Elect Director Luis A. Jimenez For Did Not Management
Vote
1.8 Elect Director James A. Mitchell For Did Not Management
Vote
1.9 Elect Director William C. Nelson For Did Not Management
Vote
1.10 Elect Director Linda H. Talbott For Did Not Management
Vote
1.11 Elect Director Robert H. West For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M. Bergman For For Management
1.2 Elect Director Gerald A. Benjamin For For Management
1.3 Elect Director James P. Breslawski For For Management
1.4 Elect Director Mark E. Mlotek For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Barry J. Alperin For For Management
1.7 Elect Director Pamela Joseph For Withhold Management
1.8 Elect Director Donald J. Kabat For For Management
1.9 Elect Director Marvin H. Schein For For Management
1.10 Elect Director Irving Shafran For For Management
1.11 Elect Director Philip A. Laskawy For For Management
1.12 Elect Director Norman S. Matthews For For Management
1.13 Elect Director Louis W. Sullivan For For Management
1.14 Elect Director Margaret A. Hamburg For For Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Omnibus Stock For For Management
Plan
4 Approve Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones For For Management
1.2 Elect Director David A. Jones, Jr. For For Management
1.3 Elect Director Frank A. D'Amelio For For Management
1.4 Elect Director Michael E. Gellert For For Management
1.5 Elect Director John R. Hall For For Management
1.6 Elect Director Kurt J. Hilzinger For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director W. Ann Reynolds, Ph.D. For For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Avery For For Management
1.2 Elect Director Jon A. Boscia For For Management
1.3 Elect Director Eric G. Johnson For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Approve Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: LTR Security ID: 540424108
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Bower For For Management
1.2 Elect Director John Brademas For For Management
1.3 Elect Director Charles M. Diker For For Management
1.4 Elect Director Paul J. Fribourg For For Management
1.5 Elect Director Philip A. Laskawy For For Management
1.6 Elect Director Gloria R. Scott For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director James S. Tisch For For Management
1.9 Elect Director Jonathan M. Tisch For For Management
1.10 Elect Director Preston R. Tisch For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Support Legislation and Make Public Against For Shareholder
Statements on Environmental Tobacco Smoke
5 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilfred J. Corrigan For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Malcolm R. Currie For For Management
1.4 Elect Director T.Z. Chu For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Matthew J. O'Rourke For For Management
1.7 Elect Director Gregorio Reyes For For Management
1.8 Elect Director Larry W. Sonsini For For Management
2 Amend Employee Stock Purchase Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANOR CARE, INC.
Ticker: HCR Security ID: 564055101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virgis W. Colbert For Withhold Management
1.2 Elect Director William H. Longfield For For Management
1.3 Elect Director Paul A. Ormond For For Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For Against Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
MARVEL ENTERPRISES, INC.
Ticker: MVL Security ID: 57383M108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morton E. Handel For For Management
1.2 Elect Director F. Peter Cuneo For For Management
1.3 Elect Director Isaac Perlmutter For For Management
2 Amend Articles/Bylaws/Charter-Non-Routine For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONWIDE FINANCIAL SERVICES, INC.
Ticker: NFS Security ID: 638612101
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Brocksmith, Jr. For Did Not Management
Vote
1.2 Elect Director Keith W. Eckel For Did Not Management
Vote
1.3 Elect Director James F. Patterson For Did Not Management
Vote
1.4 Elect Director Gerald D. Prothro For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Approve Outside Director Stock For Did Not Management
Awards/Options in Lieu of Cash Vote
- --------------------------------------------------------------------------------
OFFICEMAX
Ticker: OMX Security ID: 67622M108
Meeting Date: DEC 9, 2003 Meeting Type: SPECIAL
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JULY 13,
2003, AMOUNG BOISE CASCADE COPR, CHALLIS
CORPORATION AND OFFICEMAX, INC., AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS
- --------------------------------------------------------------------------------
OFFICEMAX
Ticker: OMX Security ID: 67622M108
Meeting Date: DEC 9, 2003 Meeting Type: SPECIAL
Record Date: NOV 3, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE AND ADOPT THE AGREEMENT AND FOR FOR Management
PLAN OF MERGER, DATED AS OF JULY 13,
2003, AMOUNG BOISE CASCADE COPR, CHALLIS
CORPORATION AND OFFICEMAX, INC., AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS
- --------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC.
Ticker: PHS Security ID: 695112102
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida Alvarez For For Management
1.2 Elect Director Bradley C. Call For For Management
1.3 Elect Director Terry O. Hartshorn For Withhold Management
1.4 Elect Director Dominic Ng For For Management
1.5 Elect Director Howard G. Phanstiel For For Management
1.6 Elect Director Warren E. Pinckert Ii For For Management
1.7 Elect Director David A. Reed For For Management
1.8 Elect Director Charles R. Rinehart For For Management
1.9 Elect Director Linda Rosenstock For For Management
1.10 Elect Director Lloyd E. Ross For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
Ticker: PAS Security ID: 71343P200
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda C. Barnes For For Management
1.2 Elect Director Herbert M. Baum For For Management
1.3 Elect Director Richard G. Cline For For Management
1.4 Elect Director Pierre S. Du Pont For For Management
1.5 Elect Director Archie R. Dykes For For Management
1.6 Elect Director Jarobin Gilbert, Jr. For For Management
1.7 Elect Director Matthew M. Mckenna For For Management
1.8 Elect Director Lionel L. Nowell, III For For Management
1.9 Elect Director Robert C. Pohlad For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Limit Awards to Executives Against For Shareholder
5 Report on Recycling Policy Against Against Shareholder
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. O'Connor For For Management
1.2 Elect Director Harris W. Hudson For For Management
1.3 Elect Director John W. Croghan For For Management
1.4 Elect Director W. Lee Nutter For For Management
1.5 Elect Director Ramon A. Rodriguez For For Management
1.6 Elect Director Allan C. Sorensen For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
RITE AID CORP.
Ticker: RAD Security ID: 767754104
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAY 3, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary F. Sammons For For Management
1.2 Elect Director George G. Golleher For For Management
2 Approve Omnibus Stock Plan For For Management
3 Prepare Diversity Report Against Against Shareholder
- --------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SRV Security ID: 817565104
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter III For For Management
1.2 Elect Director S. Malcolm Gillis For For Management
1.3 Elect Director B.D. Hunter For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director John W. Mecom, Jr. For For Management
1.6 Elect Director Thomas L. Ryan For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC.
Ticker: SDS Security ID: 867363103
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Bentley For Withhold Management
1.2 Elect Director Michael C. Brooks For For Management
1.3 Elect Director Cristobal Conde For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Henry C. Duques For For Management
1.6 Elect Director Albert A. Eisenstat For For Management
1.7 Elect Director Bernard Goldstein For For Management
1.8 Elect Director Janet Brutschea Haugen For For Management
1.9 Elect Director James L. Mann For For Management
1.10 Elect Director Malcolm I. Ruddock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2004 Meeting Type: Annual
Record Date: FEB 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director D. William J. Garrett For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director James S. Riepe For For Management
1.7 Elect Director George A. Roche For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Dr. Alfred Sommer For For Management
1.10 Elect Director Dwight S. Taylor For For Management
1.11 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
THE DIAL CORPORATION
Ticker: DL Security ID: 25247D101
Meeting Date: MAR 24, 2004 Meeting Type: SPECIAL
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 14, 2003, BY
AND AMONG HENKEL KGAA, HENKEL MERGER
CORPORATION AND THE DIAL CORPORATION
2 IN THEIR DISCRETION, THE NAMED PROXIES FOR FOR Management
ARE AUTHORIZED TO VOTE ON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR
CONTINUATIONS THEREOF
- --------------------------------------------------------------------------------
THE DIAL CORPORATION
Ticker: DL Security ID: 25247D101
Meeting Date: MAR 24, 2004 Meeting Type: SPECIAL
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF THE AGREEMENT AND PLAN OF FOR FOR Management
MERGER, DATED AS OF DECEMBER 14, 2003, BY
AND AMONG HENKEL KGAA, HENKEL MERGER
CORPORATION AND THE DIAL CORPORATION
2 IN THEIR DISCRETION, THE NAMED PROXIES FOR FOR Management
ARE AUTHORIZED TO VOTE ON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
SPECIAL MEETING, INCLUDING ANY
ADJOURNMENTS, POSTPONEMENTS OR
CONTINUATIONS THEREOF
- --------------------------------------------------------------------------------
TYSON FOODS INC
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: ANNUAL
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DON TYSON FOR WITHHOLD Management
1.2 ELECT DIRECTOR JOHN TYSON FOR WITHHOLD Management
1.3 ELECT DIRECTOR LELAND E. TOLLETT FOR WITHHOLD Management
1.4 ELECT DIRECTOR BARBARA A. TYSON FOR WITHHOLD Management
1.5 ELECT DIRECTOR LLOYD V. HACKLEY FOR FOR Management
1.6 ELECT DIRECTOR JIM KEVER FOR FOR Management
1.7 ELECT DIRECTOR DAVID A. JONES FOR FOR Management
1.8 ELECT DIRECTOR RICHARD L. BOND FOR WITHHOLD Management
1.9 ELECT DIRECTOR JO ANN R. SMITH FOR FOR Management
2 AMEND OMNIBUS STOCK PLAN FOR FOR Management
3 APPROVE EMPLOYEE STOCK PURCHASE PLAN FOR AGAINST Management
4 RATIFY AUDITORS FOR FOR Management
5 REMOVE SUPERVOTING RIGHTS FOR CLASS B AGAINST FOR Shareholder
COMMON STOCK
6 SEPARATE CHAIRMAN AND CEO POSITIONS AGAINST FOR Shareholder
- --------------------------------------------------------------------------------
TYSON FOODS INC
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2004 Meeting Type: ANNUAL
Record Date: DEC 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR DON TYSON FOR WITHHOLD Management
1.2 ELECT DIRECTOR JOHN TYSON FOR WITHHOLD Management
1.3 ELECT DIRECTOR LELAND E. TOLLETT FOR WITHHOLD Management
1.4 ELECT DIRECTOR BARBARA A. TYSON FOR WITHHOLD Management
1.5 ELECT DIRECTOR LLOYD V. HACKLEY FOR FOR Management
1.6 ELECT DIRECTOR JIM KEVER FOR FOR Management
1.7 ELECT DIRECTOR DAVID A. JONES FOR FOR Management
1.8 ELECT DIRECTOR RICHARD L. BOND FOR WITHHOLD Management
1.9 ELECT DIRECTOR JO ANN R. SMITH FOR FOR Management
2 AMEND OMNIBUS STOCK PLAN FOR FOR Management
3 APPROVE EMPLOYEE STOCK PURCHASE PLAN FOR AGAINST Management
4 RATIFY AUDITORS FOR FOR Management
5 REMOVE SUPERVOTING RIGHTS FOR CLASS B AGAINST FOR Shareholder
COMMON STOCK
6 SEPARATE CHAIRMAN AND CEO POSITIONS AGAINST FOR Shareholder
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Duques For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Theodore E. Martin For For Management
1.4 Elect Director Lawrence A. Weinbach For For Management
- --------------------------------------------------------------------------------
UTSTARCOM, INC.
Ticker: UTSI Security ID: 918076100
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Toy For For Management
1.2 Elect Director Ying Wu For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERISIGN INC
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Gregory L. Reyes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 17, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen Chao, Ph.D. For For Management
1.2 Elect Director Michel J. Feldman For For Management
1.3 Elect Director Fred G. Weiss For For Management
2 Ratify Auditors For For Management
3 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC.
Ticker: XMSR Security ID: 983759101
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Parsons For For Management
1.2 Elect Director Hugh Panero For For Management
1.3 Elect Director Nathaniel A. Davis For For Management
1.4 Elect Director Thomas J. Donohue For For Management
1.5 Elect Director Thomas G. Elliott For Withhold Management
1.6 Elect Director George W. Haywood For For Management
1.7 Elect Director Chester A. Huber, Jr. For For Management
1.8 Elect Director Jarl Mohn For For Management
1.9 Elect Director Pierce J. Roberts, Jr. For For Management
1.10 Elect Director Jack Shaw For For Management
IMS STRATEGIC ALLOCATION FUND
PROXY VOTING HISTORY
===============================================================================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. J. Sanders III For For Management
1.2 Elect Director Hector de J. Ruiz For For Management
1.3 Elect Director W. Michael Barnes For For Management
1.4 Elect Director Charles M. Blalack For For Management
1.5 Elect Director R. Gene Brown For For Management
1.6 Elect Director Bruce Claflin For For Management
1.7 Elect Director H. Paulett Eberhart For For Management
1.8 Elect Director Robert B. Palmer For For Management
1.9 Elect Director Leonard M. Silverman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AETHER SYSTEMS, INC.
Ticker: AETH Security ID: 00808VWMH
Meeting Date: JUN 11, 2004 Meeting Type: Annual
Record Date: APR 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Carter Beese, Jr. For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director Jack B. Dunn IV For For Management
1.4 Elect Director Edward J. Mathias For For Management
1.5 Elect Director David S. Oros For For Management
1.6 Elect Director Truman T. Semans For For Management
1.7 Elect Director George P. Stamas For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441209
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Daane For For Management
1.2 Elect Director Robert W. Reed For For Management
1.3 Elect Director Charles M. Clough For For Management
1.4 Elect Director Robert J. Finocchio Jr For For Management
1.5 Elect Director Kevin Mcgarity For For Management
1.6 Elect Director Paul Newhagen For For Management
1.7 Elect Director William E. Terry For For Management
1.8 Elect Director Susan Wang For For Management
2 Amend Stock Option Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
5 Approve Option Expensing Against For Shareholder
- --------------------------------------------------------------------------------
ARIBA, INC.
Ticker: ARBAD Security ID: 04033VBHH
Meeting Date: JUN 28, 2004 Meeting Type: Annual
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Elect Director Richard Wallman For For Management
4 Elect Director Thomas Monahan For For Management
5 Ratify Auditors For For Management
6 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
AT&T WIRELESS SERVICES, INC.
Ticker: AWE Security ID: 00209A106
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Management
Vote
2.1 Elect Director Nobuharu Ono For Did Not Management
Vote
2.2 Elect Director Carolyn M. Ticknor For Did Not Management
Vote
2.3 Elect Director John D. Zeglis For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
5 Prohibit Awards to Executives Against Did Not Shareholder
Vote
6 Require Affirmative Vote of a Majority of Against Did Not Shareholder
the Shares to Elect Directors Vote
- --------------------------------------------------------------------------------
ATMEL CORP.
Ticker: ATML Security ID: 049513104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Perlegos For Withhold Management
1.2 Elect Director Gust Perlegos For Withhold Management
1.3 Elect Director Tsung-Ching Wu For Withhold Management
1.4 Elect Director T. Peter Thomas For For Management
1.5 Elect Director Norm Hall For Withhold Management
1.6 Elect Director Pierre Fougere For For Management
1.7 Elect Director Dr. Chaiho Kim For For Management
1.8 Elect Director David Sugishita For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director John Major For For Management
1.3 Elect Director Alan E. Ross For For Management
1.4 Elect Director Henry Samueli, Ph.D. For For Management
1.5 Elect Director Robert E. Switz For For Management
1.6 Elect Director Werner F. Wolfen For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COMVERSE TECHNOLOGY, INC.
Ticker: CMVT Security ID: 205862105
Meeting Date: JUN 15, 2004 Meeting Type: Annual
Record Date: APR 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobi Alexander For For Management
1.2 Elect Director Raz Alon For For Management
1.3 Elect Director Itsik Danziger For For Management
1.4 Elect Director John H. Friedman For For Management
1.5 Elect Director Ron Hiram For For Management
1.6 Elect Director Sam Oolie For For Management
1.7 Elect Director William F. Sorin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COPPER MOUNTAIN NETWORKS, INC.
Ticker: CMTN Security ID: 217510106
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Gilbert For Did Not Management
Vote
1.2 Elect Director Joseph D. Markee For Did Not Management
Vote
1.3 Elect Director Tench Coxe For Did Not Management
Vote
1.4 Elect Director Roger L. Evans For Did Not Management
Vote
1.5 Elect Director Raymond V. Thomas For Did Not Management
Vote
1.6 Elect Director Joseph R. Zell For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy R. Knowles For For Management
1.2 Elect Director Eugene C. Sit For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
- --------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall A. Hack For For Management
1.2 Elect Director Edward C. Hutcheson, Jr. For Withhold Management
1.3 Elect Director J. Landis Martin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Implement MacBride Principles Against Against Shareholder
- --------------------------------------------------------------------------------
DEUTSCHE TELEKOM
Ticker: DT Security ID: 251566105
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE RESOLUTION ON THE For For Management
APPROPRIATION OF NET INCOME.
2 APPROVAL OF ACTIONS BY THE BOARD OF For For Management
MANAGEMENT FOR THE FINANCIAL YEAR 2003.
3 APPROVAL OF ACTIONS BY THE SUPERVISORY For For Management
BOARD FOR THE FINANCIAL YEAR 2003.
4 Ratify Auditors For For Management
5 APPROVAL OF THE RESOLUTION AUTHORIZING For For Management
THE COMPANY TO PURCHASE AND USE ITS OWN
SHARES.
6 APPROVAL OF THE RESOLUTION ON PARTIAL For For Management
REVOCATION OF AS YET UNUSED PART OF
AUTHORIZATION TO GRANT SUBSCRIPTION
RIGHTS.
7 APPROVAL OF THE RESOLUTION ON THE For Against Management
CANCELLATION OF THE APPROVED CAPITAL 2000
AND THE CREATION OF NEW APPROVED CAPITAL
2004.
8 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management
TRANSFER AGREEMENT WITH T-PUNKT
VERTRIEBSGESELLSCHAFT MBH.
9 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management
TRANSFER AGREEMENT WITH TRAVIATA
TELEKOMMUNIKATIONSDIENSTE GMBH.
10 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management
TRANSFER AGREEMENT WITH NORMA
TELEKOMMUNIKATIONSDIENSTE GMBH.
11 APPROVAL TO CONCLUDE A PROFIT AND LOSS For For Management
TRANSFER AGREEMENT WITH CARMEN
TELEKOMMUNIKATIONSDIENSTE GMBH.
12 APPROVAL OF THE RESOLUTION ON THE For For Management
AMENDMENT OF SECTION 13 OF THE ARTICLES
OF INCORPORATION.
13 APPROVAL OF THE RESOLUTION ON THE For For Management
AMENDMENT OF SECTION 14 OF THE ARTICLES
OF INCORPORATION.
- --------------------------------------------------------------------------------
FREEMARKETS, INC.
Ticker: FMKT Security ID: 356602BHH
Meeting Date: JUN 28, 2004 Meeting Type: Special
Record Date: MAY 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig R. Barrett For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director E. John P. Browne For For Management
1.4 Elect Director Andrew S. Grove For For Management
1.5 Elect Director D. James Guzy For Withhold Management
1.6 Elect Director Reed E. Hundt For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director David S. Pottruck For For Management
1.9 Elect Director Jane E. Shaw For For Management
1.10 Elect Director John L. Thornton For For Management
1.11 Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Expense Stock Options Against For Shareholder
5 Limit/Prohibit Awards to Executives Against For Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
- --------------------------------------------------------------------------------
INTERNET CAPITAL GROUP, INC.
Ticker: ICGE Security ID: 46059C106
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Thomas P. Gerrity For For Management
1.2 Elect Director Robert E. Keith, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Reverse Stock Split For For Management
- --------------------------------------------------------------------------------
LSI LOGIC CORP.
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilfred J. Corrigan For For Management
1.2 Elect Director James H. Keyes For For Management
1.3 Elect Director Malcolm R. Currie For For Management
1.4 Elect Director T.Z. Chu For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Matthew J. O'Rourke For For Management
1.7 Elect Director Gregorio Reyes For For Management
1.8 Elect Director Larry W. Sonsini For For Management
2 Amend Employee Stock Purchase Plan For Against Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve/Amend Executive Incentive Bonus For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
NEXTEL PARTNERS, INC.
Ticker: NXTP Security ID: 65333F107
Meeting Date: MAY 18, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Aron For For Management
1.2 Elect Director John Chapple For For Management
1.3 Elect Director Steven B. Dodge For For Management
1.4 Elect Director Timothy Donahue For For Management
1.5 Elect Director Caroline H. Rapking For For Management
1.6 Elect Director James N. Perry, Jr. For For Management
1.7 Elect Director Dennis M. Weibling For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NKCAF Security ID: 654902204
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For Did Not Management
BALANCE SHEETS. Vote
2 APPROVAL OF A DIVIDEND OF EUR 0.30 PER For Did Not Management
SHARE. Vote
3 APPROVAL OF THE DISCHARGE OF THE For Did Not Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF Vote
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4.1 Elect Director Paul J. Collins For Did Not Management
Vote
4.2 Elect Director Georg Ehrnrooth For Did Not Management
Vote
4.3 Elect Director Bengt Holmstrom For Did Not Management
Vote
4.4 Elect Director Per Karlsson For Did Not Management
Vote
4.5 Elect Director Jorma Ollila For Did Not Management
Vote
4.6 Elect Director Marjorie Scardino For Did Not Management
Vote
4.7 Elect Director Vesa Vainio For Did Not Management
Vote
4.8 Elect Director Arne Wessberg For Did Not Management
Vote
5 Ratify Auditors For Did Not Management
Vote
6 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Did Not Management
REDUCE THE SHARE CAPITAL THROUGH Vote
CANCELLATION OF NOKIA SHARES HELD BY THE
COMPANY
7 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management
BOARD TO INCREASE THE SHARE CAPITAL OF Vote
THE COMPANY.
8 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management
BOARD TO REPURCHASE NOKIA SHARES. Vote
9 APPROVAL OF THE AUTHORIZATION TO THE For Did Not Management
BOARD TO DISPOSE NOKIA SHARES HELD BY THE Vote
COMPANY.
10 APPROVAL OF THE PROPOSAL OF THE BOARD TO For Did Not Management
INCREASE THE CAPITAL OF THE FOUNDATION OF Vote
NOKIA CORPORATION.
11 MARK THE FOR BOX IF YOU WISH TO None Did Not Management
INSTRUCT THE DEPOSITARY TO GIVE A PROXY Vote
TO ANY ONE OF MARIANNA UOTINEN-TARKOMA,
ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF
NOKIA CORPORATION, TO AUTHORIZE ANY OF
THEM (WITH FULL POWER OF SUBSTITUTION) TO
VOTE, IN THEIR DISCR
- --------------------------------------------------------------------------------
PEGASUS SOLUTIONS
Ticker: PEGS Security ID: 705906105
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Hammett, Jr. For For Management
1.2 Elect Director Thomas F. O'Toole For For Management
2 Ratify Auditors For For Management
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PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: MAY 14, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bailey For For Management
1.2 Elect Director Alexandre Balkanski For For Management
1.3 Elect Director Richard Belluzzo For For Management
1.4 Elect Director James Diller For Withhold Management
1.5 Elect Director Jonathan Judge For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Frank Marshall For For Management
1.8 Elect Director Lewis Wilks For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QRS CORP.
Ticker: QRSI Security ID: 74726X105
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles K. Crovitz For For Management
1.2 Elect Director John P. Dougall For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
RETEK INC.
Ticker: RETK Security ID: 76128Q109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Buchanan For For Management
1.2 Elect Director N. Ross Buckenham For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Harari For Did Not Management
Vote
1.2 Elect Director Irwin Federman For Did Not Management
Vote
1.3 Elect Director Judy Bruner For Did Not Management
Vote
1.4 Elect Director Michael E. Marks For Did Not Management
Vote
1.5 Elect Director James D. Meindl For Did Not Management
Vote
1.6 Elect Director Alan F. Shugart For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
SPRINT CORP.
Ticker: FON Security ID: 852061100
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For For Management
1.2 Elect Director E. Linn Draper, Jr. For For Management
1.3 Elect Director Deborah A. Henretta For For Management
1.4 Elect Director Linda Koch Lorimer For Withhold Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against For Shareholder
4 Limit Executive Compensation Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Foreign Outsourcing Against Against Shareholder
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Birck For For Management
1.2 Elect Director Frederick A. Krehbiel For For Management
1.3 Elect Director Krish A. Prabhu For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Mulroney For For Management
1.2 Elect Director Patricia S. Wolpert For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED STATES CELLULAR CORP.
Ticker: USM Security ID: 911684WMH
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAY 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.J. Harczak, Jr. For For Management
1.2 Elect Director P. Denuit For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Barker For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Thomas H. O'Brien For For Management
1.7 Elect Director Hugh B. Price For For Management
1.8 Elect Director Ivan G. Seidenberg For For Management
1.9 Elect Director Walter V. Shipley For For Management
1.10 Elect Director John R. Stafford For For Management
1.11 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against For Shareholder
4 Require Majority of Independent Directors Against Against Shareholder
on Board
5 Separate Chairman and CEO Positions Against For Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
7 Submit Executive Compensation to Vote Against For Shareholder
8 Prohibit Awards to Executives Against Against Shareholder
9 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
10 Report on Political Against Against Shareholder
Contributions/Activities
11 Cease Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION
Ticker: WWCA Security ID: 95988E105
Meeting Date: MAY 26, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Stanton For For Management
1.2 Elect Director John L. Bunce, Jr. For For Management
1.3 Elect Director Mitchell R. Cohen For For Management
1.4 Elect Director Daniel J. Evans For For Management
1.5 Elect Director Theresa E. Gillespie For For Management
1.6 Elect Director Jonathan M. Nelson For For Management
1.7 Elect Director Peggy V. Phillips For For Management
1.8 Elect Director Mikal J. Thomsen For For Management
1.9 Elect Director Peter H. van Oppen For For Management
2 Ratify Auditors For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Other Business For Against Management
IMS STRATEGIC INCOME FUND
PROXY VOTING HISTORY
===============================================================================
ALLIANCE WORLD DOLLAR GOVERNMENT FUND
Ticker: AWF Security ID: 01879R106
Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
- --------------------------------------------------------------------------------
ALLIANCE WORLD DOLLAR GOVERNMENT FUND
Ticker: AWF Security ID: 01879R106
Meeting Date: MAR 25, 2004 Meeting Type: ANNUAL
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
- --------------------------------------------------------------------------------
ALLIED CAPITAL CORPORATION
Ticker: ALD Security ID: 01903Q108
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Walton For For Management
1.2 Elect Director Joan M. Sweeney For For Management
1.3 Elect Director Brooks H. Browne For For Management
1.4 Elect Director Robert E. Long For For Management
2 Ratify Auditors For For Management
3 Approve Deferred Compensation Plan For For Management
4 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ALLTEL CORP.
Ticker: AT Security ID: 020039103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott T. Ford For For Management
1.2 Elect Director Lawrence L. Gellerstedt, For For Management
III
1.3 Elect Director Emon A. Mahony, Jr. For For Management
1.4 Elect Director Ronald Townsend For For Management
2 Ratify Auditors For For Management
3 Ammend EEO - Sexual Orientation Against For Shareholder
- --------------------------------------------------------------------------------
AMERICAN STRATEGIC INCOME PORTFOLIO
Ticker: CSP Security ID: 03009T101
Meeting Date: OCT 28, 2003 Meeting Type: ANNUAL
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
2 TO RATIFY THE SELCETION OF ERNST AND FOR FOR Management
YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FUND
- --------------------------------------------------------------------------------
AMERICAN STRATEGIC INCOME PORTFOLIO
Ticker: CSP Security ID: 03009T101
Meeting Date: OCT 28, 2003 Meeting Type: ANNUAL
Record Date: SEP 8, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
2 TO RATIFY THE SELCETION OF ERNST AND FOR FOR Management
YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FUND
- --------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS L.P.
Ticker: EPD Security ID: 293792107
Meeting Date: MAY 17, 2004 Meeting Type: Written Consent
Record Date: APR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Employee Stock Purchase Plan For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GABLES RESIDENTIAL TRUST
Ticker: GBP Security ID: 362418105
Meeting Date: MAY 21, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Marcus E. Bromley For Withhold Management
1.2 Elect Trustee James D. Motta For For Management
1.3 Elect Trustee Chris C. Stroup For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GLOBAL HIGH INCOME DOLLAR FUND
Ticker: GHI Security ID: 37933G108
Meeting Date: FEB 19, 2004 Meeting Type: ANNUAL
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR FOR ALL Management
- --------------------------------------------------------------------------------
GLOBAL HIGH INCOME DOLLAR FUND
Ticker: GHI Security ID: 37933G108
Meeting Date: FEB 19, 2004 Meeting Type: ANNUAL
Record Date: DEC 19, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR FOR ALL Management
- --------------------------------------------------------------------------------
HRPT PROPERTIES TRUST
Ticker: HRP Security ID: 40426W101
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Patrick F. Donelan For For Management
- --------------------------------------------------------------------------------
JP MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For Against Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against For Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Wendell For For Management
1.2 Elect Director William G. Bowen For For Management
1.3 Elect Director William M. Daley For For Management
1.4 Elect Director Thomas E. Shenk For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Prohibit Awards to Executives Against Against Shareholder
5 Develop Ethical Criteria for Patent Against Against Shareholder
Extension
6 Link Executive Compensation to Social Against Against Shareholder
Issues
7 Report on Political Contributions Against Against Shareholder
8 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
PETROFUND ENERGY TRUST (FORMERLY NCE PETROFUND)
Ticker: NCN Security ID: 71648W108
Meeting Date: APR 14, 2004 Meeting Type: Annual/Special
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Allard, Sandra Cowan, John For For Management
Driscoll, Jeffery Errico, Wayne Newhouse,
Frank Potter, Peter Thomson as Directors
of Petrofund Corp.
2 Ratify Auditors of the Trust For For Management
3 Approve Restricted Unit Plan For For Management
4 Approve Long Term Incentive Plan For For Management
5 Amend the Trust Indenture and the Royalty For For Management
Agreement
- --------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND
Ticker: PTY Security ID: 72201B101
Meeting Date: MAR 9, 2004 Meeting Type: ANNUAL
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
- --------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND
Ticker: PTY Security ID: 72201B101
Meeting Date: MAR 9, 2004 Meeting Type: ANNUAL
Record Date: JAN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTORS FOR ALL FOR ALL Management
- --------------------------------------------------------------------------------
PROVIDENT ENERGY TR
Ticker: PVE.U Security ID: 74386K104
Meeting Date: MAY 10, 2004 Meeting Type: Annual/Special
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For Did Not Management
Auditors Vote
2 Elect G. D. Billing, T. W. Buchanan, R. For Did Not Management
J. Findlay, Norman R. Gish, Bruce Vote R.Libin, Dr. R. Mitchell, B. J.
Seaman, M. H. Shaikh, J. T. Smith and J. B. Zaozirny as Directors
3 Appoint the Trustee of the Trust For Did Not Management
Vote
4 Amend Trust Unit Option Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
TUPPERWARE CORP.
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Bornstein For For Management
1.2 Elect Director E.V. Goings For For Management
1.3 Elect Director Robert J. Murray For For Management
1.4 Elect Director Joyce M. Roche For For Management
1.5 Elect Director M. Anne Szostak For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
1.2 Elect Director Marc C. Breslawsky For For Management
1.3 Elect Director David E. A. Carson For For Management
1.4 Elect Director Arnold L. Chase For For Management
1.5 Elect Director John F. Croweak For For Management
1.6 Elect Director Betsy Henley-Cohn For For Management
1.7 Elect Director John L. Lahey For For Management
1.8 Elect Director F. Patrick Mcfadden, Jr For For Management
1.9 Elect Director Daniel J. Miglio For For Management
1.10 Elect Director William F. Murdy For For Management
1.11 Elect Director James A. Thomas For For Management
1.12 Elect Director Nathaniel D. Woodson For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
UNION PLANTERS CORP.
Ticker: UPC Security ID: 908068109
Meeting Date: JUN 8, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Albert M. Austin For For Management
2.2 Elect Director George W. Bryan For For Management
2.3 Elect Director Robert R. Waller, M.D. For For Management
2.4 Elect Director Spence L. Wilson For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David A. Christensen For For Management
2.2 Elect Director Margaret R. Preska For For Management
2.3 Elect Director W. Thomas Stephens For For Management
2.4 Elect Director Richard H. Anderson For For Management
2.5 Elect Director Richard C. Kelly For For Management
2.6 Elect Director Ralph R. Peterson For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) AmeriPrime Funds
By Anthony J. Ghoston
------------------------------------------------------------------------------
Anthony J. Ghoston, President
Date 12/20/04
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