UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 28, 2004 ------------------------------- Health Grades, Inc. -------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-22019 62-1623449 - ---------------------------- ------------------ -------------------- (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.) 44 Union Boulevard, Suite 600 Lakewood, Colorado 80228 - ---------------------------------------- ----------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (303) 716-0041 ----------------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240. 14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION On October 28, 2004, we issued a press release announcing third quarter 2004 earnings. This information is furnished herewith as Exhibit 99.1. The information in this Form 8-K and the exhibit attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS The following exhibit is being furnished with this report <Table> <Caption> Exhibit No. Description 99.1 Press Release Dated October 28, 2004 </Table> SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HEALTH GRADES, INC. (Registrant) By: ALLEN DODGE ------------------------------ Allen Dodge Senior Vice President -Finance and Chief Financial Officer Dated: October 28, 2004 EXHIBIT INDEX <Table> <Caption> Exhibit No. Description 99.1 Press Release Dated October 28, 2004 </Table>