UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________________
FORM 10-Q/A
AMENDMENT NO. 1
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the Quarterly Period Ended June 30, 2000
OR
[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF
THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
For the Transition Period from _____________________ to ____________________
Commission File 1-3437-2
________________
AMERICAN WATER WORKS COMPANY, INC.
(Exact name of registrant as specified in its charter)
Delaware 51-0063696
(State of other jurisdiction (IRS Employer Identification Number)
of incorporation or organization)
1025 Laurel Oak Road, Voorhees, New Jersey 08043
(Address of principal executive offices) (Zip Code)
(856) 346-8200
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(Registrant's telephone number, including area code)
Not Applicable
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(Former name, former address and former fiscal year, if changed since
last report)
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities and Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) and (2) has been subject to such
filing requirements for the past 90 days.
Yes [X] No [_]
As of August 1, 2000, the number of shares of common stock, $1.25 par
value, outstanding was 98,051,178.
EXPLANATORY NOTE
This Report on Form 10Q-A of American Water Works Company, Inc. is filed
solely to amend the Exhibit Index included herein.
PART II -- OTHER INFORMATION
ITEM 6. Exhibits and Reports on Form 8-k
A. Exhibits
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Exhibit Number Description
- -------------- -----------
10 Material Contracts
(a) 2000 Stock Award and Incentive Plan of the Registrant is
incorporated by reference as Appendix A of the definitive Proxy
Statement relating to the Registrant's Annual Meeting of
Shareholders on May 4, 2000.*
(b) Non-Qualified Stock Option Agreement between the Registrant
and its executives and other key associates.*
(c) Change in Control Agreement, and summary thereof, between the
Registrant and certain executives.*
(d) Employee's Stock Ownership Plan of the Registrant as amended
and restated effective August 1, 1999.*
(e) 364-Day Credit Agreement, dated as of June 27, 2000, among
American Water Capital Corp., as Borrower, American Water Works
Company, Inc., as Parent, the Lenders Identified Herein, as
Lenders, First Union National Bank, as Administrative Agent, PNC
Bank, National Association, as Syndication Agent, and Mellon
Bank, N.A., as Documentation Agent, First Union Securities, Inc.,
as Sole Lead Arranger and Book Manager, is filed herewith.
27 Financial Data Schedule
Financial Data Schedule.*
* Previously Filed
B. Reports on Form 8-K
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A current report on Form 8-K was filed on June 1, 2000 by the Company describing
the amendment of the Shareholder Rights Agreement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
AMERICAN WATER WORKS COMPANY, INC.
By: /s/ W. Timothy Pohl
---------------------------------
Name: W. Timothy Pohl
Title: Vice President and Secretary
DATE: January 25, 2001